80 FR 31090 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 104 (June 1, 2015)

Page Range		31090-31091
FR Document		2015-13322

Federal Register, Volume 80 Issue 104 (Monday, June 1, 2015)

[Federal Register Volume 80, Number 104 (Monday, June 1, 2015)]
[Notices]
[Pages 31090-31091]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-13322]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission Advisory Committee on Small and Emerging 
Companies will hold a public meeting on Wednesday, June 3, in Multi-
Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE., 
Washington, DC.
    The meeting will begin at 9:30 a.m. (EDT) and will be open to the 
public. Seating will be on a first-come, first-served basis. Doors will 
open at 9:00 a.m. Visitors will be subject to security checks. The 
meeting will be webcast on the Commission's Web site at www.sec.gov.
    On May 18, 2015, the Commission published notice of the Committee 
meeting (Release No. 33-9774), indicating that the meeting is open to 
the public and inviting the public to submit written comments to the 
Committee. This Sunshine Act notice is being issued because a majority 
of the Commission may attend the meeting.
    The agenda for the meeting includes matters relating to rules and 
regulations affecting small and emerging companies under the federal 
securities laws.
    For further information, please contact the Office of the Secretary 
at (202) 551-5400.


[[Page 31091]]


    Dated: May 27, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-13322 Filed 5-28-15; 11:15 am]
BILLING CODE 8011-01-P

31090 Federal Register / Vol. 80, No. 104 / Monday, June 1, 2015 / Notices

19(b)(3)(A)(ii) of the Act.6 At any time received will be posted without change; disapproved. The Commission is
within 60 days of the filing of the the Commission does not edit personal extending this 45-day time period. The
proposed rule change, the Commission identifying information from Commission finds that it is appropriate
summarily may temporarily suspend submissions. You should submit only to designate a longer period within
such rule change if it appears to the information that you wish to make which to take action on the proposed
Commission that such action is available publicly. All submissions rule change so that it has sufficient time
necessary or appropriate in the public should refer to File Number SR–Phlx– to consider the proposed rule change.
interest, for the protection of investors, 2015–45, and should be submitted on or Accordingly, the Commission,
or otherwise in furtherance of the before June 22, 2015. pursuant to Section 19(b)(2) of the Act,5
purposes of the Act. If the Commission For the Commission, by the Division of designates July 15, 2015, as the date by
takes such action, the Commission shall Trading and Markets, pursuant to delegated which the Commission shall either
institute proceedings to determine authority.7 approve or disapprove or institute
whether the proposed rule should be Robert W. Errett, proceedings to determine whether to
approved or disapproved. Deputy Secretary. disapprove the proposed rule change
IV. Solicitation of Comments [FR Doc. 2015–13072 Filed 5–29–15; 8:45 am] (File Number SR–NYSEArca–2015–18).
Interested persons are invited to BILLING CODE 8011–01–P
For the Commission, by the Division of
submit written data, views, and Trading and Markets, pursuant to delegated
arguments concerning the foregoing, authority.6
including whether the proposed rule SECURITIES AND EXCHANGE
Robert W. Errett,
change is consistent with the Act. COMMISSION
Deputy Secretary.
Comments may be submitted by any of [Release No. 34–75042; File No. SR–
[FR Doc. 2015–13073 Filed 5–29–15; 8:45 am]
the following methods: NYSEArca–2015–18]
BILLING CODE 8011–01–P
Electronic Comments Self-Regulatory Organizations; NYSE
• Use the Commission’s Internet Arca, Inc.; Notice of Designation of a
comment form (http://www.sec.gov/ Longer Period for Commission Action SECURITIES AND EXCHANGE
rules/sro.shtml); or on Proposed Rule Change Relating to COMMISSION
• Send an email to rule-comments@ Listing and Trading Under NYSE Arca
sec.gov. Please include File Number SR– Equities Rule 5.2(j)(3), Commentary .02 Sunshine Act Meeting
Phlx–2015–45 on the subject line. of Shares of the Vanguard Tax-Exempt
Bond Index Fund Notice is hereby given, pursuant to
Paper Comments the provisions of the Government in the
• Send paper comments in triplicate May 26, 2015. Sunshine Act, Public Law 94–409, that
to Brent J. Fields, Secretary, Securities On April 6, 2015, NYSE Arca, Inc. the Securities and Exchange
and Exchange Commission, 100 F Street filed with the Securities and Exchange Commission Advisory Committee on
NE., Washington, DC 20549–1090. Commission (‘‘Commission’’), pursuant Small and Emerging Companies will
All submissions should refer to File to Section 19(b)(1) of the Securities hold a public meeting on Wednesday,
Number SR–Phlx–2015–45. This file Exchange Act of 1934 (‘‘Act’’) 1 and Rule June 3, in Multi-Purpose Room LL–006
number should be included on the 19b–4 thereunder,2 a proposed rule at the Commission’s headquarters, 100 F
subject line if email is used. To help the change to list and trade under NYSE Street NE., Washington, DC.
Commission process and review your Arca Equities Rule 5.2(j)(3), The meeting will begin at 9:30 a.m.
comments more efficiently, please use Commentary .02, the shares of the (EDT) and will be open to the public.
only one method. The Commission will Vanguard Tax-Exempt Bond Index Seating will be on a first-come, first-
post all comments on the Commission’s Fund. The proposed rule change was served basis. Doors will open at 9:00
Internet Web site (http://www.sec.gov/ published for comment in the Federal a.m. Visitors will be subject to security
rules/sro.shtml). Copies of the Register on April 16, 2015.3 The checks. The meeting will be webcast on
submission, all subsequent Commission has received no comment the Commission’s Web site at
amendments, all written statements letters on the proposed rule change. www.sec.gov.
with respect to the proposed rule Section 19(b)(2) of the Act 4 provides
that, within 45 days of the publication On May 18, 2015, the Commission
change that are filed with the published notice of the Committee
Commission, and all written of notice of the filing of a proposed rule
change, or within such longer period up meeting (Release No. 33–9774),
communications relating to the indicating that the meeting is open to
proposed rule change between the to 90 days as the Commission may
designate if it finds such longer period the public and inviting the public to
Commission and any person, other than submit written comments to the
those that may be withheld from the to be appropriate and publishes its
reasons for so finding or as to which the Committee. This Sunshine Act notice is
public in accordance with the being issued because a majority of the
provisions of 5 U.S.C. 552, will be self-regulatory organization consents,
the Commission shall either approve the Commission may attend the meeting.
available for Web site viewing and
printing in the Commission’s Public proposed rule change, disapprove the The agenda for the meeting includes
Reference Room, 100 F Street NE., proposed rule change, or institute matters relating to rules and regulations
Washington, DC 20549 on official proceedings to determine whether the affecting small and emerging companies
proposed rule change should be under the federal securities laws.
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business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such 7 17
For further information, please
CFR 200.30–3(a)(12).
filing also will be available for 1 15
contact the Office of the Secretary at
U.S.C. 78s(b)(1).
inspection and copying at the principal 2 17 CFR 240.19b–4. (202) 551–5400.
office of the Exchange. All comments 3 See Securities Exchange Act Release No. 74701

(April 10, 2015), 80 FR 20529. 5 Id.
6 15 U.S.C. 78s(b)(3)(A)(ii). 4 15 U.S.C. 78s(b)(2). 6 17 CFR 200.30–3(a)(31).

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Federal Register / Vol. 80, No. 104 / Monday, June 1, 2015 / Notices 31091

Dated: May 27, 2015. The Commission is of the opinion that Commission is extending this 45-day
Brent J. Fields, the public interest and the protection of time period.
Secretary. investors require a suspension of trading The Commission finds that it is
[FR Doc. 2015–13322 Filed 5–28–15; 11:15 am] in the securities of the above-listed appropriate to designate a longer period
BILLING CODE 8011–01–P companies. within which to take action on the
Therefore, it is ordered, pursuant to proposed rule change so that it has
Section 12(k) of the Securities Exchange sufficient time to consider the proposed
SECURITIES AND EXCHANGE Act of 1934, that trading in the rule change. Accordingly, the
COMMISSION securities of the above-listed companies Commission, pursuant to section
is suspended for the period from 9:30 19(b)(2) of the Act,5 designates July 13,
[File No. 500–1] a.m. EDT on May 28, 2015, through 2015 as the date by which the
In the Matter of America West 11:59 p.m. EDT on June 10, 2015. Commission should either approve or
Resources, Inc., Sonoma Valley By the Commission. disapprove or institute proceedings to
Bancorp, and WorldStar Energy, Corp.; Jill M. Peterson, determine whether to disapprove the
Order of Suspension of Trading Assistant Secretary. proposed rule change (File Number SR–
[FR Doc. 2015–13320 Filed 5–28–15; 11:15 am]
NYSEMKT–2015–22).
May 28, 2015. For the Commission, by the Division of
BILLING CODE 8011–01–P
It appears to the Securities and Trading and Markets, pursuant to delegated
Exchange Commission that there is a authority.6
lack of current and accurate information SECURITIES AND EXCHANGE Robert W. Errett,
concerning the securities of America COMMISSION Deputy Secretary.
West Resources, Inc. (CIK No. 867687), [FR Doc. 2015–13172 Filed 5–29–15; 8:45 am]
a Nevada corporation with its principal [Release No. 34–75049; File No. SR–
NYSEMKT–2015–22] BILLING CODE 8011–01–P
place of business listed as Salt Lake
City, Utah, with stock quoted on OTC
Link (previously, ‘‘Pink Sheets’’) Self-Regulatory Organizations; NYSE
operated by OTC Markets Group, Inc. MKT LLC; Notice of Designation of a DEPARTMENT OF STATE
(‘‘OTC Link’’) under the ticker symbol Longer Period for Commission Action
[Public Notice: 9155]
AWSRQ, because it has not filed any on a Proposed Rule Change Amending
periodic reports since the period ended NYSEMKT Rule 13—Equities and Advisory Committee on the Secretary
June 30, 2012. On September 13, 2013, Related Rules Governing Order Types of State’s Strategic Dialogue With Civil
America West Resources received a and Modifiers Society; Notice of the Intent To Re-
delinquency letter sent by the Division May 27, 2015. Establish an Advisory Committee
of Corporation Finance requesting On March 24, 2015, NYSE MKT LLC
compliance with their periodic filing (‘‘Exchange’’) filed with the Securities This is notice of the intent to re-
obligations. and Exchange Commission establish the Advisory Committee on
It appears to the Securities and (‘‘Commission’’), pursuant to section the Secretary of State’s Strategic
Exchange Commission that there is a 19(b)(1) of the Securities Exchange Act Dialogue with Civil Society. The
lack of current and accurate information of 1934 (‘‘Act’’) 1 and Rule 19b–4 Committee will serve the United States
concerning the securities of Sonoma thereunder,2 a proposed rule change to Government in a solely advisory
Valley Bancorp (CIK No. 1120427), a amend NYSEMKT Rule 13—Equities, capacity concerning engagement with
California corporation with its principal and related NYSEMKT rules, governing and protection of civil society
place of business listed as Sonoma, order types and modifiers. The worldwide. Functions will include, but
California, with stock quoted on OTC proposed rule change was published for will not be limited to, providing
Link under the ticker symbol SBNK, comment in the Federal Register on information and advice on the effective
because it has not filed any periodic April 14, 2015.3 The Commission has integration of civil society into overall
reports since the period ended June 30, received no comment letters regarding foreign policy, and providing
2010. On June 28, 2013, Sonoma Valley the proposed rule change. information and advice on the
Bancorp received a delinquency letter Section 19(b)(2) of the Act 4 provides Department of State’s role in advancing,
sent by the Division of Corporation that, within 45 days of the publication promoting, and protecting freedom of
Finance requesting compliance with of the notice of the filing of a proposed association and expression. The
their periodic filing obligations. rule change, or within such longer Department of State affirms that re-
It appears to the Securities and period up to 90 days as the Commission establishment of the Committee is
Exchange Commission that there is a may designate if it finds such longer necessary and in the public interest.
lack of current and accurate information period to be appropriate and publishes The Committee will consult with
concerning the securities of WorldStar its reasons for so finding, or as to which other interested parties, agencies, and
Energy, Corp. (CIK No. 1093677), a the self-regulatory organization interagency committees and groups of
revoked Nevada corporation with its the United States Government, foreign
consents, the Commission shall either
principal place of business listed as governments, and with national and
approve the proposed rule change,
Wanchai, Hong Kong, with stock quoted international private sector
disapprove the proposed rule change, or
on OTC Link under the ticker symbol organizations and individuals, as the
institute proceedings to determine
WSTR, because it has not filed any Department of State and the Committee
whether the proposed rule change
Lhorne on DSK2VPTVN1PROD with NOTICES

periodic reports since the period ended decides are necessary or desirable.
should be disapproved. The
June 30, 2011. On May 29, 2013, The Committee will be comprised of
WorldStar Energy received a 1 15 up to twenty-four distinguished citizens
U.S.C.78s(b)(1).
delinquency letter sent by the Division 2 17 CFR 240.19b–4. from the private sector, philanthropy,
of Corporation Finance requesting 3 See Securities Exchange Act Release No. 74682
compliance with their periodic filing (April 8, 2015), 80 FR 20043 (‘‘Notice’’). 5 Id.

obligations. 4 15 U.S.C. 78s(b)(2). 6 17 CFR 200.30–3(a)(31).

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Document Created: 2015-12-15 15:18:35
Document Modified: 2015-12-15 15:18:35

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 31090