80_FR_37782 80 FR 37656 - Certain 3G Mobile Handsets and Components Thereof; Commission Decision to Review in Part a Final Initial Determination on Remand; Request for Written Submissions

80 FR 37656 - Certain 3G Mobile Handsets and Components Thereof; Commission Decision to Review in Part a Final Initial Determination on Remand; Request for Written Submissions

INTERNATIONAL TRADE COMMISSION

Federal Register Volume 80, Issue 126 (July 1, 2015)

Page Range37656-37658
FR Document2015-16116

Notice is hereby given that the U.S. International Trade Commission has determined to review in part the presiding administrative law judge's (``ALJ'') final initial determination on remand (``RID'') issued on April 27, 2015, making findings concerning whether there is a violation of section 337 of the Tariff Act of 1930, as amended, 19 U.S.C. 1337 (``section 337'').

Federal Register, Volume 80 Issue 126 (Wednesday, July 1, 2015)
[Federal Register Volume 80, Number 126 (Wednesday, July 1, 2015)]
[Notices]
[Pages 37656-37658]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-16116]


=======================================================================
-----------------------------------------------------------------------

INTERNATIONAL TRADE COMMISSION

[Investigation No. 337-TA-613 Remand]


Certain 3G Mobile Handsets and Components Thereof; Commission 
Decision to Review in Part a Final Initial Determination on Remand; 
Request for Written Submissions

AGENCY: U.S. International Trade Commission.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: Notice is hereby given that the U.S. International Trade 
Commission has determined to review in part the presiding 
administrative law judge's (``ALJ'') final initial determination on 
remand (``RID'') issued on April 27, 2015, making findings concerning 
whether there is a violation of section 337 of the Tariff Act of 1930, 
as amended, 19 U.S.C. 1337 (``section 337'').

FOR FURTHER INFORMATION CONTACT: Megan M. Valentine, Office of the 
General Counsel, U.S. International Trade Commission, 500 E Street SW., 
Washington, DC 20436, telephone (202) 708-2301. Copies of non-
confidential documents filed in connection with this investigation are 
or will be available for inspection during official business hours 
(8:45 a.m. to 5:15 p.m.) in the Office of the Secretary, U.S. 
International Trade Commission, 500 E Street SW., Washington, DC 20436, 
telephone (202) 205-2000. General information concerning the Commission 
may also be obtained by accessing its Internet server at http://www.usitc.gov. The public record for this investigation may be viewed 
on the Commission's electronic docket (EDIS) at http://edis.usitc.gov. 
Hearing-impaired persons are advised that information on this matter 
can be obtained by contacting the Commission's TDD terminal on (202) 
205-1810.

SUPPLEMENTARY INFORMATION: The Commission instituted Inv. No. 337-TA-
613 on September 11, 2007, based on a complaint filed by InterDigital 
Communications Corp. of King of Prussia, Pennsylvania and InterDigital 
Technology Corp. of Wilmington, Delaware (collectively, 
``InterDigital'') on August 7, 2007. 72 FR 51838 (Sept. 11, 2007). The 
complaint, as amended, alleged violations of section 337 of the Tariff 
Act of 1930 (19 U.S.C. 1337) in the importation into the United States, 
the sale for importation, and the sale within the United States after 
importation of certain 3G mobile handsets and components thereof by 
reason of infringement of certain claims of U.S. Patent Nos. 7,117,004 
(``the `004 patent''); 7,190,966 (``the `966 patent''); 7,286,847 
(``the `847 patent''); and 6,693,579 (``the `579 patent). The Notice of 
Investigation named Nokia Corporation of Espoo, Finland (``Nokia'') and 
Nokia Inc. of Irving, Texas (``Nokia Inc.'') as respondents. The Office 
of Unfair Import Investigations (``OUII'') was named as a participating 
party. The Commission later amended the Notice of Investigation to 
substitute complainant InterDigital Communications, Inc. for 
InterDigital Communications Corp. Notice (Feb. 15, 2015); Order No. 53 
(Jan. 14, 2015). The Commission also later amended the Notice of 
Investigation to add Microsoft Mobile OY (``MMO'') as a party. 79 FR 
43068-69 (July 24, 2014).
    On February 13, 2009, InterDigital moved for summary determination 
that a domestic industry exists because its licensing activities in the 
United States satisfy the domestic industry requirement under 19 U.S.C. 
1337(a)(3)(C). On March 10, 2009, the presiding Administrative Law 
Judge (``ALJ'') issued an initial determination (``ID'') (Order No. 42) 
granting the motion. On April 9, 2009, the Commission determined not to 
review the ID. Notice (Apr. 9, 2009).
    On August 14, 2009, the ALJ issued his final ID, finding no 
violation of section 337. In particular, he found that the asserted 
claims of the patents-in-suit are not infringed and that they are not 
invalid. The ALJ further found no prosecution laches relating to the 
`004, `966, and `847 patents and that the `579 patent is not 
unenforceable.
    On October 16, 2009, the Commission determined to review the final 
ID in part. 74 FR 55068-69 (Oct. 26, 2009) (``Notice of Review''). In 
particular, although the Commission affirmed the ID's determination of 
no violation of section 337 and terminated the investigation, the 
Commission reviewed and modified the ID's claim construction of the 
term ``access signal'' found in the asserted claims of the '847 patent. 
The Commission also reviewed, but took no position on, the ID's 
construction of the term ``synchronize'' found in the asserted claims 
of the '847 patent. The Commission further reviewed, but took no 
position on, validity with respect to all of the asserted patents. The 
Commission did not review the ID's construction of the claim 
limitations ``code'' and ``increased power level'' in the asserted 
claims of the '966 and '847 patents.
    InterDigital timely appealed the Commission's final determination 
of no violation of section 337 as to claims 1, 3, 8, 9, and 11 of the 
'966 patent and claim 5 of the '847 patent to the Federal Circuit. 
Specifically, InterDigital appealed the final ID's unreviewed 
constructions of the claim limitations ``code'' and ``increased power 
level'' in the '966 and '847 patents. Respondent Nokia, the intervenor 
on appeal, raised as an alternate ground of affirmance the issue of 
whether the Commission correctly determined that InterDigital has a 
license-based domestic industry.
    On August 1, 2012, the Federal Circuit reversed the Commission's 
construction of the claim limitations ``code'' and ``increased power 
level'' in the '966 and '847 patents, reversed the Commission's 
determination of non-infringement as to the asserted claims of those 
patents, and remanded to the Commission for further proceedings.

[[Page 37657]]

InterDigital Commc'ns, LLC v. Int'l Trade Comm'n., 690 F.3d 1318 (Fed. 
Cir. 2012). In particular, the Court rejected the final ID's 
construction of the ``code'' limitation as being limited to ``a 
spreading code or a portion of a spreading code'' and, instead, 
construed ``code'' as ``a sequence of chips'' and as ``broad enough to 
cover both a spreading code and a non-spreading code.'' Id. at 1323-27. 
The Court affirmed the Commission's determination that InterDigital has 
a domestic industry. Id. at 1329-30. Nokia subsequently filed a 
combined petition for panel rehearing and rehearing en banc on the 
issue of domestic industry. On January 10, 2013, the Court denied the 
petition and issued an additional opinion addressing several issues 
raised in Nokia's petition for rehearing. InterDigital Commc'ns, LLC v. 
Int'l Trade Comm'n, 707 F.3d 1295 (Fed. Cir. 2013). The Court's mandate 
issued on January 17, 2013, returning jurisdiction to the Commission.
    On February 4, 2013, the Commission issued an Order directing the 
parties to submit comments regarding what further proceedings must be 
conducted to comply with the Federal Circuit's remand. Commission Order 
(Feb. 4, 2013). On February 12, 2014, the Commission issued an Order 
and Opinion deciding certain aspects of the investigation and remanding 
other aspects to the Chief ALJ. 79 FR 9277-79 (Feb. 18, 2014); see also 
Comm'n Op. Remanding Investigation (Feb. 12, 2014); Comm'n Order 
Remanding Investigation (Feb. 12, 2014). On February 24, 2014, Nokia 
petitioned for reconsideration of the Commission's remand Order and 
Opinion. On March 24, 2014, the Commission granted in part the petition 
for reconsideration and issued a revised remand notice, order, and 
opinion. 79 FR 17571-73 (Mar. 28, 2014).
    On April 27, 2015, the ALJ issued the RID. The ALJ found that the 
accused Nokia handsets meet the limitations ``generated using a same 
code'' and ``the message being transmitted only subsequent to the 
subscriber unit receiving the indication'' recited in the asserted 
claims of the '966 and '847 patents. The ALJ also found that the pilot 
signal (P-CPICH) in the 3GPP standard practiced by the accused Nokia 
handsets satisfies the limitation ``synchronize to the pilot signal'' 
recited in the asserted claim of the '847 patent. The ALJ further found 
that the currently imported Nokia handsets, which contain chips that 
were not previously adjudicated, infringe the asserted claims of the 
'966 and '847 patents. The ALJ also found that there is no evidence of 
patent hold-up by InterDigital, but that there is evidence of reverse 
hold-up by the respondents. The ALJ found that the public interest does 
not preclude issuance of an exclusion order. The ALJ did not issue a 
Recommended Determination on remedy or bonding.
    On May 11, 2015, MMO and Nokia Inc. (collectively, ``MMO'') filed a 
petition for review of certain aspects of the RID, including 
infringement, domestic industry, and the public interest. Also on May 
11, 2015, Nokia filed a petition for review of the RID with respect to 
infringement, domestic industry, and whether the Commission has 
jurisdiction over Nokia following the sale of its handset business to 
MMO. Further on May 11, 2015, the Commission investigative attorney 
(``IA'') filed a petition for review of the RID's finding of 
infringement.
    On May 19, 2015, InterDigital filed a response to MMO's and the 
IA's petitions for review. Also on May 19, 2015, MMO filed a response 
to the IA's petition for review. Further on May 19, 2015, the IA filed 
a response to MMO's and Nokia's petitions for review.
    On June 3, 2015, InterDigital filed a statement on the public 
interest pursuant to Commission Rule 210.50(a)(4). Also on June 3, 
2015, several non-parties filed responses to the Commission Notice 
issued on May 4, 2015, including: United States Senator Robert Casey, 
Jr. of Pennsylvania; Microsoft Corporation; Intel Corporation, Cisco 
Systems, Inc., Dell Inc., and Hewlett-Packard Company; Innovation 
Alliance; and Ericsson Inc. See 80 FR 26295-96 (May 7, 2015). On June 
24, 2015, United States Senator Patrick J. Toomey of Pennsylvania also 
filed a response to the Commission's May 4, 2015, notice.
    On June 15, 2015, Respondents filed a motion for leave to file a 
reply in support of their petition for review. Respondents Microsoft 
Mobile Oy and Nokia Inc.'s Motion for Leave to File Reply of 
Respondents Microsoft Mobile Oy and Nokia Inc. in Support of Petition 
for Review (June 15, 2015). On June 17, 2015, the IA filed a response, 
opposing Respondents' motion. Office of Unfair Import Investigation's 
Response to Respondents Microsoft Mobile Oy and Nokia, Inc.'s Motion 
for Leave to File Reply in Support of Petition to Review (June 17, 
2015). On June 19, 2015, InterDigital filed a response, opposing 
Respondents' motion. InterDigital's Response to Respondents MMO and 
Nokia, Inc.'s Motion for Leave to File a Reply in Support of Petition 
for Review (June 19, 2015). The motion is denied.
    Having examined the record of this investigation, including the 
RID, the petitions for review, and the responses thereto, the 
Commission has determined to review the RID in part.
    Specifically, the Commission has determined to review the RID's 
findings concerning the application of the Commission's prior 
construction in Certain Wireless Devices with 3G Capabilities and 
Components Thereof, Inv. No. 337-TA-800 (``the 800 investigation'') and 
Certain Wireless Devices with 3G and/or 4G Capabilities and Components 
Thereof, Inv. No. 337-TA-868 (``the 868 investigation'') of the claim 
limitation ``successively [transmits/transmitted] signals.'' The 
Commission has also determined to review the RID with respect to 
whether the accused products satisfy the claim limitation 
``successively [transmits/transmitted] signals'' as construed by the 
Commission in the 800 and 868 investigations. The Commission has 
further determined to review the RID's public interest findings.
    The Commission has determined not to review the remaining issues 
decided in the RID.
    The parties are requested to brief their positions on the issues 
under review with reference to the applicable law and the evidentiary 
record. In connection with its review, the Commission requests 
responses to the following questions:
    1. Have Respondents waived any reliance on the application of the 
Commission's construction in the 800 and 868 investigations of the 
limitation ``successively [transmits/transmitted] signals?''
    2. Do the Commission's determinations in the 800 and/or 868 
investigation constitute an intervening change of controlling legal 
authority such that the Commission should apply the construction of 
``successively [transmits/transmitted] signals'' as found in those 
investigations in determining infringement in this investigation?
    3. What evidence exists in the record of this investigation with 
respect to whether the accused products satisfy the ``successively 
[transmits/transmitted] signals'' limitation as construed by the 
Commission in the 800 and 868 investigations?
    4. Please state and explain your position on whether, for purposes 
of the Commission's consideration of the statutory public interest 
factors, InterDigital has in effect asserted that the patents in 
question are FRAND-encumbered, standard-essential patents.
    5. Please state and explain your position on whether InterDigital 
has offered Respondents licensing terms that reflect the value of its 
own patents.

[[Page 37658]]

    6. What portion of the accused devices is allegedly covered by the 
asserted claims? Do the patents in question relate to relatively minor 
features of the accused devices?
    7. Please state and explain your position on the legal significance 
of InterDigital's alleged willingness to accept an arbitral 
determination of FRAND terms with respect to the patents in question.
    8. Please state and explain your position on the legal significance 
of InterDigital's alleged unwillingness to obtain a judicial 
determination of FRAND terms with respect to the patents in question.
    9. Please state and explain your position on whether Respondents 
have shown themselves willing to take licenses to the patents in 
question on FRAND terms.
    10. Do Respondents' alleged delaying tactics in negotiating with 
InterDigital provide sufficient evidence of reverse hold-up, regardless 
of Respondents' offers to license only InterDigital's U.S. patent 
portfolio?
    11. Do Respondents' licensing counteroffers satisfy the 
requirements of the ETSI IPR Policy?
    12. Please state and explain your position on whether the RID 
equates patent infringement and reverse hold-up.
    In connection with the final disposition of this investigation, the 
Commission may (1) issue an order that could result in the exclusion of 
the subject articles from entry into the United States, and/or (2) 
issue one or more cease and desist orders that could result in the 
respondent(s) being required to cease and desist from engaging in 
unfair acts in the importation and sale of such articles. Accordingly, 
the Commission is interested in receiving written submissions that 
address the form of remedy, if any, that should be ordered. If a party 
seeks exclusion of an article from entry into the United States for 
purposes other than entry for consumption, the party should so indicate 
and provide information establishing that activities involving other 
types of entry either are adversely affecting it or are likely to do 
so. For background, see Certain Devices for Connecting Computers via 
Telephone Lines, Inv. No. 337-TA-360, USITC Pub. No. 2843 (Dec. 1994) 
(Commission Opinion).
    If the Commission contemplates some form of remedy, it must 
consider the effects of that remedy upon the public interest. The 
factors the Commission will consider include the effect that an 
exclusion order and/or cease and desist orders would have on (1) the 
public health and welfare, (2) competitive conditions in the U.S. 
economy, (3) U.S. production of articles that are like or directly 
competitive with those that are subject to investigation, and (4) U.S. 
consumers. The Commission is therefore interested in receiving written 
submissions that address the aforementioned public interest factors in 
the context of this investigation.
    If the Commission orders some form of remedy, the U.S. Trade 
Representative, as delegated by the President, has 60 days to approve 
or disapprove the Commission's action. See Presidential Memorandum of 
July 21, 2005, 70 FR 43251 (July 26, 2005). During this period, the 
subject articles would be entitled to enter the United States under 
bond, in an amount determined by the Commission and prescribed by the 
Secretary of the Treasury. The Commission is therefore interested in 
receiving submissions concerning the amount of the bond that should be 
imposed if a remedy is ordered.
    Written Submissions: The parties to the investigation are requested 
to file written submissions on the issues identified in this notice. 
Parties to the investigation, interested government agencies, and any 
other interested parties are encouraged to file written submissions on 
the issues of remedy, the public interest, and bonding. Such 
submissions should address the recommended determination by the ALJ on 
remedy and bonding issued in the original investigation on August 14, 
2009. Complainant and OUII are requested to submit proposed remedial 
orders for the Commission's consideration and to provide identification 
information for all importers of the subject articles. Complainant and 
OUII are also requested to state the dates that the patents expire and 
the HTSUS numbers under which the accused products are imported. The 
written submissions and proposed remedial orders must be filed no later 
than close of business on July 10, 2015. Initial submissions are 
limited to 125 pages, not including any attachments or exhibits related 
to discussion of the public interest. Reply submissions must be filed 
no later than the close of business on July 20, 2015. Reply submissions 
are limited to 75 pages, not including any attachments or exhibits 
related to discussion of the public interest. The parties may not 
incorporate by reference their prior filings before the ALJ or the 
Commission. No further submissions on these issues will be permitted 
unless otherwise ordered by the Commission.
    Persons filing written submissions must file the original document 
electronically on or before the deadlines stated above and submit 8 
true paper copies to the Office of the Secretary by noon the next day 
pursuant to section 210.4(f) of the Commission's Rules of Practice and 
Procedure (19 CFR 210.4(f)). Submissions should refer to the 
investigation number (``Inv. No. 337-TA-613 REMAND'') in a prominent 
place on the cover page and/or the first page. (See Handbook for 
Electronic Filing Procedures, http://www.usitc.gov/secretary/fed_reg_notices/rules/handbook_on_electronic_filing.pdf). Persons with 
questions regarding filing should contact the Secretary (202-205-2000).
    Any person desiring to submit a document to the Commission in 
confidence must request confidential treatment. All such requests 
should be directed to the Secretary to the Commission and must include 
a full statement of the reasons why the Commission should grant such 
treatment. See 19 CFR 201.6. Documents for which confidential treatment 
by the Commission is properly sought will be treated accordingly. A 
redacted non-confidential version of the document must also be filed 
simultaneously with any confidential filing. All non-confidential 
written submissions will be available for public inspection at the 
Office of the Secretary and on EDIS.
    The authority for the Commission's determination is contained in 
section 337 of the Tariff Act of 1930, as amended (19 U.S.C. 1337), and 
in Part 210 of the Commission's Rules of Practice and Procedure (19 CFR 
part 210).

    By order of the Commission.

    Issued: June 25, 2015.
Lisa R. Barton,
Secretary to the Commission.
[FR Doc. 2015-16116 Filed 6-30-15; 8:45 am]
BILLING CODE 7020-02-P



                                              37656                         Federal Register / Vol. 80, No. 126 / Wednesday, July 1, 2015 / Notices

                                              follows: (a) One member appointed                       findings concerning whether there is a                    On February 13, 2009, InterDigital
                                              among individuals recommended by the                    violation of section 337 of the Tariff Act             moved for summary determination that
                                              County Commission; (b) one member                       of 1930, as amended, 19 U.S.C. 1337                    a domestic industry exists because its
                                              appointed among individuals                             (‘‘section 337’’).                                     licensing activities in the United States
                                              recommended by the city council of Las                                                                         satisfy the domestic industry
                                                                                                      FOR FURTHER INFORMATION CONTACT:
                                              Vegas, Nevada; (c) one member                                                                                  requirement under 19 U.S.C.
                                              appointed among individuals                             Megan M. Valentine, Office of the                      1337(a)(3)(C). On March 10, 2009, the
                                              recommended by the city council of                      General Counsel, U.S. International                    presiding Administrative Law Judge
                                              North Las Vegas, Nevada; (d) one                        Trade Commission, 500 E Street SW.,                    (‘‘ALJ’’) issued an initial determination
                                              member appointed among individuals                      Washington, DC 20436, telephone (202)                  (‘‘ID’’) (Order No. 42) granting the
                                              recommended by the tribal council of                    708–2301. Copies of non-confidential                   motion. On April 9, 2009, the
                                              the Las Vegas Paiute Tribe; (e) one                     documents filed in connection with this                Commission determined not to review
                                              member of the conservation community                    investigation are or will be available for             the ID. Notice (Apr. 9, 2009).
                                              in southern Nevada; (f) one member                      inspection during official business                       On August 14, 2009, the ALJ issued
                                              appointed among individuals                             hours (8:45 a.m. to 5:15 p.m.) in the                  his final ID, finding no violation of
                                              recommended by Nellis Air Force Base;                   Office of the Secretary, U.S.                          section 337. In particular, he found that
                                              (g) one member appointed among                          International Trade Commission, 500 E                  the asserted claims of the patents-in-suit
                                              individuals recommended by the State                    Street SW., Washington, DC 20436,                      are not infringed and that they are not
                                              of Nevada; (h) one member who resides                   telephone (202) 205–2000. General                      invalid. The ALJ further found no
                                              in Clark County and has a background                    information concerning the Commission                  prosecution laches relating to the ‘004,
                                              that reflects the purposes for which the                may also be obtained by accessing its                  ‘966, and ‘847 patents and that the ‘579
                                              Monument was established; and (i) two                   Internet server at http://www.usitc.gov.               patent is not unenforceable.
                                              members who reside in Clark County or                   The public record for this investigation                  On October 16, 2009, the Commission
                                              adjacent counties, both of whom shall                   may be viewed on the Commission’s                      determined to review the final ID in
                                              have experience in the field of                         electronic docket (EDIS) at http://                    part. 74 FR 55068–69 (Oct. 26, 2009)
                                              paleontology, obtained through higher                   edis.usitc.gov. Hearing-impaired                       (‘‘Notice of Review’’). In particular,
                                              education, experience, or both.                         persons are advised that information on                although the Commission affirmed the
                                              Members will be appointed by the                        this matter can be obtained by                         ID’s determination of no violation of
                                              Secretary for a term of three years.                    contacting the Commission’s TDD                        section 337 and terminated the
                                                 Certification Statement: I hereby                    terminal on (202) 205–1810.                            investigation, the Commission reviewed
                                              certify that the establishment of the Tule                                                                     and modified the ID’s claim
                                                                                                      SUPPLEMENTARY INFORMATION:      The                    construction of the term ‘‘access signal’’
                                              Springs Fossil Beds National Monument                   Commission instituted Inv. No. 337–
                                              Advisory Council is necessary and in                                                                           found in the asserted claims of the ’847
                                                                                                      TA–613 on September 11, 2007, based                    patent. The Commission also reviewed,
                                              the public interest in connection with                  on a complaint filed by InterDigital
                                              the performance of duties imposed on                                                                           but took no position on, the ID’s
                                                                                                      Communications Corp. of King of                        construction of the term ‘‘synchronize’’
                                              the Department of the Interior under                    Prussia, Pennsylvania and InterDigital
                                              Public Law 113–291, The Carl Levin                                                                             found in the asserted claims of the ’847
                                                                                                      Technology Corp. of Wilmington,                        patent. The Commission further
                                              and Howard ‘‘Buck’’ McKeon National                     Delaware (collectively, ‘‘InterDigital’’)
                                              Defense Authorization Act for Fiscal                                                                           reviewed, but took no position on,
                                                                                                      on August 7, 2007. 72 FR 51838 (Sept.                  validity with respect to all of the
                                              Year 2015.                                              11, 2007). The complaint, as amended,                  asserted patents. The Commission did
                                                Dated: June 16, 2015.                                 alleged violations of section 337 of the               not review the ID’s construction of the
                                              Sally Jewell,                                           Tariff Act of 1930 (19 U.S.C. 1337) in                 claim limitations ‘‘code’’ and ‘‘increased
                                              Secretary of the Interior.                              the importation into the United States,                power level’’ in the asserted claims of
                                              [FR Doc. 2015–16109 Filed 6–30–15; 8:45 am]             the sale for importation, and the sale                 the ’966 and ’847 patents.
                                              BILLING CODE 4310–EE–P
                                                                                                      within the United States after                            InterDigital timely appealed the
                                                                                                      importation of certain 3G mobile                       Commission’s final determination of no
                                                                                                      handsets and components thereof by                     violation of section 337 as to claims 1,
                                                                                                      reason of infringement of certain claims               3, 8, 9, and 11 of the ’966 patent and
                                              INTERNATIONAL TRADE
                                                                                                      of U.S. Patent Nos. 7,117,004 (‘‘the ‘004              claim 5 of the ’847 patent to the Federal
                                              COMMISSION
                                                                                                      patent’’); 7,190,966 (‘‘the ‘966 patent’’);            Circuit. Specifically, InterDigital
                                              [Investigation No. 337–TA–613 Remand]                   7,286,847 (‘‘the ‘847 patent’’); and                   appealed the final ID’s unreviewed
                                                                                                      6,693,579 (‘‘the ‘579 patent). The Notice              constructions of the claim limitations
                                              Certain 3G Mobile Handsets and                          of Investigation named Nokia                           ‘‘code’’ and ‘‘increased power level’’ in
                                              Components Thereof; Commission                          Corporation of Espoo, Finland (‘‘Nokia’’)              the ’966 and ’847 patents. Respondent
                                              Decision to Review in Part a Final                      and Nokia Inc. of Irving, Texas (‘‘Nokia               Nokia, the intervenor on appeal, raised
                                              Initial Determination on Remand;                        Inc.’’) as respondents. The Office of                  as an alternate ground of affirmance the
                                              Request for Written Submissions                         Unfair Import Investigations (‘‘OUII’’)                issue of whether the Commission
                                              AGENCY: U.S. International Trade                        was named as a participating party. The                correctly determined that InterDigital
                                              Commission.                                             Commission later amended the Notice                    has a license-based domestic industry.
                                              ACTION: Notice.                                         of Investigation to substitute                            On August 1, 2012, the Federal
                                                                                                      complainant InterDigital                               Circuit reversed the Commission’s
tkelley on DSK3SPTVN1PROD with NOTICES




                                              SUMMARY:   Notice is hereby given that                  Communications, Inc. for InterDigital                  construction of the claim limitations
                                              the U.S. International Trade                            Communications Corp. Notice (Feb. 15,                  ‘‘code’’ and ‘‘increased power level’’ in
                                              Commission has determined to review                     2015); Order No. 53 (Jan. 14, 2015). The               the ’966 and ’847 patents, reversed the
                                              in part the presiding administrative law                Commission also later amended the                      Commission’s determination of non-
                                              judge’s (‘‘ALJ’’) final initial                         Notice of Investigation to add Microsoft               infringement as to the asserted claims of
                                              determination on remand (‘‘RID’’)                       Mobile OY (‘‘MMO’’) as a party. 79 FR                  those patents, and remanded to the
                                              issued on April 27, 2015, making                        43068–69 (July 24, 2014).                              Commission for further proceedings.


                                         VerDate Sep<11>2014   18:30 Jun 30, 2015   Jkt 235001   PO 00000   Frm 00077   Fmt 4703   Sfmt 4703   E:\FR\FM\01JYN1.SGM   01JYN1


                                                                            Federal Register / Vol. 80, No. 126 / Wednesday, July 1, 2015 / Notices                                             37657

                                              InterDigital Commc’ns, LLC v. Int’l                     patent hold-up by InterDigital, but that               petitions for review, and the responses
                                              Trade Comm’n., 690 F.3d 1318 (Fed.                      there is evidence of reverse hold-up by                thereto, the Commission has determined
                                              Cir. 2012). In particular, the Court                    the respondents. The ALJ found that the                to review the RID in part.
                                              rejected the final ID’s construction of                 public interest does not preclude                         Specifically, the Commission has
                                              the ‘‘code’’ limitation as being limited to             issuance of an exclusion order. The ALJ                determined to review the RID’s findings
                                              ‘‘a spreading code or a portion of a                    did not issue a Recommended                            concerning the application of the
                                              spreading code’’ and, instead, construed                Determination on remedy or bonding.                    Commission’s prior construction in
                                              ‘‘code’’ as ‘‘a sequence of chips’’ and as                 On May 11, 2015, MMO and Nokia                      Certain Wireless Devices with 3G
                                              ‘‘broad enough to cover both a spreading                Inc. (collectively, ‘‘MMO’’) filed a                   Capabilities and Components Thereof,
                                              code and a non-spreading code.’’ Id. at                 petition for review of certain aspects of              Inv. No. 337–TA–800 (‘‘the 800
                                              1323–27. The Court affirmed the                         the RID, including infringement,                       investigation’’) and Certain Wireless
                                              Commission’s determination that                         domestic industry, and the public                      Devices with 3G and/or 4G Capabilities
                                              InterDigital has a domestic industry. Id.               interest. Also on May 11, 2015, Nokia                  and Components Thereof, Inv. No. 337–
                                              at 1329–30. Nokia subsequently filed a                  filed a petition for review of the RID                 TA–868 (‘‘the 868 investigation’’) of the
                                              combined petition for panel rehearing                   with respect to infringement, domestic                 claim limitation ‘‘successively
                                              and rehearing en banc on the issue of                   industry, and whether the Commission                   [transmits/transmitted] signals.’’ The
                                              domestic industry. On January 10, 2013,                 has jurisdiction over Nokia following                  Commission has also determined to
                                              the Court denied the petition and issued                the sale of its handset business to MMO.               review the RID with respect to whether
                                              an additional opinion addressing                        Further on May 11, 2015, the                           the accused products satisfy the claim
                                              several issues raised in Nokia’s petition               Commission investigative attorney                      limitation ‘‘successively [transmits/
                                              for rehearing. InterDigital Commc’ns,                   (‘‘IA’’) filed a petition for review of the            transmitted] signals’’ as construed by
                                              LLC v. Int’l Trade Comm’n, 707 F.3d                     RID’s finding of infringement.                         the Commission in the 800 and 868
                                              1295 (Fed. Cir. 2013). The Court’s                         On May 19, 2015, InterDigital filed a               investigations. The Commission has
                                              mandate issued on January 17, 2013,                     response to MMO’s and the IA’s                         further determined to review the RID’s
                                              returning jurisdiction to the                           petitions for review. Also on May 19,                  public interest findings.
                                              Commission.                                             2015, MMO filed a response to the IA’s                    The Commission has determined not
                                                 On February 4, 2013, the Commission                  petition for review. Further on May 19,                to review the remaining issues decided
                                              issued an Order directing the parties to                2015, the IA filed a response to MMO’s                 in the RID.
                                              submit comments regarding what                          and Nokia’s petitions for review.                         The parties are requested to brief their
                                              further proceedings must be conducted                      On June 3, 2015, InterDigital filed a               positions on the issues under review
                                              to comply with the Federal Circuit’s                    statement on the public interest                       with reference to the applicable law and
                                              remand. Commission Order (Feb. 4,                       pursuant to Commission Rule                            the evidentiary record. In connection
                                              2013). On February 12, 2014, the                        210.50(a)(4). Also on June 3, 2015,                    with its review, the Commission
                                              Commission issued an Order and                          several non-parties filed responses to                 requests responses to the following
                                              Opinion deciding certain aspects of the                 the Commission Notice issued on May                    questions:
                                              investigation and remanding other                       4, 2015, including: United States                         1. Have Respondents waived any
                                              aspects to the Chief ALJ. 79 FR 9277–                   Senator Robert Casey, Jr. of                           reliance on the application of the
                                              79 (Feb. 18, 2014); see also Comm’n Op.                 Pennsylvania; Microsoft Corporation;                   Commission’s construction in the 800
                                              Remanding Investigation (Feb. 12,                       Intel Corporation, Cisco Systems, Inc.,                and 868 investigations of the limitation
                                              2014); Comm’n Order Remanding                           Dell Inc., and Hewlett-Packard                         ‘‘successively [transmits/transmitted]
                                              Investigation (Feb. 12, 2014). On                       Company; Innovation Alliance; and                      signals?’’
                                              February 24, 2014, Nokia petitioned for                 Ericsson Inc. See 80 FR 26295–96 (May                     2. Do the Commission’s
                                              reconsideration of the Commission’s                     7, 2015). On June 24, 2015, United                     determinations in the 800 and/or 868
                                              remand Order and Opinion. On March                      States Senator Patrick J. Toomey of                    investigation constitute an intervening
                                              24, 2014, the Commission granted in                     Pennsylvania also filed a response to the              change of controlling legal authority
                                              part the petition for reconsideration and               Commission’s May 4, 2015, notice.                      such that the Commission should apply
                                              issued a revised remand notice, order,                     On June 15, 2015, Respondents filed                 the construction of ‘‘successively
                                              and opinion. 79 FR 17571–73 (Mar. 28,                   a motion for leave to file a reply in                  [transmits/transmitted] signals’’ as
                                              2014).                                                  support of their petition for review.                  found in those investigations in
                                                 On April 27, 2015, the ALJ issued the                Respondents Microsoft Mobile Oy and                    determining infringement in this
                                              RID. The ALJ found that the accused                     Nokia Inc.’s Motion for Leave to File                  investigation?
                                              Nokia handsets meet the limitations                     Reply of Respondents Microsoft Mobile                     3. What evidence exists in the record
                                              ‘‘generated using a same code’’ and ‘‘the               Oy and Nokia Inc. in Support of Petition               of this investigation with respect to
                                              message being transmitted only                          for Review (June 15, 2015). On June 17,                whether the accused products satisfy
                                              subsequent to the subscriber unit                       2015, the IA filed a response, opposing                the ‘‘successively [transmits/
                                              receiving the indication’’ recited in the               Respondents’ motion. Office of Unfair                  transmitted] signals’’ limitation as
                                              asserted claims of the ’966 and ’847                    Import Investigation’s Response to                     construed by the Commission in the 800
                                              patents. The ALJ also found that the                    Respondents Microsoft Mobile Oy and                    and 868 investigations?
                                              pilot signal (P–CPICH) in the 3GPP                      Nokia, Inc.’s Motion for Leave to File                    4. Please state and explain your
                                              standard practiced by the accused Nokia                 Reply in Support of Petition to Review                 position on whether, for purposes of the
                                              handsets satisfies the limitation                       (June 17, 2015). On June 19, 2015,                     Commission’s consideration of the
                                              ‘‘synchronize to the pilot signal’’ recited             InterDigital filed a response, opposing                statutory public interest factors,
tkelley on DSK3SPTVN1PROD with NOTICES




                                              in the asserted claim of the ’847 patent.               Respondents’ motion. InterDigital’s                    InterDigital has in effect asserted that
                                              The ALJ further found that the currently                Response to Respondents MMO and                        the patents in question are FRAND-
                                              imported Nokia handsets, which                          Nokia, Inc.’s Motion for Leave to File a               encumbered, standard-essential patents.
                                              contain chips that were not previously                  Reply in Support of Petition for Review                   5. Please state and explain your
                                              adjudicated, infringe the asserted claims               (June 19, 2015). The motion is denied.                 position on whether InterDigital has
                                              of the ’966 and ’847 patents. The ALJ                      Having examined the record of this                  offered Respondents licensing terms
                                              also found that there is no evidence of                 investigation, including the RID, the                  that reflect the value of its own patents.


                                         VerDate Sep<11>2014   18:30 Jun 30, 2015   Jkt 235001   PO 00000   Frm 00078   Fmt 4703   Sfmt 4703   E:\FR\FM\01JYN1.SGM   01JYN1


                                              37658                         Federal Register / Vol. 80, No. 126 / Wednesday, July 1, 2015 / Notices

                                                 6. What portion of the accused                       orders would have on (1) the public                       Persons filing written submissions
                                              devices is allegedly covered by the                     health and welfare, (2) competitive                    must file the original document
                                              asserted claims? Do the patents in                      conditions in the U.S. economy, (3) U.S.               electronically on or before the deadlines
                                              question relate to relatively minor                     production of articles that are like or                stated above and submit 8 true paper
                                              features of the accused devices?                        directly competitive with those that are               copies to the Office of the Secretary by
                                                 7. Please state and explain your                     subject to investigation, and (4) U.S.                 noon the next day pursuant to section
                                              position on the legal significance of                   consumers. The Commission is                           210.4(f) of the Commission’s Rules of
                                              InterDigital’s alleged willingness to                   therefore interested in receiving written              Practice and Procedure (19 CFR
                                              accept an arbitral determination of                     submissions that address the                           210.4(f)). Submissions should refer to
                                              FRAND terms with respect to the                         aforementioned public interest factors                 the investigation number (‘‘Inv. No.
                                              patents in question.                                    in the context of this investigation.                  337–TA–613 REMAND’’) in a prominent
                                                 8. Please state and explain your                        If the Commission orders some form                  place on the cover page and/or the first
                                              position on the legal significance of                   of remedy, the U.S. Trade                              page. (See Handbook for Electronic
                                              InterDigital’s alleged unwillingness to                 Representative, as delegated by the                    Filing Procedures, http://www.usitc.gov/
                                              obtain a judicial determination of                      President, has 60 days to approve or                   secretary/fed_reg_notices/rules/
                                              FRAND terms with respect to the                         disapprove the Commission’s action.                    handbook_on_electronic_filing.pdf).
                                              patents in question.                                    See Presidential Memorandum of July                    Persons with questions regarding filing
                                                 9. Please state and explain your                     21, 2005, 70 FR 43251 (July 26, 2005).                 should contact the Secretary (202–205–
                                              position on whether Respondents have                    During this period, the subject articles               2000).
                                              shown themselves willing to take                        would be entitled to enter the United                     Any person desiring to submit a
                                              licenses to the patents in question on                  States under bond, in an amount                        document to the Commission in
                                              FRAND terms.                                            determined by the Commission and                       confidence must request confidential
                                                 10. Do Respondents’ alleged delaying                 prescribed by the Secretary of the                     treatment. All such requests should be
                                              tactics in negotiating with InterDigital                Treasury. The Commission is therefore                  directed to the Secretary to the
                                              provide sufficient evidence of reverse                  interested in receiving submissions                    Commission and must include a full
                                              hold-up, regardless of Respondents’                     concerning the amount of the bond that                 statement of the reasons why the
                                              offers to license only InterDigital’s U.S.              should be imposed if a remedy is                       Commission should grant such
                                              patent portfolio?                                       ordered.                                               treatment. See 19 CFR 201.6. Documents
                                                 11. Do Respondents’ licensing                           Written Submissions: The parties to                 for which confidential treatment by the
                                              counteroffers satisfy the requirements of               the investigation are requested to file                Commission is properly sought will be
                                              the ETSI IPR Policy?                                    written submissions on the issues
                                                 12. Please state and explain your                                                                           treated accordingly. A redacted non-
                                                                                                      identified in this notice. Parties to the              confidential version of the document
                                              position on whether the RID equates                     investigation, interested government
                                              patent infringement and reverse hold-                                                                          must also be filed simultaneously with
                                                                                                      agencies, and any other interested                     any confidential filing. All non-
                                              up.                                                     parties are encouraged to file written
                                                 In connection with the final                                                                                confidential written submissions will be
                                                                                                      submissions on the issues of remedy,                   available for public inspection at the
                                              disposition of this investigation, the                  the public interest, and bonding. Such
                                              Commission may (1) issue an order that                                                                         Office of the Secretary and on EDIS.
                                                                                                      submissions should address the                            The authority for the Commission’s
                                              could result in the exclusion of the                    recommended determination by the ALJ
                                              subject articles from entry into the                                                                           determination is contained in section
                                                                                                      on remedy and bonding issued in the                    337 of the Tariff Act of 1930, as
                                              United States, and/or (2) issue one or                  original investigation on August 14,
                                              more cease and desist orders that could                                                                        amended (19 U.S.C. 1337), and in Part
                                                                                                      2009. Complainant and OUII are
                                              result in the respondent(s) being                                                                              210 of the Commission’s Rules of
                                                                                                      requested to submit proposed remedial
                                              required to cease and desist from                                                                              Practice and Procedure (19 CFR part
                                                                                                      orders for the Commission’s
                                              engaging in unfair acts in the                                                                                 210).
                                                                                                      consideration and to provide
                                              importation and sale of such articles.                  identification information for all                       By order of the Commission.
                                              Accordingly, the Commission is                          importers of the subject articles.                       Issued: June 25, 2015.
                                              interested in receiving written                         Complainant and OUII are also                          Lisa R. Barton,
                                              submissions that address the form of                    requested to state the dates that the                  Secretary to the Commission.
                                              remedy, if any, that should be ordered.                 patents expire and the HTSUS numbers                   [FR Doc. 2015–16116 Filed 6–30–15; 8:45 am]
                                              If a party seeks exclusion of an article                under which the accused products are                   BILLING CODE 7020–02–P
                                              from entry into the United States for                   imported. The written submissions and
                                              purposes other than entry for                           proposed remedial orders must be filed
                                              consumption, the party should so                        no later than close of business on July                INTERNATIONAL TRADE
                                              indicate and provide information                        10, 2015. Initial submissions are limited              COMMISSION
                                              establishing that activities involving                  to 125 pages, not including any
                                              other types of entry either are adversely               attachments or exhibits related to                     [Investigation No. 731–TA–1163 (Review)]
                                              affecting it or are likely to do so. For                discussion of the public interest. Reply
                                                                                                                                                             Woven Electric Blankets From China;
                                              background, see Certain Devices for                     submissions must be filed no later than
                                                                                                                                                             Institution of a Five-Year Review
                                              Connecting Computers via Telephone                      the close of business on July 20, 2015.
                                              Lines, Inv. No. 337–TA–360, USITC                       Reply submissions are limited to 75                    AGENCY: United States International
                                              Pub. No. 2843 (Dec. 1994) (Commission                   pages, not including any attachments or                Trade Commission.
tkelley on DSK3SPTVN1PROD with NOTICES




                                              Opinion).                                               exhibits related to discussion of the                  ACTION: Notice.
                                                 If the Commission contemplates some                  public interest. The parties may not
                                              form of remedy, it must consider the                    incorporate by reference their prior                   SUMMARY:    The Commission hereby gives
                                              effects of that remedy upon the public                  filings before the ALJ or the                          notice that it has instituted a review
                                              interest. The factors the Commission                    Commission. No further submissions on                  pursuant to the Tariff Act of 1930 (‘‘the
                                              will consider include the effect that an                these issues will be permitted unless                  Act’’), as amended, to determine
                                              exclusion order and/or cease and desist                 otherwise ordered by the Commission.                   whether revocation of the antidumping


                                         VerDate Sep<11>2014   18:30 Jun 30, 2015   Jkt 235001   PO 00000   Frm 00079   Fmt 4703   Sfmt 4703   E:\FR\FM\01JYN1.SGM   01JYN1



Document Created: 2015-12-15 13:19:58
Document Modified: 2015-12-15 13:19:58
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
ContactMegan M. Valentine, Office of the General Counsel, U.S. International Trade Commission, 500 E Street SW., Washington, DC 20436, telephone (202) 708-2301. Copies of non- confidential documents filed in connection with this investigation are or will be available for inspection during official business hours (8:45 a.m. to 5:15 p.m.) in the Office of the Secretary, U.S. International Trade Commission, 500 E Street SW., Washington, DC 20436, telephone (202) 205-2000. General information concerning the Commission may also be obtained by accessing its Internet server at http:// www.usitc.gov. The public record for this investigation may be viewed on the Commission's electronic docket (EDIS) at http://edis.usitc.gov. Hearing-impaired persons are advised that information on this matter can be obtained by contacting the Commission's TDD terminal on (202) 205-1810.
FR Citation80 FR 37656 

2024 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR