80 FR 39821 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Rule 6.53C and Complex Orders on the Hybrid System

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 132 (July 10, 2015)

Page Range		39821-39821
FR Document		2015-16856

Federal Register, Volume 80 Issue 132 (Friday, July 10, 2015)

[Federal Register Volume 80, Number 132 (Friday, July 10, 2015)]
[Notices]
[Page 39821]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-16856]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-75359; File No. SR-CBOE-2015-045]


Self-Regulatory Organizations; Chicago Board Options Exchange, 
Incorporated; Notice of Designation of Longer Period for Commission 
Action on Proposed Rule Change Relating to Rule 6.53C and Complex 
Orders on the Hybrid System

July 6, 2015.
    On May 12, 2015, Chicago Board Options Exchange, Incorporated (the 
``Exchange'' or ``CBOE'') filed with the Securities and Exchange 
Commission (``Commission''), pursuant to Section 19(b)(1) of the 
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 
thereunder,\2\ a proposed rule change to modify Rule 6.53C, Complex 
Orders on the Hybrid System, to give the Exchange the flexibility to 
distinguish between Professional and non-Professional orders for the 
purposes of determining eligibility for COA. The proposed rule change 
was published for comment in the Federal Register on May 27, 2015.\3\ 
On June 3, 2015, CBOE filed Amendment No.1 to the proposed rule 
change.\4\ The Commission received no comment letters regarding the 
proposed rule change.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 75003 (May 20, 
2015), 80 FR 30306.
    \4\ Amendment No. 1 to the proposed rule change amended the 
statutory basis and burden on competition sections of the Form 19b-4 
and Exhibit 1 regarding distinguishing between Professional and non-
Professional orders for purposes of determining eligibility for COA.
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    Section 19(b)(2) of the Act \5\ provides that within 45 days of the 
publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
45th day for this filing is July 11, 2015.
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    \5\ 15 U.S.C. 78s(b)(2).
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    The Commission is extending the 45-day time period for Commission 
action on the proposed rule change. The Commission finds that it is 
appropriate to designate a longer period within which to take action on 
the proposed rule change so that it has sufficient time to consider the 
proposed rule change, as modified by Amendment No. 1.
    Accordingly, pursuant to Section 19(b)(2) of the Act \6\ and for 
the reasons stated above, the Commission designates August 25, 2015, as 
the date by which the Commission should either approve or disapprove, 
or institute proceedings to determine whether to disapprove, the 
proposed rule change.
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    \7\ 17 CFR 200.30-3(a)(31).
    \6\ 15 U.S.C. 78s(b)(2).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\7\
Brent J. Fields,
Secretary.
[FR Doc. 2015-16856 Filed 7-9-15; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 80, No. 132 / Friday, July 10, 2015 / Notices 39821

obligations at the address shown in its By the Commission. disapproved. The 45th day for this filing
then-most recent filing with the Jill M. Peterson, is July 11, 2015.
Commission, but MKJI did not receive Assistant Secretary. The Commission is extending the 45-
the delinquency letter due to its failure [FR Doc. 2015–17014 Filed 7–8–15; 11:15 am]
day time period for Commission action
to maintain a valid address on file with on the proposed rule change. The
BILLING CODE 8011–01–P
the Commission as required by Commission finds that it is appropriate
Commission rules (Rule 301 of to designate a longer period within
Regulation S–T, 17 CFR 232.301 and SECURITIES AND EXCHANGE which to take action on the proposed
Section 5.4 of the EDGAR Filer Manual). COMMISSION rule change so that it has sufficient time
to consider the proposed rule change, as
It appears to the Securities and
modified by Amendment No. 1.
Exchange Commission that there is a [Release No. 34–75359; File No. SR–CBOE– Accordingly, pursuant to Section
lack of current and accurate information 2015–045] 19(b)(2) of the Act 6 and for the reasons
concerning the securities of Royal Invest stated above, the Commission
International Corp. (CIK No. 1079574) Self-Regulatory Organizations;
designates August 25, 2015, as the date
(‘‘RIIC’’), a void Delaware corporation Chicago Board Options Exchange,
by which the Commission should either
with its principal place of business in Incorporated; Notice of Designation of
approve or disapprove, or institute
Westport, Connecticut, with stock Longer Period for Commission Action
proceedings to determine whether to
quoted on OTC Link because it has not on Proposed Rule Change Relating to
disapprove, the proposed rule change.
filed any periodic reports since the Rule 6.53C and Complex Orders on the
period ended September 30, 2010. On Hybrid System For the Commission, by the Division of
Trading and Markets, pursuant to delegated
June 26, 2013, Corporation Finance sent authority.7
July 6, 2015.
a delinquency letter to RIIC requesting
Brent J. Fields,
compliance with its periodic reporting On May 12, 2015, Chicago Board
Options Exchange, Incorporated (the Secretary.
obligations at the address shown in its
‘‘Exchange’’ or ‘‘CBOE’’) filed with the [FR Doc. 2015–16856 Filed 7–9–15; 8:45 am]
then-most recent filing with the
Commission, but RIIC did not receive Securities and Exchange Commission BILLING CODE 8011–01–P

the delinquency letter due to its failure (‘‘Commission’’), pursuant to Section
to maintain a valid address on file with 19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4 SECURITIES AND EXCHANGE
the Commission as required by
thereunder,2 a proposed rule change to COMMISSION
Commission rules (Rule 301 of
Regulation S–T, 17 CFR 232.301 and modify Rule 6.53C, Complex Orders on [Release No. 34–75363; File No. SR–CTA–
Section 5.4 of the EDGAR Filer Manual). the Hybrid System, to give the Exchange 2015–02]
the flexibility to distinguish between
It appears to the Securities and Consolidated Tape Association; Notice
Professional and non-Professional
Exchange Commission that there is a of Filing of the Twenty Third
orders for the purposes of determining
lack of current and accurate information Substantive Amendment to the Second
eligibility for COA. The proposed rule
concerning the securities of San Joaquin Restatement of the CTA Plan
change was published for comment in
Bancorp (CIK No. 1368883) (‘‘SJQU’’), a
the Federal Register on May 27, 2015.3 July 6, 2015.
suspended California corporation with
On June 3, 2015, CBOE filed Pursuant to Section 11A of the
its principal place of business in
Amendment No.1 to the proposed rule Securities Exchange Act of 1934
Bakersfield, California, with stock
change.4 The Commission received no (‘‘Act’’),1 and Rule 608 thereunder,2
quoted on OTC Link because it has not
comment letters regarding the proposed notice is hereby given that on June 19,
filed any periodic reports since the
rule change. 2015, certain participants (‘‘Approving
period ended June 30, 2009. On June 26,
2013, Corporation Finance sent a Section 19(b)(2) of the Act 5 provides Participants’’) 3 in the Second
delinquency letter to SJQU requesting that within 45 days of the publication of Restatement of the Consolidated Tape
compliance with its periodic reporting notice of the filing of a proposed rule Association Plan (‘‘CTA Plan’’ or
obligations at the address shown in its change, or within such longer period up ‘‘Plan’’) filed with the Securities and
then-most recent filing with the to 90 days as the Commission may Exchange Commission (‘‘Commission’’)
Commission, but SJQU did not receive designate if it finds such longer period a proposal to amend the Plan.4 The
the delinquency letter due to its failure to be appropriate and publishes its
to maintain a valid address on file with reasons for so finding or as to which the 7 17 CFR 200.30–3(a)(31).
the Commission as required by self-regulatory organization consents, 6 15 U.S.C. 78s(b)(2).
1 15 U.S.C. 78k–1.
Commission rules (Rule 301 of the Commission shall either approve the
2 17 CFR 242.608.
Regulation S–T, 17 CFR 232.301 and proposed rule change, disapprove the 3 More than two-thirds of the CTA Plan
Section 5.4 of the EDGAR Filer Manual). proposed rule change, or institute participants approved the amendment. The
proceedings to determine whether the Approving Participants are: BATS Exchange, Inc.,
The Commission is of the opinion that
proposed rule change should be BATS–Y Exchange, Inc., Chicago Board Options
the public interest and the protection of Exchange, Incorporated, Chicago Stock Exchange,
investors require a suspension of trading 1 15
Inc., EDGA Exchange, Inc., EDGX Exchange, Inc.,
U.S.C. 78s(b)(1).
in the securities of the above-listed 2 17
Financial Industry Regulatory Authority, Inc.,
CFR 240.19b–4. International Securities Exchange, LLC, National
mstockstill on DSK4VPTVN1PROD with NOTICES

companies. Therefore, it is ordered, 3 See Securities Exchange Act Release No. 75003
Stock Exchange, New York Stock Exchange LLC,
pursuant to Section 12(k) of the (May 20, 2015), 80 FR 30306. NYSE MKT LLC, and NYSE Arca, Inc. NASDAQ
Securities Exchange Act of 1934, that 4 Amendment No. 1 to the proposed rule change OMX BX, Inc., NASDAQ OMX PHLX, Inc., and the
trading in the securities of the above- amended the statutory basis and burden on Nasdaq Stock Market LLC are also CTA Plan
listed companies is suspended for the competition sections of the Form 19b–4 and Exhibit participants (‘‘participants’’).
1 regarding distinguishing between Professional 4 See Securities Exchange Act Release Nos. 10787
period from 9:30 a.m. EDT on July 8, and non-Professional orders for purposes of (May 10, 1974), 39 FR 17799 (May 20, 1974)
2015, through 11:59 p.m. EDT on July determining eligibility for COA. (declaring the CTA Plan effective). The most recent
21, 2015. 5 15 U.S.C. 78s(b)(2). Continued

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Document Created: 2018-02-23 09:15:41
Document Modified: 2018-02-23 09:15:41

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 39821