Page Range | 38050-38145 | |
FR Document | C1-2015-12778 |
[Federal Register Volume 80, Number 127 (Thursday, July 2, 2015)] [Proposed Rules] [Pages 38050-38145] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: C1-2015-12778] ======================================================================= ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 275 and 279 [Release No. IA-4091; File No. S7-09-15] RIN 3235-AL75 Amendments to Form ADV and Investment Advisers Act Rules Correction In proposed rule document 2015-12778, appearing on pages 33718- 33838 in the issue of Friday, June 12, 2015, make the following corrections: On page 33728, in the third column, below the last line, the text for footnote 92 should appear as follows: ``\92\ The proposed definition of Legal Entity Identifier is: A ``legal entity identifier'' assigned or recognized by the Global LEI Regulatory Oversight Committee (ROC) or the Global LEI Foundation (GLEIF). See Proposed Form ADV: Glossary. In Item 1, we propose removing outdated text referring to the ``legal entity identifier'' as being ``in development'' in the first half of 2011.'' On pages 33745-33838, the forms should appear as follows: BILLING CODE 1505-01-D [[Page 38051]] [GRAPHIC] [TIFF OMITTED] TP02JY15.000 [[Page 38052]] [GRAPHIC] [TIFF OMITTED] TP02JY15.001 [[Page 38053]] [GRAPHIC] [TIFF OMITTED] TP02JY15.002 [[Page 38054]] [GRAPHIC] [TIFF OMITTED] TP02JY15.003 [[Page 38055]] [GRAPHIC] [TIFF OMITTED] TP02JY15.004 [[Page 38056]] [GRAPHIC] [TIFF OMITTED] TP02JY15.005 [[Page 38057]] [GRAPHIC] [TIFF OMITTED] TP02JY15.006 [[Page 38058]] [GRAPHIC] [TIFF OMITTED] TP02JY15.007 [[Page 38059]] [GRAPHIC] [TIFF OMITTED] TP02JY15.008 [[Page 38060]] [GRAPHIC] [TIFF OMITTED] TP02JY15.009 [[Page 38061]] [GRAPHIC] [TIFF OMITTED] TP02JY15.010 [[Page 38062]] [GRAPHIC] [TIFF OMITTED] TP02JY15.011 [[Page 38063]] [GRAPHIC] [TIFF OMITTED] TP02JY15.012 [[Page 38064]] [GRAPHIC] [TIFF OMITTED] TP02JY15.013 [[Page 38065]] [GRAPHIC] [TIFF OMITTED] TP02JY15.014 [[Page 38066]] [GRAPHIC] [TIFF OMITTED] TP02JY15.015 [[Page 38067]] [GRAPHIC] [TIFF OMITTED] TP02JY15.016 [[Page 38068]] [GRAPHIC] [TIFF OMITTED] TP02JY15.017 [[Page 38069]] [GRAPHIC] [TIFF OMITTED] TP02JY15.018 [[Page 38070]] [GRAPHIC] [TIFF OMITTED] TP02JY15.019 [[Page 38071]] [GRAPHIC] [TIFF OMITTED] TP02JY15.020 [[Page 38072]] [GRAPHIC] [TIFF OMITTED] TP02JY15.021 [[Page 38073]] [GRAPHIC] [TIFF OMITTED] TP02JY15.022 [[Page 38074]] [GRAPHIC] [TIFF OMITTED] TP02JY15.023 [[Page 38075]] [GRAPHIC] [TIFF OMITTED] TP02JY15.024 [[Page 38076]] [GRAPHIC] [TIFF OMITTED] TP02JY15.025 [[Page 38077]] [GRAPHIC] [TIFF OMITTED] TP02JY15.026 [[Page 38078]] [GRAPHIC] [TIFF OMITTED] TP02JY15.027 [[Page 38079]] [GRAPHIC] [TIFF OMITTED] TP02JY15.028 [[Page 38080]] [GRAPHIC] [TIFF OMITTED] TP02JY15.029 [[Page 38081]] [GRAPHIC] [TIFF OMITTED] TP02JY15.030 [[Page 38082]] [GRAPHIC] [TIFF OMITTED] TP02JY15.031 [[Page 38083]] [GRAPHIC] [TIFF OMITTED] TP02JY15.032 [[Page 38084]] [GRAPHIC] [TIFF OMITTED] TP02JY15.033 [[Page 38085]] [GRAPHIC] [TIFF OMITTED] TP02JY15.034 [[Page 38086]] [GRAPHIC] [TIFF OMITTED] TP02JY15.035 [[Page 38087]] [GRAPHIC] [TIFF OMITTED] TP02JY15.036 [[Page 38088]] [GRAPHIC] [TIFF OMITTED] TP02JY15.037 [[Page 38089]] [GRAPHIC] [TIFF OMITTED] TP02JY15.038 [[Page 38090]] [GRAPHIC] [TIFF OMITTED] TP02JY15.039 [[Page 38091]] [GRAPHIC] [TIFF OMITTED] TP02JY15.040 [[Page 38092]] [GRAPHIC] [TIFF OMITTED] TP02JY15.041 [[Page 38093]] [GRAPHIC] [TIFF OMITTED] TP02JY15.042 [[Page 38094]] [GRAPHIC] [TIFF OMITTED] TP02JY15.043 [[Page 38095]] [GRAPHIC] [TIFF OMITTED] TP02JY15.044 [[Page 38096]] [GRAPHIC] [TIFF OMITTED] TP02JY15.045 [[Page 38097]] [GRAPHIC] [TIFF OMITTED] TP02JY15.046 [[Page 38098]] [GRAPHIC] [TIFF OMITTED] TP02JY15.047 [[Page 38099]] [GRAPHIC] [TIFF OMITTED] TP02JY15.048 [[Page 38100]] [GRAPHIC] [TIFF OMITTED] TP02JY15.049 [[Page 38101]] [GRAPHIC] [TIFF OMITTED] TP02JY15.050 [[Page 38102]] [GRAPHIC] [TIFF OMITTED] TP02JY15.051 [[Page 38103]] [GRAPHIC] [TIFF OMITTED] TP02JY15.052 [[Page 38104]] [GRAPHIC] [TIFF OMITTED] TP02JY15.053 [[Page 38105]] [GRAPHIC] [TIFF OMITTED] TP02JY15.054 [[Page 38106]] [GRAPHIC] [TIFF OMITTED] TP02JY15.055 [[Page 38107]] [GRAPHIC] [TIFF OMITTED] TP02JY15.056 [[Page 38108]] [GRAPHIC] [TIFF OMITTED] TP02JY15.057 [[Page 38109]] [GRAPHIC] [TIFF OMITTED] TP02JY15.058 [[Page 38110]] [GRAPHIC] [TIFF OMITTED] TP02JY15.059 [[Page 38111]] [GRAPHIC] [TIFF OMITTED] TP02JY15.060 [[Page 38112]] [GRAPHIC] [TIFF OMITTED] TP02JY15.061 [[Page 38113]] [GRAPHIC] [TIFF OMITTED] TP02JY15.062 [[Page 38114]] [GRAPHIC] [TIFF OMITTED] TP02JY15.063 [[Page 38115]] [GRAPHIC] [TIFF OMITTED] TP02JY15.064 [[Page 38116]] [GRAPHIC] [TIFF OMITTED] TP02JY15.065 [[Page 38117]] [GRAPHIC] [TIFF OMITTED] TP02JY15.066 [[Page 38118]] [GRAPHIC] [TIFF OMITTED] TP02JY15.067 [[Page 38119]] [GRAPHIC] [TIFF OMITTED] TP02JY15.068 [[Page 38120]] [GRAPHIC] [TIFF OMITTED] TP02JY15.069 [[Page 38121]] [GRAPHIC] [TIFF OMITTED] TP02JY15.070 [[Page 38122]] [GRAPHIC] [TIFF OMITTED] TP02JY15.071 [[Page 38123]] [GRAPHIC] [TIFF OMITTED] TP02JY15.072 [[Page 38124]] [GRAPHIC] [TIFF OMITTED] TP02JY15.073 [[Page 38125]] [GRAPHIC] [TIFF OMITTED] TP02JY15.074 [[Page 38126]] [GRAPHIC] [TIFF OMITTED] TP02JY15.075 [[Page 38127]] [GRAPHIC] [TIFF OMITTED] TP02JY15.076 [[Page 38128]] [GRAPHIC] [TIFF OMITTED] TP02JY15.077 [[Page 38129]] [GRAPHIC] [TIFF OMITTED] TP02JY15.078 [[Page 38130]] [GRAPHIC] [TIFF OMITTED] TP02JY15.079 [[Page 38131]] [GRAPHIC] [TIFF OMITTED] TP02JY15.080 [[Page 38132]] [GRAPHIC] [TIFF OMITTED] TP02JY15.081 [[Page 38133]] [GRAPHIC] [TIFF OMITTED] TP02JY15.082 [[Page 38134]] [GRAPHIC] [TIFF OMITTED] TP02JY15.083 [[Page 38135]] [GRAPHIC] [TIFF OMITTED] TP02JY15.084 [[Page 38136]] [GRAPHIC] [TIFF OMITTED] TP02JY15.085 [[Page 38137]] [GRAPHIC] [TIFF OMITTED] TP02JY15.086 [[Page 38138]] [GRAPHIC] [TIFF OMITTED] TP02JY15.087 [[Page 38139]] [GRAPHIC] [TIFF OMITTED] TP02JY15.088 [[Page 38140]] [GRAPHIC] [TIFF OMITTED] TP02JY15.089 [[Page 38141]] [GRAPHIC] [TIFF OMITTED] TP02JY15.090 [[Page 38142]] [GRAPHIC] [TIFF OMITTED] TP02JY15.091 [[Page 38143]] [GRAPHIC] [TIFF OMITTED] TP02JY15.092 [[Page 38144]] [GRAPHIC] [TIFF OMITTED] TP02JY15.093 [[Page 38145]] [GRAPHIC] [TIFF OMITTED] TP02JY15.094 [FR Doc. C1-2015-12778 Filed 7-1-15; 08:45 am] BILLING CODE 1505-01-C
Category | Regulatory Information | |
Collection | Federal Register | |
sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
Publisher | Office of the Federal Register, National Archives and Records Administration | |
Section | Proposed Rules | |
FR Citation | 80 FR 38050 | |
RIN Number | 3235-AL75 | |
CFR Citation | 17
CFR
275 17 CFR 279 |