80 FR 37327 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 125 (June 30, 2015)

Page Range		37327-37327
FR Document		2015-16095

Federal Register, Volume 80 Issue 125 (Tuesday, June 30, 2015)

[Federal Register Volume 80, Number 125 (Tuesday, June 30, 2015)]
[Notices]
[Page 37327]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-16095]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a Closed Meeting on Thursday, July 2, 
2015 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or her designee, has 
certified that, in her opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the 
scheduled matter at the Closed Meeting.
    Commissioner Aguilar, as duty officer, voted to consider the items 
listed for the Closed Meeting in closed session.
    The subject matter of the Closed Meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Adjudicatory matters; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact the Office of the 
Secretary at (202) 551-5400.

     Dated: June 25, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-16095 Filed 6-26-15; 11:15 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 80, No. 125 / Tuesday, June 30, 2015 / Notices 37327

trading in the securities of the above- SECURITIES AND EXCHANGE operation of each of the order types that
listed companies is suspended for the COMMISSION it offers to members.7
period from 9:30 a.m. EDT on June 26, While the Exchange believes that its
2015, through 11:59 p.m. EDT on July [Release No. 34–75293; File No. SR–Phlx– current rules and other public
2015–29] disclosures provide a comprehensive
10, 2015.
description of the operation of PSX and
By the Commission. Self-Regulatory Organizations;
are sufficient for members and the
Jill M. Peterson, NASDAQ OMX Phlx LLC; Notice of
investing public to have an accurate
Assistant Secretary. Filing of Amendment No. 1 and Order
understanding of its market structure, it
Granting Accelerated Approval of
[FR Doc. 2015–16148 Filed 6–26–15; 4:15 pm] also acknowledges that a restatement of
Proposed Rule Change, as Modified by
BILLING CODE 8011–01–P certain rules will further clarify the
Amendment No. 1, To Amend and
operation of its system.8 For instance,
Restate Certain Rules That Govern the
Phlx believes that adding examples of
NASDAQ OMX PSX
SECURITIES AND EXCHANGE order type operation to its rules will
COMMISSION June 24, 2015. promote greater understanding of the
Exchange’s market structure.9 In
Sunshine Act Meeting I. Introduction addition, Phlx asserts that certain
On March 20, 2015, NASDAQ OMX functionality previously described as an
Notice is hereby given, pursuant to PHLX LLC (‘‘Phlx’’ or the ‘‘Exchange’’) ‘‘order type’’ is more precisely
the provisions of the Government in the filed with the Securities and Exchange characterized as an attribute that may be
Sunshine Act, Public Law 94–409, that Commission (‘‘Commission’’), pursuant added to a particular order.10
the Securities and Exchange to section 19(b)(1) of the Securities Accordingly, this proposed rule change
Commission will hold a Closed Meeting Exchange Act of 1934 (‘‘Act’’) 1 and Rule distinguishes between ‘‘Order Types’’
on Thursday, July 2, 2015 at 2 p.m. 19b–4 thereunder,2 a proposed rule and ‘‘Order Attributes,’’ and provides
Commissioners, Counsel to the change to amend and restate certain descriptions of the Order Attributes that
Commissioners, the Secretary to the Phlx rules that govern NASDAQ OMX may be attached to particular Order
Commission, and recording secretaries PSX (‘‘PSX’’) in order to provide a Types.11
will attend the Closed Meeting. Certain clearer and more detailed description of Currently, Phlx Rule 3301
staff members who have an interest in certain aspects of its functionality. The (Definitions) sets forth most of the rules
the matters also may be present. proposed rule change was published for governing Order Types and Order
comment in the Federal Register on Attributes, as well as other defined
The General Counsel of the April 6, 2015.3 The Commission terms that pertain to trading securities
Commission, or her designee, has received no comment letters regarding on PSX.12 Phlx proposes to amend Rule
certified that, in her opinion, one or the proposed rule change. On May 13, 3301. Phlx also proposes to amend the
more of the exemptions set forth in 5 2015, the Commission extended to July definitions pertaining to Order Types
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) 5, 2015, the time period in which to and Order Attributes and to relocate
and 17 CFR 200.402(a)(3), (5), (7), 9(ii) approve the proposed rule change, them from Rule 3301 to new Rules
and (10), permit consideration of the disapprove the proposed rule change, or 3301A (Order Types) and 3301B (Order
scheduled matter at the Closed Meeting. institute proceedings to determine Attributes), respectively.13 In addition,
Commissioner Aguilar, as duty whether the proposed rule change Phlx proposes to delete Rule 3305 as the
officer, voted to consider the items should be disapproved.4 On June 22, information contained therein is
listed for the Closed Meeting in closed 2015, the Exchange filed Amendment superseded by proposed Rules 3301A
session. No. 1 to the proposed rule change.5 This and 3301B.14 Lastly, Phlx proposes
The subject matter of the Closed order approves the proposed rule certain conforming and technical
Meeting will be: change, as amended, on an accelerated changes to Rule 3306.15
basis. Phlx represents that, except where
Institution and settlement of specifically stated otherwise, all
injunctive actions; II. Description of the Amended proposed rules are restatements of
Proposal existing rules and are not intended to
Institution and settlement of
administrative proceedings; The Exchange proposes to amend and reflect substantive changes to rule text
restate certain Phlx rules that govern or the operation of PSX.16 Proposed
Adjudicatory matters; and
PSX in order to provide additional Rule 3301A related to Order Types
Other matters relating to enforcement detail and clarity regarding its order
proceedings. type functionality.6 This proposed rule 7 See id. at 18453; see also Mary Jo White, Chair,

change is a response to Chair White’s Commission, Speech at the Sandler O’Neill &
At times, changes in Commission Partners, L.P. Global Exchange and Brokerage
priorities require alterations in the request that each equities exchange Conference (June 5, 2014), available at http://
scheduling of meeting items. conduct a comprehensive review of the www.sec.gov/News/Speech/Detail/Speech/
1370542004312.
For further information and to 8 See Notice, 80 FR at 18453.
1 15 U.S.C. 78s(b)(1).
ascertain what, if any, matters have been 2 17
9 Id.
CFR 240.19b–4.
added, deleted or postponed, please
asabaliauskas on DSK5VPTVN1PROD with NOTICES

10 Id.
3 See Securities Exchange Act Release No. 74618
contact the Office of the Secretary at (March 31, 2015), 80 FR 18452 (‘‘Notice’’).
11 Id.

(202) 551–5400. 4 See Securities Exchange Act Release No. 74954, 12 See Rule 3301.
13 See proposed Rules 3301A and 3301B.
80 FR 28739 (May 19, 2015).
Dated: June 25, 2015. 5 In Amendment No. 1, the Exchange proposed to 14 See Rule 3305.

Brent J. Fields, correct typographical errors in the original filing, 15 Phlx states that, in subsequent proposed rule

Secretary. further improve the clarity of certain rule language, changes, it plans to restate the remainder of its
and include additional explanation with regard to Rules numbered 3302 through 3316 so that they
[FR Doc. 2015–16095 Filed 6–26–15; 11:15 am] the purpose of the proposed rule change. appear sequentially following Rule 3301B.
BILLING CODE 8011–01–P 6 See Notice, 80 FR at 18452–53. 16 See Notice, 80 FR at 18453.

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Document Created: 2018-02-22 11:17:23
Document Modified: 2018-02-22 11:17:23

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 37327