80_FR_36414 80 FR 36293 - Revisions to Emergency Operations Reliability Standards; Revisions to Undervoltage Load Shedding Reliability Standards; Revisions to the Definition of “Remedial Action Scheme” and Related Reliability Standards

80 FR 36293 - Revisions to Emergency Operations Reliability Standards; Revisions to Undervoltage Load Shedding Reliability Standards; Revisions to the Definition of “Remedial Action Scheme” and Related Reliability Standards

DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission

Federal Register Volume 80, Issue 121 (June 24, 2015)

Page Range36293-36301
FR Document2015-15432

The Commission proposes to approve Reliability Standards and definitions of terms submitted in three related petitions by the North American Electric Reliability Corporation (NERC), the Commission- approved Electric Reliability Organization. The Commission proposes to approve Reliability Standards EOP-011-1 (Emergency Operations) and PRC- 010-1 (Undervoltage Load Shedding). According to NERC, the proposed Reliability Standards consolidate, streamline and clarify the existing requirements of certain currently-effective Emergency Preparedness and Operations (EOP) and Protection and Control (PRC) standards. The Commission also proposes to approve NERC's revised definition of the term ``Remedial Action Scheme'' as set forth in the NERC Glossary of Terms Used in Reliability Standards, and modifications of specified Reliability Standards to incorporate the revised definition. Further, the Commission proposes to approve the proposed implementation plans, and the retirement of certain currently-effective Reliability Standards. The Commission discusses concerns regarding several of NERC's proposals and, depending on the comments provided in response, the Commission may direct NERC to develop further modifications to address the concerns and possibly delay the retirement of one currently-effective standard.

Federal Register, Volume 80 Issue 121 (Wednesday, June 24, 2015)
[Federal Register Volume 80, Number 121 (Wednesday, June 24, 2015)]
[Proposed Rules]
[Pages 36293-36301]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-15432]


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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

18 CFR Part 40

[Docket Nos. RM15-7-000, RM15-12-000, and RM15-13-000]


Revisions to Emergency Operations Reliability Standards; 
Revisions to Undervoltage Load Shedding Reliability Standards; 
Revisions to the Definition of ``Remedial Action Scheme'' and Related 
Reliability Standards

AGENCY: Federal Energy Regulatory Commission, DOE.

ACTION: Notice of proposed rulemaking.

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SUMMARY: The Commission proposes to approve Reliability Standards and 
definitions of terms submitted in three related petitions by the North 
American Electric Reliability Corporation (NERC), the Commission-
approved Electric Reliability Organization. The Commission proposes to 
approve Reliability Standards EOP-011-1 (Emergency Operations) and PRC-
010-1 (Undervoltage Load Shedding). According to NERC, the proposed 
Reliability Standards consolidate, streamline and clarify the existing 
requirements of certain currently-effective Emergency Preparedness and 
Operations (EOP) and Protection and Control (PRC) standards. The 
Commission also proposes to approve NERC's revised definition of the 
term ``Remedial Action Scheme'' as set forth in the NERC Glossary of 
Terms Used in Reliability Standards, and modifications of specified 
Reliability Standards to incorporate the revised definition. Further, 
the Commission proposes to approve the proposed implementation plans, 
and the retirement of certain currently-effective Reliability 
Standards. The Commission discusses concerns regarding several of 
NERC's proposals and, depending on the comments provided in response, 
the Commission may direct NERC to develop further modifications to 
address the concerns and possibly delay the retirement of one 
currently-effective standard.

DATES: Comments are due August 24, 2015.

ADDRESSES: Comments, identified by docket number, may be filed in the 
following ways:
     Electronic Filing through http://www.ferc.gov. Documents 
created electronically using word processing software should be filed 
in native applications or print-to-PDF format and not in a scanned 
format.
     Mail/Hand Delivery: Those unable to file electronically 
may mail or hand-deliver comments to: Federal Energy Regulatory 
Commission, Secretary of the Commission, 888 First Street NE., 
Washington, DC 20426.
    Instructions: For detailed instructions on submitting comments and 
additional information on the rulemaking process, see the Comment 
Procedures Section of this document.

FOR FURTHER INFORMATION CONTACT: 
    Nick Henery (Technical Information), Office of Electric 
Reliability, Federal Energy Regulatory Commission, 888 First Street 
NE., Washington, DC 20426, (202) 502-8636, Nick.Henery@ferc.gov.
    Mark Bennett (Legal Information), Office of the General Counsel, 
Federal Energy Regulatory Commission, 888 First Street NE., Washington, 
DC 20426, (202) 502-8524, Mark.Bennett@ferc.gov.

SUPPLEMENTARY INFORMATION: 
    1. Pursuant to section 215 of the Federal Power Act (FPA),\1\ the 
Commission proposes to approve Reliability Standards and definitions of 
terms submitted in three related petitions by the North American 
Electric Reliability Corporation (NERC), the Commission-approved 
Electric Reliability Organization (ERO). In particular, the Commission 
proposes to approve Reliability Standards EOP-

[[Page 36294]]

011-1 (Emergency Operations) and PRC-010-1 (Undervoltage Load 
Shedding). NERC explains that the proposed Reliability Standards 
consolidate, streamline, and clarify the existing requirements of 
certain currently-effective Emergency Preparedness and Operations (EOP) 
and Protection and Control (PRC) standards. The Commission also 
proposes to approve NERC's revised definition of the term ``Remedial 
Action Scheme'' as set forth in the NERC Glossary of Terms Used in 
Reliability Standards (NERC Glossary), and modifications of specified 
Reliability Standards to incorporate the revised definition. Further, 
the Commission proposes to approve assigned violation risk factors and 
violation severity levels, proposed implementation plans, and the 
retirement of certain currently-effective Reliability Standards. The 
Commission discusses concerns regarding several of NERC's proposals 
and, depending on the comments provided in response, the Commission may 
direct NERC to develop further modifications to address the concerns 
and possibly delay the retirement of one currently-effective standard.
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    \1\ 16 U.S.C. 824o.
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I. Background

    2. Section 215 of the FPA requires a Commission-certified ERO to 
develop mandatory and enforceable Reliability Standards, subject to 
Commission review and approval.\2\ Once approved, the Reliability 
Standards may be enforced by the ERO subject to Commission oversight or 
by the Commission independently. In 2006, the Commission certified NERC 
as the ERO pursuant to FPA section 215.\3\
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    \2\ 16 U.S.C. 824o.
    \3\ North American Electric Reliability Corp., 116 FERC ] 
61,062, order on reh'g & compliance, 117 FERC ] 61,126 (2006), aff'd 
sub nom. Alcoa, Inc. v. FERC, 564 F.3d 1342 (D.C. Cir. 2009).
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    3. On March 16, 2007, the Commission issued Order No. 693, 
approving 83 of the 107 Reliability Standards filed by NERC, including 
initial versions of EOP-001, EOP-002, and EOP-003.\4\ In addition, the 
Commission directed NERC to develop certain modifications to the EOP 
standards. In Order No. 693, the Commission also approved several 
Undervoltage Load Shedding (UVLS)-related Reliability Standards, 
including PRC-010-0, PRC-021-1 and PRC-022-1.\5\ Also, the Commission 
directed NERC to modify Reliability Standard PRC-010-0 to develop an 
``integrated and coordinated'' approach to all protection systems.\6\ 
In Order No. 693, the Commission approved the NERC Glossary, including 
NERC's currently-effective Special Protection System and Remedial 
Action Scheme definitions.
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    \4\ Mandatory Reliability Standards for the Bulk-Power System, 
Order No. 693, FERC Stats. & Regs. ] 31,242, order on reh'g, Order 
No. 693-A, 120 FERC ] 61,053 (2007).
    \5\ Order No. 693, FERC Stats. & Regs. ] 31,242 at PP 1509, 1560 
and 1565. The Commission neither approved nor remanded Reliability 
Standard PRC-020-1, explaining that the standard only applied to 
Regional Reliability Organizations. Id. P 1555.
    \6\ Id. P 1509.
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II. NERC Petitions

    4. NERC submitted three related petitions that we address together 
in this notice of proposed rulemaking (NOPR).\7\
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    \7\ The proposed EOP and PRC Reliability Standards are not 
attached to this notice of proposed rulemaking, nor are the 
additional standards that NERC proposes to modify to incorporate the 
revised term Remedial Action Scheme. The proposed Reliability 
Standards are available on the Commission's eLibrary document 
retrieval system in the identified dockets and on the NERC Web site, 
www.nerc.com.
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A. NERC EOP Petition--Proposed Reliability Standard EOP-011-1 (Docket 
No. RM15-7-000)

    5. On December 29, 2014, NERC submitted a petition seeking 
Commission approval of proposed Reliability Standard EOP-011-1 and a 
revised definition of ``Energy Emergency.'' NERC explains that proposed 
Reliability Standard EOP-011-1 consolidates the requirements in three 
existing Reliability Standards: EOP-001-2.1b, EOP-002-3.1 and EOP-003-2 
``into a single Reliability Standard that clarifies the critical 
requirements for Emergency Operations while ensuring strong 
communication and coordination across the functional entities.'' \8\ 
NERC seeks retirement of Reliability Standards EOP-001-2.1b, EOP-002-
3.1 and EOP-003-2, as well as the approval of the associated 
implementation plan and violation risk factors and violation severity 
levels for Reliability Standard EOP-011-1 detailed in the petition. 
NERC also asserts that proposed Reliability Standard EOP-011-1 
satisfies seven Commission directives set forth in Order No. 693.\9\
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    \8\ NERC EOP Petition at 3.
    \9\ Id. at 12-18.
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    6. NERC states that the purpose of proposed Reliability Standard 
EOP-011-1 is ``to address the effects of operating Emergencies by 
ensuring each Transmission Operator and Balancing Authority has 
developed Operating Plans to mitigate operating Emergencies, and that 
those plans are coordinated within a Reliability Coordinator area.'' 
\10\ NERC notes that Requirements R2 and R6 of the proposed Reliability 
Standard incorporate Attachment 1, which describes three energy 
emergency levels used by the reliability coordinator and the process 
for communicating the condition of a balancing authority experiencing 
an energy emergency.\11\
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    \10\ Id. at 2.
    \11\ Attachment 1 describes three alert levels: Energy Emergency 
Alert Level 1 (all available generation resources in use, concern 
about sustaining required contingency reserves); Energy Emergency 
Alert Level 2 (load management procedures in effect, energy 
deficient balancing authority implements its emergency Operating 
Plan but maintains minimum contingency reserve requirements); and 
Energy Emergency Alert Level 3 (firm load interruption is imminent 
or in process, energy deficient balancing authority unable to 
maintain minimum contingency reserve requirements).
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    7. Proposed Reliability Standard EOP-011-1 includes six 
requirements, and is applicable to balancing authorities, reliability 
coordinators and transmission operators. Requirements R1 and R2 require 
transmission operators and balancing authorities to develop, maintain 
and implement reliability coordinator-reviewed operating plans to 
mitigate operating, capacity and energy emergencies.\12\ Requirement R1 
specifies elements for the plans ``as applicable,'' which is intended 
to provide flexibility to account for regional differences and pre-
existing emergency mitigation methods. NERC states that the requirement 
for transmission operators and balancing authorities to maintain 
operating plans includes the expectation that the plans are current and 
up-to-date.\13\
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    \12\ Operating Plan is defined in the NERC Glossary as a 
``document that identifies a group of activities that may be used to 
achieve some goal. An Operating Plan may contain Operating 
Procedures and Operating Processes. A company-specific system 
restoration plan that includes an Operating Procedure for black-
starting units, Operating Processes for communicating restoration 
progress with other entities, etc., is an example of an Operating 
Plan.''
    \13\ NERC EOP Petition at 8-9.
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    8. Requirement R3 requires reliability coordinators to review the 
operating plans submitted by transmission operators and balancing 
authorities and is designed to ensure that there is appropriate 
coordination of reliability risks identified in the operating plans. In 
reviewing operating plans, reliability coordinators shall consider 
compatibility, coordination and inter-dependency with other entity 
operating plans and notify transmission operators and balancing 
authorities if revisions to their operating plans are necessary.\14\
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    \14\ Id. at 10-11.
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    9. Requirement R4 requires transmission operators and balancing 
authorities to resolve any issues identified by the reliability 
coordinator and resubmit their revised operating

[[Page 36295]]

plans within a time period specified by the reliability coordinator. 
Requirement R5 requires each reliability coordinator to notify 
balancing authorities and transmission operators in its area, and 
neighboring reliability coordinators, within thirty minutes of 
receiving an emergency notification. Requirement R6 requires a 
reliability coordinator with a balancing authority experiencing a 
potential or actual energy emergency to declare an energy emergency 
alert in accordance with Attachment 1.
    10. Proposed Reliability Standard EOP-011-1 also includes the 
following revised definition of Energy Emergency:

    Energy Emergency--A condition when a Load-Serving Entity or 
Balancing Authority has exhausted all other resource options and can 
no longer meet its expected Load obligations.

    NERC explains that the proposed revised definition is intended to 
clarify that an energy emergency is not limited to a load-serving 
entity and, based on a review of the impact on the body of NERC 
Reliability Standards, ``does not change the reliability intent of 
other requirements of Definitions.'' \15\
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    \15\ Id. at 18.
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B. NERC PRC Petition--Proposed Reliability Standard PRC-010-1 (Docket 
No. RM15-12-000)

    11. On February 6, 2015, NERC submitted a petition seeking approval 
of proposed Reliability Standard PRC-010-1 (Undervoltage Load 
Shedding), approval of a revised definition of Undervoltage Load 
Shedding Program (UVLS Program) for inclusion in the NERC Glossary, the 
implementation plan for the proposed Reliability Standard and the 
associated violation risk factors and violation severity levels and 
retirement of four PRC Reliability Standards.\16\
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    \16\ Reliability Standard PRC-010-0 (Assessment of the Design 
and Effectiveness of UVLS Program); Reliability Standard PRC-020-1 
(Under-Voltage Load Shedding Program Database); Reliability Standard 
PRC-021-1 (Under-Voltage Load Shedding Program Data); and 
Reliability Standard PRC-022-1 (Under-Voltage Load Shedding Program 
Performance).
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    12. In its petition, NERC states that proposed Reliability Standard 
PRC-010-1 is a single, comprehensive standard that addresses the same 
reliability principles outlined in the four currently-effective UVLS-
related Reliability Standards.\17\ NERC explains that the purpose of 
proposed Reliability Standard PRC-010-1 is to ``establish an integrated 
and coordinated approach to the design, evaluation, and reliable 
operation of Undervoltage Load Shedding Programs'' as directed by the 
Commission in Order No. 693.\18\ Also, according to NERC, proposed 
Reliability Standard PRC-010-1 replaces the applicability to and 
involvement of ``Regional Reliability Organization'' in Reliability 
Standards PRC-020-1 and PRC-021-1 and consolidates the four currently-
effective UVLS-Related Standards into one comprehensive standard. NERC 
states that proposed Reliability Standard PRC-010-1 ``reflects 
consideration of the 2003 Blackout Report recommendations,'' \19\ 
particularly, Recommendation 21 for NERC to ``make more effective and 
wider use of system protection measures'' \20\ and Recommendation 21C 
that ``NERC determine the goals and principles needed to establish an 
integrated approach to relay protection for generators and transmission 
lines, as well as of UFLS and UVLS programs.'' \21\
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    \17\ NERC PRC Petition at 14.
    \18\ Id. (citing Order No. 693, FERC Stats & Regs ] 31,242 at P 
1509).
    \19\ NERC PRC Petition at 2 (citing the U.S.-Canada Power System 
Outage Task Force, Final Report on the August 14, 2003 Blackout in 
the United States and Canada: Causes and Recommendations, April, 
2004 (2003 Blackout Report)).
    \20\ NERC PRC Petition at 4 (citing 2003 Blackout Report at 3, 
158).
    \21\ NERC PRC Petition at 6.
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    13. Proposed Reliability Standard PRC-010-1 incorporates a proposed 
definition of UVLS Program, which reads:

    Undervoltage Load Shedding Program (UVLS Program): An automatic 
load shedding program, consisting of distributed relays and 
controls, used to mitigate undervoltage conditions impacting the 
Bulk Electric System (BES), leading to voltage instability, voltage 
collapse, or Cascading. Centrally controlled undervoltage-based load 
shedding is not included.

    NERC explains that ``to ensure that the applicability of the 
proposed Reliability Standard covers undervoltage-based load shedding 
systems whose performance has an impact on system reliability, a UVLS 
Program must mitigate risk of one or more of the following: Voltage 
instability, voltage collapse, or Cascading impacting the Bulk Electric 
System. By focusing on the enumerated risks, the definition is meant to 
exclude locally-applied relays that are not designed to mitigate wide-
area voltage collapse.'' \22\ NERC states that the proposed UVLS 
Program definition ``clearly identifies and separates centrally 
controlled undervoltage-based load shedding, which is now addressed by 
the proposed definition of Remedial Action Scheme.'' \23\
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    \22\ Id. at 16.
    \23\ Id. at 15. NERC's petition for approval of the proposed 
definition of Remedial Action Scheme (Docket No. RM15-13-000) is 
discussed below.
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    14. Proposed Reliability Standard PRC-010-1 applies to planning 
coordinators and transmission planners because ``either may be 
responsible for designing and coordinating the UVLS Program . . . [and] 
also applies to Distribution Providers and Transmission Owners 
responsible for the ownership, operation and control of UVLS equipment 
as required by the UVLS Program established by the Transmission Planner 
or Planning Coordinator.'' \24\ NERC explains that the planning 
coordinator or transmission planner that establishes a UVLS Program is 
responsible for identifying the UVLS equipment and the necessary 
distribution provider and transmission owner (referred to as ``UVLS 
entities'' in the Applicability section) that performs the required 
actions.
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    \24\ Id.
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    15. NERC states that proposed Reliability Standard PRC-010-1 
``applies only after an entity has determined the need for a UVLS 
Program as a result of its own planning studies.'' \25\ NERC explains 
that the eight requirements in proposed Reliability Standard PRC-010-1 
meet four primary objectives: (1) The proposed standard requires 
applicable entities to evaluate a UVLS Program's effectiveness prior to 
implementation, including coordination with other protection systems 
and generator voltage ride-through capabilities; (2) applicable 
entities must comply with UVLS program specifications and 
implementation schedule; (3) applicable entities must perform periodic 
assessment and performance analysis; and (4) applicable entities must 
maintain and share UVLS Program data.
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    \25\ Id. at 14.
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    16. Proposed Requirement R1 requires each planning coordinator or 
transmission planner that is developing a UVLS Program to evaluate the 
viability and effectiveness of its program before implementation to 
confirm its effectiveness in resolving the undervoltage conditions for 
which it was designed, and that it is integrated through coordination 
with generator ride-through capabilities and other protection and 
control systems. Also, the planning coordinator or transmission planner 
must provide the UVLS Program specifications and implementation 
schedule to the applicable UVLS entities. Requirement R2 requires UVLS 
entities to meet the UVLS Program's specifications and implementation 
schedule provided by the planning coordinator or transmission planner 
or address any

[[Page 36296]]

necessary corrective actions in accordance with Requirement R5.
    17. Requirement R3 requires each planning coordinator or 
transmission planner to perform periodic comprehensive assessments at 
least every 60 calendar months to ensure continued effectiveness of the 
UVLS program, including whether the program resolves identified 
undervoltage issues and that it is integrated and coordinated with 
generator voltage ride-through capabilities and other specified 
protection and control systems. Requirement R4 requires each planning 
coordinator or transmission planner to commence a timely assessment of 
a voltage excursion subject to the UVLS Program, within twelve calendar 
months of the event, to evaluate whether the UVLS Program resolved the 
undervoltage issues associated with the event. Requirement R5 requires 
a planning coordinator or transmission planner to develop a corrective 
action plan for any program deficiencies identified during an 
assessment performed under either Requirement R3 or R4, and provide an 
implementation schedule to UVLS entities within three calendar months 
of its completion.
    18. Pursuant to Requirement R6, a planning coordinator must update 
the data necessary to model its UVLS Program for use in event analyses 
and program assessments at least each calendar year. Requirement R7 
requires each UVLS entity to provide data to its planning coordinator, 
according to the planning coordinator's format and schedule, to support 
maintenance of the UVLS Program database. Requirement R8 requires a 
planning coordinator to provide its UVLS Program database to other 
planning coordinators and transmission planners within its 
Interconnection, and other functional entities with a reliability need, 
within thirty calendar days of a written request.
    19. NERC proposes that PRC-010-1 and the revised definition of UVLS 
Program shall become effective on the first day of the first calendar 
quarter that is twelve (12) months after the date that the standard and 
definition are approved by the Commission. NERC also proposes to retire 
PRC-010-0, PRC-020-1, PRC-021-1, and PRC-022-1 at midnight of the day 
immediately prior to the effective date of PRC-010-1.\26\ Further, NERC 
explains that proposed Reliability Standard PRC-010-1 addresses 
reliability obligations that are set forth in Requirements R2, R4 and 
R7 of currently-effective Reliability Standard EOP-003-2.\27\ Since 
NERC has proposed to retire EOP-003-2 in the petition seeking approval 
of proposed Reliability Standard EOP-011-1 (Docket No. RM15-7-00, 
discussed above), concurrent Commission action on the two petitions 
will prevent a possible reliability gap.
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    \26\ Id. Ex. B (Implementation Plan).
    \27\ See NERC EOP Petition at 23.
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C. NERC RAS Petition--Revisions to the Definition of ``Remedial Action 
Scheme'' (Docket No. RM15-13-000)

    20. On February 3, 2015, NERC submitted a petition seeking approval 
of a proposed revised definition of Remedial Action Scheme in the NERC 
Glossary. In addition, NERC seeks approval of modified Reliability 
Standards that incorporate the new definition of Remedial Action Scheme 
and eliminate use of the term Special Protection System.\28\ NERC 
states that the defined terms Special Protection System and Remedial 
Action Scheme are currently used interchangeably throughout the NERC 
Regions and in various Reliability Standards. NERC explains that 
``[a]lthough these defined terms share a common definition in the NERC 
Glossary of Terms today, their use and application have been 
inconsistent as a result of a lack of granularity in the definition and 
varied regional uses of the terms. The proposed revisions add clarity 
and granularity that will allow for proper identification of Remedial 
Action Schemes and a more consistent application of related Reliability 
Standards.'' \29\
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    \28\ NERC RAS Petition at 1-2. NERC proposes to modify the 
following Reliability Standards to incorporate the proposed 
definition of Remedial Action Scheme and eliminate use of the term 
Special Protection System: EOP-004-3, PRC-005-3(ii), PRC-023-4, FAC-
010-3, TPL-001-0.1(i), FAC-011-3, TPL-002-0(i)b, MOD-030-3, TPL-003-
0(i)b, MOD-029-2a, PRC-015-1, TPL-004-0(i)a, PRC-004-WECC-2, PRC-
016-1, PRC-001-1.1(i), PRC-005-2(ii), and PRC-017-1. NERC does not 
propose any changes to the violation risk factors or violation 
severity levels for the modified standards.
    \29\ Id. at 4-5.
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    21. NERC states that the revised definition of Remedial Action 
Scheme consists of a ``core'' definition, including a list of 
objectives and a separate list of exclusions for certain schemes or 
systems not intended to be covered by the revised definition.\30\ NERC 
explains that it is proposing a broad definition because of ``all the 
possible scenarios an entity may develop'' for its Remedial Action 
Scheme and a ``very specific, narrow definition may unintentionally 
exclude schemes that should be covered.'' \31\ Accordingly, NERC 
proposes the following revised ``core'' definition of Remedial Action 
Scheme:
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    \30\ Id. at 16. NERC notes that ``for each exclusion, the scheme 
or system could still classify as a Remedial Action Scheme if 
employed in a broader scheme that meets the definition of Remedial 
Action Scheme.''
    \31\ Id. at 17.

    A scheme designed to detect predetermined system conditions and 
automatically take corrective actions that may include, but are not 
limited to, adjusting or tripping generation (MW and Mvar), tripping 
load, or reconfiguring a System(s). (sic) RAS accomplish objectives 
such as:
     Meet requirements identified in the NERC Reliability 
Standards;
     Maintain Bulk Electric System (BES) stability;
     Maintain acceptable BES voltages;
     Maintain acceptable BES power flows;
     Limit the impact of Cascading or extreme events.

    The definition then lists fourteen exclusions, describing specific 
schemes and systems that do not constitute a Remedial Action Scheme, 
because each is either a protection function, a control function, a 
combination of both, or used for system reconfiguration.\32\
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    \32\ Id. at 18.
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    22. In the implementation plan, NERC proposes an effective date for 
the revised Reliability Standards and the revised definition of 
``Remedial Action Scheme'' on the first day of the first calendar 
quarter that is twelve months after Commission approval.\33\ NERC also 
proposes that for entities with existing schemes that become newly 
classified as ``Remedial Action Schemes'' resulting from the 
application of the revised definition, the entities will have 
additional time of up to twenty-four months from the effective date to 
be fully compliant with all applicable Reliability Standards.\34\ 
Further, NERC asks the Commission to take final action concurrently 
with the NERC petition on proposed Reliability Standard PRC-010-1 
(Docket No. RM15-12-000) because ``[t]he proposed definitions of UVLS 
Program and Remedial Action Scheme in each project have been 
coordinated to cover centrally controlled UVLS as a Remedial Action 
Scheme. Final action by the Commission is needed contemporaneously on 
both petitions to facilitate implementation and avoid a gap in coverage 
of centrally controlled UVLS.'' \35\
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    \33\ Id. at 15-16.
    \34\ NERC RAS Petition, EX. C (Implementation Plan) at 4.
    \35\ NERC RAS Petition at 25.
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III. Discussion

    23. Pursuant to section 215(d) of the FPA, the Commission proposes 
to approve as just, reasonable, not unduly

[[Page 36297]]

discriminatory or preferential, and in the public interest the proposed 
Reliability Standards and NERC Glossary definitions set forth in NERC's 
three petitions pertaining to EOP-011-1, PRC-010-1 and a revised 
definition of Remedial Action Scheme. As discussed below, the 
Commission believes that the modified Reliability Standards provide 
greater clarity, and the consolidated EOP and PRC standards will 
provide additional efficiencies for responsible entities.

A. Proposed Reliability Standard EOP-011-1

    24. Pursuant to section 215(d) of the FPA, we propose to approve 
proposed Reliability Standard EOP-011-1 and the proposed new Energy 
Emergency definition, as well as the proposed violation risk factors 
and violation severity levels and implementation plan. We agree with 
NERC that proposed EOP-011-1 consolidates and reorganizes previously 
approved standards, and proposes modifications based on current 
operating practices and experience. We believe that the Reliability 
Standard enhances reliability by requiring that actions necessary to 
mitigate capacity and energy emergencies are focused in single 
operating plans, and ensures communication and coordination among 
relevant entities during emergency operations. Also, we are satisfied 
that the NERC petition adequately addresses the relevant Order No. 693 
directives.\36\
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    \36\ Currently effective EOP-002-3.1 applies, inter alia, to 
load-serving entities. Proposed EOP-011-1, which would replace EOP-
002-3.1, would apply to balancing authorities, reliability 
coordinators and transmission operators, but not load-serving 
entities. The removal of load-serving entities raises questions on 
who would perform the roles traditionally performed by load-serving 
entities. For instance, NERC's Functional Model indicates that a 
load-serving entity has real-time responsibility to receive requests 
from a balancing authority to voluntarily curtail load and 
communicate such requests for voluntary load curtailment to end-use 
customers as directed by the balancing authority. In addition, 
NERC's Functional Model indicates that a balancing authority has a 
real-time function to coordinate the use of controllable loads with 
load-serving entities. The Commission notes that NERC is required to 
make a compliance filing in July 2015 in Docket No. RR15-4-000. The 
Commission's decision on that filing will guide our action on this 
question in this proceeding.
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B. Proposed Reliability Standard PRC-010-1

    25. Pursuant to section 215 of the FPA, we propose to approve 
proposed Reliability Standard PRC-010-1 as just, reasonable, not unduly 
discriminatory or preferential and in the public interest. We also 
propose to approve the proposed, revised definition of UVLS Program for 
inclusion in the NERC Glossary, the implementation plan and the 
associated violation risk factors and violation severity levels. 
Likewise, we propose to approve the retirement of PRC-010-0, PRC-020-1 
and PRC-021-1.\37\ However, for the reasons explained below, we are 
concerned whether it is appropriate to retire PRC-022-1, as NERC 
requests, before an acceptable replacement Reliability Standard is in 
place to address the potential misoperation of UVLS equipment.
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    \37\ As noted above, the Commission in Order No. 693 did not 
approve or remand proposed Reliability Standard PRC-020-1 but, 
rather, took no action on the Reliability Standard pending the 
receipt of additional information. Order No. 693, FERC Stats. & 
Regs. ] 31,242 at P 1555. Approval of Reliability Standard PRC-010-
1, as proposed herein, will render PRC-020-1 ``retired,'' i.e., 
withdrawn, and no longer pending before the Commission.
---------------------------------------------------------------------------

    26. The Commission agrees with NERC that proposed Reliability 
Standard PRC-010-1 will improve system reliability by establishing an 
integrated and coordinated approach to the design, evaluation and 
reliable operation of UVLS Programs, and therefore satisfies the 
Commission's directive issued in Order No. 693.\38\ We also propose to 
approve the proposed UVLS Program definition and agree that it 
``clearly identifies and separates centrally controlled undervoltage-
based load shedding, which is now addressed by the proposed definition 
of Remedial Action Scheme.'' \39\
---------------------------------------------------------------------------

    \38\ Order No. 693, FERC Stats & Regs. ] 31,242 at P 1509.
    \39\ NERC PRC Petition at 15. NERC's proposed revised definition 
of Remedial Action Scheme (Docket No. RM15-13-000) is addressed 
elsewhere in this NOPR.
---------------------------------------------------------------------------

    27. In the ``Guidelines for UVLS Program Definition,'' NERC 
provides an example of a ``BES subsystem,'' in the diagram below, 
illustrating a UVLS system that would not be included in the definition 
of UVLS Program if the consequences of the contingency do not impact 
the BES.\40\ The Commission seeks clarification whether this example 
illustrates a centrally controlled UVLS and would therefore be 
considered a Remedial Action Scheme.\41\ The Commission also seeks 
clarification regarding the use of the term ``BES subsystem,'' since 
the term is not defined in the NERC Glossary. Depending on the response 
from NERC and others, a directive for further modification may be 
appropriate to ensure that the UVLS standards and related NERC guidance 
are consistent with the Commission-approved definition of ``bulk 
electric system.'' \42\
---------------------------------------------------------------------------

    \40\ NERC PRC Petition, Ex. A (Proposed Reliability Standard 
PRC-010-1) at 12.
    \41\ Id. at 3.
    \42\ Revisions to Electric Reliability Organization Definition 
of Bulk Electric System and Rules of Procedure, Order No. 773, 141 
FERC ] 61,236 (2012); order on reh'g, Order No. 773-A, 143 FERC ] 
61,053 (2013), order on reh'g and clarification, 144 FERC ] 61,174 
(2013), aff'd sub nom., New York v. FERC, 783 F.3d 946 (2d. Cir. 
2015).

---------------------------------------------------------------------------

[[Page 36298]]

[GRAPHIC] [TIFF OMITTED] TP24JN15.001

    28. NERC proposes to retire Reliability Standard PRC-022-1, which 
requires transmission operators, load-serving entities and distribution 
providers to analyze and document all UVLS operations and 
misoperations. Requirement R1.5 of this Reliability Standard requires 
that an applicable entity's analysis and documentation should include 
``[f]or any Misoperation, a Corrective Action Plan to avoid future 
Misoperations of a similar nature.'' Proposed Reliability Standard PRC-
010-1, Requirement R5 addresses deficiencies in UVLS Programs that a 
planning coordinator or transmission planner identifies during 
assessments performed in accordance with either Requirement R3 
(periodic UVLS Program effectiveness evaluations) or Requirement R4 
(evaluations to assess UVLS Program responses to voltage excursions), 
and requires the entities to develop a Corrective Action Plan to 
address the deficiencies.
    29. NERC correctly states that ``[w]hen a UVLS Program does not 
function as expected and designed during a voltage excursion event, 
this presents a risk to system reliability.'' \43\ However, we are not 
persuaded that proposed Reliability Standard PRC-010-1, Requirement R4 
is an adequate replacement for currently-effective PRC-022-1, which 
contains requirements specifically addressing misoperations. 
Accordingly, we propose to deny NERC's proposal to retire currently-
effective Reliability Standard PRC-022-1 concurrent with the effective 
date of proposed PRC-010-1. Rather, we propose that Reliability 
Standard PRC-022-1 remain in effect until an acceptable replacement 
standard is approved and implemented.\44\
---------------------------------------------------------------------------

    \43\ Id. at 20.
    \44\ In the PRC Petition, NERC indicates that UVLS misoperations 
are currently being addressed in Project 2008-02.2 Phase 2 
Undervoltage Load Shedding (UVLS): Misoperations. NERC states that 
``[t]his phase of the UVLS project will address Misoperation of UVLS 
equipment to complete the work anticipated by the two standard 
drafting teams.'' Id. at 23. The Commission notes that, on June 9, 
2015, NERC filed proposed Reliability Standards PRC-010-2 and PRC-
004-5, which include requirements and applicability criteria 
pertaining to UVLS misoperations.
---------------------------------------------------------------------------

C. Revised Definition of Remedial Action Scheme

    30. Pursuant to section 215(d) of the FPA, the Commission proposes 
to approve the proposed definition of Remedial Action Scheme, the 
proposed exclusions, the proposed Reliability Standards and proposed 
implementation plan, as just, reasonable, not unduly discriminatory or 
preferential, and in the public interest. We are persuaded that the use 
of a broad, core definition with a wide scope, accompanied by a list of 
specific exclusions will help avoid confusion and achieve a uniform 
understanding across all the Regional Entities of the proper 
classification of what schemes and systems constitute a Remedial Action 
Scheme. We agree with NERC that the proposed definition will improve 
reliability by eliminating ambiguity and promoting the proper, 
consistent identification of Remedial Action Schemes and more 
consistency in the application of related Reliability Standards.\45\
---------------------------------------------------------------------------

    \45\ NERC RAS Petition at 14-16.
---------------------------------------------------------------------------

IV. Information Collection Statement

    31. The collection of information contained in this Notice of 
Proposed Rulemaking is subject to review by the Office of Management 
and Budget (OMB) regulations under section 3507(d) of the Paperwork 
Reduction Act of 1995 (PRA).\46\ OMB's regulations require approval of 
certain informational collection requirements imposed by agency 
rules.\47\ Upon approval of a collection(s) of information, OMB will 
assign an OMB control number and an expiration date. Respondents 
subject to the filing requirements of a rule will not be penalized for 
failing to respond to these collections of information unless the 
collections of information display a valid OMB control number.
---------------------------------------------------------------------------

    \46\ 44 U.S.C. 3507(d).
    \47\ 5 CFR 1320.11.
---------------------------------------------------------------------------

    32. We solicit comments on the need for this information, whether 
the information will have practical utility, the accuracy of the burden 
estimates, ways to enhance the quality, utility, and clarity of the 
information to be collected or retained, and any suggested methods for 
minimizing respondents' burden, including the use of automated 
information techniques. Specifically, the Commission asks that any 
revised burden or cost estimates submitted by commenters be supported 
by sufficient detail to understand how the estimates are generated.

A. Proposed Reliability Standard EOP-011-1

    33. Public Reporting Burden: As of May 2015, there are 99 balancing 
authorities, 15 reliability coordinators and 171 transmission operators 
registered with NERC. These registered entities will have to comply 
with 6-8 new requirements in the proposed Reliability Standard EOP-011-
1. As proposed, each registered balancing authority will have to comply 
with Requirements R2, R4, and, under certain circumstances, R5. Each 
reliability

[[Page 36299]]

coordinator will have to comply with Requirements R1 and its subparts, 
R2 and its subparts, R3 and its subparts, R5 and R6. Each transmission 
operator will have to comply with Requirements R1 and its subparts and 
R4.
    34. Proposed Reliability Standard EOP-011-1 replaces a combined 
total of 40 requirements or subparts that are found in Reliability 
Standards EOP-001-2.1b, EOP-002-3.1 and EOP-003-2. These three 
Reliability Standards are proposed to be retired, concurrent with the 
effective date of proposed Reliability Standard EOP-011-1. Accordingly, 
the requirements in proposed Reliability Standard EOP-011-1 do not 
create any new burdens for applicable balancing authorities or 
transmission operators because the requirements in Reliability Standard 
EOP-011-1 are already burdens or tasks imposed on this set of 
registered entities by Reliability Standards EOP-001-2.1b, EOP-002-3.1 
and EOP-003-2 under FERC-725A (1902-0244).
    35. Proposed Reliability Standard EOP-011-1 requires reliability 
coordinators to perform the additional tasks of reviewing, correcting, 
and coordinating their balancing authorities' and transmission 
operators' operating procedures for emergency conditions. The 
Commission estimates that these tasks will add approximately 1,500 man-
hours per year for each reliability coordinator as described in detail 
in the following table:

                                      RM15-7-000 (Mandatory Reliability Standards: Reliability Standard EOP-011-1)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                         Number of                                                        Total annual
                                                         applicable     Annual number   Total number of  Average burden  burden hours &      Cost per
                                                         registered      of responses      responses     (hours) & cost   total annual      respondent
                                                          entities      per respondent                    per response        cost
                                                                 (1)              (2)   (1) * (2) = (3)             (4)     (3) * (4) =       (5) / (1)
                                                                                                                                    (5)
--------------------------------------------------------------------------------------------------------------------------------------------------------
RC tasks necessary for EOP-011-1 compliance.........              11                1               11            1,500          16,500         $92,387
                                                                                                            \48\ 92,387      $1,016,257
--------------------------------------------------------------------------------------------------------------------------------------------------------

B.  Proposed Reliability Standard PRC-010-1

    36. Public Reporting Burden: As of May 2015, there are 450 
registered distribution providers and 175 transmission planners that 
are not overlapping in their registration with the distribution 
provider registration. We estimate that five percent of all 
distribution providers (23) and transmission planners (9) have under 
voltage load shedding programs that fall under the proposed Reliability 
Standard. The proposed Reliability Standard is applicable to planning 
coordinators and transmission planners, distribution providers and 
transmission owners. However, only distribution providers and 
transmission owners would be responsible for the incremental compliance 
burden under proposed Reliability Standard PRC-010-1, Requirement R2, 
as described in detail in the following table:
---------------------------------------------------------------------------

    \48\ The 1,500 hour figure is broken into 1,300 hours at the 
engineer wage rate and 200 hours at the clerk wage rate. These 
estimates assume that the engineer's wage rate will be $66.35 and 
the clerk's wage rate will be $30.66. These figures are taken from 
the Bureau of Labor Statistics at http://www.bls.gov/oes/current/naics2_22.htm; Occupation Code: 17-2071 (engineer) and 43-4071 
(clerk).

                                   RM15-12-000 (Mandatory Reliability Standards: Reliability Standard PRC-010-1) \49\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                             Number of                                                     Total annual
                                                            applicable     Annual number   Total number   Average burden  burden hours &     Cost per
                                                            registered     of responses    of responses   (hours) & cost   total annual   respondent ($)
                                                             entities     per respondent                   per response        cost
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                     (1)             (2)     (1) * (2) =             (4)     (3) * (4) =       (5) / (1)
                                                                                                     (3)                             (5)
--------------------------------------------------------------------------------------------------------------------------------------------------------
DP--Requirement 2.......................................              23               1              23         \50\ 36             828          $1,906
                                                                                                               $1,906.32      $43,845.36
TP--Requirement 2.......................................               3               1               3         \51\ 36             324           1,906
                                                                                                               $1,906.32      $17,156.07
DP--Requirement 2 Data Retention........................              23               1              23              12             276             368
                                                                                                            \52\ $367.92       $8,462.16
TP--Requirement 2 Data Retention........................               3               1               3              12             108             368
                                                                                                                 $367.92       $3,311.28
                                                         -----------------------------------------------------------------------------------------------
    Total...............................................  ..............  ..............  ..............  ..............      $72,774.87  ..............
--------------------------------------------------------------------------------------------------------------------------------------------------------

C. Remedial Action Scheme Revisions
---------------------------------------------------------------------------

    \49\ DP = distribution provider and TP = transmission planner.
    \50\ The 36 hour figure is broken into 24 hours at the engineer 
wage rate and 12 hours at the clerk wage rate. These estimates 
assume that the engineer's wage rate will be $66.35 and the clerk's 
wage rate will be $30.66. These figures are taken from the Bureau of 
Labor Statistics at http://www.bls.gov/oes/current/naics2_22.htm; 
Occupation Code: 17-2071 (engineer) and 43-4071 (clerk).
    \51\ Id.
    \52\ Clerk's wage rate is used for managing data retention.
---------------------------------------------------------------------------

    37. Public Reporting Burden: The Commission approved the definition 
of Special Protection System (Remedial Action Scheme) in Order No. 693. 
We propose to approve a revision to the previously approved definition. 
The proposed revisions to the Remedial Action Scheme definition and 
proposed Reliability Standards are not expected to result in changes to 
the scope of systems covered by the proposed Reliability

[[Page 36300]]

Standards and other Reliability Standards that include the term 
Remedial Action Scheme. Therefore, the Commission does not expect the 
proposed revisions to affect applicable entities' current reporting 
burden.
    FERC-725G4, Mandatory Reliability Standards: Reliability Standard 
PRC-010-1 (Undervoltage Load Shedding).
    FERC-725S, Mandatory Reliability Standards: Reliability Standard 
EOP-011-1 (Emergency Operations).
    Action: Proposed Collection of Information.
    OMB Control No: OMB Control No. 1902-0270 (FERC-725S); OMB Control 
No. 1902-TBD (FERC-725G4).
    Respondents: Business or other for-profit and not-for-profit 
institutions.
    Frequency of Responses: One time and on-going.
    Necessity of the Information: The proposed approval of the proposed 
Reliability Standards implements the Congressional mandate of the 
Energy Policy Act of 2005 to develop mandatory and enforceable 
Reliability Standards to better ensure the reliability of the nation's 
Bulk-Power System. Specifically, the proposed Reliability Standards 
consolidate, streamline and clarify the existing requirements of 
certain currently-effective Emergency Preparedness and Operations and 
Protection and Control Reliability Standards.
    38. Internal review: The Commission has reviewed the requirements 
pertaining to proposed Reliability Standards PRC-010-1 and EOP-011-1 
and made a determination that the proposed requirements of these 
Reliability Standards are necessary to implement section 215 of the 
FPA. These requirements conform to the Commission's plan for efficient 
information collection, communication and management within the energy 
industry. The Commission has assured itself, by means of its internal 
review, that there is specific, objective support for the burden 
estimates associated with the information requirements.
    39. Interested persons may obtain information on the reporting 
requirements by contacting the Federal Energy Regulatory Commission, 
Office of the Executive Director, 888 First Street NE., Washington, DC 
20426 [Attention: Ellen Brown, email: DataClearance@ferc.gov, phone: 
(202) 502-8663, fax: (202) 273-0873].
    40. Comments concerning the information collections proposed in 
this NOPR and the associated burden estimates, should be sent to the 
Commission in this docket and may also be sent to the Office of 
Management and Budget, Office of Information and Regulatory Affairs 
[Attention: Desk Officer for the Federal Energy Regulatory Commission]. 
For security reasons, comments should be sent by email to OMB at the 
following email address: oira_submission@omb.eop.gov. Please reference 
the docket numbers of this Notice of Proposed Rulemaking (Docket Nos. 
RM15-13-000, RM15-12-000, and RM15-7-000) in your submission.

V. Regulatory Flexibility Act Analysis

    41. The Regulatory Flexibility Act of 1980 (RFA) \53\ generally 
requires a description and analysis of Proposed Rules that will have 
significant economic impact on a substantial number of small entities. 
The immediate rulemaking proposes action on three separate, but 
related, NERC petitions. As discussed above, the consolidated EOP 
standard and consolidated PRC standards are intended to provide 
additional efficiencies for responsible entities. Thus, the Commission 
estimates that the rulemaking will impose only a minimal additional 
burden on responsible entities, as described below. Proposed 
Reliability Standard EOP-011-1 is expected to impose an additional 
burden on 11 entities (reliability coordinators). The remaining 270 
entities (balancing authorities and transmission operators and a 
combination thereof) will maintain the existing levels of burden. 
Comparison of the applicable entities with FERC's small business data 
indicates that approximately 7 of the 11 entities are small entities 
affected by this proposed Reliability Standard.\54\
---------------------------------------------------------------------------

    \53\ 5 U.S.C. 601-12.
    \54\ The Small Business Administration sets the threshold for 
what constitutes a small business. Public utilities may fall under 
one of several different categories, each with a size threshold 
based on the company's number of employees, including affiliates, 
the parent company, and subsidiaries. For the analysis in this NOPR, 
we use a 500 employee threshold for each affected entity. Each 
entity is classified as Electric Bulk Power Transmission and Control 
(NAICS code 221121).
---------------------------------------------------------------------------

    42. On average, each small entity affected may have a one-time cost 
of $92,387, representing a one-time review of the program for each 
entity, consisting of 1,500 man-hours at $66.35/hour (for engineers) 
and $30.66/hour (for record clerks), as explained above in the 
information collection statement. Proposed Reliability Standard PRC-
010-1 is expected to impose an additional burden on 26 entities 
(distribution providers and transmission planners or a combination 
thereof). Comparison of the applicable entities with FERC's small 
business data indicates that approximately 8 are small entities 
affected by this proposed Reliability Standard.
    43. On average, each small entity affected may have a cost of 
$1,906, representing a one-time review of the program for each entity, 
consisting of 96 man-hours at $66.35/hour (for engineers) and $30.66/
hour (for record clerks), as explained above in the information 
collection statement. The Commission estimates that the modified 
definition of the term Remedial Action Scheme and related modifications 
to Reliability Standards will have no cost impact on applicable 
entities, including any small entities.
    44. The Commission estimates that the combined impact of proposed 
Reliability Standards EOP-011-1 and PRC-010-1 in this NOPR would impose 
an additional burden on a total of 47 entities. Further, the Commission 
estimates that 15 respondents are small entities affected by these 
proposed Reliability Standards. On average, each small entity affected 
may have a cost of $92,387 and $1,906 (EOP-011-1 and PRC-010-1 
respectively), representing a one-time review of the program for each 
entity. The Commission does not consider these costs to be a 
significant economic impact on small entities. Accordingly, the 
Commission certifies that this rulemaking will not have a significant 
economic impact on a substantial number of small entities. The 
Commission seeks comment on this certification.

VI. Environmental Analysis

    45. The Commission is required to prepare an Environmental 
Assessment or an Environmental Impact Statement for any action that may 
have a significant adverse effect on the human environment.\55\ The 
Commission has categorically excluded certain actions from this 
requirement as not having a significant effect on the human 
environment. Included in the exclusion are rules that are clarifying, 
corrective, or procedural or that do not substantially change the 
effect of the regulations being amended.\56\ The actions proposed 
herein fall within this categorical exclusion in the Commission's 
regulations.
---------------------------------------------------------------------------

    \55\ Regulations Implementing the National Environmental Policy 
Act of 1969, Order No. 486, FERC Stats. & Regs. ] 30,783 (1987).
    \56\ 18 CFR 380.4(a)(2)(ii).
---------------------------------------------------------------------------

VII. Comment Procedures

    46. The Commission invites interested persons to submit comments on 
the matters and issues proposed in this notice to be adopted, including 
any related matters or alternative proposals

[[Page 36301]]

that commenters may wish to discuss. Comments are due August 24, 2015. 
Comments must refer to Docket Nos. RM15-13-000, RM15-12-000, and RM15-
7-000, and must include the commenter's name, the organization they 
represent, if applicable, and address.
    47. The Commission encourages comments to be filed electronically 
via the eFiling link on the Commission's Web site at http://www.ferc.gov. The Commission accepts most standard word processing 
formats. Documents created electronically using word processing 
software should be filed in native applications or print-to-PDF format 
and not in a scanned format. Commenters filing electronically do not 
need to make a paper filing.
    48. Commenters that are not able to file comments electronically 
must send an original of their comments to: Federal Energy Regulatory 
Commission, Secretary of the Commission, 888 First Street NE., 
Washington, DC 20426.
    49. All comments will be placed in the Commission's public files 
and may be viewed, printed, or downloaded remotely as described in the 
Document Availability section below. Commenters on this proposal are 
not required to serve copies of their comments on other commenters.

VIII. Document Availability

    50. In addition to publishing the full text of this document in the 
Federal Register, the Commission provides all interested persons an 
opportunity to view and/or print the contents of this document via the 
Internet through the Commission's Home Page (http://www.ferc.gov) and 
in the Commission's Public Reference Room during normal business hours 
(8:30 a.m. to 5:00 p.m. Eastern time) at 888 First Street NE., Room 2A, 
Washington, DC 20426.
    51. From the Commission's Home Page on the Internet, this 
information is available on eLibrary. The full text of this document is 
available on eLibrary in PDF and Microsoft Word format for viewing, 
printing, and/or downloading. To access this document in eLibrary, type 
the docket number excluding the last three digits of this document in 
the docket number field.
    52. User assistance is available for eLibrary and the Commission's 
Web site during normal business hours from the Commission's Online 
Support at (202) 502-6652 (toll free at 1-866-208-3676) or email at 
ferconlinesupport@ferc.gov, or the Public Reference Room at (202) 502-
8371, TTY (202) 502-8659. Email the Public Reference Room at 
public.referenceroom@ferc.gov.

    By direction of the Commission.

    Dated: June 18, 2015.
Kimberly D. Bose,
Secretary.
[FR Doc. 2015-15432 Filed 6-23-15; 8:45 am]
 BILLING CODE 6717-01-P



                                                                      Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules                                            36293

                                                applicable entities, and operational                      90. From the Commission’s Home                       Operations (EOP) and Protection and
                                                reliability data. The Commission                        Page on the Internet, this information is              Control (PRC) standards. The
                                                estimates that each of the small entities               available on eLibrary. The full text of                Commission also proposes to approve
                                                to whom the proposed Reliability                        this document is available on eLibrary                 NERC’s revised definition of the term
                                                Standards TOP–001–3, TOP–002–4,                         in PDF and Microsoft Word format for                   ‘‘Remedial Action Scheme’’ as set forth
                                                TOP–003–3, IRO–001–4, IRO–002–4,                        viewing, printing, and/or downloading.                 in the NERC Glossary of Terms Used in
                                                IRO–008–2, IRO–010–2, IRO–014–3,                        To access this document in eLibrary,                   Reliability Standards, and modifications
                                                and IRO–017–1 applies will incur costs                  type the docket number of this                         of specified Reliability Standards to
                                                of approximately $147,364 (annual                       document, excluding the last three                     incorporate the revised definition.
                                                ongoing) per entity. The Commission                     digits, in the docket number field.                    Further, the Commission proposes to
                                                does not consider the estimated costs to                  91. User assistance is available for                 approve the proposed implementation
                                                have a significant economic impact on                   eLibrary and the Commission’s Web site                 plans, and the retirement of certain
                                                a substantial number of small entities.                 during normal business hours from the                  currently-effective Reliability Standards.
                                                The Commission seeks comment on this                    Commission’s Online Support at 202–                    The Commission discusses concerns
                                                proposal.                                               502–6652 (toll free at 1–866–208–3676)                 regarding several of NERC’s proposals
                                                VI. Comment Procedures                                  or email at ferconlinesupport@ferc.gov,                and, depending on the comments
                                                                                                        or the Public Reference Room at (202)                  provided in response, the Commission
                                                   85. The Commission invites interested                502–8371, TTY (202) 502–8659. Email                    may direct NERC to develop further
                                                persons to submit comments on the                       the Public Reference Room at                           modifications to address the concerns
                                                matters and issues proposed in this                     public.referenceroom@ferc.gov.                         and possibly delay the retirement of one
                                                notice to be adopted, including any                                                                            currently-effective standard.
                                                related matters or alternative proposals                List of Subjects in 18 CFR Part 40
                                                                                                                                                               DATES: Comments are due August 24,
                                                that commenters may wish to discuss.                    Reliability standards.
                                                                                                                                                               2015.
                                                Comments are due August 24, 2015.
                                                Comments must refer to Docket No.                         By direction of the Commission.                      ADDRESSES: Comments, identified by
                                                RM15–16–000, and must include the                         Dated: June 18, 2015.                                docket number, may be filed in the
                                                commenter’s name, the organization                      Kimberly D. Bose,                                      following ways:
                                                they represent, if applicable, and their                Secretary.                                                • Electronic Filing through http://
                                                address in their comments.                              [FR Doc. 2015–15433 Filed 6–23–15; 8:45 am]            www.ferc.gov. Documents created
                                                   86. The Commission encourages                        BILLING CODE 6717–01–P
                                                                                                                                                               electronically using word processing
                                                comments to be filed electronically via                                                                        software should be filed in native
                                                the eFiling link on the Commission’s                                                                           applications or print-to-PDF format and
                                                Web site at http://www.ferc.gov. The                    DEPARTMENT OF ENERGY                                   not in a scanned format.
                                                Commission accepts most standard                                                                                  • Mail/Hand Delivery: Those unable
                                                word processing formats. Documents                      Federal Energy Regulatory                              to file electronically may mail or hand-
                                                created electronically using word                       Commission                                             deliver comments to: Federal Energy
                                                processing software should be filed in                                                                         Regulatory Commission, Secretary of the
                                                native applications or print-to-PDF                     18 CFR Part 40                                         Commission, 888 First Street NE.,
                                                format and not in a scanned format.                                                                            Washington, DC 20426.
                                                                                                        [Docket Nos. RM15–7–000, RM15–12–000,                     Instructions: For detailed instructions
                                                Commenters filing electronically do not                 and RM15–13–000]
                                                need to make a paper filing.                                                                                   on submitting comments and additional
                                                   87. Commenters that are not able to                                                                         information on the rulemaking process,
                                                                                                        Revisions to Emergency Operations
                                                file comments electronically must send                                                                         see the Comment Procedures Section of
                                                                                                        Reliability Standards; Revisions to
                                                an original of their comments to:                                                                              this document.
                                                                                                        Undervoltage Load Shedding
                                                Federal Energy Regulatory Commission,                   Reliability Standards; Revisions to the                FOR FURTHER INFORMATION CONTACT:
                                                Secretary of the Commission, 888 First                  Definition of ‘‘Remedial Action                           Nick Henery (Technical Information),
                                                Street NE., Washington, DC 20426.                       Scheme’’ and Related Reliability                       Office of Electric Reliability, Federal
                                                   88. All comments will be placed in                   Standards                                              Energy Regulatory Commission, 888
                                                the Commission’s public files and may                                                                          First Street NE., Washington, DC 20426,
                                                be viewed, printed, or downloaded                       AGENCY: Federal Energy Regulatory                      (202) 502–8636, Nick.Henery@ferc.gov.
                                                remotely as described in the Document                   Commission, DOE.                                          Mark Bennett (Legal Information),
                                                Availability section below. Commenters                  ACTION: Notice of proposed rulemaking.                 Office of the General Counsel, Federal
                                                on this proposal are not required to                                                                           Energy Regulatory Commission, 888
                                                serve copies of their comments on other                 SUMMARY:   The Commission proposes to                  First Street NE., Washington, DC 20426,
                                                commenters.                                             approve Reliability Standards and                      (202) 502–8524, Mark.Bennett@ferc.gov.
                                                                                                        definitions of terms submitted in three                SUPPLEMENTARY INFORMATION:
                                                VII. Document Availability                              related petitions by the North American                   1. Pursuant to section 215 of the
                                                  89. In addition to publishing the full                Electric Reliability Corporation (NERC),               Federal Power Act (FPA),1 the
                                                text of this document in the Federal                    the Commission-approved Electric                       Commission proposes to approve
                                                Register, the Commission provides all                   Reliability Organization. The                          Reliability Standards and definitions of
                                                interested persons an opportunity to                    Commission proposes to approve                         terms submitted in three related
tkelley on DSK3SPTVN1PROD with PROPOSALS




                                                view and/or print the contents of this                  Reliability Standards EOP–011–1                        petitions by the North American Electric
                                                document via the Internet through the                   (Emergency Operations) and PRC–010–                    Reliability Corporation (NERC), the
                                                Commission’s Home Page (http://                         1 (Undervoltage Load Shedding).                        Commission-approved Electric
                                                www.ferc.gov) and in the Commission’s                   According to NERC, the proposed                        Reliability Organization (ERO). In
                                                Public Reference Room during normal                     Reliability Standards consolidate,                     particular, the Commission proposes to
                                                business hours (8:30 a.m. to 5:00 p.m.                  streamline and clarify the existing                    approve Reliability Standards EOP–
                                                Eastern time) at 888 First Street NE.,                  requirements of certain currently-
                                                Room 2A, Washington, DC 20426.                          effective Emergency Preparedness and                     1 16   U.S.C. 824o.



                                           VerDate Sep<11>2014   16:23 Jun 23, 2015   Jkt 235001   PO 00000   Frm 00043   Fmt 4702   Sfmt 4702   E:\FR\FM\24JNP1.SGM     24JNP1


                                                36294                  Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules

                                                011–1 (Emergency Operations) and                        NERC to modify Reliability Standard                     R2 and R6 of the proposed Reliability
                                                PRC–010–1 (Undervoltage Load                            PRC–010–0 to develop an ‘‘integrated                    Standard incorporate Attachment 1,
                                                Shedding). NERC explains that the                       and coordinated’’ approach to all                       which describes three energy emergency
                                                proposed Reliability Standards                          protection systems.6 In Order No. 693,                  levels used by the reliability coordinator
                                                consolidate, streamline, and clarify the                the Commission approved the NERC                        and the process for communicating the
                                                existing requirements of certain                        Glossary, including NERC’s currently-                   condition of a balancing authority
                                                currently-effective Emergency                           effective Special Protection System and                 experiencing an energy emergency.11
                                                Preparedness and Operations (EOP) and                   Remedial Action Scheme definitions.                        7. Proposed Reliability Standard
                                                Protection and Control (PRC) standards.                                                                         EOP–011–1 includes six requirements,
                                                The Commission also proposes to                         II. NERC Petitions                                      and is applicable to balancing
                                                approve NERC’s revised definition of                       4. NERC submitted three related                      authorities, reliability coordinators and
                                                the term ‘‘Remedial Action Scheme’’ as                  petitions that we address together in                   transmission operators. Requirements
                                                set forth in the NERC Glossary of Terms                 this notice of proposed rulemaking                      R1 and R2 require transmission
                                                Used in Reliability Standards (NERC                     (NOPR).7                                                operators and balancing authorities to
                                                Glossary), and modifications of                                                                                 develop, maintain and implement
                                                                                                        A. NERC EOP Petition—Proposed
                                                specified Reliability Standards to                                                                              reliability coordinator-reviewed
                                                                                                        Reliability Standard EOP–011–1 (Docket
                                                incorporate the revised definition.                                                                             operating plans to mitigate operating,
                                                                                                        No. RM15–7–000)
                                                Further, the Commission proposes to                                                                             capacity and energy emergencies.12
                                                approve assigned violation risk factors                   5. On December 29, 2014, NERC                         Requirement R1 specifies elements for
                                                and violation severity levels, proposed                 submitted a petition seeking                            the plans ‘‘as applicable,’’ which is
                                                implementation plans, and the                           Commission approval of proposed                         intended to provide flexibility to
                                                retirement of certain currently-effective               Reliability Standard EOP–011–1 and a                    account for regional differences and pre-
                                                Reliability Standards. The Commission                   revised definition of ‘‘Energy                          existing emergency mitigation methods.
                                                discusses concerns regarding several of                 Emergency.’’ NERC explains that                         NERC states that the requirement for
                                                NERC’s proposals and, depending on                      proposed Reliability Standard EOP–                      transmission operators and balancing
                                                the comments provided in response, the                  011–1 consolidates the requirements in                  authorities to maintain operating plans
                                                Commission may direct NERC to                           three existing Reliability Standards:                   includes the expectation that the plans
                                                develop further modifications to address                EOP–001–2.1b, EOP–002–3.1 and EOP–                      are current and up-to-date.13
                                                the concerns and possibly delay the                     003–2 ‘‘into a single Reliability                          8. Requirement R3 requires reliability
                                                retirement of one currently-effective                   Standard that clarifies the critical                    coordinators to review the operating
                                                standard.                                               requirements for Emergency Operations                   plans submitted by transmission
                                                                                                        while ensuring strong communication                     operators and balancing authorities and
                                                I. Background                                           and coordination across the functional                  is designed to ensure that there is
                                                   2. Section 215 of the FPA requires a                 entities.’’ 8 NERC seeks retirement of                  appropriate coordination of reliability
                                                Commission-certified ERO to develop                     Reliability Standards EOP–001–2.1b,                     risks identified in the operating plans.
                                                mandatory and enforceable Reliability                   EOP–002–3.1 and EOP–003–2, as well                      In reviewing operating plans, reliability
                                                Standards, subject to Commission                        as the approval of the associated                       coordinators shall consider
                                                review and approval.2 Once approved,                    implementation plan and violation risk                  compatibility, coordination and inter-
                                                the Reliability Standards may be                        factors and violation severity levels for               dependency with other entity operating
                                                enforced by the ERO subject to                          Reliability Standard EOP–011–1                          plans and notify transmission operators
                                                Commission oversight or by the                          detailed in the petition. NERC also                     and balancing authorities if revisions to
                                                Commission independently. In 2006,                      asserts that proposed Reliability                       their operating plans are necessary.14
                                                the Commission certified NERC as the                    Standard EOP–011–1 satisfies seven                         9. Requirement R4 requires
                                                ERO pursuant to FPA section 215.3                       Commission directives set forth in                      transmission operators and balancing
                                                   3. On March 16, 2007, the                            Order No. 693.9                                         authorities to resolve any issues
                                                Commission issued Order No. 693,                          6. NERC states that the purpose of                    identified by the reliability coordinator
                                                approving 83 of the 107 Reliability                     proposed Reliability Standard EOP–                      and resubmit their revised operating
                                                Standards filed by NERC, including                      011–1 is ‘‘to address the effects of
                                                initial versions of EOP–001, EOP–002,                   operating Emergencies by ensuring each                     11 Attachment 1 describes three alert levels:
                                                and EOP–003.4 In addition, the                          Transmission Operator and Balancing                     Energy Emergency Alert Level 1 (all available
                                                Commission directed NERC to develop                     Authority has developed Operating                       generation resources in use, concern about
                                                certain modifications to the EOP                                                                                sustaining required contingency reserves); Energy
                                                                                                        Plans to mitigate operating Emergencies,                Emergency Alert Level 2 (load management
                                                standards. In Order No. 693, the                        and that those plans are coordinated                    procedures in effect, energy deficient balancing
                                                Commission also approved several                        within a Reliability Coordinator                        authority implements its emergency Operating Plan
                                                Undervoltage Load Shedding (UVLS)-                      area.’’ 10 NERC notes that Requirements                 but maintains minimum contingency reserve
                                                related Reliability Standards, including                                                                        requirements); and Energy Emergency Alert Level 3
                                                PRC–010–0, PRC–021–1 and PRC–022–                                                                               (firm load interruption is imminent or in process,
                                                                                                        020–1, explaining that the standard only applied to     energy deficient balancing authority unable to
                                                1.5 Also, the Commission directed                       Regional Reliability Organizations. Id. P 1555.         maintain minimum contingency reserve
                                                                                                          6 Id. P 1509.
                                                                                                                                                                requirements).
                                                  2 16U.S.C. 824o.                                        7 The proposed EOP and PRC Reliability                   12 Operating Plan is defined in the NERC Glossary
                                                  3 North American Electric Reliability Corp., 116      Standards are not attached to this notice of            as a ‘‘document that identifies a group of activities
                                                FERC ¶ 61,062, order on reh’g & compliance, 117         proposed rulemaking, nor are the additional             that may be used to achieve some goal. An
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                                                FERC ¶ 61,126 (2006), aff’d sub nom. Alcoa, Inc. v.     standards that NERC proposes to modify to               Operating Plan may contain Operating Procedures
                                                FERC, 564 F.3d 1342 (D.C. Cir. 2009).                   incorporate the revised term Remedial Action            and Operating Processes. A company-specific
                                                  4 Mandatory Reliability Standards for the Bulk-       Scheme. The proposed Reliability Standards are          system restoration plan that includes an Operating
                                                Power System, Order No. 693, FERC Stats. & Regs.        available on the Commission’s eLibrary document         Procedure for black-starting units, Operating
                                                ¶ 31,242, order on reh’g, Order No. 693–A, 120          retrieval system in the identified dockets and on the   Processes for communicating restoration progress
                                                FERC ¶ 61,053 (2007).                                   NERC Web site, www.nerc.com.                            with other entities, etc., is an example of an
                                                  5 Order No. 693, FERC Stats. & Regs. ¶ 31,242 at        8 NERC EOP Petition at 3.                             Operating Plan.’’
                                                                                                          9 Id. at 12–18.                                          13 NERC EOP Petition at 8–9.
                                                PP 1509, 1560 and 1565. The Commission neither
                                                approved nor remanded Reliability Standard PRC–           10 Id. at 2.                                             14 Id. at 10–11.




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                                                                         Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules                                            36295

                                                plans within a time period specified by                    Commission in Order No. 693.18 Also,                      14. Proposed Reliability Standard
                                                the reliability coordinator. Requirement                   according to NERC, proposed Reliability                PRC–010–1 applies to planning
                                                R5 requires each reliability coordinator                   Standard PRC–010–1 replaces the                        coordinators and transmission planners
                                                to notify balancing authorities and                        applicability to and involvement of                    because ‘‘either may be responsible for
                                                transmission operators in its area, and                    ‘‘Regional Reliability Organization’’ in               designing and coordinating the UVLS
                                                neighboring reliability coordinators,                      Reliability Standards PRC–020–1 and                    Program . . . [and] also applies to
                                                within thirty minutes of receiving an                      PRC–021–1 and consolidates the four                    Distribution Providers and
                                                emergency notification. Requirement R6                     currently-effective UVLS-Related                       Transmission Owners responsible for
                                                requires a reliability coordinator with a                  Standards into one comprehensive                       the ownership, operation and control of
                                                balancing authority experiencing a                         standard. NERC states that proposed                    UVLS equipment as required by the
                                                potential or actual energy emergency to                    Reliability Standard PRC–010–1                         UVLS Program established by the
                                                declare an energy emergency alert in                       ‘‘reflects consideration of the 2003                   Transmission Planner or Planning
                                                accordance with Attachment 1.                              Blackout Report recommendations,’’ 19                  Coordinator.’’ 24 NERC explains that the
                                                   10. Proposed Reliability Standard                       particularly, Recommendation 21 for                    planning coordinator or transmission
                                                EOP–011–1 also includes the following                      NERC to ‘‘make more effective and                      planner that establishes a UVLS
                                                revised definition of Energy Emergency:                    wider use of system protection                         Program is responsible for identifying
                                                  Energy Emergency—A condition when a                      measures’’ 20 and Recommendation 21C                   the UVLS equipment and the necessary
                                                Load-Serving Entity or Balancing Authority                 that ‘‘NERC determine the goals and                    distribution provider and transmission
                                                has exhausted all other resource options and               principles needed to establish an                      owner (referred to as ‘‘UVLS entities’’ in
                                                can no longer meet its expected Load                       integrated approach to relay protection                the Applicability section) that performs
                                                obligations.                                               for generators and transmission lines, as              the required actions.
                                                  NERC explains that the proposed                          well as of UFLS and UVLS programs.’’ 21                   15. NERC states that proposed
                                                revised definition is intended to clarify                     13. Proposed Reliability Standard                   Reliability Standard PRC–010–1
                                                that an energy emergency is not limited                    PRC–010–1 incorporates a proposed                      ‘‘applies only after an entity has
                                                to a load-serving entity and, based on a                   definition of UVLS Program, which                      determined the need for a UVLS
                                                review of the impact on the body of                        reads:                                                 Program as a result of its own planning
                                                NERC Reliability Standards, ‘‘does not                       Undervoltage Load Shedding Program                   studies.’’ 25 NERC explains that the eight
                                                change the reliability intent of other                     (UVLS Program): An automatic load                      requirements in proposed Reliability
                                                requirements of Definitions.’’ 15                          shedding program, consisting of distributed            Standard PRC–010–1 meet four primary
                                                                                                           relays and controls, used to mitigate
                                                                                                           undervoltage conditions impacting the Bulk
                                                                                                                                                                  objectives: (1) The proposed standard
                                                B. NERC PRC Petition—Proposed
                                                                                                           Electric System (BES), leading to voltage              requires applicable entities to evaluate a
                                                Reliability Standard PRC–010–1 (Docket
                                                                                                           instability, voltage collapse, or Cascading.           UVLS Program’s effectiveness prior to
                                                No. RM15–12–000)
                                                                                                           Centrally controlled undervoltage-based load           implementation, including coordination
                                                   11. On February 6, 2015, NERC                           shedding is not included.                              with other protection systems and
                                                submitted a petition seeking approval of                      NERC explains that ‘‘to ensure that                 generator voltage ride-through
                                                proposed Reliability Standard PRC–                         the applicability of the proposed                      capabilities; (2) applicable entities must
                                                010–1 (Undervoltage Load Shedding),                        Reliability Standard covers                            comply with UVLS program
                                                approval of a revised definition of                        undervoltage-based load shedding                       specifications and implementation
                                                Undervoltage Load Shedding Program                         systems whose performance has an                       schedule; (3) applicable entities must
                                                (UVLS Program) for inclusion in the                        impact on system reliability, a UVLS                   perform periodic assessment and
                                                NERC Glossary, the implementation                          Program must mitigate risk of one or                   performance analysis; and (4) applicable
                                                plan for the proposed Reliability                          more of the following: Voltage                         entities must maintain and share UVLS
                                                Standard and the associated violation                      instability, voltage collapse, or                      Program data.
                                                risk factors and violation severity levels                 Cascading impacting the Bulk Electric                     16. Proposed Requirement R1 requires
                                                and retirement of four PRC Reliability                     System. By focusing on the enumerated                  each planning coordinator or
                                                Standards.16                                               risks, the definition is meant to exclude              transmission planner that is developing
                                                   12. In its petition, NERC states that                                                                          a UVLS Program to evaluate the
                                                                                                           locally-applied relays that are not
                                                proposed Reliability Standard PRC–                                                                                viability and effectiveness of its program
                                                                                                           designed to mitigate wide-area voltage
                                                010–1 is a single, comprehensive                                                                                  before implementation to confirm its
                                                                                                           collapse.’’ 22 NERC states that the
                                                standard that addresses the same                                                                                  effectiveness in resolving the
                                                                                                           proposed UVLS Program definition
                                                reliability principles outlined in the                                                                            undervoltage conditions for which it
                                                                                                           ‘‘clearly identifies and separates
                                                four currently-effective UVLS-related                                                                             was designed, and that it is integrated
                                                                                                           centrally controlled undervoltage-based
                                                Reliability Standards.17 NERC explains                                                                            through coordination with generator
                                                                                                           load shedding, which is now addressed
                                                that the purpose of proposed Reliability                                                                          ride-through capabilities and other
                                                                                                           by the proposed definition of Remedial
                                                Standard PRC–010–1 is to ‘‘establish an                                                                           protection and control systems. Also,
                                                                                                           Action Scheme.’’ 23
                                                integrated and coordinated approach to                                                                            the planning coordinator or
                                                the design, evaluation, and reliable                         18 Id. (citing Order No. 693, FERC Stats & Regs      transmission planner must provide the
                                                operation of Undervoltage Load                             ¶ 31,242 at P 1509).                                   UVLS Program specifications and
                                                Shedding Programs’’ as directed by the                       19 NERC PRC Petition at 2 (citing the U.S.-Canada
                                                                                                                                                                  implementation schedule to the
                                                                                                           Power System Outage Task Force, Final Report on
                                                  15 Id.                                                   the August 14, 2003 Blackout in the United States
                                                                                                                                                                  applicable UVLS entities. Requirement
                                                           at 18.
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                                                  16 Reliability                                           and Canada: Causes and Recommendations, April,         R2 requires UVLS entities to meet the
                                                                Standard PRC–010–0 (Assessment of
                                                the Design and Effectiveness of UVLS Program);             2004 (2003 Blackout Report)).                          UVLS Program’s specifications and
                                                Reliability Standard PRC–020–1 (Under-Voltage
                                                                                                             20 NERC PRC Petition at 4 (citing 2003 Blackout
                                                                                                                                                                  implementation schedule provided by
                                                Load Shedding Program Database); Reliability               Report at 3, 158).                                     the planning coordinator or
                                                                                                             21 NERC PRC Petition at 6.
                                                Standard PRC–021–1 (Under-Voltage Load                                                                            transmission planner or address any
                                                Shedding Program Data); and Reliability Standard             22 Id. at 16.

                                                PRC–022–1 (Under-Voltage Load Shedding Program               23 Id. at 15. NERC’s petition for approval of the
                                                Performance).                                              proposed definition of Remedial Action Scheme            24 Id.
                                                  17 NERC PRC Petition at 14.                              (Docket No. RM15–13–000) is discussed below.             25 Id.   at 14.



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                                                36296                    Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules

                                                necessary corrective actions in                             Standard EOP–003–2.27 Since NERC has                    definition may unintentionally exclude
                                                accordance with Requirement R5.                             proposed to retire EOP–003–2 in the                     schemes that should be covered.’’ 31
                                                   17. Requirement R3 requires each                         petition seeking approval of proposed                   Accordingly, NERC proposes the
                                                planning coordinator or transmission                        Reliability Standard EOP–011–1 (Docket                  following revised ‘‘core’’ definition of
                                                planner to perform periodic                                 No. RM15–7–00, discussed above),                        Remedial Action Scheme:
                                                comprehensive assessments at least                          concurrent Commission action on the                        A scheme designed to detect
                                                every 60 calendar months to ensure                          two petitions will prevent a possible                   predetermined system conditions and
                                                continued effectiveness of the UVLS                         reliability gap.                                        automatically take corrective actions that
                                                program, including whether the                                                                                      may include, but are not limited to, adjusting
                                                                                                            C. NERC RAS Petition—Revisions to the                   or tripping generation (MW and Mvar),
                                                program resolves identified
                                                                                                            Definition of ‘‘Remedial Action                         tripping load, or reconfiguring a System(s).
                                                undervoltage issues and that it is
                                                                                                            Scheme’’ (Docket No. RM15–13–000)                       (sic) RAS accomplish objectives such as:
                                                integrated and coordinated with
                                                                                                              20. On February 3, 2015, NERC                            • Meet requirements identified in the
                                                generator voltage ride-through                                                                                      NERC Reliability Standards;
                                                capabilities and other specified                            submitted a petition seeking approval of
                                                                                                                                                                       • Maintain Bulk Electric System (BES)
                                                protection and control systems.                             a proposed revised definition of                        stability;
                                                Requirement R4 requires each planning                       Remedial Action Scheme in the NERC                         • Maintain acceptable BES voltages;
                                                coordinator or transmission planner to                      Glossary. In addition, NERC seeks                          • Maintain acceptable BES power flows;
                                                commence a timely assessment of a                           approval of modified Reliability                           • Limit the impact of Cascading or extreme
                                                voltage excursion subject to the UVLS                       Standards that incorporate the new                      events.
                                                Program, within twelve calendar                             definition of Remedial Action Scheme                       The definition then lists fourteen
                                                months of the event, to evaluate                            and eliminate use of the term Special                   exclusions, describing specific schemes
                                                whether the UVLS Program resolved the                       Protection System.28 NERC states that                   and systems that do not constitute a
                                                undervoltage issues associated with the                     the defined terms Special Protection                    Remedial Action Scheme, because each
                                                event. Requirement R5 requires a                            System and Remedial Action Scheme                       is either a protection function, a control
                                                planning coordinator or transmission                        are currently used interchangeably                      function, a combination of both, or used
                                                planner to develop a corrective action                      throughout the NERC Regions and in                      for system reconfiguration.32
                                                plan for any program deficiencies                           various Reliability Standards. NERC                        22. In the implementation plan, NERC
                                                identified during an assessment                             explains that ‘‘[a]lthough these defined                proposes an effective date for the
                                                performed under either Requirement R3                       terms share a common definition in the                  revised Reliability Standards and the
                                                or R4, and provide an implementation                        NERC Glossary of Terms today, their use                 revised definition of ‘‘Remedial Action
                                                schedule to UVLS entities within three                      and application have been inconsistent                  Scheme’’ on the first day of the first
                                                calendar months of its completion.                          as a result of a lack of granularity in the             calendar quarter that is twelve months
                                                   18. Pursuant to Requirement R6, a                        definition and varied regional uses of                  after Commission approval.33 NERC also
                                                planning coordinator must update the                        the terms. The proposed revisions add                   proposes that for entities with existing
                                                data necessary to model its UVLS                            clarity and granularity that will allow                 schemes that become newly classified as
                                                Program for use in event analyses and                       for proper identification of Remedial                   ‘‘Remedial Action Schemes’’ resulting
                                                program assessments at least each                           Action Schemes and a more consistent                    from the application of the revised
                                                calendar year. Requirement R7 requires                      application of related Reliability                      definition, the entities will have
                                                each UVLS entity to provide data to its                     Standards.’’ 29                                         additional time of up to twenty-four
                                                planning coordinator, according to the                        21. NERC states that the revised                      months from the effective date to be
                                                planning coordinator’s format and                           definition of Remedial Action Scheme                    fully compliant with all applicable
                                                schedule, to support maintenance of the                     consists of a ‘‘core’’ definition,                      Reliability Standards.34 Further, NERC
                                                UVLS Program database. Requirement                          including a list of objectives and a                    asks the Commission to take final action
                                                R8 requires a planning coordinator to                       separate list of exclusions for certain                 concurrently with the NERC petition on
                                                provide its UVLS Program database to                        schemes or systems not intended to be                   proposed Reliability Standard PRC–
                                                other planning coordinators and                             covered by the revised definition.30                    010–1 (Docket No. RM15–12–000)
                                                transmission planners within its                            NERC explains that it is proposing a                    because ‘‘[t]he proposed definitions of
                                                Interconnection, and other functional                       broad definition because of ‘‘all the                   UVLS Program and Remedial Action
                                                entities with a reliability need, within                    possible scenarios an entity may                        Scheme in each project have been
                                                thirty calendar days of a written request.                  develop’’ for its Remedial Action                       coordinated to cover centrally
                                                   19. NERC proposes that PRC–010–1                         Scheme and a ‘‘very specific, narrow                    controlled UVLS as a Remedial Action
                                                and the revised definition of UVLS                                                                                  Scheme. Final action by the
                                                                                                              27 See  NERC EOP Petition at 23.
                                                Program shall become effective on the                         28 NERC
                                                                                                                                                                    Commission is needed
                                                                                                                         RAS Petition at 1–2. NERC proposes to
                                                first day of the first calendar quarter that                modify the following Reliability Standards to
                                                                                                                                                                    contemporaneously on both petitions to
                                                is twelve (12) months after the date that                   incorporate the proposed definition of Remedial         facilitate implementation and avoid a
                                                the standard and definition are                             Action Scheme and eliminate use of the term             gap in coverage of centrally controlled
                                                approved by the Commission. NERC                            Special Protection System: EOP–004–3, PRC–005–          UVLS.’’ 35
                                                                                                            3(ii), PRC–023–4, FAC–010–3, TPL–001–0.1(i),
                                                also proposes to retire PRC–010–0,                          FAC–011–3, TPL–002–0(i)b, MOD–030–3, TPL–               III. Discussion
                                                PRC–020–1, PRC–021–1, and PRC–022–                          003–0(i)b, MOD–029–2a, PRC–015–1, TPL–004–
                                                1 at midnight of the day immediately                        0(i)a, PRC–004–WECC–2, PRC–016–1, PRC–001–                 23. Pursuant to section 215(d) of the
                                                prior to the effective date of PRC–010–                     1.1(i), PRC–005–2(ii), and PRC–017–1. NERC does         FPA, the Commission proposes to
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                                                                                                            not propose any changes to the violation risk factors   approve as just, reasonable, not unduly
                                                1.26 Further, NERC explains that                            or violation severity levels for the modified
                                                proposed Reliability Standard PRC–                          standards.
                                                                                                                                                                      31 Id. at 17.
                                                010–1 addresses reliability obligations                       29 Id. at 4–5.
                                                                                                                                                                      32 Id. at 18.
                                                that are set forth in Requirements R2, R4                     30 Id. at 16. NERC notes that ‘‘for each exclusion,
                                                                                                                                                                      33 Id. at 15–16.
                                                and R7 of currently-effective Reliability                   the scheme or system could still classify as a
                                                                                                                                                                      34 NERC RAS Petition, EX. C (Implementation
                                                                                                            Remedial Action Scheme if employed in a broader
                                                                                                            scheme that meets the definition of Remedial            Plan) at 4.
                                                  26 Id.   Ex. B (Implementation Plan).                     Action Scheme.’’                                          35 NERC RAS Petition at 25.




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                                                                       Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules                                                   36297

                                                discriminatory or preferential, and in                  B. Proposed Reliability Standard PRC–                   therefore satisfies the Commission’s
                                                the public interest the proposed                        010–1                                                   directive issued in Order No. 693.38 We
                                                Reliability Standards and NERC                            25. Pursuant to section 215 of the                    also propose to approve the proposed
                                                Glossary definitions set forth in NERC’s                FPA, we propose to approve proposed                     UVLS Program definition and agree that
                                                three petitions pertaining to EOP–011–                  Reliability Standard PRC–010–1 as just,                 it ‘‘clearly identifies and separates
                                                1, PRC–010–1 and a revised definition                   reasonable, not unduly discriminatory                   centrally controlled undervoltage-based
                                                of Remedial Action Scheme. As                           or preferential and in the public                       load shedding, which is now addressed
                                                discussed below, the Commission                         interest. We also propose to approve the                by the proposed definition of Remedial
                                                believes that the modified Reliability                  proposed, revised definition of UVLS                    Action Scheme.’’ 39
                                                Standards provide greater clarity, and                  Program for inclusion in the NERC
                                                the consolidated EOP and PRC                                                                                       27. In the ‘‘Guidelines for UVLS
                                                                                                        Glossary, the implementation plan and                   Program Definition,’’ NERC provides an
                                                standards will provide additional                       the associated violation risk factors and
                                                efficiencies for responsible entities.                                                                          example of a ‘‘BES subsystem,’’ in the
                                                                                                        violation severity levels. Likewise, we                 diagram below, illustrating a UVLS
                                                A. Proposed Reliability Standard EOP–                   propose to approve the retirement of
                                                                                                                                                                system that would not be included in
                                                011–1                                                   PRC–010–0, PRC–020–1 and PRC–021–
                                                                                                                                                                the definition of UVLS Program if the
                                                                                                        1.37 However, for the reasons explained
                                                  24. Pursuant to section 215(d) of the                                                                         consequences of the contingency do not
                                                                                                        below, we are concerned whether it is
                                                FPA, we propose to approve proposed                                                                             impact the BES.40 The Commission
                                                                                                        appropriate to retire PRC–022–1, as
                                                Reliability Standard EOP–011–1 and the                                                                          seeks clarification whether this example
                                                                                                        NERC requests, before an acceptable
                                                proposed new Energy Emergency                                                                                   illustrates a centrally controlled UVLS
                                                                                                        replacement Reliability Standard is in
                                                definition, as well as the proposed                                                                             and would therefore be considered a
                                                                                                        place to address the potential
                                                violation risk factors and violation                                                                            Remedial Action Scheme.41 The
                                                                                                        misoperation of UVLS equipment.
                                                severity levels and implementation                        26. The Commission agrees with                        Commission also seeks clarification
                                                plan. We agree with NERC that                           NERC that proposed Reliability                          regarding the use of the term ‘‘BES
                                                proposed EOP–011–1 consolidates and                     Standard PRC–010–1 will improve                         subsystem,’’ since the term is not
                                                reorganizes previously approved                         system reliability by establishing an                   defined in the NERC Glossary.
                                                standards, and proposes modifications                   integrated and coordinated approach to                  Depending on the response from NERC
                                                based on current operating practices and                the design, evaluation and reliable                     and others, a directive for further
                                                experience. We believe that the                         operation of UVLS Programs, and
                                                Reliability Standard enhances reliability                                                                       modification may be appropriate to
                                                by requiring that actions necessary to                                                                          ensure that the UVLS standards and
                                                                                                        load-serving entity has real-time responsibility to     related NERC guidance are consistent
                                                mitigate capacity and energy                            receive requests from a balancing authority to
                                                emergencies are focused in single                       voluntarily curtail load and communicate such           with the Commission-approved
                                                operating plans, and ensures                            requests for voluntary load curtailment to end-use      definition of ‘‘bulk electric system.’’ 42
                                                                                                        customers as directed by the balancing authority. In
                                                communication and coordination                          addition, NERC’s Functional Model indicates that a        38 Order No. 693, FERC Stats & Regs. ¶ 31,242 at
                                                among relevant entities during                          balancing authority has a real-time function to         P 1509.
                                                emergency operations. Also, we are                      coordinate the use of controllable loads with load-       39 NERC PRC Petition at 15. NERC’s proposed

                                                satisfied that the NERC petition                        serving entities. The Commission notes that NERC        revised definition of Remedial Action Scheme
                                                                                                        is required to make a compliance filing in July 2015    (Docket No. RM15–13–000) is addressed elsewhere
                                                adequately addresses the relevant Order                 in Docket No. RR15–4–000. The Commission’s
                                                No. 693 directives.36                                                                                           in this NOPR.
                                                                                                        decision on that filing will guide our action on this     40 NERC PRC Petition, Ex. A (Proposed Reliability
                                                                                                        question in this proceeding.
                                                   36 Currently effective EOP–002–3.1 applies, inter       37 As noted above, the Commission in Order No.
                                                                                                                                                                Standard PRC–010–1) at 12.
                                                                                                                                                                  41 Id. at 3.
                                                alia, to load-serving entities. Proposed EOP–011–1,     693 did not approve or remand proposed Reliability
                                                                                                                                                                  42 Revisions to Electric Reliability Organization
                                                which would replace EOP–002–3.1, would apply to         Standard PRC–020–1 but, rather, took no action on
                                                balancing authorities, reliability coordinators and     the Reliability Standard pending the receipt of         Definition of Bulk Electric System and Rules of
                                                transmission operators, but not load-serving            additional information. Order No. 693, FERC Stats.      Procedure, Order No. 773, 141 FERC ¶ 61,236
                                                entities. The removal of load-serving entities raises   & Regs. ¶ 31,242 at P 1555. Approval of Reliability     (2012); order on reh’g, Order No. 773–A, 143 FERC
                                                questions on who would perform the roles                Standard PRC–010–1, as proposed herein, will            ¶ 61,053 (2013), order on reh’g and clarification,
                                                traditionally performed by load-serving entities. For   render PRC–020–1 ‘‘retired,’’ i.e., withdrawn, and      144 FERC ¶ 61,174 (2013), aff’d sub nom., New
                                                instance, NERC’s Functional Model indicates that a      no longer pending before the Commission.                York v. FERC, 783 F.3d 946 (2d. Cir. 2015).
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                                                36298                    Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules




                                                   28. NERC proposes to retire                             standard is approved and                               (OMB) regulations under section
                                                Reliability Standard PRC–022–1, which                      implemented.44                                         3507(d) of the Paperwork Reduction Act
                                                requires transmission operators, load-                                                                            of 1995 (PRA).46 OMB’s regulations
                                                                                                           C. Revised Definition of Remedial
                                                serving entities and distribution                                                                                 require approval of certain
                                                                                                           Action Scheme
                                                providers to analyze and document all                                                                             informational collection requirements
                                                UVLS operations and misoperations.                           30. Pursuant to section 215(d) of the                imposed by agency rules.47 Upon
                                                Requirement R1.5 of this Reliability                       FPA, the Commission proposes to                        approval of a collection(s) of
                                                Standard requires that an applicable                       approve the proposed definition of                     information, OMB will assign an OMB
                                                entity’s analysis and documentation                        Remedial Action Scheme, the proposed                   control number and an expiration date.
                                                                                                           exclusions, the proposed Reliability                   Respondents subject to the filing
                                                should include ‘‘[f]or any Misoperation,
                                                                                                           Standards and proposed                                 requirements of a rule will not be
                                                a Corrective Action Plan to avoid future
                                                                                                           implementation plan, as just,                          penalized for failing to respond to these
                                                Misoperations of a similar nature.’’
                                                                                                           reasonable, not unduly discriminatory                  collections of information unless the
                                                Proposed Reliability Standard PRC–                         or preferential, and in the public                     collections of information display a
                                                010–1, Requirement R5 addresses                            interest. We are persuaded that the use                valid OMB control number.
                                                deficiencies in UVLS Programs that a                       of a broad, core definition with a wide                  32. We solicit comments on the need
                                                planning coordinator or transmission                       scope, accompanied by a list of specific               for this information, whether the
                                                planner identifies during assessments                      exclusions will help avoid confusion                   information will have practical utility,
                                                performed in accordance with either                        and achieve a uniform understanding                    the accuracy of the burden estimates,
                                                Requirement R3 (periodic UVLS                              across all the Regional Entities of the                ways to enhance the quality, utility, and
                                                Program effectiveness evaluations) or                      proper classification of what schemes                  clarity of the information to be collected
                                                Requirement R4 (evaluations to assess                      and systems constitute a Remedial                      or retained, and any suggested methods
                                                UVLS Program responses to voltage                          Action Scheme. We agree with NERC                      for minimizing respondents’ burden,
                                                excursions), and requires the entities to                  that the proposed definition will                      including the use of automated
                                                develop a Corrective Action Plan to                        improve reliability by eliminating                     information techniques. Specifically,
                                                address the deficiencies.                                  ambiguity and promoting the proper,                    the Commission asks that any revised
                                                   29. NERC correctly states that ‘‘[w]hen                 consistent identification of Remedial                  burden or cost estimates submitted by
                                                                                                           Action Schemes and more consistency                    commenters be supported by sufficient
                                                a UVLS Program does not function as
                                                                                                           in the application of related Reliability              detail to understand how the estimates
                                                expected and designed during a voltage
                                                                                                           Standards.45                                           are generated.
                                                excursion event, this presents a risk to
                                                system reliability.’’ 43 However, we are                   IV. Information Collection Statement                   A. Proposed Reliability Standard EOP–
                                                not persuaded that proposed Reliability                                                                           011–1
                                                                                                             31. The collection of information
                                                Standard PRC–010–1, Requirement R4                         contained in this Notice of Proposed                     33. Public Reporting Burden: As of
                                                is an adequate replacement for                             Rulemaking is subject to review by the                 May 2015, there are 99 balancing
                                                currently-effective PRC–022–1, which                       Office of Management and Budget                        authorities, 15 reliability coordinators
                                                contains requirements specifically                                                                                and 171 transmission operators
                                                addressing misoperations. Accordingly,                        44 In the PRC Petition, NERC indicates that UVLS    registered with NERC. These registered
                                                we propose to deny NERC’s proposal to                      misoperations are currently being addressed in         entities will have to comply with 6–8
                                                                                                           Project 2008–02.2 Phase 2 Undervoltage Load            new requirements in the proposed
                                                retire currently-effective Reliability                     Shedding (UVLS): Misoperations. NERC states that
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                                                Standard PRC–022–1 concurrent with                         ‘‘[t]his phase of the UVLS project will address        Reliability Standard EOP–011–1. As
                                                the effective date of proposed PRC–010–                    Misoperation of UVLS equipment to complete the         proposed, each registered balancing
                                                1. Rather, we propose that Reliability                     work anticipated by the two standard drafting          authority will have to comply with
                                                                                                           teams.’’ Id. at 23. The Commission notes that, on      Requirements R2, R4, and, under certain
                                                Standard PRC–022–1 remain in effect                        June 9, 2015, NERC filed proposed Reliability
                                                until an acceptable replacement                            Standards PRC–010–2 and PRC–004–5, which               circumstances, R5. Each reliability
                                                                                                           include requirements and applicability criteria
                                                                                                           pertaining to UVLS misoperations.                        46 44   U.S.C. 3507(d).
                                                                                                                                                                                                               EP24JN15.001</GPH>




                                                  43 Id.   at 20.                                             45 NERC RAS Petition at 14–16.                        47 5   CFR 1320.11.



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                                                                             Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules                                                                                            36299

                                                coordinator will have to comply with                                    the effective date of proposed Reliability                                     35. Proposed Reliability Standard
                                                Requirements R1 and its subparts, R2                                    Standard EOP–011–1. Accordingly, the                                         EOP–011–1 requires reliability
                                                and its subparts, R3 and its subparts, R5                               requirements in proposed Reliability                                         coordinators to perform the additional
                                                and R6. Each transmission operator will                                 Standard EOP–011–1 do not create any                                         tasks of reviewing, correcting, and
                                                have to comply with Requirements R1                                     new burdens for applicable balancing                                         coordinating their balancing authorities’
                                                and its subparts and R4.                                                authorities or transmission operators                                        and transmission operators’ operating
                                                   34. Proposed Reliability Standard                                    because the requirements in Reliability                                      procedures for emergency conditions.
                                                EOP–011–1 replaces a combined total of                                  Standard EOP–011–1 are already                                               The Commission estimates that these
                                                40 requirements or subparts that are                                    burdens or tasks imposed on this set of                                      tasks will add approximately 1,500
                                                found in Reliability Standards EOP–                                     registered entities by Reliability                                           man-hours per year for each reliability
                                                001–2.1b, EOP–002–3.1 and EOP–003–                                      Standards EOP–001–2.1b, EOP–002–3.1
                                                                                                                                                                                                     coordinator as described in detail in the
                                                2. These three Reliability Standards are                                and EOP–003–2 under FERC–725A
                                                                                                                                                                                                     following table:
                                                proposed to be retired, concurrent with                                 (1902–0244).

                                                                         RM15–7–000 (MANDATORY RELIABILITY STANDARDS: RELIABILITY STANDARD EOP–011–1)
                                                                                                                                                                                                      Average
                                                                                                                   Number of                   Annual                                                                       Total annual
                                                                                                                                                                                                       burden
                                                                                                                   applicable                 number of                Total number                                         burden hours         Cost per
                                                                                                                                                                                                     (hours) &
                                                                                                                   registered              responses per               of responses                                         & total annual      respondent
                                                                                                                                                                                                      cost per
                                                                                                                     entities                respondent                                                                          cost
                                                                                                                                                                                                     response

                                                                                                                         (1)                        (2)                (1) * (2) = (3)                    (4)               (3) * (4) = (5)        (5) ÷ (1)

                                                RC tasks necessary for EOP–011–1
                                                 compliance ...........................................                  11                          1                         11                               1,500              16,500          $92,387
                                                                                                                                                                                                          48 92,387            $1,016,257



                                                B. Proposed Reliability Standard PRC–                                   We estimate that five percent of all                                         distribution providers and transmission
                                                010–1                                                                   distribution providers (23) and                                              owners. However, only distribution
                                                   36. Public Reporting Burden: As of                                   transmission planners (9) have under                                         providers and transmission owners
                                                May 2015, there are 450 registered                                      voltage load shedding programs that fall                                     would be responsible for the
                                                distribution providers and 175                                          under the proposed Reliability                                               incremental compliance burden under
                                                transmission planners that are not                                      Standard. The proposed Reliability                                           proposed Reliability Standard PRC–
                                                overlapping in their registration with                                  Standard is applicable to planning                                           010–1, Requirement R2, as described in
                                                the distribution provider registration.                                 coordinators and transmission planners,                                      detail in the following table:

                                                                      RM15–12–000 (MANDATORY RELIABILITY STANDARDS: RELIABILITY STANDARD PRC–010–1) 49
                                                                                                                                                                                                      Average
                                                                                                                   Number of                   Annual                                                                       Total annual
                                                                                                                                                                                                       burden                                    Cost per
                                                                                                                   applicable                 number of                Total number                                         burden hours
                                                                                                                                                                                                     (hours) &                                  respondent
                                                                                                                   registered              responses per               of responses                                         & total annual
                                                                                                                                                                                                      cost per                                      ($)
                                                                                                                     entities                respondent                                                                          cost
                                                                                                                                                                                                     response

                                                                                                                         (1)                        (2)                (1) * (2) = (3)                    (4)               (3) * (4) = (5)        (5) ÷ (1)

                                                DP—Requirement 2 .................................                                  23                          1                         23                  50 36                   828                 $1,906
                                                                                                                                                                                                        $1,906.32              $43,845.36
                                                TP—Requirement 2 .................................                                    3                         1                           3                 51 36                   324                   1,906
                                                                                                                                                                                                        $1,906.32              $17,156.07
                                                DP—Requirement 2 Data Retention .......                                             23                          1                         23                     12                   276                       368
                                                                                                                                                                                                        52 $367.92              $8,462.16
                                                TP—Requirement 2 Data Retention ........                                             3                           1                          3                    12                   108                      368
                                                                                                                                                                                                           $367.92              $3,311.28

                                                     Total ..................................................   ........................   ........................   ........................   ........................      $72,774.87     ........................



                                                C. RemedialAction Scheme Revisions                                      Action Scheme) in Order No. 693. We                                          Action Scheme definition and proposed
                                                  37. Public Reporting Burden: The                                      propose to approve a revision to the                                         Reliability Standards are not expected to
                                                Commission approved the definition of                                   previously approved definition. The                                          result in changes to the scope of systems
                                                Special Protection System (Remedial                                     proposed revisions to the Remedial                                           covered by the proposed Reliability
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                                                   48 The 1,500 hour figure is broken into 1,300                        Occupation Code: 17–2071 (engineer) and 43–4071                              wage rate will be $30.66. These figures are taken
                                                hours at the engineer wage rate and 200 hours at                        (clerk).                                                                     from the Bureau of Labor Statistics at http://
                                                the clerk wage rate. These estimates assume that the                       49 DP = distribution provider and TP =                                    www.bls.gov/oes/current/naics2_22.htm;
                                                engineer’s wage rate will be $66.35 and the clerk’s                     transmission planner.                                                        Occupation Code: 17–2071 (engineer) and 43–4071
                                                wage rate will be $30.66. These figures are taken                          50 The 36 hour figure is broken into 24 hours at                          (clerk).
                                                                                                                                                                                                        51 Id.
                                                from the Bureau of Labor Statistics at http://                          the engineer wage rate and 12 hours at the clerk
                                                www.bls.gov/oes/current/naics2_22.htm;                                  wage rate. These estimates assume that the                                      52 Clerk’s wage rate is used for managing data

                                                                                                                        engineer’s wage rate will be $66.35 and the clerk’s                          retention.



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                                                36300                 Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules

                                                Standards and other Reliability                         Regulatory Affairs [Attention: Desk                    entities affected by this proposed
                                                Standards that include the term                         Officer for the Federal Energy                         Reliability Standard.
                                                Remedial Action Scheme. Therefore, the                  Regulatory Commission]. For security                      43. On average, each small entity
                                                Commission does not expect the                          reasons, comments should be sent by                    affected may have a cost of $1,906,
                                                proposed revisions to affect applicable                 email to OMB at the following email                    representing a one-time review of the
                                                entities’ current reporting burden.                     address: oira_submission@omb.eop.gov.                  program for each entity, consisting of 96
                                                   FERC–725G4, Mandatory Reliability                    Please reference the docket numbers of                 man-hours at $66.35/hour (for
                                                Standards: Reliability Standard PRC–                    this Notice of Proposed Rulemaking                     engineers) and $30.66/hour (for record
                                                010–1 (Undervoltage Load Shedding).                     (Docket Nos. RM15–13–000, RM15–12–                     clerks), as explained above in the
                                                   FERC–725S, Mandatory Reliability                     000, and RM15–7–000) in your                           information collection statement. The
                                                Standards: Reliability Standard EOP–                    submission.                                            Commission estimates that the modified
                                                011–1 (Emergency Operations).                                                                                  definition of the term Remedial Action
                                                   Action: Proposed Collection of                       V. Regulatory Flexibility Act Analysis
                                                                                                                                                               Scheme and related modifications to
                                                Information.                                               41. The Regulatory Flexibility Act of               Reliability Standards will have no cost
                                                   OMB Control No: OMB Control No.                      1980 (RFA) 53 generally requires a                     impact on applicable entities, including
                                                1902–0270 (FERC–725S); OMB Control                      description and analysis of Proposed                   any small entities.
                                                No. 1902–TBD (FERC–725G4).                              Rules that will have significant                          44. The Commission estimates that
                                                   Respondents: Business or other for-                  economic impact on a substantial                       the combined impact of proposed
                                                profit and not-for-profit institutions.                 number of small entities. The immediate                Reliability Standards EOP–011–1 and
                                                   Frequency of Responses: One time                     rulemaking proposes action on three                    PRC–010–1 in this NOPR would impose
                                                and on-going.                                           separate, but related, NERC petitions. As
                                                   Necessity of the Information: The                                                                           an additional burden on a total of 47
                                                                                                        discussed above, the consolidated EOP                  entities. Further, the Commission
                                                proposed approval of the proposed
                                                                                                        standard and consolidated PRC                          estimates that 15 respondents are small
                                                Reliability Standards implements the
                                                                                                        standards are intended to provide                      entities affected by these proposed
                                                Congressional mandate of the Energy
                                                                                                        additional efficiencies for responsible                Reliability Standards. On average, each
                                                Policy Act of 2005 to develop
                                                                                                        entities. Thus, the Commission                         small entity affected may have a cost of
                                                mandatory and enforceable Reliability
                                                                                                        estimates that the rulemaking will                     $92,387 and $1,906 (EOP–011–1 and
                                                Standards to better ensure the reliability
                                                                                                        impose only a minimal additional                       PRC–010–1 respectively), representing a
                                                of the nation’s Bulk-Power System.
                                                                                                        burden on responsible entities, as                     one-time review of the program for each
                                                Specifically, the proposed Reliability
                                                                                                        described below. Proposed Reliability                  entity. The Commission does not
                                                Standards consolidate, streamline and
                                                                                                        Standard EOP–011–1 is expected to                      consider these costs to be a significant
                                                clarify the existing requirements of
                                                                                                        impose an additional burden on 11                      economic impact on small entities.
                                                certain currently-effective Emergency
                                                                                                        entities (reliability coordinators). The               Accordingly, the Commission certifies
                                                Preparedness and Operations and
                                                                                                        remaining 270 entities (balancing                      that this rulemaking will not have a
                                                Protection and Control Reliability
                                                                                                        authorities and transmission operators                 significant economic impact on a
                                                Standards.
                                                   38. Internal review: The Commission                  and a combination thereof) will                        substantial number of small entities.
                                                has reviewed the requirements                           maintain the existing levels of burden.                The Commission seeks comment on this
                                                pertaining to proposed Reliability                      Comparison of the applicable entities                  certification.
                                                Standards PRC–010–1 and EOP–011–1                       with FERC’s small business data
                                                                                                                                                               VI. Environmental Analysis
                                                and made a determination that the                       indicates that approximately 7 of the 11
                                                                                                        entities are small entities affected by                   45. The Commission is required to
                                                proposed requirements of these
                                                                                                        this proposed Reliability Standard.54                  prepare an Environmental Assessment
                                                Reliability Standards are necessary to
                                                                                                           42. On average, each small entity                   or an Environmental Impact Statement
                                                implement section 215 of the FPA.
                                                                                                        affected may have a one-time cost of                   for any action that may have a
                                                These requirements conform to the
                                                                                                        $92,387, representing a one-time review                significant adverse effect on the human
                                                Commission’s plan for efficient
                                                                                                        of the program for each entity,                        environment.55 The Commission has
                                                information collection, communication
                                                                                                        consisting of 1,500 man-hours at $66.35/               categorically excluded certain actions
                                                and management within the energy
                                                                                                        hour (for engineers) and $30.66/hour                   from this requirement as not having a
                                                industry. The Commission has assured
                                                                                                        (for record clerks), as explained above in             significant effect on the human
                                                itself, by means of its internal review,
                                                                                                        the information collection statement.                  environment. Included in the exclusion
                                                that there is specific, objective support
                                                                                                        Proposed Reliability Standard PRC–                     are rules that are clarifying, corrective,
                                                for the burden estimates associated with
                                                                                                        010–1 is expected to impose an                         or procedural or that do not
                                                the information requirements.
                                                   39. Interested persons may obtain                    additional burden on 26 entities                       substantially change the effect of the
                                                information on the reporting                            (distribution providers and transmission               regulations being amended.56 The
                                                requirements by contacting the Federal                  planners or a combination thereof).                    actions proposed herein fall within this
                                                Energy Regulatory Commission, Office                    Comparison of the applicable entities                  categorical exclusion in the
                                                of the Executive Director, 888 First                    with FERC’s small business data                        Commission’s regulations.
                                                Street NE., Washington, DC 20426                        indicates that approximately 8 are small               VII. Comment Procedures
                                                [Attention: Ellen Brown, email:
                                                                                                          53 5 U.S.C. 601–12.                                    46. The Commission invites interested
                                                DataClearance@ferc.gov, phone: (202)
                                                                                                          54 The  Small Business Administration sets the       persons to submit comments on the
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                                                502–8663, fax: (202) 273–0873].
                                                   40. Comments concerning the                          threshold for what constitutes a small business.       matters and issues proposed in this
                                                                                                        Public utilities may fall under one of several         notice to be adopted, including any
                                                information collections proposed in this                different categories, each with a size threshold
                                                NOPR and the associated burden                          based on the company’s number of employees,
                                                                                                                                                               related matters or alternative proposals
                                                estimates, should be sent to the                        including affiliates, the parent company, and
                                                                                                                                                                 55 Regulations Implementing the National
                                                                                                        subsidiaries. For the analysis in this NOPR, we use
                                                Commission in this docket and may also                  a 500 employee threshold for each affected entity.     Environmental Policy Act of 1969, Order No. 486,
                                                be sent to the Office of Management and                 Each entity is classified as Electric Bulk Power       FERC Stats. & Regs. ¶ 30,783 (1987).
                                                Budget, Office of Information and                       Transmission and Control (NAICS code 221121).            56 18 CFR 380.4(a)(2)(ii).




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                                                                      Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules                                             36301

                                                that commenters may wish to discuss.                      Dated: June 18, 2015.                                FOR FURTHER INFORMATION CONTACT:
                                                Comments are due August 24, 2015.                       Kimberly D. Bose,                                      Concerning the proposed regulations,
                                                Comments must refer to Docket Nos.                      Secretary.                                             Lewis Bell at (202) 317–6980;
                                                RM15–13–000, RM15–12–000, and                           [FR Doc. 2015–15432 Filed 6–23–15; 8:45 am]            concerning submissions of comments
                                                RM15–7–000, and must include the                        BILLING CODE 6717–01–P                                 and the hearing, Oluwafunmilayo
                                                commenter’s name, the organization                                                                             (Funmi) Taylor at (202) 317–6901 (not
                                                they represent, if applicable, and                                                                             toll-free numbers).
                                                address.                                                DEPARTMENT OF THE TREASURY                             SUPPLEMENTARY INFORMATION:
                                                   47. The Commission encourages
                                                comments to be filed electronically via                                                                        Paperwork Reduction Act
                                                                                                        Internal Revenue Service
                                                the eFiling link on the Commission’s                                                                              The collection of information
                                                Web site at http://www.ferc.gov. The                    26 CFR Part 1                                          contained in § 1.148–1 has been
                                                Commission accepts most standard                                                                               reviewed and approved by the Office of
                                                word processing formats. Documents                      [REG–138526–14]
                                                                                                                                                               Management and Budget in accordance
                                                created electronically using word                       RIN 1545–BM46                                          with the Paperwork Reduction Act of
                                                processing software should be filed in                                                                         1995 (44 U.S.C. 3507(d)) under control
                                                native applications or print-to-PDF                     Issue Price Definition for Tax-Exempt                  number 1545–1347. The collection of
                                                format and not in a scanned format.                     Bonds                                                  information in this proposed regulation
                                                Commenters filing electronically do not                                                                        is in § 1.148–1(f)(2)(ii) which contains a
                                                                                                        AGENCY:  Internal Revenue Service (IRS),
                                                need to make a paper filing.                                                                                   requirement that the issuer obtain
                                                   48. Commenters that are not able to                  Treasury.
                                                                                                        ACTION: Partial withdrawal of notice of
                                                                                                                                                               certifications and supporting
                                                file comments electronically must send                                                                         documentation regarding the
                                                an original of their comments to:                       proposed rulemaking, notice of
                                                                                                        proposed rulemaking, and notice of                     underwriter’s sales of the issuer’s bonds.
                                                Federal Energy Regulatory Commission,                                                                          The collection of information in
                                                Secretary of the Commission, 888 First                  public hearing.
                                                                                                                                                               § 1.148–1(f)(2)(ii) is an increase in the
                                                Street NE., Washington, DC 20426.                       SUMMARY:   This document partially                     total annual burden under control
                                                   49. All comments will be placed in                   withdraws the portion of the notice of                 number 1545–1347. The respondents
                                                the Commission’s public files and may                   proposed rulemaking published in the                   are issuers of tax-exempt bonds that
                                                be viewed, printed, or downloaded                                                                              wish to use the alternative method in
                                                                                                        Federal Register on September 16, 2013
                                                remotely as described in the Document                                                                          § 1.148–1(f)(2)(ii).
                                                                                                        (78 FR 56842), relating to the definition
                                                Availability section below. Commenters                                                                            Estimated total annual recordkeeping
                                                                                                        of issue price for purposes of the
                                                on this proposal are not required to                                                                           burden: 52,276 hours.
                                                                                                        arbitrage restrictions under section 148
                                                serve copies of their comments on other                                                                           Estimated average annual burden
                                                                                                        of the Internal Revenue Code (Code).
                                                commenters.                                                                                                    hours per respondent: 4 hours.
                                                                                                        This document also contains a notice of
                                                VIII. Document Availability                             proposed rulemaking that provides a                       Estimated number of respondents:
                                                                                                        revised definition of issue price for                  12,546.
                                                  50. In addition to publishing the full                                                                          Estimated annual frequency of
                                                text of this document in the Federal                    purposes of the arbitrage restrictions. In
                                                                                                        addition, this document provides notice                responses: 20,910.
                                                Register, the Commission provides all                                                                             Comments on the collection of
                                                interested persons an opportunity to                    of a public hearing on the proposed
                                                                                                        regulations in this document. The                      information should be sent to the Office
                                                view and/or print the contents of this                                                                         of Management and Budget, Attn: Desk
                                                document via the Internet through the                   proposed regulations in this document
                                                                                                        affect issuers of tax-exempt and other                 Officer for the Department of the
                                                Commission’s Home Page (http://                                                                                Treasury, Office of Information and
                                                www.ferc.gov) and in the Commission’s                   tax-advantaged bonds.
                                                                                                                                                               Regulatory Affairs, Washington, DC
                                                Public Reference Room during normal                     DATES: Written or electronic comments
                                                                                                                                                               20503, with copies to the Internal
                                                business hours (8:30 a.m. to 5:00 p.m.                  must be received by September 22,
                                                                                                                                                               Revenue Service, Attn: IRS Reports
                                                Eastern time) at 888 First Street NE.,                  2015. Requests to speak and outlines of
                                                                                                                                                               Clearance Officer, SE:CAR:MP:T:T:SP,
                                                Room 2A, Washington, DC 20426.                          topics to be discussed at the public
                                                                                                                                                               Washington DC 20224. Comments on
                                                  51. From the Commission’s Home                        hearing scheduled for October 28, 2015,
                                                                                                                                                               the collection of information should be
                                                Page on the Internet, this information is               at 10:00 a.m., must be received by
                                                                                                                                                               received by August 24, 2015.
                                                available on eLibrary. The full text of                 September 22, 2015.                                       Comments are sought on whether the
                                                this document is available on eLibrary                  ADDRESSES: Send submissions to:                        proposed collection of information is
                                                in PDF and Microsoft Word format for                    CC:PA:LPD:PR (REG–138526–14),                          necessary for the proper performance of
                                                viewing, printing, and/or downloading.                  Internal Revenue Service, P.O. Box                     the IRS, including whether the
                                                To access this document in eLibrary,                    7604, Ben Franklin Station, Washington,                information will have practical utility;
                                                type the docket number excluding the                    DC 20044. Submissions may be hand                         The accuracy of the estimated burden
                                                last three digits of this document in the               delivered to: CC:PA:LPD:PR Monday                      associated with the proposed collection
                                                docket number field.                                    through Friday between the hours of 8                  of information;
                                                  52. User assistance is available for                  a.m. and 4 p.m. to CC:PA:LPD:PR (REG–                     How the quality, utility, and clarity of
                                                eLibrary and the Commission’s Web site                  138526–14), Courier’s Desk, Internal                   the information to be collected may be
                                                during normal business hours from the                   Revenue Service, 1111 Constitution                     enhanced;
                                                Commission’s Online Support at (202)
tkelley on DSK3SPTVN1PROD with PROPOSALS




                                                                                                        Avenue NW, Washington, DC, or sent                        How the burden of complying with
                                                502–6652 (toll free at 1–866–208–3676)                  electronically via the Federal                         the proposed collection of information
                                                or email at ferconlinesupport@ferc.gov,                 eRulemaking Portal at                                  may be minimized, including through
                                                or the Public Reference Room at (202)                   www.regulations.gov (IRS REG–138526–                   the application of automated collection
                                                502–8371, TTY (202) 502–8659. Email                     14). The public hearing will be held at                techniques and other forms of
                                                the Public Reference Room at                            the Internal Revenue Building, 1111                    information technology; and
                                                public.referenceroom@ferc.gov.                          Constitution Avenue NW., Washington,                      Estimates of capital or start-up costs
                                                   By direction of the Commission.                      DC.                                                    and costs of operation, maintenance,


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Document Created: 2015-12-15 14:09:18
Document Modified: 2015-12-15 14:09:18
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of proposed rulemaking.
DatesComments are due August 24, 2015.
ContactNick Henery (Technical Information), Office of Electric Reliability, Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, (202) 502-8636, [email protected]
FR Citation80 FR 36293 

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