80_FR_40083 80 FR 39950 - Clarifications and Corrections to the Export Administration Regulations (EAR): Control of Spacecraft Systems and Related Items the President Determines No Longer Warrant Control Under the United States Munitions List (USML)

80 FR 39950 - Clarifications and Corrections to the Export Administration Regulations (EAR): Control of Spacecraft Systems and Related Items the President Determines No Longer Warrant Control Under the United States Munitions List (USML)

DEPARTMENT OF COMMERCE
Bureau of Industry and Security

Federal Register Volume 80, Issue 133 (July 13, 2015)

Page Range39950-39957
FR Document2015-16904

This final rule makes additional clarifications and corrections to the interim final rule that was published on May 13, 2014. The May 13 rule added controls to the Export Administration Regulations (EAR) for spacecraft and related items that the President has determined no longer warrant control under United States Munitions List (USML) Category XV--spacecraft and related items. The changes included in this final rule are limited to corrections and clarifications to what was included in the interim final rule. This is the second corrections and clarifications rule BIS has published for the May 13 rule. These corrections and clarifications were also informed by comments received in response to the May 13 rule that included a request for comments. The corrections and clarifications to the May 13 rule are also part of Commerce's retrospective regulatory review plan under Executive Order (EO) 13563 (see the SUPPLEMENTARY INFORMATION section of this rule for information on the availability of the plan).

Federal Register, Volume 80 Issue 133 (Monday, July 13, 2015)
[Federal Register Volume 80, Number 133 (Monday, July 13, 2015)]
[Rules and Regulations]
[Pages 39950-39957]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-16904]


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DEPARTMENT OF COMMERCE

Bureau of Industry and Security

15 CFR Parts 736, 740, 744, 748, and 774

[Docket No. 150325297-5297-01]
RIN 0694-AG59


Clarifications and Corrections to the Export Administration 
Regulations (EAR): Control of Spacecraft Systems and Related Items the 
President Determines No Longer Warrant Control Under the United States 
Munitions List (USML)

AGENCY: Bureau of Industry and Security, Department of Commerce.

ACTION: Final rule.

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SUMMARY: This final rule makes additional clarifications and 
corrections to the interim final rule that was published on May 13, 
2014. The May 13 rule added controls to the Export Administration 
Regulations (EAR) for spacecraft and related items that the President 
has determined no longer warrant control under United States Munitions 
List (USML) Category XV--spacecraft and related items.
    The changes included in this final rule are limited to corrections 
and clarifications to what was included in the interim final rule. This 
is the second corrections and clarifications rule BIS has published for 
the May 13 rule. These corrections and clarifications were also 
informed by comments received in response to the May 13 rule that 
included a request for comments.
    The corrections and clarifications to the May 13 rule are also part 
of Commerce's retrospective regulatory review plan under Executive 
Order (EO) 13563 (see the SUPPLEMENTARY INFORMATION section of this 
rule for information on the availability of the plan).

DATES: This rule is effective July 13, 2015.

FOR FURTHER INFORMATION CONTACT: For questions about the ECCNs included 
in this rule, contact Dennis Krepp, Office of National Security and 
Technology Transfer Controls, Bureau of Industry and Security, U.S. 
Department of Commerce, Telephone: 202-482-1309, email: 
[email protected]. For general questions about the regulatory 
changes pertaining to satellites, spacecraft, and related items, 
contact the Regulatory Policy Division, Office of Exporter Services, 
Bureau of Industry and Security, at 202-482-2440 or email: 
[email protected].

SUPPLEMENTARY INFORMATION:

Background

    This final rule makes corrections and clarifications to the interim 
final rule, Revisions to the Export Administration Regulations (EAR): 
Control of Spacecraft Systems and Related Items the President 
Determines No Longer Warrant Control Under the United States Munitions 
List (USML), that was published on May 13, 2014 (79 FR 27417) (May 13 
rule). The May 13 rule added controls to the Export Administration 
Regulations (EAR) for spacecraft and related items that the President 
has determined no longer warrant control under United States Munitions 
List (USML) Category XV--spacecraft and related items. The vast 
majority of the changes included in the May 13 rule have been 
implemented as published in the interim final rule and are not 
republished in this final rule. A full description of those changes can 
be found in the Background section and the regulatory text of the May 
13 rule. BIS also published corrections and clarifications to the May 
13 rule in a final rule published on November 12, 2014 (79 FR 67055).
    The changes included in this final rule are limited to corrections 
and clarifications to what was included in the May 13 rule but are also 
informed by comments received in response to the May 13 rule. These 
corrections and clarifications to the May 13 rule are described below.
    In Sec.  736.2 (General Prohibitions), this final rule revises the 
heading of paragraph (b)(3)(iii) (Additional country scope of 
prohibition for 9x515 or ``600 series'' items) to remove the term 
``additional.'' The country scope of prohibition of paragraph 
(b)(3)(iii) for the 9x515 and ``600 series'' items is specified in this 
paragraph for purposes of General Prohibition Three. The country scope 
of prohibition of paragraph (b)(3)(iii) for the 9x515 items applies to 
destinations in Country Groups D:5 and E:1 (see Supplement No. 1 to 
part 740 of the EAR). However, because of the use of the term 
``additional'' in the heading of paragraph (b)(3)(iii), BIS has 
received questions from the public whether the country scope of 
prohibition specified in paragraph (b)(3)(i) also needs to be

[[Page 39951]]

considered for purposes of the 9x515 items. The country scope of 
paragraph (b)(3)(i) does not apply to 9x515 items, so this final rule 
revises the heading of paragraph (b)(3)(iii) to clarify this point by 
removing the term ``additional.'' This rule does not change the country 
scope of prohibition for the 9x515 or ``600 series'' items. Reexporters 
are reminded that the country scope of prohibition for the ``600 
series'' items, which includes Country Groups D:1, D:3, D:4, D:5 or 
E:1, is broader than that for 9x515 items.
    In Sec.  740.20 under paragraph (d) (Prior Consignee Statement), 
this final rule revises the introductory text of paragraph (d)(2) to 
remove two sentences that were intended to be removed in a December 29, 
2014 (79 FR 77866) final rule, but were not removed as intended because 
of ambiguity in the amendatory instruction. This rule removes the two 
outdated sentences. This final rule sets out the full text of paragraph 
(d)(2) to ensure the text of this paragraph accurately reflects past 
revisions of the EAR.
    In addition, this final rule makes three minor clarifications to 
the text of paragraph (d)(2) to make the intent of the paragraph 
clearer. First, this rule removes the term ``and'' in the phrase 
``exporter, reexporter and transferor'' and replaces it with ``or'' in 
two places in paragraph (d)(2). This clarification is made because the 
party making the export, reexport or transfer (in-country) authorized 
under License Exception STA is the person responsible for obtaining the 
prior consignee statement and maintaining a log or other record 
consistent with the requirements of paragraph (d)(2). The use of the 
term ``and'' may have given the misimpression that the exporter 
receiving the prior consignee statement would also need to obtain a 
prior consignee statement for subsequent transfers (in-country) or 
reexports authorized under License Exception STA, which is not required 
under paragraph (d)(2). Second, this final rule adds the parenthetical 
phrase ``(such as documents created in the ordinary course of 
business)'' to provide an example of an ``other record'' in paragraph 
(d)(2). Third, this final rule adds an ``(S)'' at the end of the terms 
``NAME'' and ``CONSIGNEE'' in the bracketed text at the end of 
paragraph (d)(2). Making these two terms plural clarifies that multiple 
consignees may be included on the same prior consignee statement, 
provided all of the applicable requirements of paragraph (d)(2) are 
met. This is an existing BIS interpretation of paragraph (d)(2) that 
this edit clarifies.
    In Sec.  744.21 (Restrictions on certain `military end uses' in the 
People's Republic of China (PRC) or for a `military end use' or 
`military end user' in Russia or Venezuela), this final rule revises 
the general prohibition in paragraph (a)(2) in Sec.  744.21 for the 
9x515 and ``600 series'' ECCNs to clarify that the use in, with, or for 
the International Space Station (ISS) for exports, reexports, or 
transfers within Russia of these 9x515 and ``600 series'' items is not 
within the scope of the general prohibition, including launch to the 
ISS. Exports, reexports, and transfers (in-country) to China and 
Venezuela are not eligible for the ISS exclusion from the Sec.  744.21 
license requirements in paragraph (a)(2) because China and Venezuela 
are not ISS partner countries, unlike Russia, which is an ISS partner 
country.
    In Supplement No. 2 to part 748 (Unique application and submission 
requirements), this final rule revises the introductory text of 
paragraphs (y)(1) and (y)(2) to clarify that for purposes of the 
license applications for satellite exports, the requirements specified 
in paragraphs (y)(1)(i) and (ii) and (y)(2)(i) and (ii), respectively, 
can be met either at the time of application or prior to export or 
reexport.
    ECCN 3A611. This final rule makes a clarification to the Related 
Controls paragraph (6) in ECCN 3A611 by adding two references to the 
9x515 ECCNs. These references added in this rule clarify that 
electronic items ``specially designed'' for military application that 
are not controlled in any USML category but are within the scope of a 
9x515 ECCN are controlled by that 9x515 ECCN. This Related Controls 
paragraph (6) already established this relationship between 3A611 and 
other ``600 series'' ECCNs, but references to the 9x515 ECCNs also need 
to be added to clarify the relationship between 3A611 and the 9x515 
ECCNs. This clarification will help exporters determine when they 
should review ECCN 3A611 or a 9x515 ECCN when classifying electronic 
items. Lastly, this final rule corrects the last sentence of the 
Related Controls paragraph (6) to replace ECCN 0A604 that is referenced 
at the end of the paragraph with the correct ECCN 9A604. This change 
corrects a mistake in the cross reference for the ECCN referenced in 
this Related Controls paragraph (6).
    ECCN 9A515. This final rule makes six corrections and 
clarifications to ECCN 9A515. Specifically, these corrections and 
clarifications are made to the MT Control in the License Requirement 
table, to the Related Definitions paragraph and to ``items'' paragraphs 
(d), (e), (x) and (y) in the List of Items Controlled section, as 
described below.
    ECCN 9A515--MT Control. This final rule revises the MT Control 
paragraph in the License Requirements section to add the phrase 
``microcircuits in'' before the reference to 9A515.d and adds the new 
9A515.e.2 to the MT controls. This final rule makes this change to add 
greater specificity regarding what parts of ECCN 9A515.d and 9A515.e.2 
are controlled for MT reasons. This clarification also addresses 
questions BIS has received from the public and will align the ECCN's 
text more closely with the MTCR Annex.
    ECCN 9A515--Related Definitions. This final rule adds a definition 
of `microcircuit' to clarify how the term is understood in the context 
of ECCN 9A515. This rule clarifies that for purposes of ECCN 9A515 a 
`microcircuit' means a device in which a number of passive or active 
elements are considered as indivisibly associated on or within a 
continuous structure to perform the function of a circuit. The addition 
of the Related Definition will make the intent of this ECCN clearer. 
This ECCN 9A515 specific definition of `microcircuit' does not change 
the meaning or interpretation of microcircuit under the EAR. The 
definition of `microcircuit' this final rule adds to ECCN 9A515 is the 
same definition as found in ECCN 3A001 and also as defined by the 
Missile Technology Control Regime (MTCR) Annex. The ECCN 9A515 
definition is limited to providing guidance on the application of the 
definition based on current BIS practice and past interpretive guidance 
BIS has provided, including how the term is defined in that ECCN on the 
CCL and by the MTCR.
    ECCN 9A515.d. This final rule also revises items paragraph (d) in 
the List of Items Controlled section of ECCN 9A515 to conform to the 
intended commodities classified under this paragraph. In the 
introductory text of paragraph (d), this final rule adds MOSFETS to the 
parenthetical phrase that provides examples for microelectronic 
circuits classified under paragraph (d). Importantly, such MOSFETS are 
already classified under 9A515.d. In response to the public's 
questions, however, this addition provides clarity without changing the 
scope of the ECCN. This final rule also adds the phrase ``and discrete 
electronic components'' to ECCN 9A515.d to help the public self-
classify such items and avoid the need to submit classification 
requests. Lastly, this final rule removes the hyphen in the term 
``micro-circuits'' in the

[[Page 39952]]

introductory text of paragraph (d) in the List of Items Controlled 
section of ECCN 9A515 to conform to the other uses of ``microcircuits'' 
in 9A515, including the clarifications being made in this rule where 
the term ``microcircuits'' is used in 9A515.
    ECCN 9A515.e. This final rule also revises items paragraph (e) in 
the List of Items Controlled section of ECCN 9A515 to conform to the 
intended commodities classified under this paragraph. Because of an 
oversight in the control parameter added in the May 13 rule, certain 
commodities that were intended to be classified under this paragraph 
(e) were not classified under this ECCN 9A515. In order to address this 
oversight and provide additional clarity regarding the scope of this 
control parameter, this final rule makes the following changes to 
paragraph (e). In the introductory text of paragraph (e), this final 
rule adds MOSFETS to the parenthetical phrase that provides examples 
for microelectronic circuits classified under paragraph (e). 
Importantly, such MOSFETS are already classified under 9A515.e, so the 
impact of the addition of MOSFETS to the parenthetical phrase is 
limited to providing additional specificity to the phrase, in order to 
make it easier for the public to determine that such MOSFETS are 
classified under 9A515.e. BIS had received questions from the public on 
why BIS had not included MOSFETS in the illustrative parenthetical 
phrase and so, to assist the public and add greater specificity, BIS 
adds MOSFETS to the illustrative list. This final rule also adds the 
phrase ``and discrete electronic components'' to ECCN 9A515.e. Although 
BIS already classifies discrete electronic components under 9A515.e, 
the agency has received questions on this issue. The additional text 
will assist the public with self-classifying such items and avoid the 
submission of unneeded classification requests. This final rule also 
adds to ECCN 9A515 a definition of `microcircuit' in the Related 
Definition as described above. Lastly, in the introductory text of 
paragraph (e), this final rule removes the term ``all'' before 
``characteristics'' and adds in its place the phrase ``meeting or 
exceeding the characteristics in either paragraph e.1 or e.2'' to 
clarify that the control parameters specified in paragraph (e)(1) and 
(e)(2) are applied in the disjunctive. As a conforming change to the 
introductory text of paragraph (e), this final rule consolidates the 
control parameter of (e)(2) with paragraph (e)(1), removes the term 
``and'' at the end of paragraph (e)(1) and adds in its place the term 
``or''. This final rule removes the ``AND'', but because of the 
consolidation of the control parameters of (e)(2) with paragraph (e)(1) 
and the use of ``or'' between the two control parameters in the revised 
paragraph (e)(1), this aspect of the clarification does not 
substantively change what is classified under paragraph (e).
    Lastly, for the changes to paragraph (e), this final rule adds a 
new paragraph (e)(2) to clarify that microelectronic circuits and 
discrete components that meet the scope of the introductory text of 
paragraph (e), have a total dose >= 5 x 10 \5\ Rads (Si) (5 x 10 \3\ Gy 
(Si)), and are not described in 9A515.d are also within the scope of 
ECCN 9A515.e. This is a correction to the control parameter of 
paragraph (e) that addresses questions BIS has received from the public 
regarding the classification of the commodities described under this 
revised paragraph (e)(2). Specifically, the commodities that meet the 
new control parameter under paragraph (e)(2) that this final rule adds 
to ECCN 9A515 are commodities that would have been classified under the 
United States Munitions List (USML) prior to the effective date of the 
May 13 rule. The Summary of the May 13 rule states that ``New Export 
Control Classification Numbers (ECCNs) 9A515, 9B515, 9D515, and 9E515 
created by this rule and existing ECCNs on the Commerce Control List 
(CCL) will control such items.'' In other words, any item that was 
formerly classified under USML Category XV that was moved to the CCL 
would be classified under a 9x515 ECCN or in another ECCN on the CCL 
(such as one of the ECCNs that use space qualified). However, because 
of a mistake in the control parameter under paragraph (e) of ECCN 
9A515, certain commodities that were intended to be classified in this 
ECCN inadvertently dropped to an EAR99 designation, which was contrary 
to the May 13 rule's description of where the commodities formerly 
classified under USML Category XV would be classified on the CCL. As 
noted above, BIS has received inquiries from the public questioning the 
odd result and asking for clarification whether such commodities are 
intended to be EAR99, or if, as specified in the May 13 rule, the 
intent is for such items to be classified in 9A515.e. The questioners 
are correct that the intent was for such commodities to be classified 
under 9A515, and this final rule adds a control parameter to 9A515.e.2 
to ensure consistency with the stated intent of the May 13 rule.
    ECCN 9A515.x. This final rule revises paragraph (x) in the List of 
Items Controlled section. This final rule revises the existing 
exclusions under paragraphs (1), (2) and (4) to clarify what 
commodities are not within the scope of paragraph (x). Specifically, 
under paragraph (1) this final rule adds a reference to ECCN 9A004 to 
clarify that commodities enumerated or controlled in 9A004 are not 
within the scope of 9A515.x. This final rule revises the existing 
exclusion under paragraph (2) by adding the phrase ``discrete 
electronic components'' to clarify that, in addition to microelectronic 
circuits, discrete electronic components are not within the scope of 
ECCN 9A515.x, a change that also conforms with the clarification being 
made to 9A515.e.2 described above. This final rule revises the existing 
exclusion under paragraph (4) to add ECCN 7A003.d.2 to the list of 
ECCNs containing ``space-qualified'' as a control criterion that are 
not within the scope of 9A515.x and deletes 3A002.a.3 because it is no 
longer needed. This final rule also revises the list of items excluded 
from paragraph (x) by adding paragraphs (5), (6), and (7). These 
additional exclusions clarify that the following commodities are also 
not within the scope of 9A515.x: microwave solid state amplifiers and 
microwave assemblies (refer to ECCN 3A001.b.4 for controls on these 
items); traveling wave tube amplifiers (refer to ECCN 3A001.b.8 for 
controls on these items); and commodities elsewhere specified in ECCN 
9A515.y. These clarifications to the exclusions from paragraph (x) will 
address questions BIS has received from the public that asked whether 
certain commodities that were excluded from USML Category XV (on the 
basis of the former Note to USML Category XV) were classified in ECCN 
9A515.x. General Order No. 5 in Supplement No. 1 to part 736 of the EAR 
under paragraph (e)(3) (Prior commodity jurisdiction determinations) 
already provides guidance that such commodities would not be classified 
under a 9A515 entry, but this final rule makes this reading explicit in 
the context of 9A515.x. This clarification makes no change to the scope 
of items classified under 9A515.x and merely provides additional 
guidance to assist the public in understanding the scope of 9A515, in 
particular as it relates to commodities that previously were determined 
to not be subject to the ITAR on the basis of the former Note to USML 
Category XV(e).
    ECCN 9A515.y. This final rule adds a paragraph 9A515.y.1 as the 
first commodity specified under paragraph (y) in this ECCN. As noted in 
the introductory text of paragraph (y), the U.S. Government through the 
section

[[Page 39953]]

748.3(e) process will identify the items that warrant being classified 
under 9x515.y items, such as the commodities being specified under 
9A515.y.1 in this final rule. Specifically, discrete electronic 
``components'' not specified in 9A515.e have been identified in an 
interagency-cleared commodity classification (CCATS) pursuant to Sec.  
748.3(e) as warranting control in 9A515.y.1. This final rule also 
reserves paragraph (y.2) to conform to Federal Register drafting 
requirements.
    The addition described above for ECCN 9A515.y.1 is the first 
approved population of a .y control being added to 9A515. As stated in 
the May 13 rule, BIS (along with State and Defense) will continue to 
populate the 9A515.y with additional entries as additional 
classification determinations are made in response to requests from the 
public under Sec.  748.3(e).
    ECCN 9D001. This final rule revises the NS Controls paragraph in 
the License Requirements section of ECCN 9D001 to add 9A004. ECCN 9A004 
is included in the heading of 9D001, but is not included in the range 
of ECCNs identified in the NS Controls paragraph. ECCN 9A004 should 
have been added to the NS Controls paragraph in 9D001 to conform to the 
changes made to 9A004 in the May 13 rule. This final rule corrects this 
by adding ECCN 9A004 to the NS Controls paragraph for 9D001. In 
addition, for the purposes of clarification, this final rule revises 
the heading of ECCN 9D001 to remove the parenthetical phrase that 
follows 9A004 and revises the Related Controls paragraph of ECCN 9D001 
to remove the reference to 9A004. These clarifications are made because 
there are no longer commodities that are subject to the ITAR in ECCN 
9A004, so there is no need for the parenthetical phrase when 
referencing 9A004 in the heading of 9D001 and there is no need to 
reference 9A004 in the Related Controls paragraph of 9D001. Lastly, 
this final rule removes the parenthetical phrase ``(see 22 CFR parts 
120 through 130)'' after the defined term ``Subject to the ITAR'' in 
the Related Controls paragraph of ECCN 9D002 because the text is 
redundant. The citation information is already included in the 
definition of ``subject to the ITAR'' in Sec.  772.1 of the EAR and 
therefore does not need to be restated on the CCL.
    ECCN 9D002. This final rule revises the NS Controls paragraph in 
the License Requirements section of ECCN 9D002 to add 9A004. ECCN 9A004 
is included in the heading of 9D002, but is not included in the range 
of ECCNs identified in the NS Controls paragraph. ECCN 9A004 should 
have been added to the NS Controls paragraph in 9D002 to conform to the 
changes made to 9A004 in the interim final rule. In addition, for the 
purposes of clarification, this final rule revises the heading of ECCN 
9D002 to remove the parenthetical phrase that follows 9A004 and revises 
the Related Controls paragraph of ECCN 9D002 to remove the reference to 
9A004. These clarifications are made because there are no longer 
commodities that are subject to the ITAR in ECCN 9A004, so there is no 
need for the parenthetical phrase when referencing 9A004 in the heading 
of 9D002 and there is no need to reference 9A004 in the Related 
Controls paragraph of 9D002. Lastly, this final rule removes the 
parenthetical phrase ``(see 22 CFR parts 120 through 130)'' after the 
defined term ``Subject to the ITAR'' in the Related Controls paragraph 
of ECCN 9D002 because the text is redundant as already noted above.
    ECCN 9D515. This final rule reserves the ``items'' paragraphs (f) 
through (x) in the List of Items Controlled section and adds a new 
``items'' paragraph (y) in ECCN 9D515. This change is made to conform 
to the changes made to 9A515.y. In addition, this final rule revises 
the NS and RS Controls paragraph in the License Requirements section to 
exclude software classified under 9D515.y from these controls. Similar 
to the ``600 series'' ECCNs, the (y) software and technology entries 
for the 9x515 items will be controlled at the same level as the related 
(y) commodities.
    ECCN 9E001. This final rule revises the NS Controls paragraph in 
the License Requirements section of ECCN 9E001 to add 9A004. ECCN 9A004 
is included in the heading of 9E001, but is not included in the range 
of ECCNs identified in the NS controls paragraph. ECCN 9A004 should 
have been added to the NS Controls paragraph in 9E001 to conform to the 
changes made to 9A004 in the interim final rule. This final rule 
corrects this by adding ECCN 9A004 to the NS Controls paragraph for 
9E001. In addition, for the purposes of clarification, this final rule 
revises the heading of ECCN 9E001 to remove the parenthetical phrase 
that follows 9A004 and revises Related Controls paragraph (2) to remove 
the reference to 9A004. These clarifications are made because there are 
no longer commodities that are subject to the ITAR in ECCN 9A004, so 
there is no need for the parenthetical phrase when referencing 9A004 in 
the heading of 9E001 and there is no need to reference 9A004 in the 
Related Controls paragraph of 9E001. Lastly, this final rule removes 
the parenthetical phrase ``(see 22 CFR parts 120 through 130)'' after 
the defined term ``Subject to the ITAR'' in the Related Controls 
paragraph of ECCN 9E001 because the text is redundant as already noted 
above.
    ECCN 9E002. Similar to the changes described above for ECCN 9E001, 
this final rule for clarification revises the heading of 9E002 to 
remove the parenthetical phrase that follows 9A004. In addition, for 
the purposes of clarification revises Related Controls paragraph (3) to 
remove the reference to 9A004. These clarifications are made because 
there are no longer commodities that are subject to the ITAR in ECCN 
9A004, so there is no need for the parenthetical phrase when 
referencing 9A004 in the heading of 9E002 and there is no need to 
reference 9A004 in the Related Controls paragraph of 9E002. Lastly, 
this final rule removes the parenthetical phrase ``(see 22 CFR parts 
120 through 130)'' after the defined term ``Subject to the ITAR'' in 
the Related Controls paragraph of ECCN 9E002 because the text is 
redundant as already noted above.
    ECCN 9E515. This final rule reserves ``items'' paragraphs (f) 
through (x) in the List of Items Controlled section and adds a new 
``items'' paragraph (y) to ECCN 9E515. This change is made to conform 
to the changes made to 9A515.y. In addition, this final rule revises 
the NS and RS Controls paragraph in the License Requirements section to 
exclude technology classified under 9E515.y from the controls in ECCN 
9E515. Similar to the ``600 series'' ECCNs, the (y) software and 
technology entries for the 9x515 items will be controlled at the same 
level as the related (y) commodities. Lastly, this final rule revises 
the MT Control paragraph in the License Requirements section to add 
9A515.e.2 to the MT controls. This final rule makes this change to 
conform to the changes described above for the MT controls in ECCN 
9A515.e.2 and to conform to the MTCR Annex. The rule specifies that the 
control applies to technology for items in 9A515.d and 9A515.e.2 
controlled for MT reasons.

Addressing Public Comments Received

    The May 13 rule requested public comment by November 10, 2014. BIS 
is still in the process of reviewing the comments received at that time 
and will address them through a subsequent rulemaking.
    As required by Executive Order (EO) 13563, BIS intends to review 
this rule's impact on the licensing burden on exporters. Commerce's 
full plan is available at: http://open.commerce.gov/

[[Page 39954]]

news/2011/08/23/commerce-plan-retrospective-analysis-existing-rules. 
Data are routinely collected on an ongoing basis, including through the 
comments to be submitted and as a result of new information and results 
from AES data. These results and data have been, and will continue to 
form, the basis for ongoing reviews of the rule and assessments of 
various aspects of the rule. As part of its plan for retrospective 
analysis under EO 13563, BIS intends to conduct periodic reviews of 
this rule and to modify, or repeal, aspects of this rule, as 
appropriate, and after public notice and comment. With regard to a 
number of aspects of this rule, assessments and refinements will be 
made on an ongoing basis. This is particularly the case with regard to 
possible modifications that will be considered based on public comments 
described above.

Export Administration Act

    Although the Export Administration Act expired on August 20, 2001, 
the President, through Executive Order 13222 of August 17, 2001, 3 CFR, 
2001 Comp., p. 783 (2002), as amended by Executive Order 13637 of March 
8, 2013, 78 FR 16129 (March 13, 2013) and as extended by the Notice of 
August 7, 2014, 79 FR 46959 (August 11, 2014), has continued the Export 
Administration Regulations in effect under the International Emergency 
Economic Powers Act. BIS continues to carry out the provisions of the 
Export Administration Act, as appropriate and to the extent permitted 
by law, pursuant to Executive Order 13222 as amended by Executive Order 
13637.

Rulemaking Requirements

    1. Executive Orders 13563 and 12866 direct agencies to assess all 
costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety effects, distribute impacts, and equity). Executive 
Order 13563 emphasizes the importance of quantifying both costs and 
benefits, of reducing costs, of harmonizing rules, and of promoting 
flexibility. This final rule has been determined to be not significant 
for purposes of Executive Order 12866.
    2. Notwithstanding any other provision of law, no person is 
required to respond to, nor is subject to a penalty for failure to 
comply with, a collection of information, subject to the requirements 
of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) (PRA), 
unless that collection of information displays a currently valid OMB 
control number. This regulation involves collections previously 
approved by the OMB under control numbers 0694-0088, ``Multi-Purpose 
Application,'' which carries a burden hour estimate of 43.8 minutes for 
a manual or electronic submission. This rule does not alter any 
information collection requirements; therefore, total burden hours 
associated with the PRA and OMB control number 0694-0088 are not 
expected to increase as a result of this rule. You may send comments 
regarding the collection of information associated with this rule, 
including suggestions for reducing the burden, to Jasmeet K. Seehra, 
Office of Management and Budget (OMB), by email to 
[email protected], or by fax to (202) 395-7285.
    3. This rule does not contain policies with Federalism implications 
as that term is defined under E.O. 13132.
    4. The Department finds that there is good cause under 5 U.S.C. 
553(b)(B) to waive the provisions of the Administrative Procedure Act 
(APA) requiring prior notice and the opportunity for public comment 
because they are either unnecessary or contrary to the public interest. 
The following revisions are non-substantive or are limited to ensure 
consistency with the intent of the May 13, 2014 interim final rule, and 
thus prior notice and the opportunity for public comment is 
unnecessary. Sections 736.2 and 740.20 and ECCNs 9D001, 9D002, 9E001, 
9E002 were revised to make corrections to the EAR that resulted from 
mistakes or other ambiguity in amendatory instructions in past 
rulemakings. In addition to the revisions above, BIS revises Sec.  
744.21, ECCNs 3A611, 9A515, 9D515 and 9E515 to provide guidance on 
existing interpretations of current EAR provisions and necessary 
conforming changes, and thus prior notice and the opportunity for 
public comment is contrary to the public interest. Finally, as 
contemplated in the May 13 rule, BIS has added an entry to the .y 
paragraph of ECCN 9A515, which was added as a result of the Sec.  
748.3(e) process. For purposes of the APA, there is good cause and it 
is in the public interest to incorporate this change so the public can 
benefit from understanding the classification of the item. These 
revisions are important to get in place as soon as possible so the 
public will be aware of the correct text and meaning of current EAR 
provisions.
    BIS finds good cause to waive the 30-day delay in effectiveness 
under 5 U.S.C. 553(d)(3). As mentioned previously, the revisions made 
by this rule consist of both technical corrections and clarifications 
that need to be in place as soon as possible to avoid confusion by the 
public regarding the intent and meaning of changes to the EAR.
    Because a notice of proposed rulemaking and an opportunity for 
public comment are not required to be given for these amendments by 5 
U.S.C. 553, or by any other law, the analytical requirements of the 
Regulatory Flexibility Act, 5 U.S.C. 601 et seq., are not applicable.

List of Subjects

15 CFR Part 736

    Exports.

15 CFR Parts 740 and 748

    Administrative practice and procedure, Exports, Reporting and 
recordkeeping requirements.

15 CFR Part 744

    Exports, Reporting and recordkeeping requirements, Terrorism.

15 CFR Part 774

    Exports, Reporting and recordkeeping requirements.

    Accordingly, the Export Administration Regulations (15 CFR parts 
730-774) are amended as follows:

PART 736--[AMENDED]

0
1. The authority citation for 15 CFR part 736 continues to read as 
follows:

    Authority:  50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.; 
22 U.S.C. 2151 note; E.O. 12938, 59 FR 59099, 3 CFR, 1994 Comp., p. 
950; E.O. 13020, 61 FR 54079, 3 CFR, 1996 Comp., p. 219; E.O. 13026, 
61 FR 58767, 3 CFR, 1996 Comp., p. 228; E.O. 13222, 66 FR 44025, 3 
CFR, 2001 Comp., p. 783; E.O. 13338, 69 FR 26751, 3 CFR, 2004 Comp., 
p. 168; Notice of August 7, 2014, 79 FR 46959 (August 11, 2014); 
Notice of November 7, 2014, 79 FR 67035 (November 12, 2014); Notice 
of May 6, 2015, 80 FR 26815 (May 8, 2015).


0
2. Section 736.2 is amended by revising the heading of paragraph 
(b)(3)(iii) to read as follows:


Sec.  736.2  General prohibitions and determination of applicability.

* * * * *
    (b) * * *
    (3) * * *
    (iii) Country scope of prohibition for 9x515 or ``600 series'' 
items. * * *
* * * * *

PART 740--[AMENDED]

0
3. The authority citation for 15 CFR part 740 continues to read as 
follows:


[[Page 39955]]


    Authority:  50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.; 
22 U.S.C. 7201 et seq.; E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., 
p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; Notice 
of August 7, 2014, 79 FR 46959 (August 11, 2014).


0
4. Section 740.20 is amended by revising the introductory text of 
paragraph (d)(2) and the bracketed text at the end of the introductory 
text of paragraph (d)(2) to read as follows:


Sec.  740.20  License Exception Strategic Trade Authorization (STA).

* * * * *
    (d) * * *
    (2) Prior Consignee Statement. The requirements in this paragraph 
(d)(2) apply to each party using License Exception STA to export, 
reexport or transfer (in-country), including reexporters and 
transferors of items previously received under License Exception STA. 
The exporter, reexporter, or transferor must obtain the following 
statement in writing from its consignee prior to shipping the item and 
must retain the statement in accordance with part 762 of the EAR. One 
statement may be used for multiple shipments of the same items between 
the same parties so long as the party names, the description(s) of the 
item(s) and the ECCNs are correct. The exporter, reexporter, or 
transferor must maintain a log or other record (such as documents 
created in the ordinary course of business) that identifies each 
shipment made pursuant to this section and the specific consignee 
statement that is associated with each shipment. Paragraphs (d)(2)(i) 
through (vi) of this section are required for all transactions. In 
addition, paragraph (d)(2)(vii) is required for all transactions in 
``600 series'' items and paragraph (viii) of this section is required 
for transactions in ``600 series'' items if the consignee is not the 
government of a country listed in Country Group A:5 (See Supplement No. 
1 to part 740 of the EAR). Paragraph (d)(2)(viii) is also required for 
transactions including 9x515 items.
    [INSERT NAME(S) OF CONSIGNEE(S)]:
* * * * *

PART 744--[AMENDED]

0
5. The authority citation for 15 CFR part 744 continues to read as 
follows:

    Authority:  50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.; 
22 U.S.C. 3201 et seq.; 42 U.S.C. 2139a; 22 U.S.C. 7201 et seq.; 22 
U.S.C. 7210; E.O. 12058, 43 FR 20947, 3 CFR, 1978 Comp., p. 179; 
E.O. 12851, 58 FR 33181, 3 CFR, 1993 Comp., p. 608; E.O. 12938, 59 
FR 59099, 3 CFR, 1994 Comp., p. 950; E.O. 12947, 60 FR 5079, 3 CFR, 
1995 Comp., p. 356; E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 
228; E.O. 13099, 63 FR 45167, 3 CFR, 1998 Comp., p. 208; E.O. 13222, 
66 FR 44025, 3 CFR, 2001 Comp., p. 783; E.O. 13224, 66 FR 49079, 3 
CFR, 2001 Comp., p. 786; Notice of August 7, 2014, 79 FR 46959 
(August 11, 2014); Notice of September 17, 2014, 79 FR 56475 
(September 19, 2014); Notice of November 7, 2014, 79 FR 67035 
(November 12, 2014); Notice of January 21, 2015, 80 FR 3461 (January 
22, 2015).


0
6. Section 744.21 is amended by revising paragraph (a)(2) to read as 
follows:


Sec.  744.21  Restrictions on certain `Military end uses' in the 
People's Republic of China (PRC) or for a `Military end use' or 
`Military end user' in Russia or Venezuela.

    (a) * * *
    (2) General prohibition. In addition to the license requirements 
for 9x515 and ``600 series'' items specified on the Commerce Control 
List (CCL), you may not export, reexport, or transfer (in-country) any 
9x515 or ``600 series'' item, including items described in a .y 
paragraph of a 9x515 or ``600 series'' ECCN, to the PRC, Russia or 
Venezuela without a license. The use in, with, or for the International 
Space Station (ISS) for exports, reexports or transfers within Russia 
is not within the scope of this paragraph's general prohibition, 
including launch to the ISS. (See Sec.  740.11(e)(1) of the EAR for a 
definition of the ISS).
* * * * *

PART 748--[AMENDED]

0
7. The authority citation for 15 CFR part 748 continues to read as 
follows:

    Authority:  50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.; 
E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228; E.O. 13222, 66 
FR 44025, 3 CFR, 2001 Comp., p. 783; Notice of August 7, 2014, 79 FR 
46959 (August 11, 2014).


0
8. Supplement No. 2 to part 748 (Unique Application and Submission 
Requirements) is amended by revising the introductory text of paragraph 
(y)(1) and the introductory text of paragraph (y)(2) to read as 
follows:

Supplement No. 2 to Part 748--Unique Application and Submission 
Requirements

* * * * *
    (y) * * *
    (1) A license application to export a satellite controlled by ECCN 
9A515.a for launch in or by a country that is not a member of the North 
Atlantic Treaty Organization (NATO) or a major non-NATO ally of the 
United States (as defined in 22 CFR 120.31 and 120.32), must include a 
statement affirming that at the time of application or prior to export 
or reexport the following will be in place:
* * * * *
    (2) A license application to export a satellite controlled by ECCN 
9A515.a for launch in or by a country that is a member of the North 
Atlantic Treaty Organization (NATO) or that is a major non-NATO ally of 
the United States (as defined in 22 CFR 120.31 and 120.32), must 
include a statement affirming that at the time of application or prior 
to export or reexport the following will be in place:
* * * * *

PART 774--[AMENDED]

0
9. The authority citation for 15 CFR part 774 continues to read as 
follows:

    Authority:  50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.; 
10 U.S.C. 7420; 10 U.S.C. 7430(e); 22 U.S.C. 287c, 22 U.S.C. 3201 et 
seq.; 22 U.S.C. 6004; 30 U.S.C. 185(s), 185(u); 42 U.S.C. 2139a; 42 
U.S.C. 6212; 43 U.S.C. 1354; 15 U.S.C. 1824a; 50 U.S.C. app. 5; 22 
U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O. 13026, 61 FR 58767, 3 CFR, 
1996 Comp., p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 
783; Notice of August 7, 2014, 79 FR 46959 (August 11, 2014).


0
10. In Supplement No. 1 to Part 774, Category 3--Electronics, Export 
Control Classification Number (ECCN) 3A611 is amended by revising 
Related Controls paragraph (6) in the List of Items Controlled section 
to read as follows:

Supplement No. 1 to Part 774--The Commerce Control List

* * * * *

3A611 Military electronics, as follows (see List of Items 
Controlled).
* * * * *

List of Items Controlled

Related Controls: * * * (6) Electronic items ``specially designed'' 
for military application that are not controlled in any USML 
category but are within the scope of another ``600 series'' ECCN or 
a 9x515 ECCN are controlled by that ``600 series'' ECCN or 9x515 
ECCN. For example, electronic components not enumerated on the USML 
or a ``600 series'' other than 3A611 that are ``specially designed'' 
for a military aircraft controlled by USML Category VIII or ECCN 
9A610 are controlled by the catch-all control in ECCN 9A610.x. 
Electronic components not enumerated on the USML or another ``600 
series'' entry that are ``specially designed'' for a military 
vehicle controlled by USML Category VII or ECCN 0A606 are controlled 
by ECCN 0A606.x. Electronic components not enumerated on the USML 
that are ``specially designed'' for a missile controlled by USML 
Category IV are controlled by ECCN 9A604. * * *
* * * * *


[[Page 39956]]



0
11. In Supplement No. 1 to Part 774, Category 9--Aerospace and 
Propulsion, Export Control Classification Number (ECCN) 9A515 is 
amended:
0
a. By revising the fourth entry in the License Requirements table;
0
b. By revising the Related Definitions paragraph in the List of Items 
Controlled section;
0
c. By revising the introductory text of paragraph d. in the Items 
section;
0
d. By revising paragraphs e. introductory text, e.1, and e.2 in the 
Items section; and
0
e. By revising paragraphs x. and y. in the Items section to read as 
follows.

9A515 ``Spacecraft'' and related commodities, as follows (see List 
of Items Controlled).

License Requirements

* * * * *

 
                                            Country Chart (see Supp. No.
                Control(s)                         1 to part 738)
 
 
                                * * * * *
MT applies to microcircuits in 9A515.d and  MT Column 1
 9A515.e.2 when ``usable in'' ``missiles''
 for protecting ``missiles'' against
 nuclear effects (e.g. Electromagnetic
 Pulse (EMP), X-rays, combined blast and
 thermal effects).
 
                                * * * * *
 

* * * * *

List of Items Controlled

* * * * *
Related Definitions: `Microcircuit' means a device in which a number 
of passive or active elements are considered as indivisibly 
associated on or within a continuous structure to perform the 
function of a circuit.

Items:
* * * * *
    d. Microelectronic circuits (e.g., integrated circuits, 
microcircuits, MOSFETs) and discrete electronic components rated, 
certified, or otherwise specified or described as meeting or 
exceeding all the following characteristics and that are ``specially 
designed'' for defense articles, ``600 series'' items, or items 
controlled by 9A515:
* * * * *
    e. Microelectronic circuits (e.g., integrated circuits, 
microcircuits, MOSFETs) and discrete electronic components that are 
rated, certified, or otherwise specified or described as meeting or 
exceeding the characteristics in either paragraph e.1 or e.2, AND 
``specially designed'' for defense articles controlled by USML 
Category XV or items controlled by 9A515:
    e.1. A total dose >=1 x 10\5\ Rads (Si) (1 x 10\3\ Gy(Si)) and 
<5 x 10\5\ Rads (Si) (5 x 10\3\ Gy(Si)); and a single event effect 
(SEE) (i.e., single event latchup (SEL), single event burnout (SEB), 
or single event gate rupture (SEGR)) immunity to a linear energy 
transfer (LET) >=80 MeV-cm2/mg; or
    e.2. A total dose >= 5 x 10\5\ Rads (Si) (5 x 10\3\ Gy (Si)) and 
not described in 9A515.d.
* * * * *
    x. ``Parts,'' ``components,'' ``accessories'' and 
``attachments'' that are ``specially designed'' for defense articles 
controlled by USML Category XV or items controlled by 9A515, and 
that are NOT:
    1. Enumerated or controlled in the USML or elsewhere within 
ECCNs 9A515 or 9A004;
    2. Microelectronic circuits and discrete electronic components;
    3. Described in ECCNs 7A004 or 7A104;
    4. Described in an ECCN containing ``space-qualified'' as a 
control criterion (i.e., 3A001.b.1, 3A001.e.4, 3A002.g.1, 3A991.o, 
3A992.b.3, 6A002.a.1, 6A002.b.2, 6A002.d.1, 6A004.c and .d, 
6A008.j.1, 6A998.b, or 7A003.d.2);
    5. Microwave solid state amplifiers and microwave assemblies 
(refer to ECCN 3A001.b.4 for controls on these items);
    6. Travelling wave tube amplifiers (refer to ECCN 3A001.b.8 for 
controls on these items); or
    7. Elsewhere specified in ECCN 9A515.y.

    Note to 9A515.x:  ``Parts,'' ``components,'' ``accessories,'' 
and ``attachments'' specified in USML subcategory XV(e) or 
enumerated in other USML categories are subject to the controls of 
that paragraph or category.

    y. Items that would otherwise be within the scope of ECCN 
9A515.x but that have been identified in an interagency-cleared 
commodity classification (CCATS) pursuant to Sec.  748.3(e) as 
warranting control in 9A515.y.
    y.1. Discrete electronic components not specified in 9A515.e; 
and
    y.2. [RESERVED]


0
12. In Supplement No. 1 to Part 774, Category 9--Aerospace and 
Propulsion, Export Control Classification Number (ECCN) 9D001 is 
amended:
0
a. By revising the heading;
0
b. By revising the first entry in the License Requirements table; and
0
b. By revising the Related Controls paragraph in the List of Items 
Controlled section to read as follows:

9D001 ``Software'' ``specially designed'' or modified for the 
``development'' of equipment or ``technology'' controlled by ECCN 
9A001 to 9A004, 9A012, 9A101 (except for items in 9A101.b that are 
``subject to the ITAR,'' see 22 CFR part 121), 9A106.d. or .e, 
9A110, or 9A120, 9B (except for ECCNs 9B604, 9B610, 9B619, 9B990, 
and 9B991), or ECCN 9E003.

License Requirements

* * * * *

 
                                            Country Chart (see Supp. No.
                Control(s)                         1 to part 738)
 
NS applies to ``software'' for equipment    NS Column 1
 controlled by 9A001 to 9A004, 9A012,
 9B001 to 9B010, and technology controlled
 by 9E003..
 
                                * * * * *
 

* * * * *

List of Items Controlled

Related Controls: ``Software'' that is ``required'' for the 
``development'' of items specified in ECCNs 9A005 to 9A011, 9A101.b 
(except for items that are subject to the EAR), 9A103 to 9A105, 
9A106.a, .b, and .c, 9A107 to 9A109, 9A110 (for items that are 
``specially designed'' for use in missile systems and subsystems), 
and 9A111 to 9A119 is ``subject to the ITAR.''
* * * * *


0
13. In Supplement No. 1 to Part 774, Category 9--Aerospace and 
Propulsion, Export Control Classification Number (ECCN) 9D002 is 
amended:
0
a. By revising the heading;
0
b. By revising the first entry in the License Requirements table; and
0
c. By revising the Related Controls paragraph in the List of Items 
Controlled section to read as follows:

9D002 ``Software'' ``specially designed'' or modified for the 
``production'' of equipment controlled by ECCN 9A001 to 9A004, 
9A012, 9A101 (except for items in 9A101.b that are ``subject to the 
ITAR,'' see 22 CFR part 121), 9A106.d or .e, 9A110, or 9A120, 9B 
(except for ECCNs 9B604, 9B610, 9B619, 9B990, and 9B991).

License Requirements

* * * * *

 
                                            Country Chart (see Supp. No.
                Control(s)                         1 to part 738)
 
NS applies to ``software'' for equipment    NS Column 1
 controlled by 9A001 to 9A004, 9A012,
 9B001 to 9B010.
 
                                * * * * *
 

* * * * *

List of Items Controlled

Related Controls: ``Software'' that is ``required'' for the 
``production'' of items specified in ECCNs 9A005 to 9A011, 9A101.b 
(except for items that are subject to the EAR), 9A103 to 9A105, 
9A106.a, .b, and .c, 9A107 to 9A109, 9A110 (for items that are 
``specially designed'' for use in

[[Page 39957]]

missile systems and subsystems), and 9A111 to 9A119 is ``subject to 
the ITAR.''
* * * * *


0
14. In Supplement No. 1 to Part 774, Category 9--Aerospace and 
Propulsion, Export Control Classification Number (ECCN) 9D515 is 
amended:
0
a. By revising the License Requirements table;
0
b. By adding and reserving items paragraphs f. through x. in the Items 
section; and
0
c. By adding paragraph y. in the Items section to read as follows:

9D515 ``Software'' ``specially designed'' for the ``development,'' 
``production,'' operation, installation, maintenance, repair, 
overhaul, or refurbishing of ``spacecraft'' and related commodities, 
as follows (see List of Items Controlled)

License Requirements

* * * * *

 
                                            Country Chart (see Supp. No.
                Control(s)                         1 to part 738).
 
NS applies to entire entry except 9D515.y.  NS Column 1
RS applies to entire entry except 9D515.y.  RS Column 1
AT applies to entire entry................  AT Column 1
 

* * * * *

List of Items Controlled

* * * * *
Items:
* * * * *
    f. through x. [RESERVED]
    y. Specific ``software'' ``specially designed'' for the 
``development,'' ``production,'' operation, or maintenance of 
commodities enumerated in ECCN 9A515.y.


0
15. In Supplement No. 1 to Part 774, Category 9--Aerospace and 
Propulsion, Export Control Classification Number (ECCN) 9E001 is 
amended:
0
a. By revising the heading;
0
b. By revising the first entry in the License Requirements table;
0
c. By revising Related Controls paragraph (2) in the List of Items 
Controlled section to read as follows:

9E001 ``Technology'' according to the General Technology Note for 
the ``development'' of equipment or ``software'', controlled by 
9A001.b, 9A004, 9A012, 9B (except for ECCNs 9B604, 9B610, 9B619, 
9B990 and 9B991), or ECCN 9D001 to 9D004, 9D101, or 9D104.

License Requirements

* * * * *

 
                                            Country Chart (see Supp. No.
                Control(s)                         1 to part 738).
 
NS applies to ``technology'' for items      NS Column 1
 controlled by 9A001.b, 9A004, 9A012,
 9B001 to 9B010, 9D001 to 9D004 for NS
 reasons.
 
                                * * * * *
 

* * * * *

List of Items Controlled

Related Controls: * * * * * (2) ``Technology'' required for the 
``development'' of equipment described in ECCNs 9A005 to 9A011 or 
``software'' described in ECCNs 9D103 and 9D105 is ``subject to the 
ITAR.''
* * * * *

0
16. In Supplement No. 1 to Part 774, Category 9--Aerospace and 
Propulsion, Export Control Classification Number (ECCN) 9E002 is 
amended:
0
a. By revising the heading; and
0
b. By revising Related Controls paragraph (3) in the List of Items 
Controlled section to read as follows:
9E002 ``Technology'' according to the General Technology Note for the 
``production'' of ``equipment'' controlled by ECCN 9A001.b, 9A004 or 9B 
(except for ECCNs 9B117, 9B604, 9B610, 9B619, 9B990, and 9B991).
* * * * *

List of Items Controlled

Related Controls: * * * * * (3) ``Technology'' that is required for 
the ``production'' of equipment described in ECCNs 9A005 to 9A011 is 
``subject to the ITAR.''
* * * * *

0
17. In Supplement No. 1 to Part 774, Category 9--Aerospace and 
Propulsion, Export Control Classification Number (ECCN) 9E515 is 
amended:
0
a. By revising the License Requirements table;
0
b. By adding and reserving paragraphs f. through x. in the Items 
section; and
0
c. By adding paragraph y. in the items paragraph in the Items section 
to read as follows:

9E515 ``Technology'' ``required'' for the ``development,'' 
``production,'' operation, installation, repair, overhaul, or 
refurbishing of ``spacecraft'' and related commodities, as follows 
(see List of Items Controlled).

License Requirements

* * * * *

 
                                            Country Chart (see Supp. No.
                Control(s)                         1 to part 738)
 
NS applies to entire entry except 9E515.y.  NS Column 1
MT applies to technology for items in       MT Column 1
 9A515.d and 9A515.e.2 controlled for MT
 reasons.
RS applies to entire entry except 9E515.y.  RS Column 1
AT applies to entire entry................  AT Column 1
 

* * * * *
    f. through x. [RESERVED]
    y. Specific ``technology'' ``required'' for the ``production,'' 
``development,'' operation, installation, maintenance, repair, 
overhaul, or refurbishing of commodities or software enumerated in 
ECCN 9A515.y or 9D515.y.

    Dated: July 2, 2015.
Kevin J. Wolf,
Assistant Secretary of Commerce for Export Administration.
[FR Doc. 2015-16904 Filed 7-10-15; 8:45 am]
BILLING CODE 3510-33-P



                                              39950               Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations

                                               FIGURE 1 TO PARAGRAPH (g) OF THIS                         Issued in Renton, Washington, on July 7,            Commerce, Telephone: 202–482–1309,
                                                                                                       2015.                                                 email: Dennis.Krepp@bis.doc.gov. For
                                                 AD—AFM REVISION—Continued
                                                                                                       Jeffrey E. Duven,                                     general questions about the regulatory
                                              (1) Intermodal containers nominally sized at             Manager, Transport Airplane Directorate,              changes pertaining to satellites,
                                                20 feet long, 8 feet wide, and 8.5 feet tall           Aircraft Certification Service.                       spacecraft, and related items, contact
                                                that are not concentrically loaded on a pal-                                                                 the Regulatory Policy Division, Office of
                                                                                                       [FR Doc. 2015–17031 Filed 7–10–15; 8:45 am]
                                                let and restrained to the aircraft in accord-
                                                                                                       BILLING CODE 4910–13–P                                Exporter Services, Bureau of Industry
                                                ance with the FAA-approved Boeing type
                                                certificate Weight and Balance Manual or a                                                                   and Security, at 202–482–2440 or email:
                                                supplemental type certificate Weight and                                                                     rpd2@bis.doc.gov.
                                                Balance Supplement.                                    DEPARTMENT OF COMMERCE                                SUPPLEMENTARY INFORMATION:
                                              (2) ISO 668-1CC containers that are not con-
                                                                                                                                                             Background
                                                centrically loaded on a pallet and re-                 Bureau of Industry and Security
                                                strained to the aircraft in accordance with                                                                     This final rule makes corrections and
                                                the FAA-approved Boeing type certificate               15 CFR Parts 736, 740, 744, 748, and                  clarifications to the interim final rule,
                                                Weight and Balance Manual or a supple-                 774                                                   Revisions to the Export Administration
                                                mental type certificate Weight and Balance                                                                   Regulations (EAR): Control of
                                                Supplement.                                            [Docket No. 150325297–5297–01]                        Spacecraft Systems and Related Items
                                              Note: Both payloads 1 and 2 may be con-                                                                        the President Determines No Longer
                                                centrically loaded on a pallet and netted in           RIN 0694–AG59
                                                                                                                                                             Warrant Control Under the United
                                                accordance with the FAA-approved Weight
                                                and Balance Manual and then loaded in                  Clarifications and Corrections to the                 States Munitions List (USML), that was
                                                the center of the airplane and restrained to           Export Administration Regulations                     published on May 13, 2014 (79 FR
                                                the airplane by the approved center loaded             (EAR): Control of Spacecraft Systems                  27417) (May 13 rule). The May 13 rule
                                                cargo restraint system or restrained directly          and Related Items the President                       added controls to the Export
                                                to the airplane, both as defined in the FAA-           Determines No Longer Warrant Control                  Administration Regulations (EAR) for
                                                approved Weight and Balance Manual.                    Under the United States Munitions List                spacecraft and related items that the
                                                                                                       (USML)                                                President has determined no longer
                                              (h) Special Flight Permits                                                                                     warrant control under United States
                                                                                                       AGENCY:  Bureau of Industry and                       Munitions List (USML) Category XV—
                                                 Special flight permits, as described in
                                                                                                       Security, Department of Commerce.                     spacecraft and related items. The vast
                                              Section 21.197 and Section 21.199 of the
                                              Federal Aviation Regulations (14 CFR 21.197              ACTION: Final rule.                                   majority of the changes included in the
                                              and 21.199), are not allowed if any                                                                            May 13 rule have been implemented as
                                                                                                       SUMMARY:    This final rule makes                     published in the interim final rule and
                                              intermodal container prohibited as specified
                                                                                                       additional clarifications and corrections             are not republished in this final rule. A
                                              in figure 1 to paragraph (g) of this AD is on
                                                                                                       to the interim final rule that was                    full description of those changes can be
                                              board. For special flight permits, carriage of
                                              freight is not allowed.
                                                                                                       published on May 13, 2014. The May 13                 found in the Background section and
                                                                                                       rule added controls to the Export                     the regulatory text of the May 13 rule.
                                              (i) Alternative Methods of Compliance                    Administration Regulations (EAR) for                  BIS also published corrections and
                                              (AMOCs)                                                  spacecraft and related items that the                 clarifications to the May 13 rule in a
                                                 (1) The Manager, Seattle Aircraft                     President has determined no longer                    final rule published on November 12,
                                              Certification Office (ACO), FAA, has the                 warrant control under United States                   2014 (79 FR 67055).
                                              authority to approve AMOCs for this AD, if               Munitions List (USML) Category XV—                       The changes included in this final
                                              requested using the procedures found in 14               spacecraft and related items.                         rule are limited to corrections and
                                              CFR 39.19. In accordance with 14 CFR 39.19,                The changes included in this final                  clarifications to what was included in
                                              send your request to your principal inspector            rule are limited to corrections and                   the May 13 rule but are also informed
                                              or local Flight Standards District Office, as            clarifications to what was included in                by comments received in response to
                                              appropriate. If sending information directly             the interim final rule. This is the second            the May 13 rule. These corrections and
                                              to the manager of the ACO, send it to the                corrections and clarifications rule BIS               clarifications to the May 13 rule are
                                              attention of the person identified in                    has published for the May 13 rule.                    described below.
                                              paragraph (j) of this AD. Information may be             These corrections and clarifications                     In § 736.2 (General Prohibitions), this
                                              emailed to: 9-ANM-Seattle-ACO-AMOC-                      were also informed by comments                        final rule revises the heading of
                                              Requests@faa.gov.                                        received in response to the May 13 rule               paragraph (b)(3)(iii) (Additional country
                                                 (2) Before using any approved AMOC,                   that included a request for comments.                 scope of prohibition for 9x515 or ‘‘600
                                              notify your appropriate principal inspector,               The corrections and clarifications to               series’’ items) to remove the term
                                              or lacking a principal inspector, the manager            the May 13 rule are also part of                      ‘‘additional.’’ The country scope of
                                              of the local flight standards district office/           Commerce’s retrospective regulatory                   prohibition of paragraph (b)(3)(iii) for
                                              certificate holding district office.                     review plan under Executive Order (EO)                the 9x515 and ‘‘600 series’’ items is
                                              (j) Related Information                                  13563 (see the SUPPLEMENTARY                          specified in this paragraph for purposes
                                                                                                       INFORMATION section of this rule for                  of General Prohibition Three. The
                                                For more information about this AD,                                                                          country scope of prohibition of
                                                                                                       information on the availability of the
                                              contact Steven C. Fox, Senior Aerospace                                                                        paragraph (b)(3)(iii) for the 9x515 items
                                                                                                       plan).
                                              Engineer, Airframe Branch, ANM–120S,                                                                           applies to destinations in Country
                                              FAA, Seattle Aircraft Certification Office               DATES:   This rule is effective July 13,              Groups D:5 and E:1 (see Supplement
                                                                                                       2015.
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                                              (ACO), 1601 Lind Avenue SW., Renton, WA                                                                        No. 1 to part 740 of the EAR). However,
                                              98057–3356; phone: 425–917–6425; fax: 425–               FOR FURTHER INFORMATION CONTACT:     For              because of the use of the term
                                              917–6590; email: steven.fox@faa.gov.                     questions about the ECCNs included in                 ‘‘additional’’ in the heading of
                                              (k) Material Incorporated by Reference                   this rule, contact Dennis Krepp, Office               paragraph (b)(3)(iii), BIS has received
                                                 None.
                                                                                                       of National Security and Technology                   questions from the public whether the
                                                                                                       Transfer Controls, Bureau of Industry                 country scope of prohibition specified
                                                                                                       and Security, U.S. Department of                      in paragraph (b)(3)(i) also needs to be


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                                                                  Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations                                            39951

                                              considered for purposes of the 9x515                        In § 744.21 (Restrictions on certain               paragraphs (d), (e), (x) and (y) in the List
                                              items. The country scope of paragraph                    ‘military end uses’ in the People’s                   of Items Controlled section, as described
                                              (b)(3)(i) does not apply to 9x515 items,                 Republic of China (PRC) or for a                      below.
                                              so this final rule revises the heading of                ‘military end use’ or ‘military end user’                ECCN 9A515—MT Control. This final
                                              paragraph (b)(3)(iii) to clarify this point              in Russia or Venezuela), this final rule              rule revises the MT Control paragraph
                                              by removing the term ‘‘additional.’’ This                revises the general prohibition in                    in the License Requirements section to
                                              rule does not change the country scope                   paragraph (a)(2) in § 744.21 for the                  add the phrase ‘‘microcircuits in’’ before
                                              of prohibition for the 9x515 or ‘‘600                    9x515 and ‘‘600 series’’ ECCNs to clarify             the reference to 9A515.d and adds the
                                              series’’ items. Reexporters are reminded                 that the use in, with, or for the                     new 9A515.e.2 to the MT controls. This
                                              that the country scope of prohibition for                International Space Station (ISS) for                 final rule makes this change to add
                                              the ‘‘600 series’’ items, which includes                 exports, reexports, or transfers within               greater specificity regarding what parts
                                              Country Groups D:1, D:3, D:4, D:5 or                     Russia of these 9x515 and ‘‘600 series’’              of ECCN 9A515.d and 9A515.e.2 are
                                              E:1, is broader than that for 9x515 items.               items is not within the scope of the                  controlled for MT reasons. This
                                                 In § 740.20 under paragraph (d) (Prior                general prohibition, including launch to              clarification also addresses questions
                                              Consignee Statement), this final rule                    the ISS. Exports, reexports, and transfers            BIS has received from the public and
                                              revises the introductory text of                         (in-country) to China and Venezuela are               will align the ECCN’s text more closely
                                              paragraph (d)(2) to remove two                           not eligible for the ISS exclusion from               with the MTCR Annex.
                                              sentences that were intended to be                       the § 744.21 license requirements in                     ECCN 9A515—Related Definitions.
                                              removed in a December 29, 2014 (79 FR                    paragraph (a)(2) because China and                    This final rule adds a definition of
                                              77866) final rule, but were not removed                  Venezuela are not ISS partner countries,              ‘microcircuit’ to clarify how the term is
                                              as intended because of ambiguity in the                  unlike Russia, which is an ISS partner                understood in the context of ECCN
                                                                                                       country.                                              9A515. This rule clarifies that for
                                              amendatory instruction. This rule
                                                                                                          In Supplement No. 2 to part 748                    purposes of ECCN 9A515 a
                                              removes the two outdated sentences.
                                                                                                       (Unique application and submission                    ‘microcircuit’ means a device in which
                                              This final rule sets out the full text of
                                                                                                       requirements), this final rule revises the            a number of passive or active elements
                                              paragraph (d)(2) to ensure the text of
                                                                                                       introductory text of paragraphs (y)(1)                are considered as indivisibly associated
                                              this paragraph accurately reflects past
                                                                                                       and (y)(2) to clarify that for purposes of            on or within a continuous structure to
                                              revisions of the EAR.
                                                                                                       the license applications for satellite                perform the function of a circuit. The
                                                 In addition, this final rule makes three              exports, the requirements specified in                addition of the Related Definition will
                                              minor clarifications to the text of                      paragraphs (y)(1)(i) and (ii) and (y)(2)(i)           make the intent of this ECCN clearer.
                                              paragraph (d)(2) to make the intent of                   and (ii), respectively, can be met either             This ECCN 9A515 specific definition of
                                              the paragraph clearer. First, this rule                  at the time of application or prior to                ‘microcircuit’ does not change the
                                              removes the term ‘‘and’’ in the phrase                   export or reexport.                                   meaning or interpretation of
                                              ‘‘exporter, reexporter and transferor’’                     ECCN 3A611. This final rule makes a                microcircuit under the EAR. The
                                              and replaces it with ‘‘or’’ in two places                clarification to the Related Controls                 definition of ‘microcircuit’ this final
                                              in paragraph (d)(2). This clarification is               paragraph (6) in ECCN 3A611 by adding                 rule adds to ECCN 9A515 is the same
                                              made because the party making the                        two references to the 9x515 ECCNs.                    definition as found in ECCN 3A001 and
                                              export, reexport or transfer (in-country)                These references added in this rule                   also as defined by the Missile
                                              authorized under License Exception                       clarify that electronic items ‘‘specially             Technology Control Regime (MTCR)
                                              STA is the person responsible for                        designed’’ for military application that              Annex. The ECCN 9A515 definition is
                                              obtaining the prior consignee statement                  are not controlled in any USML category               limited to providing guidance on the
                                              and maintaining a log or other record                    but are within the scope of a 9x515                   application of the definition based on
                                              consistent with the requirements of                      ECCN are controlled by that 9x515                     current BIS practice and past
                                              paragraph (d)(2). The use of the term                    ECCN. This Related Controls paragraph                 interpretive guidance BIS has provided,
                                              ‘‘and’’ may have given the                               (6) already established this relationship             including how the term is defined in
                                              misimpression that the exporter                          between 3A611 and other ‘‘600 series’’                that ECCN on the CCL and by the
                                              receiving the prior consignee statement                  ECCNs, but references to the 9x515                    MTCR.
                                              would also need to obtain a prior                        ECCNs also need to be added to clarify                   ECCN 9A515.d. This final rule also
                                              consignee statement for subsequent                       the relationship between 3A611 and the                revises items paragraph (d) in the List of
                                              transfers (in-country) or reexports                      9x515 ECCNs. This clarification will                  Items Controlled section of ECCN 9A515
                                              authorized under License Exception                       help exporters determine when they                    to conform to the intended commodities
                                              STA, which is not required under                         should review ECCN 3A611 or a 9x515                   classified under this paragraph. In the
                                              paragraph (d)(2). Second, this final rule                ECCN when classifying electronic items.               introductory text of paragraph (d), this
                                              adds the parenthetical phrase ‘‘(such as                 Lastly, this final rule corrects the last             final rule adds MOSFETS to the
                                              documents created in the ordinary                        sentence of the Related Controls                      parenthetical phrase that provides
                                              course of business)’’ to provide an                      paragraph (6) to replace ECCN 0A604                   examples for microelectronic circuits
                                              example of an ‘‘other record’’ in                        that is referenced at the end of the                  classified under paragraph (d).
                                              paragraph (d)(2). Third, this final rule                 paragraph with the correct ECCN                       Importantly, such MOSFETS are already
                                              adds an ‘‘(S)’’ at the end of the terms                  9A604. This change corrects a mistake                 classified under 9A515.d. In response to
                                              ‘‘NAME’’ and ‘‘CONSIGNEE’’ in the                        in the cross reference for the ECCN                   the public’s questions, however, this
                                              bracketed text at the end of paragraph                   referenced in this Related Controls                   addition provides clarity without
                                              (d)(2). Making these two terms plural                    paragraph (6).                                        changing the scope of the ECCN. This
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                                              clarifies that multiple consignees may                      ECCN 9A515. This final rule makes                  final rule also adds the phrase ‘‘and
                                              be included on the same prior consignee                  six corrections and clarifications to                 discrete electronic components’’ to
                                              statement, provided all of the applicable                ECCN 9A515. Specifically, these                       ECCN 9A515.d to help the public self-
                                              requirements of paragraph (d)(2) are                     corrections and clarifications are made               classify such items and avoid the need
                                              met. This is an existing BIS                             to the MT Control in the License                      to submit classification requests. Lastly,
                                              interpretation of paragraph (d)(2) that                  Requirement table, to the Related                     this final rule removes the hyphen in
                                              this edit clarifies.                                     Definitions paragraph and to ‘‘items’’                the term ‘‘micro-circuits’’ in the


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                                              39952               Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations

                                              introductory text of paragraph (d) in the                the ‘‘AND’’, but because of the                       revises the existing exclusions under
                                              List of Items Controlled section of ECCN                 consolidation of the control parameters               paragraphs (1), (2) and (4) to clarify
                                              9A515 to conform to the other uses of                    of (e)(2) with paragraph (e)(1) and the               what commodities are not within the
                                              ‘‘microcircuits’’ in 9A515, including the                use of ‘‘or’’ between the two control                 scope of paragraph (x). Specifically,
                                              clarifications being made in this rule                   parameters in the revised paragraph                   under paragraph (1) this final rule adds
                                              where the term ‘‘microcircuits’’ is used                 (e)(1), this aspect of the clarification              a reference to ECCN 9A004 to clarify
                                              in 9A515.                                                does not substantively change what is                 that commodities enumerated or
                                                 ECCN 9A515.e. This final rule also                    classified under paragraph (e).                       controlled in 9A004 are not within the
                                              revises items paragraph (e) in the List of                  Lastly, for the changes to paragraph               scope of 9A515.x. This final rule revises
                                              Items Controlled section of ECCN 9A515                   (e), this final rule adds a new paragraph             the existing exclusion under paragraph
                                              to conform to the intended commodities                   (e)(2) to clarify that microelectronic                (2) by adding the phrase ‘‘discrete
                                              classified under this paragraph. Because                 circuits and discrete components that                 electronic components’’ to clarify that,
                                              of an oversight in the control parameter                 meet the scope of the introductory text               in addition to microelectronic circuits,
                                              added in the May 13 rule, certain                        of paragraph (e), have a total dose ≥ 5               discrete electronic components are not
                                              commodities that were intended to be                     × 10 5 Rads (Si) (5 × 10 3 Gy (Si)), and              within the scope of ECCN 9A515.x, a
                                              classified under this paragraph (e) were                 are not described in 9A515.d are also                 change that also conforms with the
                                              not classified under this ECCN 9A515.                    within the scope of ECCN 9A515.e. This                clarification being made to 9A515.e.2
                                              In order to address this oversight and                   is a correction to the control parameter              described above. This final rule revises
                                              provide additional clarity regarding the                 of paragraph (e) that addresses questions             the existing exclusion under paragraph
                                                                                                       BIS has received from the public                      (4) to add ECCN 7A003.d.2 to the list of
                                              scope of this control parameter, this
                                                                                                       regarding the classification of the                   ECCNs containing ‘‘space-qualified’’ as
                                              final rule makes the following changes
                                                                                                       commodities described under this                      a control criterion that are not within
                                              to paragraph (e). In the introductory text
                                                                                                       revised paragraph (e)(2). Specifically,               the scope of 9A515.x and deletes
                                              of paragraph (e), this final rule adds
                                                                                                       the commodities that meet the new                     3A002.a.3 because it is no longer
                                              MOSFETS to the parenthetical phrase
                                                                                                       control parameter under paragraph                     needed. This final rule also revises the
                                              that provides examples for
                                                                                                       (e)(2) that this final rule adds to ECCN              list of items excluded from paragraph
                                              microelectronic circuits classified under
                                                                                                       9A515 are commodities that would have                 (x) by adding paragraphs (5), (6), and
                                              paragraph (e). Importantly, such
                                                                                                       been classified under the United States               (7). These additional exclusions clarify
                                              MOSFETS are already classified under
                                                                                                       Munitions List (USML) prior to the                    that the following commodities are also
                                              9A515.e, so the impact of the addition                   effective date of the May 13 rule. The
                                              of MOSFETS to the parenthetical phrase                                                                         not within the scope of 9A515.x:
                                                                                                       Summary of the May 13 rule states that                microwave solid state amplifiers and
                                              is limited to providing additional                       ‘‘New Export Control Classification
                                              specificity to the phrase, in order to                                                                         microwave assemblies (refer to ECCN
                                                                                                       Numbers (ECCNs) 9A515, 9B515,                         3A001.b.4 for controls on these items);
                                              make it easier for the public to                         9D515, and 9E515 created by this rule
                                              determine that such MOSFETS are                                                                                traveling wave tube amplifiers (refer to
                                                                                                       and existing ECCNs on the Commerce                    ECCN 3A001.b.8 for controls on these
                                              classified under 9A515.e. BIS had                        Control List (CCL) will control such
                                              received questions from the public on                                                                          items); and commodities elsewhere
                                                                                                       items.’’ In other words, any item that                specified in ECCN 9A515.y. These
                                              why BIS had not included MOSFETS in                      was formerly classified under USML
                                              the illustrative parenthetical phrase and                                                                      clarifications to the exclusions from
                                                                                                       Category XV that was moved to the CCL                 paragraph (x) will address questions BIS
                                              so, to assist the public and add greater                 would be classified under a 9x515
                                              specificity, BIS adds MOSFETS to the                                                                           has received from the public that asked
                                                                                                       ECCN or in another ECCN on the CCL
                                              illustrative list. This final rule also adds                                                                   whether certain commodities that were
                                                                                                       (such as one of the ECCNs that use
                                              the phrase ‘‘and discrete electronic                                                                           excluded from USML Category XV (on
                                                                                                       space qualified). However, because of a
                                              components’’ to ECCN 9A515.e.                                                                                  the basis of the former Note to USML
                                                                                                       mistake in the control parameter under
                                              Although BIS already classifies discrete                                                                       Category XV) were classified in ECCN
                                                                                                       paragraph (e) of ECCN 9A515, certain
                                              electronic components under 9A515.e,                                                                           9A515.x. General Order No. 5 in
                                                                                                       commodities that were intended to be
                                              the agency has received questions on                                                                           Supplement No. 1 to part 736 of the
                                                                                                       classified in this ECCN inadvertently
                                              this issue. The additional text will assist                                                                    EAR under paragraph (e)(3) (Prior
                                                                                                       dropped to an EAR99 designation,
                                              the public with self-classifying such                                                                          commodity jurisdiction determinations)
                                                                                                       which was contrary to the May 13 rule’s
                                              items and avoid the submission of                        description of where the commodities                  already provides guidance that such
                                              unneeded classification requests. This                   formerly classified under USML                        commodities would not be classified
                                              final rule also adds to ECCN 9A515 a                     Category XV would be classified on the                under a 9A515 entry, but this final rule
                                              definition of ‘microcircuit’ in the                      CCL. As noted above, BIS has received                 makes this reading explicit in the
                                              Related Definition as described above.                   inquiries from the public questioning                 context of 9A515.x. This clarification
                                              Lastly, in the introductory text of                      the odd result and asking for                         makes no change to the scope of items
                                              paragraph (e), this final rule removes the               clarification whether such commodities                classified under 9A515.x and merely
                                              term ‘‘all’’ before ‘‘characteristics’’ and              are intended to be EAR99, or if, as                   provides additional guidance to assist
                                              adds in its place the phrase ‘‘meeting or                specified in the May 13 rule, the intent              the public in understanding the scope of
                                              exceeding the characteristics in either                  is for such items to be classified in                 9A515, in particular as it relates to
                                              paragraph e.1 or e.2’’ to clarify that the               9A515.e. The questioners are correct                  commodities that previously were
                                              control parameters specified in                          that the intent was for such                          determined to not be subject to the ITAR
                                              paragraph (e)(1) and (e)(2) are applied in               commodities to be classified under                    on the basis of the former Note to USML
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                                              the disjunctive. As a conforming change                  9A515, and this final rule adds a control             Category XV(e).
                                              to the introductory text of paragraph (e),               parameter to 9A515.e.2 to ensure                         ECCN 9A515.y. This final rule adds a
                                              this final rule consolidates the control                 consistency with the stated intent of the             paragraph 9A515.y.1 as the first
                                              parameter of (e)(2) with paragraph (e)(1),               May 13 rule.                                          commodity specified under paragraph
                                              removes the term ‘‘and’’ at the end of                      ECCN 9A515.x. This final rule revises              (y) in this ECCN. As noted in the
                                              paragraph (e)(1) and adds in its place                   paragraph (x) in the List of Items                    introductory text of paragraph (y), the
                                              the term ‘‘or’’. This final rule removes                 Controlled section. This final rule                   U.S. Government through the section


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                                                                  Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations                                           39953

                                              748.3(e) process will identify the items                 the NS Controls paragraph in 9D002 to                 130)’’ after the defined term ‘‘Subject to
                                              that warrant being classified under                      conform to the changes made to 9A004                  the ITAR’’ in the Related Controls
                                              9x515.y items, such as the commodities                   in the interim final rule. In addition, for           paragraph of ECCN 9E001 because the
                                              being specified under 9A515.y.1 in this                  the purposes of clarification, this final             text is redundant as already noted
                                              final rule. Specifically, discrete                       rule revises the heading of ECCN 9D002                above.
                                              electronic ‘‘components’’ not specified                  to remove the parenthetical phrase that                  ECCN 9E002. Similar to the changes
                                              in 9A515.e have been identified in an                    follows 9A004 and revises the Related                 described above for ECCN 9E001, this
                                              interagency-cleared commodity                            Controls paragraph of ECCN 9D002 to                   final rule for clarification revises the
                                              classification (CCATS) pursuant to                       remove the reference to 9A004. These                  heading of 9E002 to remove the
                                              § 748.3(e) as warranting control in                      clarifications are made because there are             parenthetical phrase that follows 9A004.
                                              9A515.y.1. This final rule also reserves                 no longer commodities that are subject                In addition, for the purposes of
                                              paragraph (y.2) to conform to Federal                    to the ITAR in ECCN 9A004, so there is                clarification revises Related Controls
                                              Register drafting requirements.                          no need for the parenthetical phrase                  paragraph (3) to remove the reference to
                                                 The addition described above for                      when referencing 9A004 in the heading                 9A004. These clarifications are made
                                              ECCN 9A515.y.1 is the first approved                     of 9D002 and there is no need to                      because there are no longer
                                              population of a .y control being added                   reference 9A004 in the Related Controls               commodities that are subject to the
                                              to 9A515. As stated in the May 13 rule,                  paragraph of 9D002. Lastly, this final                ITAR in ECCN 9A004, so there is no
                                              BIS (along with State and Defense) will                  rule removes the parenthetical phrase                 need for the parenthetical phrase when
                                              continue to populate the 9A515.y with                    ‘‘(see 22 CFR parts 120 through 130)’’                referencing 9A004 in the heading of
                                              additional entries as additional                         after the defined term ‘‘Subject to the               9E002 and there is no need to reference
                                              classification determinations are made                   ITAR’’ in the Related Controls                        9A004 in the Related Controls
                                              in response to requests from the public                  paragraph of ECCN 9D002 because the                   paragraph of 9E002. Lastly, this final
                                              under § 748.3(e).                                        text is redundant as already noted                    rule removes the parenthetical phrase
                                                 ECCN 9D001. This final rule revises                   above.                                                ‘‘(see 22 CFR parts 120 through 130)’’
                                              the NS Controls paragraph in the                            ECCN 9D515. This final rule reserves               after the defined term ‘‘Subject to the
                                              License Requirements section of ECCN                     the ‘‘items’’ paragraphs (f) through (x) in           ITAR’’ in the Related Controls
                                              9D001 to add 9A004. ECCN 9A004 is                        the List of Items Controlled section and              paragraph of ECCN 9E002 because the
                                              included in the heading of 9D001, but                    adds a new ‘‘items’’ paragraph (y) in                 text is redundant as already noted
                                              is not included in the range of ECCNs                    ECCN 9D515. This change is made to                    above.
                                              identified in the NS Controls paragraph.                 conform to the changes made to                           ECCN 9E515. This final rule reserves
                                              ECCN 9A004 should have been added to                     9A515.y. In addition, this final rule                 ‘‘items’’ paragraphs (f) through (x) in the
                                              the NS Controls paragraph in 9D001 to                    revises the NS and RS Controls                        List of Items Controlled section and
                                              conform to the changes made to 9A004                     paragraph in the License Requirements                 adds a new ‘‘items’’ paragraph (y) to
                                              in the May 13 rule. This final rule                      section to exclude software classified                ECCN 9E515. This change is made to
                                              corrects this by adding ECCN 9A004 to                    under 9D515.y from these controls.                    conform to the changes made to
                                              the NS Controls paragraph for 9D001. In                  Similar to the ‘‘600 series’’ ECCNs, the              9A515.y. In addition, this final rule
                                              addition, for the purposes of                            (y) software and technology entries for               revises the NS and RS Controls
                                              clarification, this final rule revises the               the 9x515 items will be controlled at the             paragraph in the License Requirements
                                              heading of ECCN 9D001 to remove the                      same level as the related (y)                         section to exclude technology classified
                                              parenthetical phrase that follows 9A004                  commodities.                                          under 9E515.y from the controls in
                                              and revises the Related Controls                            ECCN 9E001. This final rule revises                ECCN 9E515. Similar to the ‘‘600 series’’
                                              paragraph of ECCN 9D001 to remove the                    the NS Controls paragraph in the                      ECCNs, the (y) software and technology
                                              reference to 9A004. These clarifications                 License Requirements section of ECCN                  entries for the 9x515 items will be
                                              are made because there are no longer                     9E001 to add 9A004. ECCN 9A004 is                     controlled at the same level as the
                                              commodities that are subject to the                      included in the heading of 9E001, but is              related (y) commodities. Lastly, this
                                              ITAR in ECCN 9A004, so there is no                       not included in the range of ECCNs                    final rule revises the MT Control
                                              need for the parenthetical phrase when                   identified in the NS controls paragraph.              paragraph in the License Requirements
                                              referencing 9A004 in the heading of                      ECCN 9A004 should have been added to                  section to add 9A515.e.2 to the MT
                                              9D001 and there is no need to reference                  the NS Controls paragraph in 9E001 to                 controls. This final rule makes this
                                              9A004 in the Related Controls                            conform to the changes made to 9A004                  change to conform to the changes
                                              paragraph of 9D001. Lastly, this final                   in the interim final rule. This final rule            described above for the MT controls in
                                              rule removes the parenthetical phrase                    corrects this by adding ECCN 9A004 to                 ECCN 9A515.e.2 and to conform to the
                                              ‘‘(see 22 CFR parts 120 through 130)’’                   the NS Controls paragraph for 9E001. In               MTCR Annex. The rule specifies that
                                              after the defined term ‘‘Subject to the                  addition, for the purposes of                         the control applies to technology for
                                              ITAR’’ in the Related Controls                           clarification, this final rule revises the            items in 9A515.d and 9A515.e.2
                                              paragraph of ECCN 9D002 because the                      heading of ECCN 9E001 to remove the                   controlled for MT reasons.
                                              text is redundant. The citation                          parenthetical phrase that follows 9A004
                                              information is already included in the                   and revises Related Controls paragraph                Addressing Public Comments Received
                                              definition of ‘‘subject to the ITAR’’ in                 (2) to remove the reference to 9A004.                    The May 13 rule requested public
                                              § 772.1 of the EAR and therefore does                    These clarifications are made because                 comment by November 10, 2014. BIS is
                                              not need to be restated on the CCL.                      there are no longer commodities that are              still in the process of reviewing the
                                                 ECCN 9D002. This final rule revises                   subject to the ITAR in ECCN 9A004, so                 comments received at that time and will
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                                              the NS Controls paragraph in the                         there is no need for the parenthetical                address them through a subsequent
                                              License Requirements section of ECCN                     phrase when referencing 9A004 in the                  rulemaking.
                                              9D002 to add 9A004. ECCN 9A004 is                        heading of 9E001 and there is no need                    As required by Executive Order (EO)
                                              included in the heading of 9D002, but                    to reference 9A004 in the Related                     13563, BIS intends to review this rule’s
                                              is not included in the range of ECCNs                    Controls paragraph of 9E001. Lastly, this             impact on the licensing burden on
                                              identified in the NS Controls paragraph.                 final rule removes the parenthetical                  exporters. Commerce’s full plan is
                                              ECCN 9A004 should have been added to                     phrase ‘‘(see 22 CFR parts 120 through                available at: http://open.commerce.gov/


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                                              39954               Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations

                                              news/2011/08/23/commerce-plan-                           information displays a currently valid                previously, the revisions made by this
                                              retrospective-analysis-existing-rules.                   OMB control number. This regulation                   rule consist of both technical
                                              Data are routinely collected on an                       involves collections previously                       corrections and clarifications that need
                                              ongoing basis, including through the                     approved by the OMB under control                     to be in place as soon as possible to
                                              comments to be submitted and as a                        numbers 0694–0088, ‘‘Multi-Purpose                    avoid confusion by the public regarding
                                              result of new information and results                    Application,’’ which carries a burden                 the intent and meaning of changes to the
                                              from AES data. These results and data                    hour estimate of 43.8 minutes for a                   EAR.
                                              have been, and will continue to form,                    manual or electronic submission. This                   Because a notice of proposed
                                              the basis for ongoing reviews of the rule                rule does not alter any information                   rulemaking and an opportunity for
                                              and assessments of various aspects of                    collection requirements; therefore, total             public comment are not required to be
                                              the rule. As part of its plan for                        burden hours associated with the PRA                  given for these amendments by 5 U.S.C.
                                              retrospective analysis under EO 13563,                   and OMB control number 0694–0088                      553, or by any other law, the analytical
                                              BIS intends to conduct periodic reviews                  are not expected to increase as a result              requirements of the Regulatory
                                              of this rule and to modify, or repeal,                   of this rule. You may send comments                   Flexibility Act, 5 U.S.C. 601 et seq., are
                                              aspects of this rule, as appropriate, and                regarding the collection of information               not applicable.
                                              after public notice and comment. With                    associated with this rule, including
                                              regard to a number of aspects of this                    suggestions for reducing the burden, to               List of Subjects
                                              rule, assessments and refinements will                   Jasmeet K. Seehra, Office of                          15 CFR Part 736
                                              be made on an ongoing basis. This is                     Management and Budget (OMB), by                         Exports.
                                              particularly the case with regard to                     email to Jasmeet_K._Seehra@
                                              possible modifications that will be                      omb.eop.gov, or by fax to (202) 395–                  15 CFR Parts 740 and 748
                                              considered based on public comments                      7285.                                                   Administrative practice and
                                              described above.                                            3. This rule does not contain policies             procedure, Exports, Reporting and
                                                                                                       with Federalism implications as that                  recordkeeping requirements.
                                              Export Administration Act                                term is defined under E.O. 13132.
                                                Although the Export Administration                        4. The Department finds that there is              15 CFR Part 744
                                              Act expired on August 20, 2001, the                      good cause under 5 U.S.C. 553(b)(B) to                  Exports, Reporting and recordkeeping
                                              President, through Executive Order                       waive the provisions of the                           requirements, Terrorism.
                                              13222 of August 17, 2001, 3 CFR, 2001                    Administrative Procedure Act (APA)
                                              Comp., p. 783 (2002), as amended by                      requiring prior notice and the                        15 CFR Part 774
                                              Executive Order 13637 of March 8,                        opportunity for public comment                          Exports, Reporting and recordkeeping
                                              2013, 78 FR 16129 (March 13, 2013) and                   because they are either unnecessary or                requirements.
                                              as extended by the Notice of August 7,                   contrary to the public interest. The                    Accordingly, the Export
                                              2014, 79 FR 46959 (August 11, 2014),                     following revisions are non-substantive               Administration Regulations (15 CFR
                                              has continued the Export                                 or are limited to ensure consistency                  parts 730–774) are amended as follows:
                                              Administration Regulations in effect                     with the intent of the May 13, 2014
                                              under the International Emergency                        interim final rule, and thus prior notice             PART 736—[AMENDED]
                                              Economic Powers Act. BIS continues to                    and the opportunity for public comment
                                              carry out the provisions of the Export                   is unnecessary. Sections 736.2 and                    ■ 1. The authority citation for 15 CFR
                                              Administration Act, as appropriate and                   740.20 and ECCNs 9D001, 9D002,                        part 736 continues to read as follows:
                                              to the extent permitted by law, pursuant                 9E001, 9E002 were revised to make                       Authority: 50 U.S.C. app. 2401 et seq.; 50
                                              to Executive Order 13222 as amended                      corrections to the EAR that resulted                  U.S.C. 1701 et seq.; 22 U.S.C. 2151 note; E.O.
                                              by Executive Order 13637.                                from mistakes or other ambiguity in                   12938, 59 FR 59099, 3 CFR, 1994 Comp., p.
                                                                                                       amendatory instructions in past                       950; E.O. 13020, 61 FR 54079, 3 CFR, 1996
                                              Rulemaking Requirements                                                                                        Comp., p. 219; E.O. 13026, 61 FR 58767, 3
                                                                                                       rulemakings. In addition to the revisions
                                                 1. Executive Orders 13563 and 12866                   above, BIS revises § 744.21, ECCNs                    CFR, 1996 Comp., p. 228; E.O. 13222, 66 FR
                                              direct agencies to assess all costs and                  3A611, 9A515, 9D515 and 9E515 to                      44025, 3 CFR, 2001 Comp., p. 783; E.O.
                                              benefits of available regulatory                                                                               13338, 69 FR 26751, 3 CFR, 2004 Comp., p.
                                                                                                       provide guidance on existing
                                                                                                                                                             168; Notice of August 7, 2014, 79 FR 46959
                                              alternatives and, if regulation is                       interpretations of current EAR                        (August 11, 2014); Notice of November 7,
                                              necessary, to select regulatory                          provisions and necessary conforming                   2014, 79 FR 67035 (November 12, 2014);
                                              approaches that maximize net benefits                    changes, and thus prior notice and the                Notice of May 6, 2015, 80 FR 26815 (May 8,
                                              (including potential economic,                           opportunity for public comment is                     2015).
                                              environmental, public health and safety                  contrary to the public interest. Finally,
                                              effects, distribute impacts, and equity).                as contemplated in the May 13 rule, BIS               ■ 2. Section 736.2 is amended by
                                              Executive Order 13563 emphasizes the                     has added an entry to the .y paragraph                revising the heading of paragraph
                                              importance of quantifying both costs                     of ECCN 9A515, which was added as a                   (b)(3)(iii) to read as follows:
                                              and benefits, of reducing costs, of                      result of the § 748.3(e) process. For                 § 736.2 General prohibitions and
                                              harmonizing rules, and of promoting                      purposes of the APA, there is good                    determination of applicability.
                                              flexibility. This final rule has been                    cause and it is in the public interest to             *      *   *      *     *
                                              determined to be not significant for                     incorporate this change so the public                   (b) * * *
                                              purposes of Executive Order 12866.                       can benefit from understanding the                      (3) * * *
                                                 2. Notwithstanding any other                          classification of the item. These                       (iii) Country scope of prohibition for
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                                              provision of law, no person is required                  revisions are important to get in place               9x515 or ‘‘600 series’’ items. * * *
                                              to respond to, nor is subject to a penalty               as soon as possible so the public will be             *      *   *      *     *
                                              for failure to comply with, a collection                 aware of the correct text and meaning of
                                              of information, subject to the                           current EAR provisions.                               PART 740—[AMENDED]
                                              requirements of the Paperwork                               BIS finds good cause to waive the 30-
                                              Reduction Act of 1995 (44 U.S.C. 3501                    day delay in effectiveness under 5                    ■ 3. The authority citation for 15 CFR
                                              et seq.) (PRA), unless that collection of                U.S.C. 553(d)(3). As mentioned                        part 740 continues to read as follows:


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                                                                  Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations                                               39955

                                                Authority: 50 U.S.C. app. 2401 et seq.; 50             Comp., p. 228; E.O. 13099, 63 FR 45167, 3             export or reexport the following will be
                                              U.S.C. 1701 et seq.; 22 U.S.C. 7201 et seq.;             CFR, 1998 Comp., p. 208; E.O. 13222, 66 FR            in place:
                                              E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp.,              44025, 3 CFR, 2001 Comp., p. 783; E.O.
                                              p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001             13224, 66 FR 49079, 3 CFR, 2001 Comp., p.
                                                                                                                                                             *      *     *    *     *
                                              Comp., p. 783; Notice of August 7, 2014, 79              786; Notice of August 7, 2014, 79 FR 46959               (2) A license application to export a
                                              FR 46959 (August 11, 2014).                              (August 11, 2014); Notice of September 17,            satellite controlled by ECCN 9A515.a for
                                                                                                       2014, 79 FR 56475 (September 19, 2014);               launch in or by a country that is a
                                              ■ 4. Section 740.20 is amended by                        Notice of November 7, 2014, 79 FR 67035               member of the North Atlantic Treaty
                                              revising the introductory text of                        (November 12, 2014); Notice of January 21,            Organization (NATO) or that is a major
                                              paragraph (d)(2) and the bracketed text                  2015, 80 FR 3461 (January 22, 2015).                  non-NATO ally of the United States (as
                                              at the end of the introductory text of
                                              paragraph (d)(2) to read as follows:                     ■ 6. Section 744.21 is amended by                     defined in 22 CFR 120.31 and 120.32),
                                                                                                       revising paragraph (a)(2) to read as                  must include a statement affirming that
                                              § 740.20 License Exception Strategic                     follows:                                              at the time of application or prior to
                                              Trade Authorization (STA).                                                                                     export or reexport the following will be
                                              *      *     *      *    *                               § 744.21 Restrictions on certain ‘Military            in place:
                                                 (d) * * *                                             end uses’ in the People’s Republic of China
                                                                                                                                                             *      *     *    *     *
                                                 (2) Prior Consignee Statement. The                    (PRC) or for a ‘Military end use’ or ‘Military
                                              requirements in this paragraph (d)(2)                    end user’ in Russia or Venezuela.
                                                                                                                                                             PART 774—[AMENDED]
                                              apply to each party using License                           (a) * * *
                                              Exception STA to export, reexport or                        (2) General prohibition. In addition to            ■ 9. The authority citation for 15 CFR
                                              transfer (in-country), including                         the license requirements for 9x515 and                part 774 continues to read as follows:
                                              reexporters and transferors of items                     ‘‘600 series’’ items specified on the
                                                                                                                                                               Authority: 50 U.S.C. app. 2401 et seq.; 50
                                              previously received under License                        Commerce Control List (CCL), you may                  U.S.C. 1701 et seq.; 10 U.S.C. 7420; 10 U.S.C.
                                              Exception STA. The exporter,                             not export, reexport, or transfer (in-                7430(e); 22 U.S.C. 287c, 22 U.S.C. 3201 et
                                              reexporter, or transferor must obtain the                country) any 9x515 or ‘‘600 series’’ item,            seq.; 22 U.S.C. 6004; 30 U.S.C. 185(s), 185(u);
                                              following statement in writing from its                  including items described in a .y                     42 U.S.C. 2139a; 42 U.S.C. 6212; 43 U.S.C.
                                              consignee prior to shipping the item and                 paragraph of a 9x515 or ‘‘600 series’’                1354; 15 U.S.C. 1824a; 50 U.S.C. app. 5; 22
                                              must retain the statement in accordance                  ECCN, to the PRC, Russia or Venezuela                 U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O.
                                                                                                       without a license. The use in, with, or               13026, 61 FR 58767, 3 CFR, 1996 Comp., p.
                                              with part 762 of the EAR. One statement
                                                                                                       for the International Space Station (ISS)             228; E.O. 13222, 66 FR 44025, 3 CFR, 2001
                                              may be used for multiple shipments of                                                                          Comp., p. 783; Notice of August 7, 2014, 79
                                              the same items between the same parties                  for exports, reexports or transfers within
                                                                                                                                                             FR 46959 (August 11, 2014).
                                              so long as the party names, the                          Russia is not within the scope of this
                                              description(s) of the item(s) and the                    paragraph’s general prohibition,                      ■ 10. In Supplement No. 1 to Part 774,
                                              ECCNs are correct. The exporter,                         including launch to the ISS. (See                     Category 3—Electronics, Export Control
                                              reexporter, or transferor must maintain                  § 740.11(e)(1) of the EAR for a definition            Classification Number (ECCN) 3A611 is
                                              a log or other record (such as documents                 of the ISS).                                          amended by revising Related Controls
                                              created in the ordinary course of                        *      *     *     *    *                             paragraph (6) in the List of Items
                                              business) that identifies each shipment                                                                        Controlled section to read as follows:
                                              made pursuant to this section and the                    PART 748—[AMENDED]
                                                                                                                                                             Supplement No. 1 to Part 774—The
                                              specific consignee statement that is
                                                                                                       ■ 7. The authority citation for 15 CFR                Commerce Control List
                                              associated with each shipment.
                                              Paragraphs (d)(2)(i) through (vi) of this                part 748 continues to read as follows:                *       *    *     *      *
                                              section are required for all transactions.                 Authority: 50 U.S.C. app. 2401 et seq.; 50          3A611 Military electronics, as follows (see
                                              In addition, paragraph (d)(2)(vii) is                    U.S.C. 1701 et seq.; E.O. 13026, 61 FR 58767,            List of Items Controlled).
                                              required for all transactions in ‘‘600                   3 CFR, 1996 Comp., p. 228; E.O. 13222, 66
                                                                                                       FR 44025, 3 CFR, 2001 Comp., p. 783; Notice           *       *    *     *      *
                                              series’’ items and paragraph (viii) of this
                                                                                                       of August 7, 2014, 79 FR 46959 (August 11,            List of Items Controlled
                                              section is required for transactions in                  2014).
                                              ‘‘600 series’’ items if the consignee is                                                                       Related Controls: * * * (6) Electronic items
                                              not the government of a country listed                   ■ 8. Supplement No. 2 to part 748                       ‘‘specially designed’’ for military
                                              in Country Group A:5 (See Supplement                     (Unique Application and Submission                      application that are not controlled in any
                                              No. 1 to part 740 of the EAR). Paragraph                 Requirements) is amended by revising                    USML category but are within the scope of
                                                                                                                                                               another ‘‘600 series’’ ECCN or a 9x515
                                              (d)(2)(viii) is also required for                        the introductory text of paragraph (y)(1)               ECCN are controlled by that ‘‘600 series’’
                                              transactions including 9x515 items.                      and the introductory text of paragraph                  ECCN or 9x515 ECCN. For example,
                                                 [INSERT NAME(S) OF                                    (y)(2) to read as follows:                              electronic components not enumerated on
                                              CONSIGNEE(S)]:                                                                                                   the USML or a ‘‘600 series’’ other than
                                                                                                       Supplement No. 2 to Part 748—Unique
                                              *      *     *      *    *                                                                                       3A611 that are ‘‘specially designed’’ for a
                                                                                                       Application and Submission                              military aircraft controlled by USML
                                              PART 744—[AMENDED]                                       Requirements                                            Category VIII or ECCN 9A610 are
                                                                                                       *      *     *    *     *                               controlled by the catch-all control in ECCN
                                              ■ 5. The authority citation for 15 CFR                      (y) * * *                                            9A610.x. Electronic components not
                                              part 744 continues to read as follows:                      (1) A license application to export a                enumerated on the USML or another ‘‘600
                                                                                                                                                               series’’ entry that are ‘‘specially designed’’
                                                Authority: 50 U.S.C. app. 2401 et seq.; 50             satellite controlled by ECCN 9A515.a for                for a military vehicle controlled by USML
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                                              U.S.C. 1701 et seq.; 22 U.S.C. 3201 et seq.;             launch in or by a country that is not a                 Category VII or ECCN 0A606 are controlled
                                              42 U.S.C. 2139a; 22 U.S.C. 7201 et seq.; 22              member of the North Atlantic Treaty
                                              U.S.C. 7210; E.O. 12058, 43 FR 20947, 3 CFR,                                                                     by ECCN 0A606.x. Electronic components
                                                                                                       Organization (NATO) or a major non-                     not enumerated on the USML that are
                                              1978 Comp., p. 179; E.O. 12851, 58 FR 33181,
                                              3 CFR, 1993 Comp., p. 608; E.O. 12938, 59                NATO ally of the United States (as                      ‘‘specially designed’’ for a missile
                                              FR 59099, 3 CFR, 1994 Comp., p. 950; E.O.                defined in 22 CFR 120.31 and 120.32),                   controlled by USML Category IV are
                                              12947, 60 FR 5079, 3 CFR, 1995 Comp., p.                 must include a statement affirming that                 controlled by ECCN 9A604. * * *
                                              356; E.O. 13026, 61 FR 58767, 3 CFR, 1996                at the time of application or prior to                *       *    *     *      *


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                                              39956                   Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations

                                              ■  11. In Supplement No. 1 to Part 774,                        e.1. A total dose ≥1 × 105 Rads (Si) (1 × 103                                         Country Chart (see
                                              Category 9—Aerospace and Propulsion,                         Gy(Si)) and <5 × 105 Rads (Si) (5 × 103                           Control(s)            Supp. No. 1 to part
                                              Export Control Classification Number                         Gy(Si)); and a single event effect (SEE) (i.e.,                                                738)
                                              (ECCN) 9A515 is amended:                                     single event latchup (SEL), single event
                                                                                                           burnout (SEB), or single event gate rupture               NS applies to ‘‘soft-        NS Column 1
                                              ■ a. By revising the fourth entry in the
                                                                                                           (SEGR)) immunity to a linear energy transfer               ware’’ for equip-
                                              License Requirements table;                                                                                             ment controlled by
                                              ■ b. By revising the Related Definitions
                                                                                                           (LET) ≥80 MeV-cm2/mg; or
                                                                                                             e.2. A total dose ≥ 5 × 105 Rads (Si) (5 ×               9A001 to 9A004,
                                              paragraph in the List of Items Controlled                                                                               9A012, 9B001 to
                                                                                                           103 Gy (Si)) and not described in 9A515.d.
                                              section;                                                                                                                9B010, and tech-
                                              ■ c. By revising the introductory text of                    *      *         *       *       *                         nology controlled
                                              paragraph d. in the Items section;                              x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’           by 9E003..
                                              ■ d. By revising paragraphs e.                               and ‘‘attachments’’ that are ‘‘specially
                                              introductory text, e.1, and e.2 in the                       designed’’ for defense articles controlled by                 *            *       *          *         *
                                                                                                           USML Category XV or items controlled by
                                              Items section; and                                                                                                     *       *     *      *       *
                                                                                                           9A515, and that are NOT:
                                              ■ e. By revising paragraphs x. and y. in
                                                                                                              1. Enumerated or controlled in the USML                List of Items Controlled
                                              the Items section to read as follows.                        or elsewhere within ECCNs 9A515 or 9A004;
                                                                                                                                                                     Related Controls: ‘‘Software’’ that is
                                              9A515 ‘‘Spacecraft’’ and related                                2. Microelectronic circuits and discrete
                                                                                                                                                                       ‘‘required’’ for the ‘‘development’’ of items
                                                 commodities, as follows (see List of                      electronic components;
                                                                                                                                                                       specified in ECCNs 9A005 to 9A011,
                                                 Items Controlled).                                           3. Described in ECCNs 7A004 or 7A104;                    9A101.b (except for items that are subject
                                              License Requirements                                            4. Described in an ECCN containing                       to the EAR), 9A103 to 9A105, 9A106.a, .b,
                                                                                                           ‘‘space-qualified’’ as a control criterion (i.e.,           and .c, 9A107 to 9A109, 9A110 (for items
                                              *       *     *          *        *                          3A001.b.1, 3A001.e.4, 3A002.g.1, 3A991.o,                   that are ‘‘specially designed’’ for use in
                                                                                                           3A992.b.3, 6A002.a.1, 6A002.b.2, 6A002.d.1,                 missile systems and subsystems), and
                                                                                Country Chart (see         6A004.c and .d, 6A008.j.1, 6A998.b, or
                                                      Control(s)                Supp. No. 1 to part                                                                    9A111 to 9A119 is ‘‘subject to the ITAR.’’
                                                                                                           7A003.d.2);
                                                                                       738)                                                                          *       *     *      *       *
                                                                                                              5. Microwave solid state amplifiers and
                                                                                                           microwave assemblies (refer to ECCN
                                                                                                           3A001.b.4 for controls on these items);
                                                                                                                                                                     ■ 13. In Supplement No. 1 to Part 774,
                                                 *          *        *        *                      *                                                               Category 9—Aerospace and Propulsion,
                                              MT applies to micro-     MT Column 1                            6. Travelling wave tube amplifiers (refer to
                                                                                                           ECCN 3A001.b.8 for controls on these items);              Export Control Classification Number
                                               circuits in 9A515.d
                                               and 9A515.e.2                                               or                                                        (ECCN) 9D002 is amended:
                                               when ‘‘usable in’’                                             7. Elsewhere specified in ECCN 9A515.y.                ■ a. By revising the heading;
                                               ‘‘missiles’’ for pro-                                          Note to 9A515.x: ‘‘Parts,’’ ‘‘components,’’            ■ b. By revising the first entry in the
                                               tecting ‘‘missiles’’                                        ‘‘accessories,’’ and ‘‘attachments’’ specified            License Requirements table; and
                                               against nuclear ef-                                         in USML subcategory XV(e) or enumerated in
                                               fects (e.g. Electro-                                                                                                  ■ c. By revising the Related Controls
                                                                                                           other USML categories are subject to the
                                               magnetic Pulse                                              controls of that paragraph or category.                   paragraph in the List of Items Controlled
                                               (EMP), X-rays,                                                                                                        section to read as follows:
                                                                                                              y. Items that would otherwise be within
                                               combined blast and                                          the scope of ECCN 9A515.x but that have                   9D002 ‘‘Software’’ ‘‘specially designed’’ or
                                               thermal effects).                                           been identified in an interagency-cleared                    modified for the ‘‘production’’ of
                                                                                                           commodity classification (CCATS) pursuant                    equipment controlled by ECCN 9A001 to
                                                  *            *            *           *            *                                                                  9A004, 9A012, 9A101 (except for items
                                                                                                           to § 748.3(e) as warranting control in
                                              *       *     *          *        *                          9A515.y.                                                     in 9A101.b that are ‘‘subject to the
                                                                                                              y.1. Discrete electronic components not                   ITAR,’’ see 22 CFR part 121), 9A106.d or
                                              List of Items Controlled                                     specified in 9A515.e; and                                    .e, 9A110, or 9A120, 9B (except for
                                              *       *     *          *        *                             y.2. [RESERVED]                                           ECCNs 9B604, 9B610, 9B619, 9B990, and
                                              Related Definitions: ‘Microcircuit’ means a                                                                               9B991).
                                                 device in which a number of passive or                    ■ 12. In Supplement No. 1 to Part 774,                    License Requirements
                                                 active elements are considered as                         Category 9—Aerospace and Propulsion,
                                                 indivisibly associated on or within a                                                                               *       *     *      *       *
                                                                                                           Export Control Classification Number
                                                 continuous structure to perform the
                                                 function of a circuit.
                                                                                                           (ECCN) 9D001 is amended:                                                                Country Chart (see
                                                                                                           ■ a. By revising the heading;                                     Control(s)            Supp. No. 1 to part
                                              Items:                                                                                                                                                      738)
                                              *       *     *          *        *                          ■ b. By revising the first entry in the
                                                 d. Microelectronic circuits (e.g., integrated             License Requirements table; and                           NS applies to ‘‘soft-        NS Column 1
                                              circuits, microcircuits, MOSFETs) and                                                                                   ware’’ for equip-
                                                                                                           ■ b. By revising the Related Controls                      ment controlled by
                                              discrete electronic components rated,
                                              certified, or otherwise specified or described               paragraph in the List of Items Controlled                  9A001 to 9A004,
                                              as meeting or exceeding all the following                    section to read as follows:                                9A012, 9B001 to
                                              characteristics and that are ‘‘specially                     9D001 ‘‘Software’’ ‘‘specially designed’’ or               9B010.
                                              designed’’ for defense articles, ‘‘600 series’’                 modified for the ‘‘development’’ of
                                              items, or items controlled by 9A515:                            equipment or ‘‘technology’’ controlled by                  *            *       *          *         *
                                              *       *     *          *        *                             ECCN 9A001 to 9A004, 9A012, 9A101                      *       *     *      *       *
                                                 e. Microelectronic circuits (e.g., integrated                (except for items in 9A101.b that are
                                                                                                                                                                     List of Items Controlled
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                                              circuits, microcircuits, MOSFETs) and                           ‘‘subject to the ITAR,’’ see 22 CFR part
                                              discrete electronic components that are rated,                  121), 9A106.d. or .e, 9A110, or 9A120,                 Related Controls: ‘‘Software’’ that is
                                              certified, or otherwise specified or described                  9B (except for ECCNs 9B604, 9B610,                       ‘‘required’’ for the ‘‘production’’ of items
                                              as meeting or exceeding the characteristics in                  9B619, 9B990, and 9B991), or ECCN                        specified in ECCNs 9A005 to 9A011,
                                              either paragraph e.1 or e.2, AND ‘‘specially                    9E003.                                                   9A101.b (except for items that are subject
                                              designed’’ for defense articles controlled by                                                                            to the EAR), 9A103 to 9A105, 9A106.a, .b,
                                              USML Category XV or items controlled by                      License Requirements                                        and .c, 9A107 to 9A109, 9A110 (for items
                                              9A515:                                                       *      *         *       *       *                          that are ‘‘specially designed’’ for use in



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                                                                   Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Rules and Regulations                                                             39957

                                                  missile systems and subsystems), and                                                        Country Chart (see                                      Country Chart (see
                                                  9A111 to 9A119 is ‘‘subject to the ITAR.’’                     Control(s)                   Supp. No. 1 to part                 Control(s)          Supp. No. 1 to part
                                              *        *    *       *       *                                                                       738).                                                    738)

                                                                                                        NS applies to ‘‘tech-               NS Column 1                   NS applies to entire      NS Column 1
                                              ■ 14. In Supplement No. 1 to Part 774,                     nology’’ for items                                                 entry except
                                              Category 9—Aerospace and Propulsion,                       controlled by                                                      9E515.y.
                                              Export Control Classification Number                       9A001.b, 9A004,                                                  MT applies to tech-       MT Column 1
                                              (ECCN) 9D515 is amended:                                   9A012, 9B001 to                                                    nology for items in
                                              ■ a. By revising the License                               9B010, 9D001 to                                                    9A515.d and
                                              Requirements table;                                        9D004 for NS rea-                                                  9A515.e.2 con-
                                                                                                         sons.                                                              trolled for MT rea-
                                              ■ b. By adding and reserving items                                                                                            sons.
                                              paragraphs f. through x. in the Items                          *           *              *               *           *     RS applies to entire      RS Column 1
                                              section; and                                                                                                                  entry except
                                                                                                        *        *       *       *           *                              9E515.y.
                                              ■ c. By adding paragraph y. in the Items
                                                                                                        List of Items Controlled                                          AT applies to entire      AT Column 1
                                              section to read as follows:                                                                                                   entry.
                                                                                                        Related Controls: * * * * * (2)
                                              9D515 ‘‘Software’’ ‘‘specially designed’’ for               ‘‘Technology’’ required for the                                 *       *     *      *     *
                                                 the ‘‘development,’’ ‘‘production,’’                     ‘‘development’’ of equipment described in                          f. through x. [RESERVED]
                                                 operation, installation, maintenance,                    ECCNs 9A005 to 9A011 or ‘‘software’’                               y. Specific ‘‘technology’’ ‘‘required’’ for the
                                                 repair, overhaul, or refurbishing of                     described in ECCNs 9D103 and 9D105 is                           ‘‘production,’’ ‘‘development,’’ operation,
                                                 ‘‘spacecraft’’ and related commodities, as               ‘‘subject to the ITAR.’’                                        installation, maintenance, repair, overhaul,
                                                 follows (see List of Items Controlled)                                                                                   or refurbishing of commodities or software
                                                                                                        *        *       *       *           *
                                              License Requirements                                                                                                        enumerated in ECCN 9A515.y or 9D515.y.
                                                                                                        ■ 16. In Supplement No. 1 to Part 774,                              Dated: July 2, 2015.
                                              *        *    *       *       *
                                                                                                        Category 9—Aerospace and Propulsion,                              Kevin J. Wolf,
                                                                            Country Chart (see          Export Control Classification Number                              Assistant Secretary of Commerce for Export
                                                     Control(s)             Supp. No. 1 to part         (ECCN) 9E002 is amended:                                          Administration.
                                                                                  738).                 ■ a. By revising the heading; and                                 [FR Doc. 2015–16904 Filed 7–10–15; 8:45 am]
                                              NS applies to entire        NS Column 1                   ■ b. By revising Related Controls                                 BILLING CODE 3510–33–P
                                                entry except                                            paragraph (3) in the List of Items
                                                9D515.y.                                                Controlled section to read as follows:
                                              RS applies to entire        RS Column 1                                                                                     DEPARTMENT OF HOMELAND
                                                entry except                                            9E002 ‘‘Technology’’ according to the
                                                                                                             General Technology Note for the                              SECURITY
                                                9D515.y.
                                              AT applies to entire        AT Column 1                        ‘‘production’’ of ‘‘equipment’’
                                                                                                                                                                          Coast Guard
                                                entry.                                                       controlled by ECCN 9A001.b,
                                                                                                             9A004 or 9B (except for ECCNs
                                              *        *    *       *       *                                                                                             33 CFR Part 165
                                                                                                             9B117, 9B604, 9B610, 9B619,
                                              List of Items Controlled                                       9B990, and 9B991).                                           [Docket Number USCG–2015–0188]
                                              *        *    *       *       *                           *      *    *     *      *                                        RIN 1625–AA00
                                              Items:
                                                                                                        List of Items Controlled                                          Safety Zones; Misery Challenge,
                                              *        *    *       *       *
                                                f. through x. [RESERVED]                                Related Controls: * * * * * (3)                                   Manchester Bay, Manchester, MA
                                                y. Specific ‘‘software’’ ‘‘specially designed’’           ‘‘Technology’’ that is required for the
                                              for the ‘‘development,’’ ‘‘production,’’                    ‘‘production’’ of equipment described in                        AGENCY:      Coast Guard, DHS.
                                              operation, or maintenance of commodities                    ECCNs 9A005 to 9A011 is ‘‘subject to the                        ACTION:     Temporary final rule.
                                              enumerated in ECCN 9A515.y.                                 ITAR.’’
                                                                                                                                                                          SUMMARY:    The Coast Guard is
                                                                                                        *        *       *       *           *
                                              ■ 15. In Supplement No. 1 to Part 774,                                                                                      establishing a temporary safety zone in
                                              Category 9—Aerospace and Propulsion,                      ■  17. In Supplement No. 1 to Part 774,                           Manchester Bay to be enforced during
                                              Export Control Classification Number                      Category 9—Aerospace and Propulsion,                              the Misery Challenge marine event,
                                              (ECCN) 9E001 is amended:                                  Export Control Classification Number                              which will involve swimmers, kayakers,
                                                                                                        (ECCN) 9E515 is amended:                                          and stand-up paddlers. This safety zone
                                              ■ a. By revising the heading;
                                                                                                        ■ a. By revising the License                                      will ensure the protection of the event
                                              ■ b. By revising the first entry in the                                                                                     participants, support vessels, and
                                                                                                        Requirements table;
                                              License Requirements table;                                                                                                 maritime public from the hazards
                                                                                                        ■ b. By adding and reserving paragraphs
                                              ■ c. By revising Related Controls                                                                                           associated with the event. Vessels will
                                                                                                        f. through x. in the Items section; and                           be prohibited from entering into,
                                              paragraph (2) in the List of Items
                                              Controlled section to read as follows:                    ■ c. By adding paragraph y. in the items                          transiting through, mooring, or
                                                                                                        paragraph in the Items section to read as                         anchoring within this safety zone during
                                              9E001 ‘‘Technology’’ according to the
                                                 General Technology Note for the
                                                                                                        follows:                                                          periods of enforcement unless
                                                 ‘‘development’’ of equipment or                        9E515 ‘‘Technology’’ ‘‘required’’ for the                         authorized by the Coast Guard Sector
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                                                 ‘‘software’’, controlled by 9A001.b,                      ‘‘development,’’ ‘‘production,’’                               Boston Captain of the Port (COTP) or the
                                                 9A004, 9A012, 9B (except for ECCNs                        operation, installation, repair, overhaul,                     COTP’s designated representative.
                                                 9B604, 9B610, 9B619, 9B990 and 9B991),                    or refurbishing of ‘‘spacecraft’’ and                          DATES: This temporary final rule is
                                                 or ECCN 9D001 to 9D004, 9D101, or                         related commodities, as follows (see List                      effective from 7:30 a.m. on August 1,
                                                 9D104.                                                    of Items Controlled).
                                                                                                                                                                          2015 to 11:30 a.m. on August 1, 2015.
                                              License Requirements                                      License Requirements                                              ADDRESSES: Documents mentioned in
                                              *        *    *       *       *                           *        *       *       *           *                            this preamble are part of docket [USCG–


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Document Created: 2018-02-23 09:17:43
Document Modified: 2018-02-23 09:17:43
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis rule is effective July 13, 2015.
ContactFor questions about the ECCNs included in this rule, contact Dennis Krepp, Office of National Security and Technology Transfer Controls, Bureau of Industry and Security, U.S. Department of Commerce, Telephone: 202-482-1309, email: [email protected] For general questions about the regulatory changes pertaining to satellites, spacecraft, and related items, contact the Regulatory Policy Division, Office of Exporter Services, Bureau of Industry and Security, at 202-482-2440 or email: [email protected]
FR Citation80 FR 39950 
RIN Number0694-AG59
CFR Citation15 CFR 736
15 CFR 740
15 CFR 744
15 CFR 748
15 CFR 774
CFR AssociatedExports; Administrative Practice and Procedure; Reporting and Recordkeeping Requirements and Terrorism

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