80_FR_33637 80 FR 33524 - Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Reclassification Petitions for Medical Devices

80 FR 33524 - Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Reclassification Petitions for Medical Devices

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 80, Issue 113 (June 12, 2015)

Page Range33524-33525
FR Document2015-14358

The Food and Drug Administration (FDA) is announcing that a proposed collection of information has been submitted to the Office of Management and Budget (OMB) for review and clearance under the Paperwork Reduction Act of 1995.

Federal Register, Volume 80 Issue 113 (Friday, June 12, 2015)
[Federal Register Volume 80, Number 113 (Friday, June 12, 2015)]
[Notices]
[Pages 33524-33525]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-14358]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2011-N-0776]


Agency Information Collection Activities; Submission for Office 
of Management and Budget Review; Comment Request; Reclassification 
Petitions for Medical Devices

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA) is announcing that a 
proposed collection of information has been submitted to the Office of 
Management and Budget (OMB) for review and clearance under the 
Paperwork Reduction Act of 1995.

DATES: Fax written comments on the collection of information by July 
13, 2015.

ADDRESSES: To ensure that comments on the information collection are 
received, OMB recommends that written comments be faxed to the Office 
of Information and Regulatory Affairs, OMB, Attn: FDA Desk Officer, 
FAX: 202-395-7285, or emailed to [email protected]. All 
comments should be identified with the OMB control number 0910-0138. 
Also include the FDA docket number found in brackets in the heading of 
this document.

FOR FURTHER INFORMATION CONTACT: FDA PRA Staff, Office of Operations, 
Food and Drug Administration, 8455 Colesville Rd., COLE-14526, Silver 
Spring, MD 20993-0002, [email protected].

SUPPLEMENTARY INFORMATION: In compliance with 44 U.S.C. 3507, FDA has 
submitted the following proposed collection of information to OMB for 
review and clearance.

Reclassification Petitions for Medical Devices (OMB Control Number 
0910-0138)--Extension

    Under sections 513(e) and (f), 514(b), 515(b), and 520(l) of the 
Federal Food, Drug, and Cosmetic Act (the FD&C Act) (21 U.S.C. 360c(e) 
and (f), 360d(b), 360e(b), and 360j(l)) and part 860 (21 CFR part 860), 
subpart C, FDA has responsibility to collect data and information 
contained in reclassification petitions. The reclassification 
provisions of the FD&C Act allow any person to petition for 
reclassification of a device from any of the three classes, i.e., I, 
II, and III, to another class. The reclassification content regulation 
(Sec.  860.123) requires the submission of valid scientific evidence 
demonstrating that the proposed reclassification will provide a 
reasonable assurance of safety and effectiveness of the device type for 
its indications for use.
    The reclassification procedure regulation requires the submission 
of specific data when a manufacturer is petitioning for 
reclassification. This includes a ``Supplemental Data Sheet,'' Form FDA 
3427, and a ``General Device Classification Questionnaire,'' Form FDA 
3429. Both forms contain a series of questions concerning the safety 
and effectiveness of the device type.
    In the Federal Register of March 25, 2014 (79 FR 16252), FDA issued 
a proposed rule that would eliminate the need for Forms FDA 3427 and 
FDA 3429. However, because the proposed rule has not been finalized, we 
continue to include the forms in the burden estimate for this 
information collection.
    The reclassification provisions of the FD&C Act serve primarily as 
a vehicle for manufacturers to seek reclassification from a higher to a 
lower class, thereby reducing the regulatory requirements applicable to 
a particular device type, or to seek reclassification from a lower to a 
higher class, thereby increasing the regulatory requirements applicable 
to that device type. If approved, petitions requesting classification 
from class III to class II or class I provide an alternative route to 
market in lieu of premarket approval for class III devices. If 
approved, petitions requesting reclassification from class I or II, to 
a different class, may increase requirements.
    In the Federal Register of March 10, 2015 (80 FR 12642), FDA 
published a 60-day notice requesting public comment on the proposed 
collection of information. One comment was received.
    The comment refers to changes to the form FDA 3429 as proposed by 
the commenter in a citizen petition (FDA-2014-P-0283-0001), which was 
subsequently denied by FDA in a final response letter to the petitioner 
(FDA-2014-P-0283-0003). Because the proposed changes have already been 
denied through the citizen petition process, we have not made changes 
to this information collection based on the comment.
    The Center for Devices and Radiological Health (CDRH) has 
continually maintained contact with industry. Informal communications 
concerning the importance and effect of reclassification are provided 
primarily through trade organizations, and via CDRH's Web site. The 
consensus from the Agency's most recent contact with these trade 
organizations is that they are in favor of the program. The trade 
organizations involved are AdvaMed, the Food and Drug Law Institute 
(FDLI), and the National Electrical Manufacturers Association (NEMA):
    AdvaMed, Tara Federici, 1030 15th Street NW., suite 1100, 
Washington, DC 20005, 202-452-8240;
    Food and Drug Law Institute (FDLI), 1000 Vermont Ave. NW., suite 
1200, Washington, DC 20005, 202-371-1420; and National Electrical 
Manufacturers Association (NEMA), 1300 North 17th Street, suite 1847, 
Rosslyn, VA 22209, 703-841-3200.
    FDA estimates the burden of this collection of information as 
follows:

[[Page 33525]]



                                                     Table 1--Estimated Annual Reporting Burden \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                Number of                        Average
                           Activity                               FDA Form      Number of     responses per   Total annual     burden per    Total hours
                                                                    Nos.       respondents     respondent       responses       response
--------------------------------------------------------------------------------------------------------------------------------------------------------
Supporting data for reclassification petition.................  ...........               6               1               6             497        2,982
Supplemental Data Sheet.......................................         3427               6               1               6             1.5            9
General Device Classification Questionnaire...................         3429               6               1               6             1.5            9
Total.........................................................  ...........  ..............  ..............  ..............  ..............        3,000
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with this collection of information.

    Based on reclassification petitions received in the last 3 years, 
FDA anticipates that six petitions will be submitted each year. The 
time required to prepare and submit a reclassification petition, 
including the time needed to assemble supporting data, averages 500 
hours per petition. This average is based upon estimates by FDA 
administrative and technical staff who: (1) Are familiar with the 
requirements for submission of a reclassification petition, (2) have 
consulted and advised manufacturers on these requirements, and (3) have 
reviewed the documentation submitted.
    This document refers to previously approved collections of 
information found in FDA regulations. These collections of information 
are subject to review by the Office of Management and Budget (OMB) 
under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). The 
collections of information in 21 CFR part 807, subpart E, have been 
approved under OMB control number 0910-0120 and the collections of 
information in 21 CFR part 814, subparts A through E, have been 
approved under OMB control number 0910-0231.

    Dated: June 8, 2015.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2015-14358 Filed 6-11-15; 8:45 am]
 BILLING CODE 4164-01-P



                                                  33524                                      Federal Register / Vol. 80, No. 113 / Friday, June 12, 2015 / Notices

                                                                                                  TABLE 3—ESTIMATED ANNUAL THIRD-PARTY DISCLOSURE BURDEN 1
                                                                                                                                                                          Number of                                                  Average
                                                                                                                                            Number of                                                  Total annual
                                                                 Collection Activity—21 CFR Section                                                                       disclosures                                               burden per              Total hours
                                                                                                                                           respondents                                                 disclosures
                                                                                                                                                                        per respondent                                              disclosure

                                                  Notification to Recipients—810.15(a)–(c) ........................                                             2                                1                          2                        12               24
                                                  Notification to Recipients; Followup—810.15(d) ..............                                                 2                                1                          2                          4               8
                                                  Notification of Consignees by Recipients—810.15(e) .....                                                    10                                 1                        10                           1              10
                                                       Total ..........................................................................   ........................     ............................   ........................   ........................             42
                                                     1 There     are no capital costs or operating and maintenance costs associated with this collection of information.


                                                    Dated: June 8, 2015.                                                    collection of information to OMB for                                          classification from class III to class II or
                                                  Leslie Kux,                                                               review and clearance.                                                         class I provide an alternative route to
                                                  Associate Commissioner for Policy.                                        Reclassification Petitions for Medical                                        market in lieu of premarket approval for
                                                  [FR Doc. 2015–14359 Filed 6–11–15; 8:45 am]                               Devices (OMB Control Number 0910–                                             class III devices. If approved, petitions
                                                  BILLING CODE 4164–01–P                                                    0138)—Extension                                                               requesting reclassification from class I
                                                                                                                                                                                                          or II, to a different class, may increase
                                                                                                                               Under sections 513(e) and (f), 514(b),                                     requirements.
                                                  DEPARTMENT OF HEALTH AND                                                  515(b), and 520(l) of the Federal Food,
                                                                                                                            Drug, and Cosmetic Act (the FD&C Act)                                           In the Federal Register of March 10,
                                                  HUMAN SERVICES
                                                                                                                            (21 U.S.C. 360c(e) and (f), 360d(b),                                          2015 (80 FR 12642), FDA published a
                                                  Food and Drug Administration                                              360e(b), and 360j(l)) and part 860 (21                                        60-day notice requesting public
                                                                                                                            CFR part 860), subpart C, FDA has                                             comment on the proposed collection of
                                                  [Docket No. FDA–2011–N–0776]                                                                                                                            information. One comment was
                                                                                                                            responsibility to collect data and
                                                  Agency Information Collection                                             information contained in                                                      received.
                                                  Activities; Submission for Office of                                      reclassification petitions. The                                                 The comment refers to changes to the
                                                  Management and Budget Review;                                             reclassification provisions of the FD&C                                       form FDA 3429 as proposed by the
                                                  Comment Request; Reclassification                                         Act allow any person to petition for                                          commenter in a citizen petition (FDA–
                                                  Petitions for Medical Devices                                             reclassification of a device from any of                                      2014–P–0283–0001), which was
                                                                                                                            the three classes, i.e., I, II, and III, to                                   subsequently denied by FDA in a final
                                                  AGENCY:        Food and Drug Administration,                              another class. The reclassification                                           response letter to the petitioner (FDA–
                                                  HHS.                                                                      content regulation (§ 860.123) requires                                       2014–P–0283–0003). Because the
                                                  ACTION:      Notice.                                                      the submission of valid scientific                                            proposed changes have already been
                                                                                                                            evidence demonstrating that the
                                                  SUMMARY:   The Food and Drug                                                                                                                            denied through the citizen petition
                                                                                                                            proposed reclassification will provide a
                                                  Administration (FDA) is announcing                                                                                                                      process, we have not made changes to
                                                                                                                            reasonable assurance of safety and
                                                  that a proposed collection of                                             effectiveness of the device type for its                                      this information collection based on the
                                                  information has been submitted to the                                     indications for use.                                                          comment.
                                                  Office of Management and Budget                                              The reclassification procedure                                               The Center for Devices and
                                                  (OMB) for review and clearance under                                      regulation requires the submission of                                         Radiological Health (CDRH) has
                                                  the Paperwork Reduction Act of 1995.                                      specific data when a manufacturer is                                          continually maintained contact with
                                                  DATES: Fax written comments on the                                        petitioning for reclassification. This                                        industry. Informal communications
                                                  collection of information by July 13,                                     includes a ‘‘Supplemental Data Sheet,’’                                       concerning the importance and effect of
                                                  2015.                                                                     Form FDA 3427, and a ‘‘General Device                                         reclassification are provided primarily
                                                  ADDRESSES:   To ensure that comments on                                   Classification Questionnaire,’’ Form                                          through trade organizations, and via
                                                  the information collection are received,                                  FDA 3429. Both forms contain a series                                         CDRH’s Web site. The consensus from
                                                  OMB recommends that written                                               of questions concerning the safety and                                        the Agency’s most recent contact with
                                                  comments be faxed to the Office of                                        effectiveness of the device type.                                             these trade organizations is that they are
                                                  Information and Regulatory Affairs,                                          In the Federal Register of March 25,                                       in favor of the program. The trade
                                                  OMB, Attn: FDA Desk Officer, FAX:                                         2014 (79 FR 16252), FDA issued a                                              organizations involved are AdvaMed,
                                                  202–395–7285, or emailed to                                               proposed rule that would eliminate the                                        the Food and Drug Law Institute (FDLI),
                                                  oira_submission@omb.eop.gov. All                                          need for Forms FDA 3427 and FDA                                               and the National Electrical
                                                  comments should be identified with the                                    3429. However, because the proposed
                                                                                                                                                                                                          Manufacturers Association (NEMA):
                                                  OMB control number 0910–0138. Also                                        rule has not been finalized, we continue
                                                                                                                            to include the forms in the burden                                              AdvaMed, Tara Federici, 1030 15th
                                                  include the FDA docket number found
                                                  in brackets in the heading of this                                        estimate for this information collection.                                     Street NW., suite 1100, Washington, DC
                                                  document.                                                                    The reclassification provisions of the                                     20005, 202–452–8240;
                                                                                                                            FD&C Act serve primarily as a vehicle                                           Food and Drug Law Institute (FDLI),
                                                  FOR FURTHER INFORMATION CONTACT:    FDA                                   for manufacturers to seek
                                                  PRA Staff, Office of Operations, Food                                                                                                                   1000 Vermont Ave. NW., suite 1200,
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                                                                                                                            reclassification from a higher to a lower                                     Washington, DC 20005, 202–371–1420;
                                                  and Drug Administration, 8455                                             class, thereby reducing the regulatory
                                                  Colesville Rd., COLE–14526, Silver                                                                                                                      and National Electrical Manufacturers
                                                                                                                            requirements applicable to a particular                                       Association (NEMA), 1300 North 17th
                                                  Spring, MD 20993–0002,                                                    device type, or to seek reclassification
                                                  PRAStaff@fda.hhs.gov.                                                                                                                                   Street, suite 1847, Rosslyn, VA 22209,
                                                                                                                            from a lower to a higher class, thereby                                       703–841–3200.
                                                  SUPPLEMENTARY INFORMATION:   In                                           increasing the regulatory requirements
                                                  compliance with 44 U.S.C. 3507, FDA                                       applicable to that device type. If                                              FDA estimates the burden of this
                                                  has submitted the following proposed                                      approved, petitions requesting                                                collection of information as follows:


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                                                                                              Federal Register / Vol. 80, No. 113 / Friday, June 12, 2015 / Notices                                                                                               33525

                                                                                                                TABLE 1—ESTIMATED ANNUAL REPORTING BURDEN 1
                                                                                                                                                                                Number of                                                Average
                                                                                                                             FDA Form                Number of                                            Total annual
                                                                                Activity                                                                                      responses per                                            burden per              Total hours
                                                                                                                               Nos.                 respondents                                            responses
                                                                                                                                                                                respondent                                              response

                                                  Supporting data for reclassification petition .....                       ....................                         6                          1                          6                      497            2,982
                                                  Supplemental Data Sheet ................................                              3427                             6                          1                          6                       1.5               9
                                                  General Device Classification Questionnaire ..                                        3429                             6                          1                          6                       1.5               9
                                                  Total .................................................................   ....................   ........................   ........................   ........................   ........................         3,000
                                                     1 There     are no capital costs or operating and maintenance costs associated with this collection of information.


                                                     Based on reclassification petitions                                    positioning chair with a motorized                                           Drug Administration, 10903 New
                                                  received in the last 3 years, FDA                                         positioning control that is intended for                                     Hampshire Ave., Bldg. 66, Rm. 1524,
                                                  anticipates that six petitions will be                                    medical purposes and that can be                                             Silver Spring, MD 20993–0002, 301–
                                                  submitted each year. The time required                                    adjusted to various positions. The                                           796–6424, jismi.johnson@fda.hhs.gov.
                                                  to prepare and submit a reclassification                                  device is used to provide stability for                                      SUPPLEMENTARY INFORMATION:
                                                  petition, including the time needed to                                    patients with athetosis (involuntary
                                                  assemble supporting data, averages 500                                    spasms) and to alter postural positions.                                     I. Statutory Background
                                                  hours per petition. This average is based                                 FDA is publishing this notice to obtain                                         Under section 513 of the Federal
                                                  upon estimates by FDA administrative                                      comments in accordance with                                                  Food, Drug, and Cosmetic Act (the
                                                  and technical staff who: (1) Are familiar                                 procedures established by the Food and                                       FD&C Act) (21 U.S.C. 360c), FDA must
                                                  with the requirements for submission of                                   Drug Administration Modernization Act                                        classify devices into one of three
                                                  a reclassification petition, (2) have                                     of 1997 (FDAMA).                                                             regulatory classes: Class I, class II, or
                                                  consulted and advised manufacturers on                                    DATES: Submit either electronic or                                           class III. FDA classification of a device
                                                  these requirements, and (3) have                                          written comments by July 13, 2015.                                           is determined by the amount of
                                                  reviewed the documentation submitted.                                     ADDRESSES: You may submit comments,                                          regulation necessary to provide a
                                                     This document refers to previously                                     identified by Docket No. FDA–2015–P–                                         reasonable assurance of safety and
                                                  approved collections of information                                       1197, by any of the following methods:                                       effectiveness. Under the Medical Device
                                                  found in FDA regulations. These                                                                                                                        Amendments of 1976 (1976
                                                  collections of information are subject to                                 Electronic Submissions                                                       amendments) (Pub. L. 94–295), as
                                                  review by the Office of Management and                                      Submit electronic comments in the                                          amended by the Safe Medical Devices
                                                  Budget (OMB) under the Paperwork                                          following way:                                                               Act of 1990 (Pub. L. 101–629), devices
                                                  Reduction Act of 1995 (44 U.S.C. 3501–                                      • Federal eRulemaking Portal: http://                                      are to be classified into class I (general
                                                  3520). The collections of information in                                  www.regulations.gov. Follow the                                              controls) if there is information showing
                                                  21 CFR part 807, subpart E, have been                                     instructions for submitting comments.                                        that the general controls of the FD&C
                                                  approved under OMB control number                                                                                                                      Act are sufficient to assure safety and
                                                  0910–0120 and the collections of                                          Written Submissions                                                          effectiveness; into class II (special
                                                  information in 21 CFR part 814,                                              Submit written submissions in the                                         controls) if general controls, by
                                                  subparts A through E, have been                                           following way:                                                               themselves, are insufficient to provide
                                                  approved under OMB control number                                            • Mail/Hand delivery/Courier (for                                         reasonable assurance of safety and
                                                  0910–0231.                                                                paper submissions): Division of Dockets                                      effectiveness, but there is sufficient
                                                    Dated: June 8, 2015.                                                    Management (HFA–305), Food and Drug                                          information to establish special controls
                                                                                                                            Administration, 5630 Fishers Lane, Rm.                                       to provide such assurance; and into
                                                  Leslie Kux,
                                                                                                                            1061, Rockville, MD 20852.                                                   class III (premarket approval) if there is
                                                  Associate Commissioner for Policy.                                           Instructions: All submissions received                                    insufficient information to support
                                                  [FR Doc. 2015–14358 Filed 6–11–15; 8:45 am]                               must include the docket number for this                                      classifying a device into class I or class
                                                  BILLING CODE 4164–01–P                                                    notice. All comments received may be                                         II and the device is a life sustaining or
                                                                                                                            posted without change to http://                                             life supporting device, or is for a use
                                                                                                                            www.regulations.gov, including any                                           which is of substantial importance in
                                                  DEPARTMENT OF HEALTH AND                                                  personal information provided. For                                           preventing impairment of human health
                                                  HUMAN SERVICES                                                            additional information on submitting                                         or presents a potential unreasonable risk
                                                  Food and Drug Administration                                              comments, see the ‘‘Comments’’ heading                                       of illness or injury.
                                                                                                                            of the SUPPLEMENTARY INFORMATION                                                Most generic types of devices that
                                                  [Docket No. FDA–2015–P–1197]                                              section of this document.                                                    were on the market before the date of
                                                                                                                               Docket: For access to the docket to                                       the 1976 amendments (May 28, 1976)
                                                  Medical Devices; Exemption From                                           read background documents or                                                 (generally referred to as preamendments
                                                  Premarket Notification: Electric                                          comments received, go to http://                                             devices) have been classified by FDA
                                                  Positioning Chair                                                         www.regulations.gov and insert the                                           under the procedures set forth in section
                                                  AGENCY:        Food and Drug Administration,                              docket number, found in brackets in the                                      513(c) and (d) of the FD&C Act through
                                                                                                                            heading of this document, into the
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                                                  HHS.                                                                                                                                                   the issuance of classification regulations
                                                                                                                            ‘‘Search’’ box and follow the prompts,                                       into one of these three regulatory
                                                  ACTION:      Notice.
                                                                                                                            and/or go to the Division of Dockets                                         classes. Devices introduced into
                                                  SUMMARY:    The Food and Drug                                             Management, 5630 Fishers Lane, Rm.                                           interstate commerce for the first time on
                                                  Administration (FDA) is announcing                                        1061, Rockville, MD 20852.                                                   or after May 28, 1976 (generally referred
                                                  that it has received a petition requesting                                FOR FURTHER INFORMATION CONTACT:                                             to as postamendments devices), are
                                                  exemption from the premarket                                              Jismi Johnson, Center for Devices and                                        classified through the premarket
                                                  notification requirements for an electric                                 Radiological Health (CDRH), Food and                                         notification process under section


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Document Created: 2018-02-22 10:16:33
Document Modified: 2018-02-22 10:16:33
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesFax written comments on the collection of information by July 13, 2015.
ContactFDA PRA Staff, Office of Operations, Food and Drug Administration, 8455 Colesville Rd., COLE-14526, Silver Spring, MD 20993-0002, [email protected]
FR Citation80 FR 33524 

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