80 FR 37685 - Advisory Committee on Small and Emerging Companies

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 126 (July 1, 2015)

Page Range		37685-37685
FR Document		2015-16108

The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold an open, public telephone meeting on Wednesday, July 15, 2015, beginning at 1:00 p.m. EDT. Members of the public may attend the meeting by listening to the webcast accessible on the Commission's Web site at www.sec.gov. Persons needing special accommodations to access the meeting because of a disability should notify the contact person listed below. The agenda for the meeting includes a continuation of discussions started at the Committee's meeting on June 3, 2015, including regarding public company disclosure effectiveness and the treatment of ``finders.'' The public is invited to submit written statements to the Committee.

Federal Register, Volume 80 Issue 126 (Wednesday, July 1, 2015)

[Federal Register Volume 80, Number 126 (Wednesday, July 1, 2015)]
[Notices]
[Page 37685]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-16108]


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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-9854; 34-75303; File No. 265-27]


Advisory Committee on Small and Emerging Companies

AGENCY: Securities and Exchange Commission.

ACTION: Notice of meeting.

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SUMMARY: The Securities and Exchange Commission Advisory Committee on 
Small and Emerging Companies is providing notice that it will hold an 
open, public telephone meeting on Wednesday, July 15, 2015, beginning 
at 1:00 p.m. EDT. Members of the public may attend the meeting by 
listening to the webcast accessible on the Commission's Web site at 
www.sec.gov. Persons needing special accommodations to access the 
meeting because of a disability should notify the contact person listed 
below. The agenda for the meeting includes a continuation of 
discussions started at the Committee's meeting on June 3, 2015, 
including regarding public company disclosure effectiveness and the 
treatment of ``finders.'' The public is invited to submit written 
statements to the Committee.

DATES: The public meeting will be held on Wednesday, July 15, 2015. 
Written statements should be received on or before Monday, July 13, 
2015.

ADDRESSES: Written statements may be submitted by any of the following 
methods:

Electronic Statements

     Use the Commission's Internet submission form (http://www.sec.gov/info/smallbus/acsec.shtml); or
     Send an email message to [email protected]. Please 
include File Number 265-27 on the subject line; or

Paper Statements

     Send paper statements to Brent J. Fields, Federal Advisory 
Committee Management Officer, Securities and Exchange Commission, 100 F 
Street NE., Washington, DC 20549-1090.

All submissions should refer to File No. 265-27. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method. The Commission will post all statements on the Advisory 
Committee's Web site at http://www.sec.gov./info/smallbus/acsec.shtml.
    Statements also will be available for Web site viewing and printing 
in the Commission's Public Reference Room, 100 F Street NE., Room 1580, 
Washington, DC 20549, on official business days between the hours of 
10:00 a.m. and 3:00 p.m. All statements received will be posted without 
change; we do not edit personal identifying information from 
submissions. You should submit only information that you wish to make 
available publicly.

FOR FURTHER INFORMATION CONTACT: Julie Z. Davis, Senior Special 
Counsel, at (202) 551-3460, Office of Small Business Policy, Division 
of Corporation Finance, Securities and Exchange Commission, 100 F 
Street NE., Washington, DC 20549-3628.

SUPPLEMENTARY INFORMATION: In accordance with Section 10(a) of the 
Federal Advisory Committee Act, 5 U.S.C.-App. 1, and the regulations 
thereunder, Keith F. Higgins, Designated Federal Officer of the 
Committee, has ordered publication of this notice.

    Dated: June 25, 2015.
Brent J. Fields,
Committee Management Officer.
[FR Doc. 2015-16108 Filed 6-30-15; 8:45 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 80, No. 126 / Wednesday, July 1, 2015 / Notices 37685

For the Commission, by the Division of included on the subject line if email is in Items I, II, and III below, which Items
Trading and Markets, pursuant to delegated used. To help us process and review have been prepared by the Exchange.
authority.154 your statement more efficiently, please The Exchange filed the proposal as a
Robert W. Errett, use only one method. The Commission ‘‘non-controversial’’ proposed rule
Deputy Secretary. will post all statements on the Advisory change pursuant to section
[FR Doc. 2015–16088 Filed 6–30–15; 8:45 am] Committee’s Web site at http:// 19(b)(3)(A)(iii) of the Act 3 and Rule
BILLING CODE 8011–01–P www.sec.gov./info/smallbus/ 19b–4(f)(6) thereunder.4 The
acsec.shtml. Commission is publishing this notice to
Statements also will be available for solicit comments on the proposed rule
SECURITIES AND EXCHANGE Web site viewing and printing in the change from interested persons.
COMMISSION Commission’s Public Reference Room,
I. Self-Regulatory Organization’s
100 F Street NE., Room 1580,
[Release Nos. 33–9854; 34–75303; File No. Statement of the Terms of the Substance
265–27] Washington, DC 20549, on official
of the Proposed Rule Change
business days between the hours of
Advisory Committee on Small and 10:00 a.m. and 3:00 p.m. All statements The purpose of this filing is to
Emerging Companies received will be posted without change; describe the functionality and adopt
we do not edit personal identifying fees for the use of two new front-end
AGENCY: Securities and Exchange information from submissions. You order entry and management
Commission. should submit only information that applications. The text of the proposed
ACTION: Notice of meeting. you wish to make available publicly. rule change is available on the
FOR FURTHER INFORMATION CONTACT: Julie
Exchange’s Web site (http://
SUMMARY: The Securities and Exchange www.cboe.com/AboutCBOE/
Commission Advisory Committee on Z. Davis, Senior Special Counsel, at
(202) 551–3460, Office of Small CBOELegalRegulatoryHome.aspx), at
Small and Emerging Companies is the Exchange’s Office of the Secretary,
providing notice that it will hold an Business Policy, Division of Corporation
Finance, Securities and Exchange and at the Commission.
open, public telephone meeting on
Wednesday, July 15, 2015, beginning at Commission, 100 F Street NE., II. Self-Regulatory Organization’s
1:00 p.m. EDT. Members of the public Washington, DC 20549–3628. Statement of the Purpose of, and
may attend the meeting by listening to SUPPLEMENTARY INFORMATION: In Statutory Basis for, the Proposed Rule
the webcast accessible on the accordance with Section 10(a) of the Change
Commission’s Web site at www.sec.gov. Federal Advisory Committee Act, 5 In its filing with the Commission, the
Persons needing special U.S.C.–App. 1, and the regulations Exchange included statements
accommodations to access the meeting thereunder, Keith F. Higgins, Designated concerning the purpose of and basis for
because of a disability should notify the Federal Officer of the Committee, has the proposed rule change and discussed
contact person listed below. The agenda ordered publication of this notice. any comments it received on the
for the meeting includes a continuation Dated: June 25, 2015. proposed rule change. The text of these
of discussions started at the Brent J. Fields, statements may be examined at the
Committee’s meeting on June 3, 2015, Committee Management Officer. places specified in Item IV below. The
including regarding public company [FR Doc. 2015–16108 Filed 6–30–15; 8:45 am]
Exchange has prepared summaries, set
disclosure effectiveness and the forth in sections A, B, and C below, of
BILLING CODE 8011–01–P
treatment of ‘‘finders.’’ The public is the most significant aspects of such
invited to submit written statements to statements.
the Committee. SECURITIES AND EXCHANGE A. Self-Regulatory Organization’s
DATES: The public meeting will be held COMMISSION Statement of the Purpose of, and
on Wednesday, July 15, 2015. Written Statutory Basis for, the Proposed Rule
statements should be received on or [Release No. 34–75302; File No. SR–CBOE–
2015–062] Change
before Monday, July 13, 2015.
ADDRESSES: Written statements may be
1. Purpose
Self-Regulatory Organizations;
submitted by any of the following Chicago Board Options Exchange, The purpose of this filing is to
methods: Incorporated; Notice of Filing and describe the functionality and adopt
Immediate Effectiveness of a Proposed fees for the use of two new front-end
Electronic Statements order entry and management
Rule Change Relating to Front-End
• Use the Commission’s Internet Order Entry and Management Tools in applications. On June 1, 2015, CBOE IV,
submission form (http://www.sec.gov/ Connection With Purchase of Livevol LLC (‘‘Newco’’) (a wholly owned
info/smallbus/acsec.shtml); or Assets subsidiary of CBOE’s parent company,
• Send an email message to rule- CBOE Holdings, Inc.) entered into a
comments@sec.gov. Please include File June 25, 2015. definitive asset purchase agreement
Number 265–27 on the subject line; or Pursuant to section 19(b)(1) of the with Livevol 5 pursuant to which Newco
Securities Exchange Act of 1934 (the agreed to purchase certain software and
Paper Statements
‘‘Act’’),1 and Rule 19b–4 thereunder,2 technology, including Livevol X
• Send paper statements to Brent J. notice is hereby given that on June 23, (‘‘LVX’’) and Livevol Core X (‘‘LVCX’’
Fields, Federal Advisory Committee 2015, Chicago Board Options Exchange,
tkelley on DSK3SPTVN1PROD with NOTICES

Management Officer, Securities and Incorporated (the ‘‘Exchange’’ or 3 15 U.S.C. 78s(b)(3)(A)(iii).
Exchange Commission, 100 F Street NE., ‘‘CBOE’’) filed with the Securities and 4 17 CFR 240.19b 4(f)(6).
Washington, DC 20549–1090. Exchange Commission (‘‘Commission’’) 5 Livevol, Inc. has an additional subsidiary,

All submissions should refer to File No. Livevol Securities, Inc. (‘‘LVS’’), which is a
the proposed rule change as described registered U.S. broker-dealer (but not a Trading
265–27. This file number should be Permit Holder of the Exchange). CBOE will not
1 15 U.S.C. 78s(b)(1). acquire any assets related to this broker-dealer
154 17 CFR 200.30–3(a)(12). 2 17 CFR 240.19b–4. business.

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Document Created: 2015-12-15 13:19:23
Document Modified: 2015-12-15 13:19:23

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		Notice of meeting.
Dates		The public meeting will be held on Wednesday, July 15, 2015. Written statements should be received on or before Monday, July 13, 2015.
Contact		Julie Z. Davis, Senior Special Counsel, at (202) 551-3460, Office of Small Business Policy, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-3628.
FR Citation		80 FR 37685