80 FR 35689 - In the Matter of KPNQwest N.V. and Preventia, Inc.; Order of Suspension of Trading

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 119 (June 22, 2015)

Page Range		35689-35689
FR Document		2015-15375

Federal Register, Volume 80 Issue 119 (Monday, June 22, 2015)

[Federal Register Volume 80, Number 119 (Monday, June 22, 2015)]
[Notices]
[Page 35689]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-15375]


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SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


 In the Matter of KPNQwest N.V. and Preventia, Inc.; Order of 
Suspension of Trading

June 18, 2015.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
KPNQwest N.V. (CIK No. 1097566), a Netherlands corporation with its 
principal place of business listed as Hoofddorp, The Netherlands, with 
stock quoted on OTC Link (previously, ``Pink Sheets'') operated by OTC 
Markets Group, Inc. (``OTC Link'') under the ticker symbol KQIPQ, 
because it has not filed any periodic reports since the period ended 
December 31, 2000. On March 10, 2014, KPNQwest N.V. received a 
delinquency letter sent by the Division of Corporation Finance 
requesting compliance with their periodic filing obligations.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
Preventia, Inc. (CIK No. 1506302), a defaulted Nevada corporation with 
its principal place of business listed as Toronto, Ontario, Canada, 
with stock quoted on OTC Link under the ticker symbol PVTA, because it 
has not filed any periodic reports since the period ended September 30, 
2012. On September 16, 2014, the Division of Corporation Finance sent 
Preventia a delinquency letter requesting compliance with their 
periodic filing obligations, but the letter was returned because of 
Preventia's failure to maintain a valid address on file with the 
Commission.
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of the above-listed companies.
    Therefore, it is ordered, pursuant to Section 12(k) of the 
Securities Exchange Act of 1934, that trading in the securities of the 
above-listed companies is suspended for the period from 9:30 a.m. EDT 
on June 18, 2015, through 11:59 p.m. EDT on July 1, 2015.
    By the Commission.

Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015-15375 Filed 6-18-15; 4:15 pm]
BILLING CODE 8011-01-P

Federal Register / Vol. 80, No. 119 / Monday, June 22, 2015 / Notices 35689

Written comments are invited on: (a) lack of current and accurate information I. Self-Regulatory Organization’s
Whether this collection of information concerning the securities of Preventia, Statement of the Terms of Substance of
is necessary for the proper performance Inc. (CIK No. 1506302), a defaulted the Proposed Rule Change
of the functions of the agency, including Nevada corporation with its principal The purpose of the proposed rule
whether the information will have place of business listed as Toronto, change is to amend the ICC Clearing
practical utility; (b) the accuracy of the Ontario, Canada, with stock quoted on Rules (the ‘‘Rules’’) to correct
agency’s estimate of the burden imposed OTC Link under the ticker symbol inconsistent provisions regarding the
by the collection of information; (c) PVTA, because it has not filed any Risk Management Subcommittee.
ways to enhance the quality, utility, and periodic reports since the period ended
clarity of the information collected; and September 30, 2012. On September 16, II. Self-Regulatory Organization’s
(d) ways to minimize the burden of the 2014, the Division of Corporation Statement of the Purpose of, and
collection of information on Finance sent Preventia a delinquency Statutory Basis for, the Proposed Rule
respondents, including through the use letter requesting compliance with their Change
of automated collection techniques or periodic filing obligations, but the letter In its filing with the Commission, ICC
other forms of information technology. was returned because of Preventia’s included statements concerning the
Consideration will be given to failure to maintain a valid address on purpose of and basis for the proposed
comments and suggestions submitted in file with the Commission. rule change and discussed any
writing within 60 days of this The Commission is of the opinion that comments it received on the proposed
publication. the public interest and the protection of rule change. The text of these statements
An agency may not conduct or may be examined at the places specified
investors require a suspension of trading
sponsor, and a person is not required to in Item IV below. ICC has prepared
in the securities of the above-listed
respond to, a collection of information summaries, set forth in sections A, B,
companies.
unless it displays a currently valid and C below, of the most significant
control number. Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange aspects of these statements.
Please direct your written comments
to Pamela Dyson, Director/Chief Act of 1934, that trading in the A. Self-Regulatory Organization’s
Information Officer, Securities and securities of the above-listed companies Statement of the Purpose of, and
Exchange Commission, c/o Remi Pavlik- is suspended for the period from 9:30 Statutory Basis for, the Proposed Rule
Simon, 100 F Street NE., Washington, a.m. EDT on June 18, 2015, through Change
DC 20549 or send an email to: PRA_ 11:59 p.m. EDT on July 1, 2015.
The proposed revisions are intended
Mailbox@sec.gov. By the Commission. to make revisions to correct inconsistent
Dated: June 16, 2015.
Jill M. Peterson,
provisions regarding the Risk
Brent J. Fields, Management Subcommittee. ICC
Assistant Secretary. believes such changes will protect
Secretary.
[FR Doc. 2015–15375 Filed 6–18–15; 4:15 pm] investors and the public interest. The
[FR Doc. 2015–15175 Filed 6–19–15; 8:45 am]
BILLING CODE 8011–01–P
BILLING CODE 8011–01–P proposed Rule revisions are described
in detail as follows.
In describing the independence
SECURITIES AND EXCHANGE SECURITIES AND EXCHANGE requirements for certain Risk
COMMISSION COMMISSION Management Subcommittee members in
Rule 511(a)(iii), ICC mistakenly referred
[File No. 500–1] to U.S. Commodity Futures Trading
[Release No. 34–75179; File No. SR–ICC–
In the Matter of KPNQwest N.V. and 2015–012] Commission (‘‘CFTC’’) Regulation
Preventia, Inc.; Order of Suspension of 1.3(ccc), a proposed regulation that, to
Self-Regulatory Organizations; ICE date, the CFTC has not adopted. ICC
Trading
Clear Credit LLC; Notice of Filing of proposes revising Rule 511(a)(iii) to
June 18, 2015. Proposed Rule Change To Correct remove the improper reference to CFTC
It appears to the Securities and Inconsistent Provisions Regarding the Regulation 1.3(ccc) and replacing such
Exchange Commission that there is a Risk Management Subcommittee rule cite with a reference to ICC’s
lack of current and accurate information Independence Requirements, which are
June 16, 2015.
concerning the securities of KPNQwest defined in Rule 503. Such independent
N.V. (CIK No. 1097566), a Netherlands Pursuant to Section 19(b)(1) of the Risk Management Subcommittee
corporation with its principal place of Securities Exchange Act of 1934 managers were previously defined as
business listed as Hoofddorp, The (‘‘Act’’),1 and Rule 19b–4 thereunder,2 ‘‘Independent Public Directors’’ in Rules
Netherlands, with stock quoted on OTC notice is hereby given that on June 10, 511 and 512. ICC proposes re-defining
Link (previously, ‘‘Pink Sheets’’) 2015, ICE Clear Credit LLC (‘‘ICC’’) filed such independent Risk Management
operated by OTC Markets Group, Inc. with the Securities and Exchange Subcommittee managers to
(‘‘OTC Link’’) under the ticker symbol Commission (‘‘Commission’’) the ‘‘Independent ICE Subcommittee
KQIPQ, because it has not filed any proposed rule change as described in Managers’’ and updating references in
periodic reports since the period ended Items I, II, and III below, which Items Rules 511 and 512 to reflect the new
December 31, 2000. On March 10, 2014, have been prepared primarily by ICC. defined term. ICC also proposes
tkelley on DSK3SPTVN1PROD with NOTICES

KPNQwest N.V. received a delinquency The Commission is publishing this clarifying language to specify that such
letter sent by the Division of notice to solicit comments on the Independent ICE Subcommittee
Corporation Finance requesting proposed rule change from interested Managers are appointed by the ICC
compliance with their periodic filing persons. Board. Finally, ICC proposes revising
obligations. Rule 512 to clarify that for purposes of
It appears to the Securities and 1 15 U.S.C. 78s(b)(1). Rule 507(a), which sets forth meeting
Exchange Commission that there is a 2 17 CFR 240.19b–4. frequency requirements, the Risk

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Document Created: 2018-02-22 11:13:32
Document Modified: 2018-02-22 11:13:32

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 35689