80_FR_30636 80 FR 30534 - Emergency Order Under 49 U.S.C. 20104 Establishing Requirements for the National Railroad Passenger Corporation To Control Passenger Train Speeds at Certain Locations Along the Northeast Corridor

80 FR 30534 - Emergency Order Under 49 U.S.C. 20104 Establishing Requirements for the National Railroad Passenger Corporation To Control Passenger Train Speeds at Certain Locations Along the Northeast Corridor

DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration

Federal Register Volume 80, Issue 102 (May 28, 2015)

Page Range30534-30536
FR Document2015-12774

FRA is issuing this emergency order (EO or Order) to require that the National Railroad Passenger Corporation (Amtrak) take actions to control passenger train speed at certain locations on main line track in the Northeast Corridor (as described by 49 U.S.C. 24905(c)(1)(A)). Amtrak must immediately implement code changes to its Automatic Train Control (ATC) System to enforce the passenger train speed limit ahead of the curve at Frankford Junction in Philadelphia, Pennsylvania, where a fatal accident occurred on May 12, 2015. Amtrak must also identify each main track curve on the Northeast Corridor where there is a significant reduction (more than 20 miles per hour (mph)) from the maximum authorized approach speed to those curves for passenger trains. Amtrak must then develop and comply with an FRA- approved action plan to modify its existing ATC System or other signal systems (or take alternative operational actions) to enable enforcement of passenger train speed limits at the identified curves. Amtrak must also install additional wayside passenger train speed limit signage at appropriate locations on its Northeast Corridor right-of-way.

Federal Register, Volume 80 Issue 102 (Thursday, May 28, 2015)
[Federal Register Volume 80, Number 102 (Thursday, May 28, 2015)]
[Notices]
[Pages 30534-30536]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-12774]


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DEPARTMENT OF TRANSPORTATION

Federal Railroad Administration

[Emergency Order No. 31, Notice No. 1]


Emergency Order Under 49 U.S.C. 20104 Establishing Requirements 
for the National Railroad Passenger Corporation To Control Passenger 
Train Speeds at Certain Locations Along the Northeast Corridor

SUMMARY: FRA is issuing this emergency order (EO or Order) to require 
that the National Railroad Passenger Corporation (Amtrak) take actions 
to control passenger train speed at certain locations on main line 
track in the Northeast Corridor (as described by 49 U.S.C. 
24905(c)(1)(A)). Amtrak must immediately implement code changes to its 
Automatic Train Control (ATC) System to enforce the passenger train 
speed limit ahead of the curve at Frankford Junction in Philadelphia, 
Pennsylvania, where a fatal accident occurred on May 12, 2015. Amtrak 
must also identify each main track curve on the Northeast Corridor 
where there is a significant reduction (more than 20 miles per hour 
(mph)) from the maximum authorized approach speed to those curves for 
passenger trains. Amtrak must then develop and comply with an FRA-
approved action plan to modify its existing ATC System or other signal 
systems (or take alternative operational actions) to enable enforcement 
of passenger train speed limits at the identified curves. Amtrak must 
also install additional wayside passenger train speed limit signage at 
appropriate locations on its Northeast Corridor right-of-way.

FOR FURTHER INFORMATION CONTACT: Ron Hynes, Director, Office of Safety 
Assurance and Compliance, Office of Railroad Safety, FRA, 1200 New 
Jersey Avenue SE., Washington, DC 20590, telephone (202) 493-6404; 
Joseph St. Peter, Trial Attorney, Office of Chief Counsel, FRA, 1200 
New Jersey Avenue SE., Washington, DC 20590, telephone (202) 493-6047, 
[email protected]; or Matthew Navarrete, Trial Attorney, Office 
of Chief Counsel, FRA, 1200 New Jersey Avenue SE., Washington, DC 
20590, telephone (202) 493-0138, [email protected].

SUPPLEMENTARY INFORMATION: 

Introduction

    FRA has determined that public safety compels issuance of this EO. 
This determination is made in light of the Amtrak train derailment that 
occurred in Philadelphia, Pennsylvania on May 12, 2015, in which eight 
persons were killed and a significant number of others were seriously 
injured. While the cause of the accident has not yet been determined, 
preliminary investigation into this derailment indicates the train was 
traveling approximately 106 mph on a curve where the maximum authorized 
passenger train speed is 50 mph. This was a serious overspeed event and 
FRA has concluded that additional action is necessary in the form of 
this EO to eliminate an immediate hazard of death, personal injury, or 
significant harm to the environment.

Authority

    Authority to enforce Federal railroad safety laws has been 
delegated by the Secretary of Transportation to the Administrator of 
FRA. 49 CFR 1.89 and internal delegations. Railroads are subject to 
FRA's safety jurisdiction under the Federal railroad safety laws. 49 
U.S.C. 20101, 20103. FRA is authorized to issue emergency orders where 
an unsafe condition or practice ``causes an emergency situation 
involving a hazard of death, personal injury, or significant harm to 
the environment.'' 49 U.S.C. 20104. These orders may immediately impose 
``restrictions and prohibitions . . . that may be necessary to abate 
the situation.'' Id.

Amtrak Derailment

    On Tuesday, May 12, 2015, Amtrak passenger train 188 (Train 188) 
was traveling timetable east (northbound) from Washington, DC, to New 
York City. Aboard the train were five crew members and approximately 
238 passengers. Train 188 consisted of a conventional set-up with a 
locomotive in the lead and seven passenger cars trailing. Shortly after 
9:20 p.m., the train derailed while traveling through a curve in the 
track at Frankford Junction in Philadelphia, Pennsylvania. As a result 
of the accident, eight people were killed, and a significant number of 
people were seriously injured.
    The National Transportation Safety Board (NTSB) has taken the lead 
role conducting the investigation of this accident under its legal 
authority. 49 U.S.C. 1101 et seq.; 49 CFR 800.3(a) and 831.2(b). As is 
customary, FRA is participating in the NTSB's investigation and also 
investigating the accident under its own authority. While NTSB has not 
yet issued any formal findings, the information it has released makes 
it obvious that train speed was a likely factor in the derailment. As 
Train 188 approached the curve from the west, it traveled over a 
straightaway with a maximum authorized passenger train speed of 80 mph. 
The maximum authorized passenger train speed for the curve was 50 mph. 
NTSB determined that the train was traveling approximately 106 mph 
within the curve's 50-mph speed restriction, exceeding the maximum 
authorized speed on the straightaway by 26 mph, and 56 mph over 
railroad's maximum authorized speed for the curve.\1\ NTSB also 
determined the locomotive engineer operating the train made an 
emergency application of Train 188's air brake system, and the train 
slowed to approximately 102 mph before derailing in the curve.
---------------------------------------------------------------------------

    \1\ FRA regulations provide, in part, that it is unlawful to 
``[o]perate a train or locomotive at a speed which exceeds the 
maximum authorized limit by at least 10 miles per hour.'' 49 CFR 
240.305(a)(2).
---------------------------------------------------------------------------

2013 Metro-North Derailment

    Upon evaluating the Amtrak accident described above, FRA found 
similarities to an accident that occurred in December 2013, on the New 
York State Metropolitan Transportation Authority's Metro-North Commuter 
Railroad Company (Metro-North) track. The Metro-North accident was the 
subject of FRA's Emergency Order No. 29. 78 FR 75442, Dec. 11, 2013. 
That accident occurred when a Metro-North passenger train was traveling 
south toward Grand Central Terminal in New York City. The train 
traveled over a straightaway with a maximum authorized passenger train 
speed of 70 mph before reaching a sharp curve in the track with a 
maximum authorized speed of 30 mph. NTSB's investigation of the Metro-
North accident determined the train was traveling approximately 82 mph 
as it entered the curve's 30-mph speed

[[Page 30535]]

restriction before derailing. That derailment resulted in four 
fatalities and at least 61 persons being injured.

Overspeed Protections

    Amtrak's passenger trains are normally operated with only one 
crewmember in the cab of a passenger train's locomotive. Amtrak's 
controlling locomotives are typically equipped with an alerter to help 
ensure the attentiveness of the locomotive engineer operating the 
train. Amtrak's locomotive controls and its signal systems also 
incorporate an ATC System, which is a train speed control system where 
trains are automatically slowed or stopped if a locomotive engineer 
fails to comply with signal indication or is otherwise unable to take 
action to slow a train. The ATC system is used to enforce compliance 
with certain signal indications in a particular territory, but it is 
not typically used to enforce civil passenger train speed restrictions 
that are below the maximum authorized operating speed for the broader 
territory. However, Amtrak's ATC System is capable of being used in a 
manner to enforce civil speed restrictions that are below the maximum 
authorized operating speed in some situations. This is accomplished by 
installing a code change point at or near the location where the speed 
restriction is to be enforced. As mentioned above, Amtrak's existing 
ATC System is not currently coded to slow trains to comply with 
applicable speed limits in all circumstances, and such coding may not 
be operationally feasible in all instances.\2\ As demonstrated by the 
May 12, 2015, accident, if a locomotive engineer fails to take action 
to slow a train when approaching such a speed restriction, currently, 
Amtrak's ATC System will not slow the train to comply with the required 
speed reduction.
---------------------------------------------------------------------------

    \2\ FRA understands that on the date of the accident the ATC 
system enforced the curve's speed restriction for the timetable west 
(southbound) trains at this curve but not for the timetable east 
(northbound) trains.
---------------------------------------------------------------------------

    In light of the May 12 derailment that is the subject of this 
Order, and in an effort to immediately prevent similar incidents from 
occurring that could result in an emergency situation involving a 
hazard of death, personal injury, or significant harm to the 
environment, in this Order FRA is requiring Amtrak take certain 
immediate actions. First, FRA is ordering Amtrak to implement code 
changes to its ATC System near the Frankford Junction curve in 
Philadelphia where the May 12 accident occurred in the timetable east 
(northbound) direction. The changes implemented must provide 
enforcement of the relevant passenger train speed limit of 50 mph for 
passenger trains approaching that curve. Amtrak has already completed 
actions to implement such changes.
    Next, Amtrak must identify all other main track curves on the 
Northeast Corridor where there is a significant reduction (more than 20 
mph) in the authorized passenger train approach speed upon the approach 
to those curves. After identifying such curves, Amtrak must develop and 
submit to FRA for review and approval an action plan to make 
appropriate code modifications to its existing ATC System or other 
signal systems to enable warning and enforcement of relevant passenger 
train speed restrictions. This requirement does not apply to portions 
of the Northeast Corridor where Amtrak's operations are governed by a 
Positive Train Control (PTC) system that is in use. To the extent that 
other railroads operate passenger trains at the same maximum authorized 
speeds as Amtrak in the curves affected by this Order, the 
modifications Amtrak makes to its ATC System or signal systems must 
also enforce the relevant speed restrictions for those trains.
    If such code changes at identified curves will interfere with the 
timely implementation of PTC or are otherwise not viable, Amtrak must 
identify other actions it will take to ensure compliance with speed 
reductions (e.g., a procedure whereby a locomotive engineer and a 
second qualified employee communicate via radio ahead of relevant speed 
reductions, and where the second qualified employee may make an 
emergency brake application to slow the train if the locomotive 
engineer fails to do so). These alternative operational actions must be 
described in Amtrak's action plan submitted to FRA for approval. In 
addition, any alternative operational actions Amtrak adopts to ensure 
compliance with speed restrictions at identified curve locations on the 
Northeast Corridor also apply to passenger trains operated by other 
railroads at those curve locations.
    FRA notes that other railroads have coded their ATC systems to 
prevent overspeed events from occurring at locations where there are 
civil or other speed restrictions. FRA's Emergency Order No. 29, issued 
after the December 2013 accident discussed above, required Metro-North 
to take similar actions in response to that accident. FRA is ordering 
Amtrak to take similar steps to prevent accidents similar to the May 
12, 2015, accident from occurring in the future if a locomotive 
engineer fails (or is otherwise unable) to take action to appropriately 
slow or stop a passenger train.
    In addition to the above requirements, Amtrak must also enhance 
speed restriction signage along its rights-of-way on the Northeast 
Corridor. Amtrak must identify in the action plan it submits to FRA the 
locations at which it intends to install such additional signage, and 
provide notice to FRA when such additional signage has been installed. 
Increasing the amount and frequency of signage provides a redundant 
means to remind engineers and conductors of the authorized speed, in 
addition to information they receive from the ATC System and 
operational documents such as timetable or bulletin.
    FRA recognizes that Amtrak has been diligent in implementing PTC on 
the Northeast Corridor by December 31, 2015, as required by section 104 
of the Rail Safety Improvement Act of 2008. (Pub. L. 110-432, Division 
A, 122 Stat. 4848, 4856 (49 U.S.C. 20157)). Amtrak has indicated that 
it intends to meet the RSIA's statutory deadline to install PTC on the 
Northeast Corridor. Once in use, the PTC system will enforce the speed 
restriction at the curve where the May 12, 2015, accident occurred, but 
the interim action of implementing the code change in the ATC System, 
as required by this EO, will provide overspeed derailment protection 
until the PTC system is in use. As discussed above, Amtrak has already 
taken action to enforce appropriate passenger train speed limits near 
the curve where the May 12, 2015, accident occurred prior to its 
resumption of passenger train service, and plans to take similar 
actions at certain other locations on the Northeast Corridor. Amtrak 
also has stated it intends to increase radar checks, locomotive event 
recorder downloads, and efficiency tests aimed at ensuring compliance 
with relevant speed restrictions. Finally, Amtrak intends to hold 
listening sessions with its employees to learn about, and address, any 
additional safety concerns.
    Nonetheless, due to the significant safety concerns presented by 
the May 12, 2015, accident, FRA believes immediate enforceable action 
is necessary to address the emergency situation that contributed to 
that derailment. FRA will continue to review additional actions to 
address safety concerns on the Nation's passenger rail systems as its 
investigation into the May 12, 2015, derailment continues. FRA will 
revisit the necessity of the requirements in this Order upon reviewing 
Amtrak's actions taken to comply with the EO, or upon PTC systems 
governing Amtrak's operations

[[Page 30536]]

on the Northeast Corridor becoming operative.

Finding and Order

    FRA recognizes that passenger rail transportation is generally 
extremely safe. However, FRA finds that the recent May 12, 2015, 
accident on Amtrak, and the lack of overspeed protections in place at 
certain locations on Amtrak's system, create an emergency situation 
involving a hazard of death, personal injury, or significant harm to 
the environment. Accordingly, under the authority of 49 U.S.C. 20104, 
delegated to the Administrator of FRA by the Secretary of 
Transportation, 49 CFR 1.89 and internal delegations, it is hereby 
ordered that:
    1. Amtrak must immediately implement code changes to its ATC System 
or other signal systems near the Frankford Junction curve in 
Philadelphia, Pennsylvania where the fatal May 12, 2015, accident 
occurred. The changes must enforce the passenger train speed limit of 
50 mph for timetable east (northbound) trains approaching that curve.
    2. Amtrak must survey its main line track system located on the 
Northeast Corridor (as described by 49 U.S.C. 24905(c)(1)(A)) and 
identify each main track curve where there is a reduction of more than 
20 mph from the maximum authorized approach speed to that curve for 
passenger trains, and provide a list of each location to the FRA 
Associate Administrator for Railroad Safety and Chief Safety Officer 
(Associate Administrator) within 5 days of the date of this Order. For 
purposes of compliance with this Order, the speed reductions of more 
than 20 mph that existed on the date of the issuance of this Order 
apply.
    3. After identifying the curves above, Amtrak shall develop and 
submit to FRA for approval an action plan that accomplishes each of the 
following:
    a. Identifies appropriate modifications to Amtrak's existing ATC 
System or other signal systems that Amtrak will make to enable warning 
and enforcement of applicable passenger train speeds at the identified 
curves. If such coding changes will interfere with the timely 
implementation of a PTC system or are not otherwise feasible, Amtrak's 
plan must describe why such changes are not feasible and may describe 
alternative operating procedures that it will adopt at the identified 
curves to ensure compliance with applicable speed reductions.
    b. Contains milestones and target dates for implementing each 
identified modification to Amtrak's existing ATC System or other signal 
systems (or alternative operational changes) to enable warning and 
enforcement of passenger train speeds at the identified curves.
    4. Amtrak must submit the action plan to the Associate 
Administrator within 20 days of the date of this Order. FRA will review 
and approve, approve with conditions, or disapprove Amtrak's action 
plan within 15 days of the plan's submission to FRA. Once FRA approves 
its action plan, Amtrak must make all identified modifications to the 
existing ATC System or other signal systems (or alternative operational 
changes) in the timeframes and manner that complies with all conditions 
FRA places on its approval of Amtrak's action plan.
    5. As soon as possible, but not later than 30 days after the date 
of this Order, Amtrak must begin to install additional wayside signage 
alerting engineers and conductors of the maximum authorized passenger 
train speed throughout its Northeast Corridor system, with particular 
emphasis on additional signage at the curve locations where speed 
reductions implicated by this Order must occur. Amtrak must identify 
the locations where it intends to install the additional wayside speed 
limit signs in the action plan submitted under paragraphs 3 and 4 
above, and must notify the Associate Administrator upon the completion 
of the installation of those signs.
    Nothing in this Order precludes FRA from using any of the other 
enforcement tools available to the agency under its regulatory 
authority to address non-compliance with the Federal railroad safety 
laws, regulations, and orders by Amtrak. If necessary, FRA may issue 
additional emergency orders or compliance orders, impose civil 
penalties against Amtrak (including individuals who may be liable for 
civil penalties for willful violations of the Federal railroad safety 
laws and regulations), or disqualify individuals from performing 
safety-sensitive functions.

Relief

    Amtrak, or any other passenger railroad affected by this Order, may 
petition for special approval to take actions not in accordance with 
this EO. Petitions must be submitted to the Associate Administrator, 
who is authorized to act on those requests without amending this EO. In 
reviewing any petition for special review, the Associate Administrator 
shall grant petitions only if the petitioner has clearly articulated an 
alternative action that will provide, in the Associate Administrator's 
judgment, at least a level of safety equivalent to that provided by 
compliance with this EO.

Penalties

    Any violation of this EO shall subject the person committing the 
violation to a civil penalty of up to $105,000. 49 U.S.C. 21301. Any 
individual who willfully violates a provision stated in this order is 
subject to civil penalties under 49 U.S.C. 21301. In addition, any 
individual whose violation of this order demonstrates the individual's 
unfitness for safety-sensitive service may be removed from safety-
sensitive service on the railroad under 49 U.S.C. 20111. If 
appropriate, FRA may pursue criminal penalties under 49 U.S.C. 522(a) 
and 49 U.S.C. 21311(a), as well as 18 U.S.C. 1001, for the knowing and 
willful falsification of a report required by this Order. FRA may, 
through the Attorney General, also seek injunctive relief to enforce 
this Order. 49 U.S.C. 20112.

Effective Date and Notice to Affected Persons

    This EO is effective upon Amtrak's receipt of an electronic copy, 
and Amtrak shall immediately initiate steps to implement this Order to 
comply with the Order's deadlines.

Review

    Opportunity for formal review of this EO will be provided under 49 
U.S.C. 20104(b) and 5 U.S.C. 554. Administrative procedures governing 
such review are at 49 CFR part 211. See 49 CFR 211.47, 211.71, 211.73, 
211.75, and 211.77.

    Issued in Washington, DC, on May 21, 2015.
Sarah Feinberg,
Acting Administrator.
[FR Doc. 2015-12774 Filed 5-27-15; 8:45 am]
 BILLING CODE 4910-06-P



                                                    30534                         Federal Register / Vol. 80, No. 102 / Thursday, May 28, 2015 / Notices

                                                    information collection, including: (1)                  FOR FURTHER INFORMATION CONTACT:      Ron             in the lead and seven passenger cars
                                                    Whether the proposed collection is                      Hynes, Director, Office of Safety                     trailing. Shortly after 9:20 p.m., the train
                                                    necessary for the FMCSA’s performance                   Assurance and Compliance, Office of                   derailed while traveling through a curve
                                                    of functions; (2) the accuracy of the                   Railroad Safety, FRA, 1200 New Jersey                 in the track at Frankford Junction in
                                                    estimated burden; (3) ways for the                      Avenue SE., Washington, DC 20590,                     Philadelphia, Pennsylvania. As a result
                                                    FMCSA to enhance the quality,                           telephone (202) 493–6404; Joseph St.                  of the accident, eight people were
                                                    usefulness, and clarity of the collected                Peter, Trial Attorney, Office of Chief                killed, and a significant number of
                                                    information; and (4) ways that the                      Counsel, FRA, 1200 New Jersey Avenue                  people were seriously injured.
                                                    burden could be minimized without                       SE., Washington, DC 20590, telephone                     The National Transportation Safety
                                                    reducing the quality of the collected                   (202) 493–6047, joseph.st.peter@dot.gov;              Board (NTSB) has taken the lead role
                                                    information. The agency will summarize                  or Matthew Navarrete, Trial Attorney,                 conducting the investigation of this
                                                    or include your comments in the request                 Office of Chief Counsel, FRA, 1200 New                accident under its legal authority. 49
                                                    for OMB’s clearance of this information                 Jersey Avenue SE., Washington, DC                     U.S.C. 1101 et seq.; 49 CFR 800.3(a) and
                                                    collection.                                             20590, telephone (202) 493–0138,                      831.2(b). As is customary, FRA is
                                                                                                            matthew.navarrete@dot.gov.                            participating in the NTSB’s
                                                      Issued under the authority of 49 CFR 1.87
                                                                                                            SUPPLEMENTARY INFORMATION:                            investigation and also investigating the
                                                    on: May 18, 2015.
                                                                                                                                                                  accident under its own authority. While
                                                    G. Kelly Regal,                                         Introduction                                          NTSB has not yet issued any formal
                                                    Associate Administrator for Office of                     FRA has determined that public safety               findings, the information it has released
                                                    Research and Information Technology.                                                                          makes it obvious that train speed was a
                                                                                                            compels issuance of this EO. This
                                                    [FR Doc. 2015–12855 Filed 5–27–15; 8:45 am]             determination is made in light of the                 likely factor in the derailment. As Train
                                                    BILLING CODE 4910–EX–P                                  Amtrak train derailment that occurred                 188 approached the curve from the
                                                                                                            in Philadelphia, Pennsylvania on May                  west, it traveled over a straightaway
                                                                                                            12, 2015, in which eight persons were                 with a maximum authorized passenger
                                                    DEPARTMENT OF TRANSPORTATION                            killed and a significant number of others             train speed of 80 mph. The maximum
                                                                                                            were seriously injured. While the cause               authorized passenger train speed for the
                                                    Federal Railroad Administration                                                                               curve was 50 mph. NTSB determined
                                                                                                            of the accident has not yet been
                                                                                                            determined, preliminary investigation                 that the train was traveling
                                                    [Emergency Order No. 31, Notice No. 1]                  into this derailment indicates the train              approximately 106 mph within the
                                                                                                            was traveling approximately 106 mph                   curve’s 50-mph speed restriction,
                                                    Emergency Order Under 49 U.S.C.                         on a curve where the maximum                          exceeding the maximum authorized
                                                    20104 Establishing Requirements for                     authorized passenger train speed is 50                speed on the straightaway by 26 mph,
                                                    the National Railroad Passenger                         mph. This was a serious overspeed                     and 56 mph over railroad’s maximum
                                                    Corporation To Control Passenger                        event and FRA has concluded that                      authorized speed for the curve.1 NTSB
                                                    Train Speeds at Certain Locations                       additional action is necessary in the                 also determined the locomotive
                                                    Along the Northeast Corridor                            form of this EO to eliminate an                       engineer operating the train made an
                                                                                                            immediate hazard of death, personal                   emergency application of Train 188’s air
                                                    SUMMARY:    FRA is issuing this emergency               injury, or significant harm to the                    brake system, and the train slowed to
                                                    order (EO or Order) to require that the                 environment.                                          approximately 102 mph before derailing
                                                    National Railroad Passenger Corporation                                                                       in the curve.
                                                    (Amtrak) take actions to control                        Authority
                                                    passenger train speed at certain                           Authority to enforce Federal railroad              2013 Metro-North Derailment
                                                    locations on main line track in the                     safety laws has been delegated by the                    Upon evaluating the Amtrak accident
                                                    Northeast Corridor (as described by 49                  Secretary of Transportation to the                    described above, FRA found similarities
                                                    U.S.C. 24905(c)(1)(A)). Amtrak must                     Administrator of FRA. 49 CFR 1.89 and                 to an accident that occurred in
                                                    immediately implement code changes to                   internal delegations. Railroads are                   December 2013, on the New York State
                                                    its Automatic Train Control (ATC)                       subject to FRA’s safety jurisdiction                  Metropolitan Transportation Authority’s
                                                    System to enforce the passenger train                   under the Federal railroad safety laws.               Metro-North Commuter Railroad
                                                    speed limit ahead of the curve at                       49 U.S.C. 20101, 20103. FRA is                        Company (Metro-North) track. The
                                                    Frankford Junction in Philadelphia,                     authorized to issue emergency orders                  Metro-North accident was the subject of
                                                    Pennsylvania, where a fatal accident                    where an unsafe condition or practice                 FRA’s Emergency Order No. 29. 78 FR
                                                    occurred on May 12, 2015. Amtrak must                   ‘‘causes an emergency situation                       75442, Dec. 11, 2013. That accident
                                                    also identify each main track curve on                  involving a hazard of death, personal                 occurred when a Metro-North passenger
                                                    the Northeast Corridor where there is a                 injury, or significant harm to the                    train was traveling south toward Grand
                                                    significant reduction (more than 20                     environment.’’ 49 U.S.C. 20104. These                 Central Terminal in New York City. The
                                                    miles per hour (mph)) from the                          orders may immediately impose                         train traveled over a straightaway with
                                                    maximum authorized approach speed to                    ‘‘restrictions and prohibitions . . . that            a maximum authorized passenger train
                                                    those curves for passenger trains.                      may be necessary to abate the                         speed of 70 mph before reaching a sharp
                                                    Amtrak must then develop and comply                     situation.’’ Id.                                      curve in the track with a maximum
                                                    with an FRA-approved action plan to                                                                           authorized speed of 30 mph. NTSB’s
                                                    modify its existing ATC System or other                 Amtrak Derailment                                     investigation of the Metro-North
asabaliauskas on DSK5VPTVN1PROD with NOTICES




                                                    signal systems (or take alternative                        On Tuesday, May 12, 2015, Amtrak                   accident determined the train was
                                                    operational actions) to enable                          passenger train 188 (Train 188) was                   traveling approximately 82 mph as it
                                                    enforcement of passenger train speed                    traveling timetable east (northbound)                 entered the curve’s 30-mph speed
                                                    limits at the identified curves. Amtrak                 from Washington, DC, to New York City.
                                                    must also install additional wayside                    Aboard the train were five crew                         1 FRA regulations provide, in part, that it is

                                                    passenger train speed limit signage at                  members and approximately 238                         unlawful to ‘‘[o]perate a train or locomotive at a
                                                                                                                                                                  speed which exceeds the maximum authorized
                                                    appropriate locations on its Northeast                  passengers. Train 188 consisted of a                  limit by at least 10 miles per hour.’’ 49 CFR
                                                    Corridor right-of-way.                                  conventional set-up with a locomotive                 240.305(a)(2).



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                                                                                  Federal Register / Vol. 80, No. 102 / Thursday, May 28, 2015 / Notices                                            30535

                                                    restriction before derailing. That                      (northbound) direction. The changes                   is otherwise unable) to take action to
                                                    derailment resulted in four fatalities and              implemented must provide enforcement                  appropriately slow or stop a passenger
                                                    at least 61 persons being injured.                      of the relevant passenger train speed                 train.
                                                                                                            limit of 50 mph for passenger trains                     In addition to the above requirements,
                                                    Overspeed Protections                                                                                         Amtrak must also enhance speed
                                                                                                            approaching that curve. Amtrak has
                                                       Amtrak’s passenger trains are                        already completed actions to implement                restriction signage along its rights-of-
                                                    normally operated with only one                         such changes.                                         way on the Northeast Corridor. Amtrak
                                                    crewmember in the cab of a passenger                       Next, Amtrak must identify all other               must identify in the action plan it
                                                    train’s locomotive. Amtrak’s controlling                main track curves on the Northeast                    submits to FRA the locations at which
                                                    locomotives are typically equipped with                 Corridor where there is a significant                 it intends to install such additional
                                                    an alerter to help ensure the                           reduction (more than 20 mph) in the                   signage, and provide notice to FRA
                                                    attentiveness of the locomotive engineer                authorized passenger train approach                   when such additional signage has been
                                                    operating the train. Amtrak’s locomotive                speed upon the approach to those                      installed. Increasing the amount and
                                                    controls and its signal systems also                    curves. After identifying such curves,                frequency of signage provides a
                                                    incorporate an ATC System, which is a                   Amtrak must develop and submit to                     redundant means to remind engineers
                                                    train speed control system where trains                 FRA for review and approval an action                 and conductors of the authorized speed,
                                                    are automatically slowed or stopped if                  plan to make appropriate code                         in addition to information they receive
                                                    a locomotive engineer fails to comply                   modifications to its existing ATC                     from the ATC System and operational
                                                    with signal indication or is otherwise                  System or other signal systems to enable              documents such as timetable or bulletin.
                                                    unable to take action to slow a train.                  warning and enforcement of relevant                      FRA recognizes that Amtrak has been
                                                    The ATC system is used to enforce                       passenger train speed restrictions. This              diligent in implementing PTC on the
                                                    compliance with certain signal                          requirement does not apply to portions                Northeast Corridor by December 31,
                                                    indications in a particular territory, but              of the Northeast Corridor where                       2015, as required by section 104 of the
                                                    it is not typically used to enforce civil               Amtrak’s operations are governed by a                 Rail Safety Improvement Act of 2008.
                                                    passenger train speed restrictions that                 Positive Train Control (PTC) system that              (Pub. L. 110–432, Division A, 122 Stat.
                                                    are below the maximum authorized                        is in use. To the extent that other                   4848, 4856 (49 U.S.C. 20157)). Amtrak
                                                    operating speed for the broader territory.              railroads operate passenger trains at the             has indicated that it intends to meet the
                                                    However, Amtrak’s ATC System is                         same maximum authorized speeds as                     RSIA’s statutory deadline to install PTC
                                                    capable of being used in a manner to                    Amtrak in the curves affected by this                 on the Northeast Corridor. Once in use,
                                                    enforce civil speed restrictions that are               Order, the modifications Amtrak makes                 the PTC system will enforce the speed
                                                    below the maximum authorized                            to its ATC System or signal systems                   restriction at the curve where the May
                                                    operating speed in some situations. This                must also enforce the relevant speed                  12, 2015, accident occurred, but the
                                                    is accomplished by installing a code                    restrictions for those trains.                        interim action of implementing the code
                                                    change point at or near the location                       If such code changes at identified                 change in the ATC System, as required
                                                    where the speed restriction is to be                    curves will interfere with the timely                 by this EO, will provide overspeed
                                                    enforced. As mentioned above, Amtrak’s                  implementation of PTC or are otherwise                derailment protection until the PTC
                                                    existing ATC System is not currently                    not viable, Amtrak must identify other                system is in use. As discussed above,
                                                    coded to slow trains to comply with                     actions it will take to ensure compliance             Amtrak has already taken action to
                                                    applicable speed limits in all                          with speed reductions (e.g., a procedure              enforce appropriate passenger train
                                                    circumstances, and such coding may not                  whereby a locomotive engineer and a                   speed limits near the curve where the
                                                    be operationally feasible in all                        second qualified employee                             May 12, 2015, accident occurred prior to
                                                    instances.2 As demonstrated by the May                  communicate via radio ahead of                        its resumption of passenger train
                                                    12, 2015, accident, if a locomotive                     relevant speed reductions, and where                  service, and plans to take similar actions
                                                    engineer fails to take action to slow a                 the second qualified employee may                     at certain other locations on the
                                                    train when approaching such a speed                     make an emergency brake application to                Northeast Corridor. Amtrak also has
                                                    restriction, currently, Amtrak’s ATC                    slow the train if the locomotive engineer             stated it intends to increase radar
                                                    System will not slow the train to                       fails to do so). These alternative                    checks, locomotive event recorder
                                                    comply with the required speed                          operational actions must be described in              downloads, and efficiency tests aimed at
                                                    reduction.                                              Amtrak’s action plan submitted to FRA                 ensuring compliance with relevant
                                                       In light of the May 12 derailment that               for approval. In addition, any alternative            speed restrictions. Finally, Amtrak
                                                    is the subject of this Order, and in an                 operational actions Amtrak adopts to                  intends to hold listening sessions with
                                                    effort to immediately prevent similar                   ensure compliance with speed                          its employees to learn about, and
                                                    incidents from occurring that could                     restrictions at identified curve locations            address, any additional safety concerns.
                                                    result in an emergency situation                        on the Northeast Corridor also apply to                  Nonetheless, due to the significant
                                                    involving a hazard of death, personal                   passenger trains operated by other                    safety concerns presented by the May
                                                    injury, or significant harm to the                      railroads at those curve locations.                   12, 2015, accident, FRA believes
                                                    environment, in this Order FRA is                          FRA notes that other railroads have                immediate enforceable action is
                                                    requiring Amtrak take certain                           coded their ATC systems to prevent                    necessary to address the emergency
                                                    immediate actions. First, FRA is                        overspeed events from occurring at                    situation that contributed to that
                                                    ordering Amtrak to implement code                       locations where there are civil or other              derailment. FRA will continue to review
                                                    changes to its ATC System near the                      speed restrictions. FRA’s Emergency                   additional actions to address safety
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                                                    Frankford Junction curve in                             Order No. 29, issued after the December               concerns on the Nation’s passenger rail
                                                    Philadelphia where the May 12 accident                  2013 accident discussed above, required               systems as its investigation into the May
                                                    occurred in the timetable east                          Metro-North to take similar actions in                12, 2015, derailment continues. FRA
                                                                                                            response to that accident. FRA is                     will revisit the necessity of the
                                                       2 FRA understands that on the date of the
                                                                                                            ordering Amtrak to take similar steps to              requirements in this Order upon
                                                    accident the ATC system enforced the curve’s speed      prevent accidents similar to the May 12,              reviewing Amtrak’s actions taken to
                                                    restriction for the timetable west (southbound)
                                                    trains at this curve but not for the timetable east     2015, accident from occurring in the                  comply with the EO, or upon PTC
                                                    (northbound) trains.                                    future if a locomotive engineer fails (or             systems governing Amtrak’s operations


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                                                    30536                         Federal Register / Vol. 80, No. 102 / Thursday, May 28, 2015 / Notices

                                                    on the Northeast Corridor becoming                      alternative operational changes) to                   level of safety equivalent to that
                                                    operative.                                              enable warning and enforcement of                     provided by compliance with this EO.
                                                                                                            passenger train speeds at the identified
                                                    Finding and Order                                                                                             Penalties
                                                                                                            curves.
                                                       FRA recognizes that passenger rail                      4. Amtrak must submit the action                      Any violation of this EO shall subject
                                                    transportation is generally extremely                   plan to the Associate Administrator                   the person committing the violation to
                                                    safe. However, FRA finds that the recent                within 20 days of the date of this Order.             a civil penalty of up to $105,000. 49
                                                    May 12, 2015, accident on Amtrak, and                   FRA will review and approve, approve                  U.S.C. 21301. Any individual who
                                                    the lack of overspeed protections in                    with conditions, or disapprove Amtrak’s               willfully violates a provision stated in
                                                    place at certain locations on Amtrak’s                  action plan within 15 days of the plan’s              this order is subject to civil penalties
                                                    system, create an emergency situation                   submission to FRA. Once FRA approves                  under 49 U.S.C. 21301. In addition, any
                                                    involving a hazard of death, personal                   its action plan, Amtrak must make all                 individual whose violation of this order
                                                    injury, or significant harm to the                      identified modifications to the existing              demonstrates the individual’s unfitness
                                                    environment. Accordingly, under the                     ATC System or other signal systems (or                for safety-sensitive service may be
                                                    authority of 49 U.S.C. 20104, delegated                 alternative operational changes) in the               removed from safety-sensitive service
                                                    to the Administrator of FRA by the                      timeframes and manner that complies                   on the railroad under 49 U.S.C. 20111.
                                                    Secretary of Transportation, 49 CFR 1.89                with all conditions FRA places on its                 If appropriate, FRA may pursue
                                                    and internal delegations, it is hereby                  approval of Amtrak’s action plan.                     criminal penalties under 49 U.S.C.
                                                    ordered that:                                                                                                 522(a) and 49 U.S.C. 21311(a), as well
                                                       1. Amtrak must immediately                              5. As soon as possible, but not later
                                                                                                            than 30 days after the date of this Order,            as 18 U.S.C. 1001, for the knowing and
                                                    implement code changes to its ATC                                                                             willful falsification of a report required
                                                    System or other signal systems near the                 Amtrak must begin to install additional
                                                                                                            wayside signage alerting engineers and                by this Order. FRA may, through the
                                                    Frankford Junction curve in                                                                                   Attorney General, also seek injunctive
                                                    Philadelphia, Pennsylvania where the                    conductors of the maximum authorized
                                                                                                            passenger train speed throughout its                  relief to enforce this Order. 49 U.S.C.
                                                    fatal May 12, 2015, accident occurred.                                                                        20112.
                                                    The changes must enforce the passenger                  Northeast Corridor system, with
                                                    train speed limit of 50 mph for timetable               particular emphasis on additional                     Effective Date and Notice to Affected
                                                    east (northbound) trains approaching                    signage at the curve locations where                  Persons
                                                    that curve.                                             speed reductions implicated by this
                                                                                                                                                                    This EO is effective upon Amtrak’s
                                                       2. Amtrak must survey its main line                  Order must occur. Amtrak must identify
                                                                                                                                                                  receipt of an electronic copy, and
                                                    track system located on the Northeast                   the locations where it intends to install
                                                                                                                                                                  Amtrak shall immediately initiate steps
                                                    Corridor (as described by 49 U.S.C.                     the additional wayside speed limit signs
                                                                                                                                                                  to implement this Order to comply with
                                                    24905(c)(1)(A)) and identify each main                  in the action plan submitted under
                                                                                                                                                                  the Order’s deadlines.
                                                    track curve where there is a reduction                  paragraphs 3 and 4 above, and must
                                                    of more than 20 mph from the                            notify the Associate Administrator upon               Review
                                                    maximum authorized approach speed to                    the completion of the installation of                   Opportunity for formal review of this
                                                    that curve for passenger trains, and                    those signs.                                          EO will be provided under 49 U.S.C.
                                                    provide a list of each location to the                     Nothing in this Order precludes FRA                20104(b) and 5 U.S.C. 554.
                                                    FRA Associate Administrator for                         from using any of the other enforcement               Administrative procedures governing
                                                    Railroad Safety and Chief Safety Officer                tools available to the agency under its               such review are at 49 CFR part 211. See
                                                    (Associate Administrator) within 5 days                 regulatory authority to address non-                  49 CFR 211.47, 211.71, 211.73, 211.75,
                                                    of the date of this Order. For purposes                 compliance with the Federal railroad                  and 211.77.
                                                    of compliance with this Order, the                      safety laws, regulations, and orders by
                                                                                                                                                                    Issued in Washington, DC, on May 21,
                                                    speed reductions of more than 20 mph                    Amtrak. If necessary, FRA may issue                   2015.
                                                    that existed on the date of the issuance                additional emergency orders or
                                                                                                                                                                  Sarah Feinberg,
                                                    of this Order apply.                                    compliance orders, impose civil
                                                                                                            penalties against Amtrak (including                   Acting Administrator.
                                                       3. After identifying the curves above,
                                                                                                            individuals who may be liable for civil               [FR Doc. 2015–12774 Filed 5–27–15; 8:45 am]
                                                    Amtrak shall develop and submit to
                                                    FRA for approval an action plan that                    penalties for willful violations of the               BILLING CODE 4910–06–P

                                                    accomplishes each of the following:                     Federal railroad safety laws and
                                                       a. Identifies appropriate modifications              regulations), or disqualify individuals
                                                    to Amtrak’s existing ATC System or                      from performing safety-sensitive                      DEPARTMENT OF TRANSPORTATION
                                                    other signal systems that Amtrak will                   functions.
                                                                                                                                                                  Federal Railroad Administration
                                                    make to enable warning and                              Relief
                                                    enforcement of applicable passenger                                                                           [Docket No. FRA–2015–0007–N–15]
                                                    train speeds at the identified curves. If                 Amtrak, or any other passenger
                                                    such coding changes will interfere with                 railroad affected by this Order, may                  Agency Request for Emergency
                                                    the timely implementation of a PTC                      petition for special approval to take                 Processing of Collection of
                                                    system or are not otherwise feasible,                   actions not in accordance with this EO.               Information by the Office of
                                                    Amtrak’s plan must describe why such                    Petitions must be submitted to the                    Management and Budget
                                                    changes are not feasible and may                        Associate Administrator, who is
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                                                                                                                                                                  AGENCY: Federal Railroad
                                                    describe alternative operating                          authorized to act on those requests                   Administration (FRA), United States
                                                    procedures that it will adopt at the                    without amending this EO. In reviewing                Department of Transportation (USDOT).
                                                    identified curves to ensure compliance                  any petition for special review, the                  ACTION: Notice.
                                                    with applicable speed reductions.                       Associate Administrator shall grant
                                                       b. Contains milestones and target                    petitions only if the petitioner has                  SUMMARY:   FRA hereby gives notice that
                                                    dates for implementing each identified                  clearly articulated an alternative action             it is submitting the following
                                                    modification to Amtrak’s existing ATC                   that will provide, in the Associate                   Information Collection request (ICR) to
                                                    System or other signal systems (or                      Administrator’s judgment, at least a                  the Office of Management and Budget


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Document Created: 2018-02-21 10:33:07
Document Modified: 2018-02-21 10:33:07
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ContactRon Hynes, Director, Office of Safety Assurance and Compliance, Office of Railroad Safety, FRA, 1200 New Jersey Avenue SE., Washington, DC 20590, telephone (202) 493-6404; Joseph St. Peter, Trial Attorney, Office of Chief Counsel, FRA, 1200 New Jersey Avenue SE., Washington, DC 20590, telephone (202) 493-6047, [email protected]; or Matthew Navarrete, Trial Attorney, Office of Chief Counsel, FRA, 1200 New Jersey Avenue SE., Washington, DC 20590, telephone (202) 493-0138, [email protected]
FR Citation80 FR 30534 

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