80_FR_34436 80 FR 34321 - Commission Rules Concerning Disruptions to Communications

80 FR 34321 - Commission Rules Concerning Disruptions to Communications

FEDERAL COMMUNICATIONS COMMISSION

Federal Register Volume 80, Issue 115 (June 16, 2015)

Page Range34321-34324
FR Document2015-14685

In this document, the Commission resolves several pending matters in the proceeding that established the network outage reporting rules. The Commission declines to adopt a proposal to expand its ``special offices and facilities'' outage reporting requirements to cover general aviation airports and it disposes of seven petitions for reconsideration. Each petition is granted, denied, or dismissed to the extent indicated.

Federal Register, Volume 80 Issue 115 (Tuesday, June 16, 2015)
[Federal Register Volume 80, Number 115 (Tuesday, June 16, 2015)]
[Rules and Regulations]
[Pages 34321-34324]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-14685]



[[Page 34321]]

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FEDERAL COMMUNICATIONS COMMISSION

47 CFR Part 4

[ET Docket No. 04-35; FCC 15-39]


Commission Rules Concerning Disruptions to Communications

AGENCY: Federal Communications Commission.

ACTION: Final rule.

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SUMMARY: In this document, the Commission resolves several pending 
matters in the proceeding that established the network outage reporting 
rules. The Commission declines to adopt a proposal to expand its 
``special offices and facilities'' outage reporting requirements to 
cover general aviation airports and it disposes of seven petitions for 
reconsideration. Each petition is granted, denied, or dismissed to the 
extent indicated.

DATES: Effective July 16, 2015.

FOR FURTHER INFORMATION CONTACT: Brenda D. Villanueva, Attorney 
Advisor, Public Safety and Homeland Security Bureau, (202) 418-7005 or 
[email protected].

SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Second 
Report and Order and Order on Reconsideration in ET Docket No. 04-35, 
FCC 15-39, adopted March 27, 2015 and released March 30, 2015. The full 
text of this document, FCC 15-39, is available for public inspection 
online at http://www.fcc.gov/document/fcc-adopts-part-4-improvements-item, or during regular business hours in the FCC Reference Information 
Center, Portals II, 445 12th Street SW., Room CY-A257, Washington, DC 
20554.

Synopsis

I. Second Report and Order

    The Report and Order in this docket, 69 FR 70316, established the 
Commission's part 4 outage reporting rules, which require certain 
providers of communications to electronically file reports of network 
outages that exceed specified thresholds of magnitude and duration. In 
the Further Notice of Proposed Rulemaking (FNPRM) that accompanied that 
Report and Order, 69 FR 68859, the Commission sought comment on a 
proposal to extend outage-reporting requirements for special offices 
and facilities to cover general aviation airports, a category that 
includes airports smaller than those already covered by section 4.5(b) 
of the rules. No comments were received on this proposal, and there 
remains a lack of record support for its adoption. Moreover, adoption 
of the proposal would run counter to the reasoning underlying some of 
the proposals in the (NPRM) that accompanies this document. In 
particular, we sought comment on excluding from the definition of 
``special offices and facilities'' all airports other than the nation's 
most heavily trafficked airports, because reports of airport-related 
outages at such airports have not been significant enough to pose a 
substantial threat to public safety. Alternatively, we consider, among 
other potential changes to section 4.5(b), the elimination of airport-
specific reporting requirements as duplicative of our proposed TSP-
based reporting requirements. Accordingly, we decline to adopt the 
proposal to extend section 4.5(b) to cover general aviation airports.

II. Order on Reconsideration

    The Commission received nine Petitions for Reconsideration of 
various aspects of the Report and Order, seven of which remain pending. 
The seven Petitioners are Cingular Wireless LLC (Cingular), CTIA-The 
Wireless Association (CTIA), Organization for the Promotion and 
Advancement of Small Telecommunications Companies (OPASTCO); Qwest 
Corporation and Qwest Communications Corporation (Qwest), Sprint 
Corporation (Sprint), US Telecom, and, filing jointly, AT&T, BellSouth, 
MCI, SBC and Verizon (collectively, Joint Petitioners). These seven 
petitions are disposed of in this Order on Reconsideration. In a 
companion document, a Notice of Proposed Rulemaking (NPRM) in PS Docket 
No. 15-80, the Commission seeks comment on modifications to the Part 4 
rules to improve their utility.

A. Issues Considered in the Notice of Proposed Rulemaking

    Certain proposals considered in the (NPRM) incorporate issues 
raised in various petitions. As we are considering there the merits 
Petitioners' requests for relief on these issues, we will incorporate 
into the record those portions of Petitioners' petitions that present 
substantive arguments on these issues. We also incorporate into the 
record those portions of any responsive pleadings filed in connection 
with the Petitions that present substantive arguments relevant to those 
issues. Any other aspects of the petitions relating to these issues are 
dismissed as moot.

B. Other Issues

    We now consider those issues raised in the various Petitions that 
we have not addressed in the (NRPM). We grant or deny each Petition to 
the extent indicated below.
1. Reporting Obligations of ``Pure Resellers''
    Before withdrawing its Petition, BellSouth requested therein that 
the Commission clarify section 4.9(f) to ``expressly state that pure 
resellers (those that do not own, operate, or maintain switching, 
routing, or transmission facilities) are exempt from the Commission's 
reporting requirements to the extent that a network failure occurs on 
resold facilities that are owned, operated, or maintained by an 
underlying facilities-based provider.'' BellSouth argued that pure 
resellers should not be subject to part 4 reporting obligations because 
resellers do not have direct access to the outage information that must 
be reported, and that the only way that a pure reseller becomes aware 
of a network outage is ``typically'' through ``customer calls, news 
reports . . . or from the underlying facilities based provider itself'' 
and that ``[n]one of these methods . . . are routine or foolproof.'' 
Sprint also addresses this issue in its Petition, focusing on section 
4.3(b) of the rules, arguing that pure resellers of wireless service 
``would not be able to provide any information on the extent and 
duration of the outage or the cause of the outage.'' Rather, Sprint 
argues, the Commission can obtain this information from reports filed 
by the underlying facilities-based provider because ``customers of 
these [pure reseller] providers are included in the reports of the 
affected underlying [facilities-based] wireless carrier.'' Sprint 
argues that the provision ``includ[ing] . . . affiliated and non-
affiliated entities that maintain or provide communications networks or 
services used by the provider in offering such communications'' could 
be read as encompassing a wireless service provider that does not own 
any wireless facilities or maintain a wireless network. Qwest also 
supports the position that pure resellers should be exempt from part 4 
outage reporting.
    NASUCA argued in its responsive pleading, on the other hand, that 
separate reporting by a pure reseller and its underlying facilities-
based communications provider would ensure ``that . . . the Commission 
. . . will have a deeper understanding of the full impact of the 
outage.'' It maintained that ``only the reseller knows how many

[[Page 34322]]

telephone numbers in the block it acquired from the LEC [local exchange 
carrier] are operational and thus affected by the outage,'' and it 
therefore ``must be obliged to provide that information.''
    Although the applicability of outage reporting requirements to 
``pure resellers'' of communications services was not expressly 
addressed in Report and Order, the rules adopted therein require 
``[a]ll . . . communications providers'' in covered categories to file 
reports upon ``discovering that they have experienced'' a qualifying 
outage ``on any facilities that they own, operate, lease or otherwise 
utilize.'' Thus, resellers in the covered categories are within the 
reach of the part 4 rules insofar as they ``lease or otherwise 
utilize'' facilities to provide communications services to their 
customers.
    The underlying purpose of the part 4 outage reporting rules is to 
improve network reliability and resiliency, particularly as it affects 
the Nation's 911 system, by providing the Commission with the ability 
to analyze data regarding significant outages, regardless of the 
network(s) in which the underlying causal factors lie. This information 
enables the Commission to analyze how outages in one network affect 
other networks and to identify adverse trends. ``Pure resellers'' may 
lack direct access to the network facilities they use to provide 
service, but we agree with NASUCA that such providers may be uniquely 
positioned to provide information on outages affecting their customers. 
Similarly, outages induced from higher-level issues may stem from 
resellers' systems or applications. Finally, we observe that the 
Commission routinely receives reports of outages pertaining to 
facilities not under the direct control or ownership of the filing 
party, and such reports provide a valuable perspective on the course 
and impact of outages affecting multiple providers. We therefore deny 
Sprint's petition with respect to this issue.
2. Reporting of Planned Network Outages
    CTIA, Cingular and Sprint request reconsideration of the 
Commission's decision to treat planned outages related to network 
maintenance, repair, and upgrades the same as other outages for 
purposes of its reporting requirements. CTIA and Cingular maintain that 
planned system outages should not be reportable events, arguing that 
normal operational and maintenance requirements of providers may 
require planned service disruptions in order to conduct maintenance, 
perform upgrades, or complete repair work, and that these disruptions 
are intended to enhance network reliability. They also argue that 
mandated reporting of planned outages imposes undue burdens on 
providers. Sprint does not argue for the elimination of reporting 
requirements for planned outages, but rather advocates for an 
alternative filing requirement whereby providers would file a single 
report 72 hours after a planned outage.
    NASUCA opposes any modification to the requirements for reporting 
planned outages. NASUCA argues that, as far as consumer and national 
security interests are concerned, a planned outage is still an outage. 
NASUCA urges the Commission not to weaken Commission authority at a 
time that it must be exercised more firmly than ever before because of 
heightened national security concerns.
    The arguments raised by Petitioners on this issue were previously 
considered and addressed by the Commission in the Report and Order. 
While the Commission did not specifically consider facts and arguments 
of Sprint's proposed single field report 72 hours after discovery of a 
planned outage, the Commission did consider facts and arguments 
generally concerning the filing requirements. In declining to exempt 
planned outages from the outage reporting requirements it was adopting, 
the Commission acknowledged the reliance of both public safety 
personnel and the general public on wireless services for both 
emergency and routine communications. Petitioners have not presented 
facts or arguments in their Petitions that would lead us to reconsider 
the conclusion that such reliance creates a need for reporting of 
planned wireless network outages. Indeed, reliance on wireless services 
for emergency-related communications has only increased since adoption 
of the Report and Order, making it ever more imperative that wireless 
network outages are fully reported on a timely basis irrespective of 
their cause. In addition, the reporting burden associated with such 
reporting was fully considered in the original rulemaking proceeding. 
We decline to revisit that issue here. While we acknowledge the 
difficulties involved in maintaining complex communications networks, 
we continue to find that exempting planned outages from the scope of 
reporting would detract from the purposes of part 4. For the foregoing 
reasons, we deny the Petitions of CTIA, Cingular and Sprint with 
respect to reporting of planned network outages.
3. Rural Provider Reporting Obligations
    OPASTCO requests that the Commission reconsider its Part 4 outage 
reporting obligations insofar as they apply to rural telephone 
companies. In support of its Petition, OPASTCO alleges both procedural 
and substantive deficiencies in the Report and Order. First, OPASTCO 
contends that the Commission did not provide sufficient opportunity for 
comment on the information collections associated with its Part 4 rules 
before the Office of Management and Budget (OMB) approved them. Second, 
it alleges that the established 120-minute deadline for filing an 
initial notification is unduly burdensome as applied to rural 
providers. Finally, OPASTCO asserts that the Commission's Paperwork 
Reduction Act (PRA) analysis fails to account fully for the burdens 
that rural providers will incur in assessing whether they serve 
``special facilities'' as specified in section 4.5(b) or in reporting 
on their implementation of NRIC best practices. Dobson and TDS Telecom 
each filed responses in support of OPASTCO's petition.
    Neither OPASTCO nor its supporting commenters offer persuasive 
arguments for reconsideration of the Commission's outage reporting 
requirements as applied to rural telephone providers. First, any 
alleged procedural deficiency in OMB's approval of the part 4 
information collection has been made moot by the passage of time, as 
the public has been given subsequent opportunities to comment on the 
collection as part of OMB's periodic review and re-approval process. We 
find that this established process is the appropriate forum for 
addressing perceived deficiencies in the PRA analysis associated with 
the Commission's part 4 requirements.
    We also find that OPASTCO misstates the burden that accrues to 
rural providers in complying with the 120-minute deadline for filing 
initial notifications. This obligation extends to outages that last for 
at least 30 minutes and potentially affect at least 900,000 user 
minutes, but the 120-minute timeframe for filing an initial 
notification of the outage commences only upon discovery that a 
reportable outage exists. Although providers have an obligation to take 
reasonable steps to discover outages, there is no prescribed timeframe 
for detecting the presence of an outage, only for reporting on outages 
that the provider has determined meet the reporting criteria. This 
discussion further clarifies when the 120-minute timeframe begins, as 
OPASTCO requests. In practice, providers often

[[Page 34323]]

have much longer than 120 minutes from the onset of an outage to file 
the notification. Our experience administering NORS has demonstrated 
that the established 120-minute deadline sets an appropriate balance 
between the Commission's need to be timely apprised of critical outages 
and the needs of providers to deploy scarce resources effectively when 
these outages occur. In the nine years since the rules went into 
effect, we are unaware of any small rural provider that has been 
significantly challenged in complying with the 120-minute deadline. We 
are therefore not persuaded that this requirement is too burdensome as 
applied to rural providers.
    For the foregoing reasons, we deny the OPASTCO Petition.
4. DS3 Simplex Outage Reporting
    Several Petitioners seek reconsideration of the requirement that 
providers report ``DS3 simplex'' outages and propose relaxation of the 
requirement. In the Partial Stay Order the Commission rejected 
arguments that this requirement should be eliminated outright, but it 
stayed the reporting obligation insofar as it applied to outages 
rectified within five days of their discovery. Petitioners have not 
presented facts or arguments beyond those considered and rejected in 
the Partial Stay Order that would support reconsideration of the DS3 
reporting obligation as applied to outages that persist longer than 
five days. In fact, as explained in the (NPRM) that accompanies this 
document, the volume of DS3 simplex outages reported in recent years 
has led us to propose tightening our DS3 simplex reporting 
requirements. Accordingly, Petitioners' request for reconsideration of 
this matter is denied.
5. Withdrawal of Notifications and Initial Reports
    In its Petition, Sprint requests that the Commission codify in 
section 4.11 its stated policy that providers may ``withdraw 
notifications and initial reports in legitimate circumstances,'' such 
as when the filing was made mistakenly. Although the Commission has 
consistently followed this policy throughout the tenure of NORS, we 
agree that codifying it in our rules may provide greater assurance to 
providers. Accordingly, on this issue we grant Sprint's request and 
amend section 4.11 accordingly.

III. Procedural Matters

A. Regulatory Flexibility Act

    1. As required by the Regulatory Flexibility Act of 1980 (RFA),\1\ 
the Commission has prepared a Final Regulatory Certification 
(Certification) for the Second Report and Order and Order on 
Reconsideration. The Certification is set forth as Appendix E. The 
Commission's Consumer and Governmental Affairs Bureau, Reference 
Information Center, will send a copy of the Second Report and Order and 
Order on Reconsideration and their Certification to the Chief Counsel 
for Advocacy of the Small Business Administration (SBA).
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    \1\ See 5 U.S.C.--603.
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B. Paperwork Reduction Act of 1995

    The rules adopted in the Second Report and Order and Order on 
Reconsideration in this document contain no new or modified information 
collection requirements subject to the Paperwork Reduction Act of 1995 
(PRA), Public Law 104-13.

C. Congressional Review Act

    The Commission will not send a copy of this Order on 
Reconsideration pursuant to the Congressional Review Act, 5 U.S.C. 
801(a)(1)(A) et seq., because the adopted rule is a rule of ``agency 
organization, procedure, or practice'' within the meaning of 5 U.S.C. 
804(3)(C).

IV. Ordering Clauses

    Accordingly it is ordered that, pursuant to the authority contained 
in Sections 1, 4(i), 4(j), 4(o), 201(b), 214(d), 218, 251(e)(3), 301, 
303(b), 303(g), 303(r), 307, 309(a), 309(j), 316, 332, 403, 615a-1, and 
615c of the Communications Act of 1934, as amended, 47 U.S.C. 151, 
154(i)-(j) & (o), 201(b), 214(d), 218, 251(e)(3), 301, 303(b), 303(g), 
303(r), 307, 309(a), 309(j), 316, 332, 403, 615a-1, and 615c, this 
Final Rule, Second Report and Order and Order on Reconsideration in ET 
Docket 04-35 and PS Docket 15-80 is adopted, effective July 16, 2015.
    It is further ordered that, pursuant to Sections 4(i), 302, 303(e) 
303(f), 303(g), 303(r), and 405 of the Communications Act of 1934, as 
amended, 47 U.S.C. 154(i), 302a, 303(e), 303(f), 303(g), 303(r), and 
405, the Petitions for Reconsideration filed by Cingular Wireless, 
CTIA--The Wireless Association, Qwest Communications, the Organization 
for the Promotion and Advancement of Small Telecommunications 
Companies, Sprint and the United States Telecom Association, and the 
Petition for Reconsideration filed jointly by AT&T, BellSouth, MCI, SBC 
and Verizon, in ET Docket No. 04-35, are granted, denied and dismissed 
to the extent indicated herein.
    It is further ordered that, pursuant to Sections 4(i), 302, 303(e) 
303(f), 303(g), 303(r), and 405 of the Communications Act of 1934, as 
amended, 47 U.S.C. 154(i), 302a, 303(e), 303(f), 303(g), 303(r), and 
405, the Commission's rules are hereby amended.
    It is further ordered that the Commission's Consumer and 
Governmental Affairs Bureau, Reference Information Center, shall send a 
copy of the Second Report and Order and Order on Reconsideration, 
including the Final Regulatory Certification, to the Chief Counsel for 
Advocacy of the U.S. Small Business Administration.

V. Final Regulatory Certification

    The Regulatory Flexibility Act of 1980, as amended (RFA) \2\ 
requires that a regulatory flexibility analysis be prepared for 
rulemaking proceedings, unless the agency certifies that ``the rule 
will not have a significant economic impact on a substantial number of 
small entities.'' \3\ The RFA generally defines ``small entity'' as 
having the same meaning as the terms ``small business,'' ``small 
organization,'' and ``small governmental jurisdiction.'' \4\ In 
addition, the term ``small business'' has the same meaning as the term 
``small business concern'' under the Small Business Act.\5\ A small 
business concern is one which: (1) Is independently owned and operated; 
(2) is not dominant in its field of operation; and (3) satisfies any 
additional criteria established by the Small Business Administration 
(SBA).\6\
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    \2\ The RFA, see--5 U.S.C. S 601 et seq., has been amended by 
the Contract With America Advancement Act of 1996, Public Law 104-
121, 110 Stat. 847 (1996) (CWAAA). Title II of the CWAAA is the 
Small Business Regulatory Enforcement Fairness Act of 1996 (SBREFA).
    \3\ 5 U.S.C.--605(b).
    \4\ 5 U.S.C.--601(6).
    \5\ 5 U.S.C.--601(3) (incorporating by reference the definition 
of ``small business concern'' in Small Business Act, 15 U.S.C. S--
632). Pursuant to 5 U.S.C.--601(3), the statutory definition of a 
small business applies ``unless an agency, after consultation with 
the Office of Advocacy of the Small Business Administration and 
after opportunity for public comment, establishes one or more 
definitions of such term which are appropriate to the activities of 
the agency and publishes such definition(s) in the Federal 
Register.''
    \6\ Small Business Act,--15 U.S.C. S 632.
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    The Second Report and Order and Order on Reconsideration adopt the 
following rules:
     The Second Report and Order declines to adopt a proposal 
to expand

[[Page 34324]]

the range of airports classified as ``special offices and facilities'' 
for purposes of outage reporting under Part 4.
     The Order and Reconsideration codifies in section 4.11 the 
Commission's longstanding policy of allowing providers to withdraw 
outage report filings under appropriate circumstances.
    The first of these involves a determination not to adopt a 
substantive rule, while the second merely codifies an existing policy. 
We thus certify that neither of these rules will have a significant 
economic impact on a substantial number of small entities.

List of Subjects in 47 CFR Part 4

    Airports, Communications common carriers, Communications equipment, 
Disruptions to communications, Network outages, Reporting and 
recordkeeping requirements, Telecommunications.

Federal Communications Commission.
Marlene H. Dortch,
Secretary.

Final Rules

    For the reasons discussed in the preamble, the Federal 
Communications Commission amends 47 CFR part 4 as follows:

PART 4--DISRUPTIONS TO COMMUNICATIONS

0
1. The authority citation for part 4 is revised to read as follows:

    Authority: Sec. 5, 48 Stat. 1068, as amended; 47 U.S.C. 154, 
155, 201, 251, 307, 316.


0
2. Section 4.11 is amended by adding a sentence at the end of the 
paragraph to read as follows:


Sec.  4.11  Notification and initial and final communications outage 
reports that must be filed by communications providers.

    * * * Notifications and initial reports may be withdrawn under 
legitimate circumstances, e.g., when the filing was made under the 
mistaken assumption that an outage was required to be reported.

[FR Doc. 2015-14685 Filed 6-15-15; 8:45 am]
 BILLING CODE 6712-01-P



                                                                     Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations                                             34321

                                                  [FR Doc. 2015–13456 Filed 6–15–15; 8:45 am]             already covered by section 4.5(b) of the               B. Other Issues
                                                  BILLING CODE 8320–01–P                                  rules. No comments were received on                      We now consider those issues raised
                                                                                                          this proposal, and there remains a lack                in the various Petitions that we have not
                                                                                                          of record support for its adoption.                    addressed in the (NRPM). We grant or
                                                  FEDERAL COMMUNICATIONS                                  Moreover, adoption of the proposal                     deny each Petition to the extent
                                                  COMMISSION                                              would run counter to the reasoning                     indicated below.
                                                                                                          underlying some of the proposals in the
                                                  47 CFR Part 4                                           (NPRM) that accompanies this                           1. Reporting Obligations of ‘‘Pure
                                                                                                          document. In particular, we sought                     Resellers’’
                                                  [ET Docket No. 04–35; FCC 15–39]
                                                                                                          comment on excluding from the                             Before withdrawing its Petition,
                                                  Commission Rules Concerning                             definition of ‘‘special offices and                    BellSouth requested therein that the
                                                  Disruptions to Communications                           facilities’’ all airports other than the               Commission clarify section 4.9(f) to
                                                                                                          nation’s most heavily trafficked airports,             ‘‘expressly state that pure resellers
                                                  AGENCY:  Federal Communications                         because reports of airport-related                     (those that do not own, operate, or
                                                  Commission.                                             outages at such airports have not been                 maintain switching, routing, or
                                                  ACTION: Final rule.                                     significant enough to pose a substantial               transmission facilities) are exempt from
                                                  SUMMARY:    In this document, the                       threat to public safety. Alternatively, we             the Commission’s reporting
                                                  Commission resolves several pending                     consider, among other potential changes                requirements to the extent that a
                                                  matters in the proceeding that                          to section 4.5(b), the elimination of                  network failure occurs on resold
                                                  established the network outage                          airport-specific reporting requirements                facilities that are owned, operated, or
                                                  reporting rules. The Commission                         as duplicative of our proposed TSP-                    maintained by an underlying facilities-
                                                  declines to adopt a proposal to expand                  based reporting requirements.                          based provider.’’ BellSouth argued that
                                                  its ‘‘special offices and facilities’’ outage           Accordingly, we decline to adopt the                   pure resellers should not be subject to
                                                  reporting requirements to cover general                 proposal to extend section 4.5(b) to                   part 4 reporting obligations because
                                                  aviation airports and it disposes of                    cover general aviation airports.                       resellers do not have direct access to the
                                                  seven petitions for reconsideration.                                                                           outage information that must be
                                                                                                          II. Order on Reconsideration                           reported, and that the only way that a
                                                  Each petition is granted, denied, or
                                                  dismissed to the extent indicated.                        The Commission received nine                         pure reseller becomes aware of a
                                                                                                          Petitions for Reconsideration of various               network outage is ‘‘typically’’ through
                                                  DATES: Effective July 16, 2015.
                                                                                                          aspects of the Report and Order, seven                 ‘‘customer calls, news reports . . . or
                                                  FOR FURTHER INFORMATION CONTACT:
                                                                                                          of which remain pending. The seven                     from the underlying facilities based
                                                  Brenda D. Villanueva, Attorney Advisor,                                                                        provider itself’’ and that ‘‘[n]one of
                                                  Public Safety and Homeland Security                     Petitioners are Cingular Wireless LLC
                                                                                                          (Cingular), CTIA-The Wireless                          these methods . . . are routine or
                                                  Bureau, (202) 418–7005 or                                                                                      foolproof.’’ Sprint also addresses this
                                                  brenda.villanueva@fcc.gov.                              Association (CTIA), Organization for the
                                                                                                          Promotion and Advancement of Small                     issue in its Petition, focusing on section
                                                  SUPPLEMENTARY INFORMATION: This is a                                                                           4.3(b) of the rules, arguing that pure
                                                  summary of the Commission’s Second                      Telecommunications Companies
                                                                                                          (OPASTCO); Qwest Corporation and                       resellers of wireless service ‘‘would not
                                                  Report and Order and Order on                                                                                  be able to provide any information on
                                                  Reconsideration in ET Docket No. 04–                    Qwest Communications Corporation
                                                                                                          (Qwest), Sprint Corporation (Sprint), US               the extent and duration of the outage or
                                                  35, FCC 15–39, adopted March 27, 2015                                                                          the cause of the outage.’’ Rather, Sprint
                                                  and released March 30, 2015. The full                   Telecom, and, filing jointly, AT&T,
                                                                                                          BellSouth, MCI, SBC and Verizon                        argues, the Commission can obtain this
                                                  text of this document, FCC 15–39, is                                                                           information from reports filed by the
                                                  available for public inspection online at               (collectively, Joint Petitioners). These
                                                                                                                                                                 underlying facilities-based provider
                                                  http://www.fcc.gov/document/fcc-                        seven petitions are disposed of in this
                                                                                                                                                                 because ‘‘customers of these [pure
                                                  adopts-part-4-improvements-item, or                     Order on Reconsideration. In a
                                                                                                                                                                 reseller] providers are included in the
                                                  during regular business hours in the                    companion document, a Notice of
                                                                                                                                                                 reports of the affected underlying
                                                  FCC Reference Information Center,                       Proposed Rulemaking (NPRM) in PS
                                                                                                                                                                 [facilities-based] wireless carrier.’’
                                                  Portals II, 445 12th Street SW., Room                   Docket No. 15–80, the Commission
                                                                                                                                                                 Sprint argues that the provision
                                                  CY–A257, Washington, DC 20554.                          seeks comment on modifications to the
                                                                                                                                                                 ‘‘includ[ing] . . . affiliated and non-
                                                                                                          Part 4 rules to improve their utility.
                                                  Synopsis                                                                                                       affiliated entities that maintain or
                                                                                                          A. Issues Considered in the Notice of                  provide communications networks or
                                                  I. Second Report and Order                                                                                     services used by the provider in offering
                                                                                                          Proposed Rulemaking
                                                     The Report and Order in this docket,                                                                        such communications’’ could be read as
                                                  69 FR 70316, established the                               Certain proposals considered in the                 encompassing a wireless service
                                                  Commission’s part 4 outage reporting                    (NPRM) incorporate issues raised in                    provider that does not own any wireless
                                                  rules, which require certain providers of               various petitions. As we are considering               facilities or maintain a wireless
                                                  communications to electronically file                   there the merits Petitioners’ requests for             network. Qwest also supports the
                                                  reports of network outages that exceed                  relief on these issues, we will                        position that pure resellers should be
                                                  specified thresholds of magnitude and                   incorporate into the record those                      exempt from part 4 outage reporting.
                                                  duration. In the Further Notice of                      portions of Petitioners’ petitions that                   NASUCA argued in its responsive
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  Proposed Rulemaking (FNPRM) that                        present substantive arguments on these                 pleading, on the other hand, that
                                                  accompanied that Report and Order, 69                   issues. We also incorporate into the                   separate reporting by a pure reseller and
                                                  FR 68859, the Commission sought                         record those portions of any responsive                its underlying facilities-based
                                                  comment on a proposal to extend                         pleadings filed in connection with the                 communications provider would ensure
                                                  outage-reporting requirements for                       Petitions that present substantive                     ‘‘that . . . the Commission . . . will
                                                  special offices and facilities to cover                 arguments relevant to those issues. Any                have a deeper understanding of the full
                                                  general aviation airports, a category that              other aspects of the petitions relating to             impact of the outage.’’ It maintained that
                                                  includes airports smaller than those                    these issues are dismissed as moot.                    ‘‘only the reseller knows how many


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                                                  34322              Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations

                                                  telephone numbers in the block it                       upgrades, or complete repair work, and                 3. Rural Provider Reporting Obligations
                                                  acquired from the LEC [local exchange                   that these disruptions are intended to                    OPASTCO requests that the
                                                  carrier] are operational and thus affected              enhance network reliability. They also                 Commission reconsider its Part 4 outage
                                                  by the outage,’’ and it therefore ‘‘must                argue that mandated reporting of                       reporting obligations insofar as they
                                                  be obliged to provide that information.’’               planned outages imposes undue                          apply to rural telephone companies. In
                                                     Although the applicability of outage                 burdens on providers. Sprint does not                  support of its Petition, OPASTCO
                                                  reporting requirements to ‘‘pure                        argue for the elimination of reporting                 alleges both procedural and substantive
                                                  resellers’’ of communications services                  requirements for planned outages, but                  deficiencies in the Report and Order.
                                                  was not expressly addressed in Report                   rather advocates for an alternative filing             First, OPASTCO contends that the
                                                  and Order, the rules adopted therein                    requirement whereby providers would                    Commission did not provide sufficient
                                                  require ‘‘[a]ll . . . communications                    file a single report 72 hours after a                  opportunity for comment on the
                                                  providers’’ in covered categories to file               planned outage.                                        information collections associated with
                                                  reports upon ‘‘discovering that they                       NASUCA opposes any modification to                  its Part 4 rules before the Office of
                                                  have experienced’’ a qualifying outage                  the requirements for reporting planned                 Management and Budget (OMB)
                                                  ‘‘on any facilities that they own,                      outages. NASUCA argues that, as far as                 approved them. Second, it alleges that
                                                  operate, lease or otherwise utilize.’’                  consumer and national security interests               the established 120-minute deadline for
                                                  Thus, resellers in the covered categories               are concerned, a planned outage is still
                                                  are within the reach of the part 4 rules                                                                       filing an initial notification is unduly
                                                                                                          an outage. NASUCA urges the                            burdensome as applied to rural
                                                  insofar as they ‘‘lease or otherwise                    Commission not to weaken Commission
                                                  utilize’’ facilities to provide                                                                                providers. Finally, OPASTCO asserts
                                                                                                          authority at a time that it must be                    that the Commission’s Paperwork
                                                  communications services to their                        exercised more firmly than ever before
                                                  customers.                                                                                                     Reduction Act (PRA) analysis fails to
                                                                                                          because of heightened national security                account fully for the burdens that rural
                                                     The underlying purpose of the part 4
                                                                                                          concerns.                                              providers will incur in assessing
                                                  outage reporting rules is to improve
                                                  network reliability and resiliency,                        The arguments raised by Petitioners                 whether they serve ‘‘special facilities’’
                                                  particularly as it affects the Nation’s 911             on this issue were previously                          as specified in section 4.5(b) or in
                                                  system, by providing the Commission                     considered and addressed by the                        reporting on their implementation of
                                                  with the ability to analyze data                        Commission in the Report and Order.                    NRIC best practices. Dobson and TDS
                                                  regarding significant outages, regardless               While the Commission did not                           Telecom each filed responses in support
                                                  of the network(s) in which the                          specifically consider facts and                        of OPASTCO’s petition.
                                                  underlying causal factors lie. This                     arguments of Sprint’s proposed single                     Neither OPASTCO nor its supporting
                                                  information enables the Commission to                   field report 72 hours after discovery of               commenters offer persuasive arguments
                                                  analyze how outages in one network                      a planned outage, the Commission did                   for reconsideration of the Commission’s
                                                  affect other networks and to identify                   consider facts and arguments generally                 outage reporting requirements as
                                                  adverse trends. ‘‘Pure resellers’’ may                  concerning the filing requirements. In                 applied to rural telephone providers.
                                                  lack direct access to the network                       declining to exempt planned outages                    First, any alleged procedural deficiency
                                                  facilities they use to provide service, but             from the outage reporting requirements                 in OMB’s approval of the part 4
                                                  we agree with NASUCA that such                          it was adopting, the Commission                        information collection has been made
                                                  providers may be uniquely positioned to                 acknowledged the reliance of both                      moot by the passage of time, as the
                                                  provide information on outages affecting                public safety personnel and the general                public has been given subsequent
                                                  their customers. Similarly, outages                     public on wireless services for both                   opportunities to comment on the
                                                  induced from higher-level issues may                    emergency and routine                                  collection as part of OMB’s periodic
                                                  stem from resellers’ systems or                         communications. Petitioners have not                   review and re-approval process. We find
                                                  applications. Finally, we observe that                  presented facts or arguments in their                  that this established process is the
                                                  the Commission routinely receives                       Petitions that would lead us to                        appropriate forum for addressing
                                                  reports of outages pertaining to facilities             reconsider the conclusion that such                    perceived deficiencies in the PRA
                                                  not under the direct control or                         reliance creates a need for reporting of               analysis associated with the
                                                  ownership of the filing party, and such                 planned wireless network outages.                      Commission’s part 4 requirements.
                                                  reports provide a valuable perspective                  Indeed, reliance on wireless services for                 We also find that OPASTCO misstates
                                                  on the course and impact of outages                     emergency-related communications has                   the burden that accrues to rural
                                                  affecting multiple providers. We                        only increased since adoption of the                   providers in complying with the 120-
                                                  therefore deny Sprint’s petition with                   Report and Order, making it ever more                  minute deadline for filing initial
                                                  respect to this issue.                                  imperative that wireless network                       notifications. This obligation extends to
                                                                                                          outages are fully reported on a timely                 outages that last for at least 30 minutes
                                                  2. Reporting of Planned Network                         basis irrespective of their cause. In                  and potentially affect at least 900,000
                                                  Outages                                                 addition, the reporting burden                         user minutes, but the 120-minute
                                                     CTIA, Cingular and Sprint request                    associated with such reporting was fully               timeframe for filing an initial
                                                  reconsideration of the Commission’s                     considered in the original rulemaking                  notification of the outage commences
                                                  decision to treat planned outages related               proceeding. We decline to revisit that                 only upon discovery that a reportable
                                                  to network maintenance, repair, and                     issue here. While we acknowledge the                   outage exists. Although providers have
                                                  upgrades the same as other outages for                  difficulties involved in maintaining                   an obligation to take reasonable steps to
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                                                  purposes of its reporting requirements.                 complex communications networks, we                    discover outages, there is no prescribed
                                                  CTIA and Cingular maintain that                         continue to find that exempting planned                timeframe for detecting the presence of
                                                  planned system outages should not be                    outages from the scope of reporting                    an outage, only for reporting on outages
                                                  reportable events, arguing that normal                  would detract from the purposes of part                that the provider has determined meet
                                                  operational and maintenance                             4. For the foregoing reasons, we deny                  the reporting criteria. This discussion
                                                  requirements of providers may require                   the Petitions of CTIA, Cingular and                    further clarifies when the 120-minute
                                                  planned service disruptions in order to                 Sprint with respect to reporting of                    timeframe begins, as OPASTCO
                                                  conduct maintenance, perform                            planned network outages.                               requests. In practice, providers often


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                                                                     Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations                                                  34323

                                                  have much longer than 120 minutes                       III. Procedural Matters                                Association, and the Petition for
                                                  from the onset of an outage to file the                                                                        Reconsideration filed jointly by AT&T,
                                                                                                          A. Regulatory Flexibility Act
                                                  notification. Our experience                                                                                   BellSouth, MCI, SBC and Verizon, in ET
                                                  administering NORS has demonstrated                       1. As required by the Regulatory                     Docket No. 04–35, are granted, denied
                                                  that the established 120-minute                         Flexibility Act of 1980 (RFA),1 the                    and dismissed to the extent indicated
                                                  deadline sets an appropriate balance                    Commission has prepared a Final                        herein.
                                                  between the Commission’s need to be                     Regulatory Certification (Certification)                 It is further ordered that, pursuant to
                                                                                                          for the Second Report and Order and                    Sections 4(i), 302, 303(e) 303(f), 303(g),
                                                  timely apprised of critical outages and
                                                                                                          Order on Reconsideration. The                          303(r), and 405 of the Communications
                                                  the needs of providers to deploy scarce
                                                                                                          Certification is set forth as Appendix E.              Act of 1934, as amended, 47 U.S.C.
                                                  resources effectively when these outages
                                                                                                          The Commission’s Consumer and                          154(i), 302a, 303(e), 303(f), 303(g),
                                                  occur. In the nine years since the rules                Governmental Affairs Bureau, Reference                 303(r), and 405, the Commission’s rules
                                                  went into effect, we are unaware of any                 Information Center, will send a copy of                are hereby amended.
                                                  small rural provider that has been                      the Second Report and Order and Order                    It is further ordered that the
                                                  significantly challenged in complying                   on Reconsideration and their                           Commission’s Consumer and
                                                  with the 120-minute deadline. We are                    Certification to the Chief Counsel for                 Governmental Affairs Bureau, Reference
                                                  therefore not persuaded that this                       Advocacy of the Small Business                         Information Center, shall send a copy of
                                                  requirement is too burdensome as                        Administration (SBA).                                  the Second Report and Order and Order
                                                  applied to rural providers.                                                                                    on Reconsideration, including the Final
                                                                                                          B. Paperwork Reduction Act of 1995                     Regulatory Certification, to the Chief
                                                     For the foregoing reasons, we deny
                                                  the OPASTCO Petition.                                     The rules adopted in the Second                      Counsel for Advocacy of the U.S. Small
                                                                                                          Report and Order and Order on                          Business Administration.
                                                  4. DS3 Simplex Outage Reporting                         Reconsideration in this document
                                                                                                                                                                 V. Final Regulatory Certification
                                                                                                          contain no new or modified information
                                                     Several Petitioners seek                             collection requirements subject to the                    The Regulatory Flexibility Act of
                                                  reconsideration of the requirement that                 Paperwork Reduction Act of 1995                        1980, as amended (RFA) 2 requires that
                                                  providers report ‘‘DS3 simplex’’ outages                (PRA), Public Law 104–13.                              a regulatory flexibility analysis be
                                                  and propose relaxation of the                                                                                  prepared for rulemaking proceedings,
                                                  requirement. In the Partial Stay Order                  C. Congressional Review Act                            unless the agency certifies that ‘‘the rule
                                                  the Commission rejected arguments that                     The Commission will not send a copy                 will not have a significant economic
                                                  this requirement should be eliminated                   of this Order on Reconsideration                       impact on a substantial number of small
                                                  outright, but it stayed the reporting                   pursuant to the Congressional Review                   entities.’’ 3 The RFA generally defines
                                                  obligation insofar as it applied to                     Act, 5 U.S.C. 801(a)(1)(A) et seq.,                    ‘‘small entity’’ as having the same
                                                  outages rectified within five days of                   because the adopted rule is a rule of                  meaning as the terms ‘‘small business,’’
                                                  their discovery. Petitioners have not                   ‘‘agency organization, procedure, or                   ‘‘small organization,’’ and ‘‘small
                                                                                                          practice’’ within the meaning of 5 U.S.C.              governmental jurisdiction.’’ 4 In
                                                  presented facts or arguments beyond
                                                                                                          804(3)(C).                                             addition, the term ‘‘small business’’ has
                                                  those considered and rejected in the
                                                                                                                                                                 the same meaning as the term ‘‘small
                                                  Partial Stay Order that would support                   IV. Ordering Clauses                                   business concern’’ under the Small
                                                  reconsideration of the DS3 reporting                      Accordingly it is ordered that,                      Business Act.5 A small business concern
                                                  obligation as applied to outages that                   pursuant to the authority contained in                 is one which: (1) Is independently
                                                  persist longer than five days. In fact, as              Sections 1, 4(i), 4(j), 4(o), 201(b), 214(d),          owned and operated; (2) is not
                                                  explained in the (NPRM) that                            218, 251(e)(3), 301, 303(b), 303(g),                   dominant in its field of operation; and
                                                  accompanies this document, the volume                   303(r), 307, 309(a), 309(j), 316, 332, 403,            (3) satisfies any additional criteria
                                                  of DS3 simplex outages reported in                      615a–1, and 615c of the                                established by the Small Business
                                                  recent years has led us to propose                      Communications Act of 1934, as                         Administration (SBA).6
                                                  tightening our DS3 simplex reporting                    amended, 47 U.S.C. 151, 154(i)–(j) & (o),                 The Second Report and Order and
                                                  requirements. Accordingly, Petitioners’                 201(b), 214(d), 218, 251(e)(3), 301,                   Order on Reconsideration adopt the
                                                  request for reconsideration of this                     303(b), 303(g), 303(r), 307, 309(a), 309(j),           following rules:
                                                  matter is denied.                                       316, 332, 403, 615a–1, and 615c, this                     • The Second Report and Order
                                                                                                          Final Rule, Second Report and Order                    declines to adopt a proposal to expand
                                                  5. Withdrawal of Notifications and                      and Order on Reconsideration in ET
                                                  Initial Reports                                         Docket 04–35 and PS Docket 15–80 is
                                                                                                                                                                   2 The RFA, see—5 U.S.C. S 601 et seq., has been

                                                                                                                                                                 amended by the Contract With America
                                                     In its Petition, Sprint requests that the            adopted, effective July 16, 2015.                      Advancement Act of 1996, Public Law 104–121,
                                                                                                            It is further ordered that, pursuant to              110 Stat. 847 (1996) (CWAAA). Title II of the
                                                  Commission codify in section 4.11 its
                                                                                                          Sections 4(i), 302, 303(e) 303(f), 303(g),             CWAAA is the Small Business Regulatory
                                                  stated policy that providers may                                                                               Enforcement Fairness Act of 1996 (SBREFA).
                                                                                                          303(r), and 405 of the Communications
                                                  ‘‘withdraw notifications and initial                                                                             3 5 U.S.C.—605(b).
                                                                                                          Act of 1934, as amended, 47 U.S.C.
                                                  reports in legitimate circumstances,’’                  154(i), 302a, 303(e), 303(f), 303(g),
                                                                                                                                                                   4 5 U.S.C.—601(6).
                                                                                                                                                                   5 5 U.S.C.—601(3) (incorporating by reference the
                                                  such as when the filing was made                        303(r), and 405, the Petitions for                     definition of ‘‘small business concern’’ in Small
                                                  mistakenly. Although the Commission                     Reconsideration filed by Cingular                      Business Act, 15 U.S.C. S—632). Pursuant to 5
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                                                  has consistently followed this policy                   Wireless, CTIA—The Wireless                            U.S.C.—601(3), the statutory definition of a small
                                                  throughout the tenure of NORS, we                                                                              business applies ‘‘unless an agency, after
                                                                                                          Association, Qwest Communications,                     consultation with the Office of Advocacy of the
                                                  agree that codifying it in our rules may                the Organization for the Promotion and                 Small Business Administration and after
                                                  provide greater assurance to providers.                 Advancement of Small                                   opportunity for public comment, establishes one or
                                                  Accordingly, on this issue we grant                     Telecommunications Companies, Sprint                   more definitions of such term which are
                                                                                                                                                                 appropriate to the activities of the agency and
                                                  Sprint’s request and amend section 4.11                 and the United States Telecom                          publishes such definition(s) in the Federal
                                                  accordingly.                                                                                                   Register.’’
                                                                                                            1 See   5 U.S.C.—603.                                  6 Small Business Act,—15 U.S.C. S 632.




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                                                  34324              Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations

                                                  the range of airports classified as                       Authority: Sec. 5, 48 Stat. 1068, as                   (A) Determine whether IR&D/B&P
                                                  ‘‘special offices and facilities’’ for                  amended; 47 U.S.C. 154, 155, 201, 251, 307,            projects are of potential interest to DoD;
                                                  purposes of outage reporting under Part                 316.                                                   and
                                                  4.                                                      ■ 2. Section 4.11 is amended by adding                   (B) Provide the results of the
                                                     • The Order and Reconsideration                      a sentence at the end of the paragraph                 determination to the contractor.
                                                  codifies in section 4.11 the                            to read as follows:                                    *     *     *     *    *
                                                  Commission’s longstanding policy of                                                                            [FR Doc. 2015–14536 Filed 6–15–15; 8:45 am]
                                                                                                          § 4.11 Notification and initial and final
                                                  allowing providers to withdraw outage                   communications outage reports that must
                                                                                                                                                                 BILLING CODE 1501–01–D
                                                  report filings under appropriate                        be filed by communications providers.
                                                  circumstances.                                            * * * Notifications and initial reports
                                                     The first of these involves a                        may be withdrawn under legitimate                      DEPARTMENT OF DEFENSE
                                                  determination not to adopt a substantive                circumstances, e.g., when the filing was
                                                                                                                                                                 Defense Acquisition Regulations
                                                  rule, while the second merely codifies                  made under the mistaken assumption
                                                                                                                                                                 System
                                                  an existing policy. We thus certify that                that an outage was required to be
                                                  neither of these rules will have a                      reported.
                                                                                                                                                                 48 CFR Part 237
                                                  significant economic impact on a                        [FR Doc. 2015–14685 Filed 6–15–15; 8:45 am]
                                                  substantial number of small entities.                   BILLING CODE 6712–01–P                                 Service Contracting
                                                  List of Subjects in 47 CFR Part 4                                                                              CFR Correction
                                                    Airports, Communications common                       DEPARTMENT OF DEFENSE                                    In Title 48 of the Code of Federal
                                                  carriers, Communications equipment,                                                                            Regulations, Chapter 2, Parts 200 to 299,
                                                  Disruptions to communications,                          Defense Acquisition Regulations                        revised as of October 1, 2014, on page
                                                  Network outages, Reporting and                          System                                                 295, in section 237.101, add the
                                                  recordkeeping requirements,                                                                                    definition of ‘‘Senior mentor’’ to read as
                                                  Telecommunications.                                     48 CFR Part 231                                        follows:
                                                  Federal Communications Commission.                      Contract Cost Principles and                           237.101   Definitions.
                                                  Marlene H. Dortch,                                      Procedures                                             *     *      *     *     *
                                                  Secretary.
                                                                                                          CFR Correction                                           ‘‘Senior mentor’’ means a retired flag,
                                                                                                                                                                 general, or other military officer or
                                                  Final Rules                                               In Title 48 of the Code of Federal                   retired senior civilian official who
                                                                                                          Regulations, Chapter 2, Parts 200 to 299,              provides expert experience-based
                                                    For the reasons discussed in the
                                                                                                          revised as of October 1, 2014, on page                 mentoring, teaching, training, advice,
                                                  preamble, the Federal Communications
                                                                                                          261, in section 231.205–18, reinstate                  and recommendations to senior military
                                                  Commission amends 47 CFR part 4 as
                                                                                                          paragraphs (c)(iv)(A) and (B), to read as              officers, staff, and students as they
                                                  follows:
                                                                                                          follows:                                               participate in war games, warfighting
                                                  PART 4—DISRUPTIONS TO                                   231.205–18 Independent research and                    courses, operational planning,
                                                  COMMUNICATIONS                                          development and bid and proposal costs.                operational exercises, and decision-
                                                                                                                                                                 making exercises.
                                                                                                          *       *    *        *      *
                                                  ■ 1. The authority citation for part 4 is                   (c) * * *                                          [FR Doc. 2015–14537 Filed 6–15–15; 8:45 am]
                                                  revised to read as follows:                                 (iv) * * *                                         BILLING CODE 1505–01–D
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Document Created: 2018-02-22 10:22:53
Document Modified: 2018-02-22 10:22:53
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesEffective July 16, 2015.
ContactBrenda D. Villanueva, Attorney Advisor, Public Safety and Homeland Security Bureau, (202) 418-7005 or [email protected]
FR Citation80 FR 34321 
CFR AssociatedAirports; Communications Common Carriers; Communications Equipment; Disruptions to Communications; Network Outages; Reporting and Recordkeeping Requirements and Telecommunications

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