80_FR_35968 80 FR 35848 - National Vaccine Injury Compensation Program: Addition of Intussusception as Injury for Rotavirus Vaccines to the Vaccine Injury Table

80 FR 35848 - National Vaccine Injury Compensation Program: Addition of Intussusception as Injury for Rotavirus Vaccines to the Vaccine Injury Table

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Federal Register Volume 80, Issue 120 (June 23, 2015)

Page Range35848-35851
FR Document2015-14771

On July 24, 2013, the Secretary of Health and Human Services (the Secretary) published in the Federal Register a Notice of Proposed Rulemaking (NPRM) proposing changes to the regulations governing the National Vaccine Injury Compensation Program (VICP). Specifically, the Secretary proposed revisions to the Vaccine Injury Table (Table). The basis for this change is consistent with the Secretary's findings that intussusceptions can reasonably be determined in some circumstances to be caused by rotavirus vaccines. The Secretary is now making this amendment to the Table and to the Qualifications and Aids to Interpretation (QAI), described below under Background Information, as proposed in the NPRM. These regulations will apply only to petitions for compensation under the VICP filed after this final rule becomes effective.

Federal Register, Volume 80 Issue 120 (Tuesday, June 23, 2015)
[Federal Register Volume 80, Number 120 (Tuesday, June 23, 2015)]
[Rules and Regulations]
[Pages 35848-35851]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-14771]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

42 CFR Part 100

RIN 0906-AB00


National Vaccine Injury Compensation Program: Addition of 
Intussusception as Injury for Rotavirus Vaccines to the Vaccine Injury 
Table

AGENCY: Health Resources and Services Administration (HRSA), Department 
of Health and Human Services (HHS).

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: On July 24, 2013, the Secretary of Health and Human Services 
(the Secretary) published in the Federal Register a Notice of Proposed 
Rulemaking (NPRM) proposing changes to the regulations governing the 
National Vaccine Injury Compensation Program (VICP). Specifically, the 
Secretary proposed revisions to the Vaccine Injury Table (Table). The 
basis for this change is consistent with the Secretary's findings that 
intussusceptions can reasonably be determined in some circumstances to 
be caused by rotavirus vaccines. The Secretary is now making this 
amendment to the Table and to the Qualifications and Aids to 
Interpretation (QAI), described below under Background Information, as 
proposed in the NPRM. These regulations will apply only to petitions 
for compensation under the VICP filed after this final rule becomes 
effective.

DATES: This final rule is effective July 23, 2015.

FOR FURTHER INFORMATION CONTACT: Dr. Avril M. Houston, Director, 
Division of Injury Compensation Programs, Healthcare Systems Bureau, 
HRSA, Parklawn Building, Room 11C-06, 5600 Fishers Lane, Rockville, MD 
20857, or by telephone: (800) 338-2382. This is a toll-free number.

SUPPLEMENTARY INFORMATION:

I. Background Information

    Under Title XXI of the Public Health Service Act, as amended (PHS 
Act), individuals who demonstrate a vaccine-related injury or death may 
receive compensation through the VICP. To be eligible for compensation 
from the VICP, a petitioner must demonstrate that the injured or 
deceased individual received a vaccine set forth in the Table (a 
``covered vaccine'') and sustained a vaccine-related injury or death. A 
petitioner can prove a vaccine-related injury or death in three ways. 
First, the petitioner can show, by a preponderance of the evidence, 
that the vaccine recipient suffered an injury listed in the Table 
corresponding with the vaccine received, that the onset of such injury 
occurred within the timeframe specified in the Table, and that the 
injury meets the requirements set forth in the Table's QAI. A Table 
injury or death is given the legal presumption that it was caused by 
the vaccination. Sections 2111(c)(1)(C)(i), 2113(a)(1)(B), and 2114(a) 
of the PHS Act. Second, if the petitioner cannot demonstrate a Table 
injury, the petitioner can prevail by proving, by a preponderance of 
the evidence, that the vaccine caused the injury or death (off-Table 
injury). Third, a petitioner can prevail by proving, by a preponderance 
of the evidence, that the vaccine significantly aggravated a pre-
existing condition. In all three cases, a petitioner must also show 
that the injury was sufficiently severe by demonstrating that such 
person suffered the residual effects of the injury for more than 6 
months; died from the administration of the vaccine; or that the 
alleged injury resulted in inpatient hospitalization and surgical 
intervention. Section 2111(c)(1)(D) of the PHS Act. If the petitioner 
can prove a Table injury, off-Table injury, or significant aggravation 
of a pre-existing condition, the petitioner is entitled to compensation 
unless it is affirmatively shown that the injury was caused by some 
factor unrelated to the vaccination.
    Under section 2114(e)(2) of the PHS Act, when the Centers for 
Disease Control and Prevention (CDC) recommends a vaccine for routine 
administration to children, the Secretary is required to amend the 
Table to include such vaccine. Coverage becomes effective when an 
excise tax is imposed on the vaccine. Additionally, the Secretary is 
authorized to include specific injuries on the Table with respect to 
each covered vaccine, including the timeframe when the first symptom or 
manifestation of the onset of such adverse event may occur. The 
Secretary may also define such injuries through the QAI. Under section 
2114(c) of the PHS Act, the Secretary may make such modifications to 
the Table by promulgating regulations, with notice and opportunity for 
a public hearing, and at least 180 days of public comment.

II. Discussion of the Final Rule

    As discussed in the NPRM (78 FR 44512, July 24, 2013), the 
Secretary has reviewed the currently available data regarding the 
Rotarix and RotaTeq vaccines and the risk of intussusception. The 
background of the RotaShield experience in the U.S. and the published 
literature from Mexico, Brazil, Australia, and the U.S. supports a 
small attributable risk of intussusception after the first and second 
doses of Rotarix and RotaTeq (with a greater amount of data supporting 
an association with the first dose of both vaccines). Evidence shows 
the increased risk within the 1-7 days following immunization with 
peaks in the fourth and fifth days. As a consequence, the Secretary is 
amending the Table to add the injury of intussusception to the general 
Table category of ``rotavirus vaccines'' to allow a presumption of 
causation for claims that meet the requirements set forth in the Table 
for that injury. To allow for a generous timeframe that will capture 
any cases related to the vaccine after day 7, the Secretary has 
assigned an onset interval of 1-21 days under sections 2114(c) and (e) 
of the PHS Act.
    The Secretary will stay informed of new information in the 
scientific and medical field about intussusception and

[[Page 35849]]

rotavirus vaccines and may propose changes in the future if such 
information warrants changes to the Table. In addition, the Secretary 
recognizes that one goal of the VICP is to provide compensation to 
petitioners harmed by vaccines through a less adversarial system. 
Therefore, the Secretary feels that adding the Table injury of 
intussusception after the first and second doses of rotavirus vaccines 
with a window of 1-21 days is appropriate.
    The QAI section of the Table defines the injury of 
``intussusception'' as the invagination of a segment of intestine into 
the next segment of intestine, resulting in bowel obstruction, 
diminished arterial blood supply, and blockage of the venous blood 
flow. This is characterized by a sudden onset of abdominal pain that 
may be manifested by anguished crying, irritability, vomiting, 
abdominal swelling, and/or passing of stools mixed with blood and 
mucus. The definition for presumption of vaccine causation only applies 
to the first and second dose of vaccine, and excludes intussusception 
occurring with or after the third dose. The third dose of rotavirus 
vaccines lacks sufficient evidence showing risk.
    The definition also delineates the alternative causes of 
intussusception which, if present in a case, would prevent it from 
qualifying as a Table injury. The alternative causes were classified 
into four categories: infectious diseases; anatomic lead points; 
anatomic bowel abnormalities; and underlying gastrointestinal or 
systemic diseases. Cases of intussusception where the onset was within 
14 days after an infectious disease secondary to non-enteric or enteric 
adenovirus, other enteric viruses (such as Enterovirus), enteric 
bacteria (such as Campylobacter jejuni), or enteric parasites (such as 
Ascaris lumbricoides) would not qualify as a Table injury. Proof of 
these alternate causes may be demonstrated by clinical signs and 
symptoms and need not be confirmed by culture or serologic testing.
    Cases of intussusception in a person with a pre-existing condition 
identified as the lead point for intussusception, such as intestinal 
masses and cystic structures (e.g., polyps; tumors; Meckel's 
diverticulum; lymphoma; or duplication cysts), would not qualify as a 
Table injury. Additionally, cases of intussusception in a person with 
abnormalities of the bowel, including congenital anatomic 
abnormalities, anatomic changes after abdominal surgery, and other 
anatomic bowel abnormalities caused by mucosal hemorrhage, trauma, or 
abnormal intestinal blood vessels (such as Henoch Scholein purpura, 
hematoma, or hemangioma); or in a person with underlying conditions or 
systemic diseases associated with intussusception (such as cystic 
fibrosis, celiac disease, or Kawasaki disease) would not qualify as a 
Table injury.
    Petitioners may be eligible for compensation for vaccine-related 
cases of intussusception in which the onset is before 1 day or beyond 
21 days, or where the condition does not satisfy the criteria under the 
QAI for intussusception (an ``off-Table'' claim); however, the 
petitioners will be required to prove causation-in-fact. Regardless of 
whether the claim satisfies the criteria in the Table, all petitioners 
must demonstrate sufficient severity of the injury by proving that the 
injured person: 1) suffered the residual effects or complications of 
the alleged vaccine-related injury for more than 6 months after 
vaccine's administration; 2) died from administration of the vaccine; 
or 3) sustained inpatient hospitalization and surgery as a result of 
the alleged vaccine-related injury. Section 2111(c)(1)(D), PHS Act (42 
U.S.C. 300aa-11(c)(1)(D)). In the case of rotavirus vaccine 
administration and subsequent intussusception, the Secretary does not 
consider a reduction of intussusception with therapeutic enemas to be 
``surgical intervention.''
    Petitions must also be filed within the applicable statute of 
limitations. The general statute of limitations applicable to petitions 
filed with the VICP, set forth in section 2116(a) of the PHS Act (42 
U.S.C. 300aa-16(a)), continues to apply. In addition, section 2116(b) 
of the PHS Act identifies a specific exception to this statute of 
limitations that applies when the effect of a revision to the Table 
makes a previously ineligible person eligible to receive compensation 
or when an eligible person's likelihood of obtaining compensation 
significantly increases. Under this section, individuals who may be 
eligible to file petitions based on the revised Table may file a 
petition for compensation not later than two years after the effective 
date of the revision if the injury or death occurred not more than 
eight years before the effective date of the revision of the Table (42 
U.S.C. 300aa-16(b)).

III. Comments and Responses

    The comment period for this regulation ran for 6 months (July 24, 
2013-January 21, 2014) and included two public hearings that were held 
on January 13, 2014, and April 28, 2014. The Secretary received ten 
comments as a result of this process. None of the commenters objected 
to the Secretary's proposal to add intussusception as an injury for 
rotavirus vaccines to the Table, and the overwhelming majority of 
commenters expressed their support for the proposal. In addition, 
commenters raised four additional points. Below is a summary of those 
points and the Secretary's responses to them.

1. Notice to Potential Petitioners

    COMMENT: A commenter suggested that the Secretary make additional 
efforts to increase public awareness about expanding the Table and to 
increase the general public awareness about the VICP.
    RESPONSE: The Secretary will continue efforts to increase the 
general public's awareness about the VICP, including revisions to the 
Table.

2. Demonstrating Severity of Injury

    COMMENT: One commenter suggested that the definition of surgical 
intervention be broadened to include therapeutic enema treatment.
    RESPONSE: Defining the term ``surgical intervention'' is beyond the 
scope of the Table amendments. While the preamble to both the NPRM and 
final rule includes the Secretary's view that a reduction of 
intussusception with an enema is not a ``surgical intervention,'' such 
language is not included in the regulatory text. Further, the 
definition of ``surgical intervention'' is decided by the court.

3. Onset Time Frame

    COMMENT: A commenter stated that none of the data for either 
vaccine supports an association with intussusception for days 8-21 
after dose 2 and suggested that the Secretary consider revising the 
time frame for qualification as a Table injury after dose 2 to 1-7 
days.
    RESPONSE: The Secretary has considered the approach suggested by 
the commenter and also the recommendation of the Advisory Commission on 
Childhood Vaccines (ACCV). The ACCV unanimously recommended the 
proposed change of 1-21 days for all rotavirus vaccines.
    The ACCV's ``Guiding Principles for Recommending Changes to the 
Vaccine Injury Table,'' consist of two overarching principles: (1) the 
Table should be scientifically and medically credible; and (2) where 
there is credible scientific and medical evidence both to support and 
to reject a proposed change (addition or deletion) to the Table, the 
change should, whenever possible, be made to the benefit of 
petitioners. The Guiding Principles were established in 2006 to assist 
the ACCV in evaluating

[[Page 35850]]

proposed Table revisions and determining whether to recommend Table 
changes to the Secretary. The ACCV followed these Guiding Principles in 
making its recommendations to the Secretary for revising this Table. 
Therefore, the Secretary has decided that the 1-21 day timeframe for 
both vaccines is the best approach to capture any cases related to the 
vaccine after day 7.

4. Published Studies since the Publication of the NPRM

    COMMENT: A commenter identified studies that have been published 
since the initial NPRM was published.
    RESPONSE: The Secretary has reviewed these studies and found that 
the most recent data have shown a small but statistically significant 
increased risk of intussusception within 7 days after the first and 
second doses of the licensed rotavirus vaccines. However, as discussed 
above, following the Guiding Principles, the ACCV unanimously 
recommended the proposed change of 1-21 days for all rotavirus 
vaccines. Therefore, the Secretary has decided that the 1-21 day 
timeframe for both vaccines is the best approach to capture any cases 
related to the vaccine after day 7.

IV. Regulatory Impact Analysis

    HHS has examined the impact of this rulemaking as required by 
Executive Order 12866 on Regulatory Planning and Review, Executive 
Order 13563 on Improving Regulation and Regulatory Review, the 
Congressional Review Act (5 U.S.C. 804(2)), the Regulatory Flexibility 
Act (RFA), section 202 of the Unfunded Mandates Reform Act of 1995, 
section 654(c) of the Treasury and General Government Appropriations 
Act of 1999, and Executive Order 13132 on Federalism.
    Executive Order 12866 directs agencies to assess all costs and 
benefits of available regulatory alternatives and, when rulemaking is 
necessary, to select regulatory approaches that provide the greatest 
net benefits (including potential economic, environmental, public 
health, safety, distributive, and equity effects). In addition, under 
the Regulatory Flexibility Act, if a rule has a significant economic 
effect on a substantial number of small entities, the Secretary must 
specifically consider the economic effect of a rule on small entities 
and analyze regulatory options that could lessen the impact of the 
rule.
    Executive Order 12866 requires that all regulations reflect 
consideration of alternatives, costs, benefits, incentives, equity, and 
available information. Regulations must meet certain standards, such as 
avoiding an unnecessary burden. Regulations that are ``significant'' 
because of cost, adverse effects on the economy, inconsistency with 
other agency actions, effects on the budget, or novel legal or policy 
issues, require special analysis.
    The Secretary has determined that no resources are required to 
implement the requirements in this rule. Compensation will be made in 
the same manner used prior to the revisions of this final rule. The 
only purpose of this rule is to lessen the burden of proof for 
potential petitioners. Therefore, in accordance with the Regulatory 
Flexibility Act of 1980 (RFA) and the Small Business Regulatory 
Enforcement Act of 1996, which amended the RFA, the Secretary certifies 
that this rule will not have a significant impact on a substantial 
number of small entities.
    The Secretary has also determined that this rule does not meet the 
criteria for a major rule as defined by Executive Order 12866, and it 
would not have a major effect on the economy or federal expenditures. 
The Secretary has determined that this rule is not a ``major rule'' 
within the meaning of the statute providing for Congressional Review of 
Agency Rulemaking, 5 U.S.C. 801. Similarly, it will not have effects on 
State, local, and tribal governments, or on the private sector such as 
to require consultation under the Unfunded Mandates Reform Act of 1995.
    The Secretary finds that the provisions of this rule will not have 
an adverse effect on family well-being, because this rule does not 
affect the following family elements: family safety; family stability; 
marital commitment; parental rights in the education, nurture, and 
supervision of their children; family functioning; disposable income or 
poverty; or the behavior and personal responsibility of youth, as 
determined under section 654(c) of the Treasury and General Government 
Appropriations Act of 1999.
    This rule is not being treated as a ``significant regulatory 
action'' under section 3(f) of Executive Order 12866. Accordingly, the 
rule has not been reviewed by the Office of Management and Budget. As 
stated above, this rule would modify the Table based on legal 
authority.

Impact of the New Rule

    This rule will have the effect of making it easier for future VICP 
petitioners alleging the injury of intussusception as the result of a 
rotavirus vaccine that meets the criteria in the Table to receive the 
Table's presumption of causation (which relieves them of having to 
prove that the vaccine actually caused or significantly aggravated the 
injury).

Paperwork Reduction Act of 1995

    This final rule has no information collection requirements.

List of Subjects in 42 CFR Part 100

    Biologics, Health insurance, and Immunization.

    Dated: May 27, 2015.
James Macrae,
Acting Administrator, Health Resources and Services Administration.
    Approved: June 5, 2015.
Sylvia M. Burwell,
Secretary.
    Therefore, for the reasons stated in the preamble, the Department 
of Health and Human Services amends 42 CFR part 100 as follows:

PART 100--VACCINE INJURY COMPENSATION

0
1. The authority citation for part 100 is revised to read as follows:

    Authority:  Secs. 312 and 313 of Public Law 99-660 (42 U.S.C. 
300aa-1 note); 42 U.S.C. 300aa-10 to 300aa-34; 26 U.S.C. 4132(a); 
and sec. 13632(a)(3) of Public Law 103-66.


0
2. Amend Sec.  100.3 as follows:
0
a. Amend paragraph (a) by revising Item XI in the table.
0
b. Add paragraph (b)(3).
    The revision and addition read as follows:


Sec.  100.3  Vaccine injury table.

    (a) * * *

[[Page 35851]]



------------------------------------------------------------------------
                                                        Time period for
                                                       first symptom or
                                       Illness,        manifestation of
                                  disability, injury      onset or of
             Vaccine                 or condition         significant
                                        covered        aggravation after
                                                            vaccine
                                                        administration
------------------------------------------------------------------------
 
                              * * * * * * *
XI. Rotavirus vaccines..........  A. Intussusception  1-21 days
                                  B. Any acute        Not applicable
                                   complication or
                                   sequela
                                   (including death)
                                   of an illness,
                                   disability,
                                   injury, or
                                   condition
                                   referred to above
                                   which illness,
                                   disability,
                                   injury, or
                                   condition arose
                                   within the time
                                   period prescribed.
 
                              * * * * * * *
------------------------------------------------------------------------

    (b) * * *
    (3) Intussusception. (i) For purposes of paragraph (a) of this 
section, intussusception means the invagination of a segment of 
intestine into the next segment of intestine, resulting in bowel 
obstruction, diminished arterial blood supply, and blockage of the 
venous blood flow. This is characterized by a sudden onset of abdominal 
pain that may be manifested by anguished crying, irritability, 
vomiting, abdominal swelling, and/or passing of stools mixed with blood 
and mucus.
    (ii) For purposes of paragraph (a) of this section, the following 
shall not be considered to be a Table intussusception:
    (A) Onset that occurs with or after the third dose of a vaccine 
containing rotavirus;
    (B) Onset within 14 days after an infectious disease associated 
with intussusception, including viral disease (such as those secondary 
to non-enteric or enteric adenovirus, or other enteric viruses such as 
Enterovirus), enteric bacteria (such as Campylobacter jejuni), or 
enteric parasites (such as Ascaris lumbricoides), which may be 
demonstrated by clinical signs and symptoms and need not be confirmed 
by culture or serologic testing;
    (C) Onset in a person with a pre-existing condition identified as 
the lead point for intussusception such as intestinal masses and cystic 
structures (such as polyps, tumors, Meckel's diverticulum, lymphoma, or 
duplication cysts);
    (D) Onset in a person with abnormalities of the bowel, including 
congenital anatomic abnormalities, anatomic changes after abdominal 
surgery, and other anatomic bowel abnormalities caused by mucosal 
hemorrhage, trauma, or abnormal intestinal blood vessels (such as 
Henoch Scholein purpura, hematoma, or hemangioma); or
    (E) Onset in a person with underlying conditions or systemic 
diseases associated with intussusception (such as cystic fibrosis, 
celiac disease, or Kawasaki disease).
* * * * *
[FR Doc. 2015-14771 Filed 6-22-15; 8:45 am]
 BILLING CODE 4165-15-P



                                                35848              Federal Register / Vol. 80, No. 120 / Tuesday, June 23, 2015 / Rules and Regulations

                                                ‘‘Exclusive’’. This document removes                    for this change is consistent with the                 the vaccine; or that the alleged injury
                                                MR series 11000 and 12000 from being                    Secretary’s findings that                              resulted in inpatient hospitalization and
                                                designated as ‘‘Exclusive’’. All other                  intussusceptions can reasonably be                     surgical intervention. Section
                                                parameters of the Final Rule remain the                 determined in some circumstances to be                 2111(c)(1)(D) of the PHS Act. If the
                                                same as published on June 5, 2015.                      caused by rotavirus vaccines. The                      petitioner can prove a Table injury, off-
                                                DATES: Effective June 23, 2015.                         Secretary is now making this                           Table injury, or significant aggravation
                                                FOR FURTHER INFORMATION CONTACT:                        amendment to the Table and to the                      of a pre-existing condition, the
                                                Barry S. Lineback, Telephone: (703)                     Qualifications and Aids to                             petitioner is entitled to compensation
                                                603–2118.                                               Interpretation (QAI), described below                  unless it is affirmatively shown that the
                                                                                                        under Background Information, as                       injury was caused by some factor
                                                SUPPLEMENTARY INFORMATION: This
                                                                                                        proposed in the NPRM. These                            unrelated to the vaccination.
                                                document corrects § 51–6.4 by removing                                                                            Under section 2114(e)(2) of the PHS
                                                MR series 11000 and 12000 from                          regulations will apply only to petitions
                                                                                                        for compensation under the VICP filed                  Act, when the Centers for Disease
                                                paragraphs (b), (c)(4), and (d) so the                                                                         Control and Prevention (CDC)
                                                series are no longer designated as                      after this final rule becomes effective.
                                                                                                        DATES: This final rule is effective July               recommends a vaccine for routine
                                                ‘‘Exclusive’’. All other parameters of the                                                                     administration to children, the Secretary
                                                Final Rule remain the same as                           23, 2015.
                                                                                                                                                               is required to amend the Table to
                                                published on June 5, 2015.                              FOR FURTHER INFORMATION CONTACT: Dr.
                                                                                                                                                               include such vaccine. Coverage becomes
                                                                                                        Avril M. Houston, Director, Division of
                                                List of Subjects in 41 CFR Part 51–6                                                                           effective when an excise tax is imposed
                                                                                                        Injury Compensation Programs,
                                                Procurement procedures.                                                                                        on the vaccine. Additionally, the
                                                                                                        Healthcare Systems Bureau, HRSA,
                                                                                                                                                               Secretary is authorized to include
                                                  For the reasons set out in the                        Parklawn Building, Room 11C–06, 5600
                                                                                                                                                               specific injuries on the Table with
                                                preamble, the Committee amends 41                       Fishers Lane, Rockville, MD 20857, or
                                                                                                                                                               respect to each covered vaccine,
                                                CFR part 51–6 as follows:                               by telephone: (800) 338–2382. This is a
                                                                                                                                                               including the timeframe when the first
                                                                                                        toll-free number.                                      symptom or manifestation of the onset
                                                PART 51–6—PROCUREMENT                                   SUPPLEMENTARY INFORMATION:
                                                PROCEDURES                                                                                                     of such adverse event may occur. The
                                                                                                        I. Background Information                              Secretary may also define such injuries
                                                ■ 1. The authority citation for part 51–                                                                       through the QAI. Under section 2114(c)
                                                                                                           Under Title XXI of the Public Health                of the PHS Act, the Secretary may make
                                                6 continues to read as follows:                         Service Act, as amended (PHS Act),
                                                    Authority: 41 U.S.C. 8501–8506.
                                                                                                                                                               such modifications to the Table by
                                                                                                        individuals who demonstrate a vaccine-                 promulgating regulations, with notice
                                                                                                        related injury or death may receive                    and opportunity for a public hearing,
                                                § 51–6.4   [Amended]
                                                                                                        compensation through the VICP. To be                   and at least 180 days of public
                                                ■ 2. In § 51–6.4, in paragraphs (b), (c)(4),            eligible for compensation from the
                                                and (d), remove ‘‘, 11000 (11000–                                                                              comment.
                                                                                                        VICP, a petitioner must demonstrate
                                                11999); 12000 (12000–12999)’’.                          that the injured or deceased individual                II. Discussion of the Final Rule
                                                  Dated: June 17, 2015.                                 received a vaccine set forth in the Table                 As discussed in the NPRM (78 FR
                                                Barry S. Lineback,                                      (a ‘‘covered vaccine’’) and sustained a                44512, July 24, 2013), the Secretary has
                                                Director, Business Operations.                          vaccine-related injury or death. A                     reviewed the currently available data
                                                [FR Doc. 2015–15284 Filed 6–22–15; 8:45 am]
                                                                                                        petitioner can prove a vaccine-related                 regarding the Rotarix and RotaTeq
                                                                                                        injury or death in three ways. First, the              vaccines and the risk of intussusception.
                                                BILLING CODE 6353–01–P
                                                                                                        petitioner can show, by a                              The background of the RotaShield
                                                                                                        preponderance of the evidence, that the                experience in the U.S. and the
                                                                                                        vaccine recipient suffered an injury                   published literature from Mexico,
                                                DEPARTMENT OF HEALTH AND                                listed in the Table corresponding with                 Brazil, Australia, and the U.S. supports
                                                HUMAN SERVICES                                          the vaccine received, that the onset of                a small attributable risk of
                                                42 CFR Part 100                                         such injury occurred within the                        intussusception after the first and
                                                                                                        timeframe specified in the Table, and                  second doses of Rotarix and RotaTeq
                                                RIN 0906–AB00                                           that the injury meets the requirements                 (with a greater amount of data
                                                                                                        set forth in the Table’s QAI. A Table                  supporting an association with the first
                                                National Vaccine Injury Compensation                    injury or death is given the legal                     dose of both vaccines). Evidence shows
                                                Program: Addition of Intussusception                    presumption that it was caused by the                  the increased risk within the 1–7 days
                                                as Injury for Rotavirus Vaccines to the                 vaccination. Sections 2111(c)(1)(C)(i),                following immunization with peaks in
                                                Vaccine Injury Table                                    2113(a)(1)(B), and 2114(a) of the PHS                  the fourth and fifth days. As a
                                                AGENCY:  Health Resources and Services                  Act. Second, if the petitioner cannot                  consequence, the Secretary is amending
                                                Administration (HRSA), Department of                    demonstrate a Table injury, the                        the Table to add the injury of
                                                Health and Human Services (HHS).                        petitioner can prevail by proving, by a                intussusception to the general Table
                                                ACTION: Final rule.                                     preponderance of the evidence, that the                category of ‘‘rotavirus vaccines’’ to
                                                                                                        vaccine caused the injury or death (off-               allow a presumption of causation for
                                                SUMMARY:   On July 24, 2013, the                        Table injury). Third, a petitioner can                 claims that meet the requirements set
                                                Secretary of Health and Human Services                  prevail by proving, by a preponderance                 forth in the Table for that injury. To
                                                (the Secretary) published in the Federal                of the evidence, that the vaccine                      allow for a generous timeframe that will
mstockstill on DSK4VPTVN1PROD with RULES




                                                Register a Notice of Proposed                           significantly aggravated a pre-existing                capture any cases related to the vaccine
                                                Rulemaking (NPRM) proposing changes                     condition. In all three cases, a petitioner            after day 7, the Secretary has assigned
                                                to the regulations governing the                        must also show that the injury was                     an onset interval of 1–21 days under
                                                National Vaccine Injury Compensation                    sufficiently severe by demonstrating                   sections 2114(c) and (e) of the PHS Act.
                                                Program (VICP). Specifically, the                       that such person suffered the residual                    The Secretary will stay informed of
                                                Secretary proposed revisions to the                     effects of the injury for more than 6                  new information in the scientific and
                                                Vaccine Injury Table (Table). The basis                 months; died from the administration of                medical field about intussusception and


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                                                                   Federal Register / Vol. 80, No. 120 / Tuesday, June 23, 2015 / Rules and Regulations                                           35849

                                                rotavirus vaccines and may propose                      intestinal blood vessels (such as Henoch               proposal to add intussusception as an
                                                changes in the future if such                           Scholein purpura, hematoma, or                         injury for rotavirus vaccines to the
                                                information warrants changes to the                     hemangioma); or in a person with                       Table, and the overwhelming majority
                                                Table. In addition, the Secretary                       underlying conditions or systemic                      of commenters expressed their support
                                                recognizes that one goal of the VICP is                 diseases associated with                               for the proposal. In addition,
                                                to provide compensation to petitioners                  intussusception (such as cystic fibrosis,              commenters raised four additional
                                                harmed by vaccines through a less                       celiac disease, or Kawasaki disease)                   points. Below is a summary of those
                                                adversarial system. Therefore, the                      would not qualify as a Table injury.                   points and the Secretary’s responses to
                                                Secretary feels that adding the Table                      Petitioners may be eligible for                     them.
                                                injury of intussusception after the first               compensation for vaccine-related cases
                                                and second doses of rotavirus vaccines                  of intussusception in which the onset is               1. Notice to Potential Petitioners
                                                with a window of 1–21 days is                           before 1 day or beyond 21 days, or                        COMMENT: A commenter suggested
                                                appropriate.                                            where the condition does not satisfy the               that the Secretary make additional
                                                   The QAI section of the Table defines                 criteria under the QAI for                             efforts to increase public awareness
                                                the injury of ‘‘intussusception’’ as the                intussusception (an ‘‘off-Table’’ claim);              about expanding the Table and to
                                                invagination of a segment of intestine                  however, the petitioners will be                       increase the general public awareness
                                                into the next segment of intestine,                     required to prove causation-in-fact.                   about the VICP.
                                                resulting in bowel obstruction,                         Regardless of whether the claim satisfies                 RESPONSE: The Secretary will
                                                diminished arterial blood supply, and                   the criteria in the Table, all petitioners             continue efforts to increase the general
                                                blockage of the venous blood flow. This                 must demonstrate sufficient severity of                public’s awareness about the VICP,
                                                is characterized by a sudden onset of                   the injury by proving that the injured                 including revisions to the Table.
                                                abdominal pain that may be manifested                   person: 1) suffered the residual effects
                                                                                                                                                               2. Demonstrating Severity of Injury
                                                by anguished crying, irritability,                      or complications of the alleged vaccine-
                                                vomiting, abdominal swelling, and/or                    related injury for more than 6 months                     COMMENT: One commenter
                                                passing of stools mixed with blood and                  after vaccine’s administration; 2) died                suggested that the definition of surgical
                                                mucus. The definition for presumption                   from administration of the vaccine; or 3)              intervention be broadened to include
                                                of vaccine causation only applies to the                sustained inpatient hospitalization and                therapeutic enema treatment.
                                                first and second dose of vaccine, and                   surgery as a result of the alleged                        RESPONSE: Defining the term
                                                excludes intussusception occurring with                 vaccine-related injury. Section                        ‘‘surgical intervention’’ is beyond the
                                                or after the third dose. The third dose                 2111(c)(1)(D), PHS Act (42 U.S.C.                      scope of the Table amendments. While
                                                of rotavirus vaccines lacks sufficient                  300aa–11(c)(1)(D)). In the case of                     the preamble to both the NPRM and
                                                evidence showing risk.                                  rotavirus vaccine administration and                   final rule includes the Secretary’s view
                                                   The definition also delineates the                   subsequent intussusception, the                        that a reduction of intussusception with
                                                alternative causes of intussusception                   Secretary does not consider a reduction                an enema is not a ‘‘surgical
                                                which, if present in a case, would                      of intussusception with therapeutic                    intervention,’’ such language is not
                                                prevent it from qualifying as a Table                   enemas to be ‘‘surgical intervention.’’                included in the regulatory text. Further,
                                                injury. The alternative causes were                        Petitions must also be filed within the             the definition of ‘‘surgical intervention’’
                                                classified into four categories: infectious             applicable statute of limitations. The                 is decided by the court.
                                                diseases; anatomic lead points;                         general statute of limitations applicable
                                                                                                                                                               3. Onset Time Frame
                                                anatomic bowel abnormalities; and                       to petitions filed with the VICP, set forth
                                                underlying gastrointestinal or systemic                 in section 2116(a) of the PHS Act (42                     COMMENT: A commenter stated that
                                                diseases. Cases of intussusception                      U.S.C. 300aa–16(a)), continues to apply.               none of the data for either vaccine
                                                where the onset was within 14 days                      In addition, section 2116(b) of the PHS                supports an association with
                                                after an infectious disease secondary to                Act identifies a specific exception to                 intussusception for days 8–21 after dose
                                                non-enteric or enteric adenovirus, other                this statute of limitations that applies               2 and suggested that the Secretary
                                                enteric viruses (such as Enterovirus),                  when the effect of a revision to the                   consider revising the time frame for
                                                enteric bacteria (such as Campylobacter                 Table makes a previously ineligible                    qualification as a Table injury after dose
                                                jejuni), or enteric parasites (such as                  person eligible to receive compensation                2 to 1–7 days.
                                                Ascaris lumbricoides) would not qualify                 or when an eligible person’s likelihood                   RESPONSE: The Secretary has
                                                as a Table injury. Proof of these                       of obtaining compensation significantly                considered the approach suggested by
                                                alternate causes may be demonstrated                    increases. Under this section,                         the commenter and also the
                                                by clinical signs and symptoms and                      individuals who may be eligible to file                recommendation of the Advisory
                                                need not be confirmed by culture or                     petitions based on the revised Table                   Commission on Childhood Vaccines
                                                serologic testing.                                      may file a petition for compensation not               (ACCV). The ACCV unanimously
                                                   Cases of intussusception in a person                 later than two years after the effective               recommended the proposed change of
                                                with a pre-existing condition identified                date of the revision if the injury or death            1–21 days for all rotavirus vaccines.
                                                as the lead point for intussusception,                  occurred not more than eight years                        The ACCV’s ‘‘Guiding Principles for
                                                such as intestinal masses and cystic                    before the effective date of the revision              Recommending Changes to the Vaccine
                                                structures (e.g., polyps; tumors;                       of the Table (42 U.S.C. 300aa–16(b)).                  Injury Table,’’ consist of two
                                                Meckel’s diverticulum; lymphoma; or                                                                            overarching principles: (1) the Table
                                                duplication cysts), would not qualify as                III. Comments and Responses                            should be scientifically and medically
                                                a Table injury. Additionally, cases of                     The comment period for this                         credible; and (2) where there is credible
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                                                intussusception in a person with                        regulation ran for 6 months (July 24,                  scientific and medical evidence both to
                                                abnormalities of the bowel, including                   2013–January 21, 2014) and included                    support and to reject a proposed change
                                                congenital anatomic abnormalities,                      two public hearings that were held on                  (addition or deletion) to the Table, the
                                                anatomic changes after abdominal                        January 13, 2014, and April 28, 2014.                  change should, whenever possible, be
                                                surgery, and other anatomic bowel                       The Secretary received ten comments as                 made to the benefit of petitioners. The
                                                abnormalities caused by mucosal                         a result of this process. None of the                  Guiding Principles were established in
                                                hemorrhage, trauma, or abnormal                         commenters objected to the Secretary’s                 2006 to assist the ACCV in evaluating


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                                                35850              Federal Register / Vol. 80, No. 120 / Tuesday, June 23, 2015 / Rules and Regulations

                                                proposed Table revisions and                            effect of a rule on small entities and                    This rule is not being treated as a
                                                determining whether to recommend                        analyze regulatory options that could                  ‘‘significant regulatory action’’ under
                                                Table changes to the Secretary. The                     lessen the impact of the rule.                         section 3(f) of Executive Order 12866.
                                                ACCV followed these Guiding                                Executive Order 12866 requires that                 Accordingly, the rule has not been
                                                Principles in making its                                all regulations reflect consideration of               reviewed by the Office of Management
                                                recommendations to the Secretary for                    alternatives, costs, benefits, incentives,             and Budget. As stated above, this rule
                                                revising this Table. Therefore, the                     equity, and available information.                     would modify the Table based on legal
                                                Secretary has decided that the 1–21 day                 Regulations must meet certain                          authority.
                                                timeframe for both vaccines is the best                 standards, such as avoiding an
                                                approach to capture any cases related to                                                                       Impact of the New Rule
                                                                                                        unnecessary burden. Regulations that
                                                the vaccine after day 7.                                are ‘‘significant’’ because of cost,                     This rule will have the effect of
                                                4. Published Studies since the                          adverse effects on the economy,                        making it easier for future VICP
                                                Publication of the NPRM                                 inconsistency with other agency actions,               petitioners alleging the injury of
                                                                                                        effects on the budget, or novel legal or               intussusception as the result of a
                                                   COMMENT: A commenter identified                      policy issues, require special analysis.               rotavirus vaccine that meets the criteria
                                                studies that have been published since                     The Secretary has determined that no                in the Table to receive the Table’s
                                                the initial NPRM was published.                         resources are required to implement the                presumption of causation (which
                                                   RESPONSE: The Secretary has                          requirements in this rule. Compensation                relieves them of having to prove that the
                                                reviewed these studies and found that                   will be made in the same manner used                   vaccine actually caused or significantly
                                                the most recent data have shown a small                 prior to the revisions of this final rule.             aggravated the injury).
                                                but statistically significant increased                 The only purpose of this rule is to
                                                risk of intussusception within 7 days                                                                          Paperwork Reduction Act of 1995
                                                                                                        lessen the burden of proof for potential
                                                after the first and second doses of the                                                                          This final rule has no information
                                                                                                        petitioners. Therefore, in accordance
                                                licensed rotavirus vaccines. However, as                                                                       collection requirements.
                                                                                                        with the Regulatory Flexibility Act of
                                                discussed above, following the Guiding
                                                                                                        1980 (RFA) and the Small Business
                                                Principles, the ACCV unanimously                                                                               List of Subjects in 42 CFR Part 100
                                                                                                        Regulatory Enforcement Act of 1996,
                                                recommended the proposed change of                                                                               Biologics, Health insurance, and
                                                                                                        which amended the RFA, the Secretary
                                                1–21 days for all rotavirus vaccines.                                                                          Immunization.
                                                                                                        certifies that this rule will not have a
                                                Therefore, the Secretary has decided
                                                                                                        significant impact on a substantial                      Dated: May 27, 2015.
                                                that the 1–21 day timeframe for both
                                                                                                        number of small entities.                              James Macrae,
                                                vaccines is the best approach to capture
                                                                                                           The Secretary has also determined
                                                any cases related to the vaccine after                                                                         Acting Administrator, Health Resources and
                                                day 7.                                                  that this rule does not meet the criteria              Services Administration.
                                                                                                        for a major rule as defined by Executive                 Approved: June 5, 2015.
                                                IV. Regulatory Impact Analysis                          Order 12866, and it would not have a
                                                                                                                                                               Sylvia M. Burwell,
                                                  HHS has examined the impact of this                   major effect on the economy or federal
                                                                                                        expenditures. The Secretary has                        Secretary.
                                                rulemaking as required by Executive
                                                Order 12866 on Regulatory Planning                      determined that this rule is not a ‘‘major               Therefore, for the reasons stated in the
                                                and Review, Executive Order 13563 on                    rule’’ within the meaning of the statute               preamble, the Department of Health and
                                                Improving Regulation and Regulatory                     providing for Congressional Review of                  Human Services amends 42 CFR part
                                                Review, the Congressional Review Act                    Agency Rulemaking, 5 U.S.C. 801.                       100 as follows:
                                                (5 U.S.C. 804(2)), the Regulatory                       Similarly, it will not have effects on
                                                                                                        State, local, and tribal governments, or               PART 100—VACCINE INJURY
                                                Flexibility Act (RFA), section 202 of the                                                                      COMPENSATION
                                                Unfunded Mandates Reform Act of                         on the private sector such as to require
                                                1995, section 654(c) of the Treasury and                consultation under the Unfunded
                                                                                                                                                               ■  1. The authority citation for part 100
                                                General Government Appropriations                       Mandates Reform Act of 1995.
                                                                                                                                                               is revised to read as follows:
                                                Act of 1999, and Executive Order 13132                     The Secretary finds that the
                                                on Federalism.                                          provisions of this rule will not have an                 Authority: Secs. 312 and 313 of Public
                                                  Executive Order 12866 directs                         adverse effect on family well-being,                   Law 99–660 (42 U.S.C. 300aa–1 note); 42
                                                                                                        because this rule does not affect the                  U.S.C. 300aa–10 to 300aa–34; 26 U.S.C.
                                                agencies to assess all costs and benefits
                                                                                                                                                               4132(a); and sec. 13632(a)(3) of Public Law
                                                of available regulatory alternatives and,               following family elements: family                      103–66.
                                                when rulemaking is necessary, to select                 safety; family stability; marital
                                                regulatory approaches that provide the                  commitment; parental rights in the                     ■  2. Amend § 100.3 as follows:
                                                greatest net benefits (including potential              education, nurture, and supervision of                 ■  a. Amend paragraph (a) by revising
                                                economic, environmental, public health,                 their children; family functioning;                    Item XI in the table.
                                                safety, distributive, and equity effects).              disposable income or poverty; or the                   ■ b. Add paragraph (b)(3).
                                                In addition, under the Regulatory                       behavior and personal responsibility of                   The revision and addition read as
                                                Flexibility Act, if a rule has a significant            youth, as determined under section                     follows:
                                                economic effect on a substantial number                 654(c) of the Treasury and General
                                                of small entities, the Secretary must                   Government Appropriations Act of                       § 100.3   Vaccine injury table.
                                                specifically consider the economic                      1999.                                                      (a) * * *
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                                                                       Federal Register / Vol. 80, No. 120 / Tuesday, June 23, 2015 / Rules and Regulations                                                               35851

                                                                                                                                                                                  Time period for first symptom or manifestation
                                                                         Vaccine                                 Illness, disability, injury or condition covered                   of onset or of significant aggravation after
                                                                                                                                                                                              vaccine administration


                                                         *                        *                               *                     *                                 *                        *                  *
                                                XI. Rotavirus vaccines ......................................   A. Intussusception ............................................   1–21 days
                                                                                                                B. Any acute complication or sequela (includ-                     Not applicable
                                                                                                                  ing death) of an illness, disability, injury, or
                                                                                                                  condition referred to above which illness,
                                                                                                                  disability, injury, or condition arose within
                                                                                                                  the time period prescribed.

                                                            *                          *                          *                            *                          *                        *                  *



                                                   (b) * * *                                                    cystic fibrosis, celiac disease, or                               particular community was suspended
                                                   (3) Intussusception. (i) For purposes                        Kawasaki disease).                                                on the suspension date or for further
                                                of paragraph (a) of this section,                               *     *     *     *      *                                        information, contact Bret Gates, Federal
                                                intussusception means the invagination                          [FR Doc. 2015–14771 Filed 6–22–15; 8:45 am]                       Insurance and Mitigation
                                                of a segment of intestine into the next                         BILLING CODE 4165–15–P                                            Administration, Federal Emergency
                                                segment of intestine, resulting in bowel                                                                                          Management Agency, 500 C Street SW.,
                                                obstruction, diminished arterial blood                                                                                            Washington, DC 20472, (202) 646–4133.
                                                supply, and blockage of the venous                              DEPARTMENT OF HOMELAND                                            SUPPLEMENTARY INFORMATION: The NFIP
                                                blood flow. This is characterized by a                          SECURITY                                                          enables property owners to purchase
                                                sudden onset of abdominal pain that                                                                                               Federal flood insurance that is not
                                                may be manifested by anguished crying,                          Federal Emergency Management                                      otherwise generally available from
                                                irritability, vomiting, abdominal                               Agency                                                            private insurers. In return, communities
                                                swelling, and/or passing of stools mixed                                                                                          agree to adopt and administer local
                                                with blood and mucus.                                           44 CFR Part 64                                                    floodplain management measures aimed
                                                   (ii) For purposes of paragraph (a) of                                                                                          at protecting lives and new construction
                                                                                                                [Docket ID FEMA–2015–0001; Internal
                                                this section, the following shall not be                                                                                          from future flooding. Section 1315 of
                                                                                                                Agency Docket No. FEMA–8385]
                                                considered to be a Table                                                                                                          the National Flood Insurance Act of
                                                intussusception:                                                Suspension of Community Eligibility                               1968, as amended, 42 U.S.C. 4022,
                                                   (A) Onset that occurs with or after the                                                                                        prohibits the sale of NFIP flood
                                                third dose of a vaccine containing                              AGENCY:  Federal Emergency                                        insurance unless an appropriate public
                                                rotavirus;                                                      Management Agency, DHS.                                           body adopts adequate floodplain
                                                   (B) Onset within 14 days after an                            ACTION: Final rule.                                               management measures with effective
                                                infectious disease associated with                                                                                                enforcement measures. The
                                                intussusception, including viral disease                        SUMMARY:    This rule identifies                                  communities listed in this document no
                                                (such as those secondary to non-enteric                         communities where the sale of flood                               longer meet that statutory requirement
                                                or enteric adenovirus, or other enteric                         insurance has been authorized under                               for compliance with program
                                                viruses such as Enterovirus), enteric                           the National Flood Insurance Program                              regulations, 44 CFR part 59.
                                                bacteria (such as Campylobacter jejuni),                        (NFIP) that are scheduled for                                     Accordingly, the communities will be
                                                or enteric parasites (such as Ascaris                           suspension on the effective dates listed                          suspended on the effective date in the
                                                lumbricoides), which may be                                     within this rule because of                                       third column. As of that date, flood
                                                demonstrated by clinical signs and                              noncompliance with the floodplain                                 insurance will no longer be available in
                                                symptoms and need not be confirmed                              management requirements of the                                    the community. We recognize that some
                                                by culture or serologic testing;                                program. If the Federal Emergency                                 of these communities may adopt and
                                                   (C) Onset in a person with a pre-                            Management Agency (FEMA) receives                                 submit the required documentation of
                                                existing condition identified as the lead                       documentation that the community has                              legally enforceable floodplain
                                                point for intussusception such as                               adopted the required floodplain                                   management measures after this rule is
                                                intestinal masses and cystic structures                         management measures prior to the                                  published but prior to the actual
                                                (such as polyps, tumors, Meckel’s                               effective suspension date given in this                           suspension date. These communities
                                                diverticulum, lymphoma, or duplication                          rule, the suspension will not occur and                           will not be suspended and will continue
                                                cysts);                                                         a notice of this will be provided by                              to be eligible for the sale of NFIP flood
                                                   (D) Onset in a person with                                   publication in the Federal Register on a                          insurance. A notice withdrawing the
                                                abnormalities of the bowel, including                           subsequent date. Also, information                                suspension of such communities will be
                                                congenital anatomic abnormalities,                              identifying the current participation                             published in the Federal Register.
                                                anatomic changes after abdominal                                status of a community can be obtained                                In addition, FEMA publishes a Flood
                                                surgery, and other anatomic bowel                               from FEMA’s Community Status Book                                 Insurance Rate Map (FIRM) that
                                                abnormalities caused by mucosal                                 (CSB). The CSB is available at http://                            identifies the Special Flood Hazard
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                                                hemorrhage, trauma, or abnormal                                 www.fema.gov/fema/csb.shtm.                                       Areas (SFHAs) in these communities.
                                                intestinal blood vessels (such as Henoch                        DATES: The effective date of each                                 The date of the FIRM, if one has been
                                                Scholein purpura, hematoma, or                                  community’s scheduled suspension is                               published, is indicated in the fourth
                                                hemangioma); or                                                 the third date (‘‘Susp.’’) listed in the                          column of the table. No direct Federal
                                                   (E) Onset in a person with underlying                        third column of the following tables.                             financial assistance (except assistance
                                                conditions or systemic diseases                                 FOR FURTHER INFORMATION CONTACT: If                               pursuant to the Robert T. Stafford
                                                associated with intussusception (such as                        you want to determine whether a                                   Disaster Relief and Emergency


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Document Created: 2018-02-22 11:15:09
Document Modified: 2018-02-22 11:15:09
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis final rule is effective July 23, 2015.
ContactDr. Avril M. Houston, Director, Division of Injury Compensation Programs, Healthcare Systems Bureau, HRSA, Parklawn Building, Room 11C-06, 5600 Fishers Lane, Rockville, MD 20857, or by telephone: (800) 338-2382. This is a toll-free number.
FR Citation80 FR 35848 
RIN Number0906-AB00
CFR AssociatedBiologics; Health Insurance and Immunization

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