80_FR_34615 80 FR 34500 - Endangered and Threatened Wildlife and Plants; Listing All Chimpanzees as Endangered Species

80 FR 34500 - Endangered and Threatened Wildlife and Plants; Listing All Chimpanzees as Endangered Species

DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service

Federal Register Volume 80, Issue 115 (June 16, 2015)

Page Range34500-34525
FR Document2015-14232

We, the U.S. Fish and Wildlife Service (Service), determine endangered species status for all chimpanzees (Pan troglodytes) under the Endangered Species Act of 1973, as amended (Act). This rule eliminates the separate classification of captive and wild chimpanzees under the Act. We are also amending the rule issued under section 4(d) of the Act for primates, which is set forth at 50 CFR 17.40(c), by removing chimpanzees from that rule. This final rule implements the Federal protections provided by the Act for all chimpanzees, whether found in captivity or in the wild.

Federal Register, Volume 80 Issue 115 (Tuesday, June 16, 2015)
[Federal Register Volume 80, Number 115 (Tuesday, June 16, 2015)]
[Rules and Regulations]
[Pages 34500-34525]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-14232]



[[Page 34499]]

Vol. 80

Tuesday,

No. 115

June 16, 2015

Part II





Department of the Interior





-----------------------------------------------------------------------





Fish and Wildlife Service





-----------------------------------------------------------------------





50 CFR Part 17





Endangered and Threatened Wildlife and Plants; Listing All Chimpanzees 
as Endangered Species; Final Rule

Federal Register / Vol. 80 , No. 115 / Tuesday, June 16, 2015 / Rules 
and Regulations

[[Page 34500]]


-----------------------------------------------------------------------

DEPARTMENT OF THE INTERIOR

Fish and Wildlife Service

50 CFR Part 17

[Docket No. FWS-R9-ES-2010-0086; 4500030115]
RIN 1018-AZ52


Endangered and Threatened Wildlife and Plants; Listing All 
Chimpanzees as Endangered Species

AGENCY: Fish and Wildlife Service, Interior.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: We, the U.S. Fish and Wildlife Service (Service), determine 
endangered species status for all chimpanzees (Pan troglodytes) under 
the Endangered Species Act of 1973, as amended (Act). This rule 
eliminates the separate classification of captive and wild chimpanzees 
under the Act. We are also amending the rule issued under section 4(d) 
of the Act for primates, which is set forth at 50 CFR 17.40(c), by 
removing chimpanzees from that rule. This final rule implements the 
Federal protections provided by the Act for all chimpanzees, whether 
found in captivity or in the wild.

DATES: This rule is effective September 14, 2015.

ADDRESSES: This final rule is available on the Internet at http://www.regulations.gov and comments and materials received, as well as 
supporting documentation used in the preparation of this rule, will be 
available for public inspection, by appointment, during normal business 
hours at: U.S. Fish and Wildlife Service; 5275 Leesburg Pike; Falls 
Church, VA 22041.

FOR FURTHER INFORMATION CONTACT: Janine Van Norman, Chief, Branch of 
Foreign Species, Ecological Services Program, U.S. Fish and Wildlife 
Service; telephone 703-358-2171; facsimile 703-358-1735. If you use a 
telecommunications device for the deaf (TDD), call the Federal 
Information Relay Service (FIRS) at 800-877-8339.

SUPPLEMENTARY INFORMATION: 

Executive Summary

I. Purpose of the Regulatory Action

    We are listing all chimpanzees, whether in the wild or in 
captivity, as endangered under the Endangered Species Act of 1973, as 
amended (Act). We have determined that the Act does not allow for 
captive chimpanzees to be assigned separate legal status from their 
wild counterparts on the basis of their captive state, including 
through designation as a separate distinct population segment (DPS). It 
is also not possible to separate out captive chimpanzees for different 
legal status under the Act by other approaches. Therefore, we are 
eliminating the separate classification of chimpanzees held in 
captivity and listing the entire species, wherever found, as an 
endangered species under the Act.

II. Major Provision of the Regulatory Action

    This action eliminates separate classifications for wild and 
captive chimpanzees under the Act. All chimpanzees, whether in the wild 
or in captivity, will be listed as one entity that is an endangered 
species in the List of Endangered and Threatened Wildlife at 50 CFR 
17.11(h). This action will also remove the chimpanzee and paragraph 
(c)(3) from the rule issued under section 4(d) of the Act for primates, 
which is set forth at 50 CFR 17.40(c), and extend the Act's protections 
for endangered species to all chimpanzees.

Background

    The Endangered Species Act of 1973, as amended (Act) (16 U.S.C. 
1531 et seq.), is a law that was passed to prevent extinction of 
species by providing measures to help alleviate the loss of species and 
their habitats. Before an animal or plant species can receive the 
protection provided by the Act, it must first be added to the Federal 
List of Endangered and Threatened Wildlife or the Federal List of 
Endangered and Threatened Plants; section 4 of the Act and its 
implementing regulations at 50 CFR part 424 set forth the procedures 
for adding species to these lists.

Previous Federal Actions

    On October 19, 1976, we published in the Federal Register a rule 
listing the chimpanzee and 25 other species of primates under the Act 
(41 FR 45990); the chimpanzee and 13 of the other primate species were 
listed as threatened species. The chimpanzee was found to be a 
threatened species based on: (1) Commercial logging and clearing of 
forests for agriculture and the use of arboricides; (2) capture and 
exportation for use in research labs and zoos; (3) diseases, such as 
malaria, hepatitis, and tuberculosis contracted from humans; and (4) 
inadequacy of existing regulatory mechanisms. We simultaneously issued 
a rule under section 4(d) of the Act (``4(d) rule'') that the general 
prohibitions provided to the threatened species would apply except for 
live animals of these species held in captivity in the United States on 
the effective date of the rulemaking (November 18, 1976; 41 FR 45990), 
progeny of such animals, or the progeny of animals legally imported 
into the United States after the effective date of the rulemaking 
(November 18, 1976).
    On November 4, 1987, we received a petition from the Humane Society 
of the United States, World Wildlife Fund, and Jane Goodall Institute, 
requesting that the chimpanzee be reclassified from a threatened 
species to an endangered species. On March 23, 1988 (53 FR 9460), we 
published in the Federal Register a finding, in accordance with section 
4(b)(3)(A) of the Act, that the petition had presented substantial 
information indicating that the requested reclassification may be 
warranted and initiated a status review. We opened a comment period, 
which closed July 21, 1988, to allow all interested parties to submit 
comments and information.
    On December 28, 1988 (53 FR 52452), we published in the Federal 
Register a finding that the requested reclassification was warranted 
with respect to chimpanzees in the wild. This decision was based on the 
petition and subsequent supporting comments that dealt primarily with 
the status of the species in the wild and not with the circumstances of 
captive populations. We did not propose reclassification of captive 
chimpanzees. We found that the 4(d) rule exempting captive chimpanzees 
in the United States from the general prohibitions may encourage 
propagation, providing surplus animals and reducing the incentive to 
remove animals from the wild. On February 24, 1989 (54 FR 8152), we 
published in the Federal Register a proposed rule to implement such 
reclassification. With publication of the proposed rule, we opened a 
60-day comment period to allow all interested parties to submit 
comments and information.
    On March 12, 1990, we published in the Federal Register (55 FR 
9129) a final rule reclassifying the wild populations of the chimpanzee 
as endangered species. The captive chimpanzees remained classified as 
threatened species, and those within the United States continued to be 
covered by the 4(d) rule allowing activities otherwise prohibited.
    On March 16, 2010, we received a petition dated the same day, from 
Meyer Glitzenstein & Crystal on behalf of The Humane Society of the 
United States, the American Association of Zoological Parks and 
Aquariums, the Jane Goodall Institute, the Wildlife Conservation 
Society, the Pan African Sanctuary Alliance, the Fund for Animals, 
Humane Society International, and the New England Anti-Vivisection 
Society

[[Page 34501]]

(hereafter referred to as ``petitioners'') requesting that captive 
chimpanzees (Pan troglodytes) be reclassified as endangered species 
under the Act. The petition clearly identified itself as such and 
included the requisite identification information for the petitioners, 
as required by 50 CFR 424.14(a). The petition contained information on 
what the petitioners reported as potential threats to the species from 
habitat loss, poaching and trafficking, disease, and inadequate 
regulatory mechanisms. On October 12, 2010, we received a letter from 
Anna Frostic, Staff Attorney with the Humane Society of the United 
States, on behalf of the petitioners clarifying that the March 16, 
2010, petition was a petition to list the entire species (Pan 
troglodytes) as an endangered species, whether in the wild or in 
captivity, pursuant to the Act.
    On September 1, 2011, we published in the Federal Register a 
finding that the March 16, 2010, petition presented substantial 
scientific or commercial information indicating that the requested 
action may be warranted, and we initiated a status review (76 FR 
54423).
    On November 1, 2011, we published in the Federal Register a notice 
correcting an incorrect Docket Number given under the ADDRESSES section 
of the September 1, 2011, petition finding. We also gave notice that we 
were making the large volume of supporting documents submitted with the 
petition available to the public. To allow the public adequate time to 
review the supporting documents, we extended the period of time for 
submitting information to January 30, 2012 (74 FR 67401). On June 12, 
2013, the Service published in the Federal Register a proposed rule to 
list all chimpanzees as an endangered species under the Act and remove 
chimpanzees from the 4(d) rule for primates set forth at 50 CFR 
17.40(c) (78 FR 35201).

Summary of Changes From the Proposed Rule

    We fully considered comments from the public and the peer reviewer 
on the proposed rule to determine our final listing status of 
chimpanzees. This final rule incorporates changes to our proposed rule 
based on the comments that we received that are discussed below and 
newly available scientific and commercial information. We made some 
technical corrections and incorporated additional information into our 
discussion of diseases. On the basis of an evaluation of the 
information we received or incorporated into this final rule we affirm 
our determination that listing the chimpanzee as an endangered species 
is warranted.

Evaluation of Captive Chimpanzees as a Separate Listable Entity

    Under section 3(16) of the Act, we may consider for listing any 
species, which includes subspecies of fish, wildlife, and plants, or 
any distinct population segment (DPS) of vertebrate fish or wildlife 
that interbreeds when mature (16 U.S.C. 1532(16)). Such entities are 
considered eligible for separate listing status under the Act (and, 
therefore, referred to as listable entities) should we determine that 
they meet the definition of an endangered species or threatened 
species.
    The Service was petitioned to list all chimpanzees, whether in the 
wild or in captivity, as endangered species. Essentially, this request 
is to eliminate the separate classification of captive chimpanzees from 
chimpanzees located in the wild. This petition raised questions 
regarding whether the Service has any discretion to differentiate the 
listing status of chimpanzees in captivity from those in the wild.
    The Service has not had an absolute policy or practice with respect 
to this issue, but generally has included wild and captive animals 
together when it has listed species. The example set by the separate 
chimpanzee listings was used as support for two petitions the Service 
received in 2010 to delist U.S. captive and U.S. captive-bred members 
of three antelope species in the United States. In the 2005 listing 
determination for the scimitar-horned oryx (Oryx dammah), dama gazelle 
(Gazella dama), and addax (Addax nasomaculatus) (70 FR 52310, September 
2, 2005), the Service found that a differentiation in the listing 
status of captive specimens of these antelopes in the United States was 
not appropriate. The petitioners, Exotic Wildlife Association, Safari 
Club International, and Safari Club International Foundation, asserted 
that the treatment by the Service of chimpanzees in 1990 warranted 
similar treatment for these antelope species. Because the Service had 
not specifically examined whether the current statute, regulations, and 
applicable policies provide any discretion to differentiate the listing 
status of specimens in captivity from those in the wild, we reviewed 
the issues raised by these petitions to ensure the Act is implemented 
appropriately. On June 5, 2013, we found that delisting U.S. captive 
and U.S. captive-bred members of the three antelope species was not 
warranted (78 FR 33790). In addition, on August 9, 2013, the U.S. 
District Court for the District of Columbia upheld the Service's 
decision to include U.S. captive-bred antelope in its 2005 listing of 
the three antelope species as endangered (see Safari Club Int'l v. 
Jewell, 960 F. Supp. 2d 17 (D.D.C. 2013)).
    For similar reasons and as discussed below, we find that the Act 
does not allow for captive chimpanzees to be assigned separate legal 
status from their wild counterparts on the basis of their captive 
state, including through designation as a separate distinct population 
segment (DPS).\1\ It is also not possible to separate out captive 
chimpanzees for different legal status under the Act by other 
approaches (see Other Potential Approaches for Separate Legal Status).
---------------------------------------------------------------------------

    \1\ As compared to populations that exist in the wild, 
``captivity'' is defined as ``living wildlife . . . held in a 
controlled environment that is intensively manipulated by man for 
the purpose of producing wildlife of the selected species, and that 
has boundaries designed to prevent animal [sic], eggs or gametes of 
the selected species from entering or leaving the controlled 
environment. General characteristics of captivity may include but 
are not limited to artificial housing, waste removal, health care, 
protection from predators, and artificially supplied food'' (50 CFR 
17.3).
---------------------------------------------------------------------------

Provisions of the Act

    The legal mandate of section 4(a)(1) is to determine ``whether any 
species is an endangered species or a threatened species . . .'' 
(emphasis added). In the Act, a ``species'' is defined to include any 
subspecies and any DPS of a vertebrate animal, as well as taxonomic 
species. Other than a taxonomic species or subspecies, captive 
specimens (of a vertebrate animal species) would have to qualify as a 
``distinct population segment . . . which interbreeds when mature'' to 
qualify as a separate DPS.\2\ Nothing in the plain language of the 
definitions of ``endangered species,'' ``threatened species,'' or 
``species'' expressly indicates that captive chimpanzees can or cannot 
have separate status under the Act on the basis of their state of 
captivity. However, certain language in the Act is inconsistent with a 
determination of separate legal status for captive chimpanzees.
---------------------------------------------------------------------------

    \2\ The analysis in this document addresses only where it is not 
disputed that the specimens are members of a wildlife species, such 
as chimpanzees. This analysis does not address situations where 
members of a species have been held in captivity for a sufficiently 
long period that they have developed into a separate domesticated 
form of the species, including where the domesticated form is 
sufficiently distinct to be considered a separate taxonomic species 
or subspecies (e.g., domesticated donkey vs. the African wild ass).
---------------------------------------------------------------------------

    Under section 4(c)(1), the agency is to specify for each species 
listed ``over what portion of its range'' it is an

[[Page 34502]]

endangered or threatened species.\3\ ``Range,'' while not defined in 
the Act, consistently has been interpreted under the Act as the general 
geographical area of the species in the wild. Thus, chimpanzees held in 
captivity and analyzed as a separate listable entity have no ``range'' 
separate from that of the species to which they belong, at least as 
that term has been applied under the Act.
---------------------------------------------------------------------------

    \3\ Even though the Service has taken the position in its 
significant portion of the range (SPR) policy (79 FR 37578) that the 
range information called for under section 4(c)(1) is for 
information purposes, this statutory language still informs the 
question of Congress' intent under the statute.
---------------------------------------------------------------------------

    As demonstrated in various species' listings at 50 CFR 17.11 and 
17.12, information in the ``Historic Range'' column is the range of the 
species in the wild. For none of these species does the ``range'' 
information include countries or geographic areas on the basis of where 
specimens are held in captivity, even though the Service knows that 
specimens of many of these species have long been held in facilities 
outside their native range, including in the United States.
    Also, in analyzing the ``present or threatened destruction, 
modification, or curtailment of [a species'] habitat or range'' 
(emphasis added) (see section 4(a)(1)(A) of the Act), the Service has 
traditionally analyzed habitat threats in the native range of wild 
specimens and not included other geographic areas where specimens have 
been moved to and are being held in captivity. We are not aware of any 
Service listing decision where analysis of threats to the ``range'' has 
included geographic areas outside the native range where specimens are 
held in captivity.
    In analyzing other threats to a species (see sections 4(a)(1)(B), 
4(a)(1)(C), 4(a)(1)(D), and 4(a)(1)(E) of the Act), the Service has 
also limited its analysis to threats acting upon wild specimens within 
the native range of the species, and has not included analysis of 
``threats'' to animals held in captivity except as those threats impact 
the potential for the captive population to contribute to recovery of 
the species in the geographic area where wild specimens are native.
    In addition to the use of ``range'' in sections 4(a)(1) and 
4(c)(1), the definitions of ``endangered species'' and ``threatened 
species'' found in section 3 of the Act also discuss the role of the 
species' range in listing determinations. The Act defines an endangered 
species as ``any species which is in danger of extinction throughout 
all or a significant portion of its range,'' and a threatened species 
as ``any species which is likely to become an endangered species within 
the foreseeable future throughout all or a significant portion of its 
range.'' The Service's 2014 Final Policy on Interpretation of the 
Phrase ``Significant Portion of Its Range'' in the Endangered Species 
Act's Definitions of ``Endangered Species'' and ``Threatened Species'' 
(79 FR 37578; July 1, 2014) interprets ``range'' as the ``general 
geographical area within which that species can be found at the time 
[the Service] or [the National Marine Fisheries Service (NMFS)] makes 
any particular status determination. This range includes those areas 
used throughout all or part of the species' life cycle, even if they 
are not used regularly (e.g., seasonal habitats). Lost historical range 
is relevant to the analysis of the status of the species, but it cannot 
constitute a significant portion of a species' range.'' The ``general 
geographical area within which that species can be found'' is broad 
enough to include geographic areas where animals have been moved by 
humans and are being held in captivity. However, the Service has not 
applied the term in this manner in the past and does not intend to do 
so in the future. ``Significant portion of its range'' (SPR) analyses 
have been and will be limited to geographic areas where specimens are 
found in the wild.
    Thus, throughout the Act ``range'' has consistently been 
interpreted by the Service as being the natural range of the species in 
the wild.\4\ For all the reasons discussed above, chimpanzees held in 
captivity should not have separate legal status under the Act because 
they have no ``range'' that is separate from the range of the species 
in the wild to which they belong, as that term is used in the Act.
---------------------------------------------------------------------------

    \4\ See also Endangered Species Act: Hearings on H.R. 37, H.R. 
470, H.R. 471, H.R. 1461, H.R. 1511, H.R. 2669, H.R. 2735, H.R. 
3310, H.R. 3696, H.R. 3795, H.R. 4755, H.R. 2169 and H.R. 4758 
Before the House Subcomm. on Fisheries and Wildlife Conservation and 
the Environment, House Comm. on Merchant Marine and Fisheries, 93d 
Cong. 198 (1973) (hereinafter 1973 Hearing on H.R. 37 and others) 
(Letter from S. Dillon Ripley, Secretary of Smithsonian Institute, 
to Chairman, House Comm. on Merchant Marine and Fisheries, April 23, 
1973 (lauding H.R. 4758, the Administration's legislative proposal 
that contained a definition of ``endangered species'' substantially 
similar to the statutory definition eventually adopted by Congress 
in the 1973 Act: ``In effect the bill offers a great deal of 
flexibility by providing that a species may be placed on the list if 
the Secretary determines that it is presently threatened with 
extinction, not only in all of its natural range, but in a 
significant part thereof, as well.'') (emphasis added)).
---------------------------------------------------------------------------

    Certain provisions in sections 9 and 10 of the Act show that 
Congress anticipated that captive animals would have the same legal 
status as their wild counterparts by providing certain exceptions for 
animals held in captivity. Section 9(b)(1) of the Act provides an 
exemption from certain section 9(a)(1) prohibitions for listed animals 
held in captivity or in a controlled environment as of the date of the 
species' listing (or enactment of the Act), provided the holding in 
captivity and any subsequent use is not in the course of a commercial 
activity. Section 9(b)(2) of the Act provides an exemption from all 
section 9(a)(1) prohibitions for raptors held in captivity or in a 
controlled environment as of 1978 and their progeny. Section 
10(a)(1)(A) of the Act allows permits to ``enhance the propagation or 
survival'' of the species (emphasis added). This demonstrates that 
Congress recognized the value of captive-holding and propagation of 
listed specimens held in captivity, but intended that such specimens 
would be protected under the Act, with these activities generally 
regulated by permit.\5\ If captive specimens could simply be excluded 
through the listing process, none of these exceptions and permits would 
be needed.
---------------------------------------------------------------------------

    \5\ See Endangered Species Conservation Act of 1972: Hearing on 
S. 249, S. 3199 and S. 3818 Before the Senate Subcomm. on the 
Environment, Senate Comm. on Commerce, 92nd Cong. 211-12 (1972) 
(statement of Deborah Appel, Assistant to the Director for Public 
Information, National Audubon Society) (endorsing S. 3199, a bill 
considered by the Senate that contained similar language eventually 
adopted by Congress in the purpose section of the 1973 Act, but 
advising against a specific mandate requiring captive propagation 
because ``the capture of specimens for experiment in captive 
propagation may in itself endanger the chances of some rare species 
for survival in the wild.'').
---------------------------------------------------------------------------

Purpose of the Act

Meaning of Section 2(b) of the Act
    The full purposes of the Act, stated in section 2(b), are ``to 
provide a means whereby the ecosystems upon which endangered species 
and threatened species depend may be conserved [hereafter referred to 
as the first purpose], to provide a program for the conservation of 
such endangered species and threatened species [hereafter referred to 
as the second purpose], and to take such steps as may be appropriate to 
achieve the purposes of the treaties and conventions set forth in 
subsection (a) of this section [hereafter referred to as the third 
purpose].'' It has been stated, without explanation, that the language 
of section 2(b) of the Act supports protecting only specimens that 
occur in the wild. However, the purposes listed in section 2(b) 
indicate that the three provisions are intended to have independent 
meaning, with little to indicate that Congress' intent was to protect 
only specimens of endangered or threatened

[[Page 34503]]

species found in the wild. The treaties and conventions under the third 
purpose are expressly those listed in section 2(a)(4) of the Act, all 
of which are for the protection of wildlife and plants, and none of 
which is limited to protection of endangered or threatened specimens in 
the wild.\6\ The first purpose calls for conservation of ecosystems, 
independent of conservation of species themselves (which is separately 
listed as the second purpose). This does focus on protection of native 
habitats (those inhabited by the species in the wild in its native 
range), as it is generally the ecosystems or habitats within which a 
species has evolved that are those upon which it ``depends.'' However, 
the phrase ``upon which endangered species and threatened species 
depend'' indicates only that ecosystem (i.e., habitat) protection 
should be focused on that used by endangered and threatened species, 
and does not indicate that the sole focus of the Act is conservation of 
species within their native ecosystems. Several provisions in the Act 
provide authority to protect habitat, independent of authorities 
applicable to protection and regulation of specimens of listed species 
themselves. See, for example, section 5 (Land Acquisition), section 6 
(Cooperation With the States), section 7 (Interagency Cooperation), and 
section 8 (International Cooperation).
---------------------------------------------------------------------------

    \6\ Nor are these treaties and conventions limited to protection 
of species listed as endangered or threatened under the Act.
---------------------------------------------------------------------------

    It is the second purpose under section 2(b) of the Act that speaks 
to the conservation of species themselves that are endangered or 
threatened species. However, nothing in the language of the second 
purpose indicates that conservation programs should be limited to 
specimens located in the wild. The plain language of section 2(b) 
refers to ``species,'' with no distinction between wild specimens of 
the species as compared to captive specimens of the species. Thus, 
nothing in the plain language indicates that captive specimens should 
be excluded from the Act's processes and protections that would 
contribute to recovery (i.e., ``conservation'') of the entire taxonomic 
species. It is true that the phrasing of the second purpose (``to 
provide a program for the conservation of such endangered species and 
threatened species'' (emphasis added)) links the second purpose of 
species recovery to the first purpose of ecosystem (i.e., native 
habitat) protection, thus making the goal of the statute recovery of 
endangered and threatened species in their natural ecosystems. But 
there is nothing in the phrasing to indicate that the specific 
provisions of the statute for meeting this goal should be limited to 
specimens of the species located within the ecosystems upon which they 
depend.
Separate Legal Status Is Inconsistent With Section 2(b)
    The potential consequences of captive chimpanzees having separate 
legal status under the Act on the basis of their captive state, 
particularly where captive specimens could have no legal protection 
while wild specimens are listed as an endangered species,\7\ indicate 
that such separate legal status is not consistent with the section 2(b) 
purpose of conserving endangered and threatened species. Congress 
specifically recognized ``overutilization for commercial, recreational, 
scientific, or educational purposes'' as a potential threat that 
contributes to the risk of extinction for many species. If captive 
chimpanzees have separate legal status under the Act, particularly with 
no protections under the Act, the threat of overutilization would 
potentially increase. The United States is one of the world's largest 
markets for wildlife and wildlife products.\8\ Poachers and smugglers 
would have increased incentive to remove animals from the wild and 
smuggle them into captive-holding facilities in the United States for 
captive propagation or subsequent commercial use, because once in 
captivity there would be no Act restrictions on use of the captive 
specimens or their offspring. This would be a particular issue for 
foreign species such as chimpanzees where States regulate native 
wildlife (and therefore captive domestic endangered or threatened 
specimens would continue to be regulated under State law), but often do 
not regulate use of nonnative wildlife. This could be a particularly 
lucrative trade for poachers and smugglers because many endangered and 
threatened species (particularly foreign species such as chimpanzees) 
can be at risk of extinction because of their high commercial value in 
trade (as trophies or pets, or for their furs, horns, ivory, shells, or 
medicinal or decorative use).
---------------------------------------------------------------------------

    \7\ If it were determined that captive chimpanzees can have 
separate legal status on the basis of their captive state, 
proponents of separate legal status could argue that these captive 
specimens do not qualify as endangered or threatened species at all 
because they do not face ``threats'' that create a substantial risk 
of extinction to the captive specimens such as those faced by the 
wild population, in which case captive chimpanzees would have no 
protections under the Act (see Section 4: Listing Effects on Captive 
Animals).
    \8\ See USFWS Office of Law Enforcement Annual Report for FY 
2009 p. 7.
---------------------------------------------------------------------------

    Once removed from the wild, species such as chimpanzees would 
potentially be subject to increased trade in ``laundered'' wild-caught 
specimens to feed U.S. or foreign market demand because protected wild 
specimens would be generally indistinguishable from unprotected captive 
specimens. Because there would be no restriction or regulation on the 
taking, sale, import, export, or transport in the course of commercial 
activities in interstate or foreign commerce of captive specimens by 
persons subject to U.S. jurisdiction, there would be a potential legal 
U.S. market in captive specimens and their progeny operating parallel 
to any illegal U.S. market (or U.S. citizen participation in illegal 
foreign markets) in wild specimens. With the difficulty of 
distinguishing captive from wild specimens, especially if they are 
broken down into their parts and products, illegal wild specimens of 
commercial value could likely easily be passed off as legal captive 
specimens and thus be traded as legal specimens. As the court found in 
Safari Club Int'l v. Jewell, listing captive members of the species 
along with the wild members ``avoids any confusion about the source of 
the [animals]'' and therefore is consistent with the purposes of the 
Act (960 F. Supp. 2d at 67).
    Congress included the similarity-of-appearance provision in section 
4(e) to allow the Service to regulate species under the Act where one 
species so closely resembles an endangered or threatened species that 
enforcement personnel cannot distinguish between the protected and 
unprotected species and this difficulty is a threat to the species. The 
Service's only option in the situations described above would be to 
complete separate similarity-of-appearance listings for captive animals 
not regulated under the Act. A similarity-of-appearance listing under 
the Act for such captive specimens would become the only means to make 
captive specimens subject to the same restrictions as listed wild 
specimens and thereby protect the wild populations from overutilization 
for commercial, recreational, scientific, or educational purposes.

Operation of Key Provisions of the Act

    As described in the following subsections, operation of key 
provisions in sections 4 and 7 of the Act also indicate that it would 
not be consistent with Congressional intent or the purpose of the Act 
to treat captive chimpanzees as a separate listable entity on the basis 
of their captive state.

[[Page 34504]]

Section 4: Listing Effects on Captive Animals
    The section 4 listing process is not well suited to analyzing 
threats to an entirely captive group of specimens that are maintained 
under controlled, artificial conditions, and the process could be lead 
to consequences that are not consistent with the purposes of the Act.
    The majority of the section 4(a)(1) factors would be difficult to 
apply to captive specimens with a range independent of wild specimens 
because the five factors are not readily suited to evaluating specimens 
held in captivity. There may be situations where only disease threats 
(factor C) and other natural or manmade factors (factor E) would be 
applicable to consideration of purely captive groups of specimens. The 
present or threatened destruction, modification, or curtailment of 
habitat or range (factor A) may not be a threat for a listable entity 
consisting solely of captive specimens, because the physical 
environment under which captive specimens are held is generally readily 
controllable and, in many cases, optimized to ensure the physical 
health of the animal. Overutilization (factor B) is unlikely to be a 
factor threatening the continued existence of groups of captive 
specimens where both breeding and culling are managed to ensure the 
continuation of stock at a desired level based on ownership interest 
and market demand. Predation (factor C) may rarely be a factor for 
captive specimens because predators may be more readily controlled in 
captive situtions. In addition, human management may provide for all 
essential life functions, thereby eliminating selection or competition 
for mates, food, water resources, and shelter.
    It is unclear how the ``inadequacy of existing regulatory 
mechanisms'' (factor D) would apply to captive specimens with a range 
independent of wild specimens because this factor generally applies in 
relationship to threats identified under the other factors. Regulatory 
mechanisms applicable to wild specimens usually include measures to 
protect natural habitat and laws that regulate activities such as take, 
sale, and import and export. However, there might be no regulatory 
mechanisms applicable when the group of specimens under consideration 
is in captivity (except perhaps general humane treatment or animal 
health laws).
    That the section 4 process is not well suited to listings of 
entirely captive specimens is demonstrated by the previous listing 
action for the chimpanzee. The chimpanzee was originally listed in its 
entirety as a threatened species (41 FR 45990, October 19, 1976). On 
March 12, 1990 (55 FR 9129), the Service reclassified wild populations 
of chimpanzees as a separate endangered species, noting that wild 
populations had declined due to massive habitat destruction, excessive 
hunting and capture by people, and lack of effective national and 
international controls. But the reclassification rule never analyzed 
whether the newly designated DPS consisting of chimpanzees ``wherever 
found in captivity'' separately met the definition of a threatened 
species based on the five factors found in section 4(a)(1) of the Act. 
Instead, the rule discussed estimated numbers of animals in captivity 
and known captive-breeding programs, stating in response to a comment 
that some chimpanzee breeding groups were being managed in the United 
States with the objective of achieving self-sustainability. The five-
factor analysis in both the proposed and final listing rules considered 
only information applicable to wild populations and within the 
taxonomic species' native range.
    That the section 4 listing process is not well suited to separate 
consideration of captive specimens could result in consequences that 
would be contrary to the purposes of the Act. Because captive members 
of the species and wild members of the species would be under separate 
consideration for listing under the Act and therefore under separate 
five-factor analyses, some would argue that captive chimpanzees do not 
meet the definition of a threatened species or an endangered species 
under the statutory factors when the scope of the section 4 analysis 
would be the conditions under which the captive specimens are kept, not 
the conditions of the members of the species as a whole. They might 
argue that captive chimpanzees as well as captive members of other 
species do not meet the definition of an endangered species (in danger 
of extinction throughout all or a significant portion of its range) or 
a threatened species (likely to become endangered within the 
foreseeable future throughout all or a significant portion of its 
range) when the conditions for individual animals' survival are 
carefully controlled under human management and therefore not subject 
to ``threats,'' especially for species that readily breed in captivity, 
where breeding has resulted in large numbers of genetically diverse 
animals, or where there are no known uncontrollable conditions such as 
disease.
    If wild specimens and captive specimens could qualify as separate 
listable entities and it was determined that captive chimpanzees do not 
qualify as a threatened species or an endangered species under the 
section 4 analysis because they do not face ``threats,'' captive 
chimpanzees would receive no assistance or protection under the Act 
even where wild populations continue to decline, even to the point of 
the taxonomic species being extirpated from the wild with the animals 
in captivity being the only remaining members of the species and 
survival of the entire taxonomic species being dependent on the 
survival of the captive animals. Indeed, we have been petitioned at 
least once in the past to delist captive members of three species--the 
three African antelope, one of which is extirpated from the wild--where 
the petitioner argued that captive members should be removed from the 
list because the captive animals had ``recovered.'' This would not be 
consistent with the purposes of the Act.
Section 4: Listing Effects on Wild Populations
    If wild populations and captive chimpanzees could qualify as 
separate listable entities, and because the analysis for determining 
legal status of wild populations would be separate from the analysis 
for determining legal status of captive specimens, the wild population 
would likely qualify for delisting in the event that all specimens are 
extirpated from the wild (in other words, if they became extinct in the 
wild), thereby removing both incentives and protections for 
conservation of the species in the wild and the conservation of its 
ecosystem.
    Under the Service's standard section 4 process, both captive and 
wild specimens of the species are members of the listed entity and have 
legal status as endangered or threatened species. In situations where 
all specimens in the wild are gone, either because they are extirpated 
due to threats or because, as a last conservation resort, the remaining 
wild specimens are captured and moved into captivity, the species 
remains listed until specimens from captivity can be reintroduced to 
the wild and wild populations are recovered. However, if captive 
specimens and wild populations could have separate legal status, once 
all members of the wild population were gone from the wild, the wild 
population could be petitioned for and would likely qualify for 
delisting under 50 CFR 424.11(d)(1) as a ``species'' that is now 
extinct. As shown above, the separate

[[Page 34505]]

captive members of the taxonomic species might not qualify for legal 
status as endangered or threatened species, due to the lack of 
``threats.'' With no protected members of the species and therefore no 
authority to use funding or other provisions of the Act for the 
species, the Service would lose valuable tools for recovery of the 
species to the wild. This would clearly not be consistent with the 
purposes of the Act.
Section 7: Consultation
    All Federal agencies have a legal obligation to ensure that their 
actions are not likely to jeopardize the continued existence of 
endangered and threatened species. This means that for separately 
listed captive endangered or threatened specimens, any Federal agency 
that is taking an action within the United States or on the high seas 
that may affect the captive listed species arguably would have a legal 
duty to consult with the Service. However, the section 7 consultation 
process is not well suited to analysis of adverse impacts posed to a 
purely captive group of specimens given that such specimens are 
maintained under controlled, artificial conditions.
Section 4: Designation of Critical Habitat
    For any listed entity located within the United States or within 
U.S. jurisdictional territories or waters, we have a section 4 duty to 
designate critical habitat unless such designation is not prudent.\9\ 
Although it is appropriate not to designate critical habitat for 
foreign species or to limit a critical habitat designation to natural 
habitats for U.S. species when a listing is focused on the species in 
the wild (even when some members of the species may be held in 
captivity within the United States), it is not clear how the Service 
would support not designating critical habitat when the listed entity 
would consist entirely of captive specimens (when the focus of 
captivity is within the United States). As with the consultation 
process, the critical habitat designation duty is not well suited for 
listings that consist entirely of captive specimens, especially given 
the anomaly of identifying the physical and biological features that 
would be essential to the conservation of a species consisting entirely 
of captive animals in a controlled environment. These complexities 
related to section 7 consultations and designation of critical habitat 
indicate that Congress did not intend the Service to treat captive 
specimens as separate listable entities on the basis of their captive 
state.
---------------------------------------------------------------------------

    \9\ Making a not determinable finding is also an option under 
section 4(b)(6) of the statute, but only delays the requirement to 
designate such critical habitat.
---------------------------------------------------------------------------

Legislative History

    Legislative history surrounding the 1978 amendment of the 
definition of ``species'' in the Act indicates that Congress intended 
designation of a DPS to be used for wild vertebrate populations, not 
separation of captive specimens from wild members of the same taxonomic 
species. The original (1973) definition of species was ``any subspecies 
. . . and any other group of fish or wildlife of the same species or 
smaller taxa in common spatial arrangement that interbreed when 
mature'' (Pub. L. 93-205). In 1978, Congress amended the Act to the 
Act's current definition of species, substituting ``any distinct 
population segment'' for ``any other group'' and ``common spatial 
arrangement'' following testimony on the inadequacy of the original 
definition, such as the exclusion of one category of populations 
commonly recognized by biologists: Disjunct allopatric populations that 
are separated by geographic barriers from other populations of the same 
species and are consequently reproductively isolated from them 
physically (See Endangered Species Act Oversight: Hearing Before Senate 
Subcommittee on Resource Protection, Senate Committee on Environment 
and Public Works, 95th Cong. 50 (July 7, 1977) (hereafter 1977 
Oversight Hearing) (letter from Tom Cade, Program Director, The 
Peregrine Fund, to Director of the Service). Although there was 
discussion regarding population stocks and reproductive isolation 
generally, particularly in association with development of the 1973 
definition,\10\ discussions that provide additional context on the 
scope of the definition of ``species'' show that Congress thought of 
the population-based listing authority as appropriate for populations 
that are distinct for natural and evolutionary reasons. For example, 
one witness discussed ``species'' as associated with the concept of 
geographic reproductive isolation and including characteristics of a 
population's ability or inability to freely exchange genes in nature 
(See 1977 Oversight Hearing at 50 (Cade letter)). There is no evidence 
that Congress intended for the agency to use the authority to 
separately list groups of animals that have been artificially separated 
from other members of the species through human removal from the wild 
and maintenance in a controlled environment. Examples in testimony for 
which population-based listing authority would be appropriately used 
were all for wild populations (See 1973 Hearing on H.R. 37 and others 
at 307 (statement of Stephen Seater, Defenders of Wildlife); Endangered 
Species Act of 1973: Hearings on S. 1592 and S. 1983 Before the Senate 
Subcomm. on Environment, Senate Comm. on Commerce, 93d Cong. 98 (1973) 
(statement of John Grandy, National Parks and Conservation Assoc.); 
Endangered Species Authorization: Hearings on H.R. 10883 Before the 
House Subcomm. on Fisheries and Wildlife Conservation and the 
Environment, House Comm. on Merchant Marine and Fisheries, 95th Cong. 
560 (1978) (statement of Michael Bean, Environmental Defense Fund)). No 
examples were given suggesting designation of captive vertebrates as a 
DPS.
---------------------------------------------------------------------------

    \10\ See 1973 Hearing on H.R. 37 and others p. 286 (statement of 
John Grandy, National Parks and Conservation Assoc.) p. 307 
(statement of Stephen Seater, Defenders of Wildlife), and pp. 299-
300 (statement of Tom Garrett, Friends of the Earth).
---------------------------------------------------------------------------

Other Potential Approaches for Separate Legal Status

    In addition to separate designation as ``species,'' there are two 
other approaches under which it could be argued that captive 
chimpanzees could be given separate legal status from their wild 
counterparts: (1) Directly excluding captive chimpanzees from the Act's 
protections, or (2) designating only wild chimpanzees as a DPS, with 
captive chimpanzees not included in the DPS. However, neither approach 
would be consistent with Congress' intent for the Act.
    One court already determined that captive specimens of a listable 
entity cannot simply be excluded when they are members of the listable 
entity and the Service agrees with the court's reasoning in this case. 
The Service cannot exclude captive animals from a listing once these 
animals are determined to be part of the species. This case--Alsea 
Valley Alliance v. Evans-- involved the listing of coho salmon by NMFS. 
NMFS's 1993 Hatchery Policy (58 FR 17573, April 5, 1993) stated that 
hatchery populations could be included in the listing of wild members 
of the same evolutionary significant unit (equivalent to a DPS), but 
only if the hatchery fish were ``essential to recovery.'' In 1998, NMFS 
listed only ``naturally spawned'' specimens when it listed an 
evolutionary significant unit (ESU) of coho salmon (63 FR 42587, August 
10, 1998). This decision was challenged in court, and the Court found 
NMFS's

[[Page 34506]]

listing decision invalid because it excluded hatchery populations 
(which are fish held in captivity) even though they were part of the 
same DPS (or ESU) (Alsea Valley Alliance v. Evans, 161 F. Supp. 2d 1154 
(D. Or. 2001)). The Court held that ``Congress expressly limited the 
Secretary's ability to make listing distinctions below that of 
subspecies or a DPS of a species,'' which was the practical result of 
excluding all hatchery specimens. NMFS subsequently changed its 
Hatchery Policy in 2005, stating that all hatchery fish that qualify as 
members of the ESU would be considered part of the ESU, would be 
considered in determining whether the ESU should be listed as an 
endangered or threatened species, and would be included in any listing 
under the Act (70 FR 37204, June 28, 2005). NMFS's 2005 Hatchery Policy 
was upheld by the Ninth Circuit Court in Trout Unlimited v. Lohn, 559 
F. 3d 946 (2009).
    For the same reasons as discussed earlier in this document, the 
Service also cannot simply designate wild chimpanzees as a DPS, leaving 
all captive animals unlisted. Although this would avoid designating 
captive animals as a separate DPS and would not technically be 
excluding animals that otherwise have been found to be members of a DPS 
(and thereby avoid the error the court found in the Alsea Valley 
Alliance v. Evans decision), the result would be separate legal status 
and no legal protections for captive chimpanzees, and many of the same 
legal and conservation consequences discussed above would occur. For 
these reasons, we also find this outcome to be inconsistent with 
Congress' intent for the Act, primarily as inconsistent with the 
purposes of the Act.

Listing Evaluation

    Now that we have determined that all chimpanzees, including captive 
and wild animals, should be considered as a single listable entity 
under the Act, we will next assess the status of the species and 
determine if the species meets the definition of endangered or 
threatened under the Act. In 1990, we determined that chimpanzees in 
the wild are endangered. This analysis considers new information in 
light of that previous determination and includes the extent to which 
captive chimpanzees create or contribute to threats to the species or 
remove or reduce threats to the species by contributing to the 
conservation of the species.

Species Information

Taxonomy and Species Description

    In 1990, when the wild populations of chimpanzees were reclassified 
as endangered species, only three subspecies were recognized. Since 
that time, the correct taxonomic labeling for chimpanzees has been 
debated and includes the use of a two-subspecies system, a four-
subspecies system, and the use of the species level without subspecific 
designations (Carlsen et al. 2012, p. 5; Morgan et al. 2011, p. 7; 
Plumptre et al. 2010, p. 2; Ghobrial et al. 2010, p. 2; Oates et al. 
2008, unpaginated). Today, four subspecies are commonly recognized and 
include the Central African chimpanzee (Pan troglodytes troglodytes), 
East African chimpanzee (P. t. schweinfurthii), West African chimpanzee 
(P. t. verus), and Nigeria-Cameroon chimpanzee (P. t. ellioti) (Morgan 
et al. 2011, p. 7; Oates et al. 2009, pp. 78-80; Gonder et al. 2006, p. 
1120; Gonder et al. 1997, p. 337).
    Characteristics of the chimpanzee include an opposable thumb and 
prominent mouth. The skin on a chimpanzee's face, ears, palms, and 
soles of the feet are bare, whereas the rest of the body is covered 
with brown to black hair. Arms extend beyond the knees. This species 
walks ``on all four'' but is able to walk on just its legs for more 
than a kilometer (0.6 miles (mi)) (WWF n.d., unpaginated). The male 
stands over 1.2 meters (m) (4 feet (ft)) tall and weighs 59 kilograms 
(kg) (130 pounds (lb)); the female is closer to 0.9 m (3 ft) tall and 
weighs less than 45 kg (100 lb) (AZA 2000, p. 1).
    Chimpanzees live in social communities that range from 5 to 150 
individuals (Oates et al. 2008, unpaginated). A male dominance 
hierarchy forms the core of the community. Males work together to 
defend a home range and will occasionally attack and kill individuals 
from another community (Lonsdorf 2007, pp. 72, 74). These communities 
do not move around in a group like gorillas or monkeys, but rather 
spend most of their time in subgroups called parties (Pusey et al. 
2007, p. 626; Plumptre et al. 2003, p. 9). Members of a community may 
join, or leave, at any time and parties may change frequently in size 
and composition depending on presence of receptive females, food 
availability, and activity of the party (Lonsdorf 2007, p. 72; Lehmann 
and Boesch 2004, p. 207; Humle 2003, p. 17; Plumptre et al. 2003, p. 
9).
    Males remain in the community in which they were born; however, 
once females become sexually mature, between the ages of 9 and 13, they 
leave the community to join a new one (Humle 2003, p. 16). Chimpanzees 
are slow breeders; females do not give birth until they are 12 years of 
age or older and only have one infant every 5 or 6 years. Infants are 
weaned around 4 years old, and stay with their mothers until they are 
about 8 to 10 years old (Lonsdorf 2007, p. 72; Kormos 2003, p. 1; 
Plumptre et al. 2003, pp. 8, 10, 13). The relationship between the 
mother and her offspring is critical; young may not survive being 
orphaned, even after they are weaned (Lonsdorf 2007, p. 72).

Essential Needs of the Species

    The chimpanzee lives in a variety of moist and dry forest habitats 
including savanna woodlands, mosaic grassland forests, and tropical 
moist forests (Oates et al. 2008, unpaginated; Pusey et al. 2007, p. 
626; GRASP 2005a, p. 6; Butynski 2003, p. 6). In general, chimpanzees 
need large areas to provide sufficient resources for feeding, nesting, 
and shelter (Carter 2003b, p. 158). However, home ranges may vary 
depending on the quality of habitat and community size; competition for 
food and predation risk may also play a role. Home ranges average 12.5 
square kilometers (km\2\) (8 square miles (mi\2\)), but can range from 
5-400 km\2\ (3-249 mi\2\) (Oates et al. 2008, unpaginated; Humle 2003, 
pp. 17-18).
    Chimpanzees are omnivores; half their diet is ripe fruit, but they 
also feed on leaves, bark, stems, insects, and mammals, mostly red 
colobus (Procolobus spp.), but also black-and-white colobus (Colobus 
guereza), and occasionally blue duikers (Philantomba monticola) and 
red-tailed guenons (Cercopithecus ascanius). Diets vary seasonally and 
between populations, depending on food availability and habitat type 
(Oates 2013, pers. comm.; Oates et al. 2008, unpaginated; Pusey et al. 
2007, p. 626; Humle 2003, pp. 13-14; Watts and Mitani 2002, p. 7).
    Chimpanzees build arboreal nests in which they sleep at night and 
may rest during the day (Plumptre et al. 2003, p. 10; Humle 2003, p. 
15). Nests are constructed by preparing a foundation of solid side 
branches; bending, breaking, and interweaving side branches crosswise; 
then bending smaller twigs in a circle around the rim. Chimpanzees 
exhibit strong preferences for certain tree species for nesting, 
independent of their availability in the habitat. Choice of nesting 
sites is variable across populations and communities of chimpanzees and 
is dependent on habitat structure, resource distribution, predation 
levels, and human disturbance. Chimps can be

[[Page 34507]]

deterred from nesting in certain areas where human habitation is 
concentrated. As a result, human presence influences nesting behavior 
and can put chimpanzees at risk of predators, as habitats where they 
relocate nests to avoid humans may not provide sufficient protection 
(Humle 2003, pp. 15-16).

Range and Population

    Historically, this species may have spanned most of Equatorial 
Africa, from Senegal to southwest Tanzania, ranging over 25 countries 
(Butynski 2003, p. 6). Today, the chimpanzee is reported as extirpated 
in Benin, Togo, and Burkina Faso; however, there are a few recent 
reports of chimpanzees in eastern Togo and reports of chimpanzees 
migrating into Burkina Faso from C[ocirc]te d'Ivoire during the rainy 
season. The species now occurs in a wide but discontinuous distribution 
over 22 countries in an area approximately 2,342,000 km\2\ (904,000 
mi\2\) (Mitchell and Gonder 2013, p. 1; Oates 2013, pers. comm.; 
Carlsen et al. 2012, p. 5; Oates et al. 2008, unpaginated; Kormos and 
Boesch 2003, p. 1; Butynski 2003, pp. 6, 7; Brownell 2003a, p. 117; 
Brownell 2003b, p. 121).
    Chimpanzees are thought to have numbered in the millions at the 
beginning of the 20th century, although there are no hard data to 
support this. Chimpanzee populations are believed to have declined by 
66 percent, from 600,000 to 200,000 individuals before the 1980s 
(Kormos and Boesch 2003, p. 1). Since the 1980s, estimates for the 
chimpanzee have varied, but in general have increased over the past 
three decades (see Table 1) (Oates 2006, pp. 102-104; Butynski 2003, p. 
10). Using the latest population estimates for each subspecies, the 
chimpanzee, today, totals between 294,800 and 431,100 individuals; 
although we note that this estimate does not factor in a recent 
calamitous decline in the chimpanzee population of C[ocirc]te d'Ivoire 
(see below). The range countries and most recent population estimates 
for each subspecies are outlined in Table 2.

                                                 Table 1--Historical Population Estimates for Chimpanzee
--------------------------------------------------------------------------------------------------------------------------------------------------------
                    Year                        Estimated population                                         Source
--------------------------------------------------------------------------------------------------------------------------------------------------------
1900........................................                1,000,000  Teleki in Butynski 2003, p. 10; Oates 2006, p. 104.
1900........................................                2,000,000  Goodall 2000 in Butynski 2003, p. 10.
1960........................................               >1,000,000  Goodall 2000 in Butynski 2003, p. 10.
1979........................................           20,000-200,000  Lee et al. 1988 in Oates 2006, p. 103.
1987........................................          151,000-235,000  Teleki in Butynski 2003, p. 10; Oates 2006, p. 104.
1989........................................                <=150,000  Goodall 2000 in Butynski 2003, p. 10.
1989........................................          145,000-228,000  Teleki 1991 in Butynski 2003, p. 10.
2000........................................          152,200-254,600  Butynski 2001 in Oates 2006, p. 104.
2003........................................          173,000-300,000  Butynski 2003, p. 10.
--------------------------------------------------------------------------------------------------------------------------------------------------------


                                    Table 2--Range Countries and Population Estimates for Each Chimpanzee Subspecies
--------------------------------------------------------------------------------------------------------------------------------------------------------
           Subspecies                 Range countries        Population estimate                                  Reference
--------------------------------------------------------------------------------------------------------------------------------------------------------
Eastern (P.t. schweinfurthii)...  Burundi, Central                 200,000-250,000  Plumptre et al. 2010, p. 22.
                                   African Republic,
                                   Democratic Republic of
                                   Congo, Rwanda, Sudan,
                                   Tanzania, Uganda.
Nigeria-Cameroon (P.t. ellioti).  Cameroon, Nigeria......              3,500-9,000  Morgan et al. 2011, p. 4.
Central (P.t. troglodytes)......  Angola, Cameroon,                 70,000-116,500  Butynski 2003, p. 8.
                                   Central African
                                   Republic, Congo, The
                                   Democratic Republic of
                                   Congo, Equatorial
                                   Guinea, Gabon.
Western (P.t. verus)............  Burikina Faso,                     21,300-55,600  Kormos and Boesch 2003, p. 3; Butynski 2003, p. 8.
                                   C[ocirc]te d'lvoire,
                                   Ghana, Guinea, Guinea-
                                   Bissau, Liberia, Mali,
                                   Nigeria, Senegal,
                                   Sierra Leone.
                                                          -------------------------
    Total.......................  .......................          294,800-431,100
--------------------------------------------------------------------------------------------------------------------------------------------------------

    As stated above, the chimpanzee population has appeared to increase 
since the 1980s. However, this estimated increase is believed to be a 
result of previous difficulties in producing accurate estimates 
combined with the more recent availability of new information, rather 
than an actual increase in chimpanzee numbers (Oates 2006, p. 104). 
Some of the difficulties associated with earlier estimates include: Few 
areas being adequately surveyed; some chimpanzee populations survived 
at densities too low for accurate detection; survey methods lacked 
precision to enable extrapolation to large areas of potential habitat; 
some surveys were outdated; and in many cases estimates were simply 
best guesses (Morgan et al. 2011, p. 9; Plumptre et al. 2010, pp. 5, 7, 
9, 31, 41; Campbell et al. 2008, p. 904; Oates 2006, p. 102; Tutin et 
al. 2005, p. 6; GRASP 2005a, p. 7; Butynski 2003, p. 5; Kormos and 
Bakarr 2003, p. 29). When more careful surveys of chimpanzees are made, 
higher estimates are produced, indicating that previous estimates 
underestimated the size of surviving populations (Oates 2006, p. 104). 
Therefore, the estimated increase in chimpanzees is not evidence of 
steady increase in the population, but a result of inaccurate early 
estimates to which newer estimates are compared.
    Despite the appearance of an increase in chimpanzee numbers, 
experts agree that chimpanzee populations are declining (Plumptre et 
al. 2010, p. 1; Greengrass 2009, pp. 77, 80-82; Kabasawa 2009, p. 37; 
Campbell et al. 2008, pp. 903-904; Oates et al. 2008, unpaginated; 
Oates 2006, p. 110; Tutin 2005, p. 2; GRASP 2005a, p. 3; Kormos and 
Boesch 2003, p. 2; Butynski 2003, p. 11; Nishida et al. 2001, pp. 45-
46). Data to support a declining trend come from nationwide surveys of 
Gabon, C[ocirc]te d'Ivoire, and Tanzania; data from long-term 
chimpanzee research sites; a

[[Page 34508]]

questionnaire survey of great ape field researchers; and the expansion 
and increasing intensity of threats (Junker et al. 2012, p. 3; Plumptre 
et al. 2010, p. 8; Oates 2006, pp. 105-106; Nishida et al. 2001, p. 45; 
Campbell et al. 2008, pp. 903-904; Tutin et al. 2005, p. 32). One of 
the greatest documented losses of chimpanzees comes from a 2007 survey 
of C[ocirc]te d'Ivoire, which found a 90 percent decline in the total 
nest encounter rate since the last survey conducted in 1989-1990, 
indicating a significant loss of chimpanzees from a country once 
thought to be one of the final strongholds of the western chimpanzee 
(Campbell et al. 2008, p. 903). Many remaining populations are now 
small and isolated, and face serious threats (Oates 2006, pp. 104, 
110). Furthermore, the chimpanzee is reported to already have been 
extirpated from three countries. Due to national populations fewer than 
1,000 individuals, there is concern that the chimpanzee could soon be 
extirpated from Senegal, Ghana, and Guinea-Bissau (Carlsen et al. 2012, 
p. 5; Butynski 2003, p. 11).
    In addition to wild populations, chimpanzees are held in captivity 
in several countries around the world, including African countries and 
the United States. We do not have detailed information on the number, 
subspecies, or location of captive chimpanzees. However, we did find 
information indicating that 70 chimpanzees are living in sanctuaries in 
Cameroon and Nigeria (Morgan et al. 2011, p. 9). Approximately 171 
chimpanzees are living in sanctuaries throughout West Africa; another 
478 chimpanzees in the region are known to be held outside of 
sanctuaries (e.g., in homes or hotels) (Kormos and Boesch 2003, p. 4). 
Within the United States, approximately 2,000 chimpanzees are in 
captivity (ChimpCare 2013, unpaginated; Ross et al. 2008, p. 1,487).

Summary of Threats

    Threats to the chimpanzee have intensified and expanded since 1990, 
when wild populations of the chimpanzee were listed as an endangered 
species. Across its range, high deforestation rates are destroying, 
degrading, and fragmenting forests the chimpanzee needs to support 
viable populations and provide food and shelter. Widespread poaching, 
capture for the pet trade, and outbreaks of disease are removing 
individuals needed to sustain viable populations; recovery from the 
loss of individuals is more difficult given the slow reproductive rates 
of chimpanzees. These actions are exacerbated by an increasing human 
population, the expansion of settlements, and increasing pressure on 
natural resources to meet the needs of the growing population (Morgan 
et al. 2011, p. 10; Plumptre et al. 2010, p. 2; Kabasawa 2009, p. 37; 
Campbell et al. 2008, p. 903; Lonsdorf 2007, p. 72; Unti 2007a, p. 4; 
Unti 2007b, p. 5; Bennett 2006, p. 885; Tutin et al. 2005, p. 1; GRASP 
2005a, p. 3; Kormos 2003, pp. ix, 1; Kormos and Boesch 2003, p. 4; 
Nisbett et al. 2003, p. 97; Walsh et al. 2003, pp. 611-612; Carter et 
al. 2003, p. 38).
    Deforestation, with consequent access and disturbance by humans, 
remains a major factor in the decline of chimpanzee populations across 
their range. Although some large forest blocks remain, commercial 
logging and the conversion of forests to agricultural land, especially 
for oil palm production, continue to severely reduce and fragment 
chimpanzee habitat (Morgan et al. 2011, pp. 12, 18, 19, 26, 31; 
Plumptre et al. 2010, p. 2; Oates et al. 2008, unpaginated; Unti 2007a, 
p. 4; Unti 2007b, p. 5; CBFP 2006, p. 16; Fa et al. 2006, p. 498; Tutin 
et al. 2005, pp. 1, 2, 10, 12, 14-17, 21-23; Humle 2003, p. 150; Carter 
et al. 2003, p. 38; Duvall et al. 2003, p. 47; Gippoliti et al. 2003, 
p. 57; Hanson-Alp et al. 2003, p. 83; Herbinger et al. 2003, pp. 106, 
109; Kormos et al. 2003b, p. 71; Kormos et al. 2003c, p. 151; Magnuson 
et al. 2003, p. 113; Nisbett et al. 2003, pp. 95, 97; Oates et al. 
2003, p. 129; Walsh et al. 2003, p. 613; Parren and Byler 2003, p. 
135). As the human population and economic development have increased, 
pressure on forest resources has also increased. This increasing 
pressure has led to uncontrolled legal and illegal forest conversion 
within and outside of protected areas (e.g., national parks and forest 
reserves), leaving them destroyed and fragmented (Greengrass 2009, pp. 
77, 80; Campbell et al. 2008, p. 903; CBFP 2006, pp. 16, 33; Nasi et 
al. 2006, p. 14; Carter et al. 2003, p. 38; Duvall et al. 2003, p. 47; 
Herbinger et al. 2003, p. 109; Magnuson et al. 2003, p. 113; Oates et 
al. 2003, p. 129; Parren and Byler 2003, pp. 135, 137).
    The natural protection once afforded to chimpanzees by large blocks 
of suitable habitat, isolated from human activities, is disappearing 
due to logging activity. Much of the chimpanzee's range is already 
allocated to logging concessions, and logging operations, both legal 
and illegal, are expanding (Morgan et al. 2011, pp. 12, 26; Laporte et 
al. 2007, p. 1451; Morgan and Sanz 2007, pp. 3, 5; CBFP 2006, p. 29; 
Hewitt 2006, p. 43; Nasi et al. 2006, p. 14; Tutin 2005, pp. 2, 4, 12, 
30, 32; Kormos et al. 2003a, p. 29). Heavy pressures on timber 
resources have led to cutting cycles that occur too frequently in an 
area to allow for proper regrowth, resulting in rapid degradation of 
forests (Parren and Byler 2003, p. 135). In addition to clearing 
forests, logging operations often create a network of roads for 
transporting timber. These roads provide greater access to forests that 
were once inaccessible, facilitate the establishment of human 
settlements, and are accompanied by further deforestation from the 
conversion of forests to agriculture (Junker et al. 2012, p. 7; Morgan 
et al, 2011, p. 12; Plumptre et al. 2010, p. 2; Greengrass 2009, p. 80; 
Laporte et al. 2007, p. 1451; Hewitt 2006, p. 44; Duvall 2003, p. 143; 
Oates et al. 2003, p. 129; Parren and Byler 2003, pp. 133, 137-138).
    Human population growth and agricultural expansion have destroyed 
and fragmented forests across the range of the chimpanzee and are two 
of the greatest threats to chimpanzee survival. The spread of large-
scale commercial plantations, including oil palm plantations, results 
in additional land being cleared of most vegetation and planting crops 
in monocultures; plantations and farms have been established in 
suitable chimpanzee habitat, including within protected areas (Oates 
2013, pers. comm.; Plumptre et al. 2010, p. 9; Greengrass 2009, p. 80; 
Unti 2007a, p. 4; Unti 2007b, p. 5; Tutin et al. 2005, p. 20; Duvall 
2003, p. 143; Gippoliti et al. 2003, pp. 55, 57; Hanson-Alp et al. 
2003, p. 83; Humle 2003, p. 147; Kormos et al. 2003b, p. 63; Magnuson 
et al. 2003, p. 113; Parren and Byler 2003, p. 138). In West Africa, 
most unreserved forests have been converted to cultivation (Parren and 
Byler 2003, p. 138). Agricultural practices are largely unsustainable 
and are encroaching into additional forested areas (Parren and Byler 
2003, p. 133).
    Chimpanzees are highly adaptive and occur in a variety of habitats, 
including primary, secondary, and regenerating forests, logged forests, 
and plantations; they have even been found living in close proximity to 
humans. However, the loss, or even the degradation, of the chimpanzee's 
traditional habitat can affect their survival by impacting the species' 
food resources, behavior, susceptibility to disease, and abundance and 
distribution (Morgan and Sanz 2007, p. 1; Carter et al. 2003, p. 36; 
Hanson-Alp et al. 2003, p. 83; Kormos and Boesch 2003, p. 18; Nisbett 
et al. 2003, p. 97; Parren and Byler 2003, p. 137).
    Although chimpanzees feed on a wide variety of foods, their energy 
requirements, as large primates with

[[Page 34509]]

large home ranges, predispose them to a reliance on high-energy fruits 
(Greengrass 2009, p. 81). Removal, or lowering the quality, of habitat 
through logging activity or establishment of agricultural lands 
destroys the structure and composition of the forest, eliminating 
essential food sources, which can affect sociability, condition of 
individuals, and female reproductive success, and increase 
vulnerability to diseases or parasites and infant and juvenile 
mortality (Greengrass 2009, pp. 81-82). Even in areas with lower levels 
of logging where essential food sources were unaffected, chimpanzee 
densities have declined significantly and remained low for years. 
Clear-cutting results in total habitat loss, and because of severe soil 
erosion, the potential for future forest regeneration is also lost 
(Parren and Byler 2003, pp. 137-138).
    The loss or reduction of food sources and the noise and disturbance 
from logging activity can cause chimpanzee communities to abandon their 
home range to find a new home range with sufficient resources and less 
human activity. These chimpanzees may enter another community's 
territory, which can lead to further competition for resources and 
conflict that can lead to death. As habitat is lost or fragmented and 
chimpanzee populations are forced into smaller forest fragments, lethal 
interactions with other chimpanzees may increase. Furthermore, 
chimpanzees may be cautious about reinhabiting previous home ranges 
where they were displaced by humans (Morgan et al. 2011, p. 12; 
Lonsdorf 2007, p. 74; Carter et al. 2003, p. 36; Parren and Byler 2003, 
pp. 137-138). If the displacement of chimpanzees forces them into 
suboptimal habitat, they may not have sufficient protection from 
predators, especially at night (Humle 2003, pp. 15-16).
    The loss or reduction of food sources due to expanding logging, 
agriculture, and human settlements into chimpanzee habitat has also 
resulted in increased conflicts between humans and chimpanzees 
(Tacugama Sanctuary 2013, unpaginated; Unti 2007b, p. 5; Tweheyo et al. 
2005, pp. 237-238, 244; Herbinger et al. 2003, p. 106; Humle 2003, p. 
147; Kormos et al. 2003b, p. 71; Naughton-Treves et al. 1998, pp. 597, 
600). Lack of sufficient wild food and an increase in farming and human 
presence have increased the occurrence of crop raiding to supplement 
the chimpanzee's diet. Crop raiding can cause substantial losses to 
farmers, reduce the tolerance of humans to chimpanzee presence, and 
increase killing chimpanzees to protect valuable crops or in 
retaliation for the destruction of crops (Tacugama Chimpanzee Sanctuary 
2013, unpaginated; Oates et al. 2008, unpaginated; Bennett et al. 2006, 
p. 885; Tweheyo et al. 2005, p. 245; Duvall 2003, p. 144; Carter et al. 
2003, p. 36; Gippoliti et al. 2003, p. 57; Humle 2003, pp. 147, 150; 
Parren and Byler 2003, p. 138; Naughton-Treves 1998, p. 597).
    Unsustainable hunting for the bushmeat trade is one of the major 
causes of the decline in chimpanzees, and continues to be a major 
threat to the survival of chimpanzees in protected and unprotected 
areas (Ghobrial et al. 2011, pp. 1, 2, 11; Morgan et al. 2011, p. 10; 
Hicks et al. 2010, pp. 1, 3, 6, 11; Plumptre et al. 2010, p. 2; 
Kabasawa 2009, p. 37; Campbell et al. 2008, p. 903; Oates et al. 2008, 
unpaginated; Lonsdorf 2007, p. 74; Unti 2007b, p. 5; Tutin et al. 2005, 
pp. 1, 10-23, 27-28; Herbinger et al. 2003, p. 109; Humle 2003, p. 17; 
Kormos and Boesch 2003, pp. 2, 14, 16, 19; Kormos et al. 2003b, p. 63; 
Kormos et al. 2003c, p. 151; Magnuson et al. 2003, pp. 111, 113; 
Nisbett et al. 2003, p. 95; Oates et al. 2003, pp. 123, 129; Nishida et 
al. 2001, p. 47; Bowen-Jones 1998, p. 12). Growth in the human 
population in Africa has increased the demand for wild animal meat, or 
bushmeat. Expansion of logging activities, including the construction 
of logging roads, has facilitated a significant market, much of it 
illegal, for commercial bushmeat to meet this demand (Amati et al. 
2009, p. 6; Kabasawa 2009, pp. 50-51; AV Oates et al. 2008, 
unpaginated; Fa et al. 2006, pp. 503, 506; Magazine 2003, p. 7; Kormos 
et al. 2003c, p. 151; Walsh et al. 2003, p. 613; Nishida et al. 2001, 
p. 47; Bowen-Jones 1998, pp. 1, 11). Logging roads and vehicles provide 
access to the forests and a means to export meat to markets and cities. 
Logging operations are accompanied by an onslaught of workers who are 
encouraged to hunt to provide for their own needs and commercial 
hunters who operate in forests to supply the needs of forestry workers 
and to trade outside of the forested areas (Plumptre et al. 2010, p. 2; 
Kormos et al. 2003c, p. 151; Nisbett et al. 2003, p. 95; Walsh et al. 
2003, p. 613; Nishida et al. 2001, p. 47; Bowen-Jones 1998, p. 1). 
Furthermore, bushmeat trade is also an important livelihood and the 
primary source of protein for humans in much of the chimpanzee's range 
(Abwe and Morgan 2008, p. 26; Fa et al. 2006, p. 507; Bennett et al. 
2006, p. 885; Kormos et al. 2003c, p. 155; Wilkie and Carpenter 1999, 
p. 927).
    The intensity of hunting chimpanzees varies by country and region 
(Kormos et al. 2003c, pp. 151-152). Religious, traditional, and 
familial taboos against the killing of chimpanzees and the consumption 
of their meat exist in many areas (Hicks et al. 2010, p. 9; Plumptre et 
al. 2010, p. 2; Greengrass 2009, p. 81; Kabasawa 2009, p. 51; Unti 
2007a, p. 4; Carter et al. 2003, pp. 31, 38; Duvall et al. 2003, p. 47; 
Gippoliti et al. 2003, pp. 55, 57; Humle 2003, p. 18; Kormos and Boesch 
2003, pp. 10, 13; Kormos et al. 2003b, pp. 63, 71; Kormos et al. 2003c, 
pp. 152, 154; Nisbett et al. 2003, p. 95; Oates et al. 2003, p. 
129;Waller and Reynolds 2001, p. 135; Bowen-Jones 1998, pp. 19, 27). 
However, these areas may be hunted by people from surrounding areas 
where there is demand for chimpanzee meat (Kormos et al. 2003b, p. 72). 
Furthermore, these traditions and beliefs are not necessarily being 
passed down to younger generations and cannot be relied on to protect 
chimpanzees in the future (Hicks et al. 2010, p. 9; Unti 2007a, p. 4; 
Oates et al. 2003, p. 129).
    Despite the high demand for bushmeat, primates do not represent the 
majority of animals killed for the bushmeat trade (AV Magazine 2003, p. 
7; Magnuson et al. 2003, p. 113; Walsh et al. 2003, p. 613; Nishida et 
al. 2001, p. 47; Bowen-Jones 1998, p. 1). In fact, studies have found 
that chimpanzee meat makes up only a small fraction of the meat found 
in markets; estimates from different regions have ranged from 0.01 to 3 
percent (Kabasawa 2009, p. 38; Fa et al. 2006, p. 502; Herbinger et al. 
2003, p. 106; Kormos and Boesch 2003, p. 2; Kormos et al 2003c, pp. 
151-152). However, because the sale of ape meat is often hidden and the 
meat may be eaten in villages and never make it to markets, the 
proportion of chimpanzee meat in bushmeat markets could be greater than 
reported (Kabasawa 2009, p. 38; Kormos et al. 2003c, pp. 151-152; 
Bowen-Jones 1998, p. 21). Hunting pressure even at a low level is 
enough to result in the local extirpation of large chimpanzee 
populations. Low population densities and slow reproductive rates 
prevent chimpanzees from recovering easily from the loss of several 
individuals (Oates et al. 2008, unpaginated; Fa et al. 2006, p. 503; AV 
Magazine 2003, p. 7; Duvall et al. 2003, p. 47; Herbinger et al. 2003, 
p. 106; Kormos and Boesch 2003, p. 2; Kormos et al. 2003c, pp. 151, 
153; Nisbett et al. 2003, p. 95; Magnuson et al. 2003, p. 113; Bowen-
Jones 1998, p. 13).
    Threats to the chimpanzee from habitat loss and commercial hunting 
have been exacerbated by civil unrest that has occurred in several 
chimpanzee range countries (Plumptre et al. 2010, pp. 4-5; Campbell et 
al. 2008, p. 903; CBFP 2006, p. 16; Hanson-Alp et al. 2003, p. 85; 
Nisbett et al. 2003, pp. 89,

[[Page 34510]]

95; Draulans and Van Krunkelsven 2002, pp. 35-36). During civil 
conflict, many people, including refugees, military groups, and rebels, 
take shelter in interior forests and protected areas (Plumptre et al. 
2010, p. 4; CBFP 2006, p. 16). The presence of soldiers and displaced 
refugees increases the number of people that rely on bushmeat for 
protein. Not only do soldiers hunt, but they also supply locals with 
weapons and ammunition to hunt them (Plumptre et al. 2010, p. 5; 
Hanson-Alp et al. 2003, p. 85; Draulans and Van Krunkelsven 2002, pp. 
35-36). Civil unrest has contributed to a significant loss of wildlife, 
including chimpanzees (Campbell et al. 2008, p. 903; Hanson-Alp et al. 
2003, p. 85).
    Capture of live chimpanzees for the pet trade has been one of the 
major causes of the decline in chimpanzees. Today, illegal capture and 
smuggling of chimpanzees continue for the pet trade across Africa and, 
to some extent, the international market (Ghobrial et al. 2010, pp. 1, 
2, 11; Kabasawa 2009, pp. 37, 48-49; Oates et al. 2008, unpaginated; 
Carter 2003b, p. 157; Kormos and Boesch 2003, p. 4; Nisbett et al. 
2003, p. 95). A recent increase in orphaned chimpanzees has been 
attributed to the growing bushmeat crisis. Killing a mother with an 
infant earns twice the income for the hunter; the mother's body is sold 
in the bushmeat trade while the infant enters the pet trade (Kabasawa 
2009, p. 50; Carter 2003b, p. 157). Furthermore, hunters have found a 
lucrative market for pet chimpanzees with military personnel, police, 
government officials, and traditional chiefs (Hicks et al. 2010, p. 8; 
Draulans and Van Krunkelsven 2002, pp. 35-36). The intensity of trade 
differs among countries, but is reportedly a substantial problem in The 
Democratic Republic of the Congo, C[ocirc]te d'Ivoire, Sierra Leone, 
Ghana, and Guinea (Hicks et al. 2010, pp. 3, 6, 11; Plumptre et al. 
2010, p. 2; Unit 2007, p. 5; Unti 2007a, p. 4; Hanson-Alp et al. 2003, 
p. 84; Herbinger et al. 2003, p. 106; Kormos et al. 2003b, p. 72; 
Magnuson et al. 2003, p. 113). It is not possible to determine how many 
wild chimpanzees are captured for the pet trade, but the number of 
chimpanzees in sanctuaries that were either confiscated from owners by 
authorities, surrendered by owners after being informed about wildlife 
laws, or voluntarily donated or abandoned by owners indicates it is a 
significant problem. Since 2000, the number of chimpanzees in African 
sanctuaries has increased 59 percent (Kabasawa 2009, pp. 37, 44-45, 
50).
    The petitioners assert that the exploitation of chimpanzees in the 
U.S. entertainment and pet industries is seen around the world and 
misleads the public into believing chimpanzees are well protected in 
the wild and make good pets, further fueling the demand for 
chimpanzees. Studies suggest a link between seeing chimpanzees 
portrayed in the media and misperceptions about the species' status in 
the wild. This misperception may also affect conservation efforts (Ross 
et al. 2011, pp. 1, 4-5; Schroepfer et al. 2011, pp. 6-7; Ross 2008a, 
pp. 25-26; Ross et al. 2008b, p. 1487). However, we did not find 
evidence that this situation was a significant driver in the status of 
the species under the Act.
    The effects of the pet trade are particularly devastating to wild 
populations because the mother and other family members may be killed 
to capture an infant. Researchers estimate that as many as 10 
chimpanzees may be killed for every infant that enters the pet trade. 
Furthermore, the infant is likely to die of malnutrition, disease, or 
injury (Hicks et al. 2010, p. 8; Kabasawa 2009, p. 49; Lonsdorf 2007, 
p. 74; Carter 2003b, p. 157; Hanson-Alp et al. 2003, p. 84; Kormos and 
Boesch 2003, p. 4). The loss of even just a few individuals from a 
population can have devastating effects due to the slow reproductive 
rate of chimpanzees. Because so many chimpanzees may be killed to 
secure an infant, the pet trade has a significant draining effect on 
remaining populations, and threatens the survival of wild chimpanzees 
(Kabasawa 2009, p. 49; Carter 2003b, p. 157; Magnuson et al. 2003, p. 
113).
    Historically, wild chimpanzees were captured and exported to meet a 
significant demand for chimpanzees in biomedical research in countries 
around the world, significantly impacting chimpanzee distribution and 
abundance (Unti 2007a, p. 4; Unti 2007b, p. 5; Kormos et al. 2003b, p. 
72). A substantial number of countries do not permit or conduct 
research on chimpanzees, and the international research community is no 
longer seeking access to wild chimpanzees (Hicks 2011, pers. comm.; 
Unti 2007a, p. 4; Unti 2007b, p. 5). Although some biomedical research 
on captive chimpanzees continues in the United States and Gabon, in the 
United States, there is a decreasing scientific need for chimpanzee 
studies due to the emergence of non-chimpanzee models and technologies 
(Institute of Medicine 2011, pp. 5, 66-67).
    As previously stated, chimpanzees are held in captivity in several 
countries around the world, including African countries and the United 
States. Chimpanzees in captivity are bred and sold as pets, used in the 
entertainment industry (e.g., movies, television, and advertisements), 
exhibited in hotels and roadside shows, used as party entertainment or 
animal encounters, displayed in zoos, and used for biomedical research. 
It is thought that self-sustaining breeding groups of captive 
chimpanzees provide surplus animals for research and other purposes, 
thereby reducing the demand for wild individuals. Although captive 
chimpanzees may have removed the demand for wild chimpanzees in 
biomedical research, given that threats to the chimpanzee have expanded 
and intensified, and capture for the illegal pet trade continues to be 
a major threat to remaining chimpanzee populations, it does not appear 
that the availability of captive chimpanzees has reduced any threats to 
the species.
    National laws exist within all range countries to protect 
chimpanzees. In general, hunting, capture, possession, and commercial 
trade of chimpanzees are prohibited. Laws also protect chimpanzee 
habitat, including the establishment of protected areas, in many of the 
range countries. However, as evidenced by the continuing and increasing 
habitat destruction and hunting and trading of this species (Ghobrial 
et al. 2010, pp. 1, 2, 11; Hicks et al. 2010, pp. 8-9; Kabasawa 2009, 
p. 39; Laporte et al. 2009, p. 1451; Unti 2007a, pp. 4, 6, 10-11; Unti 
2007b, p. 6, 8, 10; Bennett et al. 2006, p. 885; AV Magazine 2003, p. 
7; Carter 2003a, p. 52; Carter 2003b, p. 157; Carter et al. 2003, pp. 
31, 32, 38; Duvall et al. 2003, p. 47; Hanson-Alp et al. 2003, pp. 79, 
87; Herbinger et al. 2003, pp. 100, 106; Kormos and Boesch 2003, p. 6; 
Kormos et al. 2003b, p. 64; Kormos et al. 2003c, p. 155; Magnuson et 
al. 2003, p. 112; Nisbett et al. 2003, pp. 90, 95; Oates et al. 2003, 
p. 123), even within protected areas, these laws are not often 
enforced. A lack of resources, limited training, limited personnel, 
lack of basic logistical support, corrupt officials, and weak 
legislation prevent government agencies charged with the protection of 
wildlife and forest management from providing effective protection 
(Hicks et al. 2010, p. 9; Unti 2007a, pp. 4, 6, 8; Unti 2007b, p. 7-10; 
Bennett et al. 2006, p. 887; AV Magazine 2003, p. 7; Duvall et al. 
2003, p. 47; Hanson-Alp et al. 2003, pp. 79, 87; Magnuson et al. 2003, 
p. 112; Nisbett et al. 2003, p. 95; Oates et al. 2003, p. 125). 
Furthermore, penalties for violations are not adequate to serve as a 
deterrent (Unti 2007b, p. 8; Hanson-Alp et al. 2003, pp. 79; Kormos and 
Boesch 2003, p. 6; Kormos et al. 2003c, p. 155).

[[Page 34511]]

    The chimpanzee is also protected under the Convention on 
International Trade in Endangered Species of Wild Fauna and Flora 
(CITES), an international agreement between governments to ensure that 
the international trade of CITES-listed plant and animal species does 
not threaten species' survival in the wild. Under this treaty, CITES 
Parties (member countries or signatories) regulate the import, export, 
and reexport of specimens, parts, and products of CITES-listed plant 
and animal species. Trade must be authorized through a system of 
permits and certificates that are provided by the designated CITES 
Management Authority of each CITES Party. All chimpanzee range 
countries are Parties to CITES.
    The chimpanzee is listed in Appendix I of CITES. An Appendix-I 
listing includes species threatened with extinction whose trade is 
permitted only under exceptional circumstances, which generally 
precludes commercial trade. The import of an Appendix-I species 
generally requires the issuance of both an import and export permit. 
Import permits for Appendix-I species are issued only if findings are 
made that the import would be for purposes that are not detrimental to 
the survival of the species and that the specimen will not be used for 
primarily commercial purposes (CITES Article III(3)). Export permits 
for Appendix-I species are issued only if findings are made that the 
specimen was legally acquired and trade is not detrimental to the 
survival of the species, and if the issuing authority is satisfied that 
an import permit has been granted for the specimen (CITES Article 
III(2)).
    Based on CITES trade data from 1990-2011, obtained from United 
Nations Environment Programme-World Conservation Monitoring Center 
(UNEP-WCMC) CITES Trade Database, there has been significant legal 
trade of chimpanzees and their parts, and products worldwide. However, 
legal trade in wild specimens, including live animals, bones, 
scientific specimens, and hair has been limited. Trade of these wild 
specimens for commercial purposes was reported for 14 live specimens, 
121 scientific specimens, and 10 skulls. From 2002-2012, exports and 
re-exports of wild specimens from the United States have numbered 8 
scientific specimens for scientific purposes. Imports of wild specimens 
into the United States have been limited and have included hairs, 
scientific specimens, a skull, and one unspecified specimen for 
personal, scientific, educational, and medical purposes.
    As human settlements expand and populations of chimpanzees and 
their habitat are reduced, the frequency of interactions between 
chimpanzees and humans or human waste increases, leading to greater 
risks of disease transmission with a similar magnitude of impact on 
wild chimpanzee populations as habitat loss and poaching. A close 
genetic relationship allows for easy transmission of infectious 
diseases between chimpanzees and humans (Ryan and Walsh 2011, p. 1; 
Plumptre et al. 2010, p. 2; Oates et al. 2008, unpaginated; Lonsdorf 
2007, p. 73; Tutin et al. 2005, p. 29; Formenty et al. 2003, p. 169; 
Huijbregts et al. 2003, p. 437). Rural communities that share the same 
habitat as chimpanzees have no access to health care and are not 
vaccinated against diseases that can spread through ape populations and 
result in high mortality rates. Additionally, exposure to humans 
through conservation and research activities, such as habituation, 
ecotourism, and reintroductions, can also increase the risk of disease 
transmission (Ryan and Walsh 2011, p. 2; Plumptre et al. 2010, p. 2; 
K[ouml]ndgen et al. 2008, p. 260; Oates et al. 2008, unpaginated; Pusey 
et al. 2008, p. 738; Tutin et al. 2005, p. 29; Huijbregts et al. 2003, 
p. 437; Nishida et al. 2001, p. 48).
    As discussed below, disease transmission is a major threat to 
remaining populations of the central and eastern chimpanzees (Fausther-
Bovendo et al. 2012, p. 3; Ryan and Walsh 2011, p. 2; Morgan et al. 
2011, p. 10; Plumptre et al. 2010, p. 2; Pusey et al. 2008, p. 743; 
GRASP 2005a, p. 7; Tutin et al. 2005, p. 2; Leendertz et al. 2004, p. 
451; Walsh et al. 2003, p. 612). Five subtypes of the Ebola virus have 
been identified: Zaire, Sudan, C[ocirc]te d'Ivoire, Bundibugyo, and 
Reston. All five are lethal to great apes. Repeated epidemics have 
resulted in dramatic declines in ape populations in C[ocirc]te 
d'Ivoire, Gabon, Democratic Republic of the Congo, and the Republic of 
Congo. The Zaire strain alone has killed nearly one-third of the 
world's chimpanzees (Fausther-Bovendo et al. 2012, p. 1; Ryan and Walsh 
2011, p. 2; Plumptre et al. 2010, p. 2; K[ouml]ndgen et al. 2008, p. 
261; Oates et al. 2008, unpaginated; Tutin et al. 2005, p. 29; 
Leendertz et al. 2004, p. 451; Huijbregts et al. 2003, pp. 437, 441; 
Walsh et al. 2003, pp. 612-613; Formenty et al. 2003, pp. 169-172).
    Chimpanzees are naturally infected with simian immunodeficiency 
viruses (SIVs), the precursor to acquired immunodeficiency syndrome 
(AIDS), but it was long thought that SIVs were non-pathogenic (not 
capable of inducing disease) and did not generally cause AIDS. However, 
testing from 2000 to 2008 found that SIV is, in fact, pathogenic in 
wild chimpanzees. Chimpanzees infected with SIV showed AIDS-like 
symptoms and had a 10- to 16-fold increased chance of death than 
uninfected chimpanzees. Additionally, females were less likely to give 
birth and had higher infant mortality (Keele et al. 2009, pp. 517-518).
    Other infectious diseases, including Marburg virus, polio, anthrax, 
pneumonia, human respiratory syncytical virus, and human 
metapneumovirus have resulted in widespread death of chimpanzees, even 
within national parks (Ryan and Walsh 2011, pp. 2, 3; Rudicell et al. 
2010, pp. 1, 10; Oates et al. 2008, unpaginated; K[ouml]ndgen et al. 
2008, pp. 260-262; Pusey et al. 2008, pp. 740, 741; Williams et al. 
2008, pp. 766, 768-770; Leendertz et al. 2004, pp. 451-452; Nishida et 
al. 2001, p. 48). Disease can have a particularly devastating impact to 
ape populations since they have little resilience to diseases. For 
example, recovery of a gorilla population from a single disease 
outbreak can range from 5 years for a low mortality (4 percent) 
respiratory disease outbreak to 131 years for an Ebola outbreak with 
high mortality (96 percent); this does not take into account other 
impacts to the populations such as additional disease outbreaks or 
Allee effects. Recovery for a chimpanzee population would be longer as 
they have a lower maximum population growth rate than gorillas (Ryan 
and Walsh 2011, pp. 2, 3).
    There are several strategies that can be taken to protect wild 
chimpanzees from diseases. Some ``hands off'' approaches include 
educating governments about the cost of too much tourism, stricter 
enforcement of health guidelines for approaching habituated animals, 
excluding humans from protected areas, and health programs for staff 
and local populations. However, tourism is a substantial source of 
revenue, and enforcement of guidelines is often weak, making these 
strategies difficult to implement (Ryan and Walsh 2011, pp. 5-6; Pusey 
et al. 2008, p. 742).
    A more interventionist approach is treatment and vaccination of 
wild apes via darting or oral baiting (Fausther-Bovendo et al. 2012, p. 
4; Ryan and Walsh 2011, p. 5). At this time, treatment is not 
practical, as there are no licensed anti-viral drugs effective against 
Ebola and anti-viral drugs have limited effectiveness against 
respiratory viruses. Furthermore, a reactive type strategy, such as 
treatment, requires a sufficient monitoring system to detect symptoms 
and a veterinary infrastructure to effectively implement

[[Page 34512]]

treatment (Ryan and Walsh 2011, p. 6). However, one of the reasons the 
Kasekela community in Gombe National Park has maintained its size 
through periodic epidemic diseases is that efforts were made to treat 
sick chimpanzee when possible. Chimpanzees were given Ivermectin during 
a mange epidemic and antibiotics during a respiratory epidemic (Pusey 
et al. 2008, p. 741).
    There have only been a few occasions in which wild apes have been 
vaccinated against diseases. Chimpanzees in the Kasekela community were 
given a polio vaccine in 1966, during a polio epidemic; gorillas were 
vaccinated during a measles outbreak in 2011; and a few gorillas were 
vaccinated against tetanus when immobilized for treatment of snare 
wounds (Ryan and Walsh 2011, p. 6; Walsh 2011, p. 3; Academy of 
Achievement 2009, p. 9; Pusey et al. 2008, p. 741). There are 
approximately 16 human vaccines that could potentially be used to 
protect wild apes, including chimpanzees (Ryan and Walsh 2011, p. 6). 
However, vaccines for great apes require the same standard of testing 
and ethical review as a vaccine for humans (Fausther-Bovendo et al. 
2012, p. 5). Because management authorities place a strong emphasis on 
animal welfare, it is preferable that vaccines be tested on captive 
apes. Captive chimpanzees in the United States could be used to test 
vaccines before they are given to wild populations. In 2011, for the 
first time, captive chimpanzees were used in an experiment aimed to 
help wild chimpanzees. The experiment assessed the safety of an Ebola 
vaccine and its ability to trigger an immune response. Ultimately, the 
vaccine could be given to gorillas and chimpanzees in the wild to 
protect them against Ebola (Cohen 2011, unpaginated; Walsh 2011, p. 3). 
Similar experiments on vaccines and treatments against other diseases 
known to pose a high risk to wild apes, including respiratory 
pathogens, gastrointestinal parasites, SIV, and malaria, are planned 
for the future (Walsh 2011, p. 3). At this time, these types of 
experiments have been extremely limited and have not yet contributed to 
a reduction in any threats to chimpanzees from diseases.
    Once a chimpanzee population has been reduced, whether by hunting, 
capture for the pet trade, or disease, its ability to recover is 
limited due to very slow reproductive rates and complex social behavior 
(Plumptre et al. 2010, p. 1; Kabasawa 2009, p. 49; Bennett et al. 2006, 
p. 885; Tutin et al. 2005, p. 32; Leroy et al. 2004, p. 389; Kormos et 
al. 2003c, pp. 151, 155; Wilkie and Carpenter 1999, p. 927). Even low 
levels of hunting can have a devastating effect on the population. The 
loss of reproductive-age female chimpanzees can be particularly 
devastating, further reducing the population's ability to recover from 
the loss (Carter 2003b, p. 157; Kormos et al. 2003b, p. 72). The 
occurrence of chimpanzees at low densities coupled with slow 
reproductive rates can lead to the rapid extinction of even large 
populations (Oates et al. 2008, unpaginated; Kormos and Boesch 2003, p. 
2).
    The current threats to the chimpanzee, as described above, are not 
likely to improve in the foreseeable future, resulting in a continuing 
decline of chimpanzee populations. Threats to this species are driven 
by the needs of an expanding human population. Within the range 
countries of the chimpanzee, the human population is expected to 
continue to increase and will inevitably increase the pressures on 
natural resources. Therefore, impacts to remaining populations of 
chimpanzees, as described above, from deforestation, hunting, 
commercial trade, and disease are likely to continue or even intensify 
(Morgan et al. 2011, p. 10; Ryan and Walsh 2011, p. 5; Plumptre et al. 
2010, pp. 50, 71; Fitzherbert et al. 2008, pp. 538-539, 544; Oates et 
al. 2008, unpaginated; CBFP 2006, p. 33; Fa et al. 2006, p. 506; Hewitt 
2006, pp. 44, 48-49; Nasi et al. 2006, p. 14; Carter et al. 2003, p. 
38; Duvall 2003, p. 145; Parren and Byler 2003, p. 137; Nishida et al. 
2001, p. 45; Wilkie and Carpenter 1999, pp. 927-928).
    Continuing threats acting on chimpanzee populations, coupled with 
the species' inability to recover from population reductions, will 
likely lead to the loss of additional populations. Chimpanzees could be 
lost from an additional three countries due to threats acting on 
populations that are already below what is considered the minimum for a 
viable population (Carlsen et al. 2012, p. 5; Butynski 2003, p. 11; 
Kormos and Boesch 2003, p. 3). Many remaining populations are small and 
isolated, putting them at an increased risk of extinction (Morgan et 
al. 2011, p. 12).
    Many management plans have been developed to conserve the 
chimpanzee (e.g., Morgan et al. 2011; Plumptre et al. 2010; GRASP 
2005a; GRASP 2005b; Tutin et al. 2005; Kormos and Boesch 2003; Kormos 
et al. 2003). These plans lay out goals and research needs to address 
the threats faced by chimpanzees. Development of forest management 
plans with the goal of sustainable forestry practices has increased 
(Hewitt 2006, p. 43; Nasi et al. 2006, pp. 17-19). However, 
implementation of these management plans faces challenges, and the 
effect of these plans has yet to be determined. There is no evidence 
that management plans have reduced threats to the species. Chimpanzees 
are found in numerous protected areas. In some cases, these areas 
provide adequate protection and support substantial populations of 
chimpanzees. Unfortunately, many protected areas have weak or 
nonexistent management with poor law enforcement and are illegally 
logged, converted to agricultural lands, and hunted (Campbell et al. 
2011, p. 1). Furthermore, we have no evidence that enforcement of 
legislation to protect chimpanzees and their habitat, including 
protected areas, will improve.

Finding

    Section 4 of the Act (16 U.S.C. 1533) and implementing regulations 
(50 CFR part 424) set forth procedures for adding species to, removing 
species from, or reclassifying species on the Federal Lists of 
Endangered and Threatened Wildlife and Plants. Under section 4(a)(1) of 
the Act, a species may be determined to be an endangered species or a 
threatened species based on any of the following five factors:
    (A) The present or threatened destruction, modification, or 
curtailment of its habitat or range;
    (B) Overutilization for commercial, recreational, scientific, or 
educational purposes;
    (C) Disease or predation;
    (D) The inadequacy of existing regulatory mechanisms; or
    (E) Other natural or manmade factors affecting its continued 
existence.
    As required by the Act, we conducted a review of the status of the 
species and considered the five factors in assessing whether the 
chimpanzee is in danger of extinction throughout all or a significant 
portion of its range or likely to become endangered within the 
foreseeable future throughout all or a significant portion of its 
range. We examined the best scientific and commercial information 
available regarding the past, present, and future threats faced by the 
chimpanzee. We reviewed the petition, information available in our 
files, and other available published and unpublished information.
    One approach we can use to determine whether a species is an 
endangered species or a threatened species, as defined under the Act, 
is to evaluate the viability of the species. In this context, viability 
refers to the ability of a species to persist over the long term, and 
conversely, avoid

[[Page 34513]]

extinction over the long term. A species can be considered viable if it 
has a sufficient degree of resiliency, representation, and redundancy. 
However, a species that is deficient in one or more of these 
characteristics will have a lower probability of being viable and, 
therefore, a greater risk of extinction.
    Species have certain needs at the individual, population, and 
species level that are to be met in order to be viable. Using the 
concepts of resiliency, representation, and redundancy, we can evaluate 
threats to these needs, determine the effect on the species, and gauge 
the probability of viability. In evaluating threats to the needs of the 
species and considering whether a species may warrant listing under any 
of the five factors, we look beyond the species' exposure to a 
potential threat or aggregation of threats under any of the factors, 
and evaluate whether the species responds to those potential threats in 
a way that causes actual impact to the species. The identification of 
threats that might impact a species negatively may not be sufficient to 
compel a finding that the species warrants listing. The information 
must include evidence indicating that the threats are operative and, 
either singly or in aggregation, affect the status of the species. 
Threats are significant if they drive, or contribute to, the risk of 
extinction of the species, such that the species warrants listing as an 
endangered species or a threatened species, as those terms are defined 
in the Act.
    Resiliency describes the characteristics of a species and its 
habitat that allow it to recover from periodic disturbance. Species-
level resiliency is measured through the resiliency of its collective 
populations. Healthy populations allow for recovery after stochastic 
events or periodic disturbances. Populations lacking healthy 
characteristics will be less likely to bounce back and are thus less 
resilient.
    Chimpanzee habitat is continually subjected to disturbance. 
Chimpanzees need large areas to provide sufficient resources for food, 
nesting, and shelter. However, across its range, habitat that is needed 
to support viable chimpanzee populations is being fragmented and lost 
to logging operations and conversion to agriculture. Logging operations 
often create a network of roads for transporting timber. These roads 
provide greater access to forests that were once inaccessible, 
facilitate the establishment of human settlements, and are accompanied 
by further deforestation from the conversion of forests to agriculture. 
Additionally, agricultural practices are largely unsustainable and are 
encroaching into additional forested areas. As the human population and 
economic development have increased, pressure on forest resources has 
also increased. This increasing pressure has led to uncontrolled legal 
and illegal forest conversion within and outside of protected areas 
(e.g., national parks and forest reserves), leaving them destroyed and 
fragmented. Cutting cycles that occur too frequently in an area to 
allow for proper regrowth, clear-cutting that results in total habitat 
loss, and severe soil erosion results in the loss of future forest 
regeneration and recovery of vital habitat.
    The loss, or even the degradation, of the chimpanzee's traditional 
habitat can affect their survival by impacting the species' food 
resources, behavior, susceptibility to disease, and abundance and 
distribution. Removal, or lowering the quality, of habitat through 
logging activity or establishment of agricultural lands destroys the 
structure and composition of the forest, eliminating essential food 
sources, which can affect sociability, condition of individuals, and 
female reproductive success, and increases vulnerability to diseases or 
parasites and infant and juvenile mortality. Even in areas with lower 
levels of logging where essential food sources were unaffected, 
chimpanzee densities declined significantly and were unable to recover, 
remaining low for years.
    Chimpanzee populations are also continually subjected to 
disturbance. Individuals needed to maintain viable populations are lost 
to hunting for the bushmeat trade, trade in pet chimpanzees, disease, 
and conflicts with humans. Hunting pressure even at a low level is 
enough to result in the local extirpation of large chimpanzee 
populations. The loss of reproductive-age female chimpanzees can be 
particularly devastating, further reducing the population's ability to 
recover from the loss. The pet trade has a significant draining effect 
on remaining populations, and threatens the survival of wild 
chimpanzees, because so many chimpanzees may be killed to secure one 
infant. Repeated epidemics have resulted in dramatic declines in ape 
populations in C[ocirc]te d'Ivoire, Gabon, Democratic Republic of the 
Congo, and the Republic of Congo. The Zaire strain of the Ebola virus 
alone has killed nearly one-third of the world's chimpanzees. Disease, 
such as SIV increase the chance of death by 10- to 16-fold, decreases 
the likelihood of females giving birth, and increases infant mortality. 
Disease can have a particularly devastating impact to ape populations 
since they have little resilience to diseases. For example, recovery of 
a gorilla population from a single disease outbreak can range from 5 
years for a low mortality (4 percent) respiratory disease outbreak to 
131 years for an Ebola outbreak with high mortality (96 percent); this 
does not take into account other impacts to the populations such as 
additional disease outbreaks or Allee effects. Recovery for a 
chimpanzee population would be longer as they have a lower maximum 
population growth rate than gorillas.
    Once a chimpanzee population has been reduced, whether by hunting, 
capture for the pet trade, or disease, its ability to recover is 
limited due to very slow reproductive rates and complex social 
behavior. Females do not give birth until 12 years of age and have only 
one infant every 5 to 6 years. Infants are weaned around 4 years old, 
and stay with their mothers until they are about 8 to 10 years old. 
Even after being weaned, young may not survive if orphaned. The 
occurrence of chimpanzees at low densities coupled with slow 
reproductive rates can lead to the rapid extinction of even large 
populations.
    Continuing threats acting on chimpanzee habitat and populations, 
coupled with the loss of future forest regeneration and recovery of 
vital habitat and the species' inability to recover from population 
reductions, will lead to the loss of additional populations and is 
evidence that neither chimpanzees, nor its habitat, are resilient.
    Representation is the species' ability to adapt to changing 
environmental conditions, whether natural or human caused. The species' 
adaptive capabilities are supported by the range in variation found 
within and between populations. Representation can be measured through 
the breadth of genetic diversity within and among populations and/or 
ecological diversity occupied by populations across the species range. 
In short, sufficient representation is having the genetic flexibility 
and/or inhabiting varying environmental conditions to allow the 
populations to respond to changing environmental conditions through 
adaptation. Species without diversity within and among populations are 
thought to be more likely to go extinct as conditions change.
    Genetic diversity in chimpanzees is evident by the four-subspecies 
taxonomic classification. Determining intraspecific variation among 
natural populations is more difficult. Given that some chimpanzee 
populations are

[[Page 34514]]

small, isolated and continue to face threats, it is reasonable to 
conclude that these particular populations may have, or will 
experience, decreased genetic diversity. However, we found no 
information to suggest that genetic exchange is particularly low for 
the species as a whole or chimpanzee populations in general.
    Chimpanzee habitats, diet, and choice of nesting sites vary across 
populations and communities. In regards to habitat, chimpanzees are 
highly adaptive, occurring in primary, secondary, and regenerating 
forests, logged forests, and plantations; they have even been found 
living in close proximity to humans. However, the loss, or even the 
degradation, of the chimpanzee's traditional habitat can affect their 
survival by impacting the species' food resources, behavior, 
susceptibility to disease, and abundance and distribution. Although 
chimpanzees feed on a wide variety of foods, their energy requirements, 
as large primates with large home ranges, predispose them to a reliance 
on high-energy fruits. Removal, or lowering the quality, of habitat 
through logging activity or establishment of agricultural lands 
destroys the structure and composition of the forest, eliminating 
essential food sources, which can affect sociability, condition of 
individuals, female reproductive success, and increase vulnerability to 
diseases or parasites and infant and juvenile mortality. Choice of 
nesting sites is variable across populations and communities of 
chimpanzees, but chimpanzees exhibit strong preferences for certain 
tree species for nesting, independent of their availability in the 
habitat. Chimps can also be deterred from nesting in certain areas 
where human habitation is concentrated. As a result, chimpanzees are at 
a greater risk of predation, as habitats where they relocate nests may 
not provide sufficient protection. Furthermore, the loss or reduction 
of food sources and the noise and disturbance from logging activity can 
cause chimpanzee communities to abandon their home range to find a new 
home range with sufficient resources and less human activity. These 
chimpanzees may enter another community's territory, which can lead to 
further competition for resources and conflict that can lead to death. 
As habitat is lost or fragmented and chimpanzee populations are forced 
into smaller forest fragments, lethal interactions with other 
chimpanzees may increase. Chimpanzees may also be cautious about 
reinhabiting previous home ranges where they were displaced by humans.
    Chimpanzees are ecologically diverse across subspecies, 
populations, and communities. However, this species faces ongoing 
threats that impact the various habitat types and result in declining 
populations across its range. As stated above, these impacts are 
particularly devastating to populations as their ability to recover 
from these ongoing disturbances is limited due to very slow 
reproductive rates and complex social behavior. Therefore, we find that 
chimpanzees do not have sufficient representation to adapt to changing 
environmental conditions.
    Redundancy is the ability of a species to withstand catastrophic 
events either by having populations that are unaffected or by having 
populations that can recover following such an event. Sufficient 
redundancy is having enough populations distributed across the 
landscape to provide a margin of safety for the species to withstand 
catastrophic events. This can be measured by the number of populations 
comprising the species and how they are distributed across the 
landscape. Additionally, because the species depends on its habitat, 
the ability of its habitat to withstand, or recover from, a 
catastrophic event should be considered.
    Chimpanzee populations occur across 22 African countries. Affected 
populations, owing to the lack of resiliency, would be unlikely to 
recover after a catastrophic event, leaving the species more depleted 
and fragmented than its current state. Additionally, unaffected 
populations would continue to face ongoing threats, and owing to a lack 
of resiliency, will be unlikely to sufficiently recover from these 
continuous disturbances. Similarly, the habitat types occupied by 
chimpanzees across the 22 range countries are not likely to be all be 
directly impacted by a catastrophic event, but the ability of the 
habitat to recover, given the current threats acting on chimpanzee 
habitat and the lack of forest regeneration, is unlikely. Furthermore, 
unaffected habitat will continue to face threats and will be unable to 
recover due to heavy pressures to meet the demands and needs of the 
growing human population. Therefore, we find that chimpanzee 
populations do not represent sufficient redundancy to withstand a 
catastrophic event.
    In summary, wild chimpanzees were listed as an endangered species 
in 1990 due to habitat loss, excessive hunting, capture for the pet 
trade, disease, and lack of effective national and international laws. 
Since then, threats to the chimpanzee have only expanded and 
intensified. The chimpanzee is a species whose declining and fragmented 
populations are not resilient to current ongoing disturbances. Despite 
the ecological diversity of the species, threats to the chimpanzee and 
its habitat are such that the representation is not sufficient to allow 
chimpanzees to adapt to the ongoing changes in its environment. In the 
event of a catastrophic event, the remaining populations would likely 
not recover due to ongoing threats. Due to the current, ongoing threats 
and impacts to the chimpanzee and its habitat, resiliency, 
representation, and redundancy are not sufficient to characterize the 
chimpanzee as a viable species. Laws exist throughout the range 
countries and internationally to protect the chimpanzee, but 
enforcement of national laws is lacking. Impacts to the chimpanzee and 
its habitat are expected to continue into the future as the human 
population continues to expand and pressures on natural resources to 
meet the demands of the human population increase.
    Threats and the impact of these threats to the chimpanzee and its 
habitat are at a level that compromises the viability of the species. 
We do not find that the chimpanzee is likely to become endangered 
within the foreseeable future throughout all or a significant portion 
of its range. Rather, we find that the chimpanzee (including 
consideration of all members, both captive and wild) is not a viable 
species and is currently in danger of extinction throughout all of its 
range. Therefore, we are retaining the status of the chimpanzee as an 
endangered species, but with this listing we are now including all 
members of the species in the endangered classification.
    We also examined the chimpanzee to analyze if any other listable 
entity under the definition of ``species,'' such as subspecies or 
distinct population segments, may qualify for a different status. 
Because of the magnitude and uniformity of the threats throughout its 
range, we find that there are no other listable entities that may 
warrant a different determination of status. In addition, because we 
find that the chimpanzee is in danger of extinction throughout all of 
its range, consistent with our Final Policy on Interpretation of the 
Phrase ``Significant Portion of Its Range'' in the Endangered Species 
Act's Definitions of ``Endangered Species'' and ``Threatened Species'' 
(79 FR 37578; July 1, 2014) it is not necessary to consider whether the 
species might qualify for a different status based on some 
``significant portion of its range''

[[Page 34515]]

because if a species is endangered or threatened throughout its range, 
no portions of its range can qualify as ``significant.'' Therefore, on 
the basis of the best available scientific and commercial information, 
we have determined that the chimpanzee meets the definition of an 
endangered species under the Act. Consequently, we are revising the 
listing of chimpanzees under the Act so that all chimpanzees, wherever 
found, are listed as endangered species.
    A rule normally becomes effective 30 days after publication of a 
final rule in the Federal Register; however, our final determination to 
list all chimpanzees as endangered species under the Act will become 
effective in 90 days (see DATES, above). We are delaying the effective 
date to allow time to process applications for ongoing activities 
involving chimpanzees that would require a permit under the Act. This 
will allow persons who qualify for a permit to avoid unnecessary 
suspension of their activities, which include important ongoing medical 
and scientific research. Delaying the effective date will not adversely 
affect wild populations of chimpanzees or significantly affect captive 
chimpanzees.

4(d) Rule

    For threatened species, section 4(d) of the Act gives the Service 
discretion to specify the prohibitions and any exceptions to those 
prohibitions that are appropriate for the species, as well as include 
provisions that are necessary and advisable to provide for the 
conservation of the species. A 4(d) rule allows us to develop 
regulatory provisions that are tailored to the specific conservation 
needs of the threatened species and which may be more or less 
restrictive than the general provisions for threatened wildlife at 50 
CFR 17.31 and 17.32. Because captive chimpanzees in the United States 
were previously classified as threatened species, they were exempt from 
the general prohibitions for threatened wildlife at 50 CFR 17.31 under 
a 4(d) rule for primates set forth at 50 CFR 17.40(c). However, because 
4(d) rules can be applied only to threatened species, and we find that 
all chimpanzees, both wild and captive, are an endangered species, the 
4(d) rule for captive chimpanzees can no longer be applied. Therefore, 
we are removing the chimpanzee, including a provision specific to the 
chimpanzee, from the 4(d) rule found at 50 CFR 17.40(c).

Available Conservation Measures

    Conservation measures provided to species listed as endangered or 
threatened species under the Act include recognition, requirements for 
Federal protection, and prohibitions against certain practices. 
Recognition through listing results in public awareness, and encourages 
and results in conservation actions by Federal and state governments, 
private agencies and groups, and individuals.
    Section 7(a) of the Act, as amended, and as implemented by 
regulations at 50 CFR part 402, requires Federal agencies to evaluate 
their actions within the United States or on the high seas with respect 
to any species that is proposed or listed as endangered or threatened 
species and with respect to its critical habitat, if any is being 
designated. However, given that the chimpanzee is not native to the 
United States, we are not designating critical habitat for this species 
under section 4 of the Act.
    Section 8(a) of the Act authorizes the provision of limited 
financial assistance for the development and management of programs 
that the Secretary of the Interior determines to be necessary or useful 
for the conservation of endangered and threatened species in foreign 
countries. Sections 8(b) and 8(c) of the Act authorize the Secretary to 
encourage conservation programs for foreign endangered species and to 
provide assistance for such programs in the form of personnel and the 
training of personnel.
    In 2000, the U.S. Congress passed the Great Ape Conservation Act to 
protect and conserve the great ape species, including the chimpanzee, 
listed under both the Endangered Species Act and CITES. The Great Ape 
Conservation Act granted the Service the authority to establish the 
Great Ape Conservation Fund to provide funding for projects that aim to 
conserve great apes through law enforcement training, community 
initiatives, and other conservation efforts. The Service's Wildlife 
Without Borders program, through the Great Ape Conservation Fund, is 
supporting efforts to fight poaching and trafficking in great apes; to 
increase habitat protection by creating national parks and protected 
areas; and to engage the community through local initiatives to 
conserve the most threatened great ape species.
    The Endangered Species Act and its implementing regulations set 
forth a series of general prohibitions and exceptions that apply to all 
endangered wildlife and to threatened wildlife that are not regulated 
through a 4(d) rule. These prohibitions, at 50 CFR 17.21 and 17.31, in 
part, make it illegal for any person subject to the jurisdiction of the 
United States to ``take'' (take includes harass, harm, pursue, hunt, 
shoot, wound, kill, trap, capture, collect, or to attempt any of these) 
within the United States or upon the high seas; import or export; 
deliver, receive, carry, transport, or ship in interstate or foreign 
commerce in the course of commercial activity; or sell or offer for 
sale in interstate or foreign commerce any endangered or threatened 
wildlife species. To possess, sell, deliver, carry, transport, or ship 
any such wildlife that has been taken in violation of the Act is also 
illegal. Certain exceptions apply to agents of the Service and State 
conservation agencies.
    Permits may be issued to carry out otherwise prohibited activities 
involving endangered and threatened wildlife species under certain 
circumstances. Regulations governing permits are codified at 50 CFR 
17.22 for endangered wildlife and 17.32 for threatened wildlife. For 
endangered wildlife, a permit may be issued for scientific purposes, to 
enhance the propagation or survival of the species, and for incidental 
take in connection with otherwise lawful activities. For threatened 
species, a permit may be issued for the same activities, as well as 
zoological exhibition, education, and special purposes consistent with 
the Act.

Summary of Comments and Recommendations

    We based this action on a review of the best scientific and 
commercial information available, including all information received 
during the public comment period. In the June 12, 2013, proposed rule, 
we requested that all interested parties submit information that might 
contribute to development of a final rule. We also contacted 
appropriate scientific experts and organizations and invited them to 
comment on the proposed listing. We received tens of thousands of 
comments.
    We reviewed all comments we received from the public for 
substantive issues and new information regarding the proposed listing 
of this species, and we address those comments below. Overall, most 
commenters supported the proposed listing, but did not provide 
additional scientific or commercial data for consideration. We have not 
included responses to comments that supported the listing decision but 
did not provide specific information for consideration. Most of the 
commenters that did not support the proposed listing were affiliated 
with the biomedical industry and opposed the rule due to potential 
impacts on biomedical research. Additionally, we received comments 
opposing our finding that the Act does not allow for captive 
chimpanzees to be assigned separate legal status from their

[[Page 34516]]

wild counterparts on the basis of their captive state, including 
through designation as a separate distinct population segment.

Peer Review

    In accordance with our policy published on July 1, 1994 (59 FR 
34270), we solicited expert opinions from five individuals with 
scientific expertise that included familiarity with the species, the 
geographic region in which wild members of the species occur, and 
conservation biology principles. We received responses from one of the 
peer reviewers from whom we requested comments. The peer reviewer found 
the proposed rule generally accurate and comprehensive in its 
description of the biology, habitat, population trends, and 
distribution of chimpanzees, including the factors affecting the 
species. The peer reviewer provided comments for our consideration to 
improve the accuracy of the rule. Those comments are addressed below. 
Technical corrections suggested by the peer reviewer have been 
incorporated into this final rule. In some cases, a technical 
correction is indicated in the citations by ``personal communication'' 
(pers. comm.), which could indicate either an email or telephone 
conversation; in other cases, the research citation is provided.

Peer Reviewer Comments

    (1) Comment: The peer reviewer provided technical corrections, 
including more appropriate citations, on the species' taxonomy, 
description, diet, and population estimates.
    Our Response: We reviewed the recommended citations and made minor 
changes to the Taxonomy and Species Description, Essential Needs of the 
Species, and Range and Population sections.
    (2) Comment: The Service's statement that chimpanzees have been 
lost from Benin, Togo, and Burkina Faso is too definitive, as there are 
a few recent, second-hand reports of chimpanzees in Togo, one of which 
has led a primatologist to plan a new survey to investigate.
    Our Response: The loss of chimpanzees from Togo is widely reported 
in scientific literature; therefore, in the absence of a survey 
confirming the presence of chimpanzees in this country we will continue 
to rely on the best scientific data available, which indicates that 
chimpanzees have been extirpated from Togo. However, we acknowledge 
these recent reports in our Range and Population section.
    (3) Comment: The peer reviewer disagrees that the chimpanzee could 
be extirpated from Nigeria. The current population of chimpanzees in 
just one national park in Nigeria, Gashaka-Gumti, appears to be over 
1,000 individuals and is relatively well protected.
    Our Response: In light of this information we have reevaluated our 
analysis of potential extirpation from specific countries. According to 
Carlsen et al. (2012, p. 5) and Butynski (2003, p. 11), the western 
chimpanzee is highly threatened; combined with national populations 
fewer than 1,000 chimpanzees, survival in Senegal, Guineau Bissau, and 
Ghana is a concern. Because the population in a well-protected national 
park in Nigeria is over 1,000 chimpanzees, we have revised our analysis 
under our Range and Population section. However, this did not change 
our finding that the chimpanzee meets the definition of an endangered 
species under the Act.

Public Comments

    (4) Comment: The inclusion of non-native species under the 
Endangered Species Act is a misdirection of agency resources that does 
little to protect wild habitat and merely imposes regulatory burdens on 
those who maintain these in human care domestically.
    Our Response: The Act requires the Service to determine if species 
qualify as endangered or threatened species regardless of whether a 
species is native to the United States. Benefits to the species include 
prohibitions on certain activities including import, export, take, and 
certain commercial activity in interstate or foreign commerce. By 
regulating these activities, the Act helps to ensure that people under 
the jurisdiction of the United States do not contribute to the further 
decline of listed species. Although the Act's prohibitions regarding 
listed species apply only to people subject to the jurisdiction of the 
United States, the Act can generate additional conservation benefits 
such as increased awareness of listed species, research efforts to 
address conservation needs, or funding for in-situ conservation of the 
species in its range countries.
    (5) Comment: Several commenters oppose the elimination of the 
separate classification of chimpanzees held in captivity and the 
listing of the entire species, wherever found, as an endangered species 
under the Act, stating that it is unlikely to benefit chimpanzees in 
the wild and will have little effect on the major threats to 
chimpanzees.
    Our Response: Our determination that the Act does not allow for 
captive chimpanzees to be assigned separate legal status from their 
wild counterparts is based on a detailed analysis on whether the 
current statute, regulations, and applicable policies provide any 
discretion to differentiate the listing status of specimens in 
captivity from those in the wild. Therefore, benefits to the species or 
the effect of the listing decision is not relevant to what constitutes 
a listable entity and is eligible for separate listing status under the 
Act. We did, however, consider to what extent captive chimpanzees 
contribute to or create threats to the species or reduce or remove any 
threats to the species as a whole.
    (6) Comment: Commenters requested chimpanzees located in the United 
States to continue to be regulated under the existing rule issued under 
section 4(d) of the Act, or that the special rule for chimpanzees be 
revised in order to allow certain activities with chimpanzees to be 
undertaken without the administrative burden and delays associated with 
obtaining permits under the Act.
    Our Response: Because special rules under section 4(d) authority 
can only apply to threatened species, the special rule that includes 
captive chimpanzees at 50 CFR 17.40(c) will no longer be available once 
this listing action and the accompanying removal of the special rule as 
applied to chimpanzees become effective.
    (7) Comment: Several commenters oppose the listing of all 
chimpanzees as endangered species, and removal of chimpanzees from the 
4(d) rule for primates, because essential biomedical research for both 
human and chimpanzee health, including critical research needed to 
develop preventions and treatments of infectious diseases in wild 
chimpanzee populations, that uses chimpanzees could be prohibited. 
Furthermore, the utilization of research chimpanzees is currently well-
regulated under other Federal statutes, including the Animal Welfare 
Act (AWA), the Public Health Service Act, and the Chimp Act of 2000, as 
well as other Federal policies and guidelines.
    Our Response: It is not our intent to prevent any biomedical 
research. However, research involving chimpanzees that could cause harm 
to the animal (i.e., ``take'') will require a take permit under the 
Act. While take includes harassment of individual animals, our 
regulations specify that when captive animals are involved, harassment 
does not include animal husbandry practices that meet or exceed AWA 
standards, breeding procedures, or veterinary care that is not likely 
to result in injury (see the definition of harass at 50 CFR 17.3). In 
addition,

[[Page 34517]]

research that does not adversely affect chimpanzees, such as 
observations in behavioral research, are not considered take and will 
not require a permit. For activities that may result in a prohibited 
act such as a taking, permits may be issued for scientific purposes or 
to enhance the propagation or survival of the species. Enhancement may 
be direct, such as developing a vaccination to be administered to 
chimpanzees in the wild (in situ), or indirect such as contributions 
that are made to in situ conservation.
    Additionally, the comment appears to imply that additional 
regulation under the Act is not needed for captive chimpanzees in the 
United States. Whether or not additional regulation is needed is not a 
factor considered when evaluating whether a species meets the 
definition of a threatened or endangered species. Having concluded that 
we had no discretion to treat captive chimpanzees as a separate 
listable entity from wild chimpanzees, the Service properly assessed 
the status of the ``species'' to determine if it met the definition of 
a ``threatened species'' or an ``endangered species'' due to any one or 
a combination of the five factors found in section 4(a)(1) of the Act. 
We properly applied the five factors under section 4(a)(1) to the 
species, including the extent to which captive chimpanzees create or 
contribute to the threats to the species or remove or reduce threats to 
the species. Having determined that all chimpanzees qualify as an 
``endangered species,'' the Act's protections for endangered species 
are extended to all chimpanzees.
    (8) Comment: There is no causal nexus between research with 
chimpanzees in the United States and the removal of specimens from the 
wild by ``poachers and smugglers,'' and the Service has provided no 
example of illegal trafficking attributable to research.
    Our Response: In assessing whether captive chimpanzees actually 
create or contribute to the threat of overutilization to the species as 
part of its status review, the Service did not find evidence that 
captive animals used for research in the United States were 
contributing to or creating any threats to the species. In fact, the 
availability of captive chimpanzees may have removed the demand for 
wild chimpanzees in biomedical research.
    (9) Comment: Several commenters are concerned that the permitting 
process may delay time-sensitive research.
    Our Response: The Service intends to work with research 
institutions to minimize the time needed to authorize activities under 
the Act. However, it should be noted that the permitting process 
includes a 30-day comment period required by statute for permit 
applications involving endangered species. Given that it takes time to 
plan and implement any research studies, we do not believe the 
permitting process will be problematic or result in any critical delays 
in research.
    (10) Comment: The Service should amend the permitting requirements 
so that details of requests for biomedical research permits are not 
required to be published in the Federal Register.
    Our Response: We do not publish the details of permit applications 
in the Federal Register; we publish only a notice to the public that we 
have received a permit application. Information received as part of any 
application is available to the public, however, as a matter of public 
record.
    (11) Comment: How many and for which type of biomedical research 
will the Service issue permits?
    Our Response: All determinations of whether particular entities and 
particular activities qualify for permits under the Act are made on a 
case-by-case basis depending on the facts of the situation. We do not 
set a limit on the number of permits we issue; however, in the course 
of reviewing permit applications we may refer back to all applications 
we have received and issued for a particular species and activity. We 
cannot foresee what biomedical research would be authorized because up 
until the effective date of this rule (see DATES), permits for 
activities involving chimpanzees have not been required. Further, to 
list those activities prior to reviewing them during the course of the 
permitting procedure would be predecisional. We will issue permits for 
activities that meet the requirements of 50 CFR 17.22.
    (12) Comment: The Service's proposed listing rule does not consider 
the inadequacy of existing regulatory mechanisms for permitting 
biomedical research with captive chimpanzees under the Act.
    Our Response: The commenter appears to be referencing factor D and 
appears to maintain that inadequate permitting of research negatively 
impacts wild chimpanzees because such regulations impede research that 
has the potential to treat diseases that impact chimpanzees. As stated 
above, biomedical research involving chimpanzees that benefits 
chimpanzees in the wild would likely meet enhancement requirements and, 
therefore, would likely be authorized. Thus, the issue mentioned by the 
commenter is not applicable.
    (13) Comment: The impact of this rule on the biomedical community 
will endanger human populations. The Service should include biomedical 
research aimed at improving human health within the definition of 
``scientific purposes'' under the Act.
    Our Response: The purposes of the Act are to conserve species and 
the ecosystems on which they depend, and any permit issued must meet 
the standards under section 10(a) and 10(d) of the Act. While not 
intended to impact research involving human health, there are 
requirements that must be met when endangered species, such as the 
chimpanzee, are involved. We will evaluate each application for a 
permit on a case-by-case basis to determine if it qualifies under the 
Act, including for scientific purposes. We will work with institutions 
applying for a permit to minimize adverse effects to research 
activities.
    (14) Comment: An enhancement-of-survival permit for biomedical 
research on chimpanzees would require research programs to provide a 
conservation benefit to species in the wild, a huge imposition on 
research institutions' resources.
    Our Response: The Service does not believe that requiring 
biomedical institutions to obtain authorization to carry out otherwise 
prohibited activities would impose a significant imposition on their 
resources. In discussions with a number of the institutions currently 
holding chimpanzees, it appears that there are ways these institutions 
could benefit chimpanzees in the wild through currently on-going 
activities or activities that could be reasonably developed. Behavioral 
studies, the development of veterinary treatments, and support for in-
situ conservation efforts like orphan care, currently carried out by 
some institutions, all would support the issuance of an endangered 
species permit by the Service. The Service will continue to work with 
research institutions on ways to continue their current activities, 
while ensuring that the standards of the Act are met.
    (15) Comment: Additional information on diseases and the threat 
they pose to the viability of wild chimpanzees was provided.
    Our Response: We have incorporated additional information into our 
discussion of diseases, including the potential impact of disease 
outbreaks on chimpanzee populations and the potential for captive 
chimpanzees in the United States to be used to test vaccines for wild 
populations. This information did not change our finding that the 
chimpanzee meets the definition of an endangered species under the Act.

[[Page 34518]]

Rather, it provided additional support to our finding that disease is a 
threat to chimpanzees.
    (16) Comment: The Service only used literature related to wild 
chimpanzees and included very limited scientific data related to 
captive chimpanzees, especially information on the use of captive 
chimpanzees in research to advance both human and chimpanzee health.
    Our Response: Consistent with the Act, we assessed the status of 
the species to determine whether chimpanzees meet the definition of an 
endangered or threatened species and should be listed under the Act. 
This included assessing the extent to which captive chimpanzees create 
or contribute to threats to the species or remove or reduce threats to 
the species by contributing to the conservation of the species. We have 
included in our Summary of Threats section information on the potential 
for captive chimpanzees to contribute to a reduction in threats to 
chimpanzees from diseases. Because the use of captive chimpanzees in 
the advancement of human health does not impact chimpanzees, either 
positively or negatively, this information is not relevant in assessing 
the status of the species.
    (17) Comment: Some commenters claimed listing all chimpanzees as 
endangered species would hurt conservation efforts to the extent that 
the Service would set limitations on the exhibition of endangered 
chimpanzees in zoological settings.
    Our Response: The Act does not prohibit the exhibition of listed 
species. Listing all chimpanzees will not set any limitations on 
exhibition. The Service disagrees, however, that listing all 
chimpanzees as endangered would have any negative impact on 
conservation efforts. Instead, the listing will most likely promote 
greater participation in conservation efforts by zoological 
institutions and the public. Before the listing, individuals wishing to 
sell and engage in certain other commercial activities with captive 
chimpanzees could do so without providing any conservation benefits to 
the species. With this listing, otherwise prohibited activities, such 
as these commercial activities, will require authorization from the 
Service and this authorization can be issued only if the activity meets 
the requirements of the Act.
    (18) Comment: The listing petition's general arguments regarding 
exhibitors' commercial gain from their exhibition of captive 
chimpanzees should have no bearing on Service's decision regarding the 
conservation status of captive chimpanzees under the Act. Furthermore, 
the Service should clarify that commercial gains from educational and 
entertainment activities are not illegal under the Act.
    Our Response: The Service's listing determination is based upon an 
analysis of the best available scientific and commercial information 
relative to the statutory standards under the Act indicating that 
chimpanzees as a species meet the definition of an endangered species 
under the Act. Thus, the appropriate conservation status of the species 
was not based upon the issue mentioned by the commenter. Additionally, 
the Act and our implementing regulations set forth the prohibitions 
that apply to all endangered wildlife. These prohibitions make it 
illegal for any person who is subject to the jurisdiction of the United 
States to, among other things, sell or offer for sale an endangered 
species in interstate or foreign commerce or to deliver, receive, 
transport, carry, or ship an endangered species in interstate or 
foreign commerce in the course of a commercial activity. Services 
provided by persons who own captive chimpanzees such as those provided 
by circuses and appearances in movies, television, advertisements, or 
parties are not unlawful unless the person engages in one of the 
prohibited activities.
    (19) Comment: The Service's differentiation between threatened and 
endangered species permits issued for the purpose of exhibition is 
misplaced because the Service's regulatory definition of ``enhancement 
of propagation or survival'' includes ``exhibition of living wildlife 
in a manner designed to educate the public about the ecological role 
and conservation needs of the affected species.'' Thus, in the event 
that the Service designates captive chimpanzees as endangered under the 
Act, the Service should expressly reaffirm that public exhibition 
continues to be permitted.
    Our Response: The Act does not prohibit the exhibition of listed 
species. Therefore, the Service does not issue permits for public 
exhibition or education. However, the Act does regulate, among other 
things, import; export; sale and offer for sale in interstate and 
foreign commerce; and delivery, receipt, transport, carrying, and 
shipment in interstate or foreign commerce in the course of a 
commercial activity. As pointed out in the proposed rule, Section 
10(a)(1)(A) of the Act for endangered species states that the Secretary 
may permit ``any act otherwise prohibited by section 9 for scientific 
purposes or to enhance the propagation or survival of the affected 
species . . .'' In addition, any permit issued under section 
10(a)(1)(A) must, among other things, be consistent with the policies 
and purposes of the Act. Therefore, when considering whether a permit 
can be issued to authorize activities that would otherwise be 
prohibited with an endangered species, the purposes of the activity 
must be for either scientific purposes or for enhancement, not solely 
for educational or exhibition purposes.
    The commenter is correct, however, in referencing that the 
definition of ``enhance the propagation or survival'' in the 
regulations (50 CFR 17.3) does identify exhibition of living wildlife 
as part of an overall approach to enhancement for captive wildlife. 
Specifically, the regulations state: Enhance the propagation or 
survival, when used in reference to wildlife in captivity, the 
following activities when it can be shown that such activities would 
not be detrimental to the survival of wild or captive populations of 
the affected species:
    (a) Provision of health care, management of populations by culling, 
contraception, euthanasia, grouping or handling of wildlife to control 
survivorship and reproduction, and similar normal practices of animal 
husbandry needed to maintain captive populations that are self-
sustaining and that possess as much genetic vitality as possible;
    (b) Accumulation and holding of living wildlife that is not 
immediately needed or suitable for propagative or scientific purposes, 
and the transfer of such wildlife between persons in order to relieve 
crowding or other problems hindering the propagation or survival of the 
captive population at the location from which the wildlife would be 
removed;
    (c) Exhibition of living wildlife in a manner designed to educate 
the public about the ecological role and conservation needs of the 
affected species.
    This definition was established primarily in relation to the 
Captive-bred Wildlife Registration program (50 CFR 17.21(g)) to 
facilitate captive breeding of listed species as part of an overall 
captive management program. Therefore, public display in a manner 
designed to education the public about the ecological role of the 
species, along with being part of a captive breeding program that 
strives for a self-sustaining captive population that ensures maximum 
genetic diversity and vitality could be permitted under the Act.
    (20) Comment: Several commenters opposed the proposed rule, and the

[[Page 34519]]

associated regulation of captive chimpanzees, stating that captive 
populations are essential for the perpetuation of global chimpanzee 
populations and repopulating African countries.
    Our Response: The status of all chimpanzees as endangered does not 
affect the ability to maintain captive populations. The Act does not 
prohibit captive breeding of listed species.
    (21) Comment: One commenter requested amending the Service's 
regulatory definition of the phrase ``industry and trade'' found in the 
Act's definition of the term ``commercial activity,'' as well as 
revising the Service's Captive-Bred Wildlife Regulations under 50 CFR 
17.21(g) to require the agency to respond in the Federal Register to 
public comments received on applications for captive-bred wildlife 
registrations.
    Our Response: The comment is outside the scope of this agency 
action to consider whether all chimpanzees should be listed as 
endangered species under the Act.
    (22) Comment: Some commenters believed that this rulemaking was not 
the appropriate vehicle for issuing new agency policy regarding whether 
captive animals, in general, may be assigned separate legal status from 
their wild counterparts on the basis of their captive state. One 
commenter explained that the Service could not use a petition-specific 
determination to promulgate a new interpretive rule, and the law 
requires such action to be done via a more direct and thorough public 
process, not as an adjunct to a species listing petition. One commenter 
maintained that the Service's actions violated section 4(h) of the Act. 
Thus, these commenters indicated promulgation of such a policy or 
interpretive rule should be subject to separate public notice and 
comment procedures pursuant to the Administrative Procedure Act and the 
Endangered Species Act.
    Our Response: The Service was petitioned to list all chimpanzees, 
whether in the wild or in captivity, as an endangered species, thereby 
eliminating the separate classification of captive chimpanzees from 
chimpanzees located in the wild. As explained in the preamble of our 
proposed listing rule, we therefore examined the question raised by the 
petition as to whether the Service has discretion under the Act to 
differentiate the listing status of chimpanzees in captivity from those 
in the wild. Because the Service had not specifically examined whether 
the Act, its implementing regulations, and applicable policies provide 
such discretion prior to receiving the petitions for chimpanzees and 
the African antelope, we reviewed the issue in order to ensure that we 
addressed each petition in accordance with the Act. Nonetheless, each 
assessment is specific to the petitioned species. The rule has been 
revised to clarify that the Service's analysis is specific to the issue 
of whether captive chimpanzees should have separate legal status on the 
basis of their captivity.
    Furthermore, this listing decision does not establish new agency 
policy. In fact, this listing determination is consistent with the 
Service's general practice for captive members of a species to be 
afforded the same legal status under the Act as those members of the 
species in the wild.
    In compliance with the Endangered Species Act and the 
Administrative Procedure Act, the Service's listing determination, 
which included its evaluation of whether captive chimpanzees may have 
separate legal status under the Act, was subject to public notice and 
comment. The Service was under no legal requirement, as suggested by 
the commenter, to subject the analysis used in evaluating this petition 
to an additional and separate rulemaking process or to develop agency 
guidelines such as those identified under section 4(h) of the Act.
    (23) Comment: Commenters expressed concern that the Service's broad 
statements of policy regarding its legal authority to recognize 
exemptions from the Act for captive animals is beyond the scope of the 
petition. According to one commenter, the petition is specific to the 
listing of chimpanzees only, and the Service's proposal should be as 
well.
    Our Response: Assuming that the commenters are characterizing the 
authority to designate separate legal status under the Act for captive 
animals as an ``exemption,'' the Service disagrees that the issue of 
designating separate legal status for captive chimpanzees is beyond the 
scope of the petition. Because the petition requested, in essence, the 
elimination of the separate classification for captive chimpanzees from 
chimpanzees located in the wild, the Service appropriately considered, 
as an initial matter, whether it had any discretion to designate legal 
status under the Act to captive members separate from their wild 
counterparts. Assessing whether the petitioned action involves an 
entity eligible for legal status under the Act is part of the Service's 
standard practice in making petition-findings. See, e.g., 12-Month 
Findings on Petitions to Delist U.S. Captive Populations of the 
Scimitar-horned Oryx, Dama Gazelle, and Addax 78 FR 33790, 33791 (June 
5, 2013) (including a discussion on the ``Evaluation of Listable 
Entities''); 12-Month Finding on a Petition to List 14 Aquatic Mollusks 
as Endangered or Threatened, 77 FR 57922, 57923 (September 18, 2012) 
(including a discussion on the ``Evaluation of Listable Entities''); 
12-Month Finding on Petition to List the Wanton's Cave Meshweaver as 
Endangered or Threatened, 79 FR 47413, 47415 (August 13, 2014) 
(including a discussion on ``Evaluation of Listable Entities''); 90-Day 
Finding on a Petition to List Thermophilic Ostracod as Endangered or 
Threatened, 77 FR 9618, 9618 (February 17, 2012) (including a 
discussion on the ``Evaluation of Listable Entities''); 90-Day Finding 
on Petition to List Sphinx Date Palm, 77 FR 71757 (including a 
discussion on the ``Evaluation of Listable Entities''). Thus, the issue 
was properly part of the Service's petition-finding and determination 
to list all chimpanzees as an endangered species. In addition, as noted 
above the rule has been revised to clarify that the Service's analysis 
is specific to the issue of whether captive chimpanzees should have 
separate legal status on the basis of their captivity.
    (24) Comment: One commenter stated that for a notice of a new 
policy to be effective, particularly one that modifies, or at least 
substantially impacts, the Captive-Bred Wildlife rule, it must alert 
the public that a change in policy is being considered.
    Our Response: The commenter fails to identify any new policy or a 
change in policy being issued through this listing determination. As 
explained in the preamble of our proposed listing rule, the Service has 
not had an absolute policy or practice with respect to the designation 
of separate legal status under the Act for captive animals, but 
generally has included wild and captive animals together when it has 
listed species. Thus, this action does not involve a change in policy, 
nor does it involve any modification or impact to the Captive-Bred 
Wildlife rule. In fact, this listing action is consistent with the 
Service's general practice of listing captive and wild members of a 
species together. As part of the Service's evaluation of the petition 
to list all chimpanzees as endangered, this action included an 
examination of whether the agency has any discretion to differentiate 
the listing status of specimens in captivity from those in the wild. 
The Service's listing determination, including its analysis of whether 
captive chimpanzees may have separate legal status under the Act from

[[Page 34520]]

their wild counterparts, was subject to public notice and comment.
    (25) Comment: The Service received comments that it should base 
this listing determination on the conservation status of the captive 
specimens, focusing on an assessment of whether the five factors 
require listing of captive chimpanzees, rather than a position or 
policy that the agency lacks authority to assign a separate legal 
status to all captive species by virtue of their captive status. Other 
commenters claimed that the Service's failure to analyze whether 
captive chimpanzees are an endangered species due to the five factors 
under section 4(a)(1) constituted a violation of the Act. Some 
commenters further contended that captive chimpanzees are not in danger 
of extinction due to any of the five factors set forth under section 
4(a)(1) of the Act.
    Our Response: Having concluded that we do not have discretion to 
treat captive chimpanzees as a separate listable entity from wild 
chimpanzees, the Service properly assessed the status of the 
``species'' to determine if it met the definition of a ``threatened 
species'' or an ``endangered species'' due to any one or a combination 
of the five factors found in section 4(a)(1) of the Act. See Trout 
Unlimited v. Lohn, 559 F. 3d 946, 955-956 (9th Cir 2009) 
(distinguishing between two analytical phases of the listing process--
the ``composition phase'' involving the ``neutral'' task of defining a 
``species'' and the subsequent decision to list due to the factors 
under section 4(a)(1) of the Act). As part of the assessment of the 
status of the ``species,'' the Service examined the extent to which 
captive chimpanzees created or contributed to threats to the species or 
remove or reduce threats to the species by contributing to the 
conservation of the species. This approach of considering the 
contribution of captive members on their wild counterparts in a status 
assessment of the species has been upheld by the Ninth Circuit in Trout 
Unlimited v. Lohn, 559 F. 3d at 961 (upholding NMFS's 2005 Hatchery 
Policy which established that the effects of hatchery fish will be 
included in assessing the status of the entire Evolutionary Significant 
Unit in the context of their contributions to conserving natural self-
sustaining populations). But having found for a number of reasons that 
the Service does not have the discretion to give captive chimpanzees 
separate legal status, it was both unnecessary and would be 
inappropriate to conduct a listing analysis on just captive 
chimpanzees.
    (26) Comment: The proposed rule states that captive populations of 
wildlife do not have their own recognizable range and that a species' 
range consists only of those portions of the species' historic range 
where the species is found in the wild. This approach ignores the 
importance that adaptation plays in species conservation. If the 
Service refuses to recognize a species' range as the habitat in which 
the population currently lives, whether in the wild or in captivity, 
then the Service will be powerless to accommodate circumstances that 
change wildlife behavior patterns.
    Our Response: It appears that the commenter may have misunderstood 
our interpretation of ``range.'' Nonetheless, we stand by our position 
noted in the proposed rule and this final rule that ``range'' has 
consistently been interpreted by the Service as being the natural range 
of the species in the wild. Furthermore, the Service's 2014 policy on 
the meaning of the phrase ``significant portion of its range'' (SPR) 
(79 FR 37577; July 1, 2014) defines ``range'' as the ``general 
geographic area within which that species can be found at the time [the 
Service] or [the National Marine Fisheries Service] makes any 
particular status determination,'' which we interpret also to apply to 
the range of the species in the wild. Therefore, the Service's 
definition of range does not ignore the importance of adaptation in 
species conservation. If circumstances change wildlife behavior 
patterns, changes in areas where the species is found in the wild would 
be considered part of its range.
    (27) Comment: One commenter asserted that the Service's 
interpretation of the term ``range'' under section 4(c)(1) of the Act 
as including the general geographical area where the species is found 
in the wild would prevent the Service from complying with its statutory 
obligation to specify for each species listed over what portion of its 
range it is an endangered species or a threatened species in the event 
a species no longer exists in the wild and can only be found in 
captivity.
    Our Response: Under this hypothetical, the Service disagrees that 
its interpretation of the term ``range'' would prevent it from 
specifying ``over what portion of its range'' it is an endangered 
species or a threatened species in accordance with section 4(c)(1) of 
the Act. For a species that only exists in captivity, the Service 
indicates the range of the species in the wild that would occur but for 
the conditions that have led to extirpation from the wild in the 
``Historic Range'' column of the listing at 50 CFR 17.11 or 17.12, 
consistent with our interpretation. For example, the listing of the 
Scimitar-horned oryx at 50 CFR 17.11 indicates the historic range as 
North Africa, even though the Service acknowledged the oryx may no 
longer exist in the wild. See Final Rule to List the Scimitar-horned 
oryx, Addax, and Dama Gazelle as Endangered, 70 FR 52319 (September 2, 
2005).
    (28) Comment: The Service's position that the Act deprives it of 
the authority to separately classify a population made exclusively of 
captive members contradicts the Service's litigation position in Safari 
Club International v. Salazar, et al. in which the Service maintained 
that it possessed the authority to make decisions about the listing 
status of captive populations on a case-by-case basis.
    Our Response: Prior to fully analyzing the issue of designating 
separate legal status for captive animals for consistency with the 
statutory standards, an issue raised in the petitions to delist U.S. 
captive populations of Scimitar-horned oryx, addax, and dama gazelle 
and the petition to list all chimpanzees as an endangered species, we 
acknowledge that the Service provided the same listing status to all 
members of a species as the default, unless the facts indicated that 
there should be a different result. See Safari Club International v. 
Jewell, 960 F.Supp 2d 17, 64 (D.D.C. 2013) (upholding the Service's 
2005 final determination to list Scimitar-horned oryx, addax, and dama 
gazelle as being consistent with the agency's general policy and 
practice). Having now examined the language, purpose, operation of key 
provisions, and the legislative history of the Act in response to the 
issue raised in the above-mentioned petitions, we have concluded that 
the Service does not have the discretion to designate separate legal 
status under the Act for captive chimpanzees from wild members of the 
same species, which is consistent with our findings on the antelope 
petitions. As noted above, the rule has been revised to clarify that 
the Service's analysis is specific to the petitioned species.
    (29) Comment: The Service expresses a general concern that captive 
chimpanzees might not meet the Act's definition of ``threatened 
species'' or ``endangered species,'' leaving captive chimpanzees 
unprotected by the Act. In order to avoid this result, the Service 
proposes that captive chimpanzees must receive the same listing as wild 
chimpanzees to ensure that they receive protections, even though they 
do not qualify for listing. Such an approach is inconsistent with the 
Act's purpose to promote conservation of the species and

[[Page 34521]]

DPS which are actually endangered or threatened species.
    Our Response: It is unclear whether the commenter believes that the 
Service found that captive chimpanzees would not qualify for listing 
under the Act if the required analysis were conducted or whether the 
commenter believes that captive chimpanzees do not qualify for listing. 
To process the petition, we had to consider whether captive chimpanzees 
had appropriately been considered separate listable entities 
previously. Part of this analysis included potential conservation 
outcomes if a section 4(a) analysis were conducted solely on captive 
chimpanzees (which was not done when we designated captive chimpanzees 
as a separate threatened DPS in 1990) and whether the potential 
consequences of this approach would be consistent with Congress' intent 
for the Act. Having found for a number of reasons that the Service does 
not have the discretion to give captive animals separate legal status, 
it was both unnecessary and would be inappropriate to conduct a listing 
analysis on just captive chimpanzees. For all the reasons explained in 
this rule, we find that this decision is consistent with the purposes 
of the Act and Congress' intent.
    In fact, if the separate designation of wild chimpanzees and 
captive chimpanzees were maintained, proponents of separate legal 
status could argue that captive specimens do not qualify as endangered 
or threatened species under an analysis of the best available 
scientific information related to the five factors found under section 
4(a)(1) of the Act. Indeed, we note that this commenter appears to 
contend that captive chimpanzees do not qualify for listing. Because 
under this line of thinking captive chimpanzees might not meet the 
definitions of endangered or threatened species under the statutory 
factors, captive chimpanzees could be petitioned for, and arguably 
would qualify for, delisting. These animals would therefore lose any 
legal protections of the Act, even as wild chimpanzees face threats 
that have intensified and expanded since 1990, continue to decline, and 
have already been extirpated from some range countries. Unfortunately 
it is conceivable that all wild chimpanzees could be extirpated at some 
point in the future and therefore, under the commenter's line of 
reasoning, wild chimpanzees would qualify for delisting as extinct 
under 50 CFR 424.11(d)(1) while captive chimpanzees would still have no 
protections under the Act. Such potential consequences due to separate 
listings of chimpanzees would be inconsistent with the Act's purpose of 
protecting threatened and endangered species.
    (30) Comment: The Service should reconsider its definition of 
``captivity.'' If a species' existence outside of its historic range 
involves a lifestyle closely resembling life in the wild, then the 
Service should treat that population more like wild populations than 
captive ones. In captivity, chimpanzees do not have a lifestyle that 
even remotely mimics their existence in the wild.
    Our Response: The request to reconsider the Service's regulatory 
definition of ``captivity'' is beyond the scope of this action to 
consider whether all chimpanzees should be listed as an endangered 
species under the Act.
    (31) Comment: In its new interpretation, the Service did not 
address the fact that the Act recognizes the ``scientific'' value of 
wildlife and acknowledges ``scientific'' purposes as a separate animal 
use in addition to other possible uses, i.e., commercial, recreational, 
or educational purposes, when the potential for overutilization is 
considered.
    Our Response: In determining whether we had any discretion to 
designate separate legal status under the Act to captive chimpanzees, 
the Service specifically acknowledged that Congress recognized 
``overutilization for commercial, recreational, scientific, or 
education purposes'' as a potential threat that contributes to the risk 
of extinction for many species. We found that if captive specimens 
could have separate legal status under the Act, the threat of 
overutilization could increase. Such a consequence would be 
inconsistent with section 2(b)'s purpose of conserving endangered and 
threatened species. The role of scientific use of endangered wildlife 
is also acknowledged under section 10(a)(1)(A) as one of the purposes 
for which a permit may be issued to conduct otherwise prohibited 
activities.
    (32) Comment: Although the Service noted past examples of and 
concerns about the possibility of not being able to distinguish between 
captive and wild specimens in its proposed rule, chimpanzees currently 
located at U.S. research facilities are not only few in number, but 
also individually identified and recorded.
    Our Response: The comment appears to be referring to the Service's 
conclusion that, as a general matter, separate legal status for captive 
animals would be inconsistent with the purpose of section 2(b) of the 
Act due to the potential for increased take and trade in ``laundered'' 
wild-caught specimens that would generally be indistinguishable from 
unprotected, captive specimens. In assessing whether captive 
chimpanzees actually create or contribute to the threat of 
overutilization to the species, the Service did not find evidence that 
captive specimens specifically held in U.S. research facilities were 
contributing to or creating any threats to the species. Nonetheless, 
even if captive chimpanzees in U.S. research facilities are currently 
few in number and all captive chimpanzees at these facilities are 
individually identified and recorded, this may not be the case in the 
future. In addition, it does not appear that captive chimpanzees 
generally have reduced any threats to the species, including removal of 
animals from the wild for the pet trade, as threats to the species have 
only intensified since the 1990 reclassification of the wild population 
from a threatened species to an endangered species.
    (33) Comment: Some commenters indicated their support for the 
Service's continued reliance on its policy regarding the Recognition of 
Distinct Vertebrate Population Segments under the Endangered Species 
Act to assign separate legal status under the Act for chimpanzees held 
in captivity. Other commenters noted that captive chimpanzee population 
in the U.S. qualifies as a ``distinct population segment'' under the 
plain language of the Act and the interagency policy on distinct 
population segments.
    Our Response: Based upon an examination of the language, purpose, 
operation of key provisions, and the legislative history of the Act, 
the Service has concluded that it does not have the discretion to 
assign legal status under the Act for captive specimens of chimpanzees 
separate from their wild counterparts, which includes designating 
captive chimpanzees and wild chimpanzees as separate distinct 
population segments pursuant to our 1996 policy regarding the 
Recognition of Distinct Vertebrate Population Segments under the 
Endangered Species Act. Although the Service's 1990 final 
reclassification rule for chimpanzees, issued prior to the promulgation 
of the 1996 policy, designated captive and wild chimpanzees as separate 
distinct population segments, that designation was not analyzed as to 
how it was consistent with the statutory standards.
    (34) Comment: The Service received comments indicating that the Act 
does not limit the Service's authority to assign captive animals 
separate legal status from specimens of the same species or subspecies 
that occur in the wild. Some commenters noted that

[[Page 34522]]

nothing in the plain language, purpose, or legislative history of the 
Act precludes according separate legal status to captive animals and 
their wild counterparts. Other commenters maintained that the Act 
provides broad authority to the Service to carry out animal 
conservation and protection requirements, as well as flexibility for 
the agency to take a variety of regulatory approaches.
    Our Response: We agree that nothing in the Act expressly specifies 
whether or not captive specimens can or cannot have separate legal 
status based on their captive state. However, our analysis of the 
language, purpose, operation, and legislative history of the Act, when 
considered together, indicates that Congress did not intend for captive 
specimens of wildlife to be subject to separate legal status on the 
basis of their captive state. We believe that this is a reasonable 
construction of the Act and is consistent with our general practice of 
designating the same legal status to captive and wild members of the 
same species.
    As for the authority under the Act to carry out animal conservation 
and protection programs, such programs, as well as other regulatory 
options, are only available if the entity qualifies as an endangered or 
threatened species. For the reasons explained in this final rule, as 
well as past petitions received and comments received during this 
rulemaking, it is possible that captive animals considered as separate 
listable entities would not qualify as endangered or threatened 
species.
    (35) Comment: The Service received comments that this agency action 
overturns 37 years of previous policy according separate conservation 
status of captive chimpanzees without justification. Observing that an 
agency's long-standing policies or statutory interpretations are 
entitled to deference, one commenter indicated that the agency failed 
to explain its reasoning for departing from its prior interpretation 
through this action. Another commenter noted that the Service cannot 
cite to any change in the language of the Act since it adopted the 
split-listing of captive and wild chimpanzees to support its departure 
from its 37-year-old policy.
    Our Response: Because the Service has had no absolute policy or 
practice concerning differentiating the listing status of specimens in 
captivity from those in the wild, but has generally listed captive and 
wild members together, we do not believe that this listing 
determination represents a departure from any policy on that matter. To 
the extent that the commenters maintain that this action is a departure 
from how the Service has previously treated chimpanzees listed under 
the Act, we agree that there has been no statutory change prompting the 
Service to list all chimpanzees as an endangered species. However, the 
Service's 1990 decision to reclassify wild chimpanzees from a 
threatened species to an endangered species, while maintaining the 
threatened species classification for captive chimpanzees, did not 
include a thorough analysis of whether it was appropriate under the Act 
to accord legal status for captive members separate from wild members 
of the same species. In response to a comment that there was no 
legislative history suggesting that captive populations could be 
treated as distinct species and no precedent for doing so, the 1990 
final chimpanzee rule stated only that captive animals are distinct 
from wild populations and have the potential to interbreed when mature, 
an apparent reference to the DPS provision within the Act's definition 
of ``species,'' and that some captive chimpanzees were specifically 
being managed as an interbreeding population. The 1990 final rule also 
noted one situation--the Nile crocodile--where the Service had 
previously listed captive specimens separately from wild specimens.
    In response to the issues raised in this petition, we evaluated the 
language, purposes, operation, and legislative history of the Act to 
reasonably conclude that Congress did not intend for captive 
chimpanzees to be subject to separate legal status on the basis of 
their captive state. After determining that all chimpanzees, including 
captive and wild animals, should be considered a single listable entity 
under the Act, we evaluated the status of the ``species'' to find that 
endangered is the correct conservation status for the chimpanzee. The 
Service's justification for designating all chimpanzees as an 
endangered species was thoroughly detailed in our 12-month finding and 
proposed rule and is explained again here.
    We acknowledge, however, that the Service has indicated in a 
limited number of situations that captive wildlife can have separate 
legal status from wild members of the species. In 1992, the Service 
received a petition to reclassify cotton-top tamarins held in captivity 
in North America and found that the petition presented substantial 
information indicating that the petitioned action may be warranted (58 
FR 64927, December 10, 1993). But the notice provided no analysis of 
how the captive animals could be given separate legal status and no 
further action was taken on the petition. The taxonomic species remains 
listed as an endangered species in its entirety. In 2011, we found that 
a petition to list plains bison did not present substantial information 
indicating that listing may be warranted and in the notice stated that 
we only considered wild bison in the evaluation because the Service did 
not consider it to be within the intent of the Act to consider bison 
``in commercial herds'' for listing (76 FR 10299, February 24, 2011). 
This notice did not contain a thorough analysis like that conducted in 
response to the antelope petitions or this petition, however, and we 
likely would not reach the same conclusion today.
    Other than the chimpanzee listing decision in 1990, there is only 
one time where we have given separate legal status to captive specimens 
on the basis of their captive state. On June 17, 1987, we published a 
final rule reclassifying captive Nile crocodiles in Zimbabwe from an 
endangered species to a threatened species (52 FR 23148). The rule 
provided no explanation for how captive Nile crocodiles in Zimbabwe 
could qualify as a separate listed entity, however, and appears to have 
been based on a concurrent change in the specimens' status under CITES 
from Appendix I to Appendix II, not on any analysis under the Act. The 
differing listings statuses for captive and wild Zimbabwe Nile 
crocodiles were resolved a little more than a year later when wild Nile 
crocodiles in Zimbabwe were also reclassified from endangered to 
threatened (53 FR 38451, September 30, 1988). Importantly, both the 
chimpanzee and the Nile crocodile split listings were completed prior 
to the development of our 1996 DPS Policy (61 FR 4722, February 7, 
1996) and thus before we had fully considered the appropriateness of 
separate legal status for captive specimens under the Act.
    (36) Comment: The Service has not followed certain legal procedures 
required in publishing the proposed listing rule. Specifically, the 
Service failed to make certain documents available for review and 
comment by the public. In addition, the Service failed to have this 
regulatory action reviewed by the Office of Information and Regulatory 
Affairs, as required by Executive Order 12866.
    Our Response: The Service observed all procedural requirements in 
promulgating this listing determination. Consistent with the 
Administrative Procedure Act, all information upon which this 
determination is based was identified in the Service's listing proposal 
in order to allow for meaningful public comment on this rulemaking. 
Additionally, as noted in

[[Page 34523]]

the Conference Report to the 1982 Amendments to the Act, economic 
factors cannot be considered when assessing the legal status of a 
species under the Act. Thus, this action is not subject to review by 
the Office of Information and Regulatory Affairs pursuant to Executive 
Order 12866.
    (37) Comment: The Service contends that captive chimpanzees cannot 
qualify as a species because they have no ``habitat'' or ``range.'' 
However, the Act's definitions of ``species,'' ``habitat,'' or 
``range'' does not require the Service to list all chimpanzees as an 
endangered species. Just because the Service may interpret ``range'' as 
the ``geographical area where the species is found in the wild,'' this 
does not mean that the Act precludes a definition which would encompass 
geographic areas where animals are held in captivity.
    Our Response: We agree that nothing in the Act, including its 
definition of ``species,'' ``endangered species,'' or ``threatened 
species,'' expressly precludes designating legal status under the Act 
for captive chimpanzees based on their captive state. However, as part 
of our evaluation as to whether captive and wild chimpanzees can have 
separate legal status, we reviewed, among other things, the language of 
the Act. Although the Act does not contain a definition of the term 
``range,'' the Service has consistently interpreted that term to mean 
the geographical area where the species is found in the wild. Thus, 
given the Service's consistent interpretation of ``range,'' among other 
things, we have found that inconsistencies would exist under a 
determination of separate legal status for captive animals. Overall, we 
believe that the analysis shows that our interpretations of ``range'' 
and ``species'' are consistent with Congress' intent and the most 
appropriate approach under the Act.
    (38) Comment: Nothing in the Act's permitting provisions under 
section 10(a)(1) of the Act or any other provision addressing 
exceptions for animals in captivity precludes the Service from issuing 
a split-listing. Thus, there is no inconsistency between the listing 
procedures of the Act and those provisions that permit otherwise 
unlawful activities that would result from designating legal status to 
animals held in captivity from members of the same species or 
subspecies that occur in the wild.
    Our Response: We believe the exceptions in section 9(b)(1) and 
section 9(b)(2), as well as the availability of permits for the 
propagation of the species under section 10(a)(1)(A) of the Act, shows 
that Congress intended that captive animals would generally have the 
same legal status as their counterparts. Otherwise, if captive 
specimens could simply be excluded through the listing process, none of 
these provisions would be needed.
    (39) Comment: The case law cited by the Service does not require 
that captive chimpanzees be listed with the same conservation status as 
wild chimpanzees.
    Our Response: We agree that there is no case law specifically 
addressing whether captive chimpanzees must be listed with the same 
conservation status as wild chimpanzees. However, the decision in Alsea 
Valley Alliance v. Evans, 161 F. Supp. 2d 1154 (D.Or. 2001), in which 
the Court found that captive specimens, in that case hatchery fish, 
cannot simply be excluded under the Act when they are members of the 
listable entity, supports our conclusion that other potential 
approaches besides separate designation as a DPS cannot be used to 
provide separate legal status under the Act for captive specimens from 
their wild counterparts.
    (40) Comment: In its factual findings promulgated in the 1990 rule 
to reclassify wild chimpanzees as endangered species, the Service 
indicated that to the extent self-sustaining breeding groups of captive 
chimpanzees provide surplus animals for research and other purposes, 
there may be reduced probability that other individuals of that species 
will be removed from the wild. The Service's failure to address or 
distinguish its 1990 finding that research with captive chimpanzees may 
conserve the wild chimpanzee population is irrational and inconsistent 
with the Act's purpose to promote conservation of the species.
    Our Response: In this listing action, we examined whether captive 
chimpanzees create or contribute to threats to the species or remove or 
reduce threats to the species. Although we stated in the 1990 rule that 
captive chimpanzees may reduce the probability that individuals of the 
species would be removed from the wild, we found that given that 
threats to wild chimpanzees have expanded and intensified since 1990, 
and capture for the illegal pet trade continues to be a major threat, 
it doesn't appear that the availability of captive chimpanzees have 
reduced any threats to the species. Therefore, we disagree that our 
analysis is irrational and inconsistent with the purposes of the Act.
    (41) Comment: Excluding captive species is consistent with the 
Act's purposes, set forth in section 2(b), because it provides a pool 
of genetic diversity and stock which can form the basis for 
repopulation in the wild, or provide important research that assists in 
wild species management and protection. As long as maintenance of a 
captive population presents no threat to the species in the wild and 
may assist in their conservation and protection, there is no barrier in 
law to their exclusion.
    Our Response: We disagree that the Act allows the Service to 
exclude captive chimpanzees as long as they provide no threat to their 
wild counterparts or may assist in their conservation and protection. 
While captive animals may provide stock for reintroduction efforts or 
provide important research for management and protection of the species 
in the wild, we reasonably concluded that Congress did not intend for 
captive chimpanzees to be subject to separate legal status under the 
Act from specimens that occur in the wild based on the language, 
purposes, operation of key provisions, and the legislative history of 
the Act. In addition, sections 9 and 10 of the Act contain provisions 
that allow the development and maintenance of genetically diverse 
captive stock for use in reintroductions or research that assists the 
species in the wild while at the same time providing these animals the 
appropriate legal protections under the Act.
    (42) Comment: The petition requests the Service for a new legal 
opinion, as well as a repeal of the current 4(d) rule that applies to 
captive chimpanzees; however, the Act does not provide the public a 
right to petition for these types of relief.
    Our Response: In making our 90-day finding, we determined that the 
petition clearly identified itself as a petition under the Endangered 
Species Act to request reclassification of captive chimpanzees from 
threatened species to endangered species and contained the requisite 
information required of petitions under our implementing regulations at 
50 CFR 424.14(a). In a subsequent October 2010 letter, the petitioners 
clarified that their petitioned action was to list the entire species 
as an endangered species, whether in the wild or in captivity. Thus, we 
found that the petition to reclassify chimpanzees was appropriate under 
the Act. The petitioners did not petition for a new legal opinion. The 
petitioners also did not specifically petition for revision of the 4(d) 
rule as applied to chimpanzees, although petitioning for such a 
rulemaking is available under the Administrative Procedure Act and our 
regulations at 50 CFR 424.14(a).
    (43) Comment: Listing captive chimpanzees as endangered species is

[[Page 34524]]

not warranted. No scientific information, substantial or otherwise, has 
been presented suggesting that U.S. captive chimpanzees meet the 
listing criteria set forth in the law and are in danger of extinction. 
By the Service's own account, the availability of captive chimpanzees 
has had, at worst, a neutral effect on wild populations.
    Our Response: All chimpanzees, including captive and wild animals, 
are considered by the Service to be a single listable entity under the 
Act for the reasons explained in the proposed rule and this final rule. 
As such, we did not evaluate whether captive chimpanzees, alone, met 
the definition of an ``endangered species'' or a ``threatened species'' 
due to the five factors under section 4(a)(1) of the Act. Rather, in 
our review of the status of the ``species'' pursuant to section 4(b)(1) 
of the Act, we properly applied the five factors under section 4(a)(1) 
to the species, including considering the extent to which captive 
chimpanzees create or contribute to the threats to the species or 
remove or reduce threats to the species in order to determine that all 
chimpanzees are in danger of extinction.
    (44) Comment: The Service hypothesizes that if captive and wild 
specimens have different legal status under the Act, there will be 
increased poaching, smuggling, and laundering of protected wild 
specimens, and that wild populations would decline while survival of 
the species would depend on unprotected members in captivity. However, 
these hypotheticals cannot serve as valid authority for eliminating the 
separate legal status of captive and wild chimpanzees under the Act 
because the Service recognizes that, despite the current 
classification, trade in wild chimpanzee specimens has in fact been 
limited.
    Our Response: Although we noted that legal trade in wild chimpanzee 
specimens has been limited, that finding does not affect our conclusion 
that chimpanzees, including captive and wild animals, should be treated 
as a single listable entity, which is consistent with how we have 
evaluated other species. In evaluating whether we have discretion to 
provide separate legal status for captive chimpanzees, we found that 
Congress did not intend for captive specimens to be subject to separate 
legal status on the basis of their captive state, in part because of 
the potential consequences of such designation. The Service 
appropriately considered the conservation consequences of designating 
legal status under the Act to captive members separate from wild 
members of the same species in order to determine whether such 
designation would be consistent with the purposes of the Act and 
Congress' intent. Given the potential for increased take and trade in 
``laundered'' wild-caught specimens that would generally be 
indistinguishable from unprotected and unregulated captive specimens, 
we concluded that separate legal status under the Act for captive 
animals would be inconsistent with the purpose under section 2(b) of 
the Act.

Required Determinations

National Environmental Policy Act (42 U.S.C. 4321 et seq.)

    We have determined that we do not need to prepare an environmental 
assessment, as defined under the authority of the National 
Environmental Policy Act of 1969, in connection with regulations 
adopted under section 4(a) of the Act for the listing, delisting, or 
reclassification of species. We published a notice outlining our 
reasons for this determination in the Federal Register on October 25, 
1983 (48 FR 49244).

References Cited

    A list of all references cited in this document is available at 
http://www.regulations.gov at Docket No. FWS-R9-ES-2010-0086, or upon 
request from the U.S. Fish and Wildlife Service, Endangered Species 
Program, Branch of Foreign Species (see FOR FURTHER INFORMATION 
CONTACT).

Authors

    The primary authors of this rule are staff members of the Branch of 
Foreign Species, Endangered Species Program, U.S. Fish and Wildlife 
Service.

List of Subjects in 50 CFR Part 17

    Endangered and threatened species, Exports, Imports, Reporting and 
recordkeeping requirements, Transportation.

Regulation Promulgation

    Accordingly, we amend part 17, subchapter B of chapter I, title 50 
of the Code of Federal Regulations, as set forth below:

PART 17--[AMENDED]

0
1. The authority citation for part 17 continues to read as follows:

    Authority:  16 U.S.C. 1361-1407; 1531-1544; 4201-4245, unless 
otherwise noted.


0
2. Amend Sec.  17.11(h) in the List of Endangered and Threatened 
Wildlife by:
0
a. Revising the entry for ``Chimpanzee (Pan troglodytes)'' (``Wherever 
found in the wild''); and
0
b. Removing the entry for ``Chimpanzee (Pan troglodytes)'' (``Wherever 
found in captivity'').
    The revision reads as follows:


Sec.  17.11  Endangered and threatened wildlife.

* * * * *
    (h) * * *

--------------------------------------------------------------------------------------------------------------------------------------------------------
                       Species                                                 Vertebrate
------------------------------------------------------                      population where                                      Critical     Special
                                                         Historic range       endangered or       Status        When listed       habitat       rules
           Common name              Scientific name                            threatened
--------------------------------------------------------------------------------------------------------------------------------------------------------
             MAMMALS              ...................  ..................  ..................  ............  .................  ...........  ...........
 
                                                                      * * * * * * *
Chimpanzee......................  Pan troglodytes....  Africa............  Entire............  E                  16, 376, 852           NA           NA
 
                                                                      * * * * * * *
--------------------------------------------------------------------------------------------------------------------------------------------------------


0
3. Amend Sec.  17.40 by revising paragraph (c)(1) and removing 
paragraph (c)(3).
    The revision reads as follows:


Sec.  17.40  Special rules--mammals.

    (c) * * *
    (1) Except as noted in paragraph (c)(2) of this section, all 
provisions of Sec.  17.31 apply to the lesser slow loris (Nycticebus 
pygmaeus); Philippine tarsier (Tarsius syrichta); white-footed tamarin 
(Saguinus leucopus); black howler monkey (Alouatta pigra); stump-tailed 
macaque (Macaca arctoides); gelada baboon (Theropithecus gelada); 
Formosan rock macaque (Macaca cyclopis); Japanese macaque (Macaca 
fuscata); Toque macaque (Macaca sinica); long-tailed langur (Presbytis 
potenziani); purple-faced langur

[[Page 34525]]

(Presbytis senex); and Tonkin snub-nosed langur (Pygathrix 
[Rhinopithecus] avunculus).
* * * * *

    Dated: June 1, 2015.
Stephen Guertin,
Acting Director, Fish and Wildlife Service.
[FR Doc. 2015-14232 Filed 6-12-15; 4:15 pm]
 BILLING CODE 4310-55-P



                                                  34500              Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations

                                                  DEPARTMENT OF THE INTERIOR                              designation as a separate distinct                     (November 18, 1976; 41 FR 45990),
                                                                                                          population segment (DPS). It is also not               progeny of such animals, or the progeny
                                                  Fish and Wildlife Service                               possible to separate out captive                       of animals legally imported into the
                                                                                                          chimpanzees for different legal status                 United States after the effective date of
                                                  50 CFR Part 17                                          under the Act by other approaches.                     the rulemaking (November 18, 1976).
                                                                                                          Therefore, we are eliminating the                         On November 4, 1987, we received a
                                                  [Docket No. FWS–R9–ES–2010–0086;
                                                  4500030115]                                             separate classification of chimpanzees                 petition from the Humane Society of the
                                                                                                          held in captivity and listing the entire               United States, World Wildlife Fund, and
                                                  RIN 1018–AZ52                                           species, wherever found, as an                         Jane Goodall Institute, requesting that
                                                                                                          endangered species under the Act.                      the chimpanzee be reclassified from a
                                                  Endangered and Threatened Wildlife                                                                             threatened species to an endangered
                                                  and Plants; Listing All Chimpanzees as                  II. Major Provision of the Regulatory                  species. On March 23, 1988 (53 FR
                                                  Endangered Species                                      Action                                                 9460), we published in the Federal
                                                                                                             This action eliminates separate                     Register a finding, in accordance with
                                                  AGENCY:   Fish and Wildlife Service,
                                                                                                          classifications for wild and captive                   section 4(b)(3)(A) of the Act, that the
                                                  Interior.
                                                                                                          chimpanzees under the Act. All                         petition had presented substantial
                                                  ACTION: Final rule.                                     chimpanzees, whether in the wild or in                 information indicating that the
                                                  SUMMARY:   We, the U.S. Fish and                        captivity, will be listed as one entity                requested reclassification may be
                                                                                                          that is an endangered species in the List              warranted and initiated a status review.
                                                  Wildlife Service (Service), determine
                                                                                                          of Endangered and Threatened Wildlife                  We opened a comment period, which
                                                  endangered species status for all
                                                                                                          at 50 CFR 17.11(h). This action will also              closed July 21, 1988, to allow all
                                                  chimpanzees (Pan troglodytes) under
                                                                                                          remove the chimpanzee and paragraph                    interested parties to submit comments
                                                  the Endangered Species Act of 1973, as
                                                                                                          (c)(3) from the rule issued under section              and information.
                                                  amended (Act). This rule eliminates the
                                                                                                          4(d) of the Act for primates, which is set                On December 28, 1988 (53 FR 52452),
                                                  separate classification of captive and
                                                                                                          forth at 50 CFR 17.40(c), and extend the               we published in the Federal Register a
                                                  wild chimpanzees under the Act. We
                                                                                                          Act’s protections for endangered species               finding that the requested
                                                  are also amending the rule issued under
                                                                                                          to all chimpanzees.                                    reclassification was warranted with
                                                  section 4(d) of the Act for primates,
                                                                                                                                                                 respect to chimpanzees in the wild. This
                                                  which is set forth at 50 CFR 17.40(c), by               Background
                                                                                                                                                                 decision was based on the petition and
                                                  removing chimpanzees from that rule.                       The Endangered Species Act of 1973,                 subsequent supporting comments that
                                                  This final rule implements the Federal                  as amended (Act) (16 U.S.C. 1531 et                    dealt primarily with the status of the
                                                  protections provided by the Act for all                 seq.), is a law that was passed to prevent             species in the wild and not with the
                                                  chimpanzees, whether found in                           extinction of species by providing                     circumstances of captive populations.
                                                  captivity or in the wild.                               measures to help alleviate the loss of                 We did not propose reclassification of
                                                  DATES: This rule is effective September                 species and their habitats. Before an                  captive chimpanzees. We found that the
                                                  14, 2015.                                               animal or plant species can receive the                4(d) rule exempting captive
                                                  ADDRESSES: This final rule is available                 protection provided by the Act, it must                chimpanzees in the United States from
                                                  on the Internet at http://                              first be added to the Federal List of                  the general prohibitions may encourage
                                                  www.regulations.gov and comments and                    Endangered and Threatened Wildlife or                  propagation, providing surplus animals
                                                  materials received, as well as supporting               the Federal List of Endangered and                     and reducing the incentive to remove
                                                  documentation used in the preparation                   Threatened Plants; section 4 of the Act                animals from the wild. On February 24,
                                                  of this rule, will be available for public              and its implementing regulations at 50                 1989 (54 FR 8152), we published in the
                                                  inspection, by appointment, during                      CFR part 424 set forth the procedures                  Federal Register a proposed rule to
                                                  normal business hours at: U.S. Fish and                 for adding species to these lists.                     implement such reclassification. With
                                                  Wildlife Service; 5275 Leesburg Pike;                                                                          publication of the proposed rule, we
                                                                                                          Previous Federal Actions
                                                  Falls Church, VA 22041.                                                                                        opened a 60-day comment period to
                                                                                                             On October 19, 1976, we published in                allow all interested parties to submit
                                                  FOR FURTHER INFORMATION CONTACT:
                                                                                                          the Federal Register a rule listing the                comments and information.
                                                  Janine Van Norman, Chief, Branch of
                                                                                                          chimpanzee and 25 other species of                        On March 12, 1990, we published in
                                                  Foreign Species, Ecological Services
                                                                                                          primates under the Act (41 FR 45990);                  the Federal Register (55 FR 9129) a final
                                                  Program, U.S. Fish and Wildlife Service;
                                                                                                          the chimpanzee and 13 of the other                     rule reclassifying the wild populations
                                                  telephone 703–358–2171; facsimile
                                                                                                          primate species were listed as                         of the chimpanzee as endangered
                                                  703–358–1735. If you use a
                                                                                                          threatened species. The chimpanzee                     species. The captive chimpanzees
                                                  telecommunications device for the deaf
                                                                                                          was found to be a threatened species                   remained classified as threatened
                                                  (TDD), call the Federal Information
                                                                                                          based on: (1) Commercial logging and                   species, and those within the United
                                                  Relay Service (FIRS) at 800–877–8339.
                                                                                                          clearing of forests for agriculture and the            States continued to be covered by the
                                                  SUPPLEMENTARY INFORMATION:                              use of arboricides; (2) capture and                    4(d) rule allowing activities otherwise
                                                  Executive Summary                                       exportation for use in research labs and               prohibited.
                                                                                                          zoos; (3) diseases, such as malaria,                      On March 16, 2010, we received a
                                                  I. Purpose of the Regulatory Action                     hepatitis, and tuberculosis contracted                 petition dated the same day, from Meyer
                                                    We are listing all chimpanzees,                       from humans; and (4) inadequacy of                     Glitzenstein & Crystal on behalf of The
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  whether in the wild or in captivity, as                 existing regulatory mechanisms. We                     Humane Society of the United States,
                                                  endangered under the Endangered                         simultaneously issued a rule under                     the American Association of Zoological
                                                  Species Act of 1973, as amended (Act).                  section 4(d) of the Act (‘‘4(d) rule’’) that           Parks and Aquariums, the Jane Goodall
                                                  We have determined that the Act does                    the general prohibitions provided to the               Institute, the Wildlife Conservation
                                                  not allow for captive chimpanzees to be                 threatened species would apply except                  Society, the Pan African Sanctuary
                                                  assigned separate legal status from their               for live animals of these species held in              Alliance, the Fund for Animals,
                                                  wild counterparts on the basis of their                 captivity in the United States on the                  Humane Society International, and the
                                                  captive state, including through                        effective date of the rulemaking                       New England Anti-Vivisection Society


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00002   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                                     Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations                                                      34501

                                                  (hereafter referred to as ‘‘petitioners’’)              that listing the chimpanzee as an                      upheld the Service’s decision to include
                                                  requesting that captive chimpanzees                     endangered species is warranted.                       U.S. captive-bred antelope in its 2005
                                                  (Pan troglodytes) be reclassified as                                                                           listing of the three antelope species as
                                                                                                          Evaluation of Captive Chimpanzees as
                                                  endangered species under the Act. The                                                                          endangered (see Safari Club Int’l v.
                                                                                                          a Separate Listable Entity
                                                  petition clearly identified itself as such                                                                     Jewell, 960 F. Supp. 2d 17 (D.D.C.
                                                  and included the requisite identification                  Under section 3(16) of the Act, we                  2013)).
                                                  information for the petitioners, as                     may consider for listing any species,                     For similar reasons and as discussed
                                                  required by 50 CFR 424.14(a). The                       which includes subspecies of fish,                     below, we find that the Act does not
                                                  petition contained information on what                  wildlife, and plants, or any distinct                  allow for captive chimpanzees to be
                                                  the petitioners reported as potential                   population segment (DPS) of vertebrate                 assigned separate legal status from their
                                                  threats to the species from habitat loss,               fish or wildlife that interbreeds when                 wild counterparts on the basis of their
                                                  poaching and trafficking, disease, and                  mature (16 U.S.C. 1532(16)). Such                      captive state, including through
                                                  inadequate regulatory mechanisms. On                    entities are considered eligible for                   designation as a separate distinct
                                                  October 12, 2010, we received a letter                  separate listing status under the Act                  population segment (DPS).1 It is also not
                                                  from Anna Frostic, Staff Attorney with                  (and, therefore, referred to as listable               possible to separate out captive
                                                  the Humane Society of the United                        entities) should we determine that they                chimpanzees for different legal status
                                                  States, on behalf of the petitioners                    meet the definition of an endangered                   under the Act by other approaches (see
                                                  clarifying that the March 16, 2010,                     species or threatened species.                         Other Potential Approaches for
                                                  petition was a petition to list the entire                 The Service was petitioned to list all              Separate Legal Status).
                                                  species (Pan troglodytes) as an                         chimpanzees, whether in the wild or in
                                                                                                          captivity, as endangered species.                      Provisions of the Act
                                                  endangered species, whether in the wild
                                                                                                          Essentially, this request is to eliminate                 The legal mandate of section 4(a)(1) is
                                                  or in captivity, pursuant to the Act.
                                                                                                          the separate classification of captive                 to determine ‘‘whether any species is an
                                                     On September 1, 2011, we published                   chimpanzees from chimpanzees located
                                                  in the Federal Register a finding that                                                                         endangered species or a threatened
                                                                                                          in the wild. This petition raised                      species . . .’’ (emphasis added). In the
                                                  the March 16, 2010, petition presented                  questions regarding whether the Service
                                                  substantial scientific or commercial                                                                           Act, a ‘‘species’’ is defined to include
                                                                                                          has any discretion to differentiate the                any subspecies and any DPS of a
                                                  information indicating that the                         listing status of chimpanzees in
                                                  requested action may be warranted, and                                                                         vertebrate animal, as well as taxonomic
                                                                                                          captivity from those in the wild.                      species. Other than a taxonomic species
                                                  we initiated a status review (76 FR                        The Service has not had an absolute
                                                  54423).                                                                                                        or subspecies, captive specimens (of a
                                                                                                          policy or practice with respect to this                vertebrate animal species) would have
                                                     On November 1, 2011, we published                    issue, but generally has included wild
                                                  in the Federal Register a notice                                                                               to qualify as a ‘‘distinct population
                                                                                                          and captive animals together when it                   segment . . . which interbreeds when
                                                  correcting an incorrect Docket Number                   has listed species. The example set by
                                                  given under the ADDRESSES section of                                                                           mature’’ to qualify as a separate DPS.2
                                                                                                          the separate chimpanzee listings was
                                                  the September 1, 2011, petition finding.                                                                       Nothing in the plain language of the
                                                                                                          used as support for two petitions the
                                                  We also gave notice that we were                                                                               definitions of ‘‘endangered species,’’
                                                                                                          Service received in 2010 to delist U.S.
                                                  making the large volume of supporting                                                                          ‘‘threatened species,’’ or ‘‘species’’
                                                                                                          captive and U.S. captive-bred members
                                                  documents submitted with the petition                                                                          expressly indicates that captive
                                                                                                          of three antelope species in the United
                                                  available to the public. To allow the                                                                          chimpanzees can or cannot have
                                                                                                          States. In the 2005 listing determination
                                                  public adequate time to review the                                                                             separate status under the Act on the
                                                                                                          for the scimitar-horned oryx (Oryx
                                                  supporting documents, we extended the                                                                          basis of their state of captivity.
                                                                                                          dammah), dama gazelle (Gazella dama),
                                                  period of time for submitting                                                                                  However, certain language in the Act is
                                                                                                          and addax (Addax nasomaculatus) (70
                                                  information to January 30, 2012 (74 FR                                                                         inconsistent with a determination of
                                                                                                          FR 52310, September 2, 2005), the
                                                  67401). On June 12, 2013, the Service                   Service found that a differentiation in                separate legal status for captive
                                                  published in the Federal Register a                     the listing status of captive specimens of             chimpanzees.
                                                  proposed rule to list all chimpanzees as                                                                          Under section 4(c)(1), the agency is to
                                                                                                          these antelopes in the United States was
                                                  an endangered species under the Act                                                                            specify for each species listed ‘‘over
                                                                                                          not appropriate. The petitioners, Exotic
                                                  and remove chimpanzees from the 4(d)                                                                           what portion of its range’’ it is an
                                                                                                          Wildlife Association, Safari Club
                                                  rule for primates set forth at 50 CFR                   International, and Safari Club                            1 As compared to populations that exist in the
                                                  17.40(c) (78 FR 35201).                                 International Foundation, asserted that                wild, ‘‘captivity’’ is defined as ‘‘living wildlife . . .
                                                                                                          the treatment by the Service of                        held in a controlled environment that is intensively
                                                  Summary of Changes From the
                                                                                                          chimpanzees in 1990 warranted similar                  manipulated by man for the purpose of producing
                                                  Proposed Rule                                                                                                  wildlife of the selected species, and that has
                                                                                                          treatment for these antelope species.
                                                                                                                                                                 boundaries designed to prevent animal [sic], eggs or
                                                     We fully considered comments from                    Because the Service had not specifically               gametes of the selected species from entering or
                                                  the public and the peer reviewer on the                 examined whether the current statute,                  leaving the controlled environment. General
                                                  proposed rule to determine our final                    regulations, and applicable policies                   characteristics of captivity may include but are not
                                                  listing status of chimpanzees. This final               provide any discretion to differentiate                limited to artificial housing, waste removal, health
                                                                                                                                                                 care, protection from predators, and artificially
                                                  rule incorporates changes to our                        the listing status of specimens in                     supplied food’’ (50 CFR 17.3).
                                                  proposed rule based on the comments                     captivity from those in the wild, we                      2 The analysis in this document addresses only

                                                  that we received that are discussed                     reviewed the issues raised by these                    where it is not disputed that the specimens are
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  below and newly available scientific                    petitions to ensure the Act is                         members of a wildlife species, such as
                                                                                                                                                                 chimpanzees. This analysis does not address
                                                  and commercial information. We made                     implemented appropriately. On June 5,                  situations where members of a species have been
                                                  some technical corrections and                          2013, we found that delisting U.S.                     held in captivity for a sufficiently long period that
                                                  incorporated additional information                     captive and U.S. captive-bred members                  they have developed into a separate domesticated
                                                  into our discussion of diseases. On the                 of the three antelope species was not                  form of the species, including where the
                                                                                                                                                                 domesticated form is sufficiently distinct to be
                                                  basis of an evaluation of the information               warranted (78 FR 33790). In addition,                  considered a separate taxonomic species or
                                                  we received or incorporated into this                   on August 9, 2013, the U.S. District                   subspecies (e.g., domesticated donkey vs. the
                                                  final rule we affirm our determination                  Court for the District of Columbia                     African wild ass).



                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00003   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                  34502               Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations

                                                  endangered or threatened species.3                      to become an endangered species within                     exceptions for animals held in captivity.
                                                  ‘‘Range,’’ while not defined in the Act,                the foreseeable future throughout all or                   Section 9(b)(1) of the Act provides an
                                                  consistently has been interpreted under                 a significant portion of its range.’’ The                  exemption from certain section 9(a)(1)
                                                  the Act as the general geographical area                Service’s 2014 Final Policy on                             prohibitions for listed animals held in
                                                  of the species in the wild. Thus,                       Interpretation of the Phrase ‘‘Significant                 captivity or in a controlled environment
                                                  chimpanzees held in captivity and                       Portion of Its Range’’ in the Endangered                   as of the date of the species’ listing (or
                                                  analyzed as a separate listable entity                  Species Act’s Definitions of                               enactment of the Act), provided the
                                                  have no ‘‘range’’ separate from that of                 ‘‘Endangered Species’’ and ‘‘Threatened                    holding in captivity and any subsequent
                                                  the species to which they belong, at                    Species’’ (79 FR 37578; July 1, 2014)                      use is not in the course of a commercial
                                                  least as that term has been applied                     interprets ‘‘range’’ as the ‘‘general                      activity. Section 9(b)(2) of the Act
                                                  under the Act.                                          geographical area within which that                        provides an exemption from all section
                                                     As demonstrated in various species’                  species can be found at the time [the                      9(a)(1) prohibitions for raptors held in
                                                  listings at 50 CFR 17.11 and 17.12,                     Service] or [the National Marine                           captivity or in a controlled environment
                                                  information in the ‘‘Historic Range’’                   Fisheries Service (NMFS)] makes any                        as of 1978 and their progeny. Section
                                                  column is the range of the species in the               particular status determination. This                      10(a)(1)(A) of the Act allows permits to
                                                  wild. For none of these species does the                range includes those areas used                            ‘‘enhance the propagation or survival’’
                                                  ‘‘range’’ information include countries                 throughout all or part of the species’ life                of the species (emphasis added). This
                                                  or geographic areas on the basis of                     cycle, even if they are not used regularly                 demonstrates that Congress recognized
                                                  where specimens are held in captivity,                  (e.g., seasonal habitats). Lost historical                 the value of captive-holding and
                                                  even though the Service knows that                      range is relevant to the analysis of the                   propagation of listed specimens held in
                                                  specimens of many of these species                      status of the species, but it cannot                       captivity, but intended that such
                                                  have long been held in facilities outside               constitute a significant portion of a                      specimens would be protected under
                                                  their native range, including in the                    species’ range.’’ The ‘‘general                            the Act, with these activities generally
                                                  United States.                                          geographical area within which that                        regulated by permit.5 If captive
                                                     Also, in analyzing the ‘‘present or                  species can be found’’ is broad enough                     specimens could simply be excluded
                                                  threatened destruction, modification, or                to include geographic areas where                          through the listing process, none of
                                                  curtailment of [a species’] habitat or                  animals have been moved by humans                          these exceptions and permits would be
                                                  range’’ (emphasis added) (see section                   and are being held in captivity.                           needed.
                                                  4(a)(1)(A) of the Act), the Service has                 However, the Service has not applied
                                                  traditionally analyzed habitat threats in                                                                          Purpose of the Act
                                                                                                          the term in this manner in the past and
                                                  the native range of wild specimens and                  does not intend to do so in the future.                    Meaning of Section 2(b) of the Act
                                                  not included other geographic areas                     ‘‘Significant portion of its range’’ (SPR)                   The full purposes of the Act, stated in
                                                  where specimens have been moved to                      analyses have been and will be limited                     section 2(b), are ‘‘to provide a means
                                                  and are being held in captivity. We are                 to geographic areas where specimens are                    whereby the ecosystems upon which
                                                  not aware of any Service listing decision               found in the wild.                                         endangered species and threatened
                                                  where analysis of threats to the ‘‘range’’                 Thus, throughout the Act ‘‘range’’ has                  species depend may be conserved
                                                  has included geographic areas outside                   consistently been interpreted by the                       [hereafter referred to as the first
                                                  the native range where specimens are                    Service as being the natural range of the                  purpose], to provide a program for the
                                                  held in captivity.                                      species in the wild.4 For all the reasons                  conservation of such endangered
                                                     In analyzing other threats to a species              discussed above, chimpanzees held in                       species and threatened species
                                                  (see sections 4(a)(1)(B), 4(a)(1)(C),                   captivity should not have separate legal                   [hereafter referred to as the second
                                                  4(a)(1)(D), and 4(a)(1)(E) of the Act), the             status under the Act because they have                     purpose], and to take such steps as may
                                                  Service has also limited its analysis to                no ‘‘range’’ that is separate from the                     be appropriate to achieve the purposes
                                                  threats acting upon wild specimens                      range of the species in the wild to which                  of the treaties and conventions set forth
                                                  within the native range of the species,                 they belong, as that term is used in the                   in subsection (a) of this section
                                                  and has not included analysis of                        Act.                                                       [hereafter referred to as the third
                                                  ‘‘threats’’ to animals held in captivity                   Certain provisions in sections 9 and
                                                                                                                                                                     purpose].’’ It has been stated, without
                                                  except as those threats impact the                      10 of the Act show that Congress
                                                                                                                                                                     explanation, that the language of section
                                                  potential for the captive population to                 anticipated that captive animals would
                                                                                                                                                                     2(b) of the Act supports protecting only
                                                  contribute to recovery of the species in                have the same legal status as their wild
                                                                                                                                                                     specimens that occur in the wild.
                                                  the geographic area where wild                          counterparts by providing certain
                                                                                                                                                                     However, the purposes listed in section
                                                  specimens are native.
                                                     In addition to the use of ‘‘range’’ in                  4 See also Endangered Species Act: Hearings on
                                                                                                                                                                     2(b) indicate that the three provisions
                                                  sections 4(a)(1) and 4(c)(1), the                       H.R. 37, H.R. 470, H.R. 471, H.R. 1461, H.R. 1511,         are intended to have independent
                                                  definitions of ‘‘endangered species’’ and               H.R. 2669, H.R. 2735, H.R. 3310, H.R. 3696, H.R.           meaning, with little to indicate that
                                                                                                          3795, H.R. 4755, H.R. 2169 and H.R. 4758 Before            Congress’ intent was to protect only
                                                  ‘‘threatened species’’ found in section 3               the House Subcomm. on Fisheries and Wildlife
                                                  of the Act also discuss the role of the                 Conservation and the Environment, House Comm.
                                                                                                                                                                     specimens of endangered or threatened
                                                  species’ range in listing determinations.               on Merchant Marine and Fisheries, 93d Cong. 198
                                                                                                          (1973) (hereinafter 1973 Hearing on H.R. 37 and               5 See Endangered Species Conservation Act of
                                                  The Act defines an endangered species                   others) (Letter from S. Dillon Ripley, Secretary of        1972: Hearing on S. 249, S. 3199 and S. 3818 Before
                                                  as ‘‘any species which is in danger of                  Smithsonian Institute, to Chairman, House Comm.            the Senate Subcomm. on the Environment, Senate
                                                  extinction throughout all or a significant              on Merchant Marine and Fisheries, April 23, 1973           Comm. on Commerce, 92nd Cong. 211–12 (1972)
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  portion of its range,’’ and a threatened                (lauding H.R. 4758, the Administration’s legislative       (statement of Deborah Appel, Assistant to the
                                                                                                          proposal that contained a definition of ‘‘endangered       Director for Public Information, National Audubon
                                                  species as ‘‘any species which is likely                species’’ substantially similar to the statutory           Society) (endorsing S. 3199, a bill considered by the
                                                                                                          definition eventually adopted by Congress in the           Senate that contained similar language eventually
                                                    3 Even though the Service has taken the position      1973 Act: ‘‘In effect the bill offers a great deal of      adopted by Congress in the purpose section of the
                                                  in its significant portion of the range (SPR) policy    flexibility by providing that a species may be placed      1973 Act, but advising against a specific mandate
                                                  (79 FR 37578) that the range information called for     on the list if the Secretary determines that it is         requiring captive propagation because ‘‘the capture
                                                  under section 4(c)(1) is for information purposes,      presently threatened with extinction, not only in all      of specimens for experiment in captive propagation
                                                  this statutory language still informs the question of   of its natural range, but in a significant part thereof,   may in itself endanger the chances of some rare
                                                  Congress’ intent under the statute.                     as well.’’) (emphasis added)).                             species for survival in the wild.’’).



                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00004   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM       16JNR2


                                                                      Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations                                        34503

                                                  species found in the wild. The treaties                 phrasing to indicate that the specific                 or pets, or for their furs, horns, ivory,
                                                  and conventions under the third                         provisions of the statute for meeting this             shells, or medicinal or decorative use).
                                                  purpose are expressly those listed in                   goal should be limited to specimens of                    Once removed from the wild, species
                                                  section 2(a)(4) of the Act, all of which                the species located within the                         such as chimpanzees would potentially
                                                  are for the protection of wildlife and                  ecosystems upon which they depend.                     be subject to increased trade in
                                                  plants, and none of which is limited to                                                                        ‘‘laundered’’ wild-caught specimens to
                                                  protection of endangered or threatened                  Separate Legal Status Is Inconsistent                  feed U.S. or foreign market demand
                                                  specimens in the wild.6 The first                       With Section 2(b)                                      because protected wild specimens
                                                  purpose calls for conservation of                                                                              would be generally indistinguishable
                                                                                                             The potential consequences of captive               from unprotected captive specimens.
                                                  ecosystems, independent of
                                                  conservation of species themselves                      chimpanzees having separate legal                      Because there would be no restriction or
                                                  (which is separately listed as the second               status under the Act on the basis of their             regulation on the taking, sale, import,
                                                  purpose). This does focus on protection                 captive state, particularly where captive              export, or transport in the course of
                                                  of native habitats (those inhabited by                  specimens could have no legal                          commercial activities in interstate or
                                                  the species in the wild in its native                   protection while wild specimens are                    foreign commerce of captive specimens
                                                  range), as it is generally the ecosystems               listed as an endangered species,7                      by persons subject to U.S. jurisdiction,
                                                  or habitats within which a species has                  indicate that such separate legal status               there would be a potential legal U.S.
                                                  evolved that are those upon which it                    is not consistent with the section 2(b)                market in captive specimens and their
                                                  ‘‘depends.’’ However, the phrase ‘‘upon                 purpose of conserving endangered and                   progeny operating parallel to any illegal
                                                  which endangered species and                            threatened species. Congress                           U.S. market (or U.S. citizen
                                                  threatened species depend’’ indicates                   specifically recognized ‘‘overutilization              participation in illegal foreign markets)
                                                  only that ecosystem (i.e., habitat)                     for commercial, recreational, scientific,              in wild specimens. With the difficulty
                                                  protection should be focused on that                    or educational purposes’’ as a potential               of distinguishing captive from wild
                                                  used by endangered and threatened                       threat that contributes to the risk of                 specimens, especially if they are broken
                                                  species, and does not indicate that the                 extinction for many species. If captive                down into their parts and products,
                                                  sole focus of the Act is conservation of                chimpanzees have separate legal status                 illegal wild specimens of commercial
                                                  species within their native ecosystems.                 under the Act, particularly with no                    value could likely easily be passed off
                                                  Several provisions in the Act provide                   protections under the Act, the threat of               as legal captive specimens and thus be
                                                  authority to protect habitat,                           overutilization would potentially                      traded as legal specimens. As the court
                                                  independent of authorities applicable to                increase. The United States is one of the              found in Safari Club Int’l v. Jewell,
                                                  protection and regulation of specimens                  world’s largest markets for wildlife and               listing captive members of the species
                                                  of listed species themselves. See, for                  wildlife products.8 Poachers and                       along with the wild members ‘‘avoids
                                                  example, section 5 (Land Acquisition),                  smugglers would have increased                         any confusion about the source of the
                                                  section 6 (Cooperation With the States),                incentive to remove animals from the                   [animals]’’ and therefore is consistent
                                                  section 7 (Interagency Cooperation), and                wild and smuggle them into captive-                    with the purposes of the Act (960 F.
                                                  section 8 (International Cooperation).                  holding facilities in the United States                Supp. 2d at 67).
                                                     It is the second purpose under section                                                                         Congress included the similarity-of-
                                                                                                          for captive propagation or subsequent
                                                  2(b) of the Act that speaks to the                                                                             appearance provision in section 4(e) to
                                                                                                          commercial use, because once in                        allow the Service to regulate species
                                                  conservation of species themselves that                 captivity there would be no Act
                                                  are endangered or threatened species.                                                                          under the Act where one species so
                                                                                                          restrictions on use of the captive                     closely resembles an endangered or
                                                  However, nothing in the language of the                 specimens or their offspring. This
                                                  second purpose indicates that                                                                                  threatened species that enforcement
                                                                                                          would be a particular issue for foreign                personnel cannot distinguish between
                                                  conservation programs should be
                                                                                                          species such as chimpanzees where                      the protected and unprotected species
                                                  limited to specimens located in the
                                                                                                          States regulate native wildlife (and                   and this difficulty is a threat to the
                                                  wild. The plain language of section 2(b)
                                                                                                          therefore captive domestic endangered                  species. The Service’s only option in the
                                                  refers to ‘‘species,’’ with no distinction
                                                                                                          or threatened specimens would                          situations described above would be to
                                                  between wild specimens of the species
                                                  as compared to captive specimens of the                 continue to be regulated under State                   complete separate similarity-of-
                                                  species. Thus, nothing in the plain                     law), but often do not regulate use of                 appearance listings for captive animals
                                                  language indicates that captive                         nonnative wildlife. This could be a                    not regulated under the Act. A
                                                  specimens should be excluded from the                   particularly lucrative trade for poachers              similarity-of-appearance listing under
                                                  Act’s processes and protections that                    and smugglers because many                             the Act for such captive specimens
                                                  would contribute to recovery (i.e.,                     endangered and threatened species                      would become the only means to make
                                                  ‘‘conservation’’) of the entire taxonomic               (particularly foreign species such as                  captive specimens subject to the same
                                                  species. It is true that the phrasing of the            chimpanzees) can be at risk of                         restrictions as listed wild specimens
                                                  second purpose (‘‘to provide a program                  extinction because of their high                       and thereby protect the wild
                                                  for the conservation of such endangered                 commercial value in trade (as trophies                 populations from overutilization for
                                                  species and threatened species’’                                                                               commercial, recreational, scientific, or
                                                  (emphasis added)) links the second                        7 If it were determined that captive chimpanzees     educational purposes.
                                                                                                          can have separate legal status on the basis of their
                                                  purpose of species recovery to the first                captive state, proponents of separate legal status     Operation of Key Provisions of the Act
                                                  purpose of ecosystem (i.e., native
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                                                                          could argue that these captive specimens do not          As described in the following
                                                  habitat) protection, thus making the goal               qualify as endangered or threatened species at all
                                                                                                          because they do not face ‘‘threats’’ that create a     subsections, operation of key provisions
                                                  of the statute recovery of endangered
                                                                                                          substantial risk of extinction to the captive          in sections 4 and 7 of the Act also
                                                  and threatened species in their natural                 specimens such as those faced by the wild              indicate that it would not be consistent
                                                  ecosystems. But there is nothing in the                 population, in which case captive chimpanzees          with Congressional intent or the
                                                                                                          would have no protections under the Act (see
                                                    6 Nor are these treaties and conventions limited      Section 4: Listing Effects on Captive Animals).        purpose of the Act to treat captive
                                                  to protection of species listed as endangered or          8 See USFWS Office of Law Enforcement Annual         chimpanzees as a separate listable entity
                                                  threatened under the Act.                               Report for FY 2009 p. 7.                               on the basis of their captive state.


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00005   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                  34504              Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations

                                                  Section 4: Listing Effects on Captive                   chimpanzee. The chimpanzee was                         uncontrollable conditions such as
                                                  Animals                                                 originally listed in its entirety as a                 disease.
                                                                                                          threatened species (41 FR 45990,                          If wild specimens and captive
                                                     The section 4 listing process is not
                                                                                                          October 19, 1976). On March 12, 1990                   specimens could qualify as separate
                                                  well suited to analyzing threats to an
                                                                                                          (55 FR 9129), the Service reclassified                 listable entities and it was determined
                                                  entirely captive group of specimens that
                                                                                                          wild populations of chimpanzees as a                   that captive chimpanzees do not qualify
                                                  are maintained under controlled,
                                                                                                          separate endangered species, noting that               as a threatened species or an
                                                  artificial conditions, and the process
                                                                                                          wild populations had declined due to                   endangered species under the section 4
                                                  could be lead to consequences that are
                                                                                                          massive habitat destruction, excessive                 analysis because they do not face
                                                  not consistent with the purposes of the
                                                                                                          hunting and capture by people, and lack                ‘‘threats,’’ captive chimpanzees would
                                                  Act.
                                                                                                          of effective national and international                receive no assistance or protection
                                                     The majority of the section 4(a)(1)
                                                                                                          controls. But the reclassification rule                under the Act even where wild
                                                  factors would be difficult to apply to
                                                                                                          never analyzed whether the newly                       populations continue to decline, even to
                                                  captive specimens with a range
                                                                                                                                                                 the point of the taxonomic species being
                                                  independent of wild specimens because                   designated DPS consisting of
                                                                                                                                                                 extirpated from the wild with the
                                                  the five factors are not readily suited to              chimpanzees ‘‘wherever found in
                                                                                                                                                                 animals in captivity being the only
                                                  evaluating specimens held in captivity.                 captivity’’ separately met the definition
                                                                                                                                                                 remaining members of the species and
                                                  There may be situations where only                      of a threatened species based on the five              survival of the entire taxonomic species
                                                  disease threats (factor C) and other                    factors found in section 4(a)(1) of the                being dependent on the survival of the
                                                  natural or manmade factors (factor E)                   Act. Instead, the rule discussed                       captive animals. Indeed, we have been
                                                  would be applicable to consideration of                 estimated numbers of animals in                        petitioned at least once in the past to
                                                  purely captive groups of specimens. The                 captivity and known captive-breeding                   delist captive members of three
                                                  present or threatened destruction,                      programs, stating in response to a                     species—the three African antelope, one
                                                  modification, or curtailment of habitat                 comment that some chimpanzee                           of which is extirpated from the wild—
                                                  or range (factor A) may not be a threat                 breeding groups were being managed in                  where the petitioner argued that captive
                                                  for a listable entity consisting solely of              the United States with the objective of                members should be removed from the
                                                  captive specimens, because the physical                 achieving self-sustainability. The five-               list because the captive animals had
                                                  environment under which captive                         factor analysis in both the proposed and               ‘‘recovered.’’ This would not be
                                                  specimens are held is generally readily                 final listing rules considered only                    consistent with the purposes of the Act.
                                                  controllable and, in many cases,                        information applicable to wild
                                                  optimized to ensure the physical health                 populations and within the taxonomic                   Section 4: Listing Effects on Wild
                                                  of the animal. Overutilization (factor B)               species’ native range.                                 Populations
                                                  is unlikely to be a factor threatening the                                                                        If wild populations and captive
                                                                                                             That the section 4 listing process is
                                                  continued existence of groups of captive                                                                       chimpanzees could qualify as separate
                                                                                                          not well suited to separate consideration
                                                  specimens where both breeding and                                                                              listable entities, and because the
                                                  culling are managed to ensure the                       of captive specimens could result in
                                                                                                                                                                 analysis for determining legal status of
                                                  continuation of stock at a desired level                consequences that would be contrary to
                                                                                                                                                                 wild populations would be separate
                                                  based on ownership interest and market                  the purposes of the Act. Because captive
                                                                                                                                                                 from the analysis for determining legal
                                                  demand. Predation (factor C) may rarely                 members of the species and wild
                                                                                                                                                                 status of captive specimens, the wild
                                                  be a factor for captive specimens                       members of the species would be under
                                                                                                                                                                 population would likely qualify for
                                                  because predators may be more readily                   separate consideration for listing under               delisting in the event that all specimens
                                                  controlled in captive situtions. In                     the Act and therefore under separate                   are extirpated from the wild (in other
                                                  addition, human management may                          five-factor analyses, some would argue                 words, if they became extinct in the
                                                  provide for all essential life functions,               that captive chimpanzees do not meet                   wild), thereby removing both incentives
                                                  thereby eliminating selection or                        the definition of a threatened species or              and protections for conservation of the
                                                  competition for mates, food, water                      an endangered species under the                        species in the wild and the conservation
                                                  resources, and shelter.                                 statutory factors when the scope of the                of its ecosystem.
                                                     It is unclear how the ‘‘inadequacy of                section 4 analysis would be the                           Under the Service’s standard section
                                                  existing regulatory mechanisms’’ (factor                conditions under which the captive                     4 process, both captive and wild
                                                  D) would apply to captive specimens                     specimens are kept, not the conditions                 specimens of the species are members of
                                                  with a range independent of wild                        of the members of the species as a                     the listed entity and have legal status as
                                                  specimens because this factor generally                 whole. They might argue that captive                   endangered or threatened species. In
                                                  applies in relationship to threats                      chimpanzees as well as captive                         situations where all specimens in the
                                                  identified under the other factors.                     members of other species do not meet                   wild are gone, either because they are
                                                  Regulatory mechanisms applicable to                     the definition of an endangered species                extirpated due to threats or because, as
                                                  wild specimens usually include                          (in danger of extinction throughout all                a last conservation resort, the remaining
                                                  measures to protect natural habitat and                 or a significant portion of its range) or              wild specimens are captured and moved
                                                  laws that regulate activities such as take,             a threatened species (likely to become                 into captivity, the species remains listed
                                                  sale, and import and export. However,                   endangered within the foreseeable                      until specimens from captivity can be
                                                  there might be no regulatory                            future throughout all or a significant                 reintroduced to the wild and wild
                                                  mechanisms applicable when the group                    portion of its range) when the                         populations are recovered. However, if
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  of specimens under consideration is in                  conditions for individual animals’                     captive specimens and wild populations
                                                  captivity (except perhaps general                       survival are carefully controlled under                could have separate legal status, once all
                                                  humane treatment or animal health                       human management and therefore not                     members of the wild population were
                                                  laws).                                                  subject to ‘‘threats,’’ especially for                 gone from the wild, the wild population
                                                     That the section 4 process is not well               species that readily breed in captivity,               could be petitioned for and would likely
                                                  suited to listings of entirely captive                  where breeding has resulted in large                   qualify for delisting under 50 CFR
                                                  specimens is demonstrated by the                        numbers of genetically diverse animals,                424.11(d)(1) as a ‘‘species’’ that is now
                                                  previous listing action for the                         or where there are no known                            extinct. As shown above, the separate


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00006   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                                      Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations                                         34505

                                                  captive members of the taxonomic                        designation of critical habitat indicate               animals that have been artificially
                                                  species might not qualify for legal status              that Congress did not intend the Service               separated from other members of the
                                                  as endangered or threatened species,                    to treat captive specimens as separate                 species through human removal from
                                                  due to the lack of ‘‘threats.’’ With no                 listable entities on the basis of their                the wild and maintenance in a
                                                  protected members of the species and                    captive state.                                         controlled environment. Examples in
                                                  therefore no authority to use funding or                                                                       testimony for which population-based
                                                                                                          Legislative History
                                                  other provisions of the Act for the                                                                            listing authority would be appropriately
                                                  species, the Service would lose valuable                   Legislative history surrounding the                 used were all for wild populations (See
                                                  tools for recovery of the species to the                1978 amendment of the definition of                    1973 Hearing on H.R. 37 and others at
                                                  wild. This would clearly not be                         ‘‘species’’ in the Act indicates that                  307 (statement of Stephen Seater,
                                                  consistent with the purposes of the Act.                Congress intended designation of a DPS                 Defenders of Wildlife); Endangered
                                                                                                          to be used for wild vertebrate                         Species Act of 1973: Hearings on S.
                                                  Section 7: Consultation                                 populations, not separation of captive                 1592 and S. 1983 Before the Senate
                                                    All Federal agencies have a legal                     specimens from wild members of the                     Subcomm. on Environment, Senate
                                                  obligation to ensure that their actions                 same taxonomic species. The original                   Comm. on Commerce, 93d Cong. 98
                                                  are not likely to jeopardize the                        (1973) definition of species was ‘‘any                 (1973) (statement of John Grandy,
                                                  continued existence of endangered and                   subspecies . . . and any other group of                National Parks and Conservation
                                                  threatened species. This means that for                 fish or wildlife of the same species or                Assoc.); Endangered Species
                                                  separately listed captive endangered or                 smaller taxa in common spatial                         Authorization: Hearings on H.R. 10883
                                                  threatened specimens, any Federal                       arrangement that interbreed when                       Before the House Subcomm. on
                                                  agency that is taking an action within                  mature’’ (Pub. L. 93–205). In 1978,                    Fisheries and Wildlife Conservation and
                                                  the United States or on the high seas                   Congress amended the Act to the Act’s                  the Environment, House Comm. on
                                                  that may affect the captive listed species              current definition of species,                         Merchant Marine and Fisheries, 95th
                                                  arguably would have a legal duty to                     substituting ‘‘any distinct population                 Cong. 560 (1978) (statement of Michael
                                                  consult with the Service. However, the                  segment’’ for ‘‘any other group’’ and                  Bean, Environmental Defense Fund)).
                                                  section 7 consultation process is not                   ‘‘common spatial arrangement’’                         No examples were given suggesting
                                                  well suited to analysis of adverse                      following testimony on the inadequacy                  designation of captive vertebrates as a
                                                  impacts posed to a purely captive group                 of the original definition, such as the                DPS.
                                                  of specimens given that such specimens                  exclusion of one category of populations
                                                                                                          commonly recognized by biologists:                     Other Potential Approaches for
                                                  are maintained under controlled,                                                                               Separate Legal Status
                                                  artificial conditions.                                  Disjunct allopatric populations that are
                                                                                                          separated by geographic barriers from                     In addition to separate designation as
                                                  Section 4: Designation of Critical                      other populations of the same species                  ‘‘species,’’ there are two other
                                                  Habitat                                                 and are consequently reproductively                    approaches under which it could be
                                                     For any listed entity located within                 isolated from them physically (See                     argued that captive chimpanzees could
                                                  the United States or within U.S.                        Endangered Species Act Oversight:                      be given separate legal status from their
                                                  jurisdictional territories or waters, we                Hearing Before Senate Subcommittee on                  wild counterparts: (1) Directly
                                                  have a section 4 duty to designate                      Resource Protection, Senate Committee                  excluding captive chimpanzees from the
                                                  critical habitat unless such designation                on Environment and Public Works, 95th                  Act’s protections, or (2) designating only
                                                  is not prudent.9 Although it is                         Cong. 50 (July 7, 1977) (hereafter 1977                wild chimpanzees as a DPS, with
                                                  appropriate not to designate critical                   Oversight Hearing) (letter from Tom                    captive chimpanzees not included in
                                                  habitat for foreign species or to limit a               Cade, Program Director, The Peregrine                  the DPS. However, neither approach
                                                  critical habitat designation to natural                 Fund, to Director of the Service).                     would be consistent with Congress’
                                                  habitats for U.S. species when a listing                Although there was discussion                          intent for the Act.
                                                                                                          regarding population stocks and                           One court already determined that
                                                  is focused on the species in the wild
                                                                                                          reproductive isolation generally,                      captive specimens of a listable entity
                                                  (even when some members of the
                                                                                                          particularly in association with                       cannot simply be excluded when they
                                                  species may be held in captivity within
                                                                                                          development of the 1973 definition,10                  are members of the listable entity and
                                                  the United States), it is not clear how
                                                                                                          discussions that provide additional                    the Service agrees with the court’s
                                                  the Service would support not
                                                                                                          context on the scope of the definition of              reasoning in this case. The Service
                                                  designating critical habitat when the
                                                                                                          ‘‘species’’ show that Congress thought of              cannot exclude captive animals from a
                                                  listed entity would consist entirely of
                                                                                                          the population-based listing authority as              listing once these animals are
                                                  captive specimens (when the focus of                                                                           determined to be part of the species.
                                                                                                          appropriate for populations that are
                                                  captivity is within the United States).                                                                        This case—Alsea Valley Alliance v.
                                                                                                          distinct for natural and evolutionary
                                                  As with the consultation process, the                                                                          Evans— involved the listing of coho
                                                                                                          reasons. For example, one witness
                                                  critical habitat designation duty is not                                                                       salmon by NMFS. NMFS’s 1993
                                                                                                          discussed ‘‘species’’ as associated with
                                                  well suited for listings that consist                                                                          Hatchery Policy (58 FR 17573, April 5,
                                                                                                          the concept of geographic reproductive
                                                  entirely of captive specimens, especially                                                                      1993) stated that hatchery populations
                                                                                                          isolation and including characteristics
                                                  given the anomaly of identifying the                                                                           could be included in the listing of wild
                                                                                                          of a population’s ability or inability to
                                                  physical and biological features that                   freely exchange genes in nature (See                   members of the same evolutionary
                                                  would be essential to the conservation                  1977 Oversight Hearing at 50 (Cade                     significant unit (equivalent to a DPS),
                                                  of a species consisting entirely of
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                                                                          letter)). There is no evidence that                    but only if the hatchery fish were
                                                  captive animals in a controlled                         Congress intended for the agency to use                ‘‘essential to recovery.’’ In 1998, NMFS
                                                  environment. These complexities                         the authority to separately list groups of             listed only ‘‘naturally spawned’’
                                                  related to section 7 consultations and                                                                         specimens when it listed an
                                                    9 Making
                                                                                                             10 See 1973 Hearing on H.R. 37 and others p. 286
                                                                                                                                                                 evolutionary significant unit (ESU) of
                                                              a not determinable finding is also an       (statement of John Grandy, National Parks and
                                                  option under section 4(b)(6) of the statute, but only   Conservation Assoc.) p. 307 (statement of Stephen
                                                                                                                                                                 coho salmon (63 FR 42587, August 10,
                                                  delays the requirement to designate such critical       Seater, Defenders of Wildlife), and pp. 299–300        1998). This decision was challenged in
                                                  habitat.                                                (statement of Tom Garrett, Friends of the Earth).      court, and the Court found NMFS’s


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00007   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                  34506              Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations

                                                  listing decision invalid because it                     Species Information                                    between the ages of 9 and 13, they leave
                                                  excluded hatchery populations (which                                                                           the community to join a new one
                                                                                                          Taxonomy and Species Description
                                                  are fish held in captivity) even though                                                                        (Humle 2003, p. 16). Chimpanzees are
                                                  they were part of the same DPS (or ESU)                    In 1990, when the wild populations of               slow breeders; females do not give birth
                                                  (Alsea Valley Alliance v. Evans, 161 F.                 chimpanzees were reclassified as                       until they are 12 years of age or older
                                                  Supp. 2d 1154 (D. Or. 2001)). The Court                 endangered species, only three                         and only have one infant every 5 or 6
                                                  held that ‘‘Congress expressly limited                  subspecies were recognized. Since that                 years. Infants are weaned around 4 years
                                                                                                          time, the correct taxonomic labeling for               old, and stay with their mothers until
                                                  the Secretary’s ability to make listing
                                                                                                          chimpanzees has been debated and                       they are about 8 to 10 years old
                                                  distinctions below that of subspecies or                includes the use of a two-subspecies
                                                  a DPS of a species,’’ which was the                                                                            (Lonsdorf 2007, p. 72; Kormos 2003, p.
                                                                                                          system, a four-subspecies system, and                  1; Plumptre et al. 2003, pp. 8, 10, 13).
                                                  practical result of excluding all hatchery              the use of the species level without                   The relationship between the mother
                                                  specimens. NMFS subsequently                            subspecific designations (Carlsen et al.               and her offspring is critical; young may
                                                  changed its Hatchery Policy in 2005,                    2012, p. 5; Morgan et al. 2011, p. 7;                  not survive being orphaned, even after
                                                  stating that all hatchery fish that qualify             Plumptre et al. 2010, p. 2; Ghobrial et                they are weaned (Lonsdorf 2007, p. 72).
                                                  as members of the ESU would be                          al. 2010, p. 2; Oates et al. 2008,
                                                  considered part of the ESU, would be                    unpaginated). Today, four subspecies                   Essential Needs of the Species
                                                  considered in determining whether the                   are commonly recognized and include                       The chimpanzee lives in a variety of
                                                  ESU should be listed as an endangered                   the Central African chimpanzee (Pan                    moist and dry forest habitats including
                                                  or threatened species, and would be                     troglodytes troglodytes), East African                 savanna woodlands, mosaic grassland
                                                  included in any listing under the Act                   chimpanzee (P. t. schweinfurthii), West                forests, and tropical moist forests (Oates
                                                  (70 FR 37204, June 28, 2005). NMFS’s                    African chimpanzee (P. t. verus), and                  et al. 2008, unpaginated; Pusey et al.
                                                  2005 Hatchery Policy was upheld by the                  Nigeria–Cameroon chimpanzee (P. t.                     2007, p. 626; GRASP 2005a, p. 6;
                                                  Ninth Circuit Court in Trout Unlimited                  ellioti) (Morgan et al. 2011, p. 7; Oates              Butynski 2003, p. 6). In general,
                                                  v. Lohn, 559 F. 3d 946 (2009).                          et al. 2009, pp. 78–80; Gonder et al.                  chimpanzees need large areas to provide
                                                                                                          2006, p. 1120; Gonder et al. 1997,                     sufficient resources for feeding, nesting,
                                                     For the same reasons as discussed                    p. 337).                                               and shelter (Carter 2003b, p. 158).
                                                  earlier in this document, the Service                      Characteristics of the chimpanzee                   However, home ranges may vary
                                                  also cannot simply designate wild                       include an opposable thumb and                         depending on the quality of habitat and
                                                  chimpanzees as a DPS, leaving all                       prominent mouth. The skin on a                         community size; competition for food
                                                  captive animals unlisted. Although this                 chimpanzee’s face, ears, palms, and                    and predation risk may also play a role.
                                                  would avoid designating captive                         soles of the feet are bare, whereas the                Home ranges average 12.5 square
                                                  animals as a separate DPS and would                     rest of the body is covered with brown                 kilometers (km2) (8 square miles (mi2)),
                                                  not technically be excluding animals                    to black hair. Arms extend beyond the                  but can range from 5–400 km2 (3–249
                                                  that otherwise have been found to be                    knees. This species walks ‘‘on all four’’              mi2) (Oates et al. 2008, unpaginated;
                                                  members of a DPS (and thereby avoid                     but is able to walk on just its legs for               Humle 2003, pp. 17–18).
                                                  the error the court found in the Alsea                  more than a kilometer (0.6 miles (mi))                    Chimpanzees are omnivores; half
                                                  Valley Alliance v. Evans decision), the                 (WWF n.d., unpaginated). The male                      their diet is ripe fruit, but they also feed
                                                  result would be separate legal status and               stands over 1.2 meters (m) (4 feet (ft))               on leaves, bark, stems, insects, and
                                                  no legal protections for captive                        tall and weighs 59 kilograms (kg) (130                 mammals, mostly red colobus
                                                                                                          pounds (lb)); the female is closer to 0.9              (Procolobus spp.), but also black-and-
                                                  chimpanzees, and many of the same
                                                                                                          m (3 ft) tall and weighs less than 45 kg               white colobus (Colobus guereza), and
                                                  legal and conservation consequences
                                                                                                          (100 lb) (AZA 2000, p. 1).                             occasionally blue duikers (Philantomba
                                                  discussed above would occur. For these                     Chimpanzees live in social                          monticola) and red-tailed guenons
                                                  reasons, we also find this outcome to be                communities that range from 5 to 150                   (Cercopithecus ascanius). Diets vary
                                                  inconsistent with Congress’ intent for                  individuals (Oates et al. 2008,                        seasonally and between populations,
                                                  the Act, primarily as inconsistent with                 unpaginated). A male dominance                         depending on food availability and
                                                  the purposes of the Act.                                hierarchy forms the core of the                        habitat type (Oates 2013, pers. comm.;
                                                  Listing Evaluation                                      community. Males work together to                      Oates et al. 2008, unpaginated; Pusey et
                                                                                                          defend a home range and will                           al. 2007, p. 626; Humle 2003, pp. 13–
                                                     Now that we have determined that all                 occasionally attack and kill individuals               14; Watts and Mitani 2002, p. 7).
                                                  chimpanzees, including captive and                      from another community (Lonsdorf                          Chimpanzees build arboreal nests in
                                                  wild animals, should be considered as                   2007, pp. 72, 74). These communities do                which they sleep at night and may rest
                                                  a single listable entity under the Act, we              not move around in a group like gorillas               during the day (Plumptre et al. 2003, p.
                                                  will next assess the status of the species              or monkeys, but rather spend most of                   10; Humle 2003, p. 15). Nests are
                                                  and determine if the species meets the                  their time in subgroups called parties                 constructed by preparing a foundation
                                                  definition of endangered or threatened                  (Pusey et al. 2007, p. 626; Plumptre et                of solid side branches; bending,
                                                  under the Act. In 1990, we determined                   al. 2003, p. 9). Members of a community                breaking, and interweaving side
                                                                                                          may join, or leave, at any time and                    branches crosswise; then bending
                                                  that chimpanzees in the wild are
                                                                                                          parties may change frequently in size                  smaller twigs in a circle around the rim.
                                                  endangered. This analysis considers
                                                                                                          and composition depending on presence                  Chimpanzees exhibit strong preferences
                                                  new information in light of that
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                                                                          of receptive females, food availability,               for certain tree species for nesting,
                                                  previous determination and includes                                                                            independent of their availability in the
                                                                                                          and activity of the party (Lonsdorf 2007,
                                                  the extent to which captive                                                                                    habitat. Choice of nesting sites is
                                                                                                          p. 72; Lehmann and Boesch 2004, p.
                                                  chimpanzees create or contribute to                     207; Humle 2003, p. 17; Plumptre et al.                variable across populations and
                                                  threats to the species or remove or                     2003, p. 9).                                           communities of chimpanzees and is
                                                  reduce threats to the species by                           Males remain in the community in                    dependent on habitat structure, resource
                                                  contributing to the conservation of the                 which they were born; however, once                    distribution, predation levels, and
                                                  species.                                                females become sexually mature,                        human disturbance. Chimps can be


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00008   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                                            Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations                                                                 34507

                                                  deterred from nesting in certain areas                                      reports of chimpanzees in eastern Togo                       have declined by 66 percent, from
                                                  where human habitation is                                                   and reports of chimpanzees migrating                         600,000 to 200,000 individuals before
                                                  concentrated. As a result, human                                            into Burkina Faso from Côte d’Ivoire                        the 1980s (Kormos and Boesch 2003, p.
                                                  presence influences nesting behavior                                        during the rainy season. The species                         1). Since the 1980s, estimates for the
                                                  and can put chimpanzees at risk of                                          now occurs in a wide but discontinuous                       chimpanzee have varied, but in general
                                                  predators, as habitats where they                                           distribution over 22 countries in an area                    have increased over the past three
                                                  relocate nests to avoid humans may not                                      approximately 2,342,000 km2 (904,000                         decades (see Table 1) (Oates 2006, pp.
                                                  provide sufficient protection (Humle                                        mi2) (Mitchell and Gonder 2013, p. 1;                        102–104; Butynski 2003, p. 10). Using
                                                  2003, pp. 15–16).                                                           Oates 2013, pers. comm.; Carlsen et al.                      the latest population estimates for each
                                                                                                                              2012, p. 5; Oates et al. 2008,                               subspecies, the chimpanzee, today,
                                                  Range and Population
                                                                                                                              unpaginated; Kormos and Boesch 2003,                         totals between 294,800 and 431,100
                                                    Historically, this species may have                                       p. 1; Butynski 2003, pp. 6, 7; Brownell                      individuals; although we note that this
                                                  spanned most of Equatorial Africa, from                                     2003a, p. 117; Brownell 2003b, p. 121).                      estimate does not factor in a recent
                                                  Senegal to southwest Tanzania, ranging                                        Chimpanzees are thought to have                            calamitous decline in the chimpanzee
                                                  over 25 countries (Butynski 2003, p. 6).                                    numbered in the millions at the                              population of Côte d’Ivoire (see below).
                                                  Today, the chimpanzee is reported as                                        beginning of the 20th century, although                      The range countries and most recent
                                                  extirpated in Benin, Togo, and Burkina                                      there are no hard data to support this.                      population estimates for each
                                                  Faso; however, there are a few recent                                       Chimpanzee populations are believed to                       subspecies are outlined in Table 2.

                                                                                                      TABLE 1—HISTORICAL POPULATION ESTIMATES FOR CHIMPANZEE
                                                                                            Year                                                      Estimated population                                   Source

                                                  1900   .........................................................................................                1,000,000        Teleki in Butynski 2003, p. 10; Oates 2006, p. 104.
                                                  1900   .........................................................................................                2,000,000        Goodall 2000 in Butynski 2003, p. 10.
                                                  1960   .........................................................................................              >1,000,000         Goodall 2000 in Butynski 2003, p. 10.
                                                  1979   .........................................................................................          20,000–200,000         Lee et al. 1988 in Oates 2006, p. 103.
                                                  1987   .........................................................................................         151,000–235,000         Teleki in Butynski 2003, p. 10; Oates 2006, p. 104.
                                                  1989   .........................................................................................                 ≤150,000        Goodall 2000 in Butynski 2003, p. 10.
                                                  1989   .........................................................................................         145,000–228,000         Teleki 1991 in Butynski 2003, p. 10.
                                                  2000   .........................................................................................         152,200–254,600         Butynski 2001 in Oates 2006, p. 104.
                                                  2003   .........................................................................................         173,000–300,000         Butynski 2003, p. 10.


                                                                       TABLE 2—RANGE COUNTRIES AND POPULATION ESTIMATES FOR EACH CHIMPANZEE SUBSPECIES
                                                       Subspecies                                    Range countries                                  Population estimate                                   Reference

                                                  Eastern (P.t.                    Burundi, Central African Republic,                                      200,000–250,000         Plumptre et al. 2010, p. 22.
                                                    schweinfurthii).                 Democratic Republic of Congo,
                                                                                     Rwanda, Sudan, Tanzania, Uganda.
                                                  Nigeria-Cameroon                 Cameroon, Nigeria ..............................                                3,500–9,000     Morgan et al. 2011, p. 4.
                                                    (P.t. ellioti).
                                                  Central (P.t. troglo-            Angola, Cameroon, Central African                                            70,000–116,500     Butynski 2003, p. 8.
                                                    dytes).                          Republic, Congo, The Democratic
                                                                                     Republic of Congo, Equatorial Guin-
                                                                                     ea, Gabon.
                                                  Western (P.t. verus)             Burikina Faso, Côte d’lvoire, Ghana,                                         21,300–55,600     Kormos and Boesch 2003, p. 3; Butynski 2003, p. 8.
                                                                                     Guinea, Guinea-Bissau, Liberia,
                                                                                     Mali, Nigeria, Senegal, Sierra Leone.

                                                       Total ................      ..............................................................          294,800–431,100



                                                    As stated above, the chimpanzee                                           habitat; some surveys were outdated;                         a result of inaccurate early estimates to
                                                  population has appeared to increase                                         and in many cases estimates were                             which newer estimates are compared.
                                                  since the 1980s. However, this                                              simply best guesses (Morgan et al. 2011,                        Despite the appearance of an increase
                                                  estimated increase is believed to be a                                      p. 9; Plumptre et al. 2010, pp. 5, 7, 9,                     in chimpanzee numbers, experts agree
                                                  result of previous difficulties in                                          31, 41; Campbell et al. 2008, p. 904;                        that chimpanzee populations are
                                                  producing accurate estimates combined                                       Oates 2006, p. 102; Tutin et al. 2005,                       declining (Plumptre et al. 2010, p. 1;
                                                  with the more recent availability of new                                    p. 6; GRASP 2005a, p. 7; Butynski 2003,                      Greengrass 2009, pp. 77, 80–82;
                                                  information, rather than an actual                                          p. 5; Kormos and Bakarr 2003, p. 29).                        Kabasawa 2009, p. 37; Campbell et al.
                                                  increase in chimpanzee numbers (Oates                                       When more careful surveys of                                 2008, pp. 903–904; Oates et al. 2008,
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  2006, p. 104). Some of the difficulties                                     chimpanzees are made, higher estimates                       unpaginated; Oates 2006, p. 110; Tutin
                                                  associated with earlier estimates                                           are produced, indicating that previous                       2005, p. 2; GRASP 2005a, p. 3; Kormos
                                                  include: Few areas being adequately                                         estimates underestimated the size of                         and Boesch 2003, p. 2; Butynski 2003,
                                                  surveyed; some chimpanzee                                                   surviving populations (Oates 2006,                           p. 11; Nishida et al. 2001, pp. 45–46).
                                                  populations survived at densities too                                       p. 104). Therefore, the estimated                            Data to support a declining trend come
                                                  low for accurate detection; survey                                          increase in chimpanzees is not evidence                      from nationwide surveys of Gabon, Côte
                                                  methods lacked precision to enable                                          of steady increase in the population, but                    d’Ivoire, and Tanzania; data from long-
                                                  extrapolation to large areas of potential                                                                                                term chimpanzee research sites; a


                                             VerDate Sep<11>2014        18:43 Jun 15, 2015          Jkt 235001       PO 00000         Frm 00009      Fmt 4701    Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                  34508              Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations

                                                  questionnaire survey of great ape field                 increasing human population, the                       resources have led to cutting cycles that
                                                  researchers; and the expansion and                      expansion of settlements, and increasing               occur too frequently in an area to allow
                                                  increasing intensity of threats (Junker et              pressure on natural resources to meet                  for proper regrowth, resulting in rapid
                                                  al. 2012, p. 3; Plumptre et al. 2010, p.                the needs of the growing population                    degradation of forests (Parren and Byler
                                                  8; Oates 2006, pp. 105–106; Nishida et                  (Morgan et al. 2011, p. 10; Plumptre et                2003, p. 135). In addition to clearing
                                                  al. 2001, p. 45; Campbell et al. 2008, pp.              al. 2010, p. 2; Kabasawa 2009, p. 37;                  forests, logging operations often create a
                                                  903–904; Tutin et al. 2005, p. 32). One                 Campbell et al. 2008, p. 903; Lonsdorf                 network of roads for transporting
                                                  of the greatest documented losses of                    2007, p. 72; Unti 2007a, p. 4; Unti                    timber. These roads provide greater
                                                  chimpanzees comes from a 2007 survey                    2007b, p. 5; Bennett 2006, p. 885; Tutin               access to forests that were once
                                                  of Côte d’Ivoire, which found a 90                     et al. 2005, p. 1; GRASP 2005a, p. 3;                  inaccessible, facilitate the establishment
                                                  percent decline in the total nest                       Kormos 2003, pp. ix, 1; Kormos and                     of human settlements, and are
                                                  encounter rate since the last survey                    Boesch 2003, p. 4; Nisbett et al. 2003,                accompanied by further deforestation
                                                  conducted in 1989–1990, indicating a                    p. 97; Walsh et al. 2003, pp. 611–612;                 from the conversion of forests to
                                                  significant loss of chimpanzees from a                  Carter et al. 2003, p. 38).                            agriculture (Junker et al. 2012, p. 7;
                                                  country once thought to be one of the                      Deforestation, with consequent access               Morgan et al, 2011, p. 12; Plumptre et
                                                  final strongholds of the western                        and disturbance by humans, remains a                   al. 2010, p. 2; Greengrass 2009, p. 80;
                                                  chimpanzee (Campbell et al. 2008, p.                    major factor in the decline of                         Laporte et al. 2007, p. 1451; Hewitt
                                                  903). Many remaining populations are                    chimpanzee populations across their                    2006, p. 44; Duvall 2003, p. 143; Oates
                                                  now small and isolated, and face serious                range. Although some large forest blocks               et al. 2003, p. 129; Parren and Byler
                                                  threats (Oates 2006, pp. 104, 110).                     remain, commercial logging and the                     2003, pp. 133, 137–138).
                                                  Furthermore, the chimpanzee is                          conversion of forests to agricultural                     Human population growth and
                                                  reported to already have been extirpated                land, especially for oil palm production,              agricultural expansion have destroyed
                                                  from three countries. Due to national                   continue to severely reduce and                        and fragmented forests across the range
                                                  populations fewer than 1,000                            fragment chimpanzee habitat (Morgan et                 of the chimpanzee and are two of the
                                                  individuals, there is concern that the                  al. 2011, pp. 12, 18, 19, 26, 31; Plumptre             greatest threats to chimpanzee survival.
                                                  chimpanzee could soon be extirpated                     et al. 2010, p. 2; Oates et al. 2008,                  The spread of large-scale commercial
                                                  from Senegal, Ghana, and Guinea–                        unpaginated; Unti 2007a, p. 4; Unti                    plantations, including oil palm
                                                  Bissau (Carlsen et al. 2012, p. 5;                      2007b, p. 5; CBFP 2006, p. 16; Fa et al.               plantations, results in additional land
                                                  Butynski 2003, p. 11).                                  2006, p. 498; Tutin et al. 2005, pp. 1, 2,             being cleared of most vegetation and
                                                     In addition to wild populations,                     10, 12, 14–17, 21–23; Humle 2003, p.                   planting crops in monocultures;
                                                  chimpanzees are held in captivity in                    150; Carter et al. 2003, p. 38; Duvall et              plantations and farms have been
                                                  several countries around the world,                     al. 2003, p. 47; Gippoliti et al. 2003, p.             established in suitable chimpanzee
                                                  including African countries and the                     57; Hanson-Alp et al. 2003, p. 83;                     habitat, including within protected
                                                  United States. We do not have detailed                  Herbinger et al. 2003, pp. 106, 109;                   areas (Oates 2013, pers. comm.;
                                                  information on the number, subspecies,                  Kormos et al. 2003b, p. 71; Kormos et                  Plumptre et al. 2010, p. 9; Greengrass
                                                  or location of captive chimpanzees.                     al. 2003c, p. 151; Magnuson et al. 2003,               2009, p. 80; Unti 2007a, p. 4; Unti
                                                  However, we did find information                        p. 113; Nisbett et al. 2003, pp. 95, 97;               2007b, p. 5; Tutin et al. 2005, p. 20;
                                                  indicating that 70 chimpanzees are                      Oates et al. 2003, p. 129; Walsh et al.                Duvall 2003, p. 143; Gippoliti et al.
                                                  living in sanctuaries in Cameroon and                   2003, p. 613; Parren and Byler 2003, p.                2003, pp. 55, 57; Hanson-Alp et al.
                                                  Nigeria (Morgan et al. 2011, p. 9).                     135). As the human population and                      2003, p. 83; Humle 2003, p. 147;
                                                  Approximately 171 chimpanzees are                       economic development have increased,                   Kormos et al. 2003b, p. 63; Magnuson et
                                                  living in sanctuaries throughout West                   pressure on forest resources has also                  al. 2003, p. 113; Parren and Byler 2003,
                                                  Africa; another 478 chimpanzees in the                  increased. This increasing pressure has                p. 138). In West Africa, most unreserved
                                                  region are known to be held outside of                  led to uncontrolled legal and illegal                  forests have been converted to
                                                  sanctuaries (e.g., in homes or hotels)                  forest conversion within and outside of                cultivation (Parren and Byler 2003, p.
                                                  (Kormos and Boesch 2003, p. 4). Within                  protected areas (e.g., national parks and              138). Agricultural practices are largely
                                                  the United States, approximately 2,000                  forest reserves), leaving them destroyed               unsustainable and are encroaching into
                                                  chimpanzees are in captivity                            and fragmented (Greengrass 2009, pp.                   additional forested areas (Parren and
                                                  (ChimpCare 2013, unpaginated; Ross et                   77, 80; Campbell et al. 2008, p. 903;                  Byler 2003, p. 133).
                                                  al. 2008, p. 1,487).                                    CBFP 2006, pp. 16, 33; Nasi et al. 2006,                  Chimpanzees are highly adaptive and
                                                                                                          p. 14; Carter et al. 2003, p. 38; Duvall               occur in a variety of habitats, including
                                                  Summary of Threats                                                                                             primary, secondary, and regenerating
                                                                                                          et al. 2003, p. 47; Herbinger et al. 2003,
                                                    Threats to the chimpanzee have                        p. 109; Magnuson et al. 2003, p. 113;                  forests, logged forests, and plantations;
                                                  intensified and expanded since 1990,                    Oates et al. 2003, p. 129; Parren and                  they have even been found living in
                                                  when wild populations of the                            Byler 2003, pp. 135, 137).                             close proximity to humans. However,
                                                  chimpanzee were listed as an                               The natural protection once afforded                the loss, or even the degradation, of the
                                                  endangered species. Across its range,                   to chimpanzees by large blocks of                      chimpanzee’s traditional habitat can
                                                  high deforestation rates are destroying,                suitable habitat, isolated from human                  affect their survival by impacting the
                                                  degrading, and fragmenting forests the                  activities, is disappearing due to logging             species’ food resources, behavior,
                                                  chimpanzee needs to support viable                      activity. Much of the chimpanzee’s                     susceptibility to disease, and abundance
                                                  populations and provide food and                        range is already allocated to logging                  and distribution (Morgan and Sanz
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  shelter. Widespread poaching, capture                   concessions, and logging operations,                   2007, p. 1; Carter et al. 2003, p. 36;
                                                  for the pet trade, and outbreaks of                     both legal and illegal, are expanding                  Hanson-Alp et al. 2003, p. 83; Kormos
                                                  disease are removing individuals                        (Morgan et al. 2011, pp. 12, 26; Laporte               and Boesch 2003, p. 18; Nisbett et al.
                                                  needed to sustain viable populations;                   et al. 2007, p. 1451; Morgan and Sanz                  2003, p. 97; Parren and Byler 2003, p.
                                                  recovery from the loss of individuals is                2007, pp. 3, 5; CBFP 2006, p. 29; Hewitt               137).
                                                  more difficult given the slow                           2006, p. 43; Nasi et al. 2006, p. 14; Tutin               Although chimpanzees feed on a wide
                                                  reproductive rates of chimpanzees.                      2005, pp. 2, 4, 12, 30, 32; Kormos et al.              variety of foods, their energy
                                                  These actions are exacerbated by an                     2003a, p. 29). Heavy pressures on timber               requirements, as large primates with


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00010   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                                     Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations                                           34509

                                                  large home ranges, predispose them to                   Chimpanzee Sanctuary 2013,                             the killing of chimpanzees and the
                                                  a reliance on high-energy fruits                        unpaginated; Oates et al. 2008,                        consumption of their meat exist in many
                                                  (Greengrass 2009, p. 81). Removal, or                   unpaginated; Bennett et al. 2006, p. 885;              areas (Hicks et al. 2010, p. 9; Plumptre
                                                  lowering the quality, of habitat through                Tweheyo et al. 2005, p. 245; Duvall                    et al. 2010, p. 2; Greengrass 2009, p. 81;
                                                  logging activity or establishment of                    2003, p. 144; Carter et al. 2003, p. 36;               Kabasawa 2009, p. 51; Unti 2007a, p. 4;
                                                  agricultural lands destroys the structure               Gippoliti et al. 2003, p. 57; Humle 2003,              Carter et al. 2003, pp. 31, 38; Duvall et
                                                  and composition of the forest,                          pp. 147, 150; Parren and Byler 2003, p.                al. 2003, p. 47; Gippoliti et al. 2003, pp.
                                                  eliminating essential food sources,                     138; Naughton-Treves 1998, p. 597).                    55, 57; Humle 2003, p. 18; Kormos and
                                                  which can affect sociability, condition                    Unsustainable hunting for the                       Boesch 2003, pp. 10, 13; Kormos et al.
                                                  of individuals, and female reproductive                 bushmeat trade is one of the major                     2003b, pp. 63, 71; Kormos et al. 2003c,
                                                  success, and increase vulnerability to                  causes of the decline in chimpanzees,                  pp. 152, 154; Nisbett et al. 2003, p. 95;
                                                  diseases or parasites and infant and                    and continues to be a major threat to the              Oates et al. 2003, p. 129;Waller and
                                                  juvenile mortality (Greengrass 2009, pp.                survival of chimpanzees in protected                   Reynolds 2001, p. 135; Bowen-Jones
                                                  81–82). Even in areas with lower levels                 and unprotected areas (Ghobrial et al.                 1998, pp. 19, 27). However, these areas
                                                  of logging where essential food sources                 2011, pp. 1, 2, 11; Morgan et al. 2011,                may be hunted by people from
                                                  were unaffected, chimpanzee densities                   p. 10; Hicks et al. 2010, pp. 1, 3, 6, 11;             surrounding areas where there is
                                                  have declined significantly and                         Plumptre et al. 2010, p. 2; Kabasawa                   demand for chimpanzee meat (Kormos
                                                  remained low for years. Clear-cutting                   2009, p. 37; Campbell et al. 2008, p. 903;             et al. 2003b, p. 72). Furthermore, these
                                                  results in total habitat loss, and because              Oates et al. 2008, unpaginated; Lonsdorf               traditions and beliefs are not necessarily
                                                  of severe soil erosion, the potential for               2007, p. 74; Unti 2007b, p. 5; Tutin et                being passed down to younger
                                                  future forest regeneration is also lost                 al. 2005, pp. 1, 10–23, 27–28; Herbinger               generations and cannot be relied on to
                                                  (Parren and Byler 2003, pp. 137–138).                   et al. 2003, p. 109; Humle 2003, p. 17;                protect chimpanzees in the future
                                                     The loss or reduction of food sources                Kormos and Boesch 2003, pp. 2, 14, 16,                 (Hicks et al. 2010, p. 9; Unti 2007a, p.
                                                  and the noise and disturbance from                      19; Kormos et al. 2003b, p. 63; Kormos                 4; Oates et al. 2003, p. 129).
                                                  logging activity can cause chimpanzee                   et al. 2003c, p. 151; Magnuson et al.                     Despite the high demand for
                                                  communities to abandon their home                       2003, pp. 111, 113; Nisbett et al. 2003,               bushmeat, primates do not represent the
                                                  range to find a new home range with                     p. 95; Oates et al. 2003, pp. 123, 129;                majority of animals killed for the
                                                  sufficient resources and less human                     Nishida et al. 2001, p. 47; Bowen-Jones                bushmeat trade (AV Magazine 2003, p.
                                                  activity. These chimpanzees may enter                   1998, p. 12). Growth in the human                      7; Magnuson et al. 2003, p. 113; Walsh
                                                  another community’s territory, which                    population in Africa has increased the                 et al. 2003, p. 613; Nishida et al. 2001,
                                                  can lead to further competition for                     demand for wild animal meat, or                        p. 47; Bowen-Jones 1998, p. 1). In fact,
                                                  resources and conflict that can lead to                 bushmeat. Expansion of logging                         studies have found that chimpanzee
                                                  death. As habitat is lost or fragmented                 activities, including the construction of              meat makes up only a small fraction of
                                                  and chimpanzee populations are forced                   logging roads, has facilitated a                       the meat found in markets; estimates
                                                  into smaller forest fragments, lethal                   significant market, much of it illegal, for            from different regions have ranged from
                                                  interactions with other chimpanzees                     commercial bushmeat to meet this                       0.01 to 3 percent (Kabasawa 2009, p. 38;
                                                  may increase. Furthermore,                              demand (Amati et al. 2009, p. 6;                       Fa et al. 2006, p. 502; Herbinger et al.
                                                  chimpanzees may be cautious about                       Kabasawa 2009, pp. 50–51; AV Oates et                  2003, p. 106; Kormos and Boesch 2003,
                                                  reinhabiting previous home ranges                       al. 2008, unpaginated; Fa et al. 2006, pp.             p. 2; Kormos et al 2003c, pp. 151–152).
                                                  where they were displaced by humans                     503, 506; Magazine 2003, p. 7; Kormos                  However, because the sale of ape meat
                                                  (Morgan et al. 2011, p. 12; Lonsdorf                    et al. 2003c, p. 151; Walsh et al. 2003,               is often hidden and the meat may be
                                                  2007, p. 74; Carter et al. 2003, p. 36;                 p. 613; Nishida et al. 2001, p. 47;                    eaten in villages and never make it to
                                                  Parren and Byler 2003, pp. 137–138). If                 Bowen-Jones 1998, pp. 1, 11). Logging                  markets, the proportion of chimpanzee
                                                  the displacement of chimpanzees forces                  roads and vehicles provide access to the               meat in bushmeat markets could be
                                                  them into suboptimal habitat, they may                  forests and a means to export meat to                  greater than reported (Kabasawa 2009,
                                                  not have sufficient protection from                     markets and cities. Logging operations                 p. 38; Kormos et al. 2003c, pp. 151–152;
                                                  predators, especially at night (Humle                   are accompanied by an onslaught of                     Bowen-Jones 1998, p. 21). Hunting
                                                  2003, pp. 15–16).                                       workers who are encouraged to hunt to                  pressure even at a low level is enough
                                                     The loss or reduction of food sources                provide for their own needs and                        to result in the local extirpation of large
                                                  due to expanding logging, agriculture,                  commercial hunters who operate in                      chimpanzee populations. Low
                                                  and human settlements into chimpanzee                   forests to supply the needs of forestry                population densities and slow
                                                  habitat has also resulted in increased                  workers and to trade outside of the                    reproductive rates prevent chimpanzees
                                                  conflicts between humans and                            forested areas (Plumptre et al. 2010, p.               from recovering easily from the loss of
                                                  chimpanzees (Tacugama Sanctuary                         2; Kormos et al. 2003c, p. 151; Nisbett                several individuals (Oates et al. 2008,
                                                  2013, unpaginated; Unti 2007b, p. 5;                    et al. 2003, p. 95; Walsh et al. 2003, p.              unpaginated; Fa et al. 2006, p. 503; AV
                                                  Tweheyo et al. 2005, pp. 237–238, 244;                  613; Nishida et al. 2001, p. 47; Bowen-                Magazine 2003, p. 7; Duvall et al. 2003,
                                                  Herbinger et al. 2003, p. 106; Humle                    Jones 1998, p. 1). Furthermore,                        p. 47; Herbinger et al. 2003, p. 106;
                                                  2003, p. 147; Kormos et al. 2003b, p. 71;               bushmeat trade is also an important                    Kormos and Boesch 2003, p. 2; Kormos
                                                  Naughton-Treves et al. 1998, pp. 597,                   livelihood and the primary source of                   et al. 2003c, pp. 151, 153; Nisbett et al.
                                                  600). Lack of sufficient wild food and an               protein for humans in much of the                      2003, p. 95; Magnuson et al. 2003, p.
                                                  increase in farming and human presence                  chimpanzee’s range (Abwe and Morgan                    113; Bowen-Jones 1998, p. 13).
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  have increased the occurrence of crop                   2008, p. 26; Fa et al. 2006, p. 507;                      Threats to the chimpanzee from
                                                  raiding to supplement the chimpanzee’s                  Bennett et al. 2006, p. 885; Kormos et                 habitat loss and commercial hunting
                                                  diet. Crop raiding can cause substantial                al. 2003c, p. 155; Wilkie and Carpenter                have been exacerbated by civil unrest
                                                  losses to farmers, reduce the tolerance of              1999, p. 927).                                         that has occurred in several chimpanzee
                                                  humans to chimpanzee presence, and                         The intensity of hunting chimpanzees                range countries (Plumptre et al. 2010,
                                                  increase killing chimpanzees to protect                 varies by country and region (Kormos et                pp. 4–5; Campbell et al. 2008, p. 903;
                                                  valuable crops or in retaliation for the                al. 2003c, pp. 151–152). Religious,                    CBFP 2006, p. 16; Hanson-Alp et al.
                                                  destruction of crops (Tacugama                          traditional, and familial taboos against               2003, p. 85; Nisbett et al. 2003, pp. 89,


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00011   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                  34510              Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations

                                                  95; Draulans and Van Krunkelsven                        entertainment and pet industries is seen               sold as pets, used in the entertainment
                                                  2002, pp. 35–36). During civil conflict,                around the world and misleads the                      industry (e.g., movies, television, and
                                                  many people, including refugees,                        public into believing chimpanzees are                  advertisements), exhibited in hotels and
                                                  military groups, and rebels, take shelter               well protected in the wild and make                    roadside shows, used as party
                                                  in interior forests and protected areas                 good pets, further fueling the demand                  entertainment or animal encounters,
                                                  (Plumptre et al. 2010, p. 4; CBFP 2006,                 for chimpanzees. Studies suggest a link                displayed in zoos, and used for
                                                  p. 16). The presence of soldiers and                    between seeing chimpanzees portrayed                   biomedical research. It is thought that
                                                  displaced refugees increases the number                 in the media and misperceptions about                  self-sustaining breeding groups of
                                                  of people that rely on bushmeat for                     the species’ status in the wild. This                  captive chimpanzees provide surplus
                                                  protein. Not only do soldiers hunt, but                 misperception may also affect                          animals for research and other purposes,
                                                  they also supply locals with weapons                    conservation efforts (Ross et al. 2011,                thereby reducing the demand for wild
                                                  and ammunition to hunt them                             pp. 1, 4–5; Schroepfer et al. 2011, pp.                individuals. Although captive
                                                  (Plumptre et al. 2010, p. 5; Hanson-Alp                 6–7; Ross 2008a, pp. 25–26; Ross et al.                chimpanzees may have removed the
                                                  et al. 2003, p. 85; Draulans and Van                    2008b, p. 1487). However, we did not                   demand for wild chimpanzees in
                                                  Krunkelsven 2002, pp. 35–36). Civil                     find evidence that this situation was a                biomedical research, given that threats
                                                  unrest has contributed to a significant                 significant driver in the status of the                to the chimpanzee have expanded and
                                                  loss of wildlife, including chimpanzees                 species under the Act.                                 intensified, and capture for the illegal
                                                  (Campbell et al. 2008, p. 903; Hanson-                     The effects of the pet trade are                    pet trade continues to be a major threat
                                                  Alp et al. 2003, p. 85).                                particularly devastating to wild                       to remaining chimpanzee populations, it
                                                     Capture of live chimpanzees for the                  populations because the mother and                     does not appear that the availability of
                                                  pet trade has been one of the major                     other family members may be killed to                  captive chimpanzees has reduced any
                                                  causes of the decline in chimpanzees.                   capture an infant. Researchers estimate                threats to the species.
                                                  Today, illegal capture and smuggling of                 that as many as 10 chimpanzees may be
                                                                                                                                                                    National laws exist within all range
                                                  chimpanzees continue for the pet trade                  killed for every infant that enters the pet
                                                                                                                                                                 countries to protect chimpanzees. In
                                                  across Africa and, to some extent, the                  trade. Furthermore, the infant is likely
                                                                                                                                                                 general, hunting, capture, possession,
                                                  international market (Ghobrial et al.                   to die of malnutrition, disease, or injury
                                                                                                                                                                 and commercial trade of chimpanzees
                                                  2010, pp. 1, 2, 11; Kabasawa 2009, pp.                  (Hicks et al. 2010, p. 8; Kabasawa 2009,
                                                                                                                                                                 are prohibited. Laws also protect
                                                  37, 48–49; Oates et al. 2008,                           p. 49; Lonsdorf 2007, p. 74; Carter
                                                                                                                                                                 chimpanzee habitat, including the
                                                  unpaginated; Carter 2003b, p. 157;                      2003b, p. 157; Hanson-Alp et al. 2003,
                                                  Kormos and Boesch 2003, p. 4; Nisbett                   p. 84; Kormos and Boesch 2003, p. 4).                  establishment of protected areas, in
                                                  et al. 2003, p. 95). A recent increase in               The loss of even just a few individuals                many of the range countries. However,
                                                  orphaned chimpanzees has been                           from a population can have devastating                 as evidenced by the continuing and
                                                  attributed to the growing bushmeat                      effects due to the slow reproductive rate              increasing habitat destruction and
                                                  crisis. Killing a mother with an infant                 of chimpanzees. Because so many                        hunting and trading of this species
                                                  earns twice the income for the hunter;                  chimpanzees may be killed to secure an                 (Ghobrial et al. 2010, pp. 1, 2, 11; Hicks
                                                  the mother’s body is sold in the                        infant, the pet trade has a significant                et al. 2010, pp. 8–9; Kabasawa 2009, p.
                                                  bushmeat trade while the infant enters                  draining effect on remaining                           39; Laporte et al. 2009, p. 1451; Unti
                                                  the pet trade (Kabasawa 2009, p. 50;                    populations, and threatens the survival                2007a, pp. 4, 6, 10–11; Unti 2007b, p.
                                                  Carter 2003b, p. 157). Furthermore,                     of wild chimpanzees (Kabasawa 2009, p.                 6, 8, 10; Bennett et al. 2006, p. 885; AV
                                                  hunters have found a lucrative market                   49; Carter 2003b, p. 157; Magnuson et                  Magazine 2003, p. 7; Carter 2003a, p. 52;
                                                  for pet chimpanzees with military                       al. 2003, p. 113).                                     Carter 2003b, p. 157; Carter et al. 2003,
                                                  personnel, police, government officials,                   Historically, wild chimpanzees were                 pp. 31, 32, 38; Duvall et al. 2003, p. 47;
                                                  and traditional chiefs (Hicks et al. 2010,              captured and exported to meet a                        Hanson-Alp et al. 2003, pp. 79, 87;
                                                  p. 8; Draulans and Van Krunkelsven                      significant demand for chimpanzees in                  Herbinger et al. 2003, pp. 100, 106;
                                                  2002, pp. 35–36). The intensity of trade                biomedical research in countries around                Kormos and Boesch 2003, p. 6; Kormos
                                                  differs among countries, but is                         the world, significantly impacting                     et al. 2003b, p. 64; Kormos et al. 2003c,
                                                  reportedly a substantial problem in The                 chimpanzee distribution and abundance                  p. 155; Magnuson et al. 2003, p. 112;
                                                  Democratic Republic of the Congo, Côte                 (Unti 2007a, p. 4; Unti 2007b, p. 5;                   Nisbett et al. 2003, pp. 90, 95; Oates et
                                                  d’Ivoire, Sierra Leone, Ghana, and                      Kormos et al. 2003b, p. 72). A                         al. 2003, p. 123), even within protected
                                                  Guinea (Hicks et al. 2010, pp. 3, 6, 11;                substantial number of countries do not                 areas, these laws are not often enforced.
                                                  Plumptre et al. 2010, p. 2; Unit 2007, p.               permit or conduct research on                          A lack of resources, limited training,
                                                  5; Unti 2007a, p. 4; Hanson-Alp et al.                  chimpanzees, and the international                     limited personnel, lack of basic
                                                  2003, p. 84; Herbinger et al. 2003, p.                  research community is no longer                        logistical support, corrupt officials, and
                                                  106; Kormos et al. 2003b, p. 72;                        seeking access to wild chimpanzees                     weak legislation prevent government
                                                  Magnuson et al. 2003, p. 113). It is not                (Hicks 2011, pers. comm.; Unti 2007a, p.               agencies charged with the protection of
                                                  possible to determine how many wild                     4; Unti 2007b, p. 5). Although some                    wildlife and forest management from
                                                  chimpanzees are captured for the pet                    biomedical research on captive                         providing effective protection (Hicks et
                                                  trade, but the number of chimpanzees in                 chimpanzees continues in the United                    al. 2010, p. 9; Unti 2007a, pp. 4, 6, 8;
                                                  sanctuaries that were either confiscated                States and Gabon, in the United States,                Unti 2007b, p. 7–10; Bennett et al. 2006,
                                                  from owners by authorities, surrendered                 there is a decreasing scientific need for              p. 887; AV Magazine 2003, p. 7; Duvall
                                                  by owners after being informed about                    chimpanzee studies due to the                          et al. 2003, p. 47; Hanson-Alp et al.
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  wildlife laws, or voluntarily donated or                emergence of non-chimpanzee models                     2003, pp. 79, 87; Magnuson et al. 2003,
                                                  abandoned by owners indicates it is a                   and technologies (Institute of Medicine                p. 112; Nisbett et al. 2003, p. 95; Oates
                                                  significant problem. Since 2000, the                    2011, pp. 5, 66–67).                                   et al. 2003, p. 125). Furthermore,
                                                  number of chimpanzees in African                           As previously stated, chimpanzees are               penalties for violations are not adequate
                                                  sanctuaries has increased 59 percent                    held in captivity in several countries                 to serve as a deterrent (Unti 2007b, p.
                                                  (Kabasawa 2009, pp. 37, 44–45, 50).                     around the world, including African                    8; Hanson-Alp et al. 2003, pp. 79;
                                                     The petitioners assert that the                      countries and the United States.                       Kormos and Boesch 2003, p. 6; Kormos
                                                  exploitation of chimpanzees in the U.S.                 Chimpanzees in captivity are bred and                  et al. 2003c, p. 155).


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00012   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                                     Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations                                           34511

                                                     The chimpanzee is also protected                        As human settlements expand and                     AIDS. However, testing from 2000 to
                                                  under the Convention on International                   populations of chimpanzees and their                   2008 found that SIV is, in fact,
                                                  Trade in Endangered Species of Wild                     habitat are reduced, the frequency of                  pathogenic in wild chimpanzees.
                                                  Fauna and Flora (CITES), an                             interactions between chimpanzees and                   Chimpanzees infected with SIV showed
                                                  international agreement between                         humans or human waste increases,                       AIDS-like symptoms and had a 10- to
                                                  governments to ensure that the                          leading to greater risks of disease                    16-fold increased chance of death than
                                                  international trade of CITES-listed plant               transmission with a similar magnitude                  uninfected chimpanzees. Additionally,
                                                  and animal species does not threaten                    of impact on wild chimpanzee                           females were less likely to give birth
                                                  species’ survival in the wild. Under this               populations as habitat loss and                        and had higher infant mortality (Keele
                                                  treaty, CITES Parties (member countries                 poaching. A close genetic relationship                 et al. 2009, pp. 517–518).
                                                  or signatories) regulate the import,                    allows for easy transmission of                           Other infectious diseases, including
                                                  export, and reexport of specimens,                      infectious diseases between                            Marburg virus, polio, anthrax,
                                                  parts, and products of CITES-listed                     chimpanzees and humans (Ryan and                       pneumonia, human respiratory
                                                  plant and animal species. Trade must be                 Walsh 2011, p. 1; Plumptre et al. 2010,                syncytical virus, and human
                                                  authorized through a system of permits                  p. 2; Oates et al. 2008, unpaginated;                  metapneumovirus have resulted in
                                                  and certificates that are provided by the               Lonsdorf 2007, p. 73; Tutin et al. 2005,               widespread death of chimpanzees, even
                                                  designated CITES Management                             p. 29; Formenty et al. 2003, p. 169;                   within national parks (Ryan and Walsh
                                                  Authority of each CITES Party. All                      Huijbregts et al. 2003, p. 437). Rural                 2011, pp. 2, 3; Rudicell et al. 2010, pp.
                                                  chimpanzee range countries are Parties                  communities that share the same habitat                1, 10; Oates et al. 2008, unpaginated;
                                                  to CITES.                                               as chimpanzees have no access to health                Köndgen et al. 2008, pp. 260–262; Pusey
                                                     The chimpanzee is listed in Appendix                 care and are not vaccinated against                    et al. 2008, pp. 740, 741; Williams et al.
                                                  I of CITES. An Appendix-I listing                       diseases that can spread through ape                   2008, pp. 766, 768–770; Leendertz et al.
                                                  includes species threatened with                        populations and result in high mortality               2004, pp. 451–452; Nishida et al. 2001,
                                                  extinction whose trade is permitted only                rates. Additionally, exposure to humans                p. 48). Disease can have a particularly
                                                  under exceptional circumstances, which                  through conservation and research                      devastating impact to ape populations
                                                  generally precludes commercial trade.                   activities, such as habituation,                       since they have little resilience to
                                                  The import of an Appendix-I species                     ecotourism, and reintroductions, can                   diseases. For example, recovery of a
                                                  generally requires the issuance of both                 also increase the risk of disease                      gorilla population from a single disease
                                                                                                          transmission (Ryan and Walsh 2011, p.                  outbreak can range from 5 years for a
                                                  an import and export permit. Import
                                                                                                          2; Plumptre et al. 2010, p. 2; Köndgen                low mortality (4 percent) respiratory
                                                  permits for Appendix-I species are
                                                                                                          et al. 2008, p. 260; Oates et al. 2008,                disease outbreak to 131 years for an
                                                  issued only if findings are made that the
                                                                                                          unpaginated; Pusey et al. 2008, p. 738;                Ebola outbreak with high mortality (96
                                                  import would be for purposes that are
                                                                                                          Tutin et al. 2005, p. 29; Huijbregts et al.            percent); this does not take into account
                                                  not detrimental to the survival of the
                                                                                                          2003, p. 437; Nishida et al. 2001, p. 48).             other impacts to the populations such as
                                                  species and that the specimen will not
                                                                                                             As discussed below, disease                         additional disease outbreaks or Allee
                                                  be used for primarily commercial
                                                                                                          transmission is a major threat to                      effects. Recovery for a chimpanzee
                                                  purposes (CITES Article III(3)). Export
                                                                                                          remaining populations of the central                   population would be longer as they
                                                  permits for Appendix-I species are
                                                                                                          and eastern chimpanzees (Fausther-                     have a lower maximum population
                                                  issued only if findings are made that the               Bovendo et al. 2012, p. 3; Ryan and                    growth rate than gorillas (Ryan and
                                                  specimen was legally acquired and trade                 Walsh 2011, p. 2; Morgan et al. 2011, p.               Walsh 2011, pp. 2, 3).
                                                  is not detrimental to the survival of the               10; Plumptre et al. 2010, p. 2; Pusey et                  There are several strategies that can be
                                                  species, and if the issuing authority is                al. 2008, p. 743; GRASP 2005a, p. 7;                   taken to protect wild chimpanzees from
                                                  satisfied that an import permit has been                Tutin et al. 2005, p. 2; Leendertz et al.              diseases. Some ‘‘hands off’’ approaches
                                                  granted for the specimen (CITES Article                 2004, p. 451; Walsh et al. 2003, p. 612).              include educating governments about
                                                  III(2)).                                                Five subtypes of the Ebola virus have                  the cost of too much tourism, stricter
                                                     Based on CITES trade data from 1990–                 been identified: Zaire, Sudan, Côte                   enforcement of health guidelines for
                                                  2011, obtained from United Nations                      d’Ivoire, Bundibugyo, and Reston. All                  approaching habituated animals,
                                                  Environment Programme–World                             five are lethal to great apes. Repeated                excluding humans from protected areas,
                                                  Conservation Monitoring Center                          epidemics have resulted in dramatic                    and health programs for staff and local
                                                  (UNEP–WCMC) CITES Trade Database,                       declines in ape populations in Côte                   populations. However, tourism is a
                                                  there has been significant legal trade of               d’Ivoire, Gabon, Democratic Republic of                substantial source of revenue, and
                                                  chimpanzees and their parts, and                        the Congo, and the Republic of Congo.                  enforcement of guidelines is often weak,
                                                  products worldwide. However, legal                      The Zaire strain alone has killed nearly               making these strategies difficult to
                                                  trade in wild specimens, including live                 one-third of the world’s chimpanzees                   implement (Ryan and Walsh 2011, pp.
                                                  animals, bones, scientific specimens,                   (Fausther-Bovendo et al. 2012, p. 1;                   5–6; Pusey et al. 2008, p. 742).
                                                  and hair has been limited. Trade of                     Ryan and Walsh 2011, p. 2; Plumptre et                    A more interventionist approach is
                                                  these wild specimens for commercial                     al. 2010, p. 2; Köndgen et al. 2008, p.               treatment and vaccination of wild apes
                                                  purposes was reported for 14 live                       261; Oates et al. 2008, unpaginated;                   via darting or oral baiting (Fausther-
                                                  specimens, 121 scientific specimens,                    Tutin et al. 2005, p. 29; Leendertz et al.             Bovendo et al. 2012, p. 4; Ryan and
                                                  and 10 skulls. From 2002–2012, exports                  2004, p. 451; Huijbregts et al. 2003, pp.              Walsh 2011, p. 5). At this time,
                                                  and re-exports of wild specimens from                   437, 441; Walsh et al. 2003, pp. 612–                  treatment is not practical, as there are
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  the United States have numbered 8                       613; Formenty et al. 2003, pp. 169–172).               no licensed anti-viral drugs effective
                                                  scientific specimens for scientific                        Chimpanzees are naturally infected                  against Ebola and anti-viral drugs have
                                                  purposes. Imports of wild specimens                     with simian immunodeficiency viruses                   limited effectiveness against respiratory
                                                  into the United States have been limited                (SIVs), the precursor to acquired                      viruses. Furthermore, a reactive type
                                                  and have included hairs, scientific                     immunodeficiency syndrome (AIDS),                      strategy, such as treatment, requires a
                                                  specimens, a skull, and one unspecified                 but it was long thought that SIVs were                 sufficient monitoring system to detect
                                                  specimen for personal, scientific,                      non-pathogenic (not capable of inducing                symptoms and a veterinary
                                                  educational, and medical purposes.                      disease) and did not generally cause                   infrastructure to effectively implement


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00013   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                  34512              Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations

                                                  treatment (Ryan and Walsh 2011, p. 6).                  2003c, pp. 151, 155; Wilkie and                        2006, pp. 17–19). However,
                                                  However, one of the reasons the                         Carpenter 1999, p. 927). Even low levels               implementation of these management
                                                  Kasekela community in Gombe National                    of hunting can have a devastating effect               plans faces challenges, and the effect of
                                                  Park has maintained its size through                    on the population. The loss of                         these plans has yet to be determined.
                                                  periodic epidemic diseases is that                      reproductive-age female chimpanzees                    There is no evidence that management
                                                  efforts were made to treat sick                         can be particularly devastating, further               plans have reduced threats to the
                                                  chimpanzee when possible.                               reducing the population’s ability to                   species. Chimpanzees are found in
                                                  Chimpanzees were given Ivermectin                       recover from the loss (Carter 2003b,                   numerous protected areas. In some
                                                  during a mange epidemic and                             p. 157; Kormos et al. 2003b, p. 72). The               cases, these areas provide adequate
                                                  antibiotics during a respiratory                        occurrence of chimpanzees at low                       protection and support substantial
                                                  epidemic (Pusey et al. 2008, p. 741).                   densities coupled with slow                            populations of chimpanzees.
                                                     There have only been a few occasions                 reproductive rates can lead to the rapid               Unfortunately, many protected areas
                                                  in which wild apes have been                            extinction of even large populations                   have weak or nonexistent management
                                                  vaccinated against diseases.                            (Oates et al. 2008, unpaginated; Kormos                with poor law enforcement and are
                                                  Chimpanzees in the Kasekela                             and Boesch 2003, p. 2).                                illegally logged, converted to
                                                  community were given a polio vaccine                       The current threats to the                          agricultural lands, and hunted
                                                  in 1966, during a polio epidemic;                       chimpanzee, as described above, are not                (Campbell et al. 2011, p. 1).
                                                  gorillas were vaccinated during a                       likely to improve in the foreseeable                   Furthermore, we have no evidence that
                                                  measles outbreak in 2011; and a few                     future, resulting in a continuing decline              enforcement of legislation to protect
                                                  gorillas were vaccinated against tetanus                of chimpanzee populations. Threats to                  chimpanzees and their habitat,
                                                  when immobilized for treatment of                       this species are driven by the needs of                including protected areas, will improve.
                                                  snare wounds (Ryan and Walsh 2011,                      an expanding human population.
                                                  p. 6; Walsh 2011, p. 3; Academy of                      Within the range countries of the                      Finding
                                                  Achievement 2009, p. 9; Pusey et al.                    chimpanzee, the human population is                       Section 4 of the Act (16 U.S.C. 1533)
                                                  2008, p. 741). There are approximately                  expected to continue to increase and                   and implementing regulations (50 CFR
                                                  16 human vaccines that could                            will inevitably increase the pressures on              part 424) set forth procedures for adding
                                                  potentially be used to protect wild apes,               natural resources. Therefore, impacts to               species to, removing species from, or
                                                  including chimpanzees (Ryan and                         remaining populations of chimpanzees,                  reclassifying species on the Federal
                                                  Walsh 2011, p. 6). However, vaccines                    as described above, from deforestation,                Lists of Endangered and Threatened
                                                  for great apes require the same standard                hunting, commercial trade, and disease                 Wildlife and Plants. Under section
                                                  of testing and ethical review as a                      are likely to continue or even intensify               4(a)(1) of the Act, a species may be
                                                  vaccine for humans (Fausther-Bovendo                    (Morgan et al. 2011, p. 10; Ryan and                   determined to be an endangered species
                                                  et al. 2012, p. 5). Because management                  Walsh 2011, p. 5; Plumptre et al. 2010,                or a threatened species based on any of
                                                  authorities place a strong emphasis on                  pp. 50, 71; Fitzherbert et al. 2008, pp.               the following five factors:
                                                  animal welfare, it is preferable that                   538–539, 544; Oates et al. 2008,                          (A) The present or threatened
                                                  vaccines be tested on captive apes.                     unpaginated; CBFP 2006, p. 33; Fa et al.               destruction, modification, or
                                                  Captive chimpanzees in the United                       2006, p. 506; Hewitt 2006, pp. 44, 48–                 curtailment of its habitat or range;
                                                  States could be used to test vaccines                   49; Nasi et al. 2006, p. 14; Carter et al.                (B) Overutilization for commercial,
                                                  before they are given to wild                           2003, p. 38; Duvall 2003, p. 145; Parren               recreational, scientific, or educational
                                                  populations. In 2011, for the first time,               and Byler 2003, p. 137; Nishida et al.                 purposes;
                                                  captive chimpanzees were used in an                     2001, p. 45; Wilkie and Carpenter 1999,                   (C) Disease or predation;
                                                  experiment aimed to help wild                           pp. 927–928).                                             (D) The inadequacy of existing
                                                  chimpanzees. The experiment assessed                       Continuing threats acting on                        regulatory mechanisms; or
                                                  the safety of an Ebola vaccine and its                  chimpanzee populations, coupled with                      (E) Other natural or manmade factors
                                                  ability to trigger an immune response.                  the species’ inability to recover from                 affecting its continued existence.
                                                  Ultimately, the vaccine could be given                  population reductions, will likely lead                   As required by the Act, we conducted
                                                  to gorillas and chimpanzees in the wild                 to the loss of additional populations.                 a review of the status of the species and
                                                  to protect them against Ebola (Cohen                    Chimpanzees could be lost from an                      considered the five factors in assessing
                                                  2011, unpaginated; Walsh 2011, p. 3).                   additional three countries due to threats              whether the chimpanzee is in danger of
                                                  Similar experiments on vaccines and                     acting on populations that are already                 extinction throughout all or a significant
                                                  treatments against other diseases known                 below what is considered the minimum                   portion of its range or likely to become
                                                  to pose a high risk to wild apes,                       for a viable population (Carlsen et al.                endangered within the foreseeable
                                                  including respiratory pathogens,                        2012, p. 5; Butynski 2003, p. 11; Kormos               future throughout all or a significant
                                                  gastrointestinal parasites, SIV, and                    and Boesch 2003, p. 3). Many remaining                 portion of its range. We examined the
                                                  malaria, are planned for the future                     populations are small and isolated,                    best scientific and commercial
                                                  (Walsh 2011, p. 3). At this time, these                 putting them at an increased risk of                   information available regarding the past,
                                                  types of experiments have been                          extinction (Morgan et al. 2011, p. 12).                present, and future threats faced by the
                                                  extremely limited and have not yet                         Many management plans have been                     chimpanzee. We reviewed the petition,
                                                  contributed to a reduction in any threats               developed to conserve the chimpanzee                   information available in our files, and
                                                  to chimpanzees from diseases.                           (e.g., Morgan et al. 2011; Plumptre et al.             other available published and
                                                     Once a chimpanzee population has                     2010; GRASP 2005a; GRASP 2005b;                        unpublished information.
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  been reduced, whether by hunting,                       Tutin et al. 2005; Kormos and Boesch                      One approach we can use to
                                                  capture for the pet trade, or disease, its              2003; Kormos et al. 2003). These plans                 determine whether a species is an
                                                  ability to recover is limited due to very               lay out goals and research needs to                    endangered species or a threatened
                                                  slow reproductive rates and complex                     address the threats faced by                           species, as defined under the Act, is to
                                                  social behavior (Plumptre et al. 2010,                  chimpanzees. Development of forest                     evaluate the viability of the species. In
                                                  p. 1; Kabasawa 2009, p. 49; Bennett et                  management plans with the goal of                      this context, viability refers to the
                                                  al. 2006, p. 885; Tutin et al. 2005, p. 32;             sustainable forestry practices has                     ability of a species to persist over the
                                                  Leroy et al. 2004, p. 389; Kormos et al.                increased (Hewitt 2006, p. 43; Nasi et al.             long term, and conversely, avoid


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00014   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                                     Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations                                          34513

                                                  extinction over the long term. A species                forests to agriculture. Additionally,                  infant mortality. Disease can have a
                                                  can be considered viable if it has a                    agricultural practices are largely                     particularly devastating impact to ape
                                                  sufficient degree of resiliency,                        unsustainable and are encroaching into                 populations since they have little
                                                  representation, and redundancy.                         additional forested areas. As the human                resilience to diseases. For example,
                                                  However, a species that is deficient in                 population and economic development                    recovery of a gorilla population from a
                                                  one or more of these characteristics will               have increased, pressure on forest                     single disease outbreak can range from
                                                  have a lower probability of being viable                resources has also increased. This                     5 years for a low mortality (4 percent)
                                                  and, therefore, a greater risk of                       increasing pressure has led to                         respiratory disease outbreak to 131 years
                                                  extinction.                                             uncontrolled legal and illegal forest                  for an Ebola outbreak with high
                                                     Species have certain needs at the                    conversion within and outside of                       mortality (96 percent); this does not take
                                                  individual, population, and species                     protected areas (e.g., national parks and              into account other impacts to the
                                                  level that are to be met in order to be                 forest reserves), leaving them destroyed               populations such as additional disease
                                                  viable. Using the concepts of resiliency,               and fragmented. Cutting cycles that                    outbreaks or Allee effects. Recovery for
                                                  representation, and redundancy, we can                  occur too frequently in an area to allow               a chimpanzee population would be
                                                  evaluate threats to these needs,                        for proper regrowth, clear-cutting that                longer as they have a lower maximum
                                                  determine the effect on the species, and                results in total habitat loss, and severe              population growth rate than gorillas.
                                                  gauge the probability of viability. In                  soil erosion results in the loss of future                Once a chimpanzee population has
                                                  evaluating threats to the needs of the                  forest regeneration and recovery of vital              been reduced, whether by hunting,
                                                  species and considering whether a                       habitat.                                               capture for the pet trade, or disease, its
                                                  species may warrant listing under any of                   The loss, or even the degradation, of               ability to recover is limited due to very
                                                  the five factors, we look beyond the                    the chimpanzee’s traditional habitat can               slow reproductive rates and complex
                                                  species’ exposure to a potential threat or              affect their survival by impacting the                 social behavior. Females do not give
                                                  aggregation of threats under any of the                 species’ food resources, behavior,                     birth until 12 years of age and have only
                                                  factors, and evaluate whether the                       susceptibility to disease, and abundance               one infant every 5 to 6 years. Infants are
                                                  species responds to those potential                     and distribution. Removal, or lowering                 weaned around 4 years old, and stay
                                                  threats in a way that causes actual                     the quality, of habitat through logging                with their mothers until they are about
                                                  impact to the species. The identification               activity or establishment of agricultural              8 to 10 years old. Even after being
                                                  of threats that might impact a species                  lands destroys the structure and                       weaned, young may not survive if
                                                  negatively may not be sufficient to                     composition of the forest, eliminating                 orphaned. The occurrence of
                                                  compel a finding that the species                       essential food sources, which can affect               chimpanzees at low densities coupled
                                                  warrants listing. The information must                  sociability, condition of individuals,                 with slow reproductive rates can lead to
                                                  include evidence indicating that the                    and female reproductive success, and                   the rapid extinction of even large
                                                  threats are operative and, either singly                increases vulnerability to diseases or                 populations.
                                                  or in aggregation, affect the status of the             parasites and infant and juvenile                         Continuing threats acting on
                                                  species. Threats are significant if they                mortality. Even in areas with lower                    chimpanzee habitat and populations,
                                                  drive, or contribute to, the risk of                    levels of logging where essential food                 coupled with the loss of future forest
                                                  extinction of the species, such that the                sources were unaffected, chimpanzee                    regeneration and recovery of vital
                                                  species warrants listing as an                          densities declined significantly and                   habitat and the species’ inability to
                                                  endangered species or a threatened                      were unable to recover, remaining low                  recover from population reductions,
                                                  species, as those terms are defined in                  for years.                                             will lead to the loss of additional
                                                  the Act.                                                   Chimpanzee populations are also                     populations and is evidence that neither
                                                     Resiliency describes the                             continually subjected to disturbance.                  chimpanzees, nor its habitat, are
                                                  characteristics of a species and its                    Individuals needed to maintain viable                  resilient.
                                                  habitat that allow it to recover from                   populations are lost to hunting for the                   Representation is the species’ ability
                                                  periodic disturbance. Species-level                     bushmeat trade, trade in pet                           to adapt to changing environmental
                                                  resiliency is measured through the                      chimpanzees, disease, and conflicts                    conditions, whether natural or human
                                                  resiliency of its collective populations.               with humans. Hunting pressure even at                  caused. The species’ adaptive
                                                  Healthy populations allow for recovery                  a low level is enough to result in the                 capabilities are supported by the range
                                                  after stochastic events or periodic                     local extirpation of large chimpanzee                  in variation found within and between
                                                  disturbances. Populations lacking                       populations. The loss of reproductive-                 populations. Representation can be
                                                  healthy characteristics will be less likely             age female chimpanzees can be                          measured through the breadth of genetic
                                                  to bounce back and are thus less                        particularly devastating, further                      diversity within and among populations
                                                  resilient.                                              reducing the population’s ability to                   and/or ecological diversity occupied by
                                                     Chimpanzee habitat is continually                    recover from the loss. The pet trade has               populations across the species range. In
                                                  subjected to disturbance. Chimpanzees                   a significant draining effect on                       short, sufficient representation is having
                                                  need large areas to provide sufficient                  remaining populations, and threatens                   the genetic flexibility and/or inhabiting
                                                  resources for food, nesting, and shelter.               the survival of wild chimpanzees,                      varying environmental conditions to
                                                  However, across its range, habitat that is              because so many chimpanzees may be                     allow the populations to respond to
                                                  needed to support viable chimpanzee                     killed to secure one infant. Repeated                  changing environmental conditions
                                                  populations is being fragmented and                     epidemics have resulted in dramatic                    through adaptation. Species without
                                                  lost to logging operations and                          declines in ape populations in Côte                   diversity within and among populations
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  conversion to agriculture. Logging                      d’Ivoire, Gabon, Democratic Republic of                are thought to be more likely to go
                                                  operations often create a network of                    the Congo, and the Republic of Congo.                  extinct as conditions change.
                                                  roads for transporting timber. These                    The Zaire strain of the Ebola virus alone                 Genetic diversity in chimpanzees is
                                                  roads provide greater access to forests                 has killed nearly one-third of the                     evident by the four-subspecies
                                                  that were once inaccessible, facilitate                 world’s chimpanzees. Disease, such as                  taxonomic classification. Determining
                                                  the establishment of human settlements,                 SIV increase the chance of death by 10-                intraspecific variation among natural
                                                  and are accompanied by further                          to 16-fold, decreases the likelihood of                populations is more difficult. Given that
                                                  deforestation from the conversion of                    females giving birth, and increases                    some chimpanzee populations are


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00015   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                  34514              Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations

                                                  small, isolated and continue to face                    home ranges where they were displaced                  the chimpanzee have only expanded
                                                  threats, it is reasonable to conclude that              by humans.                                             and intensified. The chimpanzee is a
                                                  these particular populations may have,                     Chimpanzees are ecologically diverse                species whose declining and fragmented
                                                  or will experience, decreased genetic                   across subspecies, populations, and                    populations are not resilient to current
                                                  diversity. However, we found no                         communities. However, this species                     ongoing disturbances. Despite the
                                                  information to suggest that genetic                     faces ongoing threats that impact the                  ecological diversity of the species,
                                                  exchange is particularly low for the                    various habitat types and result in                    threats to the chimpanzee and its habitat
                                                  species as a whole or chimpanzee                        declining populations across its range.                are such that the representation is not
                                                  populations in general.                                 As stated above, these impacts are                     sufficient to allow chimpanzees to adapt
                                                                                                          particularly devastating to populations                to the ongoing changes in its
                                                     Chimpanzee habitats, diet, and choice                as their ability to recover from these                 environment. In the event of a
                                                  of nesting sites vary across populations                ongoing disturbances is limited due to                 catastrophic event, the remaining
                                                  and communities. In regards to habitat,                 very slow reproductive rates and                       populations would likely not recover
                                                  chimpanzees are highly adaptive,                        complex social behavior. Therefore, we                 due to ongoing threats. Due to the
                                                  occurring in primary, secondary, and                    find that chimpanzees do not have                      current, ongoing threats and impacts to
                                                  regenerating forests, logged forests, and               sufficient representation to adapt to                  the chimpanzee and its habitat,
                                                  plantations; they have even been found                  changing environmental conditions.                     resiliency, representation, and
                                                  living in close proximity to humans.                       Redundancy is the ability of a species              redundancy are not sufficient to
                                                  However, the loss, or even the                          to withstand catastrophic events either                characterize the chimpanzee as a viable
                                                  degradation, of the chimpanzee’s                        by having populations that are                         species. Laws exist throughout the range
                                                  traditional habitat can affect their                    unaffected or by having populations that               countries and internationally to protect
                                                  survival by impacting the species’ food                 can recover following such an event.                   the chimpanzee, but enforcement of
                                                  resources, behavior, susceptibility to                  Sufficient redundancy is having enough                 national laws is lacking. Impacts to the
                                                  disease, and abundance and                              populations distributed across the                     chimpanzee and its habitat are expected
                                                  distribution. Although chimpanzees                      landscape to provide a margin of safety                to continue into the future as the human
                                                  feed on a wide variety of foods, their                  for the species to withstand catastrophic              population continues to expand and
                                                  energy requirements, as large primates                  events. This can be measured by the                    pressures on natural resources to meet
                                                  with large home ranges, predispose                      number of populations comprising the                   the demands of the human population
                                                  them to a reliance on high-energy fruits.               species and how they are distributed                   increase.
                                                  Removal, or lowering the quality, of                    across the landscape. Additionally,                       Threats and the impact of these
                                                  habitat through logging activity or                     because the species depends on its                     threats to the chimpanzee and its habitat
                                                  establishment of agricultural lands                     habitat, the ability of its habitat to                 are at a level that compromises the
                                                  destroys the structure and composition                  withstand, or recover from, a                          viability of the species. We do not find
                                                  of the forest, eliminating essential food               catastrophic event should be                           that the chimpanzee is likely to become
                                                  sources, which can affect sociability,                  considered.                                            endangered within the foreseeable
                                                  condition of individuals, female                           Chimpanzee populations occur across                 future throughout all or a significant
                                                                                                          22 African countries. Affected                         portion of its range. Rather, we find that
                                                  reproductive success, and increase
                                                                                                          populations, owing to the lack of                      the chimpanzee (including
                                                  vulnerability to diseases or parasites
                                                                                                          resiliency, would be unlikely to recover               consideration of all members, both
                                                  and infant and juvenile mortality.
                                                                                                          after a catastrophic event, leaving the                captive and wild) is not a viable species
                                                  Choice of nesting sites is variable across
                                                                                                          species more depleted and fragmented                   and is currently in danger of extinction
                                                  populations and communities of                          than its current state. Additionally,
                                                  chimpanzees, but chimpanzees exhibit                                                                           throughout all of its range. Therefore,
                                                                                                          unaffected populations would continue                  we are retaining the status of the
                                                  strong preferences for certain tree                     to face ongoing threats, and owing to a                chimpanzee as an endangered species,
                                                  species for nesting, independent of their               lack of resiliency, will be unlikely to                but with this listing we are now
                                                  availability in the habitat. Chimps can                 sufficiently recover from these                        including all members of the species in
                                                  also be deterred from nesting in certain                continuous disturbances. Similarly, the                the endangered classification.
                                                  areas where human habitation is                         habitat types occupied by chimpanzees                     We also examined the chimpanzee to
                                                  concentrated. As a result, chimpanzees                  across the 22 range countries are not                  analyze if any other listable entity under
                                                  are at a greater risk of predation, as                  likely to be all be directly impacted by               the definition of ‘‘species,’’ such as
                                                  habitats where they relocate nests may                  a catastrophic event, but the ability of               subspecies or distinct population
                                                  not provide sufficient protection.                      the habitat to recover, given the current              segments, may qualify for a different
                                                  Furthermore, the loss or reduction of                   threats acting on chimpanzee habitat                   status. Because of the magnitude and
                                                  food sources and the noise and                          and the lack of forest regeneration, is                uniformity of the threats throughout its
                                                  disturbance from logging activity can                   unlikely. Furthermore, unaffected                      range, we find that there are no other
                                                  cause chimpanzee communities to                         habitat will continue to face threats and              listable entities that may warrant a
                                                  abandon their home range to find a new                  will be unable to recover due to heavy                 different determination of status. In
                                                  home range with sufficient resources                    pressures to meet the demands and                      addition, because we find that the
                                                  and less human activity. These                          needs of the growing human population.                 chimpanzee is in danger of extinction
                                                  chimpanzees may enter another                           Therefore, we find that chimpanzee                     throughout all of its range, consistent
                                                  community’s territory, which can lead                   populations do not represent sufficient                with our Final Policy on Interpretation
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  to further competition for resources and                redundancy to withstand a catastrophic                 of the Phrase ‘‘Significant Portion of Its
                                                  conflict that can lead to death. As                     event.                                                 Range’’ in the Endangered Species Act’s
                                                  habitat is lost or fragmented and                          In summary, wild chimpanzees were                   Definitions of ‘‘Endangered Species’’
                                                  chimpanzee populations are forced into                  listed as an endangered species in 1990                and ‘‘Threatened Species’’ (79 FR
                                                  smaller forest fragments, lethal                        due to habitat loss, excessive hunting,                37578; July 1, 2014) it is not necessary
                                                  interactions with other chimpanzees                     capture for the pet trade, disease, and                to consider whether the species might
                                                  may increase. Chimpanzees may also be                   lack of effective national and                         qualify for a different status based on
                                                  cautious about reinhabiting previous                    international laws. Since then, threats to             some ‘‘significant portion of its range’’


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00016   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                                     Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations                                           34515

                                                  because if a species is endangered or                   threatened species under the Act                       attempt any of these) within the United
                                                  threatened throughout its range, no                     include recognition, requirements for                  States or upon the high seas; import or
                                                  portions of its range can qualify as                    Federal protection, and prohibitions                   export; deliver, receive, carry, transport,
                                                  ‘‘significant.’’ Therefore, on the basis of             against certain practices. Recognition                 or ship in interstate or foreign
                                                  the best available scientific and                       through listing results in public                      commerce in the course of commercial
                                                  commercial information, we have                         awareness, and encourages and results                  activity; or sell or offer for sale in
                                                  determined that the chimpanzee meets                    in conservation actions by Federal and                 interstate or foreign commerce any
                                                  the definition of an endangered species                 state governments, private agencies and                endangered or threatened wildlife
                                                  under the Act. Consequently, we are                     groups, and individuals.                               species. To possess, sell, deliver, carry,
                                                  revising the listing of chimpanzees                        Section 7(a) of the Act, as amended,                transport, or ship any such wildlife that
                                                  under the Act so that all chimpanzees,                  and as implemented by regulations at 50                has been taken in violation of the Act is
                                                  wherever found, are listed as                           CFR part 402, requires Federal agencies                also illegal. Certain exceptions apply to
                                                  endangered species.                                     to evaluate their actions within the                   agents of the Service and State
                                                     A rule normally becomes effective 30                 United States or on the high seas with                 conservation agencies.
                                                  days after publication of a final rule in               respect to any species that is proposed                   Permits may be issued to carry out
                                                  the Federal Register; however, our final                or listed as endangered or threatened                  otherwise prohibited activities
                                                  determination to list all chimpanzees as                species and with respect to its critical               involving endangered and threatened
                                                  endangered species under the Act will                   habitat, if any is being designated.                   wildlife species under certain
                                                  become effective in 90 days (see DATES,                 However, given that the chimpanzee is                  circumstances. Regulations governing
                                                  above). We are delaying the effective                   not native to the United States, we are                permits are codified at 50 CFR 17.22 for
                                                  date to allow time to process                           not designating critical habitat for this              endangered wildlife and 17.32 for
                                                  applications for ongoing activities                     species under section 4 of the Act.                    threatened wildlife. For endangered
                                                  involving chimpanzees that would                           Section 8(a) of the Act authorizes the              wildlife, a permit may be issued for
                                                  require a permit under the Act. This                    provision of limited financial assistance              scientific purposes, to enhance the
                                                  will allow persons who qualify for a                    for the development and management of                  propagation or survival of the species,
                                                  permit to avoid unnecessary suspension                  programs that the Secretary of the                     and for incidental take in connection
                                                  of their activities, which include                      Interior determines to be necessary or                 with otherwise lawful activities. For
                                                  important ongoing medical and                           useful for the conservation of                         threatened species, a permit may be
                                                  scientific research. Delaying the                       endangered and threatened species in                   issued for the same activities, as well as
                                                  effective date will not adversely affect                foreign countries. Sections 8(b) and 8(c)              zoological exhibition, education, and
                                                  wild populations of chimpanzees or                      of the Act authorize the Secretary to                  special purposes consistent with the
                                                  significantly affect captive chimpanzees.               encourage conservation programs for                    Act.
                                                                                                          foreign endangered species and to
                                                  4(d) Rule                                               provide assistance for such programs in                Summary of Comments and
                                                     For threatened species, section 4(d) of              the form of personnel and the training                 Recommendations
                                                  the Act gives the Service discretion to                 of personnel.                                             We based this action on a review of
                                                  specify the prohibitions and any                           In 2000, the U.S. Congress passed the               the best scientific and commercial
                                                  exceptions to those prohibitions that are               Great Ape Conservation Act to protect                  information available, including all
                                                  appropriate for the species, as well as                 and conserve the great ape species,                    information received during the public
                                                  include provisions that are necessary                   including the chimpanzee, listed under                 comment period. In the June 12, 2013,
                                                  and advisable to provide for the                        both the Endangered Species Act and                    proposed rule, we requested that all
                                                  conservation of the species. A 4(d) rule                CITES. The Great Ape Conservation Act                  interested parties submit information
                                                  allows us to develop regulatory                         granted the Service the authority to                   that might contribute to development of
                                                  provisions that are tailored to the                     establish the Great Ape Conservation                   a final rule. We also contacted
                                                  specific conservation needs of the                      Fund to provide funding for projects                   appropriate scientific experts and
                                                  threatened species and which may be                     that aim to conserve great apes through                organizations and invited them to
                                                  more or less restrictive than the general               law enforcement training, community                    comment on the proposed listing. We
                                                  provisions for threatened wildlife at 50                initiatives, and other conservation                    received tens of thousands of comments.
                                                  CFR 17.31 and 17.32. Because captive                    efforts. The Service’s Wildlife Without                   We reviewed all comments we
                                                  chimpanzees in the United States were                   Borders program, through the Great Ape                 received from the public for substantive
                                                  previously classified as threatened                     Conservation Fund, is supporting efforts               issues and new information regarding
                                                  species, they were exempt from the                      to fight poaching and trafficking in great             the proposed listing of this species, and
                                                  general prohibitions for threatened                     apes; to increase habitat protection by                we address those comments below.
                                                  wildlife at 50 CFR 17.31 under a 4(d)                   creating national parks and protected                  Overall, most commenters supported
                                                  rule for primates set forth at 50 CFR                   areas; and to engage the community                     the proposed listing, but did not provide
                                                  17.40(c). However, because 4(d) rules                   through local initiatives to conserve the              additional scientific or commercial data
                                                  can be applied only to threatened                       most threatened great ape species.                     for consideration. We have not included
                                                  species, and we find that all                              The Endangered Species Act and its                  responses to comments that supported
                                                  chimpanzees, both wild and captive, are                 implementing regulations set forth a                   the listing decision but did not provide
                                                  an endangered species, the 4(d) rule for                series of general prohibitions and                     specific information for consideration.
                                                  captive chimpanzees can no longer be                    exceptions that apply to all endangered                Most of the commenters that did not
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  applied. Therefore, we are removing the                 wildlife and to threatened wildlife that               support the proposed listing were
                                                  chimpanzee, including a provision                       are not regulated through a 4(d) rule.                 affiliated with the biomedical industry
                                                  specific to the chimpanzee, from the                    These prohibitions, at 50 CFR 17.21 and                and opposed the rule due to potential
                                                  4(d) rule found at 50 CFR 17.40(c).                     17.31, in part, make it illegal for any                impacts on biomedical research.
                                                                                                          person subject to the jurisdiction of the              Additionally, we received comments
                                                  Available Conservation Measures                         United States to ‘‘take’’ (take includes               opposing our finding that the Act does
                                                    Conservation measures provided to                     harass, harm, pursue, hunt, shoot,                     not allow for captive chimpanzees to be
                                                  species listed as endangered or                         wound, kill, trap, capture, collect, or to             assigned separate legal status from their


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00017   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                  34516              Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations

                                                  wild counterparts on the basis of their                 extirpated from Nigeria. The current                   legal status from their wild counterparts
                                                  captive state, including through                        population of chimpanzees in just one                  is based on a detailed analysis on
                                                  designation as a separate distinct                      national park in Nigeria, Gashaka-                     whether the current statute, regulations,
                                                  population segment.                                     Gumti, appears to be over 1,000                        and applicable policies provide any
                                                                                                          individuals and is relatively well                     discretion to differentiate the listing
                                                  Peer Review
                                                                                                          protected.                                             status of specimens in captivity from
                                                     In accordance with our policy                           Our Response: In light of this                      those in the wild. Therefore, benefits to
                                                  published on July 1, 1994 (59 FR                        information we have reevaluated our                    the species or the effect of the listing
                                                  34270), we solicited expert opinions                    analysis of potential extirpation from                 decision is not relevant to what
                                                  from five individuals with scientific                   specific countries. According to Carlsen               constitutes a listable entity and is
                                                  expertise that included familiarity with                et al. (2012, p. 5) and Butynski (2003,                eligible for separate listing status under
                                                  the species, the geographic region in                   p. 11), the western chimpanzee is highly               the Act. We did, however, consider to
                                                  which wild members of the species                       threatened; combined with national                     what extent captive chimpanzees
                                                  occur, and conservation biology                         populations fewer than 1,000                           contribute to or create threats to the
                                                  principles. We received responses from                  chimpanzees, survival in Senegal,                      species or reduce or remove any threats
                                                  one of the peer reviewers from whom                     Guineau Bissau, and Ghana is a                         to the species as a whole.
                                                  we requested comments. The peer                         concern. Because the population in a                      (6) Comment: Commenters requested
                                                  reviewer found the proposed rule                        well-protected national park in Nigeria                chimpanzees located in the United
                                                  generally accurate and comprehensive                    is over 1,000 chimpanzees, we have                     States to continue to be regulated under
                                                  in its description of the biology, habitat,             revised our analysis under our Range                   the existing rule issued under section
                                                  population trends, and distribution of                  and Population section. However, this                  4(d) of the Act, or that the special rule
                                                  chimpanzees, including the factors                      did not change our finding that the                    for chimpanzees be revised in order to
                                                  affecting the species. The peer reviewer                chimpanzee meets the definition of an                  allow certain activities with
                                                  provided comments for our                               endangered species under the Act.                      chimpanzees to be undertaken without
                                                  consideration to improve the accuracy                                                                          the administrative burden and delays
                                                                                                          Public Comments
                                                  of the rule. Those comments are                                                                                associated with obtaining permits under
                                                  addressed below. Technical corrections                     (4) Comment: The inclusion of non-                  the Act.
                                                  suggested by the peer reviewer have                     native species under the Endangered                       Our Response: Because special rules
                                                  been incorporated into this final rule. In              Species Act is a misdirection of agency                under section 4(d) authority can only
                                                  some cases, a technical correction is                   resources that does little to protect wild             apply to threatened species, the special
                                                  indicated in the citations by ‘‘personal                habitat and merely imposes regulatory                  rule that includes captive chimpanzees
                                                  communication’’ (pers. comm.), which                    burdens on those who maintain these in                 at 50 CFR 17.40(c) will no longer be
                                                  could indicate either an email or                       human care domestically.                               available once this listing action and the
                                                  telephone conversation; in other cases,                    Our Response: The Act requires the                  accompanying removal of the special
                                                  the research citation is provided.                      Service to determine if species qualify                rule as applied to chimpanzees become
                                                                                                          as endangered or threatened species                    effective.
                                                  Peer Reviewer Comments                                  regardless of whether a species is native                 (7) Comment: Several commenters
                                                    (1) Comment: The peer reviewer                        to the United States. Benefits to the                  oppose the listing of all chimpanzees as
                                                  provided technical corrections,                         species include prohibitions on certain                endangered species, and removal of
                                                  including more appropriate citations, on                activities including import, export, take,             chimpanzees from the 4(d) rule for
                                                  the species’ taxonomy, description, diet,               and certain commercial activity in                     primates, because essential biomedical
                                                  and population estimates.                               interstate or foreign commerce. By                     research for both human and
                                                    Our Response: We reviewed the                         regulating these activities, the Act helps             chimpanzee health, including critical
                                                  recommended citations and made minor                    to ensure that people under the                        research needed to develop preventions
                                                  changes to the Taxonomy and Species                     jurisdiction of the United States do not               and treatments of infectious diseases in
                                                  Description, Essential Needs of the                     contribute to the further decline of                   wild chimpanzee populations, that uses
                                                  Species, and Range and Population                       listed species. Although the Act’s                     chimpanzees could be prohibited.
                                                  sections.                                               prohibitions regarding listed species                  Furthermore, the utilization of research
                                                    (2) Comment: The Service’s statement                  apply only to people subject to the                    chimpanzees is currently well-regulated
                                                  that chimpanzees have been lost from                    jurisdiction of the United States, the Act             under other Federal statutes, including
                                                  Benin, Togo, and Burkina Faso is too                    can generate additional conservation                   the Animal Welfare Act (AWA), the
                                                  definitive, as there are a few recent,                  benefits such as increased awareness of                Public Health Service Act, and the
                                                  second-hand reports of chimpanzees in                   listed species, research efforts to address            Chimp Act of 2000, as well as other
                                                  Togo, one of which has led a                            conservation needs, or funding for in-                 Federal policies and guidelines.
                                                  primatologist to plan a new survey to                   situ conservation of the species in its                   Our Response: It is not our intent to
                                                  investigate.                                            range countries.                                       prevent any biomedical research.
                                                    Our Response: The loss of                                (5) Comment: Several commenters                     However, research involving
                                                  chimpanzees from Togo is widely                         oppose the elimination of the separate                 chimpanzees that could cause harm to
                                                  reported in scientific literature;                      classification of chimpanzees held in                  the animal (i.e., ‘‘take’’) will require a
                                                  therefore, in the absence of a survey                   captivity and the listing of the entire                take permit under the Act. While take
                                                  confirming the presence of chimpanzees                  species, wherever found, as an                         includes harassment of individual
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  in this country we will continue to rely                endangered species under the Act,                      animals, our regulations specify that
                                                  on the best scientific data available,                  stating that it is unlikely to benefit                 when captive animals are involved,
                                                  which indicates that chimpanzees have                   chimpanzees in the wild and will have                  harassment does not include animal
                                                  been extirpated from Togo. However, we                  little effect on the major threats to                  husbandry practices that meet or exceed
                                                  acknowledge these recent reports in our                 chimpanzees.                                           AWA standards, breeding procedures,
                                                  Range and Population section.                              Our Response: Our determination that                or veterinary care that is not likely to
                                                    (3) Comment: The peer reviewer                        the Act does not allow for captive                     result in injury (see the definition of
                                                  disagrees that the chimpanzee could be                  chimpanzees to be assigned separate                    harass at 50 CFR 17.3). In addition,


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00018   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                                     Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations                                           34517

                                                  research that does not adversely affect                 should be noted that the permitting                       (13) Comment: The impact of this rule
                                                  chimpanzees, such as observations in                    process includes a 30-day comment                      on the biomedical community will
                                                  behavioral research, are not considered                 period required by statute for permit                  endanger human populations. The
                                                  take and will not require a permit. For                 applications involving endangered                      Service should include biomedical
                                                  activities that may result in a prohibited              species. Given that it takes time to plan              research aimed at improving human
                                                  act such as a taking, permits may be                    and implement any research studies, we                 health within the definition of
                                                  issued for scientific purposes or to                    do not believe the permitting process                  ‘‘scientific purposes’’ under the Act.
                                                  enhance the propagation or survival of                  will be problematic or result in any                      Our Response: The purposes of the
                                                  the species. Enhancement may be direct,                 critical delays in research.                           Act are to conserve species and the
                                                  such as developing a vaccination to be                     (10) Comment: The Service should                    ecosystems on which they depend, and
                                                  administered to chimpanzees in the                      amend the permitting requirements so                   any permit issued must meet the
                                                  wild (in situ), or indirect such as                     that details of requests for biomedical                standards under section 10(a) and 10(d)
                                                  contributions that are made to in situ                  research permits are not required to be                of the Act. While not intended to impact
                                                  conservation.                                           published in the Federal Register.                     research involving human health, there
                                                     Additionally, the comment appears to                    Our Response: We do not publish the                 are requirements that must be met when
                                                  imply that additional regulation under                  details of permit applications in the                  endangered species, such as the
                                                  the Act is not needed for captive                       Federal Register; we publish only a                    chimpanzee, are involved. We will
                                                  chimpanzees in the United States.                       notice to the public that we have                      evaluate each application for a permit
                                                  Whether or not additional regulation is                 received a permit application.                         on a case-by-case basis to determine if
                                                  needed is not a factor considered when                  Information received as part of any                    it qualifies under the Act, including for
                                                  evaluating whether a species meets the                  application is available to the public,                scientific purposes. We will work with
                                                  definition of a threatened or endangered                however, as a matter of public record.                 institutions applying for a permit to
                                                  species. Having concluded that we had                      (11) Comment: How many and for                      minimize adverse effects to research
                                                  no discretion to treat captive                          which type of biomedical research will                 activities.
                                                  chimpanzees as a separate listable entity               the Service issue permits?                                (14) Comment: An enhancement-of-
                                                  from wild chimpanzees, the Service                         Our Response: All determinations of                 survival permit for biomedical research
                                                  properly assessed the status of the                     whether particular entities and                        on chimpanzees would require research
                                                  ‘‘species’’ to determine if it met the                  particular activities qualify for permits              programs to provide a conservation
                                                  definition of a ‘‘threatened species’’ or               under the Act are made on a case-by-                   benefit to species in the wild, a huge
                                                  an ‘‘endangered species’’ due to any one                case basis depending on the facts of the               imposition on research institutions’
                                                  or a combination of the five factors                    situation. We do not set a limit on the                resources.
                                                  found in section 4(a)(1) of the Act. We                 number of permits we issue; however,                      Our Response: The Service does not
                                                  properly applied the five factors under                 in the course of reviewing permit                      believe that requiring biomedical
                                                  section 4(a)(1) to the species, including               applications we may refer back to all                  institutions to obtain authorization to
                                                  the extent to which captive                             applications we have received and                      carry out otherwise prohibited activities
                                                  chimpanzees create or contribute to the                 issued for a particular species and                    would impose a significant imposition
                                                  threats to the species or remove or                     activity. We cannot foresee what                       on their resources. In discussions with
                                                  reduce threats to the species. Having                   biomedical research would be                           a number of the institutions currently
                                                  determined that all chimpanzees qualify                 authorized because up until the                        holding chimpanzees, it appears that
                                                  as an ‘‘endangered species,’’ the Act’s                 effective date of this rule (see DATES),               there are ways these institutions could
                                                  protections for endangered species are                  permits for activities involving                       benefit chimpanzees in the wild through
                                                  extended to all chimpanzees.                            chimpanzees have not been required.                    currently on-going activities or activities
                                                     (8) Comment: There is no causal                      Further, to list those activities prior to             that could be reasonably developed.
                                                  nexus between research with                             reviewing them during the course of the                Behavioral studies, the development of
                                                  chimpanzees in the United States and                    permitting procedure would be                          veterinary treatments, and support for
                                                  the removal of specimens from the wild                  predecisional. We will issue permits for               in-situ conservation efforts like orphan
                                                  by ‘‘poachers and smugglers,’’ and the                  activities that meet the requirements of               care, currently carried out by some
                                                  Service has provided no example of                      50 CFR 17.22.                                          institutions, all would support the
                                                  illegal trafficking attributable to                        (12) Comment: The Service’s                         issuance of an endangered species
                                                  research.                                               proposed listing rule does not consider                permit by the Service. The Service will
                                                     Our Response: In assessing whether                   the inadequacy of existing regulatory                  continue to work with research
                                                  captive chimpanzees actually create or                  mechanisms for permitting biomedical                   institutions on ways to continue their
                                                  contribute to the threat of                             research with captive chimpanzees                      current activities, while ensuring that
                                                  overutilization to the species as part of               under the Act.                                         the standards of the Act are met.
                                                  its status review, the Service did not                     Our Response: The commenter                            (15) Comment: Additional
                                                  find evidence that captive animals used                 appears to be referencing factor D and                 information on diseases and the threat
                                                  for research in the United States were                  appears to maintain that inadequate                    they pose to the viability of wild
                                                  contributing to or creating any threats to              permitting of research negatively                      chimpanzees was provided.
                                                  the species. In fact, the availability of               impacts wild chimpanzees because such                     Our Response: We have incorporated
                                                  captive chimpanzees may have removed                    regulations impede research that has the               additional information into our
                                                  the demand for wild chimpanzees in                      potential to treat diseases that impact                discussion of diseases, including the
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  biomedical research.                                    chimpanzees. As stated above,                          potential impact of disease outbreaks on
                                                     (9) Comment: Several commenters are                  biomedical research involving                          chimpanzee populations and the
                                                  concerned that the permitting process                   chimpanzees that benefits chimpanzees                  potential for captive chimpanzees in the
                                                  may delay time-sensitive research.                      in the wild would likely meet                          United States to be used to test vaccines
                                                     Our Response: The Service intends to                 enhancement requirements and,                          for wild populations. This information
                                                  work with research institutions to                      therefore, would likely be authorized.                 did not change our finding that the
                                                  minimize the time needed to authorize                   Thus, the issue mentioned by the                       chimpanzee meets the definition of an
                                                  activities under the Act. However, it                   commenter is not applicable.                           endangered species under the Act.


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00019   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                  34518              Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations

                                                  Rather, it provided additional support to               chimpanzees under the Act.                             propagation or survival of the affected
                                                  our finding that disease is a threat to                 Furthermore, the Service should clarify                species . . .’’ In addition, any permit
                                                  chimpanzees.                                            that commercial gains from educational                 issued under section 10(a)(1)(A) must,
                                                     (16) Comment: The Service only used                  and entertainment activities are not                   among other things, be consistent with
                                                  literature related to wild chimpanzees                  illegal under the Act.                                 the policies and purposes of the Act.
                                                  and included very limited scientific                       Our Response: The Service’s listing                 Therefore, when considering whether a
                                                  data related to captive chimpanzees,                    determination is based upon an analysis                permit can be issued to authorize
                                                  especially information on the use of                    of the best available scientific and                   activities that would otherwise be
                                                  captive chimpanzees in research to                      commercial information relative to the                 prohibited with an endangered species,
                                                  advance both human and chimpanzee                       statutory standards under the Act                      the purposes of the activity must be for
                                                  health.                                                 indicating that chimpanzees as a species               either scientific purposes or for
                                                     Our Response: Consistent with the                    meet the definition of an endangered                   enhancement, not solely for educational
                                                  Act, we assessed the status of the                      species under the Act. Thus, the                       or exhibition purposes.
                                                  species to determine whether                            appropriate conservation status of the                    The commenter is correct, however,
                                                  chimpanzees meet the definition of an                   species was not based upon the issue                   in referencing that the definition of
                                                  endangered or threatened species and                    mentioned by the commenter.                            ‘‘enhance the propagation or survival’’
                                                  should be listed under the Act. This                    Additionally, the Act and our                          in the regulations (50 CFR 17.3) does
                                                  included assessing the extent to which                  implementing regulations set forth the                 identify exhibition of living wildlife as
                                                  captive chimpanzees create or                           prohibitions that apply to all                         part of an overall approach to
                                                  contribute to threats to the species or                 endangered wildlife. These prohibitions                enhancement for captive wildlife.
                                                  remove or reduce threats to the species                 make it illegal for any person who is                  Specifically, the regulations state:
                                                  by contributing to the conservation of                  subject to the jurisdiction of the United              Enhance the propagation or survival,
                                                  the species. We have included in our                    States to, among other things, sell or                 when used in reference to wildlife in
                                                  Summary of Threats section information                  offer for sale an endangered species in                captivity, the following activities when
                                                  on the potential for captive                            interstate or foreign commerce or to                   it can be shown that such activities
                                                  chimpanzees to contribute to a                          deliver, receive, transport, carry, or ship            would not be detrimental to the survival
                                                  reduction in threats to chimpanzees                     an endangered species in interstate or                 of wild or captive populations of the
                                                  from diseases. Because the use of                       foreign commerce in the course of a                    affected species:
                                                  captive chimpanzees in the                              commercial activity. Services provided                    (a) Provision of health care,
                                                  advancement of human health does not                    by persons who own captive                             management of populations by culling,
                                                  impact chimpanzees, either positively                   chimpanzees such as those provided by                  contraception, euthanasia, grouping or
                                                  or negatively, this information is not                  circuses and appearances in movies,                    handling of wildlife to control
                                                  relevant in assessing the status of the                 television, advertisements, or parties are             survivorship and reproduction, and
                                                  species.                                                not unlawful unless the person engages                 similar normal practices of animal
                                                     (17) Comment: Some commenters                        in one of the prohibited activities.                   husbandry needed to maintain captive
                                                  claimed listing all chimpanzees as                         (19) Comment: The Service’s                         populations that are self-sustaining and
                                                  endangered species would hurt                           differentiation between threatened and                 that possess as much genetic vitality as
                                                  conservation efforts to the extent that                 endangered species permits issued for                  possible;
                                                  the Service would set limitations on the                the purpose of exhibition is misplaced                    (b) Accumulation and holding of
                                                  exhibition of endangered chimpanzees                    because the Service’s regulatory                       living wildlife that is not immediately
                                                  in zoological settings.                                 definition of ‘‘enhancement of                         needed or suitable for propagative or
                                                     Our Response: The Act does not                       propagation or survival’’ includes                     scientific purposes, and the transfer of
                                                  prohibit the exhibition of listed species.              ‘‘exhibition of living wildlife in a                   such wildlife between persons in order
                                                  Listing all chimpanzees will not set any                manner designed to educate the public                  to relieve crowding or other problems
                                                  limitations on exhibition. The Service                  about the ecological role and                          hindering the propagation or survival of
                                                  disagrees, however, that listing all                    conservation needs of the affected                     the captive population at the location
                                                  chimpanzees as endangered would have                    species.’’ Thus, in the event that the                 from which the wildlife would be
                                                  any negative impact on conservation                     Service designates captive chimpanzees                 removed;
                                                  efforts. Instead, the listing will most                 as endangered under the Act, the                          (c) Exhibition of living wildlife in a
                                                  likely promote greater participation in                 Service should expressly reaffirm that                 manner designed to educate the public
                                                  conservation efforts by zoological                      public exhibition continues to be                      about the ecological role and
                                                  institutions and the public. Before the                 permitted.                                             conservation needs of the affected
                                                  listing, individuals wishing to sell and                   Our Response: The Act does not                      species.
                                                  engage in certain other commercial                      prohibit the exhibition of listed species.                This definition was established
                                                  activities with captive chimpanzees                     Therefore, the Service does not issue                  primarily in relation to the Captive-bred
                                                  could do so without providing any                       permits for public exhibition or                       Wildlife Registration program (50 CFR
                                                  conservation benefits to the species.                   education. However, the Act does                       17.21(g)) to facilitate captive breeding of
                                                  With this listing, otherwise prohibited                 regulate, among other things, import;                  listed species as part of an overall
                                                  activities, such as these commercial                    export; sale and offer for sale in                     captive management program.
                                                  activities, will require authorization                  interstate and foreign commerce; and                   Therefore, public display in a manner
                                                  from the Service and this authorization                 delivery, receipt, transport, carrying,                designed to education the public about
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  can be issued only if the activity meets                and shipment in interstate or foreign                  the ecological role of the species, along
                                                  the requirements of the Act.                            commerce in the course of a commercial                 with being part of a captive breeding
                                                     (18) Comment: The listing petition’s                 activity. As pointed out in the proposed               program that strives for a self-sustaining
                                                  general arguments regarding exhibitors’                 rule, Section 10(a)(1)(A) of the Act for               captive population that ensures
                                                  commercial gain from their exhibition of                endangered species states that the                     maximum genetic diversity and vitality
                                                  captive chimpanzees should have no                      Secretary may permit ‘‘any act                         could be permitted under the Act.
                                                  bearing on Service’s decision regarding                 otherwise prohibited by section 9 for                     (20) Comment: Several commenters
                                                  the conservation status of captive                      scientific purposes or to enhance the                  opposed the proposed rule, and the


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00020   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                                     Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations                                           34519

                                                  associated regulation of captive                        discretion prior to receiving the                      78 FR 33790, 33791 (June 5, 2013)
                                                  chimpanzees, stating that captive                       petitions for chimpanzees and the                      (including a discussion on the
                                                  populations are essential for the                       African antelope, we reviewed the issue                ‘‘Evaluation of Listable Entities’’); 12-
                                                  perpetuation of global chimpanzee                       in order to ensure that we addressed                   Month Finding on a Petition to List 14
                                                  populations and repopulating African                    each petition in accordance with the                   Aquatic Mollusks as Endangered or
                                                  countries.                                              Act. Nonetheless, each assessment is                   Threatened, 77 FR 57922, 57923
                                                     Our Response: The status of all                      specific to the petitioned species. The                (September 18, 2012) (including a
                                                  chimpanzees as endangered does not                      rule has been revised to clarify that the              discussion on the ‘‘Evaluation of
                                                  affect the ability to maintain captive                  Service’s analysis is specific to the issue            Listable Entities’’); 12-Month Finding on
                                                  populations. The Act does not prohibit                  of whether captive chimpanzees should                  Petition to List the Wanton’s Cave
                                                  captive breeding of listed species.                     have separate legal status on the basis of             Meshweaver as Endangered or
                                                     (21) Comment: One commenter                          their captivity.                                       Threatened, 79 FR 47413, 47415
                                                  requested amending the Service’s                           Furthermore, this listing decision                  (August 13, 2014) (including a
                                                  regulatory definition of the phrase                     does not establish new agency policy. In               discussion on ‘‘Evaluation of Listable
                                                  ‘‘industry and trade’’ found in the Act’s               fact, this listing determination is                    Entities’’); 90-Day Finding on a Petition
                                                  definition of the term ‘‘commercial                     consistent with the Service’s general                  to List Thermophilic Ostracod as
                                                  activity,’’ as well as revising the                     practice for captive members of a                      Endangered or Threatened, 77 FR 9618,
                                                  Service’s Captive-Bred Wildlife                         species to be afforded the same legal                  9618 (February 17, 2012) (including a
                                                  Regulations under 50 CFR 17.21(g) to                    status under the Act as those members                  discussion on the ‘‘Evaluation of
                                                  require the agency to respond in the                    of the species in the wild.                            Listable Entities’’); 90-Day Finding on
                                                  Federal Register to public comments                        In compliance with the Endangered                   Petition to List Sphinx Date Palm, 77 FR
                                                  received on applications for captive-                   Species Act and the Administrative                     71757 (including a discussion on the
                                                  bred wildlife registrations.                            Procedure Act, the Service’s listing                   ‘‘Evaluation of Listable Entities’’). Thus,
                                                     Our Response: The comment is                         determination, which included its                      the issue was properly part of the
                                                  outside the scope of this agency action                 evaluation of whether captive                          Service’s petition-finding and
                                                  to consider whether all chimpanzees                     chimpanzees may have separate legal                    determination to list all chimpanzees as
                                                  should be listed as endangered species                  status under the Act, was subject to                   an endangered species. In addition, as
                                                  under the Act.                                          public notice and comment. The Service
                                                     (22) Comment: Some commenters                                                                               noted above the rule has been revised to
                                                                                                          was under no legal requirement, as                     clarify that the Service’s analysis is
                                                  believed that this rulemaking was not                   suggested by the commenter, to subject
                                                  the appropriate vehicle for issuing new                                                                        specific to the issue of whether captive
                                                                                                          the analysis used in evaluating this                   chimpanzees should have separate legal
                                                  agency policy regarding whether captive                 petition to an additional and separate
                                                  animals, in general, may be assigned                                                                           status on the basis of their captivity.
                                                                                                          rulemaking process or to develop
                                                  separate legal status from their wild                   agency guidelines such as those                           (24) Comment: One commenter stated
                                                  counterparts on the basis of their                      identified under section 4(h) of the Act.              that for a notice of a new policy to be
                                                  captive state. One commenter explained                     (23) Comment: Commenters expressed                  effective, particularly one that modifies,
                                                  that the Service could not use a petition-              concern that the Service’s broad                       or at least substantially impacts, the
                                                  specific determination to promulgate a                  statements of policy regarding its legal               Captive-Bred Wildlife rule, it must alert
                                                  new interpretive rule, and the law                      authority to recognize exemptions from                 the public that a change in policy is
                                                  requires such action to be done via a                   the Act for captive animals is beyond                  being considered.
                                                  more direct and thorough public                         the scope of the petition. According to                   Our Response: The commenter fails to
                                                  process, not as an adjunct to a species                 one commenter, the petition is specific                identify any new policy or a change in
                                                  listing petition. One commenter                         to the listing of chimpanzees only, and                policy being issued through this listing
                                                  maintained that the Service’s actions                   the Service’s proposal should be as well.              determination. As explained in the
                                                  violated section 4(h) of the Act. Thus,                    Our Response: Assuming that the                     preamble of our proposed listing rule,
                                                  these commenters indicated                              commenters are characterizing the                      the Service has not had an absolute
                                                  promulgation of such a policy or                        authority to designate separate legal                  policy or practice with respect to the
                                                  interpretive rule should be subject to                  status under the Act for captive animals               designation of separate legal status
                                                  separate public notice and comment                      as an ‘‘exemption,’’ the Service                       under the Act for captive animals, but
                                                  procedures pursuant to the                              disagrees that the issue of designating                generally has included wild and captive
                                                  Administrative Procedure Act and the                    separate legal status for captive                      animals together when it has listed
                                                  Endangered Species Act.                                 chimpanzees is beyond the scope of the                 species. Thus, this action does not
                                                     Our Response: The Service was                        petition. Because the petition requested,              involve a change in policy, nor does it
                                                  petitioned to list all chimpanzees,                     in essence, the elimination of the                     involve any modification or impact to
                                                  whether in the wild or in captivity, as                 separate classification for captive                    the Captive-Bred Wildlife rule. In fact,
                                                  an endangered species, thereby                          chimpanzees from chimpanzees located                   this listing action is consistent with the
                                                  eliminating the separate classification of              in the wild, the Service appropriately                 Service’s general practice of listing
                                                  captive chimpanzees from chimpanzees                    considered, as an initial matter, whether              captive and wild members of a species
                                                  located in the wild. As explained in the                it had any discretion to designate legal               together. As part of the Service’s
                                                  preamble of our proposed listing rule,                  status under the Act to captive members                evaluation of the petition to list all
                                                  we therefore examined the question                      separate from their wild counterparts.                 chimpanzees as endangered, this action
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  raised by the petition as to whether the                Assessing whether the petitioned action                included an examination of whether the
                                                  Service has discretion under the Act to                 involves an entity eligible for legal                  agency has any discretion to
                                                  differentiate the listing status of                     status under the Act is part of the                    differentiate the listing status of
                                                  chimpanzees in captivity from those in                  Service’s standard practice in making                  specimens in captivity from those in the
                                                  the wild. Because the Service had not                   petition-findings. See, e.g., 12-Month                 wild. The Service’s listing
                                                  specifically examined whether the Act,                  Findings on Petitions to Delist U.S.                   determination, including its analysis of
                                                  its implementing regulations, and                       Captive Populations of the Scimitar-                   whether captive chimpanzees may have
                                                  applicable policies provide such                        horned Oryx, Dama Gazelle, and Addax                   separate legal status under the Act from


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00021   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                  34520              Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations

                                                  their wild counterparts, was subject to                 wildlife do not have their own                         horned oryx at 50 CFR 17.11 indicates
                                                  public notice and comment.                              recognizable range and that a species’                 the historic range as North Africa, even
                                                     (25) Comment: The Service received                   range consists only of those portions of               though the Service acknowledged the
                                                  comments that it should base this listing               the species’ historic range where the                  oryx may no longer exist in the wild.
                                                  determination on the conservation                       species is found in the wild. This                     See Final Rule to List the Scimitar-
                                                  status of the captive specimens,                        approach ignores the importance that                   horned oryx, Addax, and Dama Gazelle
                                                  focusing on an assessment of whether                    adaptation plays in species                            as Endangered, 70 FR 52319 (September
                                                  the five factors require listing of captive             conservation. If the Service refuses to                2, 2005).
                                                  chimpanzees, rather than a position or                  recognize a species’ range as the habitat                 (28) Comment: The Service’s position
                                                  policy that the agency lacks authority to               in which the population currently lives,               that the Act deprives it of the authority
                                                  assign a separate legal status to all                   whether in the wild or in captivity, then              to separately classify a population made
                                                  captive species by virtue of their captive              the Service will be powerless to                       exclusively of captive members
                                                  status. Other commenters claimed that                   accommodate circumstances that                         contradicts the Service’s litigation
                                                  the Service’s failure to analyze whether                change wildlife behavior patterns.                     position in Safari Club International v.
                                                  captive chimpanzees are an endangered                      Our Response: It appears that the                   Salazar, et al. in which the Service
                                                  species due to the five factors under                   commenter may have misunderstood                       maintained that it possessed the
                                                  section 4(a)(1) constituted a violation of              our interpretation of ‘‘range.’’                       authority to make decisions about the
                                                  the Act. Some commenters further                        Nonetheless, we stand by our position                  listing status of captive populations on
                                                  contended that captive chimpanzees are                  noted in the proposed rule and this final              a case-by-case basis.
                                                  not in danger of extinction due to any                  rule that ‘‘range’’ has consistently been                 Our Response: Prior to fully analyzing
                                                  of the five factors set forth under section             interpreted by the Service as being the                the issue of designating separate legal
                                                  4(a)(1) of the Act.                                     natural range of the species in the wild.              status for captive animals for
                                                     Our Response: Having concluded that                  Furthermore, the Service’s 2014 policy                 consistency with the statutory
                                                  we do not have discretion to treat                      on the meaning of the phrase                           standards, an issue raised in the
                                                  captive chimpanzees as a separate                       ‘‘significant portion of its range’’ (SPR)             petitions to delist U.S. captive
                                                  listable entity from wild chimpanzees,                  (79 FR 37577; July 1, 2014) defines                    populations of Scimitar-horned oryx,
                                                  the Service properly assessed the status                ‘‘range’’ as the ‘‘general geographic area             addax, and dama gazelle and the
                                                  of the ‘‘species’’ to determine if it met               within which that species can be found                 petition to list all chimpanzees as an
                                                  the definition of a ‘‘threatened species’’              at the time [the Service] or [the National             endangered species, we acknowledge
                                                  or an ‘‘endangered species’’ due to any                 Marine Fisheries Service] makes any                    that the Service provided the same
                                                  one or a combination of the five factors                particular status determination,’’ which               listing status to all members of a species
                                                  found in section 4(a)(1) of the Act. See                we interpret also to apply to the range                as the default, unless the facts indicated
                                                  Trout Unlimited v. Lohn, 559 F. 3d 946,                 of the species in the wild. Therefore, the             that there should be a different result.
                                                  955–956 (9th Cir 2009) (distinguishing                  Service’s definition of range does not                 See Safari Club International v. Jewell,
                                                  between two analytical phases of the                    ignore the importance of adaptation in                 960 F.Supp 2d 17, 64 (D.D.C. 2013)
                                                  listing process—the ‘‘composition                       species conservation. If circumstances                 (upholding the Service’s 2005 final
                                                  phase’’ involving the ‘‘neutral’’ task of               change wildlife behavior patterns,                     determination to list Scimitar-horned
                                                  defining a ‘‘species’’ and the subsequent               changes in areas where the species is                  oryx, addax, and dama gazelle as being
                                                  decision to list due to the factors under               found in the wild would be considered                  consistent with the agency’s general
                                                  section 4(a)(1) of the Act). As part of the             part of its range.                                     policy and practice). Having now
                                                  assessment of the status of the                            (27) Comment: One commenter                         examined the language, purpose,
                                                  ‘‘species,’’ the Service examined the                   asserted that the Service’s interpretation             operation of key provisions, and the
                                                  extent to which captive chimpanzees                     of the term ‘‘range’’ under section 4(c)(1)            legislative history of the Act in response
                                                  created or contributed to threats to the                of the Act as including the general                    to the issue raised in the above-
                                                  species or remove or reduce threats to                  geographical area where the species is                 mentioned petitions, we have
                                                  the species by contributing to the                      found in the wild would prevent the                    concluded that the Service does not
                                                  conservation of the species. This                       Service from complying with its                        have the discretion to designate separate
                                                  approach of considering the                             statutory obligation to specify for each               legal status under the Act for captive
                                                  contribution of captive members on                      species listed over what portion of its                chimpanzees from wild members of the
                                                  their wild counterparts in a status                     range it is an endangered species or a                 same species, which is consistent with
                                                  assessment of the species has been                      threatened species in the event a species              our findings on the antelope petitions.
                                                  upheld by the Ninth Circuit in Trout                    no longer exists in the wild and can                   As noted above, the rule has been
                                                  Unlimited v. Lohn, 559 F. 3d at 961                     only be found in captivity.                            revised to clarify that the Service’s
                                                  (upholding NMFS’s 2005 Hatchery                            Our Response: Under this                            analysis is specific to the petitioned
                                                  Policy which established that the effects               hypothetical, the Service disagrees that               species.
                                                  of hatchery fish will be included in                    its interpretation of the term ‘‘range’’                  (29) Comment: The Service expresses
                                                  assessing the status of the entire                      would prevent it from specifying ‘‘over                a general concern that captive
                                                  Evolutionary Significant Unit in the                    what portion of its range’’ it is an                   chimpanzees might not meet the Act’s
                                                  context of their contributions to                       endangered species or a threatened                     definition of ‘‘threatened species’’ or
                                                  conserving natural self-sustaining                      species in accordance with section                     ‘‘endangered species,’’ leaving captive
                                                  populations). But having found for a                    4(c)(1) of the Act. For a species that only            chimpanzees unprotected by the Act. In
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  number of reasons that the Service does                 exists in captivity, the Service indicates             order to avoid this result, the Service
                                                  not have the discretion to give captive                 the range of the species in the wild that              proposes that captive chimpanzees must
                                                  chimpanzees separate legal status, it                   would occur but for the conditions that                receive the same listing as wild
                                                  was both unnecessary and would be                       have led to extirpation from the wild in               chimpanzees to ensure that they receive
                                                  inappropriate to conduct a listing                      the ‘‘Historic Range’’ column of the                   protections, even though they do not
                                                  analysis on just captive chimpanzees.                   listing at 50 CFR 17.11 or 17.12,                      qualify for listing. Such an approach is
                                                     (26) Comment: The proposed rule                      consistent with our interpretation. For                inconsistent with the Act’s purpose to
                                                  states that captive populations of                      example, the listing of the Scimitar-                  promote conservation of the species and


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00022   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                                     Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations                                           34521

                                                  DPS which are actually endangered or                    listings of chimpanzees would be                       that would generally be
                                                  threatened species.                                     inconsistent with the Act’s purpose of                 indistinguishable from unprotected,
                                                     Our Response: It is unclear whether                  protecting threatened and endangered                   captive specimens. In assessing whether
                                                  the commenter believes that the Service                 species.                                               captive chimpanzees actually create or
                                                  found that captive chimpanzees would                       (30) Comment: The Service should                    contribute to the threat of
                                                  not qualify for listing under the Act if                reconsider its definition of ‘‘captivity.’’            overutilization to the species, the
                                                  the required analysis were conducted or                 If a species’ existence outside of its                 Service did not find evidence that
                                                  whether the commenter believes that                     historic range involves a lifestyle closely            captive specimens specifically held in
                                                  captive chimpanzees do not qualify for                  resembling life in the wild, then the                  U.S. research facilities were
                                                  listing. To process the petition, we had                Service should treat that population                   contributing to or creating any threats to
                                                  to consider whether captive                             more like wild populations than captive                the species. Nonetheless, even if captive
                                                  chimpanzees had appropriately been                      ones. In captivity, chimpanzees do not                 chimpanzees in U.S. research facilities
                                                  considered separate listable entities                   have a lifestyle that even remotely                    are currently few in number and all
                                                  previously. Part of this analysis                       mimics their existence in the wild.                    captive chimpanzees at these facilities
                                                  included potential conservation                            Our Response: The request to                        are individually identified and
                                                  outcomes if a section 4(a) analysis were                reconsider the Service’s regulatory                    recorded, this may not be the case in the
                                                  conducted solely on captive                             definition of ‘‘captivity’’ is beyond the              future. In addition, it does not appear
                                                  chimpanzees (which was not done                         scope of this action to consider whether               that captive chimpanzees generally have
                                                  when we designated captive                              all chimpanzees should be listed as an                 reduced any threats to the species,
                                                  chimpanzees as a separate threatened                    endangered species under the Act.                      including removal of animals from the
                                                  DPS in 1990) and whether the potential                     (31) Comment: In its new                            wild for the pet trade, as threats to the
                                                  consequences of this approach would be                  interpretation, the Service did not                    species have only intensified since the
                                                  consistent with Congress’ intent for the                address the fact that the Act recognizes               1990 reclassification of the wild
                                                  Act. Having found for a number of                       the ‘‘scientific’’ value of wildlife and               population from a threatened species to
                                                  reasons that the Service does not have                  acknowledges ‘‘scientific’’ purposes as a              an endangered species.
                                                  the discretion to give captive animals                  separate animal use in addition to other                  (33) Comment: Some commenters
                                                  separate legal status, it was both                      possible uses, i.e., commercial,                       indicated their support for the Service’s
                                                  unnecessary and would be                                recreational, or educational purposes,                 continued reliance on its policy
                                                  inappropriate to conduct a listing                      when the potential for overutilization is              regarding the Recognition of Distinct
                                                  analysis on just captive chimpanzees.                   considered.                                            Vertebrate Population Segments under
                                                  For all the reasons explained in this                      Our Response: In determining                        the Endangered Species Act to assign
                                                  rule, we find that this decision is                     whether we had any discretion to                       separate legal status under the Act for
                                                  consistent with the purposes of the Act                 designate separate legal status under the              chimpanzees held in captivity. Other
                                                  and Congress’ intent.                                   Act to captive chimpanzees, the Service                commenters noted that captive
                                                     In fact, if the separate designation of              specifically acknowledged that Congress                chimpanzee population in the U.S.
                                                  wild chimpanzees and captive                            recognized ‘‘overutilization for                       qualifies as a ‘‘distinct population
                                                  chimpanzees were maintained,                            commercial, recreational, scientific, or               segment’’ under the plain language of
                                                  proponents of separate legal status                     education purposes’’ as a potential                    the Act and the interagency policy on
                                                  could argue that captive specimens do                   threat that contributes to the risk of                 distinct population segments.
                                                  not qualify as endangered or threatened                 extinction for many species. We found                     Our Response: Based upon an
                                                  species under an analysis of the best                   that if captive specimens could have                   examination of the language, purpose,
                                                  available scientific information related                separate legal status under the Act, the               operation of key provisions, and the
                                                  to the five factors found under section                 threat of overutilization could increase.              legislative history of the Act, the Service
                                                  4(a)(1) of the Act. Indeed, we note that                Such a consequence would be                            has concluded that it does not have the
                                                  this commenter appears to contend that                  inconsistent with section 2(b)’s purpose               discretion to assign legal status under
                                                  captive chimpanzees do not qualify for                  of conserving endangered and                           the Act for captive specimens of
                                                  listing. Because under this line of                     threatened species. The role of scientific             chimpanzees separate from their wild
                                                  thinking captive chimpanzees might not                  use of endangered wildlife is also                     counterparts, which includes
                                                  meet the definitions of endangered or                   acknowledged under section 10(a)(1)(A)                 designating captive chimpanzees and
                                                  threatened species under the statutory                  as one of the purposes for which a                     wild chimpanzees as separate distinct
                                                  factors, captive chimpanzees could be                   permit may be issued to conduct                        population segments pursuant to our
                                                  petitioned for, and arguably would                      otherwise prohibited activities.                       1996 policy regarding the Recognition of
                                                  qualify for, delisting. These animals                      (32) Comment: Although the Service                  Distinct Vertebrate Population Segments
                                                  would therefore lose any legal                          noted past examples of and concerns                    under the Endangered Species Act.
                                                  protections of the Act, even as wild                    about the possibility of not being able to             Although the Service’s 1990 final
                                                  chimpanzees face threats that have                      distinguish between captive and wild                   reclassification rule for chimpanzees,
                                                  intensified and expanded since 1990,                    specimens in its proposed rule,                        issued prior to the promulgation of the
                                                  continue to decline, and have already                   chimpanzees currently located at U.S.                  1996 policy, designated captive and
                                                  been extirpated from some range                         research facilities are not only few in                wild chimpanzees as separate distinct
                                                  countries. Unfortunately it is                          number, but also individually identified               population segments, that designation
                                                  conceivable that all wild chimpanzees                   and recorded.                                          was not analyzed as to how it was
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  could be extirpated at some point in the                   Our Response: The comment appears                   consistent with the statutory standards.
                                                  future and therefore, under the                         to be referring to the Service’s                          (34) Comment: The Service received
                                                  commenter’s line of reasoning, wild                     conclusion that, as a general matter,                  comments indicating that the Act does
                                                  chimpanzees would qualify for delisting                 separate legal status for captive animals              not limit the Service’s authority to
                                                  as extinct under 50 CFR 424.11(d)(1)                    would be inconsistent with the purpose                 assign captive animals separate legal
                                                  while captive chimpanzees would still                   of section 2(b) of the Act due to the                  status from specimens of the same
                                                  have no protections under the Act. Such                 potential for increased take and trade in              species or subspecies that occur in the
                                                  potential consequences due to separate                  ‘‘laundered’’ wild-caught specimens                    wild. Some commenters noted that


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00023   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                  34522              Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations

                                                  nothing in the plain language, purpose,                 a departure from how the Service has                   species remains listed as an endangered
                                                  or legislative history of the Act                       previously treated chimpanzees listed                  species in its entirety. In 2011, we found
                                                  precludes according separate legal                      under the Act, we agree that there has                 that a petition to list plains bison did
                                                  status to captive animals and their wild                been no statutory change prompting the                 not present substantial information
                                                  counterparts. Other commenters                          Service to list all chimpanzees as an                  indicating that listing may be warranted
                                                  maintained that the Act provides broad                  endangered species. However, the                       and in the notice stated that we only
                                                  authority to the Service to carry out                   Service’s 1990 decision to reclassify                  considered wild bison in the evaluation
                                                  animal conservation and protection                      wild chimpanzees from a threatened                     because the Service did not consider it
                                                  requirements, as well as flexibility for                species to an endangered species, while                to be within the intent of the Act to
                                                  the agency to take a variety of regulatory              maintaining the threatened species                     consider bison ‘‘in commercial herds’’
                                                  approaches.                                             classification for captive chimpanzees,                for listing (76 FR 10299, February 24,
                                                     Our Response: We agree that nothing                  did not include a thorough analysis of                 2011). This notice did not contain a
                                                  in the Act expressly specifies whether                  whether it was appropriate under the                   thorough analysis like that conducted in
                                                  or not captive specimens can or cannot                  Act to accord legal status for captive                 response to the antelope petitions or
                                                  have separate legal status based on their               members separate from wild members of                  this petition, however, and we likely
                                                  captive state. However, our analysis of                 the same species. In response to a                     would not reach the same conclusion
                                                  the language, purpose, operation, and                   comment that there was no legislative                  today.
                                                  legislative history of the Act, when                    history suggesting that captive                           Other than the chimpanzee listing
                                                  considered together, indicates that                     populations could be treated as distinct               decision in 1990, there is only one time
                                                  Congress did not intend for captive                     species and no precedent for doing so,                 where we have given separate legal
                                                  specimens of wildlife to be subject to                  the 1990 final chimpanzee rule stated                  status to captive specimens on the basis
                                                  separate legal status on the basis of their             only that captive animals are distinct                 of their captive state. On June 17, 1987,
                                                  captive state. We believe that this is a                from wild populations and have the                     we published a final rule reclassifying
                                                  reasonable construction of the Act and                  potential to interbreed when mature, an                captive Nile crocodiles in Zimbabwe
                                                  is consistent with our general practice of              apparent reference to the DPS provision                from an endangered species to a
                                                  designating the same legal status to                    within the Act’s definition of ‘‘species,’’            threatened species (52 FR 23148). The
                                                  captive and wild members of the same                    and that some captive chimpanzees                      rule provided no explanation for how
                                                  species.                                                were specifically being managed as an                  captive Nile crocodiles in Zimbabwe
                                                     As for the authority under the Act to                interbreeding population. The 1990                     could qualify as a separate listed entity,
                                                  carry out animal conservation and                       final rule also noted one situation—the                however, and appears to have been
                                                  protection programs, such programs, as                  Nile crocodile—where the Service had                   based on a concurrent change in the
                                                  well as other regulatory options, are                   previously listed captive specimens                    specimens’ status under CITES from
                                                  only available if the entity qualifies as               separately from wild specimens.                        Appendix I to Appendix II, not on any
                                                  an endangered or threatened species.                       In response to the issues raised in this            analysis under the Act. The differing
                                                  For the reasons explained in this final                 petition, we evaluated the language,                   listings statuses for captive and wild
                                                  rule, as well as past petitions received                purposes, operation, and legislative                   Zimbabwe Nile crocodiles were
                                                  and comments received during this                       history of the Act to reasonably                       resolved a little more than a year later
                                                  rulemaking, it is possible that captive                 conclude that Congress did not intend                  when wild Nile crocodiles in Zimbabwe
                                                  animals considered as separate listable                 for captive chimpanzees to be subject to               were also reclassified from endangered
                                                  entities would not qualify as                           separate legal status on the basis of their            to threatened (53 FR 38451, September
                                                  endangered or threatened species.                       captive state. After determining that all              30, 1988). Importantly, both the
                                                     (35) Comment: The Service received                   chimpanzees, including captive and                     chimpanzee and the Nile crocodile split
                                                  comments that this agency action                        wild animals, should be considered a                   listings were completed prior to the
                                                  overturns 37 years of previous policy                   single listable entity under the Act, we               development of our 1996 DPS Policy (61
                                                  according separate conservation status                  evaluated the status of the ‘‘species’’ to             FR 4722, February 7, 1996) and thus
                                                  of captive chimpanzees without                          find that endangered is the correct                    before we had fully considered the
                                                  justification. Observing that an agency’s               conservation status for the chimpanzee.                appropriateness of separate legal status
                                                  long-standing policies or statutory                     The Service’s justification for                        for captive specimens under the Act.
                                                  interpretations are entitled to deference,              designating all chimpanzees as an                         (36) Comment: The Service has not
                                                  one commenter indicated that the                        endangered species was thoroughly                      followed certain legal procedures
                                                  agency failed to explain its reasoning for              detailed in our 12-month finding and                   required in publishing the proposed
                                                  departing from its prior interpretation                 proposed rule and is explained again                   listing rule. Specifically, the Service
                                                  through this action. Another commenter                  here.                                                  failed to make certain documents
                                                  noted that the Service cannot cite to any                  We acknowledge, however, that the                   available for review and comment by
                                                  change in the language of the Act since                 Service has indicated in a limited                     the public. In addition, the Service
                                                  it adopted the split-listing of captive                 number of situations that captive                      failed to have this regulatory action
                                                  and wild chimpanzees to support its                     wildlife can have separate legal status                reviewed by the Office of Information
                                                  departure from its 37-year-old policy.                  from wild members of the species. In                   and Regulatory Affairs, as required by
                                                     Our Response: Because the Service                    1992, the Service received a petition to               Executive Order 12866.
                                                  has had no absolute policy or practice                  reclassify cotton-top tamarins held in                    Our Response: The Service observed
                                                  concerning differentiating the listing                  captivity in North America and found                   all procedural requirements in
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  status of specimens in captivity from                   that the petition presented substantial                promulgating this listing determination.
                                                  those in the wild, but has generally                    information indicating that the                        Consistent with the Administrative
                                                  listed captive and wild members                         petitioned action may be warranted (58                 Procedure Act, all information upon
                                                  together, we do not believe that this                   FR 64927, December 10, 1993). But the                  which this determination is based was
                                                  listing determination represents a                      notice provided no analysis of how the                 identified in the Service’s listing
                                                  departure from any policy on that                       captive animals could be given separate                proposal in order to allow for
                                                  matter. To the extent that the                          legal status and no further action was                 meaningful public comment on this
                                                  commenters maintain that this action is                 taken on the petition. The taxonomic                   rulemaking. Additionally, as noted in


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00024   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                                     Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations                                           34523

                                                  the Conference Report to the 1982                       captive animals would generally have                   basis for repopulation in the wild, or
                                                  Amendments to the Act, economic                         the same legal status as their                         provide important research that assists
                                                  factors cannot be considered when                       counterparts. Otherwise, if captive                    in wild species management and
                                                  assessing the legal status of a species                 specimens could simply be excluded                     protection. As long as maintenance of a
                                                  under the Act. Thus, this action is not                 through the listing process, none of                   captive population presents no threat to
                                                  subject to review by the Office of                      these provisions would be needed.                      the species in the wild and may assist
                                                  Information and Regulatory Affairs                         (39) Comment: The case law cited by                 in their conservation and protection,
                                                  pursuant to Executive Order 12866.                      the Service does not require that captive              there is no barrier in law to their
                                                     (37) Comment: The Service contends                   chimpanzees be listed with the same                    exclusion.
                                                  that captive chimpanzees cannot qualify                 conservation status as wild                               Our Response: We disagree that the
                                                  as a species because they have no                       chimpanzees.                                           Act allows the Service to exclude
                                                  ‘‘habitat’’ or ‘‘range.’’ However, the Act’s               Our Response: We agree that there is                captive chimpanzees as long as they
                                                  definitions of ‘‘species,’’ ‘‘habitat,’’ or             no case law specifically addressing                    provide no threat to their wild
                                                  ‘‘range’’ does not require the Service to               whether captive chimpanzees must be                    counterparts or may assist in their
                                                  list all chimpanzees as an endangered                   listed with the same conservation status               conservation and protection. While
                                                  species. Just because the Service may                   as wild chimpanzees. However, the                      captive animals may provide stock for
                                                  interpret ‘‘range’’ as the ‘‘geographical               decision in Alsea Valley Alliance v.                   reintroduction efforts or provide
                                                  area where the species is found in the                  Evans, 161 F. Supp. 2d 1154 (D.Or.                     important research for management and
                                                  wild,’’ this does not mean that the Act                 2001), in which the Court found that                   protection of the species in the wild, we
                                                  precludes a definition which would                      captive specimens, in that case hatchery               reasonably concluded that Congress did
                                                  encompass geographic areas where                        fish, cannot simply be excluded under                  not intend for captive chimpanzees to
                                                  animals are held in captivity.                          the Act when they are members of the                   be subject to separate legal status under
                                                     Our Response: We agree that nothing                  listable entity, supports our conclusion               the Act from specimens that occur in
                                                  in the Act, including its definition of                 that other potential approaches besides                the wild based on the language,
                                                  ‘‘species,’’ ‘‘endangered species,’’ or                 separate designation as a DPS cannot be                purposes, operation of key provisions,
                                                  ‘‘threatened species,’’ expressly                       used to provide separate legal status                  and the legislative history of the Act. In
                                                  precludes designating legal status under                under the Act for captive specimens                    addition, sections 9 and 10 of the Act
                                                  the Act for captive chimpanzees based                   from their wild counterparts.                          contain provisions that allow the
                                                  on their captive state. However, as part                   (40) Comment: In its factual findings               development and maintenance of
                                                  of our evaluation as to whether captive                 promulgated in the 1990 rule to                        genetically diverse captive stock for use
                                                  and wild chimpanzees can have                           reclassify wild chimpanzees as                         in reintroductions or research that
                                                  separate legal status, we reviewed,                     endangered species, the Service                        assists the species in the wild while at
                                                  among other things, the language of the                 indicated that to the extent self-                     the same time providing these animals
                                                  Act. Although the Act does not contain                  sustaining breeding groups of captive                  the appropriate legal protections under
                                                  a definition of the term ‘‘range,’’ the                 chimpanzees provide surplus animals                    the Act.
                                                  Service has consistently interpreted that               for research and other purposes, there                    (42) Comment: The petition requests
                                                  term to mean the geographical area                      may be reduced probability that other                  the Service for a new legal opinion, as
                                                  where the species is found in the wild.                 individuals of that species will be                    well as a repeal of the current 4(d) rule
                                                  Thus, given the Service’s consistent                    removed from the wild. The Service’s                   that applies to captive chimpanzees;
                                                  interpretation of ‘‘range,’’ among other                failure to address or distinguish its 1990             however, the Act does not provide the
                                                  things, we have found that                              finding that research with captive                     public a right to petition for these types
                                                  inconsistencies would exist under a                     chimpanzees may conserve the wild                      of relief.
                                                  determination of separate legal status for              chimpanzee population is irrational and                   Our Response: In making our 90-day
                                                  captive animals. Overall, we believe that               inconsistent with the Act’s purpose to                 finding, we determined that the petition
                                                  the analysis shows that our                             promote conservation of the species.                   clearly identified itself as a petition
                                                  interpretations of ‘‘range’’ and ‘‘species’’               Our Response: In this listing action,               under the Endangered Species Act to
                                                  are consistent with Congress’ intent and                we examined whether captive                            request reclassification of captive
                                                  the most appropriate approach under                     chimpanzees create or contribute to                    chimpanzees from threatened species to
                                                  the Act.                                                threats to the species or remove or                    endangered species and contained the
                                                     (38) Comment: Nothing in the Act’s                   reduce threats to the species. Although                requisite information required of
                                                  permitting provisions under section                     we stated in the 1990 rule that captive                petitions under our implementing
                                                  10(a)(1) of the Act or any other                        chimpanzees may reduce the probability                 regulations at 50 CFR 424.14(a). In a
                                                  provision addressing exceptions for                     that individuals of the species would be               subsequent October 2010 letter, the
                                                  animals in captivity precludes the                      removed from the wild, we found that                   petitioners clarified that their petitioned
                                                  Service from issuing a split-listing.                   given that threats to wild chimpanzees                 action was to list the entire species as
                                                  Thus, there is no inconsistency between                 have expanded and intensified since                    an endangered species, whether in the
                                                  the listing procedures of the Act and                   1990, and capture for the illegal pet                  wild or in captivity. Thus, we found
                                                  those provisions that permit otherwise                  trade continues to be a major threat, it               that the petition to reclassify
                                                  unlawful activities that would result                   doesn’t appear that the availability of                chimpanzees was appropriate under the
                                                  from designating legal status to animals                captive chimpanzees have reduced any                   Act. The petitioners did not petition for
                                                  held in captivity from members of the                   threats to the species. Therefore, we                  a new legal opinion. The petitioners
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  same species or subspecies that occur in                disagree that our analysis is irrational               also did not specifically petition for
                                                  the wild.                                               and inconsistent with the purposes of                  revision of the 4(d) rule as applied to
                                                     Our Response: We believe the                         the Act.                                               chimpanzees, although petitioning for
                                                  exceptions in section 9(b)(1) and section                  (41) Comment: Excluding captive                     such a rulemaking is available under the
                                                  9(b)(2), as well as the availability of                 species is consistent with the Act’s                   Administrative Procedure Act and our
                                                  permits for the propagation of the                      purposes, set forth in section 2(b),                   regulations at 50 CFR 424.14(a).
                                                  species under section 10(a)(1)(A) of the                because it provides a pool of genetic                     (43) Comment: Listing captive
                                                  Act, shows that Congress intended that                  diversity and stock which can form the                 chimpanzees as endangered species is


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00025   Fmt 4701   Sfmt 4700   E:\FR\FM\16JNR2.SGM   16JNR2


                                                  34524              Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations

                                                  not warranted. No scientific                                         Our Response: Although we noted                                       References Cited
                                                  information, substantial or otherwise,                             that legal trade in wild chimpanzee                                       A list of all references cited in this
                                                  has been presented suggesting that U.S.                            specimens has been limited, that finding                                document is available at http://
                                                  captive chimpanzees meet the listing                               does not affect our conclusion that                                     www.regulations.gov at Docket No.
                                                  criteria set forth in the law and are in                           chimpanzees, including captive and                                      FWS–R9–ES–2010–0086, or upon
                                                  danger of extinction. By the Service’s                             wild animals, should be treated as a
                                                                                                                                                                                             request from the U.S. Fish and Wildlife
                                                  own account, the availability of captive                           single listable entity, which is
                                                                                                                                                                                             Service, Endangered Species Program,
                                                  chimpanzees has had, at worst, a neutral                           consistent with how we have evaluated
                                                                                                                                                                                             Branch of Foreign Species (see FOR
                                                  effect on wild populations.                                        other species. In evaluating whether we
                                                                                                                                                                                             FURTHER INFORMATION CONTACT).
                                                                                                                     have discretion to provide separate legal
                                                     Our Response: All chimpanzees,
                                                                                                                     status for captive chimpanzees, we                                      Authors
                                                  including captive and wild animals, are
                                                                                                                     found that Congress did not intend for                                    The primary authors of this rule are
                                                  considered by the Service to be a single
                                                                                                                     captive specimens to be subject to                                      staff members of the Branch of Foreign
                                                  listable entity under the Act for the                              separate legal status on the basis of their
                                                  reasons explained in the proposed rule                                                                                                     Species, Endangered Species Program,
                                                                                                                     captive state, in part because of the
                                                  and this final rule. As such, we did not                                                                                                   U.S. Fish and Wildlife Service.
                                                                                                                     potential consequences of such
                                                  evaluate whether captive chimpanzees,                              designation. The Service appropriately                                  List of Subjects in 50 CFR Part 17
                                                  alone, met the definition of an                                    considered the conservation
                                                  ‘‘endangered species’’ or a ‘‘threatened                                                                                                     Endangered and threatened species,
                                                                                                                     consequences of designating legal status                                Exports, Imports, Reporting and
                                                  species’’ due to the five factors under                            under the Act to captive members
                                                  section 4(a)(1) of the Act. Rather, in our                                                                                                 recordkeeping requirements,
                                                                                                                     separate from wild members of the same                                  Transportation.
                                                  review of the status of the ‘‘species’’                            species in order to determine whether
                                                  pursuant to section 4(b)(1) of the Act,                            such designation would be consistent                                    Regulation Promulgation
                                                  we properly applied the five factors                               with the purposes of the Act and
                                                  under section 4(a)(1) to the species,                                                                                                        Accordingly, we amend part 17,
                                                                                                                     Congress’ intent. Given the potential for                               subchapter B of chapter I, title 50 of the
                                                  including considering the extent to                                increased take and trade in ‘‘laundered’’
                                                  which captive chimpanzees create or                                                                                                        Code of Federal Regulations, as set forth
                                                                                                                     wild-caught specimens that would                                        below:
                                                  contribute to the threats to the species                           generally be indistinguishable from
                                                  or remove or reduce threats to the                                 unprotected and unregulated captive                                     PART 17—[AMENDED]
                                                  species in order to determine that all                             specimens, we concluded that separate
                                                  chimpanzees are in danger of extinction.                           legal status under the Act for captive                                  ■ 1. The authority citation for part 17
                                                     (44) Comment: The Service                                       animals would be inconsistent with the                                  continues to read as follows:
                                                  hypothesizes that if captive and wild                              purpose under section 2(b) of the Act.                                    Authority: 16 U.S.C. 1361–1407; 1531–
                                                  specimens have different legal status                              Required Determinations                                                 1544; 4201–4245, unless otherwise noted.
                                                  under the Act, there will be increased                                                                                                     ■  2. Amend § 17.11(h) in the List of
                                                  poaching, smuggling, and laundering of                             National Environmental Policy Act (42
                                                                                                                     U.S.C. 4321 et seq.)                                                    Endangered and Threatened Wildlife by:
                                                  protected wild specimens, and that wild                                                                                                    ■ a. Revising the entry for ‘‘Chimpanzee
                                                  populations would decline while                                      We have determined that we do not                                     (Pan troglodytes)’’ (‘‘Wherever found in
                                                  survival of the species would depend on                            need to prepare an environmental                                        the wild’’); and
                                                  unprotected members in captivity.                                  assessment, as defined under the                                        ■ b. Removing the entry for
                                                  However, these hypotheticals cannot                                authority of the National Environmental                                 ‘‘Chimpanzee (Pan troglodytes)’’
                                                  serve as valid authority for eliminating                           Policy Act of 1969, in connection with                                  (‘‘Wherever found in captivity’’).
                                                  the separate legal status of captive and                           regulations adopted under section 4(a)                                     The revision reads as follows:
                                                  wild chimpanzees under the Act                                     of the Act for the listing, delisting, or
                                                  because the Service recognizes that,                               reclassification of species. We published                               § 17.11 Endangered and threatened
                                                  despite the current classification, trade                          a notice outlining our reasons for this                                 wildlife.
                                                  in wild chimpanzee specimens has in                                determination in the Federal Register                                   *       *    *                 *        *
                                                  fact been limited.                                                 on October 25, 1983 (48 FR 49244).                                          (h) * * *

                                                                    Species                                                                         Vertebrate
                                                                                                                                                 population where                                                               Critical              Special
                                                                                                                 Historic range                                                   Status         When listed
                                                                                                                                                  endangered or                                                                 habitat                rules
                                                      Common name             Scientific name                                                       threatened

                                                       MAMMALS             ...............................   ...............................    ...............................            ..............................   ....................   ....................

                                                         *                         *                                 *                                 *                               *                       *                                      *
                                                  Chimpanzee ..........    Pan troglodytes ....              Africa ....................        Entire ....................       E                 16, 376, 852                          NA                      NA

                                                            *                          *                                *                                 *                            *                              *                               *
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  ■ 3. Amend § 17.40 by revising                                       (1) Except as noted in paragraph (c)(2)                               tailed macaque (Macaca arctoides);
                                                  paragraph (c)(1) and removing                                      of this section, all provisions of § 17.31                              gelada baboon (Theropithecus gelada);
                                                  paragraph (c)(3).                                                  apply to the lesser slow loris                                          Formosan rock macaque (Macaca
                                                    The revision reads as follows:                                   (Nycticebus pygmaeus); Philippine                                       cyclopis); Japanese macaque (Macaca
                                                                                                                     tarsier (Tarsius syrichta); white-footed                                fuscata); Toque macaque (Macaca
                                                  § 17.40   Special rules—mammals.                                   tamarin (Saguinus leucopus); black                                      sinica); long-tailed langur (Presbytis
                                                      (c) * * *                                                      howler monkey (Alouatta pigra); stump-                                  potenziani); purple-faced langur


                                             VerDate Sep<11>2014   18:24 Jun 15, 2015      Jkt 235001        PO 00000       Frm 00026          Fmt 4701       Sfmt 4700       E:\FR\FM\16JNR2.SGM       16JNR2


                                                                     Federal Register / Vol. 80, No. 115 / Tuesday, June 16, 2015 / Rules and Regulations                                               34525

                                                  (Presbytis senex); and Tonkin snub-                     nosed langur (Pygathrix [Rhinopithecus]                  Dated: June 1, 2015.
                                                                                                          avunculus).                                            Stephen Guertin,
                                                                                                          *    *    *     *    *                                 Acting Director, Fish and Wildlife Service.
                                                                                                                                                                 [FR Doc. 2015–14232 Filed 6–12–15; 4:15 pm]
                                                                                                                                                                 BILLING CODE 4310–55–P
asabaliauskas on DSK5VPTVN1PROD with RULES




                                             VerDate Sep<11>2014   18:24 Jun 15, 2015   Jkt 235001   PO 00000   Frm 00027   Fmt 4701   Sfmt 9990   E:\FR\FM\16JNR2.SGM   16JNR2



Document Created: 2018-02-22 10:22:53
Document Modified: 2018-02-22 10:22:53
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis rule is effective September 14, 2015.
ContactJanine Van Norman, Chief, Branch of Foreign Species, Ecological Services Program, U.S. Fish and Wildlife Service; telephone 703-358-2171; facsimile 703-358-1735. If you use a telecommunications device for the deaf (TDD), call the Federal Information Relay Service (FIRS) at 800-877-8339.
FR Citation80 FR 34500 
RIN Number1018-AZ52
CFR AssociatedEndangered and Threatened Species; Exports; Imports; Reporting and Recordkeeping Requirements and Transportation

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR