80 FR 38050 - Amendments to Form ADV and Investment Advisers Act Rules

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 127 (July 2, 2015)

[Federal Register Volume 80, Number 127 (Thursday, July 2, 2015)]
[Proposed Rules]
[Pages 38050-38145]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: C1-2015-12778]


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SECURITIES AND EXCHANGE COMMISSION

17 CFR Parts 275 and 279

[Release No. IA-4091; File No. S7-09-15]
RIN 3235-AL75


Amendments to Form ADV and Investment Advisers Act Rules

Correction

    In proposed rule document 2015-12778, appearing on pages 33718-
33838 in the issue of Friday, June 12, 2015, make the following 
corrections:
    On page 33728, in the third column, below the last line, the text 
for footnote 92 should appear as follows:
    ``\92\ The proposed definition of Legal Entity Identifier is: A 
``legal entity identifier'' assigned or recognized by the Global LEI 
Regulatory Oversight Committee (ROC) or the Global LEI Foundation 
(GLEIF). See Proposed Form ADV: Glossary. In Item 1, we propose 
removing outdated text referring to the ``legal entity identifier'' as 
being ``in development'' in the first half of 2011.''
    On pages 33745-33838, the forms should appear as follows:
BILLING CODE 1505-01-D

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[FR Doc. C1-2015-12778 Filed 7-1-15; 08:45 am]
 BILLING CODE 1505-01-C