80 FR 35682 - Proposed Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 119 (June 22, 2015)

Page Range		35682-35682
FR Document		2015-15174

Federal Register, Volume 80 Issue 119 (Monday, June 22, 2015)

[Federal Register Volume 80, Number 119 (Monday, June 22, 2015)]
[Notices]
[Page 35682]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-15174]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension:
    Regulation 14A (Commission Rules 14a-1 through 14a-21 and 
Schedule 14A), SEC File No. 270-056, OMB Control No. 3235-0059.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget for extension and approval.
    Section 14(a) of the Securities Exchange Act of 1934 (the 
``Exchange Act'') operates to make it unlawful for a company with a 
class of securities registered pursuant to Section 12 of the Exchange 
Act to solicit proxies in contravention of such rules and regulations 
as the Commission has prescribed as necessary or appropriate in the 
public interest or for the protection of investors. The Commission has 
promulgated Regulation 14A to regulate the solicitation of proxies or 
consents. Regulation 14A (Exchange Act Rules 14a-1 through 14a-21 and 
Schedule 14A) (17 CFR 240.14a-1 through 240.14a-21 and 240.14a-101) 
sets forth the requirements for the dissemination, content and filing 
of proxy or consent solicitation materials in connection with annual or 
other meetings of holders of a Section 12-registered class of 
securities. We estimate that Schedule 14A takes approximately 130.52 
hours per response and will be filed by approximately 5,586 issuers 
annually. In addition, we estimate that 75% of the 130.52 hours per 
response (97.89 hours) is prepared by the issuer for an annual 
reporting burden of 546,814 hours (97.89 hours per response x 5,586 
responses).
    Written comments are invited on: (a) Whether this collection of 
information is necessary for the proper performance of the functions of 
the agency, including whether the information will have practical 
utility; (b) the accuracy of the agency's estimate of the burden 
imposed by the collection of information; (c) ways to enhance the 
quality, utility, and clarity of the information collected; and (d) 
ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Please direct your written comments to Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected].

    Dated: June 16, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-15174 Filed 6-19-15; 8:45 am]
BILLING CODE 8011-01-P

35682 Federal Register / Vol. 80, No. 119 / Monday, June 22, 2015 / Notices

date, CHOR has failed to cure its in connection with annual or other (‘‘Act’’),1 and Rule 19b–4 thereunder,2
delinquencies. meetings of holders of a Section 12- notice is hereby given that on June 2,
The Commission is of the opinion that registered class of securities. We 2015, The NASDAQ Stock Market LLC
the public interest and the protection of estimate that Schedule 14A takes (‘‘Nasdaq’’ or the ‘‘Exchange’’) filed with
investors require a suspension of trading approximately 130.52 hours per the Securities and Exchange
in the securities of the above-listed response and will be filed by Commission (‘‘Commission’’) the
company. Therefore, it is ordered, approximately 5,586 issuers annually. proposed rule change as described in in
pursuant to Section 12(k) of the In addition, we estimate that 75% of the Items I, II, and III below, which Items
Securities Exchange Act of 1934, that 130.52 hours per response (97.89 hours) have been prepared by Nasdaq. On June
trading in the securities of the above- is prepared by the issuer for an annual 12, 2015, Nasdaq submitted
listed company is suspended for the reporting burden of 546,814 hours Amendment No. 1 to the proposed rule
period from 9:30 a.m. EDT on June 18, (97.89 hours per response x 5,586 change.3 The Commission is publishing
2015, through 11:59 p.m. EDT on July 1, responses).
this notice to solicit comments on the
2015. Written comments are invited on: (a)
proposed rule change, as modified by
By the Commission. Whether this collection of information
is necessary for the proper performance Amendment No. 1, from interested
Jill M. Peterson, persons.
of the functions of the agency, including
Assistant Secretary.
whether the information will have I. Self-Regulatory Organization’s
[FR Doc. 2015–15381 Filed 6–18–15; 4:15 pm]
practical utility; (b) the accuracy of the Statement of the Terms of Substance of
BILLING CODE 8011–01–P
agency’s estimate of the burden imposed the Proposed Rule Change
by the collection of information; (c)
ways to enhance the quality, utility, and Nasdaq proposes to list and trade the
SECURITIES AND EXCHANGE
clarity of the information collected; and shares of the Reaves Utilities ETF (the
COMMISSION
(d) ways to minimize the burden of the ‘‘Fund’’), a series of ETFis Series Trust
Proposed Collection; Comment collection of information on I (the ‘‘Trust’’), under Nasdaq Rule 5735
Request respondents, including through the use (‘‘Managed Fund Shares’’).4 The shares
of automated collection techniques or of the Fund are collectively referred to
Upon Written Request Copies Available other forms of information technology. herein as the ‘‘Shares.’’
From: Securities and Exchange Consideration will be given to
Commission, Office of FOIA Services, The text of the proposed rule change
comments and suggestions submitted in
100 F Street NE., Washington, DC writing within 60 days of this is available at http://
20549–2736. publication. nasdaq.cchwallstreet.com/, at Nasdaq’s
An agency may not conduct or principal office, and at the
Extension:
Regulation 14A (Commission Rules 14a–1 sponsor, and a person is not required to Commission’s Public Reference Room.
through 14a–21 and Schedule 14A), SEC respond to, a collection of information II. Self-Regulatory Organization’s
File No. 270–056, OMB Control No. unless it displays a currently valid Statement of the Purpose of, and
3235–0059. control number. Statutory Basis for, the Proposed Rule
Notice is hereby given that, pursuant Please direct your written comments Change
to the Paperwork Reduction Act of 1995 to Pamela Dyson, Director/Chief
(44 U.S.C. 3501 et seq.), the Securities Information Officer, Securities and In its filing with the Commission,
and Exchange Commission Exchange Commission, c/o Remi Pavlik- Nasdaq included statements concerning
(‘‘Commission’’) is soliciting comments Simon, 100 F Street NE., Washington, the purpose of, and basis for, the
on the collection of information DC 20549 or send an email to: PRA_ proposed rule change. The text of these
summarized below. The Commission Mailbox@sec.gov. statements may be examined at the
plans to submit this existing collection Dated: June 16, 2015. places specified in Item IV below.
of information to the Office of Brent J. Fields, Nasdaq has prepared summaries, set
Management and Budget for extension Secretary. forth in Sections A, B, and C below, of
and approval. [FR Doc. 2015–15174 Filed 6–19–15; 8:45 am] the most significant aspects of such
Section 14(a) of the Securities statements.
BILLING CODE 8011–01–P
Exchange Act of 1934 (the ‘‘Exchange
Act’’) operates to make it unlawful for 1 15 U.S.C. 78s(b)(1).
a company with a class of securities SECURITIES AND EXCHANGE 2 17 CFR 240.19b–4.
registered pursuant to Section 12 of the COMMISSION 3 In Amendment No. 1, Nasdaq clarified that the

Exchange Act to solicit proxies in equity securities referred to in the Principal
contravention of such rules and [Release No. 34–75178; File No. SR–
Investments section, infra, refers to exchange-listed
regulations as the Commission has equity securities and that the repurchase
NASDAQ–2015–059] agreements in the Other Investments section, infra,
prescribed as necessary or appropriate will be high quality short duration repurchase
in the public interest or for the Self-Regulatory Organizations; The agreements.
protection of investors. The Commission NASDAQ Stock Market LLC; Notice of 4 The Commission approved Nasdaq Rule 5735 in

has promulgated Regulation 14A to Filing of Proposed Rule Change, as Securities Exchange Act Release No. 57962 (June
regulate the solicitation of proxies or 13, 2008) 73 FR 35175 (June 20, 2008) (SR-
Modified by Amendment No. 1, NASDAQ–2008–039). There are already multiple
tkelley on DSK3SPTVN1PROD with NOTICES

consents. Regulation 14A (Exchange Act Relating to the Listing and Trading of actively-managed funds listed on the Exchange; see
Rules 14a–1 through 14a–21 and the Shares of the Reaves Utilities ETF e.g., Securities Exchange Act Release No. 72411
Schedule 14A) (17 CFR 240.14a–1 of ETFis Series Trust I (June 17, 2014), 79 FR 35598 (June 23, 2014) (SR–
through 240.14a–21 and 240.14a–101) NASDAQ–2014–40) (order approving listing and
June 16, 2015. trading of Calamos Focus Growth ETF). The
sets forth the requirements for the Exchange believes the proposed rule change raises
dissemination, content and filing of Pursuant to Section 19(b)(1) of the no significant issues not previously addressed in
proxy or consent solicitation materials Securities Exchange Act of 1934 those prior Commission orders.

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Document Created: 2018-02-22 11:13:26
Document Modified: 2018-02-22 11:13:26

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 35682