80 FR 35688 - Proposed Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 119 (June 22, 2015)

Page Range		35688-35689
FR Document		2015-15175

Federal Register, Volume 80 Issue 119 (Monday, June 22, 2015)

[Federal Register Volume 80, Number 119 (Monday, June 22, 2015)]
[Notices]
[Pages 35688-35689]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-15175]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension
    Regulation 14C (Commission Rules 14c-1 through 14c-7 and 
Schedule 14C), SEC File No. 270-057, OMB Control No. 3235-0057

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget for extension and approval.
    Section 14(c) of the Securities Exchange Act of 1934 (the 
``Exchange Act'') operates to require issuers that do not solicit 
proxies or consents from any or all of the holders of record of a class 
of securities registered under Section 12 of the Exchange Act and in 
accordance with the rules and regulations prescribed under Section 
14(a) in connection with a meeting of security holders (including 
action by consent) to distribute to any holders that were not solicited 
an information statement substantially equivalent to the information 
that would be required to be transmitted if a proxy or consent 
solicitation were made. Regulation 14C (Exchange Act Rules 14c-1 
through 14c-7 and Schedule 14C) (17 CFR 240.14c-1 through 240.14c-7 and 
240.14c-101) sets forth the requirements for the dissemination, content 
and filing of the information statement. We estimate that Schedule 14C 
takes approximately 130.95 hours per response and will be filed by 
approximately 569 issuers annually. In addition, we estimate that 75% 
of the 130.95 hours per response (98.21 hours) is prepared by the 
issuer for an annual reporting burden of 55,881 hours (98.21 hours per 
response x 569 responses).

[[Page 35689]]

    Written comments are invited on: (a) Whether this collection of 
information is necessary for the proper performance of the functions of 
the agency, including whether the information will have practical 
utility; (b) the accuracy of the agency's estimate of the burden 
imposed by the collection of information; (c) ways to enhance the 
quality, utility, and clarity of the information collected; and (d) 
ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Please direct your written comments to Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected].

    Dated: June 16, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-15175 Filed 6-19-15; 8:45 am]
BILLING CODE 8011-01-P

35688 Federal Register / Vol. 80, No. 119 / Monday, June 22, 2015 / Notices

other markets and other entities that are IV. Solicitation of Comments For the Commission, by the Division of
members of the ISG and FINRA may Trading and Markets, pursuant to delegated
obtain trading information regarding Interested persons are invited to authority.21
trading in the Shares and other submit written data, views, and Brent J. Fields,
exchange-traded securities and arguments concerning the foregoing, Secretary.
instruments held by the Fund from such including whether the proposed rule [FR Doc. 2015–15171 Filed 6–19–15; 8:45 am]
markets and other entities. In addition, change is consistent with the Act. BILLING CODE 8011–01–P
the Exchange may obtain information Comments may be submitted by any of
regarding trading in the Shares and the following methods:
other exchange-traded securities and Electronic Comments SECURITIES AND EXCHANGE
instruments held by the Fund from COMMISSION
markets and other entities that are • Use the Commission’s Internet
comment form (http://www.sec.gov/ Proposed Collection; Comment
members of ISG, which includes all U.S.
rules/sro.shtml); or Request
and some foreign securities and futures
exchanges, or with which the Exchange • Send an email to rule-comments@ Upon Written Request Copies Available
has in place a comprehensive sec.gov. Please include File Number SR– From: Securities and Exchange
surveillance sharing agreement. NASDAQ–2015–059 on the subject line. Commission, Office of FOIA Services,
Furthermore, as noted above, investors 100 F Street NE., Washington, DC
will have ready access to information Paper Comments
20549–2736.
regarding the Fund’s holdings, the • Send paper comments in triplicate Extension
Intraday Indicative Value, the Disclosed to Brent J. Fields, Secretary, Securities Regulation 14C (Commission Rules 14c–1
Portfolio, and quotation and last sale and Exchange Commission, Station through 14c–7 and Schedule 14C), SEC
information for the Shares. Place, 100 F Street NE., Washington, DC File No. 270–057, OMB Control No.
For the above reasons, Nasdaq 20549–9303. 3235–0057
believes the proposed rule change is Notice is hereby given that, pursuant
All submissions should refer to File
consistent with the requirements of to the Paperwork Reduction Act of 1995
Number SR–NASDAQ–2015–059. This
Section 6(b)(5) of the Act. (44 U.S.C. 3501 et seq.), the Securities
file number should be included on the
B. Self-Regulatory Organization’s subject line if email is used. To help the and Exchange Commission
Statement on Burden on Competition Commission process and review your (‘‘Commission’’) is soliciting comments
comments more efficiently, please use on the collection of information
The Exchange does not believe that only one method. The Commission will summarized below. The Commission
the proposed rule change will impose post all comments on the Commission’s plans to submit this existing collection
any burden on competition that is not Internet Web site http://www.sec.gov/ of information to the Office of
necessary or appropriate in furtherance rules/sro.shtml. Management and Budget for extension
of the purposes of the Act. The and approval.
Copies of the submission, all
Exchange believes that the proposed Section 14(c) of the Securities
subsequent amendments, all written
rule change will facilitate the listing and Exchange Act of 1934 (the ‘‘Exchange
statements with respect to the proposed
trading of an additional type of actively- Act’’) operates to require issuers that do
rule change that are filed with the
managed exchange-traded fund that will not solicit proxies or consents from any
Commission, and all written
enhance competition among market or all of the holders of record of a class
communications relating to the
participants, to the benefit of investors of securities registered under Section 12
proposed rule change between the of the Exchange Act and in accordance
and the marketplace. Commission and any person, other than with the rules and regulations
C. Self-Regulatory Organization’s those that may be withheld from the prescribed under Section 14(a) in
Statement on Comments on the public in accordance with the connection with a meeting of security
Proposed Rule Change Received From provisions of 5 U.S.C. 552, will be holders (including action by consent) to
Members, Participants or Others available for Web site viewing and distribute to any holders that were not
printing in the Commission’s Public solicited an information statement
Written comments were neither Reference Room, 100 F Street NE., substantially equivalent to the
solicited nor received. Washington, DC 20549, on official information that would be required to
business days between the hours of be transmitted if a proxy or consent
III. Date of Effectiveness of the
10:00 a.m. and 3:00 p.m. Copies of the solicitation were made. Regulation 14C
Proposed Rule Change and Timing for filing also will be available for
Commission Action (Exchange Act Rules 14c–1 through
inspection and copying at the principal 14c–7 and Schedule 14C) (17 CFR
Within 45 days of the date of office of Nasdaq. All comments received 240.14c–1 through 240.14c–7 and
publication of this notice in the Federal will be posted without change; the 240.14c–101) sets forth the requirements
Register or within such longer period (i) Commission does not edit personal for the dissemination, content and filing
as the Commission may designate up to identifying information from of the information statement. We
90 days of such date if it finds such submissions. You should submit only estimate that Schedule 14C takes
longer period to be appropriate and information that you wish to make approximately 130.95 hours per
available publicly.
tkelley on DSK3SPTVN1PROD with NOTICES

publishes its reasons for so finding or response and will be filed by
(ii) as to which the Exchange consents, All submissions should refer to File approximately 569 issuers annually. In
the Commission shall: (a) By order Number SR–NASDAQ–2015–059 and addition, we estimate that 75% of the
approve or disapprove such proposed should be submitted on or before July 130.95 hours per response (98.21 hours)
rule change, or (b) institute proceedings 13,2015. is prepared by the issuer for an annual
to determine whether the proposed rule reporting burden of 55,881 hours (98.21
change should be disapproved. 21 17 CFR 200.30–3(a)(12). hours per response × 569 responses).

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Federal Register / Vol. 80, No. 119 / Monday, June 22, 2015 / Notices 35689

Written comments are invited on: (a) lack of current and accurate information I. Self-Regulatory Organization’s
Whether this collection of information concerning the securities of Preventia, Statement of the Terms of Substance of
is necessary for the proper performance Inc. (CIK No. 1506302), a defaulted the Proposed Rule Change
of the functions of the agency, including Nevada corporation with its principal The purpose of the proposed rule
whether the information will have place of business listed as Toronto, change is to amend the ICC Clearing
practical utility; (b) the accuracy of the Ontario, Canada, with stock quoted on Rules (the ‘‘Rules’’) to correct
agency’s estimate of the burden imposed OTC Link under the ticker symbol inconsistent provisions regarding the
by the collection of information; (c) PVTA, because it has not filed any Risk Management Subcommittee.
ways to enhance the quality, utility, and periodic reports since the period ended
clarity of the information collected; and September 30, 2012. On September 16, II. Self-Regulatory Organization’s
(d) ways to minimize the burden of the 2014, the Division of Corporation Statement of the Purpose of, and
collection of information on Finance sent Preventia a delinquency Statutory Basis for, the Proposed Rule
respondents, including through the use letter requesting compliance with their Change
of automated collection techniques or periodic filing obligations, but the letter In its filing with the Commission, ICC
other forms of information technology. was returned because of Preventia’s included statements concerning the
Consideration will be given to failure to maintain a valid address on purpose of and basis for the proposed
comments and suggestions submitted in file with the Commission. rule change and discussed any
writing within 60 days of this The Commission is of the opinion that comments it received on the proposed
publication. the public interest and the protection of rule change. The text of these statements
An agency may not conduct or may be examined at the places specified
investors require a suspension of trading
sponsor, and a person is not required to in Item IV below. ICC has prepared
in the securities of the above-listed
respond to, a collection of information summaries, set forth in sections A, B,
companies.
unless it displays a currently valid and C below, of the most significant
control number. Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange aspects of these statements.
Please direct your written comments
to Pamela Dyson, Director/Chief Act of 1934, that trading in the A. Self-Regulatory Organization’s
Information Officer, Securities and securities of the above-listed companies Statement of the Purpose of, and
Exchange Commission, c/o Remi Pavlik- is suspended for the period from 9:30 Statutory Basis for, the Proposed Rule
Simon, 100 F Street NE., Washington, a.m. EDT on June 18, 2015, through Change
DC 20549 or send an email to: PRA_ 11:59 p.m. EDT on July 1, 2015.
The proposed revisions are intended
Mailbox@sec.gov. By the Commission. to make revisions to correct inconsistent
Dated: June 16, 2015.
Jill M. Peterson,
provisions regarding the Risk
Brent J. Fields, Management Subcommittee. ICC
Assistant Secretary. believes such changes will protect
Secretary.
[FR Doc. 2015–15375 Filed 6–18–15; 4:15 pm] investors and the public interest. The
[FR Doc. 2015–15175 Filed 6–19–15; 8:45 am]
BILLING CODE 8011–01–P
BILLING CODE 8011–01–P proposed Rule revisions are described
in detail as follows.
In describing the independence
SECURITIES AND EXCHANGE SECURITIES AND EXCHANGE requirements for certain Risk
COMMISSION COMMISSION Management Subcommittee members in
Rule 511(a)(iii), ICC mistakenly referred
[File No. 500–1] to U.S. Commodity Futures Trading
[Release No. 34–75179; File No. SR–ICC–
In the Matter of KPNQwest N.V. and 2015–012] Commission (‘‘CFTC’’) Regulation
Preventia, Inc.; Order of Suspension of 1.3(ccc), a proposed regulation that, to
Self-Regulatory Organizations; ICE date, the CFTC has not adopted. ICC
Trading
Clear Credit LLC; Notice of Filing of proposes revising Rule 511(a)(iii) to
June 18, 2015. Proposed Rule Change To Correct remove the improper reference to CFTC
It appears to the Securities and Inconsistent Provisions Regarding the Regulation 1.3(ccc) and replacing such
Exchange Commission that there is a Risk Management Subcommittee rule cite with a reference to ICC’s
lack of current and accurate information Independence Requirements, which are
June 16, 2015.
concerning the securities of KPNQwest defined in Rule 503. Such independent
N.V. (CIK No. 1097566), a Netherlands Pursuant to Section 19(b)(1) of the Risk Management Subcommittee
corporation with its principal place of Securities Exchange Act of 1934 managers were previously defined as
business listed as Hoofddorp, The (‘‘Act’’),1 and Rule 19b–4 thereunder,2 ‘‘Independent Public Directors’’ in Rules
Netherlands, with stock quoted on OTC notice is hereby given that on June 10, 511 and 512. ICC proposes re-defining
Link (previously, ‘‘Pink Sheets’’) 2015, ICE Clear Credit LLC (‘‘ICC’’) filed such independent Risk Management
operated by OTC Markets Group, Inc. with the Securities and Exchange Subcommittee managers to
(‘‘OTC Link’’) under the ticker symbol Commission (‘‘Commission’’) the ‘‘Independent ICE Subcommittee
KQIPQ, because it has not filed any proposed rule change as described in Managers’’ and updating references in
periodic reports since the period ended Items I, II, and III below, which Items Rules 511 and 512 to reflect the new
December 31, 2000. On March 10, 2014, have been prepared primarily by ICC. defined term. ICC also proposes
tkelley on DSK3SPTVN1PROD with NOTICES

KPNQwest N.V. received a delinquency The Commission is publishing this clarifying language to specify that such
letter sent by the Division of notice to solicit comments on the Independent ICE Subcommittee
Corporation Finance requesting proposed rule change from interested Managers are appointed by the ICC
compliance with their periodic filing persons. Board. Finally, ICC proposes revising
obligations. Rule 512 to clarify that for purposes of
It appears to the Securities and 1 15 U.S.C. 78s(b)(1). Rule 507(a), which sets forth meeting
Exchange Commission that there is a 2 17 CFR 240.19b–4. frequency requirements, the Risk

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Document Created: 2018-02-22 11:13:52
Document Modified: 2018-02-22 11:13:52

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 35688