80 FR 33490 - Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0007, Regulation of Domestic Exchange-Traded Options
COMMODITY FUTURES TRADING COMMISSION Federal Register Volume 80, Issue 113 (June 12, 2015)
Federal Register Volume 80, Issue 113 (June 12, 2015)
| Page Range | 33490-33491 | |
| FR Document | 2015-14332 |
[Federal Register Volume 80, Number 113 (Friday, June 12, 2015)] [Notices] [Pages 33490-33491] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2015-14332] ======================================================================= ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0007, Regulation of Domestic Exchange- Traded Options AGENCY: Commodity Futures Trading Commission. ACTION: Notice. ----------------------------------------------------------------------- SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act of 1995 (``PRA''), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including each proposed extension of an existing collection of information, and to allow 60 days for public comment in response to the notice. This notice solicits comments on rules related to risk disclosure concerning exchange-traded commodity options. DATES: Comments must be submitted on or before August 11, 2015. ADDRESSES: You may submit comments, identified by ``Regulation of Domestic Exchange-Traded Options,'' and Collection Number 3038-0007 by any of the following methods:The Agency's Web site, via its Comments Online process: http://comments.cftc.gov. Follow the instructions for submitting comments through the Web site. Mail: Christopher Kirkpatrick, Secretary of the Commission, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581. Hand Delivery/Courier: Same as Mail above. Federal eRulemaking Portal: http://www.regulations.gov/. Follow the instructions for submitting comments through the Portal. Please submit your comments using only one method. FOR FURTHER INFORMATION CONTACT: Commodity Futures Trading Commission, Three Lafayette Center, 1155 21st Street NW., Washington, DC 20581; Dana R. Brown, Division of Market Oversight, telephone: (202) 418-5093 and email: [email protected]; or Jacob Chachkin, Division of Swap Dealer and Intermediary Oversight, telephone: (202) 418-5496 and email: [email protected]. SUPPLEMENTARY INFORMATION: Under the PRA, Federal agencies must obtain approval from the Office of Management and Budget (``OMB'') for each collection of information they conduct or sponsor. ``Collection of information'' is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) and includes agency requests or requirements that members of the public submit reports, keep records, or provide information to a third party. Section 3506(c)(2)(A) of the PRA, 44 U.S.C. 3506(c)(2)(A), requires Federal agencies to provide a 60-day notice in the Federal Register concerning each proposed collection of information, including each proposed extension of an existing collection of information, before submitting the collection to OMB for approval. To comply with this requirement, the CFTC is publishing [[Page 33491]] notice of the proposed collection of information listed below. With respect to the following collection of information, the CFTC invites comments on: Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information will have a practical use; The accuracy of the Commission's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; Ways to enhance the quality, usefulness, and clarity of the information to be collected; and Ways to minimize the burden of collection of information on those who are to respond, including through the use of appropriate automated electronic, mechanical, or other technological collection techniques or other forms of information technology; e.g., permitting electronic submission of responses. All comments must be submitted in English, or if not, accompanied by an English translation. Comments will be posted as received to http://www.cftc.gov. You should submit only information that you wish to make available publicly. If you wish the Commission to consider information that you believe is exempt from disclosure under the Freedom of Information Act, a petition for confidential treatment of the exempt information may be submitted according to the procedures established in Sec. 145.9 of the Commission's regulations.\1\ --------------------------------------------------------------------------- \1\ 17 CFR 145.9, 74 FR 17395 (Apr. 15, 2009). --------------------------------------------------------------------------- The Commission reserves the right, but shall have no obligation, to review, pre-screen, filter, redact, refuse or remove any or all of your submission from http://www.cftc.gov that it may deem to be inappropriate for publication, such as obscene language. All submissions that have been redacted or removed that contain comments on the merits of the Information Collection Request will be retained in the public comment file and will be considered as required under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. Title: Rules Relating to Regulation of Domestic Exchange-Traded Options, OMB Control Number 3038-0007--Extension. Abstract: The rules require futures commission merchants and introducing brokers: (1) To provide their customers with standard risk disclosure statements concerning the risk of trading commodity interests; and (2) to retain all promotional material and the source of authority for information contained therein. The purpose of these rules is to ensure that customers are advised of the risks of trading commodity interests and to avoid fraud and misrepresentation. This information collection contains the recordkeeping and reporting requirements needed to ensure regulatory compliance with Commission rules relating to this issue. An agency may not conduct or sponsor, and person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The OMB control numbers for the Commission's regulations were published on December 30, 1981.\2\ --------------------------------------------------------------------------- \2\ 46 FR 63035 (Dec. 30, 1981). --------------------------------------------------------------------------- Burden Statement: The Commission estimates the burden of this collection of information as follows: Estimated Annual Reporting Burden -------------------------------------------------------------------------------------------------------------------------------------------------------- Estimated number Estimated total of respondents or Reports annually Total annual Estimated average number of hours Regulation recordkeepers by each responses number of hours of annual burden per year respondent per response in fiscal year -------------------------------------------------------------------------------------------------------------------------------------------------------- Reporting: 38.3, 38.4, 40.2 and 40.3 (Procedure for designation 13.00 2.00 26.00 25.00 650.00 or self-certification).............................. 33.7--(Risk disclosure).............................. 1,401.00 115.00 161,115.00 0.08 12,889.20 ---------------------------------------------------------------------------------------------- Subtotal (Reporting requirements)................ 1,414.00 ................. 20,151.00 ................. 13,539.20 Recordkeeping: 33.8--(Retention of promotional material)............ 1,401.00 1.00 1,401.00 25.00 35,025.00 ---------------------------------------------------------------------------------------------- Subtotal (Recordkeeping requirements)............ 1,401.00 1.00 1,401.00 25.00 35,025.00 ============================================================================================== Grand total (Reporting and Recordkeeping).... 2,815.00 ................. 21,155.20 ................. 48,564.2 -------------------------------------------------------------------------------------------------------------------------------------------------------- There are no capital costs or operating and maintenance costs associated with this collection. Authority: 44 U.S.C. 3501 et seq. Dated: June 8, 2015. Robert N. Sidman, Deputy Secretary of the Commission. [FR Doc. 2015-14332 Filed 6-11-15; 8:45 am] BILLING CODE 6351-01-P
![33490 Federal Register / Vol. 80, No. 113 / Friday, June 12, 2015 / Notices
Mandatory Source of Supply: Georgia Industries for the Blind, to publish notice in the Federal Register
Anthony Wayne Rehabilitation Center for Bainbridge, GA concerning each proposed collection of
Handicapped and Blind, Inc., Fort Contracting Activity: information, including each proposed
Wayne, IN General Services Administration, New
extension of an existing collection of
Contracting Activity: York, NY
Dept of the Air Force, FA4890 ACC AMIC, information, and to allow 60 days for
Newport News, VA Services: public comment in response to the
Service Type:
notice. This notice solicits comments on
Deletions Grounds Maintenance Service rules related to risk disclosure
Service Purchase For: concerning exchange-traded commodity
On 5/1/2015 (80 FR 24905) and 5/8/
Fort Ord, CA options.
2015 (80 FR 26548–26549), the
Mandatory Source of Supply: DATES: Comments must be submitted on
Committee for Purchase From People Unknown
Who Are Blind or Severely Disabled or before August 11, 2015.
Contracting Activity:
published notices of proposed deletions ADDRESSES: You may submit comments,
Dept of the Army, W40M Northern Region
from the Procurement List. Contract Office, Fort Belvoir, VA identified by ‘‘Regulation of Domestic
After consideration of the relevant Exchange-Traded Options,’’ and
Service Type:
matter presented, the Committee has Collection Number 3038–0007 by any of
Shelf Stocking & Custodial Service
determined that the products and Service Purchase For: the following methods:
services listed below are no longer Barbers Point Naval Air Station, Barbers • The Agency’s Web site, via its
suitable for procurement by the Federal Point, HI Comments Online process: http://
Government under 41 U.S.C. 8501–8506 Mandatory Source of Supply: comments.cftc.gov. Follow the
and 41 CFR 51–2.4. Trace, Inc., Boise, ID instructions for submitting comments
Contracting Activity: through the Web site.
Regulatory Flexibility Act Certification Defense Commissary Agency, Fort Lee, VA • Mail: Christopher Kirkpatrick,
I certify that the following action will Service Type: Secretary of the Commission,
not have a significant impact on a Janitorial/Custodial Service Commodity Futures Trading
substantial number of small entities. Service Purchase For: Commission, Three Lafayette Centre,
The major factors considered for this U.S. Army Reserve Center #1, 295 Goucher 1155 21st Street NW., Washington, DC
certification were: Street, Johnstown, PA 20581.
U.S. Army Reserve Center #2, 1300 St. • Hand Delivery/Courier: Same as
1. The action will not result in
Clair Road, Johnstown, PA
additional reporting, recordkeeping or Johnstown Aviation Support Facility,
Mail above.
other compliance requirements for small Airport Road #2, Johnstown, PA • Federal eRulemaking Portal: http://
entities. Mandatory Source of Supply: www.regulations.gov/. Follow the
2. The action may result in Goodwill Industries of the Conemaugh instructions for submitting comments
authorizing small entities to furnish the Valley, Johnstown, PA through the Portal.
products and services to the Contracting Activity: Please submit your comments using
Government. Dept of the Army, W6QM MICC Ctr-Ft Dix only one method.
3. There are no known regulatory (RC), Fort Dix, NJ FOR FURTHER INFORMATION CONTACT:
alternatives which would accomplish U.S. Marine Corps Reserve Center, 218
Aviation Drive, Johnstown, PA
Commodity Futures Trading
the objectives of the Javits-Wagner- Commission, Three Lafayette Center,
Contracting Activity:
O’Day Act (41 U.S.C. 8501–8506) in Dept of the Army, W40M Northern Region 1155 21st Street NW., Washington, DC
connection with the products and Contract Ofc, Fort Belvoir, VA 20581; Dana R. Brown, Division of
services deleted from the Procurement Market Oversight, telephone: (202) 418–
List. Barry S. Lineback, 5093 and email: dbrown@cftc.gov; or
Director, Business Operations. Jacob Chachkin, Division of Swap
End of Certification
[FR Doc. 2015–14442 Filed 6–11–15; 8:45 am] Dealer and Intermediary Oversight,
Accordingly, the following products BILLING CODE 6353–01–P telephone: (202) 418–5496 and email:
and services are deleted from the jchachkin@cftc.gov.
Procurement List:
SUPPLEMENTARY INFORMATION: Under the
Products:
COMMODITY FUTURES TRADING PRA, Federal agencies must obtain
COMMISSION approval from the Office of Management
NSN(s)—Product Name(s):
MR 584—One Step Tub & Shower Cleaner
and Budget (‘‘OMB’’) for each collection
Agency Information Collection of information they conduct or sponsor.
Mandatory Source of Supply:
Activities: Notice of Intent To Renew ‘‘Collection of information’’ is defined
Winston-Salem Industries for the Blind,
Inc., Winston- Salem, NC Collection Number 3038–0007, in 44 U.S.C. 3502(3) and 5 CFR
NSN(s)—Product Name(s) Regulation of Domestic Exchange- 1320.3(c) and includes agency requests
MR 917—Brush, Bowl, Hardwood Traded Options or requirements that members of the
Mandatory Source of Supply: public submit reports, keep records, or
AGENCY: Commodity Futures Trading
Alabama Industries for the Blind, provide information to a third party.
Talladega, AL Commission.
ACTION: Notice. Section 3506(c)(2)(A) of the PRA, 44
Contracting Activity:
Defense Commissary Agency, Fort Lee, VA U.S.C. 3506(c)(2)(A), requires Federal
mstockstill on DSK4VPTVN1PROD with NOTICES
SUMMARY: The Commodity Futures agencies to provide a 60-day notice in
NSN(s)—Product Name(s): Trading Commission (‘‘CFTC’’ or the Federal Register concerning each
7530–00–988–6517—Card, File Guide, 1/5
‘‘Commission’’) is announcing an proposed collection of information,
Cut, 1st/5th Positions Tabs, Letter, Light
Green opportunity for public comment on the including each proposed extension of an
7530–00–988–6520—Card, File Guide, 1/3 proposed collection of certain existing collection of information,
Cut, 1st/3rd Positions Tabs, Legal, Light information by the agency. Under the before submitting the collection to OMB
Green Paperwork Reduction Act of 1995 for approval. To comply with this
Mandatory Source of Supply: (‘‘PRA’’), Federal agencies are required requirement, the CFTC is publishing
VerDate Sep<11>2014 19:05 Jun 11, 2015 Jkt 235001 PO 00000 Frm 00016 Fmt 4703 Sfmt 4703 E:\FR\FM\12JNN1.SGM 12JNN1](https://thefederalregister.org/doc/80_FR_33603/page/1.svg)
![Federal Register / Vol. 80, No. 113 / Friday, June 12, 2015 / Notices 33491
notice of the proposed collection of www.cftc.gov. You should submit only OMB Control Number 3038–0007—
information listed below. information that you wish to make Extension.
With respect to the following available publicly. If you wish the Abstract: The rules require futures
collection of information, the CFTC Commission to consider information commission merchants and introducing
invites comments on: that you believe is exempt from brokers: (1) To provide their customers
• Whether the proposed collection of disclosure under the Freedom of with standard risk disclosure statements
information is necessary for the proper Information Act, a petition for concerning the risk of trading
performance of the functions of the confidential treatment of the exempt commodity interests; and (2) to retain
Commission, including whether the information may be submitted according all promotional material and the source
information will have a practical use; to the procedures established in § 145.9 of authority for information contained
• The accuracy of the Commission’s of the Commission’s regulations.1 therein. The purpose of these rules is to
estimate of the burden of the proposed ensure that customers are advised of the
The Commission reserves the right,
collection of information, including the risks of trading commodity interests and
but shall have no obligation, to review,
validity of the methodology and to avoid fraud and misrepresentation.
pre-screen, filter, redact, refuse or
assumptions used; This information collection contains the
• Ways to enhance the quality, remove any or all of your submission recordkeeping and reporting
usefulness, and clarity of the from http://www.cftc.gov that it may requirements needed to ensure
information to be collected; and deem to be inappropriate for regulatory compliance with Commission
• Ways to minimize the burden of publication, such as obscene language. rules relating to this issue.
collection of information on those who All submissions that have been redacted An agency may not conduct or
are to respond, including through the or removed that contain comments on sponsor, and person is not required to
use of appropriate automated electronic, the merits of the Information Collection respond to, a collection of information
mechanical, or other technological Request will be retained in the public unless it displays a currently valid OMB
collection techniques or other forms of comment file and will be considered as control number. The OMB control
information technology; e.g., permitting required under the Administrative numbers for the Commission’s
electronic submission of responses. Procedure Act and other applicable regulations were published on
All comments must be submitted in laws, and may be accessible under the December 30, 1981.2
English, or if not, accompanied by an Freedom of Information Act. Burden Statement: The Commission
English translation. Comments will be Title: Rules Relating to Regulation of estimates the burden of this collection
posted as received to http:// Domestic Exchange-Traded Options, of information as follows:
ESTIMATED ANNUAL REPORTING BURDEN
Estimated number Estimated total
Reports annually Estimated average
of respondents or Total annual number of hours
Regulation by each number of hours
recordkeepers responses of annual burden
respondent per response
per year in fiscal year
Reporting:
38.3, 38.4, 40.2 and 40.3 (Proce-
dure for designation or self-cer-
tification) ...................................... 13.00 2.00 26.00 25.00 650.00
33.7—(Risk disclosure) ................... 1,401.00 115.00 161,115.00 0.08 12,889.20
Subtotal (Reporting require-
ments) .................................. 1,414.00 .............................. 20,151.00 .............................. 13,539.20
Recordkeeping:
33.8—(Retention of promotional
material) ...................................... 1,401.00 1.00 1,401.00 25.00 35,025.00
Subtotal (Recordkeeping re-
quirements) .......................... 1,401.00 1.00 1,401.00 25.00 35,025.00
Grand total (Reporting and
Recordkeeping) ............. 2,815.00 .............................. 21,155.20 .............................. 48,564.2
There are no capital costs or operating COMMODITY FUTURES TRADING SUMMARY: The Commodity Futures
and maintenance costs associated with COMMISSION Trading Commission (‘‘Commission’’ or
this collection. ‘‘CFTC’’) is announcing an opportunity
Agency Information Collection for public comment on the proposed
Authority: 44 U.S.C. 3501 et seq.
Activities: Notice of Intent To Renew collection of certain information by the
Dated: June 8, 2015. Collection agency. Under the Paperwork Reduction
mstockstill on DSK4VPTVN1PROD with NOTICES
Robert N. Sidman, Act (‘‘PRA’’), Federal agencies are
Deputy Secretary of the Commission. AGENCY:Commodity Futures Trading required to publish notice in the
[FR Doc. 2015–14332 Filed 6–11–15; 8:45 am] Commission. Federal Register concerning each
proposed collection of information,
BILLING CODE 6351–01–P ACTION: Notice. including each proposed extension of an
existing collection, and to allow 60 days
1 17 CFR 145.9, 74 FR 17395 (Apr. 15, 2009). 2 46 FR 63035 (Dec. 30, 1981).
VerDate Sep<11>2014 19:05 Jun 11, 2015 Jkt 235001 PO 00000 Frm 00017 Fmt 4703 Sfmt 4703 E:\FR\FM\12JNN1.SGM 12JNN1](https://thefederalregister.org/doc/80_FR_33603/page/2.svg)
Document Created: 2018-02-22 10:16:40
Document Modified: 2018-02-22 10:16:40
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Action | Notice. | |
| Dates | Comments must be submitted on or before August 11, 2015. | |
| Contact | Commodity Futures Trading Commission, Three Lafayette Center, 1155 21st Street NW., Washington, DC 20581; Dana R. Brown, Division of Market Oversight, telephone: (202) 418-5093 and email: [email protected]; or Jacob Chachkin, Division of Swap Dealer and Intermediary Oversight, telephone: (202) 418-5496 and email: [email protected] | |
| FR Citation | 80 FR 33490 |
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