80_FR_38124 80 FR 37997 - Amendments to Regulations Governing Access to Commission Information and Records; Freedom of Information Act

80 FR 37997 - Amendments to Regulations Governing Access to Commission Information and Records; Freedom of Information Act

FEDERAL MARITIME COMMISSION

Federal Register Volume 80, Issue 127 (July 2, 2015)

Page Range37997-38001
FR Document2015-16101

The Federal Maritime Commission amends its regulations governing access to Commission information and records and its regulations implementing the Freedom of Information Act (FOIA). The revisions update and consolidate the provisions identifying records available without the need for a FOIA request, including records available on the Commission's public Web site; revise response time procedures for processing FOIA requests; affirmatively indicate that the Commission uses a multitrack system for processing FOIA requests; and modify the criteria for a FOIA request to qualify for expedited processing.

Federal Register, Volume 80 Issue 127 (Thursday, July 2, 2015)
[Federal Register Volume 80, Number 127 (Thursday, July 2, 2015)]
[Rules and Regulations]
[Pages 37997-38001]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-16101]


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FEDERAL MARITIME COMMISSION

46 CFR Part 503

[Docket No. 15-05]
[RIN 3072-AC60]


Amendments to Regulations Governing Access to Commission 
Information and Records; Freedom of Information Act

AGENCY: Federal Maritime Commission.

ACTION: Direct final rule; and request for comments.

-----------------------------------------------------------------------

SUMMARY: The Federal Maritime Commission amends its regulations 
governing access to Commission information and records and its 
regulations implementing the Freedom of Information Act (FOIA). The 
revisions update and consolidate the provisions identifying records 
available without the need for a FOIA request, including records 
available on the Commission's public Web site; revise

[[Page 37998]]

response time procedures for processing FOIA requests; affirmatively 
indicate that the Commission uses a multitrack system for processing 
FOIA requests; and modify the criteria for a FOIA request to qualify 
for expedited processing.

DATES: This rule is effective without further action on September 1, 
2015, unless significant adverse comment is received by August 3, 2015. 
If significant adverse comment is received, the Federal Maritime 
Commission will publish a timely withdrawal of the rule in the Federal 
Register.

ADDRESSES: You may submit comments, identified by the docket number in 
the heading of this document, by any of the following methods:
     Email: [email protected]. Include in the subject line: 
``Docket No. 15-05, Comments on Amendments to Regulations Governing 
Access to Commission Information and Records; Freedom of Information 
Act.'' Comments should be attached to the email as a Microsoft Word or 
text-searchable PDF document. Comments containing confidential 
information should not be submitted by email.
     Mail: Karen V. Gregory, Secretary, Federal Maritime 
Commission, 800 North Capitol Street NW., Washington, DC 20573-0001.
     Docket: For access to the docket to read background 
documents or comments received, go to: http://www.fmc.gov/15-05/.

FOR FURTHER INFORMATION CONTACT: Karen V. Gregory, Secretary, Federal 
Maritime Commission, 800 North Capitol Street NW., Washington, DC 
20573-0001. Phone: (202) 523-5725. Email: [email protected].

SUPPLEMENTARY INFORMATION: The Federal Maritime Commission amends its 
regulations governing access to Commission information and records and 
its regulations implementing the Freedom of Information Act, 5 U.S.C. 
552, found in part 503 of title 46 of the Code of Federal Regulations. 
The provisions in part 503 are designed to facilitate public 
availability of information; thereby furthering the spirit of FOIA in 
ensuring an informed citizenry. The Commission last revised part 503 in 
1998 to reflect requirements of the Electronic Freedom of Information 
Act Amendments of 1996 (Pub. L. 04-231). On December 31, 2007, the OPEN 
Government Act of 2007 (Pub. L. 110-175) amended procedural aspects of 
FOIA and established new agency requirements for processing FOIA 
requests. On October 28, 2009, the OPEN FOIA Act of 2009 (Pub. L. 110-
175) further amended FOIA.
    The amendments to part 503 update the Commission's regulations to 
reflect its practices and provisions of the OPEN Government Act of 2007 
and the OPEN FOIA Act of 2009.
    The Commission is making the following revisions to the subparts of 
part 503: revise Subpart A--General, Statement of Policy to repurpose 
this subpart to state the purpose and scope of the rules contained in 
part 503; update Subpart B--Publication in the Federal Register to 
recognize that in addition to publishing records in the Federal 
Register, the Commission also posts records listed in this Subpart on 
its Web site (www.fmc.gov); revise Subpart C--Records, Information and 
Materials Generally Available to the Public Without Resort to Freedom 
of Information Act Procedures to describe records available to the 
public without the need for a FOIA request, including records available 
on the Commission's public Web site; amend Subpart D--Requests for 
Records under the Freedom of Information Act to include procedures for 
tolling response times, processing FOIA requests under the 
multitracking system, and expedited processing of FOIA requests; and 
revise Subpart H--Public Observation of Federal Maritime Commission 
Meetings and Public Access to Information Pertaining to Commission 
Meetings to amend a subpart reference.

Subpart A--General

    The Commission revises the heading and language in Sec.  503.1 to 
use this section to describe the scope and purpose of the provisions 
contained in part 503. Specifically, the Commission changes the section 
heading from ``Statement of Policy'' to ``Scope and Purpose.'' The 
Commission also amends this section to include a list of the subparts 
contained in part 503.

Subpart B--Publication in the Federal Register

    To promote greater access to information and records, the 
Commission amends and updates Sec.  503.11 to inform the public that 
the Commission posts records listed in this subpart on its Web site 
(www.fmc.gov), in addition to publishing these records in the Federal 
Register.

Subpart C--Records, Information and Materials Generally Available to 
the Public Without Resort to Freedom of Information Act Procedures

    Sections 503.21 to 503.24 describe records available to the public 
without the need for a FOIA request. The Commission last revised these 
sections in 1998 and further revises these sections to reflect the 
availability of information on the Commission's Web site, eliminate 
outdated information, and remove duplicative language.

Subpart D--Requests for Records Under the Freedom of Information Act

    Section 503.31 provides information on the process for requesting 
records. The Commission is adding a new paragraph encouraging 
requesters to review the records on the Commission's public Web site 
prior to initiating a FOIA request. In addition, the Commission amends 
this section to include requirements for submitting FOIA requests 
electronically.

Tolling

    FOIA, as amended, allows an agency to make one reasonable request 
for information from the FOIA requester and stop, or toll, the 20-day 
clock for responding to a FOIA requester while the agency is waiting 
for the requested information from the FOIA requester. 5 U.S.C. 
552(a)(6)(A)(ii)(I). Agencies may also toll the 20-day response clock 
as many times as necessary in order to clarify any issues with fee 
assessment. 5 U.S.C. 552(a)(6)(A)(ii)(II).
    Section 503.32 sets forth procedures for responding to requests 
made under FOIA. This section does not currently include a provision 
for tolling the statutory 20-day FOIA response period should the 
Commission need to contact the FOIA requestor to clarify or narrow the 
scope of the FOIA request. The Commission is adding language that would 
allow for tolling of response times to implement the Commission's 
authority to stop the 20-day clock should the Commission need 
information from the requestor or to clarify issues with fee 
assessment.
    The Commission is adding two new paragraphs, (b)(4) and (5) to 
Sec.  503.32 to reflect Commission processes used to work with a 
requestor to clarify or narrow the scope of a FOIA request, and to 
confirm that the requestor understands and authorizes the assessment of 
fees. The new paragraphs require the Commission to submit its request 
to clarify the scope of records requested or fee assessments in writing 
to the requestor.

Multitrack Processing of Requests

    FOIA expressly authorizes agencies to promulgate regulations 
providing for ``multitrack processing'' of FOIA requests and allows 
agencies to process requests on a first-in, first-out basis within each 
track. 5 U.S.C. 552(a)(6)(D). During FY 2012, the Commission

[[Page 37999]]

initiated a multitrack processing system for FOIA requests to better 
manage and more efficiently respond to FOIA requests. The Commission 
revises Sec.  503.32(d) to reflect the Commission's current practices 
regarding multitrack processing of FOIA requests in which the 
Commission labels requests as either ``simple'' or ``complex''. The 
rephrasing of the section clarifies the Commission's current practices 
and provides that a request may be considered ``simple'' if the type of 
records being requested are routinely requested and readily available. 
Initiating a simple track process has permitted the Commission to 
respond to relatively simple requests more quickly than requests 
involving complex and/or voluminous records.

Expedited Processing of Requests

    Section 503.32(e) currently provides for expedited processing of a 
FOIA request when (1) the person requesting the records can demonstrate 
a compelling need; or (2) in other cases, in the Secretary's 
discretion. The Commission deletes paragraph (2) from Sec.  503.32(e). 
This revision simplifies the Commission's criteria for determining 
which FOIA requests qualify for expedited processing and establish a 
practice consistent with other Federal agencies that only provide 
expedited processing when a ``compelling need'' can be demonstrated.
    To ensure timely responses to requests for expedited processing, 
the Commission revises Sec.  503.32(e)(4) to change ``working days'' to 
``calendar days'' to coincide with FOIA.

Annual Report

    The Commission must submit an annual report on its FOIA related 
activities to the Attorney General. The Commission revises Sec.  502.23 
to reference the activities cited in FOIA, 5 U.S.C. 552(e), rather than 
list out all activities reported upon.

Subpart I--Public Observation of Federal Maritime Commission Meetings 
and Public Access to Information Pertaining to Commission Meetings

    A technical revision and update of Sec.  503.87(b) accounts for a 
recent redesignation of subparts with the addition of new subpart E.

Regulatory Analysis and Notices

Regulatory Flexibility Act

    This direct final rule is not a ``major rule'' under 5 U.S.C. 
804(2). No notice of proposed rulemaking is required; therefore, the 
provisions of the Regulatory Flexibility Act, 5 U.S.C. 601 et seq., do 
not apply.
    The Regulatory Flexibility Act, 5 U.S.C. 601-612, requires an 
agency to review regulations to assess their impact on small entities 
and prepare an initial regulatory flexibility analysis (IRFA), unless 
the agency determines that a rule is not expected to have a significant 
impact on a substantial number of small entities. This rulemaking will 
affect only persons who file FOIA requests, and therefore, the Chairman 
certifies that this rulemaking will not have a significant or negative 
economic impact on a substantial number of small entities.

Paperwork Reduction Act

    The Paperwork Reduction Act of 1995, 44 U.S.C. 3501-3521, requires 
an agency to seek and receive approval from the Office of Management 
and Budget (OMB) before making most requests for information if the 
agency is requesting information from more than ten persons. 44 U.S.C. 
3507. The agency must submit collections of information in rules to OMB 
in conjunction with the publication of the rulemaking. 5 CFR 1320.11. 
The Commission is not proposing any collections of information, as 
defined by 44 U.S.C. 3502(3) and 5 CFR 1320.3(c), as part of this rule.

Regulation Identifier Number

    The Commission assigns a regulation identifier number (RIN) to each 
regulatory action listed in the Unified Agenda of Federal Regulatory 
and Deregulatory Actions (Unified Agenda). The Regulatory Information 
Service Center publishes the Unified Agenda in April and October of 
each year. You may use the RIN contained in the heading at the 
beginning of this document to find this action in the Unified Agenda, 
available at: http://www.reginfo.gov/public/do/eAgendaMain.

Direct Final Rule Justification

    The Commission expects the amendments to be noncontroversial. 
Therefore, pursuant to 5 U.S.C. 553, notice and comment are not 
required and this rule may become effective after publication in the 
Federal Register unless the Commission receives significant adverse 
comments within the specified period. The Commission recognizes that 
parties may have information that could impact the Commission's views 
and intentions with respect to the revised regulations, and the 
Commission intends to consider any comments filed. The Commission will 
withdraw the rule if it receives significant adverse comments. Filed 
comments that are not adverse may be considered for modifications to 
part 503 at a future date. If no significant adverse comment is 
received, the rule will become effective without additional action.

List of Subjects in 46 CFR Part 503

    Administrative practices and procedures, Archives and records, 
Classified information, Confidential business information, Freedom of 
information, Information, Privacy, Records, Reporting and recordkeeping 
requirements, Sunshine Act.

    For the reasons set forth in the preamble, the Federal Maritime 
Commission amends 46 CFR part 503 as follows:

PART 503--PUBLIC INFORMATION

0
1. The authority citation for part 503 is revised to read:

    Authority: 5 U.S.C. 552, 552a, 552b, 553; 31 U.S.C. 9701; E.O. 
13526, 75 FR 707, 3 CFR, 2009 Comp., p. 298.

Subpart A--General

0
2. Revise Sec.  503.1 to read as follows:


Sec.  503.1  Scope and purpose.

    This part implements the Freedom of Information Act (FOIA), 5 
U.S.C. 552, as amended, the Privacy Act of 1974, 5 U.S.C. 552a, and the 
Government in the Sunshine Act (1976), 5 U.S.C. 552b; and sets forth 
the Commission's regulations governing:
    (a) Public availability of Commission information and records at 
its Office of the Secretary, published in the Federal Register, or 
posted on the Commission's public Web site (www.fmc.gov);
    (b) Procedures for requests for testimony by current or former FMC 
employees relating to official information and production of official 
Commission records in litigation;
    (c) The type of services and amount of fees charged for certain 
Commission services; and
    (d) The Commission's Information Security Program.

Subpart B--Publication in the Federal Register

0
3. Amend Sec.  503.11 by revising the introductory text to read as 
follows:


Sec.  503.11  Materials to be published.

    The Commission shall separately state and concurrently publish the 
following materials in the Federal Register or on its public Web site 
(www.fmc.gov) for the guidance of the public:
* * * * *

[[Page 38000]]

Subpart C--Records, Information and Materials Generally Available 
to the Public Without Resort to Freedom of Information Act 
Procedures

0
4. Amend Sec.  503.21 by revising paragraphs (a) introductory text and 
(c) to read as follows:


Sec.  503.21  Mandatory public records.

    (a) The Commission, as required by the Freedom of Information Act, 
5 U.S.C. 552, makes the following materials available for public 
inspection and copying in its Office of the Secretary, or on its Web 
site at www.fmc.gov:
* * * * *
    (c) The Commission maintains and makes available for public 
inspection at the Office of the Secretary, Federal Maritime Commission, 
Washington, DC 20573, or on its public Web site at www.fmc.gov, a 
current log or index providing identifying information for the public 
as to any matter which is issued, adopted, or promulgated, and which is 
required by paragraph (a) of this section to be made available or 
published.
    (1) No final order, opinion, statement of policy, interpretation, 
or staff manual or instruction that affects any member of the public 
will be relied upon, used, or cited as precedent by the Commission 
against any private party unless:
    (i) It has been logged or indexed and either made available or 
published on its public Web site as provided by this subpart; or
    (ii) That private party shall have actual and timely notice of the 
terms thereof.
    (2) [Reserved]
* * * * *

0
5. Revise Sec.  503.22 to read as follows:


Sec.  503.22  Records available through the Commission's Web site or at 
the Office of the Secretary.

    The following records are also available without the requirement of 
a FOIA request on the Commission's Web site or by contacting the Office 
of the Secretary, Federal Maritime Commission, 800 North Capitol St., 
NW., Washington, DC 20573, [email protected]. Access to requested 
records may be delayed if they have been sent to archives. Certain fees 
may be assessed for duplication of records made available by this 
section as prescribed in subpart F of this part.
    (a) Proposed and final rules and regulations of the Commission 
including general substantive rules, statements of policy and 
interpretations, and rules of practice and procedure.
    (b) Federal Maritime Commission reports.
    (c) Official docket files in all formal proceedings including, but 
not limited to, orders, final decisions, notices, pertinent 
correspondence, transcripts, exhibits, and briefs, except for materials 
which are the subject of a protective order.
    (d) News releases, consumer alerts, Commissioner statements, and 
speeches.
    (e) Approved summary minutes of Commission actions showing final 
votes, except for minutes of closed Commission meetings which are not 
available until the Commission publicly announces the results of such 
deliberations.
    (f) Annual reports of the Commission.
    (g) Agreements filed or in effect pursuant to section 5 (46 U.S.C. 
40301(d)-(e), 40302-40303, 40305) and section 6 (46 U.S.C. 40304, 
40306, 41307(b)-(d)) of the Shipping Act of 1984.
    (h) List of FMC-licensed and bonded ocean transportation 
intermediaries.
    (i) Notification of ocean transportation intermediaries license 
applications, revocations, and suspensions.
    (j) General descriptions of the functions, bureaus, and offices of 
the Commission, phone numbers and email addresses, as well as locations 
of Area Representatives.
    (k) Information about how to file a complaint alleging violations 
of the Shipping Act, and how to seek mediation or alternative dispute 
resolution services.
    (l) Commonly used forms.
    (m) Final and pending proposed rules.
    (n) Access to statements of policy and interpretations as published 
in part 545 of this chapter.
    (o) Lists of the location of all common carrier and conference 
tariffs and publically available terminal schedules of marine terminal 
operators.


Sec. Sec.  503.23 and 503.24  [Removed and Reserved]

0
6. Remove and reserve Sec. Sec.  503.23 and 503.24.
0
7. Revise subpart D heading to read as follows:

Subpart D--Requests for Records Under the Freedom of Information 
Act

* * * * *

0
8. Amend Sec.  503.31 by revising paragraphs (a) and (d) to read as 
follows:


Sec.  503.31  Records available upon written request under the Freedom 
of Information Act.

    (a) Generally. Many documents are available on the Commission's 
public Web site and the Commission encourages requesters visit the Web 
site before making a request for records under FOIA.
    (1) Electronic or written requests. A member of the public may 
request permission to inspect, copy or be provided with any Commission 
record not described in subpart C of this part or posted on the 
Commission's Web site at www.fmc.gov. Such a request must:
    (i) Reasonably describe the record or records sought;
    (ii) Be submitted electronically to [email protected] or in writing to 
the Secretary, Federal Maritime Commission, 800 North Capitol Street, 
NW., Washington, DC 20573.
    (iii) Be clearly marked on the subject line of an email or on the 
exterior of the envelope with the term ``FOIA.''
    (2) [Reserved]
* * * * *
    (d) Certain fees may be assessed for processing requests under this 
subpart as prescribed in subpart F of this part.

0
9. Amend Sec.  503.32 by revising paragraphs (a)(1), (a)(3)(i)(B), 
(a)(3)(ii), (d), and (e)(1) and (4) and adding paragraphs (b)(4) and 
(5) to read as follows:


Sec.  503.32  Procedures for responding to requests made under the 
Freedom of Information Act.

    (a) * * *
    (1) Such determination shall be made by the Secretary within twenty 
(20) business days after receipt of such request, except as provided in 
paragraphs (b) and (e)(4) of this section.
* * * * *
    (3)(i) * * *
    (B) Be filed not later than ten (10) business days following 
receipt of notification of full or partial denial of records requested.
    (ii) The Chairman or the Chairman's specific delegate, in his or 
her absence, shall make a determination with respect to that appeal 
within twenty (20) business days after receipt of such appeal, except 
as provided in paragraph (b) of this section.
* * * * *
    (b) * * *
    (4) The Secretary may make an initial written request to the 
requestor for information to clarify the request which will toll the 
20-day processing period until such information has been received. The 
20-day processing period will recommence after receipt of the requested 
information.
    (5) The Secretary may also make written requests to clarify issues 
regarding fee assessments. Such written requests will toll the 20-day 
processing

[[Page 38001]]

period until such information has been received from the requestor. The 
20-day processing period will recommence after receipt of the requested 
information.
* * * * *
    (d) Multitrack processing of requests. The Secretary uses 
multitrack processing of FOIA requests. Requests which seek and are 
granted expedited processing are put on the expedited track. All other 
requests are designated either simple or complex requests based on the 
amount of time and/or complexity needed to process the request. A 
request may be considered simple if it involves records that are 
routinely requested and readily available.
    (e) Expedited processing of requests. (1) The Secretary will 
provide for expedited processing of requests for records when the 
person requesting the records can demonstrate a compelling need.
* * * * *
    (4) The Secretary shall determine whether to provide expedited 
processing, and provide notice of the determination to the person 
making the request, within ten (10) calendar days after the receipt 
date of the request.
* * * * *

0
10. Amend Sec.  503.34 by revising paragraph (a) to read as follows:


Sec.  503.34  Annual report of public information request activity.

    (a) On or before February 1 of each year, the Commission must 
submit to the Attorney General of the United States, in the format 
required by the Attorney General, a report on FOIA activities which 
shall cover the preceding fiscal year pursuant to 5 U.S.C. 552(e).
* * * * *

Subpart I--Public Observation of Federal Maritime Commission 
Meetings and Public Access to Information Pertaining to Commission 
Meetings

0
11. Amend Sec.  503.87 by revising paragraph (b) to read as follows:


Sec.  503.87  Effect of provisions of this subpart on other subparts.

* * * * *
    (b) Nothing in this subpart shall permit the withholding from any 
individual to whom a record pertains any record required by this 
subpart to be maintained by the agency which record is otherwise 
available to such an individual under the provisions of subpart H of 
this part.

    By the Commission.
Karen V. Gregory,
Secretary.
[FR Doc. 2015-16101 Filed 7-1-15; 8:45 am]
BILLING CODE 6731-AA-P



                                                                              Federal Register / Vol. 80, No. 127 / Thursday, July 2, 2015 / Rules and Regulations                                                        37997

                                                                                                                                                                                                                 Date certain
                                                                                                                                                                                                                Federal assist-
                                                                                                                 Community          Effective date authorization/cancellation of     Current effective
                                                                         State and location                                                                                                                     ance no longer
                                                                                                                    No.                sale of flood insurance in community             map date                 available in
                                                                                                                                                                                                                   SFHAs

                                                                        Region III
                                                        Virginia:
                                                             Augusta County, Unincorporated Areas                       510013      July 24, 1974, Emerg; May 17, 1990, Reg;         August 3, 2015             August 3, 2015.
                                                                                                                                      August 3, 2015, Susp.
                                                             Dumfries, Town of, Prince William                          510120      August 15, 1973, Emerg; May 15, 1980,            ......do ...............       Do.
                                                               County.                                                                Reg; August 3, 2015, Susp.
                                                             New Kent County, Unincorporated                            510306      August 19, 1975, Emerg; December 5,              ......do ...............       Do.
                                                               Areas.                                                                 1990, Reg; August 3, 2015, Susp.
                                                             Portsmouth, City of, Independent City ..                   515529      May 15, 1970, Emerg; July 2, 1971, Reg;          ......do ...............       Do.
                                                                                                                                      August 3, 2015, Susp.
                                                             Prince William County, Unincorporated                      510119      December 15, 1972, Emerg; December 1,            ......do ...............       Do.
                                                               Areas.                                                                 1981, Reg; August 3, 2015, Susp.
                                                             Quantico, Town of, Prince William                          510232      March 19, 1975, Emerg; August 15, 1978,          ......do ...............       Do.
                                                               County.                                                                Reg; August 3, 2015, Susp.
                                                             Suffolk, City of, Independent City ..........              510156      January 22, 1975, Emerg; November 16,            ......do ...............       Do.
                                                                                                                                      1990, Reg; August 3, 2015, Susp.
                                                             Waynesboro, City of, Independent City                      515532      June 19, 1970, Emerg; July 2, 1971, Reg;         ......do ...............       Do.
                                                                                                                                      August 3, 2015, Susp.
                                                                       Region VII
                                                        Missouri:
                                                            Avondale, City of, Clay County .............                290087      September 29, 1972, Emerg; October 26,           ......do ...............       Do.
                                                                                                                                      1976, Reg; August 3, 2015, Susp.
                                                             Clay County, Unincorporated Areas ......                   290086      September 6, 1974, Emerg; March 18,              ......do ...............       Do.
                                                                                                                                      1980, Reg; August 3, 2015, Susp.
                                                             Claycomo, Village of, Clay County ........                 290089      September 6, 1974, Emerg; August 1,              ......do ...............       Do.
                                                                                                                                      1977, Reg; August 3, 2015, Susp.
                                                             Excelsior Springs, City of, Clay and                       290090      November 12, 1971, Emerg; March 15,              ......do ...............       Do.
                                                               Ray Counties.                                                          1977, Reg; August 3, 2015, Susp.
                                                             Gladstone, City of, Clay County ............               290091      February 9, 1973, Emerg; January 5, 1978,        ......do ...............       Do.
                                                                                                                                      Reg; August 3, 2015, Susp.
                                                             Glenaire, City of, Clay County ...............             290092      September 12, 1975, Emerg; September             ......do ...............       Do.
                                                                                                                                      15, 1977, Reg; August 3, 2015, Susp.
                                                             Holt, City of, Clay and Clinton County ..                  290093      April 17, 1980, Emerg; April 17, 1980, Reg;      ......do ...............       Do.
                                                                                                                                      August 3, 2015, Susp.
                                                             Lawson, City of, Clay County ................              290705      October 19, 1989, Emerg; December 5,             ......do ...............       Do.
                                                                                                                                      1996, Reg; August 3, 2015, Susp.
                                                             Liberty, City of, Clay County .................            290096      May 29, 1973, Emerg; March 15, 1978,             ......do ...............       Do.
                                                                                                                                      Reg; August 3, 2015, Susp.
                                                             Missouri City, City of, Clay County .......                290097      January 13, 1976, Emerg; August 15, 1979,        ......do ...............       Do.
                                                                                                                                      Reg; August 3, 2015, Susp.
                                                             North Kansas City, City of, Clay County                    290099      October 29, 1971, Emerg; March 5, 1976,          ......do ...............       Do.
                                                                                                                                      Reg; August 3, 2015, Susp.
                                                             Pleasant Valley, City of, Clay County ...                  290100      September 9, 1974, Emerg; July 18, 1977,         ......do ...............       Do.
                                                                                                                                      Reg; August 3, 2015, Susp.
                                                             Prathersville, Village of, Clay County ....                290101      June 6, 1978, Emerg; November 15, 1978,          ......do ...............       Do.
                                                                                                                                      Reg; August 3, 2015, Susp.
                                                             Randolph, Village of, Clay County ........                 290102      March 17, 1976, Emerg; July 18, 1977,            ......do ...............       Do.
                                                                                                                                      Reg; August 3, 2015, Susp.
                                                             Smithville, City of, Clay County .............             295271      June 5, 1970, Emerg; May 21, 1971, Reg;          ......do ...............       Do.
                                                                                                                                      August 3, 2015, Susp.
                                                           ......do = Ditto.
                                                           Code for reading third column: Emerg. —Emergency; Reg. —Regular; Susp. —Suspension.


                                                          Dated: June 22, 2015.                                    FEDERAL MARITIME COMMISSION                                 Direct final rule; and request for
                                                                                                                                                                         ACTION:
                                                        Roy E. Wright,                                                                                                   comments.
                                                        Deputy Associate Administrator, Federal                    46 CFR Part 503
                                                                                                                                                                         SUMMARY:  The Federal Maritime
asabaliauskas on DSK5VPTVN1PROD with FRONTMATTER




                                                        Insurance and Mitigation Administration,
                                                                                                                                                                         Commission amends its regulations
                                                        Department of Homeland Security, Federal                   [Docket No. 15–05]
                                                                                                                                                                         governing access to Commission
                                                        Emergency Management Agency.
                                                                                                                   [RIN 3072–AC60]                                       information and records and its
                                                        [FR Doc. 2015–16399 Filed 7–1–15; 8:45 pm]
                                                                                                                                                                         regulations implementing the Freedom
                                                        BILLING CODE 9110–12–P
                                                                                                                   Amendments to Regulations                             of Information Act (FOIA). The
                                                                                                                   Governing Access to Commission                        revisions update and consolidate the
                                                                                                                   Information and Records; Freedom of                   provisions identifying records available
                                                                                                                   Information Act                                       without the need for a FOIA request,
                                                                                                                                                                         including records available on the
                                                                                                                   AGENCY:    Federal Maritime Commission.               Commission’s public Web site; revise


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                                                        37998               Federal Register / Vol. 80, No. 127 / Thursday, July 2, 2015 / Rules and Regulations

                                                        response time procedures for processing                  of 2009 (Pub. L. 110–175) further                     Commission last revised these sections
                                                        FOIA requests; affirmatively indicate                    amended FOIA.                                         in 1998 and further revises these
                                                        that the Commission uses a multitrack                       The amendments to part 503 update                  sections to reflect the availability of
                                                        system for processing FOIA requests;                     the Commission’s regulations to reflect               information on the Commission’s Web
                                                        and modify the criteria for a FOIA                       its practices and provisions of the OPEN              site, eliminate outdated information,
                                                        request to qualify for expedited                         Government Act of 2007 and the OPEN                   and remove duplicative language.
                                                        processing.                                              FOIA Act of 2009.
                                                                                                                    The Commission is making the                       Subpart D—Requests for Records
                                                        DATES:  This rule is effective without                   following revisions to the subparts of                Under the Freedom of Information Act
                                                        further action on September 1, 2015,                     part 503: revise Subpart A—General,                     Section 503.31 provides information
                                                        unless significant adverse comment is                    Statement of Policy to repurpose this                 on the process for requesting records.
                                                        received by August 3, 2015. If                           subpart to state the purpose and scope                The Commission is adding a new
                                                        significant adverse comment is received,                 of the rules contained in part 503;                   paragraph encouraging requesters to
                                                        the Federal Maritime Commission will                     update Subpart B—Publication in the                   review the records on the Commission’s
                                                        publish a timely withdrawal of the rule                  Federal Register to recognize that in                 public Web site prior to initiating a
                                                        in the Federal Register.                                 addition to publishing records in the                 FOIA request. In addition, the
                                                        ADDRESSES: You may submit comments,                      Federal Register, the Commission also                 Commission amends this section to
                                                        identified by the docket number in the                   posts records listed in this Subpart on               include requirements for submitting
                                                        heading of this document, by any of the                  its Web site (www.fmc.gov); revise                    FOIA requests electronically.
                                                        following methods:                                       Subpart C—Records, Information and                    Tolling
                                                           • Email: secretary@fmc.gov. Include                   Materials Generally Available to the
                                                        in the subject line: ‘‘Docket No. 15–05,                 Public Without Resort to Freedom of                     FOIA, as amended, allows an agency
                                                        Comments on Amendments to                                Information Act Procedures to describe                to make one reasonable request for
                                                        Regulations Governing Access to                          records available to the public without               information from the FOIA requester
                                                        Commission Information and Records;                      the need for a FOIA request, including                and stop, or toll, the 20-day clock for
                                                        Freedom of Information Act.’’                            records available on the Commission’s                 responding to a FOIA requester while
                                                        Comments should be attached to the                       public Web site; amend Subpart D—                     the agency is waiting for the requested
                                                        email as a Microsoft Word or text-                       Requests for Records under the Freedom                information from the FOIA requester. 5
                                                        searchable PDF document. Comments                        of Information Act to include                         U.S.C. 552(a)(6)(A)(ii)(I). Agencies may
                                                        containing confidential information                      procedures for tolling response times,                also toll the 20-day response clock as
                                                        should not be submitted by email.                        processing FOIA requests under the                    many times as necessary in order to
                                                           • Mail: Karen V. Gregory, Secretary,                  multitracking system, and expedited                   clarify any issues with fee assessment.
                                                        Federal Maritime Commission, 800                         processing of FOIA requests; and revise               5 U.S.C. 552(a)(6)(A)(ii)(II).
                                                        North Capitol Street NW., Washington,                    Subpart H—Public Observation of                         Section 503.32 sets forth procedures
                                                        DC 20573–0001.                                           Federal Maritime Commission Meetings                  for responding to requests made under
                                                           • Docket: For access to the docket to                 and Public Access to Information                      FOIA. This section does not currently
                                                        read background documents or                             Pertaining to Commission Meetings to                  include a provision for tolling the
                                                        comments received, go to: http://                        amend a subpart reference.                            statutory 20-day FOIA response period
                                                        www.fmc.gov/15-05/.                                                                                            should the Commission need to contact
                                                                                                                 Subpart A—General                                     the FOIA requestor to clarify or narrow
                                                        FOR FURTHER INFORMATION CONTACT:
                                                                                                                    The Commission revises the heading                 the scope of the FOIA request. The
                                                        Karen V. Gregory, Secretary, Federal
                                                                                                                 and language in § 503.1 to use this                   Commission is adding language that
                                                        Maritime Commission, 800 North
                                                                                                                 section to describe the scope and                     would allow for tolling of response
                                                        Capitol Street NW., Washington, DC
                                                                                                                 purpose of the provisions contained in                times to implement the Commission’s
                                                        20573–0001. Phone: (202) 523–5725.
                                                                                                                 part 503. Specifically, the Commission                authority to stop the 20-day clock
                                                        Email: secretary@fmc.gov.
                                                                                                                 changes the section heading from                      should the Commission need
                                                        SUPPLEMENTARY INFORMATION: The                                                                                 information from the requestor or to
                                                                                                                 ‘‘Statement of Policy’’ to ‘‘Scope and
                                                        Federal Maritime Commission amends                       Purpose.’’ The Commission also amends                 clarify issues with fee assessment.
                                                        its regulations governing access to                      this section to include a list of the                   The Commission is adding two new
                                                        Commission information and records                       subparts contained in part 503.                       paragraphs, (b)(4) and (5) to § 503.32 to
                                                        and its regulations implementing the                                                                           reflect Commission processes used to
                                                        Freedom of Information Act, 5 U.S.C.                     Subpart B—Publication in the Federal                  work with a requestor to clarify or
                                                        552, found in part 503 of title 46 of the                Register                                              narrow the scope of a FOIA request, and
                                                        Code of Federal Regulations. The                           To promote greater access to                        to confirm that the requestor
                                                        provisions in part 503 are designed to                   information and records, the                          understands and authorizes the
                                                        facilitate public availability of                        Commission amends and updates                         assessment of fees. The new paragraphs
                                                        information; thereby furthering the                      § 503.11 to inform the public that the                require the Commission to submit its
                                                        spirit of FOIA in ensuring an informed                   Commission posts records listed in this               request to clarify the scope of records
                                                        citizenry. The Commission last revised                   subpart on its Web site (www.fmc.gov),                requested or fee assessments in writing
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                                                        part 503 in 1998 to reflect requirements                 in addition to publishing these records               to the requestor.
                                                        of the Electronic Freedom of                             in the Federal Register.
                                                        Information Act Amendments of 1996                                                                             Multitrack Processing of Requests
                                                        (Pub. L. 04–231). On December 31,                        Subpart C—Records, Information and                      FOIA expressly authorizes agencies to
                                                        2007, the OPEN Government Act of                         Materials Generally Available to the                  promulgate regulations providing for
                                                        2007 (Pub. L. 110–175) amended                           Public Without Resort to Freedom of                   ‘‘multitrack processing’’ of FOIA
                                                        procedural aspects of FOIA and                           Information Act Procedures                            requests and allows agencies to process
                                                        established new agency requirements                        Sections 503.21 to 503.24 describe                  requests on a first-in, first-out basis
                                                        for processing FOIA requests. On                         records available to the public without               within each track. 5 U.S.C. 552(a)(6)(D).
                                                        October 28, 2009, the OPEN FOIA Act                      the need for a FOIA request. The                      During FY 2012, the Commission


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                                                                            Federal Register / Vol. 80, No. 127 / Thursday, July 2, 2015 / Rules and Regulations                                                37999

                                                        initiated a multitrack processing system                    The Regulatory Flexibility Act, 5                  considered for modifications to part 503
                                                        for FOIA requests to better manage and                   U.S.C. 601–612, requires an agency to                 at a future date. If no significant adverse
                                                        more efficiently respond to FOIA                         review regulations to assess their impact             comment is received, the rule will
                                                        requests. The Commission revises                         on small entities and prepare an initial              become effective without additional
                                                        § 503.32(d) to reflect the Commission’s                  regulatory flexibility analysis (IRFA),               action.
                                                        current practices regarding multitrack                   unless the agency determines that a rule
                                                                                                                 is not expected to have a significant                 List of Subjects in 46 CFR Part 503
                                                        processing of FOIA requests in which
                                                        the Commission labels requests as either                 impact on a substantial number of small                 Administrative practices and
                                                        ‘‘simple’’ or ‘‘complex’’. The rephrasing                entities. This rulemaking will affect                 procedures, Archives and records,
                                                        of the section clarifies the Commission’s                only persons who file FOIA requests,                  Classified information, Confidential
                                                        current practices and provides that a                    and therefore, the Chairman certifies                 business information, Freedom of
                                                        request may be considered ‘‘simple’’ if                  that this rulemaking will not have a                  information, Information, Privacy,
                                                        the type of records being requested are                  significant or negative economic impact               Records, Reporting and recordkeeping
                                                        routinely requested and readily                          on a substantial number of small                      requirements, Sunshine Act.
                                                        available. Initiating a simple track                     entities.
                                                                                                                                                                         For the reasons set forth in the
                                                        process has permitted the Commission                     Paperwork Reduction Act                               preamble, the Federal Maritime
                                                        to respond to relatively simple requests                                                                       Commission amends 46 CFR part 503 as
                                                        more quickly than requests involving                       The Paperwork Reduction Act of
                                                                                                                 1995, 44 U.S.C. 3501–3521, requires an                follows:
                                                        complex and/or voluminous records.
                                                                                                                 agency to seek and receive approval
                                                        Expedited Processing of Requests                                                                               PART 503—PUBLIC INFORMATION
                                                                                                                 from the Office of Management and
                                                          Section 503.32(e) currently provides                   Budget (OMB) before making most
                                                                                                                                                                       ■  1. The authority citation for part 503
                                                        for expedited processing of a FOIA                       requests for information if the agency is
                                                                                                                                                                       is revised to read:
                                                        request when (1) the person requesting                   requesting information from more than
                                                                                                                 ten persons. 44 U.S.C. 3507. The agency                 Authority: 5 U.S.C. 552, 552a, 552b, 553;
                                                        the records can demonstrate a                                                                                  31 U.S.C. 9701; E.O. 13526, 75 FR 707, 3
                                                        compelling need; or (2) in other cases,                  must submit collections of information
                                                                                                                                                                       CFR, 2009 Comp., p. 298.
                                                        in the Secretary’s discretion. The                       in rules to OMB in conjunction with the
                                                        Commission deletes paragraph (2) from                    publication of the rulemaking. 5 CFR                  Subpart A—General
                                                        § 503.32(e). This revision simplifies the                1320.11. The Commission is not
                                                        Commission’s criteria for determining                    proposing any collections of                          ■   2. Revise § 503.1 to read as follows:
                                                        which FOIA requests qualify for                          information, as defined by 44 U.S.C.
                                                        expedited processing and establish a                     3502(3) and 5 CFR 1320.3(c), as part of               § 503.1    Scope and purpose.
                                                        practice consistent with other Federal                   this rule.                                              This part implements the Freedom of
                                                        agencies that only provide expedited                     Regulation Identifier Number                          Information Act (FOIA), 5 U.S.C. 552, as
                                                        processing when a ‘‘compelling need’’                                                                          amended, the Privacy Act of 1974, 5
                                                                                                                   The Commission assigns a regulation
                                                        can be demonstrated.                                                                                           U.S.C. 552a, and the Government in the
                                                                                                                 identifier number (RIN) to each
                                                          To ensure timely responses to                                                                                Sunshine Act (1976), 5 U.S.C. 552b; and
                                                                                                                 regulatory action listed in the Unified
                                                        requests for expedited processing, the                                                                         sets forth the Commission’s regulations
                                                                                                                 Agenda of Federal Regulatory and
                                                        Commission revises § 503.32(e)(4) to                                                                           governing:
                                                                                                                 Deregulatory Actions (Unified Agenda).
                                                        change ‘‘working days’’ to ‘‘calendar                                                                            (a) Public availability of Commission
                                                                                                                 The Regulatory Information Service
                                                        days’’ to coincide with FOIA.                                                                                  information and records at its Office of
                                                                                                                 Center publishes the Unified Agenda in
                                                                                                                 April and October of each year. You                   the Secretary, published in the Federal
                                                        Annual Report
                                                                                                                 may use the RIN contained in the                      Register, or posted on the Commission’s
                                                          The Commission must submit an                                                                                public Web site (www.fmc.gov);
                                                                                                                 heading at the beginning of this
                                                        annual report on its FOIA related                                                                                (b) Procedures for requests for
                                                                                                                 document to find this action in the
                                                        activities to the Attorney General. The                                                                        testimony by current or former FMC
                                                                                                                 Unified Agenda, available at: http://
                                                        Commission revises § 502.23 to                                                                                 employees relating to official
                                                                                                                 www.reginfo.gov/public/do/
                                                        reference the activities cited in FOIA, 5                                                                      information and production of official
                                                                                                                 eAgendaMain.
                                                        U.S.C. 552(e), rather than list out all                                                                        Commission records in litigation;
                                                        activities reported upon.                                Direct Final Rule Justification                         (c) The type of services and amount
                                                        Subpart I—Public Observation of                            The Commission expects the                          of fees charged for certain Commission
                                                        Federal Maritime Commission Meetings                     amendments to be noncontroversial.                    services; and
                                                        and Public Access to Information                         Therefore, pursuant to 5 U.S.C. 553,                    (d) The Commission’s Information
                                                        Pertaining to Commission Meetings                        notice and comment are not required                   Security Program.
                                                                                                                 and this rule may become effective after
                                                          A technical revision and update of                     publication in the Federal Register                   Subpart B—Publication in the Federal
                                                        § 503.87(b) accounts for a recent                        unless the Commission receives                        Register
                                                        redesignation of subparts with the                       significant adverse comments within the
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                                                        addition of new subpart E.                               specified period. The Commission                      ■ 3. Amend § 503.11 by revising the
                                                        Regulatory Analysis and Notices                          recognizes that parties may have                      introductory text to read as follows:
                                                                                                                 information that could impact the
                                                        Regulatory Flexibility Act                               Commission’s views and intentions
                                                                                                                                                                       § 503.11    Materials to be published.
                                                           This direct final rule is not a ‘‘major               with respect to the revised regulations,                 The Commission shall separately state
                                                        rule’’ under 5 U.S.C. 804(2). No notice                  and the Commission intends to consider                and concurrently publish the following
                                                        of proposed rulemaking is required;                      any comments filed. The Commission                    materials in the Federal Register or on
                                                        therefore, the provisions of the                         will withdraw the rule if it receives                 its public Web site (www.fmc.gov) for
                                                        Regulatory Flexibility Act, 5 U.S.C. 601                 significant adverse comments. Filed                   the guidance of the public:
                                                        et seq., do not apply.                                   comments that are not adverse may be                  *     *    *     *    *


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                                                        38000               Federal Register / Vol. 80, No. 127 / Thursday, July 2, 2015 / Rules and Regulations

                                                        Subpart C—Records, Information and                         (b) Federal Maritime Commission                     Web site and the Commission
                                                        Materials Generally Available to the                     reports.                                              encourages requesters visit the Web site
                                                        Public Without Resort to Freedom of                        (c) Official docket files in all formal             before making a request for records
                                                        Information Act Procedures                               proceedings including, but not limited                under FOIA.
                                                                                                                 to, orders, final decisions, notices,                    (1) Electronic or written requests. A
                                                        ■ 4. Amend § 503.21 by revising                          pertinent correspondence, transcripts,                member of the public may request
                                                        paragraphs (a) introductory text and (c)                 exhibits, and briefs, except for materials            permission to inspect, copy or be
                                                        to read as follows:                                      which are the subject of a protective                 provided with any Commission record
                                                                                                                 order.                                                not described in subpart C of this part
                                                        § 503.21   Mandatory public records.                       (d) News releases, consumer alerts,                 or posted on the Commission’s Web site
                                                           (a) The Commission, as required by                    Commissioner statements, and                          at www.fmc.gov. Such a request must:
                                                        the Freedom of Information Act, 5                        speeches.                                                (i) Reasonably describe the record or
                                                        U.S.C. 552, makes the following                            (e) Approved summary minutes of                     records sought;
                                                        materials available for public inspection                Commission actions showing final                         (ii) Be submitted electronically to
                                                        and copying in its Office of the                         votes, except for minutes of closed                   FOIA@fmc.gov or in writing to the
                                                        Secretary, or on its Web site at                         Commission meetings which are not                     Secretary, Federal Maritime
                                                        www.fmc.gov:                                             available until the Commission publicly               Commission, 800 North Capitol Street,
                                                        *       *     *    *    *                                announces the results of such                         NW., Washington, DC 20573.
                                                           (c) The Commission maintains and                      deliberations.                                           (iii) Be clearly marked on the subject
                                                        makes available for public inspection at                   (f) Annual reports of the Commission.               line of an email or on the exterior of the
                                                        the Office of the Secretary, Federal                       (g) Agreements filed or in effect                   envelope with the term ‘‘FOIA.’’
                                                        Maritime Commission, Washington, DC                      pursuant to section 5 (46 U.S.C.                         (2) [Reserved]
                                                        20573, or on its public Web site at                      40301(d)–(e), 40302–40303, 40305) and                 *       *     *    *    *
                                                        www.fmc.gov, a current log or index                      section 6 (46 U.S.C. 40304, 40306,                       (d) Certain fees may be assessed for
                                                        providing identifying information for                    41307(b)–(d)) of the Shipping Act of                  processing requests under this subpart
                                                        the public as to any matter which is                     1984.                                                 as prescribed in subpart F of this part.
                                                        issued, adopted, or promulgated, and                       (h) List of FMC-licensed and bonded
                                                                                                                                                                       ■ 9. Amend § 503.32 by revising
                                                        which is required by paragraph (a) of                    ocean transportation intermediaries.
                                                                                                                   (i) Notification of ocean transportation            paragraphs (a)(1), (a)(3)(i)(B), (a)(3)(ii),
                                                        this section to be made available or                                                                           (d), and (e)(1) and (4) and adding
                                                        published.                                               intermediaries license applications,
                                                                                                                 revocations, and suspensions.                         paragraphs (b)(4) and (5) to read as
                                                           (1) No final order, opinion, statement                                                                      follows:
                                                                                                                   (j) General descriptions of the
                                                        of policy, interpretation, or staff manual
                                                                                                                 functions, bureaus, and offices of the                § 503.32 Procedures for responding to
                                                        or instruction that affects any member of
                                                                                                                 Commission, phone numbers and email                   requests made under the Freedom of
                                                        the public will be relied upon, used, or
                                                                                                                 addresses, as well as locations of Area               Information Act.
                                                        cited as precedent by the Commission
                                                                                                                 Representatives.                                        (a) * * *
                                                        against any private party unless:
                                                                                                                   (k) Information about how to file a                   (1) Such determination shall be made
                                                           (i) It has been logged or indexed and                 complaint alleging violations of the
                                                        either made available or published on                                                                          by the Secretary within twenty (20)
                                                                                                                 Shipping Act, and how to seek                         business days after receipt of such
                                                        its public Web site as provided by this                  mediation or alternative dispute
                                                        subpart; or                                                                                                    request, except as provided in
                                                                                                                 resolution services.                                  paragraphs (b) and (e)(4) of this section.
                                                           (ii) That private party shall have                      (l) Commonly used forms.
                                                        actual and timely notice of the terms                      (m) Final and pending proposed rules.               *      *     *    *     *
                                                        thereof.                                                   (n) Access to statements of policy and                (3)(i) * * *
                                                           (2) [Reserved]                                        interpretations as published in part 545                (B) Be filed not later than ten (10)
                                                        *       *     *    *    *                                of this chapter.                                      business days following receipt of
                                                                                                                   (o) Lists of the location of all common             notification of full or partial denial of
                                                        ■ 5. Revise § 503.22 to read as follows:
                                                                                                                 carrier and conference tariffs and                    records requested.
                                                        § 503.22 Records available through the                   publically available terminal schedules                 (ii) The Chairman or the Chairman’s
                                                        Commission’s Web site or at the Office of                of marine terminal operators.                         specific delegate, in his or her absence,
                                                        the Secretary.                                                                                                 shall make a determination with respect
                                                           The following records are also                        §§ 503.23 and 503.24        [Removed and              to that appeal within twenty (20)
                                                        available without the requirement of a                   Reserved]                                             business days after receipt of such
                                                        FOIA request on the Commission’s Web                     ■ 6. Remove and reserve §§ 503.23 and                 appeal, except as provided in paragraph
                                                        site or by contacting the Office of the                  503.24.                                               (b) of this section.
                                                        Secretary, Federal Maritime                              ■ 7. Revise subpart D heading to read as              *      *     *    *     *
                                                        Commission, 800 North Capitol St.,                       follows:                                                (b) * * *
                                                        NW., Washington, DC 20573, secretary@                                                                            (4) The Secretary may make an initial
                                                        fmc.gov. Access to requested records                     Subpart D—Requests for Records                        written request to the requestor for
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                                                        may be delayed if they have been sent                    Under the Freedom of Information Act                  information to clarify the request which
                                                        to archives. Certain fees may be assessed                *     *   *      *    *                               will toll the 20-day processing period
                                                        for duplication of records made                                                                                until such information has been
                                                                                                                 ■ 8. Amend § 503.31 by revising
                                                        available by this section as prescribed in                                                                     received. The 20-day processing period
                                                                                                                 paragraphs (a) and (d) to read as follows:
                                                        subpart F of this part.                                                                                        will recommence after receipt of the
                                                           (a) Proposed and final rules and                      § 503.31 Records available upon written               requested information.
                                                        regulations of the Commission                            request under the Freedom of Information                (5) The Secretary may also make
                                                        including general substantive rules,                     Act.                                                  written requests to clarify issues
                                                        statements of policy and interpretations,                  (a) Generally. Many documents are                   regarding fee assessments. Such written
                                                        and rules of practice and procedure.                     available on the Commission’s public                  requests will toll the 20-day processing


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                                                                            Federal Register / Vol. 80, No. 127 / Thursday, July 2, 2015 / Rules and Regulations                                                    38001

                                                        period until such information has been                     By the Commission.                                  Summary of the Order
                                                        received from the requestor. The 20-day                  Karen V. Gregory,
                                                                                                                                                                       I. Introduction
                                                        processing period will recommence                        Secretary.
                                                        after receipt of the requested                                                                                    1. In this Report and Order (‘‘Order’’),
                                                                                                                 [FR Doc. 2015–16101 Filed 7–1–15; 8:45 am]
                                                        information.                                                                                                   we improve and expedite the effective
                                                                                                                 BILLING CODE 6731–AA–P
                                                                                                                                                                       competition process by adopting a
                                                        *      *    *      *    *
                                                                                                                                                                       rebuttable presumption that cable
                                                           (d) Multitrack processing of requests.
                                                                                                                                                                       operators are subject to ‘‘Effective
                                                        The Secretary uses multitrack                            FEDERAL COMMUNICATIONS                                Competition.’’ 1 Specifically, we
                                                        processing of FOIA requests. Requests                    COMMISSION                                            presume that cable operators are subject
                                                        which seek and are granted expedited
                                                                                                                 47 CFR Part 76                                        to what is commonly referred to as
                                                        processing are put on the expedited
                                                                                                                                                                       ‘‘Competing Provider Effective
                                                        track. All other requests are designated                 [MB Docket No. 15–53; FCC 15–62]                      Competition.’’ As a result, each
                                                        either simple or complex requests based
                                                                                                                                                                       franchising authority 2 will be
                                                        on the amount of time and/or                             Concerning Effective Competition;                     prohibited from regulating basic cable
                                                        complexity needed to process the                         Implementation of Section 111 of the                  rates unless it successfully demonstrates
                                                        request. A request may be considered                     STELA Reauthorization Act                             that the cable system is not subject to
                                                        simple if it involves records that are
                                                                                                                 AGENCY:  Federal Communications                       Competing Provider Effective
                                                        routinely requested and readily
                                                                                                                 Commission.                                           Competition. This change is justified by
                                                        available.
                                                                                                                 ACTION: Final rule.                                   the fact that Direct Broadcast Satellite
                                                           (e) Expedited processing of requests.
                                                                                                                                                                       (‘‘DBS’’) service is ubiquitous today and
                                                        (1) The Secretary will provide for                       SUMMARY:    In this document, the                     that DBS providers have captured
                                                        expedited processing of requests for                     Commission improves and expedites the                 almost 34 percent of multichannel video
                                                        records when the person requesting the                   Effective Competition process by                      programming distributor (‘‘MVPD’’)
                                                        records can demonstrate a compelling                     adopting a rebuttable presumption that                subscribers. This Order also implements
                                                        need.                                                    cable operators are subject to Competing              section 111 of the STELA
                                                        *      *    *      *    *                                Provider Effective Competition. This                  Reauthorization Act of 2014
                                                           (4) The Secretary shall determine                     action implements section 111 of the                  (‘‘STELAR’’), which directs the
                                                        whether to provide expedited                             STELA Reauthorization Act of 2014,                    Commission to adopt a streamlined
                                                        processing, and provide notice of the                    which directs the Commission to adopt                 Effective Competition process for small
                                                        determination to the person making the                   a streamlined Effective Competition                   cable operators.3 By adopting a
                                                        request, within ten (10) calendar days                   process for small cable operators.                    rebuttable presumption of Competing
                                                        after the receipt date of the request.                   DATES: The FCC will publish a                         Provider Effective Competition, we
                                                        *      *    *      *    *                                document in the Federal Register                      update our Effective Competition rules,
                                                        ■ 10. Amend § 503.34 by revising                         announcing the effective date of this                 for the first time in over 20 years, to
                                                        paragraph (a) to read as follows:                        final rule after OMB approval.                        reflect the current MVPD marketplace,
                                                                                                                 FOR FURTHER INFORMATION CONTACT: For                  reduce the regulatory burdens on all
                                                        § 503.34 Annual report of public                         additional information on this                        cable operators, especially small
                                                        information request activity.                                                                                  operators,4 and more efficiently allocate
                                                                                                                 proceeding, contact Diana Sokolow,
                                                          (a) On or before February 1 of each                    Diana.Sokolow@fcc.gov, of the Policy                  the Commission’s resources.
                                                        year, the Commission must submit to                      Division, Media Bureau, (202) 418–
                                                        the Attorney General of the United                                                                             II. Background
                                                                                                                 2120.
                                                        States, in the format required by the                                                                             2. In the Cable Television Consumer
                                                                                                                 SUPPLEMENTARY INFORMATION: This is a                  Protection and Competition Act of 1992
                                                        Attorney General, a report on FOIA
                                                        activities which shall cover the                         summary of the Commission’s Effective                 (‘‘1992 Cable Act’’), Congress adopted a
                                                        preceding fiscal year pursuant to 5                      Competition Order, FCC 15–62, adopted                 ‘‘preference for competition,’’ pursuant
                                                        U.S.C. 552(e).                                           on June 2, 2015 and released on June 3,               to which a franchising authority may
                                                                                                                 2015. The full text of this document is               regulate basic cable service tier rates
                                                        *     *     *     *     *                                available for public inspection and
                                                        Subpart I—Public Observation of                          copying during regular business hours                    1 Effective Competition is a term of art that the

                                                        Federal Maritime Commission                              in the FCC Reference Center, Federal                  statute defines by application of specific tests.
                                                        Meetings and Public Access to                            Communications Commission, 445 12th                      2 A ‘‘franchising authority’’ is ‘‘any governmental

                                                                                                                 Street SW., Room CY–A257,                             entity empowered by Federal, State, or local law to
                                                        Information Pertaining to Commission                                                                           grant a franchise.’’ See 47 U.S.C. 522(10).
                                                        Meetings                                                 Washington, DC 20554. This document                      3 See Public Law 113–200, section 111, 128 Stat.
                                                                                                                 will also be available via ECFS at http:              2059 (2014); 47 U.S.C. 543(o)(1) (‘‘Not later than
                                                        ■ 11. Amend § 503.87 by revising                         //fjallfoss.fcc.gov/ecfs/. Documents will             180 days after December 4, 2014, the Commission
                                                        paragraph (b) to read as follows:                        be available electronically in ASCII,                 shall complete a rulemaking to establish a
                                                                                                                 Microsoft Word, and/or Adobe Acrobat.                 streamlined process for filing of an effective
                                                                                                                                                                       competition petition pursuant to this section for
                                                        § 503.87 Effect of provisions of this                    Copies of the materials can be obtained               small cable operators, particularly those who serve
asabaliauskas on DSK5VPTVN1PROD with FRONTMATTER




                                                        subpart on other subparts.                               from the FCC’s Reference Information                  primarily rural areas.’’). Accordingly, this
                                                        *      *    *     *     *                                Center at (202) 418–0270. Alternative                 rulemaking must be completed by June 2, 2015.
                                                                                                                                                                          4 Congress applied the definition of ‘‘small cable
                                                           (b) Nothing in this subpart shall                     formats are available for people with
                                                                                                                                                                       operator’’ as set forth in section 623(m)(2) of the
                                                        permit the withholding from any                          disabilities (Braille, large print,                   Communications Act of 1934, as amended (the
                                                        individual to whom a record pertains                     electronic files, audio format), by                   ‘‘Act’’), which is ‘‘a cable operator that, directly or
                                                        any record required by this subpart to be                sending an email to fcc504@fcc.gov or                 through an affiliate, serves in the aggregate fewer
                                                        maintained by the agency which record                    calling the Commission’s Consumer and                 than 1 percent of all subscribers in the United
                                                                                                                                                                       States and is not affiliated with any entity or
                                                        is otherwise available to such an                        Governmental Affairs Bureau at (202)                  entities whose gross annual revenues in the
                                                        individual under the provisions of                       418–0530 (voice), (202) 418–0432                      aggregate exceed $250,000,000.’’ See 47 U.S.C.
                                                        subpart H of this part.                                  (TTY).                                                543(m)(2), (o)(3).



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Document Created: 2015-12-15 13:15:19
Document Modified: 2015-12-15 13:15:19
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionDirect final rule; and request for comments.
DatesThis rule is effective without further action on September 1, 2015, unless significant adverse comment is received by August 3, 2015. If significant adverse comment is received, the Federal Maritime Commission will publish a timely withdrawal of the rule in the Federal Register.
ContactKaren V. Gregory, Secretary, Federal Maritime Commission, 800 North Capitol Street NW., Washington, DC 20573-0001. Phone: (202) 523-5725. Email: [email protected]
FR Citation80 FR 37997 
CFR AssociatedAdministrative Practices and Procedures; Archives and Records; Classified Information; Confidential Business Information; Freedom of Information; Information; Privacy; Records; Reporting and Recordkeeping Requirements and Sunshine Act

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