80_FR_40076 80 FR 39943 - Airworthiness Directives; The Boeing Company Airplanes

80 FR 39943 - Airworthiness Directives; The Boeing Company Airplanes

DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration

Federal Register Volume 80, Issue 133 (July 13, 2015)

Page Range39943-39950
FR Document2015-17031

We are adopting a new airworthiness directive (AD) for The Boeing Company Model 747 airplanes equipped with a main deck side cargo door (MDSCD). This AD was prompted by recent testing that indicates that intermodal containers, when loaded as cargo, under certain flight- load conditions, can shift and impact the adjacent fuselage frames. This AD requires revising the airplane flight manual (AFM) to incorporate limitations for carrying certain payloads. We are issuing this AD to prevent intermodal containers loaded in the offset method from shifting during flight gust loads and damaging fuselage frames, which could lead to the structural failure of the aft fuselage in flight and subsequent in-flight breakup of the airplane.

Federal Register, Volume 80 Issue 133 (Monday, July 13, 2015)
[Federal Register Volume 80, Number 133 (Monday, July 13, 2015)]
[Rules and Regulations]
[Pages 39943-39950]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-17031]


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DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

14 CFR Part 39

[Docket No. FAA-2014-0780; Directorate Identifier 2014-NM-168-AD; 
Amendment 39-18207; AD 2015-14-09]
RIN 2120-AA64


Airworthiness Directives; The Boeing Company Airplanes

AGENCY: Federal Aviation Administration (FAA), DOT.

ACTION: Final rule.

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SUMMARY: We are adopting a new airworthiness directive (AD) for The 
Boeing Company Model 747 airplanes equipped with a main deck side cargo 
door (MDSCD). This AD was prompted by recent testing that indicates 
that intermodal containers, when loaded as cargo, under certain flight-
load conditions, can shift and impact the adjacent fuselage frames. 
This AD requires revising the airplane flight manual (AFM) to 
incorporate limitations for carrying certain payloads. We are issuing 
this AD to prevent intermodal containers loaded in the offset method 
from shifting during flight gust loads and damaging fuselage frames, 
which could lead to the structural failure of the aft fuselage in 
flight and subsequent in-flight breakup of the airplane.

DATES: This AD is effective August 17, 2015.

Examining the AD Docket

    You may examine the AD docket on the Internet at http://www.regulations.gov by searching for and locating Docket No. FAA-2014-
0780; or in person at the Docket Management Facility between 9 a.m. and 
5 p.m., Monday through Friday, except Federal holidays. The AD docket 
contains this AD, the regulatory evaluation, any comments received, and 
other information. The address for the Docket Office (phone: 800-647-
5527) is Docket Management Facility, U.S. Department of Transportation, 
Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 
New Jersey Avenue SE., Washington, DC 20590.

FOR FURTHER INFORMATION CONTACT: Steven C. Fox, Senior Aerospace 
Engineer, Airframe Branch, ANM-120S, FAA, Seattle Aircraft 
Certification Office (ACO), 1601 Lind Avenue SW., Renton, WA 98057-
3356; phone: 425-917-6425; fax: 425-917-6590; email: 
[email protected].

SUPPLEMENTARY INFORMATION:

Discussion

    The FAA issued a notice of proposed rulemaking (NPRM) to amend 14 
CFR part 39 by adding an AD that would apply to The Boeing Company 
Model 747 airplanes equipped with an MDSCD. The NPRM published in the 
Federal Register on December 1, 2014 (79 FR 71037). The NPRM was 
prompted by recent testing, which indicates that intermodal containers, 
when loaded as cargo, under certain flight-load conditions, can shift 
and impact the adjacent fuselage frames. The NPRM proposed to require 
revising the AFM to incorporate limitations for carrying certain 
payloads. We are issuing this AD to prevent intermodal containers 
loaded in the offset method from shifting during flight gust loads and 
damaging fuselage frames, which could lead to the structural failure of 
the aft fuselage in flight and subsequent in-flight breakup of the 
airplane.

Background

    Intermodal containers are common in the cargo shipping industry and 
transported by ships, trains, and trucks. The focus of this final rule 
is an intermodal container that is nominally 20 feet long, 8 feet wide, 
and 8.5 feet tall. This nominally sized intermodal container includes 
the dimensions of an International Organization for Standardization 
(ISO) container ISO 668-1CC. Because the intermodal containers 
themselves do not meet the requirements of FAA Technical Standard Order 
TSO-C90D, ``Cargo Pallets, Nets and Containers (Unit Load Devices),'' 
the lower surface on these intermodal containers is incompatible with 
most airplane cargo-loading systems (CLSs). These intermodal 
containers, however, can be concentrically loaded on an FAA-approved 
TSO-C90D pallet with a certified net combination and loaded in the 
center of the airplane, restrained by the CLS or a series of straps 
connected to the aircraft structure in accordance with the airplane's 
FAA-approved Weight and Balance Manual (WBM) procedures for cargo that 
is not a Unit Load Device (ULD).
    The WBM is part of the Operating Limitations section of the 
Airplane Flight Manual (AFM). In accordance with 14 CFR 21.41, the 
Operating Limitations are part of the airplane type certificate and, 
therefore, can be modified only by changing that certificate; that is, 
by obtaining an amended or supplemental type certificate. Revisions to 
the AFM are approved as AFM supplements, and the approval is based on a 
finding that, with the AFM revisions, the airplane continues to meet 
the applicable airworthiness standards. Operators are required to 
comply with the Operating Limitations by 14 CFR 91.9(a).
    The FAA has become aware that some operators, both domestic and 
foreign, are not loading these containers in the center of the 
airplane, but rather in the standard left and right pallet positions. 
When loaded in this manner, the 8-foot, 6-inch, height of the 
intermodal container interferes with the fuselage, so some operators 
have been transporting these intermodal containers shifted inboard, off 
of the FAA-approved TSO pallets, and attached to the pallet only with a 
net and/or straps. This method of transport is referred to as the 
``offset method.'' The practice of offsetting the intermodal containers 
results in the certified pallet-net combination having slack in the net 
by the amount of the offset. FAA observations have found the offset for 
intermodal containers is as much as 9 inches, with the corresponding 9 
inches of slack in the TSO pallet net.
    Although additional cargo straps have been used to restrain the 
intermodal containers to the pallets, the FAA determined that these 
straps are not effective, and the intermodal container can shift in 
flight. In 2013, a U.S. cargo operator requested permission from the 
FAA to carry intermodal containers on Boeing Model 747 airplanes using 
the offset method--similar to procedures used by other U.S. and non-
U.S. air carriers. Based on the FAA's review of the offset method, it 
denied the operator's request.

Industry Testing of the Offset Method

    In March 2014, some U.S. cargo operators and Boeing conducted a 
series of full-scale tests, witnessed by the FAA, to demonstrate that 
carrying intermodal containers by the offset method could be shown safe 
and compliant to the applicable regulations. The test procedures were 
developed by engineers from Boeing and some U.S. cargo operators, and 
were intended to show compliance for flight loads on Model 747 
airplanes only. The results produced CLS failures and excessive 
deflections. The preliminary test results confirmed the FAA's safety 
concerns.

[[Page 39944]]

    U.S. operators and Boeing conducted additional testing to 
demonstrate that carrying intermodal containers by the offset method 
could be shown to be safe and compliant with applicable regulations. 
This testing used methods from National Aerospace Standard (NAS) 3610, 
with maximum payloads that were reduced from those tested previously. 
The intent was for Boeing to use the test data to develop an 
appropriate loading method that could be incorporated into the Boeing 
Model 747 WBMs. The certified pallet net was not used because previous 
testing showed it ineffective in restraining the ISO container as the 
offset of the container on the pallet introduces slack in the net, with 
the container essentially free to move laterally in the airplane by the 
amount of the offset.
    Significant engineering resources were applied, and a complex 
method of strapping installation and procedures and sequence for 
tightening the straps was developed to preclude the excessive 
deflections experienced during earlier tests. While a few load cases 
were successful, some had very small margins (precluding any reduction 
of the complexity of the nearly 100 straps required). The testing was 
halted after attempts to substantiate vertical loading repetitively 
overloaded the forward and aft CLS restraint locks, and the proposed 
cargo restraining method was deemed unviable.
    FAA engineering from the Transport Airplane Directorate has been 
extensively involved in the testing of offset loading methods for 
intermodal containers with the objective to determine and document a 
safe and compliant methodology that could be the basis for a Boeing 
Model 747 Weight and Balance Supplement for airline use worldwide. 
Testing to date indicates this objective has not been met.
    When positioned in accordance with the WBMs, an intermodal 
container is secured to the CLS pallet along its entire length by 
straps and netting. Offsetting the container has the effect of creating 
slack in the net and straps, except at the ends of the container. As a 
result, when gust loads are encountered, most of the loads are 
transferred to the locks at the ends of the container and are not 
shared with the locks in the middle. This uneven loading has the effect 
of exceeding the structural capability of the locks at the ends of the 
container. This phenomenon quickly failed the forward and aft CLS locks 
during vertical testing, as confirmed by both sets of industry testing.
    At this time, there is no offset method for restraining intermodal 
containers that has been demonstrated to be safe and compliant.

Safety Issue

    The current practice of carrying an intermodal container by the 
offset method is not currently permitted by the Boeing Model 747 WBMs. 
A series of tests has verified that an intermodal container, under 
certain flight-load conditions, can shift in both the outboard and 
vertical directions. This shift by the intermodal container can damage 
as many as ten fuselage frames per container position during flight, 
leading to the structural failure of the aft fuselage in flight, and 
subsequent in-flight breakup of the airplane.
    Normally, the FAA does not issue ADs to address non-compliance with 
existing regulations. But because of the widespread nature of these 
practices, the FAA has determined that issuing an AD is the most 
effective means of addressing this unsafe condition.
    This final rule, therefore, revises the Operating Limitations 
section of the FAA-approved AFM to incorporate limitations on carrying 
certain payloads. As revised, the AFM expressly states the pre-existing 
prohibition on carriage of either (1) intermodal containers nominally 
sized at 20 feet long, 8 feet wide, and 8.5 feet tall, or (2) ISO 668-
1CC containers, if those containers are not concentrically loaded on a 
pallet and restrained to the aircraft in accordance with the FAA-
approved WBMs or WBM supplement.

Explanation of Changes to the Final Rule

    Since issuing the NPRM (79 FR 71037, December 1, 2014), the FAA has 
learned that some operators might regard changes that they make to the 
Boeing Weight and Balance Manual to be ``FAA approved,'' even though 
the operators have not sought FAA approval through the supplemental 
type certificate process, as described in the NPRM. To clarify that 
only changes made through the type certificate process are considered 
``FAA approved,'' we have revised the language of the final rule to 
specifically reference the FAA-approved Boeing type certificate Weight 
and Balance Manual or a Supplemental Weight and Balance Manual approved 
through the supplemental type certificate process. Given the comments 
opposing the proposed AD discussed below, it is apparent that the 
commenters were not confused on this point. Nevertheless, this 
clarification will prevent confusion for any operator in the future.

Comments

    We gave the public the opportunity to participate in developing 
this AD. The following presents the comments received on the NPRM (79 
FR 71037, December 1, 2014) and the FAA's response to each comment.

Support for the NPRM (79 FR 71037, December 1, 2014)

    The Air Line Pilots Association, International (ALPA), stated that 
they fully support the intent of the NPRM (79 FR 71037, December 1, 
2014).

Request To Withdraw NPRM (79 FR 71037, December 1, 2014): Intermodal 
Containers Are Permitted by WBMs

    The Cargo Airline Association, Atlas Air, International Air 
Transport Association (IATA), National Air Carrier Association (NACA), 
Kalitta Air, LLC (Kalitta), and the Michigan Senate requested that we 
withdraw the NPRM (79 FR 71037, December 1, 2014). The commenters 
asserted that offset intermodal containers are permitted by the Boeing 
Model 747 WBMs. The commenters also asserted that the Boeing Model 747 
WBMs permit the restraint of an intermodal container and pallet 
assembly with cargo restraint straps only to the pallet (and not the 
airplane itself), whether or not the container is offset. The 
commenters concluded that the NPRM statement indicating that ``the 
current practice of carrying an intermodal container by the offset 
method is not permitted by the Boeing Model 747 Weight and Balance 
Manual'' is incorrect and completely at odds with Boeing's WBMs. The 
commenters limited their views to only those Model 747 WBMs created by 
Boeing.
    We disagree with the request. Since the commenters did not address 
any supplemental WBMs produced by holders of supplemental type 
certificates (STCs), our response is limited to a discussion of the 
Boeing Model 747 WBMs. As explained below, contrary to the commenters' 
assertions, the Boeing Model 747 WBMs do not permit loading of either 
offset intermodal containers or intermodal containers strapped only to 
the pallet.
    As discussed in the NPRM, in accordance with section 21.41 of the 
Federal Aviation Regulations (14 CFR 21.41), the operating limitations 
are part of the airplane's type certificate (TC). The operating 
limitations specified in the Boeing Model 747 WBMs are established by 
the TC holder at the time of type certification as necessary to 
demonstrate that the airplane, when properly loaded, will comply with 
all

[[Page 39945]]

applicable airworthiness requirements. One of these requirements is to 
demonstrate the capability of the airplane to continue safe operation 
when subjected to a range of structural loads that may be encountered 
during operations (14 CFR 25.1519). The Boeing Model 747 WBMs provide 
operators with detailed instructions, including restrictions, on how 
the airplane may be loaded such that after loading and during flight 
the airplane still is in compliance with the operating limitations.
    The Boeing Model 747 cargo airplanes are equipped with a cargo 
loading system, which is part of the airplane's type design and 
consists of roller trays, guides, latches, and locks that restrain the 
cargo to the airplane for flight loads. A Unit Load Device (ULD) is a 
device for grouping and retaining cargo for transit. The Boeing Model 
747 WBMs include, as part of the operating limitations, instructions 
that identify which ULDs may be loaded into the airplane's cargo 
loading system on the main cargo deck of the airplane without 
additional restraint to the airplane's structure.
    Although the actual wording in these manuals varies slightly, all 
Boeing Model 747 WBMs require that, to be carried on the main deck 
without additional restraints, ``certified'' ULDs must conform to FAA 
Technical Standard Order (TSO) TSO-C90, ``Cargo Pallets, Nets, and 
Containers,'' or to National Aerospace Standard (NAS) 3610 (``Cargo 
Unit Load Devices--Specification For''), the document the TSO 
references as a requirement. NAS 3610 is an industry standard used to 
define the required configuration and certification testing for various 
ULDs.
    The types of certified ULDs identified in the Boeing Model 747 WBMs 
are NAS 3610-compliant containers) and pallet-net combinations. 
Containers identified in NAS 3610 are attached directly to the 
airplane's cargo loading system. Intermodal containers, which are the 
subject of this AD, do not meet the standard for NAS 3610 containers. 
For the pallet-net combinations, the cargo is restrained to the pallet 
by a net that attaches to the pallet on all four sides and covers the 
cargo. Under the Boeing Model 747 WBMs, an intermodal container may be 
loaded into a certified pallet-net combination ULD as long as the 
intermodal container is located within the perimeter of the pallet. 
However, as explained in the NRPM, an intermodal container offset from 
its pallet introduces slack in the corresponding net and, therefore, 
does not meet the requirements of NAS 3610 and is not allowed as a 
certified ULD under the Boeing Model 747 WBMs.
    The Boeing Model 747 WBMs require that all cargo other than the 
identified ULDs be restrained to the airplane by straps in accordance 
with instructions specified in the WBMs. The Boeing Model 747 WBMs 
provide detailed instructions that define the specific locations where 
straps must be attached to the airplane structure, as well as other 
information such as maximum weights to be restrained at each location. 
With one recently approved exception,\1\ nothing in the Boeing Model 
747 WBMs or in NAS 3610 allows for the use of straps to restrain cargo 
to the ULD pallet itself.
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    \1\ The FAA recently approved a supplement to the Boeing Model 
747 WBMs that allows strapping of cargo to a pallet under limited 
circumstances that are not relevant to this rulemaking.
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    Therefore, contrary to the commenters' assertions, the Boeing Model 
747 WBMs do not permit loading of either offset intermodal containers 
or intermodal containers strapped only to the pallet. Furthermore, 
neither Boeing nor any of the commenters have shown that the airplane, 
when loaded with offset containers, complies with the applicable 
airworthiness standards of part 25. As discussed in the NPRM, any such 
showing would have to be done by a change to the type certificate in 
accordance with FAA Order 8110.4C.
    We have not changed this final rule regarding this issue.

Opposition to NPRM (79 FR 71037, December 1, 2014): History of Safety

    IATA, Kalitta, and the Michigan Senate opposed the NPRM (79 FR 
71037, December 1, 2014), stating that it does not refer to any 
incident or accident. The commenters reported that for more than 40 
years, intermodal containers loaded as offset cargo have been carried 
with no damage to frames.
    We disagree with the commenters' conclusion. As discussed in the 
NRPM, industry and Boeing testing have shown that offset loading of 
intermodal containers can allow the cargo to shift, which would be 
unsafe under certain flight load conditions. (The AD docket contains a 
Boeing presentation summarizing these test results.) The purpose of 
this AD, and all ADs, is to correct an unsafe condition regardless of 
whether that condition has caused accidents in the past.
    Furthermore, in general, the shifting of cargo in flight has 
resulted in numerous incidents and accidents. For example, on August 7, 
1997, Fine Air Flight 101 crashed shortly after takeoff from Miami 
because cargo shifted. Similarly, all evidence indicates that on April 
29, 2013, National Airlines Flight 102 crashed shortly after takeoff 
from Bagram, Afghanistan, because cargo shifted. We have not changed 
this final rule regarding this issue.

Request To Withdraw NPRM (79 FR 71037, December 1, 2014): Proposal 
Based on Unfounded Principles

    Atlas Air, the Cargo Airline Association, Kalitta, NACA, and United 
Parcel Service (UPS) requested that we withdraw the NPRM (79 FR 71037, 
December 1, 2014) because it misstates an important principle. The 
commenters noted that the NPRM stated that ``the Weight and Balance 
Manual is part of the Operating Limitations section of the Airplane 
Flight Manual (AFM).'' The commenters asserted that a reader could 
infer from this that all content in an airplane manufacturer's WBMs is 
part of the Operating Limitations section of the AFM. The commenters 
contended that since Boeing's Model 747 WBMs contain operating 
procedures in addition to operating limitations, only portions of the 
WBMs are part of the Operating Limitations section of the AFM. The 
commenters also noted that Boeing frequently revises the WBMs, and when 
Boeing does so, Boeing does not amend the type certificate, which the 
commenters assert would be ``a laborious process.''
    We agree with the commenters' proposition that not all of a 
manufacturer's WBM is necessarily part of the AFM operating 
limitations, but we disagree with their assertion that FAA-approved 
loading instructions are not operating limitations. We also disagree 
with the commenters' request to change the rule as originally proposed. 
As provided in 14 CFR 25.1583(c), the WBM is referenced in the AFM and 
contains operating limitations approved under that section. Section 
25.1583(c)(2) requires that the AFM include loading instructions that 
are necessary to ensure loading of the airplane within the weight and 
center of gravity limits, and to maintain the loading within these 
limits in flight. While the Boeing Model 747 WBMs may include 
information other than limitations, the loading instructions discussed 
previously are limitations, and the FAA approved the Boeing Model 747 
WBMs based on a determination that, as operating limitations, these 
instructions were adequate to meet the requirements of 14 CFR 25.1583.
    For many years the FAA has recognized that both the weight and 
balance information and the loading instructions are operating 
limitations.

[[Page 39946]]

For example, in FAA Advisory Circular (AC) 25.1581-1, dated July 14, 
1997 (http://rgl.faa.gov/Regulatory_and_Guidance_Library/
rgAdvisoryCircular.nsf/0/cb7efbdd420bd265862569b3005479d7/$FILE/AC25-
1581-1.pdf), the FAA stated, in Section 2b(1), ``Any limitations on 
airplane loading associated with the stated weight limitations must be 
included in the AFM or addressed in a separate weight and balance 
document.''
    These loading instructions are the procedures that Boeing 
determined were necessary to load and restrain cargo for flight loads; 
these instructions are used to show compliance with the design 
requirements for the airplane, including the structural capabilities of 
the cargo loading system, airplane floors, and fuselage, and are 
therefore operating limitations. The types of ULDs and methods to 
restrain cargo are limitations provided in the Boeing Model 747 WBMs 
that ensure the airplane structure is not overloaded throughout the 
airplane's defined flight envelope. For this reason, additions to the 
approved list of ULDs or deviations to the structural tie-down 
locations that are not approved through the type certification process 
result in noncompliant and unknown conditions that could result in the 
structural overload to the airplane under certain flight loads.
    Adopting the commenters' argument that these loading instructions 
are not limitations and, therefore, not mandatory would lead to the 
anomalous result that, while the weight and balance limitations are 
mandatory, the means to ensure they are complied with are not.
    Regarding the commenter's statement that Boeing frequently changes 
the WBMs, those changes are in fact changes to the type certificate, 
which are approved by the FAA or its designees. We have not changed 
this final rule regarding this issue.

Opposition to NPRM (79 FR 71037, December 1, 2014): AD Approach Is 
Overly Broad and Burdensome

    Kalitta asserted that the NPRM (79 FR 71037, December 1, 2014) 
appears to assume that the offset configuration is already forbidden 
because it is not explicitly provided for in the Boeing Model 747 
WBMs--i.e., unless the loading of a specific ULD or type of cargo and 
configuration is specifically defined in the Boeing Model 747 WBMs, it 
is prohibited. The commenter asserted that this is a novel 
interpretation and is unduly restrictive, contrary to accepted and 
normal air carrier operations and contrary to the FAA's own guidance 
material, and will have a significant and far-reaching operational and 
economic impact on all U.S. air carriers in the future, no matter what 
kind of aircraft they operate. The commenter stated that the FAA should 
carefully consider the ramifications of adopting a policy of ``what is 
not explicitly allowed is forbidden.'' The commenter stated that this 
approach reaches well beyond the particular matter at hand, and can 
create a regulatory environment that stifles innovation, and requires a 
manufacturer or the FAA to think in advance of every kind of operation 
that may possibly arise, and provide for it in the regulatory 
documents. According to the commenter, this would create an impossible 
burden on government and industry both.
    We disagree with the commenter's assertions. As discussed 
previously, the Boeing Model 747 WBMs define safe and compliant methods 
for loading the airplane. The Boeing Model 747 WBMs provide the 
instructions required by 14 CFR 25.1583, enabling the operators to load 
and restrain cargo in a manner that does not permit the shifting of 
cargo during flight, which could cause damage to the airplane or result 
in a configuration leading to the loss of control of the airplane. As 
discussed previously, these instructions are considered operating 
limitations. Operation of the airplane beyond those limits is not 
permitted by the Boeing Model 747 WBMs. Section 121.135(b)(21) requires 
operators to include in their manuals methods and procedures for 
maintaining the aircraft weight and center of gravity within approved 
limits. The unsafe condition addressed in this AD is a result of 
operators having adopted methods and procedures that are contrary to 
the WBM instructions and, as a result, not within the approved limits.
    Innovations are acceptable provided they meet the limits specified 
in the WBMs. Innovations that exceed those limits must be approved as 
changes to the WBM, as required by subparts D and E of 14 CFR part 21, 
and as provided in FAA Order 8110.4C, dated March 28, 2007 (http://
rgl.faa.gov/Regulatory_and_Guidance_Library/rgOrders.nsf/0/
d21193af2d37a8ba862570ab0054c104/$FILE/8110.4C_CHG5_Incorporated.pdf), 
which describes the process for obtaining FAA approval for changes to 
the airplane's type certificate. We have not changed this final rule 
regarding this issue.

Opposition to NPRM (79 FR 71037, December 1, 2014): Unrealistic Cost 
Estimate

    Cargo Airline Association, Atlas Air, IATA, NACA, and Kalitta 
alleged that the FAA's determination of the estimated costs to comply 
with the NPRM (79 FR 71037, December 1, 2014) is fundamentally flawed 
because it is based on an unreasonably narrow view of the AD's costs 
and, as a result, the FAA's cost estimate is unrealistically low. The 
commenters concluded that the AD, if issued as proposed, would have 
significant, multi-million dollar cost consequences and competitiveness 
implications for all U.S. Model 747 freighter operators, with no 
appreciable countervailing safety benefits. In particular, the 
commenters stated that when intermodal containers are carried in the 
offset manner, additional cargo can be carried in the adjacent cargo 
pallet positions. The commenters further asserted that if the 
intermodal containers are required to be restrained to the airplane, 
the necessary restraint configuration would preclude the carriage of 
the adjacent positions and that revenue from the adjacent positions 
would be lost.
    We do not agree with the commenters' allegations. As discussed 
previously and in the NPRM, carriage of offset containers is contrary 
to the limitations in the Boeing Model 747 WBMs and, therefore, 
contrary to 14 CFR 91.9(a). The intent of this AD is to require 
operators to revise their AFMs in a manner that eliminates this 
already-noncompliant practice, which we have determined creates an 
unsafe condition. Based on the FAA's determination that this conduct is 
noncompliant, the FAA has already directed individual operators not to 
carry intermodal containers using the offset method.\2\ Issuance of 
this AD fulfills the FAA's international obligations of informing 
foreign airworthiness authorities of the existence of this unsafe 
condition and of the appropriate means for addressing it, as well as 
reinforces the determination discussed previously.
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    \2\ For example, a letter dated May 2, 2014, directing Kalitta 
to discontinue this practice is included in the docket.
---------------------------------------------------------------------------

    Moreover, the cost associated with ceasing noncompliant conduct is 
not attributable to this AD, regardless of how profitable that conduct 
may be. The cost information in AD actions describes only the direct 
costs of the specific action required by the AD--in this case, revising 
the AFM. We recognize that, in doing the actions required by an AD, 
operators might incur operational costs in addition to the direct 
costs. The cost

[[Page 39947]]

analysis in AD rulemaking actions, however, typically does not include 
incidental or operational costs such as the time required for planning 
or other administrative actions. Our analysis also would not include 
possible revenue lost as a result of ending noncompliant operations. 
The FAA recognizes that the reason operators carry intermodal 
containers in violation of the Boeing Model 747 WBM limitations is that 
it is more profitable. The amount of revenue that could be generated 
when cargo is carried in a noncompliant manner is almost impossible to 
calculate.
    We have not changed this final rule regarding this issue.

Opposition to NPRM (79 FR 71037, December 1, 2014): Economic Impact on 
Small Entities

    Kalitta and the Michigan Senate stated that the NPRM (79 FR 71037, 
December 1, 2014) fails to account for impact on small entities because 
most airlines that would be affected by the NPRM have fewer than 1,500 
employees. The commenters stated that this is a significant economic 
impact by loss of revenue.
    As discussed previously, we have determined that there is no 
significant impact on air carriers in the United States because loading 
offset intermodal containers is contrary to the limitations of the 
Boeing Model 747 WBMs, and is therefore already prohibited. That is, 
whether or not this final rule is issued, the practice of carrying 
intermodal containers in the offset method is not permitted for U.S. 
air carriers as it is a noncompliant and unsafe practice.

Opposition to NPRM (79 FR 71037, December 1, 2014): Inadequate Testing

    Cargo Airline Association, Atlas Air, NACA, IATA, Kalitta, and the 
Michigan Senate criticized the tests discussed in the NPRM (79 FR 
71037, December 1, 2014) that confirmed the FAA's determination that 
loading containers in the offset position is an unsafe condition, 
arguing they were unrealistic or inconclusive. In general, the 
commenters claimed that the tests used configurations of intermodal 
containers and their restraints that are different from those used in 
service and applied pass-fail criteria that were unnecessarily 
stringent.
    We do not agree that the tests were unrealistic or inadequate. A 
detailed discussion of the commenters' technical concerns regarding the 
tests is included in the AD docket.
    In short, the tests of offset intermodal containers discussed in 
the NPRM included a range of configurations, including those that the 
participants, including Boeing and cargo operators, considered 
necessary to show compliance to the regulations, and even a scenario 
using empty containers. The tests demonstrated that offset intermodal 
containers would not be restrained securely for flight loads such as 
heavy turbulence. As discussed previously, loading offset intermodal 
containers is already contrary to the limitations of the Boeing Model 
747 WBMs. If commenters believe that they can show compliance with the 
applicable part 25 airworthiness standards using offset containers, 
they may apply for supplemental type certificates (STCs). Any such 
STCs, if granted, would also be considered as a possible alternative 
method of compliance (AMOC) to this AD.

Request To Delay Issuance of AD Pending Acceptance of New Testing

    Kalitta, NACA, and the Michigan Senate requested that we delay 
issuing a final AD because new testing by Kalitta shows that the offset 
configuration can be used without posing a threat to safety.
    We disagree with the request. The test process and results have not 
been submitted to the FAA for approval. However, if the testing is 
completed and approved, it may serve as the basis for a new STC, which 
we would then consider as a possible AMOC to this AD. We have not 
changed this final rule regarding this issue.

Request To Withdraw NPRM (79 FR 71037, December 1, 2014): Unnecessary 
Based on New Operating Specifications

    Cargo Airline Association, IATA, Kalitta, NACA, and the Michigan 
Senate requested that we withdraw the NPRM (79 FR 71037, December 1, 
2014). IATA recently issued Operating Specification (OS) 6/13 (ULD: 
Operating Specifications). According to the commenters, IATA OS 6/13 
provides guidance for safely handling multiple configurations of offset 
sea-land (intermodal) containers and ensuring the effectiveness and 
ultimate load strength of tie-down arrangements. The commenters 
asserted that offset methods for intermodal containers developed in the 
1970s by some airlines had received Boeing support and approval.
    We disagree with the request. The commenters did not submit data to 
show how IATA OS 6/13 complies with the applicable regulations. 
Further, IATA OS 6/13 documents procedures similar to those found to 
have failed early on in the testing described in the preamble to the 
NPRM. For example, these procedures include strapping the intermodal 
container to the pallet, and not directly to the airplane. In fact, the 
procedures described in IATA OS 6/13 are contrary to the Boeing Model 
747 WBMs for the reasons discussed previously.
    The commenters provided no evidence of Boeing support and approval 
regarding use of offset methods. Boeing's comments did not include any 
statement that offset carriage of intermodal containers without 
restraint directly to the airplane complies with the Boeing Model 747 
WBMs. Neither the FAA nor Boeing has found any evidence that Boeing was 
involved in or aware of the carriage of intermodal containers in the 
1970s.
    We have not changed this final rule regarding this issue, although 
any operator may request approval of an AMOC for use of an STC WBM 
supplement. However, in this case, because IATA OS 6/13 is so similar 
to the documented tested failures, new test data would be required to 
show that the IATA method meets the applicable airworthiness 
requirements to support approval of an STC.

Request To Allow Offset Containers, If Strapped to Airplane

    Atlas Air, Boeing, AirbridgeCargo Airlines LLC (AirbridgeCargo), 
NACA, and UPS requested that the intermodal containers be allowed to be 
loaded offset on the pallet, provided that the containers are 
restrained directly to the airplane by retention straps. A number of 
the commenters stated that this practice is already allowed by the WBMs 
and that they currently use this method.
    We disagree with the request. None of the commenters provided any 
actual data demonstrating a compliant restraint method to the airplane 
for an offset intermodal container. Further, none have demonstrated 
that they currently use a method complying with the Boeing WBMS. The 
Boeing Model 747 WBMs describe how to restrain cargo, offset or not, as 
special cargo restrained to the airplane; however, when the cargo is 
restrained correctly to the airplane, so many straps would be attached 
to so many locations on the aircraft that no cargo could be carried 
adjacent to the offset intermodal container. Thus, the benefit of 
increased capacity gained by installing an offset container would be 
lost. Therefore, the FAA finds it unlikely that operators are actually 
using compliant methods to restrain offset intermodal containers.
    We have not changed this final rule regarding this issue. However, 
under the provisions of paragraph (i) of this AD, we will consider 
requests for approval of an AMOC if sufficient data are

[[Page 39948]]

submitted to substantiate that the alternative method would provide an 
acceptable level of safety. These data would need to include the 
compliant restraint methodology.

Request To Withdraw NPRM (79 FR 71037, December 1, 2014): Unlevel 
Playing Field With International Carriers

    Kalitta and the Michigan Senate requested that we withdraw the NPRM 
(79 FR 71037, December 1, 2014). They asserted that by issuing this AD 
we provide their foreign competitors with a significant competitive 
advantage. Kalitta stated that while the FAA may believe that 
incorporation of these restrictions into an AD will solve the 
competition problem by ``leveling the playing field,'' as they will 
apply to all U.S. carriers, and will be adopted by many foreign 
governments, the agency needs to reconsider this position. The 
commenters added that foreign authorities may or may not adopt the AD 
as written, but they have wide latitude in what sort of AMOCs they will 
permit their carriers to use. The commenters also stated that foreign 
authorities will very likely look to the IATA standards to provide an 
acceptable AMOC, enabling their carriers to continue to operate in the 
very manner that will be foreclosed to U.S. air carriers.
    Kalitta asserted that this ``unexpected gift to foreign airlines'' 
is not necessitated by safety of flight, and is contrary to the policy 
considerations mandated by Congress in the International Air 
Transportation Competition Act (49 U.S.C. 40101), which requires the 
Secretary of Transportation to strengthen the competitive position of 
air carriers to ensure at least equality with foreign air carriers, 
including the attainment of the opportunity for air carriers to 
maintain and increase their profitability in air foreign 
transportation. According to the commenters, this obviously does not 
mean that the FAA should ignore serious safety issues out of concern 
for U.S. carriers' competitive position, but that the agency must take 
account of U.S. carriers' financial health and competitive standing, 
and avoid adopting measures and policies that harm carriers unless they 
are absolutely necessary.
    We disagree with the request. Section 44701 of 49 U.S.C. requires 
the FAA to promote the safe flight of civil aircraft by, among other 
things, prescribing regulations and minimum standards for aircraft. In 
addition, the International Civil Aviation Organization (ICAO) Annex 8, 
Airworthiness of Aircraft (http://www.icao.int/safety/airnavigation/NationalityMarks/annexes_booklet_en.pdf) requires that civil aviation 
authorities of other countries take appropriate action in response to 
FAA ADs. Based on the FAA's determination of the unsafe condition 
addressed by this AD, we expect foreign authorities to adopt similar 
requirements. Regarding the potential for other civil aviation 
authorities to adopt IATA's procedures as an AMOC for their ADs, as 
discussed previously, the IATA procedures are similar to those that 
have been tested previously and that the FAA considers to be unsafe. We 
have no reason to believe other authorities would reach a different 
conclusion.
    We have not changed this final rule regarding this issue.

Request To Withdraw NPRM (79 FR 71037, December 1, 2014) or Delay 
Issuance of AD Pending WBM Revision

    NACA and AirbridgeCargo requested that we delay issuance of the AD 
until all new testing is completed. Based on its understanding of the 
current round of testing, NACA stated that there is a strong likelihood 
the Boeing Model 747 WBMs will be revised. AirbridgeCargo proposed that 
further research be done to establish a weight limit for intermodal 
containers. The commenters therefore preferred a revised WBM to an AD, 
which would also allow U.S. cargo carriers to fully compete with 
foreign carriers on a level playing field.
    We disagree with the request. To date, all testing to support a 
revision to the Boeing Model 747 WBMs has been unsuccessful. Although 
there is a current plan for more testing by a U.S. air carrier to 
support an STC application, it is unclear if the testing will be 
successful and when it will be completed. If the testing resumes and 
provides a successful conclusion, and if sufficient data are submitted 
to substantiate that the products or alternative methods would provide 
an acceptable level of safety, the FAA could consider new methods or 
products as acceptable for compliance with the requirements of this AD. 
We have not changed this final rule regarding this issue.

Request To Change Requirement To Revise AFM

    Boeing requested that we revise paragraph (g) of the proposed AD 
(79 FR 71037, December 1, 2014), which proposed to require revising the 
Operating Limitations section of the AFM. Boeing stated that airlines 
are not able to revise a Boeing AFM. Boeing requested that we change 
the requirement to ``insert a copy of this AD into the Limitations 
section of the AFM.''
    We disagree with the request. Paragraph (g) of the proposed AD (79 
FR 71037, December 1, 2014) would allow operators to insert a copy of 
this AD into the Limitations section of the AFM. However, operators may 
also comply with this AD by revising the operating limitations. 
Operating limitations are a part of the type certificate for an 
airplane. For many years, we have imposed operating restrictions that 
are necessary to address identified unsafe conditions by requiring 
revisions to the Operating Limitations section of the AFM. For this 
reason, as stated in the NPRM (79 FR 71037, December 1, 2014), we must 
engage in rulemaking (i.e., issuance of an AD) in order to make the 
revisions mandatory for previously type-certificated airplanes. While 
the Boeing Model WBMs are contained in a ``Boeing document'' in the 
sense that Boeing originally produced it, the document, nevertheless, 
is a part of the airplane flight manual that operators must use to 
operate the airplane properly. Of course, those operators that have 
previously revised the required AFM limitations are given credit for 
having previously accomplished the requirements of this AD, as allowed 
by paragraph (f) of this AD. The legal effect is the same: The operator 
is required to comply with the limitations referenced in 14 CFR 
91.9(a). We have not changed this final rule regarding this issue.

Request To Revise Description of Issue Prompting Rulemaking

    Boeing requested that we revise the description of the issue that 
prompted the NPRM (79 FR 71037, December 1, 2014). The NPRM stated that 
recent testing indicates that intermodal containers, when loaded as 
cargo, can shift. While implicitly agreeing that loading offset 
containers is unsafe unless they are restrained directly to the 
airplane, Boeing requested that we change the wording to explain that 
the condition is limited to ``cargo using a TSO-C90 certified ULD.''
    We disagree with the requested change. The SUMMARY section of this 
final rule and paragraph (e) of this AD go on to explain that 
intermodal containers loaded in the offset method are the subject of 
this AD, and the type of ULD does not change the unsafe condition. 
Further, not all Boeing Model 747 WBMs refer to TSO-C90; several refer 
directly to the TSO-C90-required document NAS 3610. We have therefore 
not revised this final rule regarding this issue.

[[Page 39949]]

Request To Delete Reference to TSO Revision Level

    Boeing and UPS stated that the SUPPLEMENTARY INFORMATION section of 
the NPRM (79 FR 71037, December 1, 2014) referred to a ``TSO-C90D'' 
pallet. Revision D is the latest issue of TSO-C90, and per the WBMs 
applicable to Boeing Model 747 airplanes, approved ULDs for carriage 
may conform to the TSO-C90 revision to which they were certified. UPS 
recommends revising the Discussion section of the NPRM to remove the 
revision level when TSO-C90 is referenced.
    We agree that the revision level of TSO-C90 does not matter; an 
intermodal container conforms to none of the revision levels. However, 
the Discussion section of the NPRM (79 FR 71037, December 1, 2014) is 
not repeated in this final rule. No change to this final rule is 
necessary.

Conclusion

    We reviewed the relevant data, considered the comments received, 
and determined that air safety and the public interest require adopting 
this AD as proposed--except for minor editorial changes. We have 
determined that these minor changes:
     Are consistent with the intent that was proposed in the 
NPRM (79 FR 71037, December 1, 2014) for correcting the unsafe 
condition; and
     Do not add any additional burden upon the public than was 
already proposed in the NPRM (79 FR 71037, December 1, 2014).

Costs of Compliance

    We estimate that this AD affects 98 airplanes of U.S. registry. We 
estimate the following costs to comply with this AD:

                                                 Estimated Costs
----------------------------------------------------------------------------------------------------------------
                                                                                    Cost per       Cost on U.S.
              Action                        Labor cost            Parts cost        product         operators
----------------------------------------------------------------------------------------------------------------
AFM revision......................  1 work-hour x $85 per                  $0              $85           $8,330
                                     hour = $85.
----------------------------------------------------------------------------------------------------------------

Authority for This Rulemaking

    Title 49 of the United States Code specifies the FAA's authority to 
issue rules on aviation safety. Subtitle I, section 106, describes the 
authority of the FAA Administrator. Subtitle VII: Aviation Programs, 
describes in more detail the scope of the Agency's authority.
    We are issuing this rulemaking under the authority described in 
Subtitle VII, Part A, Subpart III, Section 44701: ``General 
requirements.'' Under that section, Congress charges the FAA with 
promoting safe flight of civil aircraft in air commerce by prescribing 
regulations for practices, methods, and procedures the Administrator 
finds necessary for safety in air commerce. This regulation is within 
the scope of that authority because it addresses an unsafe condition 
that is likely to exist or develop on products identified in this 
rulemaking action.

Regulatory Findings

    This AD will not have federalism implications under Executive Order 
13132. This AD will not have a substantial direct effect on the States, 
on the relationship between the national government and the States, or 
on the distribution of power and responsibilities among the various 
levels of government.
    For the reasons discussed above, I certify that this AD:
    (1) Is not a ``significant regulatory action'' under Executive 
Order 12866,
    (2) Is not a ``significant rule'' under DOT Regulatory Policies and 
Procedures (44 FR 11034, February 26, 1979),
    (3) Will not affect intrastate aviation in Alaska, and
    (4) Will not have a significant economic impact, positive or 
negative, on a substantial number of small entities under the criteria 
of the Regulatory Flexibility Act.

List of Subjects in 14 CFR Part 39

    Air transportation, Aircraft, Aviation safety, Incorporation by 
reference, Safety.

Adoption of the Amendment

    Accordingly, under the authority delegated to me by the 
Administrator, the FAA amends 14 CFR part 39 as follows:

PART 39--AIRWORTHINESS DIRECTIVES

0
1. The authority citation for part 39 continues to read as follows:

    Authority:  49 U.S.C. 106(g), 40113, 44701.


Sec.  39.13  [Amended]

0
2. The FAA amends Sec.  39.13 by adding the following new airworthiness 
directive (AD):

2015-14-09 The Boeing Company: Amendment 39-18207; Docket No. FAA-
2014-0780; Directorate Identifier 2014-NM-168-AD.

(a) Effective Date

    This AD is effective August 17, 2015.

(b) Affected ADs

    None.

(c) Applicability

    This AD applies to The Boeing Company Model 747-100, 747-100B, 
747-100B SUD, 747-200B, 747-200C, 747-200F, 747-300, 747-400, 747-
400D, 747-400F, 747SR, 747SP, 747-8F, and 747-8 series airplanes, 
certificated in any category, equipped with a main deck side cargo 
door (MDSCD).

(d) Subject

    Air Transport Association (ATA) of America Code 53, Fuselage.

(e) Unsafe Condition

    This AD was prompted by recent testing that indicates that 
intermodal containers, when loaded as cargo, under certain flight-
load conditions, can shift and impact the adjacent fuselage frames. 
We are issuing this AD to prevent intermodal containers loaded in 
the offset method from shifting during flight gust loads and 
damaging fuselage frames, which could lead to the structural failure 
of the aft fuselage in flight, and subsequent in-flight breakup of 
the airplane.

(f) Compliance

    Comply with this AD within the compliance times specified, 
unless already done.

(g) Revision of Airplane Flight Manual (AFM)

    Within 14 days after the effective date of this AD, revise the 
Operating Limitations section of the FAA-approved AFM to include the 
information in figure 1 to paragraph (g) of this AD. This may be 
accomplished by inserting a copy of this AD into the Limitations 
section of the AFM.

           Figure 1 to Paragraph (g) of This AD--AFM Revision
------------------------------------------------------------------------
 
-------------------------------------------------------------------------
Unless approved by the Manager of the Seattle Aircraft Certification
 Office, the carriage of the following payloads is prohibited:

[[Page 39950]]

 
(1) Intermodal containers nominally sized at 20 feet long, 8 feet wide,
 and 8.5 feet tall that are not concentrically loaded on a pallet and
 restrained to the aircraft in accordance with the FAA-approved Boeing
 type certificate Weight and Balance Manual or a supplemental type
 certificate Weight and Balance Supplement.
(2) ISO 668[dash]1CC containers that are not concentrically loaded on a
 pallet and restrained to the aircraft in accordance with the FAA-
 approved Boeing type certificate Weight and Balance Manual or a
 supplemental type certificate Weight and Balance Supplement.
Note: Both payloads 1 and 2 may be concentrically loaded on a pallet and
 netted in accordance with the FAA-approved Weight and Balance Manual
 and then loaded in the center of the airplane and restrained to the
 airplane by the approved center loaded cargo restraint system or
 restrained directly to the airplane, both as defined in the FAA-
 approved Weight and Balance Manual.
------------------------------------------------------------------------

(h) Special Flight Permits

    Special flight permits, as described in Section 21.197 and 
Section 21.199 of the Federal Aviation Regulations (14 CFR 21.197 
and 21.199), are not allowed if any intermodal container prohibited 
as specified in figure 1 to paragraph (g) of this AD is on board. 
For special flight permits, carriage of freight is not allowed.

(i) Alternative Methods of Compliance (AMOCs)

    (1) The Manager, Seattle Aircraft Certification Office (ACO), 
FAA, has the authority to approve AMOCs for this AD, if requested 
using the procedures found in 14 CFR 39.19. In accordance with 14 
CFR 39.19, send your request to your principal inspector or local 
Flight Standards District Office, as appropriate. If sending 
information directly to the manager of the ACO, send it to the 
attention of the person identified in paragraph (j) of this AD. 
Information may be emailed to: [email protected].
    (2) Before using any approved AMOC, notify your appropriate 
principal inspector, or lacking a principal inspector, the manager 
of the local flight standards district office/certificate holding 
district office.

(j) Related Information

    For more information about this AD, contact Steven C. Fox, 
Senior Aerospace Engineer, Airframe Branch, ANM-120S, FAA, Seattle 
Aircraft Certification Office (ACO), 1601 Lind Avenue SW., Renton, 
WA 98057-3356; phone: 425-917-6425; fax: 425-917-6590; email: 
[email protected].

(k) Material Incorporated by Reference

    None.

    Issued in Renton, Washington, on July 7, 2015.
Jeffrey E. Duven,
Manager, Transport Airplane Directorate, Aircraft Certification 
Service.
[FR Doc. 2015-17031 Filed 7-10-15; 8:45 am]
 BILLING CODE 4910-13-P



                                                                  Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations                                          39943

                                                Issued in Fort Worth, Texas, on June 29,               FOR FURTHER INFORMATION CONTACT:                      with 14 CFR 21.41, the Operating
                                              2015.                                                    Steven C. Fox, Senior Aerospace                       Limitations are part of the airplane type
                                              Lance T. Gant,                                           Engineer, Airframe Branch, ANM–120S,                  certificate and, therefore, can be
                                              Acting Directorate Manager, Rotorcraft                   FAA, Seattle Aircraft Certification                   modified only by changing that
                                              Directorate, Aircraft Certification Service.             Office (ACO), 1601 Lind Avenue SW.,                   certificate; that is, by obtaining an
                                              [FR Doc. 2015–16939 Filed 7–10–15; 8:45 am]              Renton, WA 98057–3356; phone: 425–                    amended or supplemental type
                                              BILLING CODE 4910–13–P                                   917–6425; fax: 425–917–6590; email:                   certificate. Revisions to the AFM are
                                                                                                       steven.fox@faa.gov.                                   approved as AFM supplements, and the
                                                                                                       SUPPLEMENTARY INFORMATION:                            approval is based on a finding that, with
                                              DEPARTMENT OF TRANSPORTATION                                                                                   the AFM revisions, the airplane
                                                                                                       Discussion
                                                                                                                                                             continues to meet the applicable
                                              Federal Aviation Administration                             The FAA issued a notice of proposed                airworthiness standards. Operators are
                                                                                                       rulemaking (NPRM) to amend 14 CFR                     required to comply with the Operating
                                              14 CFR Part 39                                           part 39 by adding an AD that would                    Limitations by 14 CFR 91.9(a).
                                              [Docket No. FAA–2014–0780; Directorate                   apply to The Boeing Company Model                        The FAA has become aware that some
                                              Identifier 2014–NM–168–AD; Amendment                     747 airplanes equipped with an                        operators, both domestic and foreign,
                                              39–18207; AD 2015–14–09]                                 MDSCD. The NPRM published in the                      are not loading these containers in the
                                              RIN 2120–AA64
                                                                                                       Federal Register on December 1, 2014                  center of the airplane, but rather in the
                                                                                                       (79 FR 71037). The NPRM was                           standard left and right pallet positions.
                                              Airworthiness Directives; The Boeing                     prompted by recent testing, which                     When loaded in this manner, the 8-foot,
                                              Company Airplanes                                        indicates that intermodal containers,                 6-inch, height of the intermodal
                                                                                                       when loaded as cargo, under certain                   container interferes with the fuselage, so
                                              AGENCY:  Federal Aviation                                flight-load conditions, can shift and
                                              Administration (FAA), DOT.                                                                                     some operators have been transporting
                                                                                                       impact the adjacent fuselage frames. The              these intermodal containers shifted
                                              ACTION: Final rule.                                      NPRM proposed to require revising the                 inboard, off of the FAA-approved TSO
                                                                                                       AFM to incorporate limitations for                    pallets, and attached to the pallet only
                                              SUMMARY:   We are adopting a new                         carrying certain payloads. We are
                                              airworthiness directive (AD) for The                                                                           with a net and/or straps. This method of
                                                                                                       issuing this AD to prevent intermodal                 transport is referred to as the ‘‘offset
                                              Boeing Company Model 747 airplanes                       containers loaded in the offset method
                                              equipped with a main deck side cargo                                                                           method.’’ The practice of offsetting the
                                                                                                       from shifting during flight gust loads                intermodal containers results in the
                                              door (MDSCD). This AD was prompted                       and damaging fuselage frames, which
                                              by recent testing that indicates that                                                                          certified pallet-net combination having
                                                                                                       could lead to the structural failure of the           slack in the net by the amount of the
                                              intermodal containers, when loaded as                    aft fuselage in flight and subsequent in-
                                              cargo, under certain flight-load                                                                               offset. FAA observations have found the
                                                                                                       flight breakup of the airplane.
                                              conditions, can shift and impact the                                                                           offset for intermodal containers is as
                                              adjacent fuselage frames. This AD                        Background                                            much as 9 inches, with the
                                              requires revising the airplane flight                       Intermodal containers are common in                corresponding 9 inches of slack in the
                                              manual (AFM) to incorporate                              the cargo shipping industry and                       TSO pallet net.
                                              limitations for carrying certain                         transported by ships, trains, and trucks.                Although additional cargo straps have
                                              payloads. We are issuing this AD to                      The focus of this final rule is an                    been used to restrain the intermodal
                                              prevent intermodal containers loaded in                  intermodal container that is nominally                containers to the pallets, the FAA
                                              the offset method from shifting during                   20 feet long, 8 feet wide, and 8.5 feet               determined that these straps are not
                                              flight gust loads and damaging fuselage                  tall. This nominally sized intermodal                 effective, and the intermodal container
                                              frames, which could lead to the                          container includes the dimensions of an               can shift in flight. In 2013, a U.S. cargo
                                              structural failure of the aft fuselage in                International Organization for                        operator requested permission from the
                                              flight and subsequent in-flight breakup                  Standardization (ISO) container ISO                   FAA to carry intermodal containers on
                                              of the airplane.                                         668–1CC. Because the intermodal                       Boeing Model 747 airplanes using the
                                              DATES: This AD is effective August 17,                   containers themselves do not meet the                 offset method—similar to procedures
                                              2015.                                                    requirements of FAA Technical                         used by other U.S. and non-U.S. air
                                                                                                       Standard Order TSO–C90D, ‘‘Cargo                      carriers. Based on the FAA’s review of
                                              Examining the AD Docket                                  Pallets, Nets and Containers (Unit Load               the offset method, it denied the
                                                You may examine the AD docket on                       Devices),’’ the lower surface on these                operator’s request.
                                              the Internet at http://                                  intermodal containers is incompatible                 Industry Testing of the Offset Method
                                              www.regulations.gov by searching for                     with most airplane cargo-loading
                                              and locating Docket No. FAA–2014–                        systems (CLSs). These intermodal                        In March 2014, some U.S. cargo
                                              0780; or in person at the Docket                         containers, however, can be                           operators and Boeing conducted a series
                                              Management Facility between 9 a.m.                       concentrically loaded on an FAA-                      of full-scale tests, witnessed by the
                                              and 5 p.m., Monday through Friday,                       approved TSO–C90D pallet with a                       FAA, to demonstrate that carrying
                                              except Federal holidays. The AD docket                   certified net combination and loaded in               intermodal containers by the offset
                                              contains this AD, the regulatory                         the center of the airplane, restrained by             method could be shown safe and
                                              evaluation, any comments received, and                   the CLS or a series of straps connected               compliant to the applicable regulations.
                                              other information. The address for the                   to the aircraft structure in accordance               The test procedures were developed by
srobinson on DSK5SPTVN1PROD with RULES




                                              Docket Office (phone: 800–647–5527) is                   with the airplane’s FAA-approved                      engineers from Boeing and some U.S.
                                              Docket Management Facility, U.S.                         Weight and Balance Manual (WBM)                       cargo operators, and were intended to
                                              Department of Transportation, Docket                     procedures for cargo that is not a Unit               show compliance for flight loads on
                                              Operations, M–30, West Building                          Load Device (ULD).                                    Model 747 airplanes only. The results
                                              Ground Floor, Room W12–140, 1200                            The WBM is part of the Operating                   produced CLS failures and excessive
                                              New Jersey Avenue SE., Washington,                       Limitations section of the Airplane                   deflections. The preliminary test results
                                              DC 20590.                                                Flight Manual (AFM). In accordance                    confirmed the FAA’s safety concerns.


                                         VerDate Sep<11>2014   17:02 Jul 10, 2015   Jkt 235001   PO 00000   Frm 00003   Fmt 4700   Sfmt 4700   E:\FR\FM\13JYR1.SGM   13JYR1


                                              39944               Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations

                                                 U.S. operators and Boeing conducted                   that has been demonstrated to be safe                 Comments
                                              additional testing to demonstrate that                   and compliant.                                          We gave the public the opportunity to
                                              carrying intermodal containers by the                                                                          participate in developing this AD. The
                                              offset method could be shown to be safe                  Safety Issue
                                                                                                                                                             following presents the comments
                                              and compliant with applicable                               The current practice of carrying an                received on the NPRM (79 FR 71037,
                                              regulations. This testing used methods                   intermodal container by the offset                    December 1, 2014) and the FAA’s
                                              from National Aerospace Standard                         method is not currently permitted by                  response to each comment.
                                              (NAS) 3610, with maximum payloads                        the Boeing Model 747 WBMs. A series
                                              that were reduced from those tested                      of tests has verified that an intermodal              Support for the NPRM (79 FR 71037,
                                              previously. The intent was for Boeing to                 container, under certain flight-load                  December 1, 2014)
                                              use the test data to develop an                          conditions, can shift in both the                       The Air Line Pilots Association,
                                              appropriate loading method that could                    outboard and vertical directions. This                International (ALPA), stated that they
                                              be incorporated into the Boeing Model                    shift by the intermodal container can                 fully support the intent of the NPRM (79
                                              747 WBMs. The certified pallet net was                   damage as many as ten fuselage frames                 FR 71037, December 1, 2014).
                                              not used because previous testing                        per container position during flight,
                                              showed it ineffective in restraining the                                                                       Request To Withdraw NPRM (79 FR
                                                                                                       leading to the structural failure of the aft
                                              ISO container as the offset of the                                                                             71037, December 1, 2014): Intermodal
                                                                                                       fuselage in flight, and subsequent in-
                                              container on the pallet introduces slack                                                                       Containers Are Permitted by WBMs
                                                                                                       flight breakup of the airplane.
                                              in the net, with the container essentially                                                                        The Cargo Airline Association, Atlas
                                              free to move laterally in the airplane by                   Normally, the FAA does not issue
                                                                                                       ADs to address non-compliance with                    Air, International Air Transport
                                              the amount of the offset.                                                                                      Association (IATA), National Air Carrier
                                                                                                       existing regulations. But because of the
                                                 Significant engineering resources                                                                           Association (NACA), Kalitta Air, LLC
                                                                                                       widespread nature of these practices,
                                              were applied, and a complex method of                                                                          (Kalitta), and the Michigan Senate
                                                                                                       the FAA has determined that issuing an
                                              strapping installation and procedures                                                                          requested that we withdraw the NPRM
                                                                                                       AD is the most effective means of
                                              and sequence for tightening the straps                                                                         (79 FR 71037, December 1, 2014). The
                                                                                                       addressing this unsafe condition.
                                              was developed to preclude the excessive                                                                        commenters asserted that offset
                                              deflections experienced during earlier                      This final rule, therefore, revises the            intermodal containers are permitted by
                                              tests. While a few load cases were                       Operating Limitations section of the                  the Boeing Model 747 WBMs. The
                                              successful, some had very small margins                  FAA-approved AFM to incorporate                       commenters also asserted that the
                                              (precluding any reduction of the                         limitations on carrying certain payloads.             Boeing Model 747 WBMs permit the
                                              complexity of the nearly 100 straps                      As revised, the AFM expressly states the              restraint of an intermodal container and
                                              required). The testing was halted after                  pre-existing prohibition on carriage of               pallet assembly with cargo restraint
                                              attempts to substantiate vertical loading                either (1) intermodal containers                      straps only to the pallet (and not the
                                              repetitively overloaded the forward and                  nominally sized at 20 feet long, 8 feet               airplane itself), whether or not the
                                              aft CLS restraint locks, and the proposed                wide, and 8.5 feet tall, or (2) ISO 668–              container is offset. The commenters
                                              cargo restraining method was deemed                      1CC containers, if those containers are               concluded that the NPRM statement
                                              unviable.                                                not concentrically loaded on a pallet                 indicating that ‘‘the current practice of
                                                 FAA engineering from the Transport                    and restrained to the aircraft in                     carrying an intermodal container by the
                                              Airplane Directorate has been                            accordance with the FAA-approved                      offset method is not permitted by the
                                              extensively involved in the testing of                   WBMs or WBM supplement.                               Boeing Model 747 Weight and Balance
                                              offset loading methods for intermodal                    Explanation of Changes to the Final                   Manual’’ is incorrect and completely at
                                              containers with the objective to                         Rule                                                  odds with Boeing’s WBMs. The
                                              determine and document a safe and                                                                              commenters limited their views to only
                                              compliant methodology that could be                        Since issuing the NPRM (79 FR                       those Model 747 WBMs created by
                                              the basis for a Boeing Model 747 Weight                  71037, December 1, 2014), the FAA has                 Boeing.
                                              and Balance Supplement for airline use                   learned that some operators might                        We disagree with the request. Since
                                              worldwide. Testing to date indicates                     regard changes that they make to the                  the commenters did not address any
                                              this objective has not been met.                         Boeing Weight and Balance Manual to                   supplemental WBMs produced by
                                                 When positioned in accordance with                    be ‘‘FAA approved,’’ even though the                  holders of supplemental type
                                              the WBMs, an intermodal container is                     operators have not sought FAA approval                certificates (STCs), our response is
                                              secured to the CLS pallet along its entire               through the supplemental type                         limited to a discussion of the Boeing
                                              length by straps and netting. Offsetting                 certificate process, as described in the              Model 747 WBMs. As explained below,
                                              the container has the effect of creating                 NPRM. To clarify that only changes                    contrary to the commenters’ assertions,
                                              slack in the net and straps, except at the               made through the type certificate                     the Boeing Model 747 WBMs do not
                                              ends of the container. As a result, when                 process are considered ‘‘FAA                          permit loading of either offset
                                              gust loads are encountered, most of the                  approved,’’ we have revised the                       intermodal containers or intermodal
                                              loads are transferred to the locks at the                language of the final rule to specifically            containers strapped only to the pallet.
                                              ends of the container and are not shared                 reference the FAA-approved Boeing                        As discussed in the NPRM, in
                                              with the locks in the middle. This                       type certificate Weight and Balance                   accordance with section 21.41 of the
                                              uneven loading has the effect of                         Manual or a Supplemental Weight and                   Federal Aviation Regulations (14 CFR
                                              exceeding the structural capability of                   Balance Manual approved through the                   21.41), the operating limitations are part
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                                              the locks at the ends of the container.                  supplemental type certificate process.                of the airplane’s type certificate (TC).
                                              This phenomenon quickly failed the                       Given the comments opposing the                       The operating limitations specified in
                                              forward and aft CLS locks during                         proposed AD discussed below, it is                    the Boeing Model 747 WBMs are
                                              vertical testing, as confirmed by both                   apparent that the commenters were not                 established by the TC holder at the time
                                              sets of industry testing.                                confused on this point. Nevertheless,                 of type certification as necessary to
                                                 At this time, there is no offset method               this clarification will prevent confusion             demonstrate that the airplane, when
                                              for restraining intermodal containers                    for any operator in the future.                       properly loaded, will comply with all


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                                                                  Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations                                          39945

                                              applicable airworthiness requirements.                   and is not allowed as a certified ULD                 Similarly, all evidence indicates that on
                                              One of these requirements is to                          under the Boeing Model 747 WBMs.                      April 29, 2013, National Airlines Flight
                                              demonstrate the capability of the                           The Boeing Model 747 WBMs require                  102 crashed shortly after takeoff from
                                              airplane to continue safe operation                      that all cargo other than the identified              Bagram, Afghanistan, because cargo
                                              when subjected to a range of structural                  ULDs be restrained to the airplane by                 shifted. We have not changed this final
                                              loads that may be encountered during                     straps in accordance with instructions                rule regarding this issue.
                                              operations (14 CFR 25.1519). The                         specified in the WBMs. The Boeing                     Request To Withdraw NPRM (79 FR
                                              Boeing Model 747 WBMs provide                            Model 747 WBMs provide detailed                       71037, December 1, 2014): Proposal
                                              operators with detailed instructions,                    instructions that define the specific                 Based on Unfounded Principles
                                              including restrictions, on how the                       locations where straps must be attached
                                              airplane may be loaded such that after                   to the airplane structure, as well as                   Atlas Air, the Cargo Airline
                                              loading and during flight the airplane                   other information such as maximum                     Association, Kalitta, NACA, and United
                                              still is in compliance with the operating                weights to be restrained at each                      Parcel Service (UPS) requested that we
                                              limitations.                                             location. With one recently approved                  withdraw the NPRM (79 FR 71037,
                                                 The Boeing Model 747 cargo airplanes                  exception,1 nothing in the Boeing Model               December 1, 2014) because it misstates
                                              are equipped with a cargo loading                        747 WBMs or in NAS 3610 allows for                    an important principle. The commenters
                                              system, which is part of the airplane’s                  the use of straps to restrain cargo to the            noted that the NPRM stated that ‘‘the
                                              type design and consists of roller trays,                ULD pallet itself.                                    Weight and Balance Manual is part of
                                              guides, latches, and locks that restrain                    Therefore, contrary to the                         the Operating Limitations section of the
                                              the cargo to the airplane for flight loads.              commenters’ assertions, the Boeing                    Airplane Flight Manual (AFM).’’ The
                                              A Unit Load Device (ULD) is a device                     Model 747 WBMs do not permit loading                  commenters asserted that a reader could
                                                                                                       of either offset intermodal containers or             infer from this that all content in an
                                              for grouping and retaining cargo for
                                                                                                       intermodal containers strapped only to                airplane manufacturer’s WBMs is part of
                                              transit. The Boeing Model 747 WBMs
                                                                                                       the pallet. Furthermore, neither Boeing               the Operating Limitations section of the
                                              include, as part of the operating
                                                                                                       nor any of the commenters have shown                  AFM. The commenters contended that
                                              limitations, instructions that identify
                                                                                                       that the airplane, when loaded with                   since Boeing’s Model 747 WBMs
                                              which ULDs may be loaded into the
                                                                                                       offset containers, complies with the                  contain operating procedures in
                                              airplane’s cargo loading system on the
                                                                                                       applicable airworthiness standards of                 addition to operating limitations, only
                                              main cargo deck of the airplane without
                                                                                                                                                             portions of the WBMs are part of the
                                              additional restraint to the airplane’s                   part 25. As discussed in the NPRM, any
                                                                                                                                                             Operating Limitations section of the
                                              structure.                                               such showing would have to be done by
                                                                                                                                                             AFM. The commenters also noted that
                                                 Although the actual wording in these                  a change to the type certificate in
                                                                                                                                                             Boeing frequently revises the WBMs,
                                              manuals varies slightly, all Boeing                      accordance with FAA Order 8110.4C.
                                                                                                                                                             and when Boeing does so, Boeing does
                                              Model 747 WBMs require that, to be                          We have not changed this final rule
                                                                                                                                                             not amend the type certificate, which
                                              carried on the main deck without                         regarding this issue.
                                                                                                                                                             the commenters assert would be ‘‘a
                                              additional restraints, ‘‘certified’’ ULDs                Opposition to NPRM (79 FR 71037,                      laborious process.’’
                                              must conform to FAA Technical                            December 1, 2014): History of Safety                    We agree with the commenters’
                                              Standard Order (TSO) TSO–C90, ‘‘Cargo                                                                          proposition that not all of a
                                              Pallets, Nets, and Containers,’’ or to                      IATA, Kalitta, and the Michigan
                                                                                                                                                             manufacturer’s WBM is necessarily part
                                              National Aerospace Standard (NAS)                        Senate opposed the NPRM (79 FR
                                                                                                                                                             of the AFM operating limitations, but
                                              3610 (‘‘Cargo Unit Load Devices—                         71037, December 1, 2014), stating that it
                                                                                                                                                             we disagree with their assertion that
                                              Specification For’’), the document the                   does not refer to any incident or                     FAA-approved loading instructions are
                                              TSO references as a requirement. NAS                     accident. The commenters reported that                not operating limitations. We also
                                              3610 is an industry standard used to                     for more than 40 years, intermodal                    disagree with the commenters’ request
                                              define the required configuration and                    containers loaded as offset cargo have                to change the rule as originally
                                              certification testing for various ULDs.                  been carried with no damage to frames.                proposed. As provided in 14 CFR
                                                 The types of certified ULDs identified                   We disagree with the commenters’                   25.1583(c), the WBM is referenced in
                                              in the Boeing Model 747 WBMs are                         conclusion. As discussed in the NRPM,                 the AFM and contains operating
                                              NAS 3610-compliant containers) and                       industry and Boeing testing have shown                limitations approved under that section.
                                              pallet-net combinations. Containers                      that offset loading of intermodal                     Section 25.1583(c)(2) requires that the
                                              identified in NAS 3610 are attached                      containers can allow the cargo to shift,              AFM include loading instructions that
                                              directly to the airplane’s cargo loading                 which would be unsafe under certain                   are necessary to ensure loading of the
                                              system. Intermodal containers, which                     flight load conditions. (The AD docket                airplane within the weight and center of
                                              are the subject of this AD, do not meet                  contains a Boeing presentation                        gravity limits, and to maintain the
                                              the standard for NAS 3610 containers.                    summarizing these test results.) The                  loading within these limits in flight.
                                              For the pallet-net combinations, the                     purpose of this AD, and all ADs, is to                While the Boeing Model 747 WBMs may
                                              cargo is restrained to the pallet by a net               correct an unsafe condition regardless of             include information other than
                                              that attaches to the pallet on all four                  whether that condition has caused                     limitations, the loading instructions
                                              sides and covers the cargo. Under the                    accidents in the past.                                discussed previously are limitations,
                                              Boeing Model 747 WBMs, an intermodal                        Furthermore, in general, the shifting              and the FAA approved the Boeing
                                              container may be loaded into a certified                 of cargo in flight has resulted in                    Model 747 WBMs based on a
                                              pallet-net combination ULD as long as                    numerous incidents and accidents. For                 determination that, as operating
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                                              the intermodal container is located                      example, on August 7, 1997, Fine Air                  limitations, these instructions were
                                              within the perimeter of the pallet.                      Flight 101 crashed shortly after takeoff              adequate to meet the requirements of 14
                                              However, as explained in the NRPM, an                    from Miami because cargo shifted.                     CFR 25.1583.
                                              intermodal container offset from its                       1 The FAA recently approved a supplement to the
                                                                                                                                                               For many years the FAA has
                                              pallet introduces slack in the                           Boeing Model 747 WBMs that allows strapping of
                                                                                                                                                             recognized that both the weight and
                                              corresponding net and, therefore, does                   cargo to a pallet under limited circumstances that    balance information and the loading
                                              not meet the requirements of NAS 3610                    are not relevant to this rulemaking.                  instructions are operating limitations.


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                                              39946               Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations

                                              For example, in FAA Advisory Circular                    contrary to the FAA’s own guidance                    Opposition to NPRM (79 FR 71037,
                                              (AC) 25.1581–1, dated July 14, 1997                      material, and will have a significant and             December 1, 2014): Unrealistic Cost
                                              (http://rgl.faa.gov/Regulatory_and_                      far-reaching operational and economic                 Estimate
                                              Guidance_Library/                                        impact on all U.S. air carriers in the                   Cargo Airline Association, Atlas Air,
                                              rgAdvisoryCircular.nsf/0/                                future, no matter what kind of aircraft               IATA, NACA, and Kalitta alleged that
                                              cb7efbdd420bd265862569b3005479d7/                        they operate. The commenter stated that               the FAA’s determination of the
                                              $FILE/AC25-1581-1.pdf), the FAA                          the FAA should carefully consider the                 estimated costs to comply with the
                                              stated, in Section 2b(1), ‘‘Any                          ramifications of adopting a policy of                 NPRM (79 FR 71037, December 1, 2014)
                                              limitations on airplane loading                          ‘‘what is not explicitly allowed is                   is fundamentally flawed because it is
                                              associated with the stated weight                                                                              based on an unreasonably narrow view
                                                                                                       forbidden.’’ The commenter stated that
                                              limitations must be included in the                                                                            of the AD’s costs and, as a result, the
                                                                                                       this approach reaches well beyond the
                                              AFM or addressed in a separate weight                                                                          FAA’s cost estimate is unrealistically
                                              and balance document.’’                                  particular matter at hand, and can create
                                                                                                       a regulatory environment that stifles                 low. The commenters concluded that
                                                 These loading instructions are the                                                                          the AD, if issued as proposed, would
                                              procedures that Boeing determined were                   innovation, and requires a manufacturer
                                                                                                       or the FAA to think in advance of every               have significant, multi-million dollar
                                              necessary to load and restrain cargo for                                                                       cost consequences and competitiveness
                                              flight loads; these instructions are used                kind of operation that may possibly
                                                                                                                                                             implications for all U.S. Model 747
                                              to show compliance with the design                       arise, and provide for it in the regulatory
                                                                                                                                                             freighter operators, with no appreciable
                                              requirements for the airplane, including                 documents. According to the
                                                                                                                                                             countervailing safety benefits. In
                                              the structural capabilities of the cargo                 commenter, this would create an                       particular, the commenters stated that
                                              loading system, airplane floors, and                     impossible burden on government and                   when intermodal containers are carried
                                              fuselage, and are therefore operating                    industry both.                                        in the offset manner, additional cargo
                                              limitations. The types of ULDs and                          We disagree with the commenter’s                   can be carried in the adjacent cargo
                                              methods to restrain cargo are limitations                                                                      pallet positions. The commenters
                                                                                                       assertions. As discussed previously, the
                                              provided in the Boeing Model 747                                                                               further asserted that if the intermodal
                                                                                                       Boeing Model 747 WBMs define safe
                                              WBMs that ensure the airplane structure                                                                        containers are required to be restrained
                                              is not overloaded throughout the                         and compliant methods for loading the
                                                                                                       airplane. The Boeing Model 747 WBMs                   to the airplane, the necessary restraint
                                              airplane’s defined flight envelope. For                                                                        configuration would preclude the
                                              this reason, additions to the approved                   provide the instructions required by 14
                                                                                                       CFR 25.1583, enabling the operators to                carriage of the adjacent positions and
                                              list of ULDs or deviations to the                                                                              that revenue from the adjacent positions
                                              structural tie-down locations that are                   load and restrain cargo in a manner that
                                                                                                       does not permit the shifting of cargo                 would be lost.
                                              not approved through the type                                                                                     We do not agree with the commenters’
                                              certification process result in                          during flight, which could cause
                                                                                                                                                             allegations. As discussed previously and
                                              noncompliant and unknown conditions                      damage to the airplane or result in a                 in the NPRM, carriage of offset
                                              that could result in the structural                      configuration leading to the loss of                  containers is contrary to the limitations
                                              overload to the airplane under certain                   control of the airplane. As discussed                 in the Boeing Model 747 WBMs and,
                                              flight loads.                                            previously, these instructions are                    therefore, contrary to 14 CFR 91.9(a).
                                                 Adopting the commenters’ argument                     considered operating limitations.                     The intent of this AD is to require
                                              that these loading instructions are not                  Operation of the airplane beyond those                operators to revise their AFMs in a
                                              limitations and, therefore, not                          limits is not permitted by the Boeing                 manner that eliminates this already-
                                              mandatory would lead to the anomalous                    Model 747 WBMs. Section                               noncompliant practice, which we have
                                              result that, while the weight and                        121.135(b)(21) requires operators to                  determined creates an unsafe condition.
                                              balance limitations are mandatory, the                   include in their manuals methods and                  Based on the FAA’s determination that
                                              means to ensure they are complied with                   procedures for maintaining the aircraft               this conduct is noncompliant, the FAA
                                              are not.                                                                                                       has already directed individual
                                                 Regarding the commenter’s statement                   weight and center of gravity within
                                                                                                       approved limits. The unsafe condition                 operators not to carry intermodal
                                              that Boeing frequently changes the                                                                             containers using the offset method.2
                                              WBMs, those changes are in fact                          addressed in this AD is a result of
                                                                                                       operators having adopted methods and                  Issuance of this AD fulfills the FAA’s
                                              changes to the type certificate, which                                                                         international obligations of informing
                                              are approved by the FAA or its                           procedures that are contrary to the
                                                                                                       WBM instructions and, as a result, not                foreign airworthiness authorities of the
                                              designees. We have not changed this                                                                            existence of this unsafe condition and of
                                              final rule regarding this issue.                         within the approved limits.
                                                                                                                                                             the appropriate means for addressing it,
                                              Opposition to NPRM (79 FR 71037,                            Innovations are acceptable provided                as well as reinforces the determination
                                              December 1, 2014): AD Approach Is                        they meet the limits specified in the                 discussed previously.
                                              Overly Broad and Burdensome                              WBMs. Innovations that exceed those                      Moreover, the cost associated with
                                                                                                       limits must be approved as changes to                 ceasing noncompliant conduct is not
                                                 Kalitta asserted that the NPRM (79 FR
                                                                                                       the WBM, as required by subparts D and                attributable to this AD, regardless of
                                              71037, December 1, 2014) appears to
                                                                                                       E of 14 CFR part 21, and as provided in               how profitable that conduct may be. The
                                              assume that the offset configuration is
                                                                                                       FAA Order 8110.4C, dated March 28,                    cost information in AD actions describes
                                              already forbidden because it is not
                                                                                                       2007 (http://rgl.faa.gov/Regulatory_                  only the direct costs of the specific
                                              explicitly provided for in the Boeing
                                                                                                       and_Guidance_Library/rgOrders.nsf/0/                  action required by the AD—in this case,
                                              Model 747 WBMs—i.e., unless the
                                                                                                                                                             revising the AFM. We recognize that, in
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                                              loading of a specific ULD or type of                     d21193af2d37a8ba862570ab0054c104/
                                                                                                       $FILE/8110.4C_CHG5_                                   doing the actions required by an AD,
                                              cargo and configuration is specifically
                                                                                                       Incorporated.pdf), which describes the                operators might incur operational costs
                                              defined in the Boeing Model 747 WBMs,
                                                                                                       process for obtaining FAA approval for                in addition to the direct costs. The cost
                                              it is prohibited. The commenter asserted
                                              that this is a novel interpretation and is               changes to the airplane’s type                          2 For example, a letter dated May 2, 2014,
                                              unduly restrictive, contrary to accepted                 certificate. We have not changed this                 directing Kalitta to discontinue this practice is
                                              and normal air carrier operations and                    final rule regarding this issue.                      included in the docket.



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                                                                  Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations                                          39947

                                              analysis in AD rulemaking actions,                       including Boeing and cargo operators,                 not directly to the airplane. In fact, the
                                              however, typically does not include                      considered necessary to show                          procedures described in IATA OS 6/13
                                              incidental or operational costs such as                  compliance to the regulations, and even               are contrary to the Boeing Model 747
                                              the time required for planning or other                  a scenario using empty containers. The                WBMs for the reasons discussed
                                              administrative actions. Our analysis also                tests demonstrated that offset                        previously.
                                              would not include possible revenue lost                  intermodal containers would not be                      The commenters provided no
                                              as a result of ending noncompliant                       restrained securely for flight loads such             evidence of Boeing support and
                                              operations. The FAA recognizes that the                  as heavy turbulence. As discussed                     approval regarding use of offset
                                              reason operators carry intermodal                        previously, loading offset intermodal                 methods. Boeing’s comments did not
                                              containers in violation of the Boeing                    containers is already contrary to the                 include any statement that offset
                                              Model 747 WBM limitations is that it is                  limitations of the Boeing Model 747                   carriage of intermodal containers
                                              more profitable. The amount of revenue                   WBMs. If commenters believe that they                 without restraint directly to the airplane
                                              that could be generated when cargo is                    can show compliance with the                          complies with the Boeing Model 747
                                              carried in a noncompliant manner is                      applicable part 25 airworthiness                      WBMs. Neither the FAA nor Boeing has
                                              almost impossible to calculate.                          standards using offset containers, they               found any evidence that Boeing was
                                                We have not changed this final rule                    may apply for supplemental type                       involved in or aware of the carriage of
                                              regarding this issue.                                    certificates (STCs). Any such STCs, if                intermodal containers in the 1970s.
                                                                                                       granted, would also be considered as a                  We have not changed this final rule
                                              Opposition to NPRM (79 FR 71037,                                                                               regarding this issue, although any
                                                                                                       possible alternative method of
                                              December 1, 2014): Economic Impact on                                                                          operator may request approval of an
                                                                                                       compliance (AMOC) to this AD.
                                              Small Entities                                                                                                 AMOC for use of an STC WBM
                                                Kalitta and the Michigan Senate                        Request To Delay Issuance of AD                       supplement. However, in this case,
                                              stated that the NPRM (79 FR 71037,                       Pending Acceptance of New Testing                     because IATA OS 6/13 is so similar to
                                              December 1, 2014) fails to account for                      Kalitta, NACA, and the Michigan                    the documented tested failures, new test
                                              impact on small entities because most                    Senate requested that we delay issuing                data would be required to show that the
                                              airlines that would be affected by the                   a final AD because new testing by                     IATA method meets the applicable
                                              NPRM have fewer than 1,500                               Kalitta shows that the offset                         airworthiness requirements to support
                                              employees. The commenters stated that                    configuration can be used without                     approval of an STC.
                                              this is a significant economic impact by                 posing a threat to safety.
                                                                                                          We disagree with the request. The test             Request To Allow Offset Containers, If
                                              loss of revenue.                                                                                               Strapped to Airplane
                                                As discussed previously, we have                       process and results have not been
                                              determined that there is no significant                  submitted to the FAA for approval.                       Atlas Air, Boeing, AirbridgeCargo
                                              impact on air carriers in the United                     However, if the testing is completed and              Airlines LLC (AirbridgeCargo), NACA,
                                              States because loading offset intermodal                 approved, it may serve as the basis for               and UPS requested that the intermodal
                                              containers is contrary to the limitations                a new STC, which we would then                        containers be allowed to be loaded
                                              of the Boeing Model 747 WBMs, and is                     consider as a possible AMOC to this AD.               offset on the pallet, provided that the
                                              therefore already prohibited. That is,                   We have not changed this final rule                   containers are restrained directly to the
                                              whether or not this final rule is issued,                regarding this issue.                                 airplane by retention straps. A number
                                              the practice of carrying intermodal                                                                            of the commenters stated that this
                                                                                                       Request To Withdraw NPRM (79 FR                       practice is already allowed by the
                                              containers in the offset method is not                   71037, December 1, 2014): Unnecessary
                                              permitted for U.S. air carriers as it is a                                                                     WBMs and that they currently use this
                                                                                                       Based on New Operating Specifications                 method.
                                              noncompliant and unsafe practice.
                                                                                                          Cargo Airline Association, IATA,                      We disagree with the request. None of
                                              Opposition to NPRM (79 FR 71037,                         Kalitta, NACA, and the Michigan Senate                the commenters provided any actual
                                              December 1, 2014): Inadequate Testing                    requested that we withdraw the NPRM                   data demonstrating a compliant restraint
                                                 Cargo Airline Association, Atlas Air,                 (79 FR 71037, December 1, 2014). IATA                 method to the airplane for an offset
                                              NACA, IATA, Kalitta, and the Michigan                    recently issued Operating Specification               intermodal container. Further, none
                                              Senate criticized the tests discussed in                 (OS) 6/13 (ULD: Operating                             have demonstrated that they currently
                                              the NPRM (79 FR 71037, December 1,                       Specifications). According to the                     use a method complying with the
                                              2014) that confirmed the FAA’s                           commenters, IATA OS 6/13 provides                     Boeing WBMS. The Boeing Model 747
                                              determination that loading containers in                 guidance for safely handling multiple                 WBMs describe how to restrain cargo,
                                              the offset position is an unsafe                         configurations of offset sea-land                     offset or not, as special cargo restrained
                                              condition, arguing they were unrealistic                 (intermodal) containers and ensuring                  to the airplane; however, when the
                                              or inconclusive. In general, the                         the effectiveness and ultimate load                   cargo is restrained correctly to the
                                              commenters claimed that the tests used                   strength of tie-down arrangements. The                airplane, so many straps would be
                                              configurations of intermodal containers                  commenters asserted that offset methods               attached to so many locations on the
                                              and their restraints that are different                  for intermodal containers developed in                aircraft that no cargo could be carried
                                              from those used in service and applied                   the 1970s by some airlines had received               adjacent to the offset intermodal
                                              pass-fail criteria that were unnecessarily               Boeing support and approval.                          container. Thus, the benefit of increased
                                              stringent.                                                  We disagree with the request. The                  capacity gained by installing an offset
                                                 We do not agree that the tests were                   commenters did not submit data to                     container would be lost. Therefore, the
                                              unrealistic or inadequate. A detailed                    show how IATA OS 6/13 complies with                   FAA finds it unlikely that operators are
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                                              discussion of the commenters’ technical                  the applicable regulations. Further,                  actually using compliant methods to
                                              concerns regarding the tests is included                 IATA OS 6/13 documents procedures                     restrain offset intermodal containers.
                                              in the AD docket.                                        similar to those found to have failed                    We have not changed this final rule
                                                 In short, the tests of offset intermodal              early on in the testing described in the              regarding this issue. However, under the
                                              containers discussed in the NPRM                         preamble to the NPRM. For example,                    provisions of paragraph (i) of this AD,
                                              included a range of configurations,                      these procedures include strapping the                we will consider requests for approval
                                              including those that the participants,                   intermodal container to the pallet, and               of an AMOC if sufficient data are


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                                              39948               Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations

                                              submitted to substantiate that the                       (http://www.icao.int/safety/                          requirement to ‘‘insert a copy of this AD
                                              alternative method would provide an                      airnavigation/NationalityMarks/                       into the Limitations section of the
                                              acceptable level of safety. These data                   annexes_booklet_en.pdf) requires that                 AFM.’’
                                              would need to include the compliant                      civil aviation authorities of other                      We disagree with the request.
                                              restraint methodology.                                   countries take appropriate action in                  Paragraph (g) of the proposed AD (79 FR
                                                                                                       response to FAA ADs. Based on the                     71037, December 1, 2014) would allow
                                              Request To Withdraw NPRM (79 FR
                                                                                                       FAA’s determination of the unsafe                     operators to insert a copy of this AD into
                                              71037, December 1, 2014): Unlevel
                                                                                                       condition addressed by this AD, we                    the Limitations section of the AFM.
                                              Playing Field With International
                                                                                                       expect foreign authorities to adopt                   However, operators may also comply
                                              Carriers
                                                                                                       similar requirements. Regarding the                   with this AD by revising the operating
                                                 Kalitta and the Michigan Senate                       potential for other civil aviation                    limitations. Operating limitations are a
                                              requested that we withdraw the NPRM                      authorities to adopt IATA’s procedures                part of the type certificate for an
                                              (79 FR 71037, December 1, 2014). They                    as an AMOC for their ADs, as discussed                airplane. For many years, we have
                                              asserted that by issuing this AD we                      previously, the IATA procedures are                   imposed operating restrictions that are
                                              provide their foreign competitors with a                 similar to those that have been tested                necessary to address identified unsafe
                                              significant competitive advantage.                       previously and that the FAA considers                 conditions by requiring revisions to the
                                              Kalitta stated that while the FAA may                    to be unsafe. We have no reason to                    Operating Limitations section of the
                                              believe that incorporation of these                      believe other authorities would reach a               AFM. For this reason, as stated in the
                                              restrictions into an AD will solve the                   different conclusion.                                 NPRM (79 FR 71037, December 1, 2014),
                                              competition problem by ‘‘leveling the                      We have not changed this final rule                 we must engage in rulemaking (i.e.,
                                              playing field,’’ as they will apply to all               regarding this issue.                                 issuance of an AD) in order to make the
                                              U.S. carriers, and will be adopted by
                                                                                                       Request To Withdraw NPRM (79 FR                       revisions mandatory for previously
                                              many foreign governments, the agency
                                                                                                       71037, December 1, 2014) or Delay                     type-certificated airplanes. While the
                                              needs to reconsider this position. The
                                                                                                       Issuance of AD Pending WBM Revision                   Boeing Model WBMs are contained in a
                                              commenters added that foreign
                                                                                                          NACA and AirbridgeCargo requested                  ‘‘Boeing document’’ in the sense that
                                              authorities may or may not adopt the
                                                                                                       that we delay issuance of the AD until                Boeing originally produced it, the
                                              AD as written, but they have wide
                                                                                                       all new testing is completed. Based on                document, nevertheless, is a part of the
                                              latitude in what sort of AMOCs they
                                                                                                       its understanding of the current round                airplane flight manual that operators
                                              will permit their carriers to use. The
                                              commenters also stated that foreign                      of testing, NACA stated that there is a               must use to operate the airplane
                                              authorities will very likely look to the                 strong likelihood the Boeing Model 747                properly. Of course, those operators that
                                              IATA standards to provide an                             WBMs will be revised. AirbridgeCargo                  have previously revised the required
                                              acceptable AMOC, enabling their                          proposed that further research be done                AFM limitations are given credit for
                                              carriers to continue to operate in the                   to establish a weight limit for                       having previously accomplished the
                                              very manner that will be foreclosed to                   intermodal containers. The commenters                 requirements of this AD, as allowed by
                                              U.S. air carriers.                                       therefore preferred a revised WBM to an               paragraph (f) of this AD. The legal effect
                                                 Kalitta asserted that this ‘‘unexpected               AD, which would also allow U.S. cargo                 is the same: The operator is required to
                                              gift to foreign airlines’’ is not                        carriers to fully compete with foreign                comply with the limitations referenced
                                              necessitated by safety of flight, and is                 carriers on a level playing field.                    in 14 CFR 91.9(a). We have not changed
                                              contrary to the policy considerations                       We disagree with the request. To date,             this final rule regarding this issue.
                                              mandated by Congress in the                              all testing to support a revision to the              Request To Revise Description of Issue
                                              International Air Transportation                         Boeing Model 747 WBMs has been                        Prompting Rulemaking
                                              Competition Act (49 U.S.C. 40101),                       unsuccessful. Although there is a
                                              which requires the Secretary of                          current plan for more testing by a U.S.                  Boeing requested that we revise the
                                              Transportation to strengthen the                         air carrier to support an STC                         description of the issue that prompted
                                              competitive position of air carriers to                  application, it is unclear if the testing             the NPRM (79 FR 71037, December 1,
                                              ensure at least equality with foreign air                will be successful and when it will be                2014). The NPRM stated that recent
                                              carriers, including the attainment of the                completed. If the testing resumes and                 testing indicates that intermodal
                                              opportunity for air carriers to maintain                 provides a successful conclusion, and if              containers, when loaded as cargo, can
                                              and increase their profitability in air                  sufficient data are submitted to                      shift. While implicitly agreeing that
                                              foreign transportation. According to the                 substantiate that the products or                     loading offset containers is unsafe
                                              commenters, this obviously does not                      alternative methods would provide an                  unless they are restrained directly to the
                                              mean that the FAA should ignore                          acceptable level of safety, the FAA                   airplane, Boeing requested that we
                                              serious safety issues out of concern for                 could consider new methods or                         change the wording to explain that the
                                              U.S. carriers’ competitive position, but                 products as acceptable for compliance                 condition is limited to ‘‘cargo using a
                                              that the agency must take account of                     with the requirements of this AD. We                  TSO–C90 certified ULD.’’
                                              U.S. carriers’ financial health and                      have not changed this final rule                         We disagree with the requested
                                              competitive standing, and avoid                          regarding this issue.                                 change. The SUMMARY section of this
                                              adopting measures and policies that                                                                            final rule and paragraph (e) of this AD
                                              harm carriers unless they are absolutely                 Request To Change Requirement To                      go on to explain that intermodal
                                              necessary.                                               Revise AFM                                            containers loaded in the offset method
                                                 We disagree with the request. Section                   Boeing requested that we revise                     are the subject of this AD, and the type
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                                              44701 of 49 U.S.C. requires the FAA to                   paragraph (g) of the proposed AD (79 FR               of ULD does not change the unsafe
                                              promote the safe flight of civil aircraft                71037, December 1, 2014), which                       condition. Further, not all Boeing Model
                                              by, among other things, prescribing                      proposed to require revising the                      747 WBMs refer to TSO–C90; several
                                              regulations and minimum standards for                    Operating Limitations section of the                  refer directly to the TSO–C90-required
                                              aircraft. In addition, the International                 AFM. Boeing stated that airlines are not              document NAS 3610. We have therefore
                                              Civil Aviation Organization (ICAO)                       able to revise a Boeing AFM. Boeing                   not revised this final rule regarding this
                                              Annex 8, Airworthiness of Aircraft                       requested that we change the                          issue.


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                                                                     Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations                                                      39949

                                              Request To Delete Reference to TSO                               We agree that the revision level of                     changes. We have determined that these
                                              Revision Level                                                 TSO–C90 does not matter; an                               minor changes:
                                                                                                             intermodal container conforms to none                       • Are consistent with the intent that
                                                Boeing and UPS stated that the                               of the revision levels. However, the                      was proposed in the NPRM (79 FR
                                              SUPPLEMENTARY INFORMATION      section of                      Discussion section of the NPRM (79 FR                     71037, December 1, 2014) for correcting
                                              the NPRM (79 FR 71037, December 1,                             71037, December 1, 2014) is not                           the unsafe condition; and
                                              2014) referred to a ‘‘TSO–C90D’’ pallet.                       repeated in this final rule. No change to                   • Do not add any additional burden
                                              Revision D is the latest issue of TSO–                                                                                   upon the public than was already
                                                                                                             this final rule is necessary.
                                              C90, and per the WBMs applicable to                                                                                      proposed in the NPRM (79 FR 71037,
                                              Boeing Model 747 airplanes, approved                           Conclusion                                                December 1, 2014).
                                              ULDs for carriage may conform to the
                                              TSO–C90 revision to which they were                              We reviewed the relevant data,                          Costs of Compliance
                                              certified. UPS recommends revising the                         considered the comments received, and                       We estimate that this AD affects 98
                                              Discussion section of the NPRM to                              determined that air safety and the                        airplanes of U.S. registry. We estimate
                                              remove the revision level when TSO–                            public interest require adopting this AD                  the following costs to comply with this
                                              C90 is referenced.                                             as proposed—except for minor editorial                    AD:

                                                                                                                            ESTIMATED COSTS
                                                                                                                                                                                         Cost per       Cost on U.S.
                                                             Action                                                     Labor cost                                     Parts cost        product         operators

                                              AFM revision ...........................    1 work-hour × $85 per hour = $85 .........................................      $0               $85             $8,330



                                              Authority for This Rulemaking                                    (4) Will not have a significant                         certificated in any category, equipped with a
                                                                                                             economic impact, positive or negative,                    main deck side cargo door (MDSCD).
                                                 Title 49 of the United States Code
                                              specifies the FAA’s authority to issue                         on a substantial number of small entities                 (d) Subject
                                              rules on aviation safety. Subtitle I,                          under the criteria of the Regulatory
                                                                                                             Flexibility Act.                                           Air Transport Association (ATA) of
                                              section 106, describes the authority of                                                                                  America Code 53, Fuselage.
                                              the FAA Administrator. Subtitle VII:                           List of Subjects in 14 CFR Part 39
                                              Aviation Programs, describes in more                                                                                     (e) Unsafe Condition
                                              detail the scope of the Agency’s                                 Air transportation, Aircraft, Aviation                     This AD was prompted by recent testing
                                              authority.                                                     safety, Incorporation by reference,                       that indicates that intermodal containers,
                                                 We are issuing this rulemaking under                        Safety.                                                   when loaded as cargo, under certain flight-
                                              the authority described in Subtitle VII,                       Adoption of the Amendment                                 load conditions, can shift and impact the
                                              Part A, Subpart III, Section 44701:                                                                                      adjacent fuselage frames. We are issuing this
                                              ‘‘General requirements.’’ Under that                             Accordingly, under the authority                        AD to prevent intermodal containers loaded
                                              section, Congress charges the FAA with                         delegated to me by the Administrator,                     in the offset method from shifting during
                                              promoting safe flight of civil aircraft in                     the FAA amends 14 CFR part 39 as                          flight gust loads and damaging fuselage
                                              air commerce by prescribing regulations                        follows:                                                  frames, which could lead to the structural
                                              for practices, methods, and procedures                                                                                   failure of the aft fuselage in flight, and
                                              the Administrator finds necessary for                          PART 39—AIRWORTHINESS                                     subsequent in-flight breakup of the airplane.
                                              safety in air commerce. This regulation                        DIRECTIVES
                                                                                                                                                                       (f) Compliance
                                              is within the scope of that authority
                                              because it addresses an unsafe condition                       ■ 1. The authority citation for part 39                     Comply with this AD within the
                                              that is likely to exist or develop on                          continues to read as follows:                             compliance times specified, unless already
                                              products identified in this rulemaking                             Authority: 49 U.S.C. 106(g), 40113, 44701.            done.
                                              action.                                                                                                                  (g) Revision of Airplane Flight Manual
                                                                                                             § 39.13     [Amended]
                                                                                                                                                                       (AFM)
                                              Regulatory Findings
                                                                                                             ■ 2. The FAA amends § 39.13 by adding                       Within 14 days after the effective date of
                                                This AD will not have federalism                             the following new airworthiness                           this AD, revise the Operating Limitations
                                              implications under Executive Order                             directive (AD):                                           section of the FAA-approved AFM to include
                                              13132. This AD will not have a
                                                                                                             2015–14–09 The Boeing Company:                            the information in figure 1 to paragraph (g)
                                              substantial direct effect on the States, on
                                                                                                                 Amendment 39–18207; Docket No.                        of this AD. This may be accomplished by
                                              the relationship between the national                              FAA–2014–0780; Directorate Identifier                 inserting a copy of this AD into the
                                              government and the States, or on the                               2014–NM–168–AD.                                       Limitations section of the AFM.
                                              distribution of power and
                                              responsibilities among the various                             (a) Effective Date
                                              levels of government.                                            This AD is effective August 17, 2015.
                                                                                                                                                                        FIGURE 1 TO PARAGRAPH (g) OF THIS
                                                For the reasons discussed above, I                                                                                             AD—AFM REVISION
                                                                                                             (b) Affected ADs
                                              certify that this AD:
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                                                (1) Is not a ‘‘significant regulatory                          None.                                                   Unless approved by the Manager of the Se-
                                              action’’ under Executive Order 12866,                          (c) Applicability                                           attle Aircraft Certification Office, the car-
                                                (2) Is not a ‘‘significant rule’’ under                                                                                  riage of the following payloads is prohib-
                                                                                                                This AD applies to The Boeing Company                    ited:
                                              DOT Regulatory Policies and Procedures                         Model 747–100, 747–100B, 747–100B SUD,
                                              (44 FR 11034, February 26, 1979),                              747–200B, 747–200C, 747–200F, 747–300,
                                                (3) Will not affect intrastate aviation                      747–400, 747–400D, 747–400F, 747SR,
                                              in Alaska, and                                                 747SP, 747–8F, and 747–8 series airplanes,



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                                              39950               Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations

                                               FIGURE 1 TO PARAGRAPH (g) OF THIS                         Issued in Renton, Washington, on July 7,            Commerce, Telephone: 202–482–1309,
                                                                                                       2015.                                                 email: Dennis.Krepp@bis.doc.gov. For
                                                 AD—AFM REVISION—Continued
                                                                                                       Jeffrey E. Duven,                                     general questions about the regulatory
                                              (1) Intermodal containers nominally sized at             Manager, Transport Airplane Directorate,              changes pertaining to satellites,
                                                20 feet long, 8 feet wide, and 8.5 feet tall           Aircraft Certification Service.                       spacecraft, and related items, contact
                                                that are not concentrically loaded on a pal-                                                                 the Regulatory Policy Division, Office of
                                                                                                       [FR Doc. 2015–17031 Filed 7–10–15; 8:45 am]
                                                let and restrained to the aircraft in accord-
                                                                                                       BILLING CODE 4910–13–P                                Exporter Services, Bureau of Industry
                                                ance with the FAA-approved Boeing type
                                                certificate Weight and Balance Manual or a                                                                   and Security, at 202–482–2440 or email:
                                                supplemental type certificate Weight and                                                                     rpd2@bis.doc.gov.
                                                Balance Supplement.                                    DEPARTMENT OF COMMERCE                                SUPPLEMENTARY INFORMATION:
                                              (2) ISO 668-1CC containers that are not con-
                                                                                                                                                             Background
                                                centrically loaded on a pallet and re-                 Bureau of Industry and Security
                                                strained to the aircraft in accordance with                                                                     This final rule makes corrections and
                                                the FAA-approved Boeing type certificate               15 CFR Parts 736, 740, 744, 748, and                  clarifications to the interim final rule,
                                                Weight and Balance Manual or a supple-                 774                                                   Revisions to the Export Administration
                                                mental type certificate Weight and Balance                                                                   Regulations (EAR): Control of
                                                Supplement.                                            [Docket No. 150325297–5297–01]                        Spacecraft Systems and Related Items
                                              Note: Both payloads 1 and 2 may be con-                                                                        the President Determines No Longer
                                                centrically loaded on a pallet and netted in           RIN 0694–AG59
                                                                                                                                                             Warrant Control Under the United
                                                accordance with the FAA-approved Weight
                                                and Balance Manual and then loaded in                  Clarifications and Corrections to the                 States Munitions List (USML), that was
                                                the center of the airplane and restrained to           Export Administration Regulations                     published on May 13, 2014 (79 FR
                                                the airplane by the approved center loaded             (EAR): Control of Spacecraft Systems                  27417) (May 13 rule). The May 13 rule
                                                cargo restraint system or restrained directly          and Related Items the President                       added controls to the Export
                                                to the airplane, both as defined in the FAA-           Determines No Longer Warrant Control                  Administration Regulations (EAR) for
                                                approved Weight and Balance Manual.                    Under the United States Munitions List                spacecraft and related items that the
                                                                                                       (USML)                                                President has determined no longer
                                              (h) Special Flight Permits                                                                                     warrant control under United States
                                                                                                       AGENCY:  Bureau of Industry and                       Munitions List (USML) Category XV—
                                                 Special flight permits, as described in
                                                                                                       Security, Department of Commerce.                     spacecraft and related items. The vast
                                              Section 21.197 and Section 21.199 of the
                                              Federal Aviation Regulations (14 CFR 21.197              ACTION: Final rule.                                   majority of the changes included in the
                                              and 21.199), are not allowed if any                                                                            May 13 rule have been implemented as
                                                                                                       SUMMARY:    This final rule makes                     published in the interim final rule and
                                              intermodal container prohibited as specified
                                                                                                       additional clarifications and corrections             are not republished in this final rule. A
                                              in figure 1 to paragraph (g) of this AD is on
                                                                                                       to the interim final rule that was                    full description of those changes can be
                                              board. For special flight permits, carriage of
                                              freight is not allowed.
                                                                                                       published on May 13, 2014. The May 13                 found in the Background section and
                                                                                                       rule added controls to the Export                     the regulatory text of the May 13 rule.
                                              (i) Alternative Methods of Compliance                    Administration Regulations (EAR) for                  BIS also published corrections and
                                              (AMOCs)                                                  spacecraft and related items that the                 clarifications to the May 13 rule in a
                                                 (1) The Manager, Seattle Aircraft                     President has determined no longer                    final rule published on November 12,
                                              Certification Office (ACO), FAA, has the                 warrant control under United States                   2014 (79 FR 67055).
                                              authority to approve AMOCs for this AD, if               Munitions List (USML) Category XV—                       The changes included in this final
                                              requested using the procedures found in 14               spacecraft and related items.                         rule are limited to corrections and
                                              CFR 39.19. In accordance with 14 CFR 39.19,                The changes included in this final                  clarifications to what was included in
                                              send your request to your principal inspector            rule are limited to corrections and                   the May 13 rule but are also informed
                                              or local Flight Standards District Office, as            clarifications to what was included in                by comments received in response to
                                              appropriate. If sending information directly             the interim final rule. This is the second            the May 13 rule. These corrections and
                                              to the manager of the ACO, send it to the                corrections and clarifications rule BIS               clarifications to the May 13 rule are
                                              attention of the person identified in                    has published for the May 13 rule.                    described below.
                                              paragraph (j) of this AD. Information may be             These corrections and clarifications                     In § 736.2 (General Prohibitions), this
                                              emailed to: 9-ANM-Seattle-ACO-AMOC-                      were also informed by comments                        final rule revises the heading of
                                              Requests@faa.gov.                                        received in response to the May 13 rule               paragraph (b)(3)(iii) (Additional country
                                                 (2) Before using any approved AMOC,                   that included a request for comments.                 scope of prohibition for 9x515 or ‘‘600
                                              notify your appropriate principal inspector,               The corrections and clarifications to               series’’ items) to remove the term
                                              or lacking a principal inspector, the manager            the May 13 rule are also part of                      ‘‘additional.’’ The country scope of
                                              of the local flight standards district office/           Commerce’s retrospective regulatory                   prohibition of paragraph (b)(3)(iii) for
                                              certificate holding district office.                     review plan under Executive Order (EO)                the 9x515 and ‘‘600 series’’ items is
                                              (j) Related Information                                  13563 (see the SUPPLEMENTARY                          specified in this paragraph for purposes
                                                                                                       INFORMATION section of this rule for                  of General Prohibition Three. The
                                                For more information about this AD,                                                                          country scope of prohibition of
                                                                                                       information on the availability of the
                                              contact Steven C. Fox, Senior Aerospace                                                                        paragraph (b)(3)(iii) for the 9x515 items
                                                                                                       plan).
                                              Engineer, Airframe Branch, ANM–120S,                                                                           applies to destinations in Country
                                              FAA, Seattle Aircraft Certification Office               DATES:   This rule is effective July 13,              Groups D:5 and E:1 (see Supplement
                                                                                                       2015.
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                                              (ACO), 1601 Lind Avenue SW., Renton, WA                                                                        No. 1 to part 740 of the EAR). However,
                                              98057–3356; phone: 425–917–6425; fax: 425–               FOR FURTHER INFORMATION CONTACT:     For              because of the use of the term
                                              917–6590; email: steven.fox@faa.gov.                     questions about the ECCNs included in                 ‘‘additional’’ in the heading of
                                              (k) Material Incorporated by Reference                   this rule, contact Dennis Krepp, Office               paragraph (b)(3)(iii), BIS has received
                                                 None.
                                                                                                       of National Security and Technology                   questions from the public whether the
                                                                                                       Transfer Controls, Bureau of Industry                 country scope of prohibition specified
                                                                                                       and Security, U.S. Department of                      in paragraph (b)(3)(i) also needs to be


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Document Created: 2018-02-23 09:17:59
Document Modified: 2018-02-23 09:17:59
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis AD is effective August 17, 2015.
ContactSteven C. Fox, Senior Aerospace Engineer, Airframe Branch, ANM-120S, FAA, Seattle Aircraft Certification Office (ACO), 1601 Lind Avenue SW., Renton, WA 98057- 3356; phone: 425-917-6425; fax: 425-917-6590; email: [email protected]
FR Citation80 FR 39943 
RIN Number2120-AA64
CFR AssociatedAir Transportation; Aircraft; Aviation Safety; Incorporation by Reference and Safety

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