80_FR_40110 80 FR 39977 - Nondiscrimination on the Basis of Race, Color, or National Origin in Programs or Activities Receiving Federal Financial Assistance

80 FR 39977 - Nondiscrimination on the Basis of Race, Color, or National Origin in Programs or Activities Receiving Federal Financial Assistance

DEPARTMENT OF THE TREASURY

Federal Register Volume 80, Issue 133 (July 13, 2015)

Page Range39977-39985
FR Document2015-17034

This proposed regulation provides for the enforcement of Title VI of the Civil Rights Act of 1964, as amended (``Title VI'') to the end that no person in the United States shall on the grounds of race, color, or national origin be denied participation in, be denied the benefits of, or be otherwise subjected to discrimination under any program or activity that receives federal financial assistance from the Department of the Treasury. The promulgation of this proposed regulation will provide guidance to the Department's recipients of federal financial assistance in complying with the provisions of Title VI and will also promote consistent and appropriate enforcement of Title VI by the Department's components.

Federal Register, Volume 80 Issue 133 (Monday, July 13, 2015)
[Federal Register Volume 80, Number 133 (Monday, July 13, 2015)]
[Proposed Rules]
[Pages 39977-39985]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-17034]


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DEPARTMENT OF THE TREASURY

31 CFR Part 22

RIN 1505-AC45


Nondiscrimination on the Basis of Race, Color, or National Origin 
in Programs or Activities Receiving Federal Financial Assistance

AGENCY: Department of the Treasury.

ACTION: Notice of proposed rulemaking.

-----------------------------------------------------------------------

SUMMARY: This proposed regulation provides for the enforcement of Title 
VI of the Civil Rights Act of 1964, as amended (``Title VI'') to the 
end that no person in the United States shall on the grounds of race, 
color, or national origin be denied participation in, be denied the 
benefits of, or be otherwise subjected to discrimination under any 
program or activity that receives federal financial assistance from the 
Department of the Treasury. The promulgation of this proposed 
regulation will provide guidance to the Department's recipients of 
federal financial assistance in complying with the provisions of Title 
VI and will also promote consistent and appropriate enforcement of 
Title VI by the Department's components.

DATES:  Written comments must be received on or before September 11, 
2015.

ADDRESSES: Interested persons are invited to submit comments regarding 
this notice of proposed rulemaking according to the instructions below. 
All submissions must refer to the document title. The Department 
encourages the early submission of comments.
    Electronic Submission of Comments: Interested persons may submit 
comments electronically through the Federal eRulemaking Portal at 
http://www.regulations.gov. Electronic submission of comments allows 
the commenter maximum time to prepare and submit a comment, ensures 
timely receipt, and enables the Department to make them available to 
the public. Comments submitted electronically through the http://www.regulations.gov Web site can be viewed by other commenters and 
interested members of the public. Commenters should follow the 
instructions provided on that site to submit comments electronically.
    Mail: Send comments to Mariam G. Harvey, Director, Office of Civil 
Rights and Diversity, 1500 Pennsylvania Avenue NW., Washington, DC 
20220; facsimile (202) 622-0367.

    Note:  To receive consideration as public comments, comments 
must be submitted through a method specified.

    Public Inspection of Public Comments: All properly submitted 
comments will be available for inspection and downloading at http://www.regulations.gov.
    Additional Instructions: In general comments received, including 
attachments and other supporting materials, are part of the public 
record and are available to the public. Do not submit any information 
in your comment or supporting materials that you consider confidential 
or inappropriate for public disclosure.

FOR FURTHER INFORMATION CONTACT: Mariam G. Harvey, Director, Office of 
Civil Rights and Diversity, Department of the Treasury, (202) 622-0316 
(voice), and (202) 622-7104 (TTY). All responses to this notice should 
be submitted via http://www.regulations.gov or by mail to ensure 
consideration.

SUPPLEMENTARY INFORMATION: 

I. Background

    The purpose of this proposed rule is to provide for the enforcement 
of Title VI of the Civil Rights Act of 1964, as amended (42 U.S.C. 
2000d, et seq.), as it applies to programs or activities receiving 
assistance from the Department of the Treasury. Specifically, the 
statute states that ``[n]o person in the United States shall, on the 
grounds of race, color, or national origin be denied participation in, 
be denied the benefits of, or be otherwise subjected to discrimination 
under any program or activity that receives federal financial 
assistance.'' 42 U.S.C. 2000d. Each federal agency subject to Title VI 
is required to issue regulations implementing Title VI. 28 CFR 42.403. 
The Department of the Treasury will be issuing Title VI regulations for 
the first time. The Department proposes regulations as Title VI of the 
Civil Rights Act of 1964, as amended, 42 U.S.C. 2000d to 2000d-7 
(``Title VI''), requires.

[[Page 39978]]

Title VI prohibits discrimination on the basis of race, color, and 
national origin in all programs or activities that receive federal 
financial assistance. Under Treasury's proposed Title VI implementing 
regulations, Treasury-funded programs are prohibited from taking acts, 
including permitting actions, that discriminate based on the 
statutorily protected classes. These proposed regulations further 
provide for Treasury procedures to ensure compliance, including a 
hearing procedure.

II. Applicable Executive Orders and Regulatory Certifications

Executive Order 12866

    Executive Orders 13563 and 12866 direct agencies to assess costs 
and benefits of available regulatory alternatives and, if regulation is 
necessary, to select regulatory approaches that maximize net benefits 
(including potential economic, environmental, public health and safety 
effects, distributive impacts, and equity). Executive Order 13563 
emphasizes the importance of quantifying both costs and benefits, of 
reducing costs, of harmonizing rules, and of promoting flexibility. 
This proposed rule has been designated a ``significant regulatory 
action'' although not economically significant, under section 3(f) of 
Executive Order 12866. Accordingly, this proposed rule has been 
reviewed by the Office of Management and Budget.

Unfunded Mandates Reform Act of 1995

    The Department certifies that no actions were deemed necessary 
under the Unfunded Mandates Reform Act of 1995. Furthermore, these 
proposed regulations will not result in the expenditure by State, 
local, and tribal governments, in the aggregate, or by the private 
sector, of $100,000,000 or more in any one year, and they will not 
significantly or uniquely affect small governments.

The Regulatory Flexibility Act

    The Department, in accordance with the Regulatory Flexibility Act, 
5 U.S.C. 605(b), has reviewed these Title VI regulations and by 
approving, certifies that these regulations will not have a significant 
economic impact on a substantial number of small entities because all 
of the entities that are subject to these regulations are already 
subject to Title VI, and some entities already are subject to the Title 
VI regulations of other agencies.
    This proposed rule, if adopted, is not a ``major rule,'' nor will 
it have a significant economic impact on a substantial number of small 
entities, in large part because these regulations do not impose any new 
substantive obligations on federal funding recipients. All recipients 
of federal funding have been bound by Title VI's antidiscrimination 
provision since 1964. Individual participants in the recipients' 
programs have thus long had the right to be free from discrimination on 
the basis of race, color, and national origin. This rule merely ensures 
that the Department and its components have regulations implementing 
this statute.

Executive Order 13132

    These Title VI regulations will not have substantial direct effects 
on the states, on the relationship between the national government and 
the States, or on the distribution of power and responsibilities among 
the various levels of government. These Title VI regulations do not 
subject recipients of federal funding to any new substantive 
obligations because all recipients of federal funding have been bound 
by Title VI's antidiscrimination provision since 1964. Moreover, these 
Title VI regulations are required by statute; Congress specifically 
directed federal agencies to adopt implementing regulations when Title 
VI was enacted. Therefore, in accordance with section 6 of Executive 
Order 13132, the Department has determined that this rule does not have 
sufficient federalism implications to warrant the preparation of a 
federalism summary impact statement. No further action is required.

Executive Order 12250

    The Attorney General has reviewed and approved this proposed rule 
pursuant to Executive Order 12250.

Paperwork Reduction Act

    Under the Paperwork Reduction Act (44 U.S.C. chapter 35), an agency 
may not conduct or sponsor and a person is not required to respond to a 
collection of information unless it displays a valid control number 
issued by the Office of Management and Budget (OMB). The information 
collections contained in this proposed rule will be submitted and 
approved by OMB in connection with information collections for the 
applicable programs listed in appendix A to the regulations.
    The information collections contained in this proposed rule are 
found in Sec. Sec.  22.5 (reporting), 22.6 (reporting and 
recordkeeping), 22.7 (reporting), and 22.10 (reporting).
    The OMB control numbers that will be revised include the following:

------------------------------------------------------------------------
                                  Program or
        Bureau/Office              activity          OMB Control Nos.
------------------------------------------------------------------------
Departmental Offices, Office   Community                       1559-0021
 of Domestic Finance, Office    Development
 of Financial Institutions.     Financial
                                Institutions
                                (CDFI) Fund--
                                Financial
                                Component.
Departmental Offices, Office   Community                       1559-0021
 of Domestic Finance, Office    Development
 of Financial Institutions.     Financial
                                Institutions
                                (CDFI) Fund--
                                Technical
                                Assistance
                                Component.
Departmental Offices, Office   Bank Enterprise      1559-0032, 1559-0005
 of Domestic Finance, Office    Award Program.
 of Financial Institutions.
Departmental Offices, Office   Native American                 1559-0021
 of Domestic Finance, Office    Community
 of Financial Institutions.     Development
                                Financial
                                Institutions
                                (CDFI)
                                Assistance
                                Program,
                                Financial
                                Assistance (FA)
                                Awards.
Departmental Offices, Office   Native American                 1559-0021
 of Domestic Finance, Office    Community
 of Financial Institutions.     Development
                                Financial
                                Institutions
                                (CDFI)
                                Assistance
                                (NACA) Program,
                                Technical
                                Assistance
                                Grants.
Departmental Offices, Office   Community                       1559-0043
 of Domestic Finance, Office    Development
 of Financial Institutions.     Financial
                                Institutions
                                Fund, Capital
                                Magnet Fund.
Departmental Offices, Office   State Small                     1505-0227
 of Domestic Finance, Office    Business Credit
 of Small Business, Community   Initiative.
 Development, and Housing
 Policy.
Internal Revenue Service.....  Tax Counseling                  1545-2222
                                for the Elderly
                                Grant Program.
Internal Revenue Service.....  Volunteer Income                1545-2222
                                Tax Assistance
                                Program.
Internal Revenue Service.....  Volunteer Income                1545-2222
                                Tax Assistance
                                Grant Program.
Internal Revenue Service.....  Low Income                      1545-1648
                                Taxpayer Clinic
                                Grant Program.
United States Mint...........  U.S.                                  TBD
                                Commemorative
                                Coin Programs.

[[Page 39979]]

 
Departmental Offices,          Equitable                       1505-0152
 Treasury Executive Office      sharing program
 for Asset Forfeiture.          (transfer of
                                forfeited
                                property to
                                state and local
                                law enforcement
                                agencies).
Departmental Offices, Office   Grants under the                1505-0250
 of the Fiscal Assistant        RESTORE Act's
 Secretary.                     Direct
                                Component and
                                Centers of
                                Excellence
                                program.
------------------------------------------------------------------------

    Comments on the collection of information should be sent to the 
Office of Management and Budget, Attention: Desk Officer for the 
Department of Treasury, Office of Information and Regulatory Affairs, 
Washington, DC 20503, or email to OIRA_Submission@OMB.EOP.gov with 
copies to the Department of Treasury at the addresses specified in the 
ADDRESSES section. Comments on the information collection should be 
submitted no later than September 11, 2015. Comments are specifically 
requested concerning:
    1. Whether the proposed information collection is necessary for the 
proper performance of agency functions, including whether the 
information will have practical utility;
    2. The accuracy of the estimated burden associated with the 
proposed collection of information, including the validity of the 
methodology and assumptions used (see below);
    3. How to enhance the quality, utility, and clarity of the 
information required to be maintained; and
    4. How to minimize the burden of complying with the proposed 
information collection, including the application of automated 
collection techniques or other forms of information technology.

List of Subjects in 31 CFR Part 22

    Civil rights, Reporting and recordkeeping requirements.

    For the reasons discussed in the preamble, the Department proposes 
to amend 31 CFR by adding part 22 to read as follows:

PART 22--NONDISCRIMINATION ON THE BASIS OF RACE, COLOR, OR NATIONAL 
ORIGIN IN PROGRAMS OR ACTIVITIES RECEIVING FEDERAL FINANCIAL 
ASSISTANCE FROM THE DEPARTMENT OF THE TREASURY

Sec.
22.1 Purpose.
22.2 Application.
22.3 Definitions.
22.4 Discrimination prohibited.
22.5 Assurances required.
22.6 Compliance information.
22.7 Conduct of investigations.
22.8 Procedure for effecting compliance.
22.9 Hearings.
22.10 Decisions and notices.
22.11 Judicial review.
22.12 Effect on other regulations, forms, and instructions.
Appendix A to Part 22--Activities to Which This Part Applies

    Authority:  42 U.S.C. 2000d-2000d-7.


Sec.  22.1  Purpose.

    The purpose of this part is to effectuate the provisions of Title 
VI of the Civil Rights Act of 1964 (Title VI) to the end that no person 
in the United States shall, on the grounds of race, color, or national 
origin, be excluded from participation in, be denied the benefits of, 
or be otherwise subjected to discrimination under any program or 
activity receiving federal financial assistance from the Department of 
the Treasury.


Sec.  22.2   Application.

    (a) This part applies to any program for which federal financial 
assistance is authorized under a law administered by the Department, 
including the types of federal financial assistance listed in Appendix 
A to this part. It also applies to money paid, property transferred, or 
other federal financial assistance extended after the effective date of 
this part pursuant to an application approved before that effective 
date. This part does not apply to:
    (1) Any federal financial assistance by way of insurance or 
guaranty contracts;
    (2) Any assistance to any individual who is the ultimate 
beneficiary; or
    (3) Any employment practice, under any such program, of any 
employer, employment agency, or labor organization, except to the 
extent described in Sec.  22.4(c). The fact that a type of federal 
financial assistance is not listed in Appendix A to this part shall not 
mean, if Title VI is otherwise applicable, that a program is not 
covered. Other types of federal financial assistance under statutes now 
in force or hereinafter enacted may be added to appendix A to this 
part.
    (b) In any program receiving federal financial assistance in the 
form, or for the acquisition, of real property or an interest in real 
property, to the extent that rights to space on, over, or under any 
such property are included as part of the program receiving that 
assistance, the nondiscrimination requirement of this part shall extend 
to any facility located wholly or in part in that space.


Sec.  22.3  Definitions.

    As used in this part:
    Applicant means a person who submits an application, request, or 
plan required to be approved by an official of the Department of the 
Treasury, or designee thereof, or by a primary recipient, as a 
condition to eligibility for federal financial assistance, and 
application means such an application, request, or plan.
    Designated agency official means the Assistant Secretary for 
Management and his or her designee.
    Facility includes all or any part of structures, equipment, or 
other real or personal property or interests therein, and the provision 
of facilities includes the construction, expansion, renovation, 
remodeling, alteration, or acquisition of facilities.
    Federal financial assistance includes:
    (1) Grants and loans of federal funds; (2) The grant or donation of 
federal property and interests in property;
    (3) The detail of federal personnel;
    (4) The sale and lease of, and the permission to use (on other than 
a casual or transient basis), federal property or any interest in such 
property without consideration or at a nominal consideration, or at a 
consideration which is reduced for the purpose of assisting the 
recipient, or in recognition of the public interest to be served by 
such sale or lease to the recipient; and
    (5) Any federal agreement, arrangement, or other contract which has 
as one of its purposes the provision of assistance.
    Primary recipient means any recipient that is authorized or 
required to extend federal financial assistance to another recipient.
    Program or activity and program mean all of the operations of any 
entity described in the following paragraphs (1) through (4) of this 
definition, any part of which is extended federal financial assistance:
    (1)(i) A department, agency, special purpose district, or other 
instrumentality of a State or of a local government; or
    (ii) The entity of such state or local government that distributes 
such assistance and each such department or agency to which the 
assistance is extended, in the case of assistance to a State or local 
government;

[[Page 39980]]

    (2)(i) A college, university, or other postsecondary institution, 
or a public system of higher education; or
    (ii) A local educational agency (as defined in 20 U.S.C. 7801), 
system of vocational education, or other school system;
    (3)(i) An entire corporation, partnership, or other private 
organization, or an entire sole proprietorship--
    (A) If assistance is extended to such corporation, partnership, 
private organization, or sole proprietorship as a whole; or
    (B) Which is principally engaged in the business of providing 
education, health care, housing, social services, or parks and 
recreation; or
    (ii) The entire plant or other comparable, geographically separate 
facility to which federal financial assistance is extended, in the case 
of any other corporation, partnership, private organization or sole 
proprietorship; or
    (4) Any other entity which is established by two or more of the 
entities described in the preceding paragraphs (1), (2), or (3) of this 
definition.
    Recipient may mean any State, territory, possession, the District 
of Columbia, or Puerto Rico, or any political subdivision thereof, or 
instrumentality thereof, any public or private agency, institution, or 
organization, or other entity, or any individual, in any State, 
territory, possession, the District of Columbia, or Puerto Rico, to 
whom federal financial assistance is extended, directly or through 
another recipient, including any successor, assignee, or transferee 
thereof, but such term does not include any ultimate beneficiary.


Sec.  22.4   Discrimination prohibited.

    (a) General. No person in the United States shall, on the grounds 
of race, color, or national origin be excluded from participation in, 
be denied the benefits of, or be otherwise subjected to discrimination 
under, any program to which this part applies.
    (b) Specific discriminatory actions prohibited. (1) A recipient to 
which this part applies may not, directly or through contractual or 
other arrangements, on the grounds of race, color, or national origin:
    (i) Deny a person any service, financial aid, or other benefit 
provided under the program;
    (ii) Provide any service, financial aid, or other benefit to a 
person which is different, or is provided in a different manner, from 
that provided to others under the program;
    (iii) Subject a person to segregation or separate treatment in any 
matter related to his receipt of any service, financial aid, or other 
benefit under the program;
    (iv) Restrict a person in any way in the enjoyment of any advantage 
or privilege enjoyed by others receiving any service, financial aid, or 
other benefit under the program;
    (v) Treat a person differently from others in determining whether 
he satisfies any admission, enrollment, quota, eligibility, membership, 
or other requirement or condition which persons must meet in order to 
be provided any service, financial aid, or other benefit provided under 
the program;
    (vi) Deny a person an opportunity to participate in the program 
through the provision of services or otherwise to afford him an 
opportunity to do so which is different from that afforded others under 
the program (including the opportunity to participate in the program as 
a volunteer or as an employee, but only to the extent set forth in 
paragraph (c) of this section); or
    (vii) Deny a person the opportunity to participate as a member of a 
planning, advisory, or similar body which is an integral part of the 
program.
    (2) A recipient, in determining the types of services, financial 
aid, or other benefits, or facilities which will be provided under any 
such program, or the class of persons to whom, or the situations in 
which, such services, financial aid, other benefits, or facilities will 
be provided under any such program, or the class of persons to be 
afforded an opportunity to participate in any such program, may not, 
directly or through contractual or other arrangements, use criteria or 
methods of administration which have the effect of subjecting persons 
to discrimination because of their race, color, or national origin or 
have the effect of defeating or substantially impairing accomplishment 
of the objectives of the program with respect to individuals of a 
particular race, color, or national origin.
    (3) In determining the site or location of facilities, a recipient 
or applicant may not make selections with the purpose or effect of 
excluding persons from, denying them the benefits of, or subjecting 
them to discrimination under any program to which this regulation 
applies, on the grounds of race, color, or national origin; or with the 
purpose or effect of defeating or substantially impairing the 
accomplishment of the objectives of Title VI or this part.
    (4) As used in this section the services, financial aid, or other 
benefits provided under a program receiving federal financial 
assistance include any service, financial aid, or other benefit 
provided in or through a facility provided with the aid of federal 
financial assistance.
    (5) The enumeration of specific forms of prohibited discrimination 
in this paragraph does not limit the generality of the prohibition in 
paragraph (a) of this section.
    (6) This part does not prohibit the consideration of race, color, 
or national origin if the purpose and effect are to remove or overcome 
the consequences of practices or impediments which have restricted the 
availability of, or participation in, the program or activity receiving 
federal financial assistance, on the grounds of race, color, or 
national origin. Where prior discriminatory practice or usage tends, on 
the grounds of race, color, or national origin to exclude individuals 
from participation in, to deny them the benefits of, or to subject them 
to discrimination under any program or activity to which this part 
applies, the applicant or recipient must take affirmative action to 
remove or overcome the effects of the prior discriminatory practice or 
usage. Even in the absence of prior discriminatory practice or usage, a 
recipient in administering a program or activity to which this part 
applies, may take affirmative action to assure that no person is 
excluded from participation in or denied the benefits of the program or 
activity on the grounds of race, color, or national origin.
    (c) Employment practices. (1) Where a primary objective of the 
federal financial assistance to a program to which this part applies is 
to provide employment, a recipient subject to this part shall not, 
directly or through contractual or other arrangements, subject a person 
to discrimination on the ground of race, color, or national origin in 
its employment practices under such program (including recruitment or 
recruitment advertising, hiring, firing, upgrading, promotion, 
demotion, transfer, layoff, termination, rates of pay or other forms of 
compensation or benefits, selection for training or apprenticeship, and 
use of facilities). Such recipient shall take affirmative action to 
insure that applicants are employed, and employees are treated during 
employment, without regard to their race, color, or national origin. 
The requirements applicable to construction employment under any such 
program shall be those specified in or pursuant to Part III of 
Executive Order 11246 or any Executive Order which supersedes it.
    (2) Where a primary objective of the federal financial assistance 
is not to provide employment, but

[[Page 39981]]

discrimination on the grounds of race, color, or national origin in the 
employment practices of the recipient or other persons subject to the 
regulation tends, on the grounds of race, color, or national origin, to 
exclude individuals from participation in, deny them the benefits of, 
or subject them to discrimination under any program to which this 
regulation applies, the provisions of paragraph (c)(1) of this section 
shall apply to the employment practices of the recipient or other 
persons subject to the regulation, to the extent necessary to assure 
equality of opportunity to, and nondiscriminatory treatment of, 
beneficiaries.


Sec.  22.5   Assurances required.

    (a) General. Either at the application stage or the award stage, 
federal agencies must ensure that applications for federal financial 
assistance or awards of federal financial assistance contain, be 
accompanied by, or be covered by a specifically identified assurance 
from the applicant or recipient, satisfactory to the designated agency 
official, that each program or activity operated by the applicant or 
recipient and to which these Title VI regulations apply will be 
operated in compliance with these Title VI regulations.
    (b) Duration of obligation. (1) In the case where the federal 
financial assistance is to provide or is in the form of personal 
property, or real property or interest therein or structures thereon, 
the assurance shall obligate the recipient, or, in the case of a 
subsequent transfer, the transferee, for the period during which the 
property is used for a purpose for which the federal financial 
assistance is extended or for another purpose involving the provision 
of similar services or benefits, or for as long as the recipient 
retains ownership or possession of the property, whichever is longer. 
In all other cases the assurance shall obligate the recipient for the 
period during which federal financial assistance is extended to the 
program.
    (2) In the case where federal financial assistance is provided in 
the form of a transfer of real property, structures, or improvements 
thereon, or interest therein, from the federal Government, the 
instrument effecting or recording the transfer shall contain a covenant 
running with the land assuring nondiscrimination for the period during 
which the real property is used for a purpose for which the federal 
financial assistance is extended or for another purpose involving the 
provision of similar services or benefits. Where no transfer of 
property or interest therein from the federal government is involved, 
but property is acquired or improved with federal financial assistance, 
the recipient shall agree to include such covenant in any subsequent 
transfer of such property. When the property is obtained from the 
federal government, such covenant may also include a condition coupled 
with a right to be reserved by the Department to revert title to the 
property in the event of a breach of the covenant where, in the 
discretion of the designated agency official, such a condition and 
right of reverter is appropriate to the statute under which the real 
property is obtained and to the nature of the grant and the grantee. In 
such event if a transferee of real property proposes to mortgage or 
otherwise encumber the real property as security for financing 
construction of new, or improvement of existing, facilities on such 
property for the purposes for which the property was transferred, the 
designated agency official may agree, upon request of the transferee 
and if necessary to accomplish such financing, and upon such conditions 
as the designated agency official deems appropriate, to subordinate 
such right of reversion to the lien of such mortgage or other 
encumbrance.
    (c) Continuing federal financial assistance. Every application by a 
State or a State agency for continuing federal financial assistance to 
which this part applies (including the types of federal financial 
assistance listed in appendix A to this part) shall as a condition to 
its approval and the extension of any federal financial assistance 
pursuant to the application:
    (1) Contain, be accompanied by, or be covered by a statement that 
the program is (or, in the case of a new program, will be) conducted in 
compliance with all requirements imposed by or pursuant to this part; 
and
    (2) Provide, be accompanied by, or be covered by provision for such 
methods of administration for the program as are found by the 
designated agency official to give reasonable guarantee that the 
applicant and all recipients of federal financial assistance under such 
program will comply with all requirements imposed by or pursuant to 
this part.
    (d) Assurance from institutions. (1) In the case of any application 
for federal financial assistance to an institution of higher education 
(including assistance for construction, for research, for special 
training projects, for student loans or for any other purpose), the 
assurance required by this section shall extend to admission practices 
and to all other practices relating to the treatment of students.
    (2) The assurance required with respect to an institution of higher 
education, hospital, or any other institution, insofar as the assurance 
relates to the institution's practices with respect to admission or 
other treatment of individuals as students, patients, or clients of the 
institution or to the opportunity to participate in the provision of 
services or other benefits to such individuals, shall be applicable to 
the entire institution.
    (e) Form. (1) The assurances required by paragraph (a) of this 
section, which may be included as part of a document that addresses 
other assurances or obligations, shall include that the applicant or 
recipient will comply with all applicable federal statutes relating to 
nondiscrimination. This includes but is not limited to Title VI of the 
Civil Rights Act of 1964, as amended, 42 U.S.C. 2000d, et seq.
    (2) The designated agency official will specify the extent to which 
such assurances will be required of the applicant's or recipient's 
subgrantees, contractors, subcontractors, transferees, or successors in 
interest. Any such assurance shall include provisions which give the 
United States a right to seek its judicial enforcement.


Sec.  22.6  Compliance information.

    (a) Cooperation and assistance. The designated Agency official 
shall to the fullest extent practicable seek the cooperation of 
recipients in obtaining compliance with this part and shall provide 
assistance and guidance to recipients to help them comply voluntarily 
with this part.
    (b) Compliance reports. Each recipient shall keep such records and 
submit to the designated Agency official timely, complete, and accurate 
compliance reports at such times, and in such form and containing such 
information, as the designated Agency official may determine to be 
necessary to enable the designated Agency official to ascertain whether 
the recipient has complied or is complying with this part. In the case 
in which a primary recipient extends federal financial assistance to 
any other recipient, such other recipient shall also submit such 
compliance reports to the primary recipient as may be necessary to 
enable the primary recipient to carry out its obligations under this 
part. In general recipients should have available for the designated 
Agency official racial and ethnic data showing the extent to which 
members of minority groups are beneficiaries of programs receiving 
federal financial assistance.
    (c) Access to sources of information. Each recipient shall permit 
access by the designated Agency official during

[[Page 39982]]

normal business hours to such of its books, records, accounts, and 
other sources of information, and its facilities as may be pertinent to 
ascertain compliance with this part. Where any information required of 
a recipient is in the exclusive possession of any other agency, 
institution, or person and this agency, institution, or person fails or 
refuses to furnish this information, the recipient shall so certify in 
its report and shall set forth what efforts it has made to obtain the 
information.
    (d) Information to beneficiaries and participants. Each recipient 
shall make available to participants, beneficiaries, and other 
interested persons such information regarding the provisions of this 
part and its applicability to the program for which the recipient 
receives federal financial assistance, and make such information 
available to them in such manner, as the designated Agency official 
finds necessary to apprise such persons of the protections against 
discrimination assured them by Title VI and this part.


Sec.  22.7  Conduct of investigations.

    (a) Periodic compliance reviews. The designated Agency official 
shall from time to time review the practices of recipients to determine 
whether they are complying with this part.
    (b) Complaints. Any person who believes that he or she, or any 
specific class of persons, has been subjected to discrimination 
prohibited by this part may by himself or herself, or by a 
representative, file with the designated Agency official a written 
complaint. A complaint must be filed not later than 180 days after the 
date of the alleged discrimination, unless the time for filing is 
extended by the designated Agency official.
    (c) Investigations. The designated Agency official will make a 
prompt investigation whenever a compliance review, report, complaint, 
or any other information indicates a possible failure to comply with 
this part. The investigation will include, where appropriate, a review 
of the pertinent practices and policies of the recipient, the 
circumstances under which the possible noncompliance with this part 
occurred, and other factors relevant to a determination as to whether 
the recipient has failed to comply with this part.
    (d) Resolution of matters. (1) If an investigation pursuant to 
paragraph (c) of this section indicates a failure to comply with this 
part, the designated Agency official will so inform the recipient and 
the matter will be resolved by informal means whenever possible. If it 
has been determined that the matter cannot be resolved by informal 
means, action will be taken as provided for in Sec.  22.8.
    (2) If an investigation does not warrant action pursuant to 
paragraph (d)(1) of this section the designated Agency official will so 
inform the recipient and the complainant, if any, in writing.
    (e) Intimidatory or retaliatory acts prohibited. No recipient or 
other person shall intimidate, threaten, coerce, or discriminate 
against any individual for the purpose of interfering with any right or 
privilege secured by section 601 of Title VI or this part, or because 
the individual has made a complaint, testified, assisted, or 
participated in any manner in an investigation, proceeding, or hearing 
under this part. The identity of complainants shall be kept 
confidential except to the extent necessary to carry out the purposes 
of this part, including the conduct of any investigation, hearing, or 
judicial proceeding arising thereunder.


Sec.  22.8  Procedure for effecting compliance.

    (a) General. If there appears to be a failure or threatened failure 
to comply with this part, and if the noncompliance or threatened 
noncompliance cannot be corrected by informal means, compliance with 
this part may be effected by the suspension or termination of or 
refusal to grant or to continue federal financial assistance or by any 
other means authorized by law. Such other means may include, but are 
not limited to:
    (1) A referral to the Department of Justice with a recommendation 
that appropriate proceedings be brought to enforce any rights of the 
United States under any law of the United States (including other 
titles of the Civil Rights Act of 1964), or any assurance or other 
contractual undertaking; and
    (2) Any applicable proceeding under State or local law.
    (b) Noncompliance with Sec.  22.5. If an applicant fails or refuses 
to furnish an assurance required under Sec.  22.5 or otherwise fails or 
refuses to comply with a requirement imposed by or pursuant to that 
section, federal financial assistance may be suspended, terminated, or 
refused in accordance with the procedures of paragraph (c) of this 
section. The Agency shall not be required to provide assistance in such 
a case during the pendency of the administrative proceedings under such 
paragraph. However, subject to Sec.  22.12, the Agency shall continue 
assistance during the pendency of such proceedings where such 
assistance is due and payable pursuant to an application approved prior 
to the effective date of this part.
    (c) Termination of or refusal to grant or to continue federal 
financial assistance. (1) No order suspending, terminating, or refusing 
to grant or continue federal financial assistance shall become 
effective until:
    (i) The designated Agency official has advised the applicant or 
recipient of the applicant's or recipient's failure to comply and has 
determined that compliance cannot be secured by voluntary means;
    (ii) There has been an express finding on the record, after 
opportunity for hearing, of a failure by the applicant or recipient to 
comply with a requirement imposed by or pursuant to this part;
    (iii) The action has been approved by the designated Agency 
official pursuant to Sec.  22.10(e); and
    (iv) The expiration of 30 days after the designated Agency official 
has filed with the committee of the House and the committee of the 
Senate having legislative jurisdiction over the program involved, a 
full written report of the circumstances and the grounds for such 
action.
    (2) Any action to suspend or terminate or to refuse to grant or to 
continue federal financial assistance shall be limited to the 
particular political entity, or part thereof, or other applicant or 
recipient as to whom such a finding has been made and shall be limited 
in its effect to the particular program, or part thereof, in which such 
noncompliance has been so found.
    (d) Other means authorized by law. No action to effect compliance 
with Title VI by any other means authorized by law shall be taken by 
the Department of the Treasury until:
    (1) The designated Agency official has determined that compliance 
cannot be secured by voluntary means;
    (2) The recipient or other person has been notified of its failure 
to comply and of the action to be taken to effect compliance; and
    (3) The expiration of at least 10 days from the mailing of such 
notice to the recipient or other person. During this period of at least 
10 days, additional efforts shall be made to persuade the recipient or 
other person to comply with the regulation and to take such corrective 
action as may be appropriate.


Sec.  22.9  Hearings.

    (a) Opportunity for hearing. Whenever an opportunity for a hearing 
is required by Sec.  22.8(c), reasonable notice shall be given by 
registered or certified mail, return receipt requested, to the affected 
applicant or recipient. This notice shall advise the applicant or 
recipient of the

[[Page 39983]]

action proposed to be taken, the specific provision under which the 
proposed action against it is to be taken, and the matters of fact or 
law asserted as the basis for this action, and either:
    (1) Fix a date not less than 20 days after the date of such notice 
within which the applicant or recipient may request of the designated 
agency official that the matter be scheduled for hearing; or
    (2) Advise the applicant or recipient that the matter in question 
has been set for hearing at a stated place and time. The time and place 
so fixed shall be reasonable and shall be subject to change for cause. 
The complainant, if any, shall be advised of the time and place of the 
hearing. An applicant or recipient may waive a hearing and submit 
written information and argument for the record. The failure of an 
applicant or recipient to request a hearing under this paragraph or to 
appear at a hearing for which a date has been set shall be deemed to be 
a waiver of the right to a hearing under section 602 of Title VI and 
Sec.  22.8(c) and consent to the making of a decision on the basis of 
such information as is available.
    (b) Time and place of hearing. Hearings shall be held at the 
offices of the Department of the Treasury component administering the 
program, at a time fixed by the designated Agency official unless the 
designated Agency official determines that the convenience of the 
applicant or recipient or of the Agency requires that another place be 
selected. Hearings shall be held before the designated Agency official, 
or at designated Agency official's discretion, before a hearing 
examiner appointed in accordance with section 3105 of title 5, United 
States Code, or detailed under section 3344 of title 5, United States 
Code.
    (c) Right to counsel. In all proceedings under this section, the 
applicant or recipient and the Agency shall have the right to be 
represented by counsel.
    (d) Procedures, evidence, and record. (1) The hearing, decision, 
and any administrative review thereof shall be conducted in conformity 
with sections 554 through 557 of title 5, United States Code, and in 
accordance with such rules of procedure as are proper (and not 
inconsistent with this section) relating to the conduct of the hearing, 
giving of notices subsequent to those provided for in paragraph (a) of 
this section, taking of testimony, exhibits, arguments and briefs, 
requests for findings, and other related matters. Both the designated 
Agency official and the applicant or recipient shall be entitled to 
introduce all relevant evidence on the issues as stated in the notice 
for hearing or as determined by the officer conducting the hearing at 
the outset of or during the hearing.
    (2) Technical rules of evidence do not apply to hearings conducted 
pursuant to this part, but rules or principles designed to assure 
production of the most credible evidence available and to subject 
testimony to test by cross-examination shall be applied where 
determined reasonably necessary by the officer conducting the hearing. 
The hearing officer may exclude irrelevant, immaterial, or unduly 
repetitious evidence. All documents and other evidence offered or taken 
for the record shall be open to examination by the parties and 
opportunity shall be given to refute facts and arguments advanced on 
either side of the issues. A transcript shall be made of the oral 
evidence except to the extent the substance thereof is stipulated for 
the record. All decisions shall be based upon the hearing record and 
written findings shall be made.
    (e) Consolidated or joint hearings. In cases in which the same or 
related facts are asserted to constitute noncompliance with this part 
with respect to two or more federal statutes, authorities, or other 
means by which federal financial assistance is extended and to which 
this part applies, or noncompliance with this part and the regulations 
of one or more other federal departments or agencies issued under Title 
VI, the designated Agency official may, by agreement with such other 
departments or agencies, where applicable, provide for the conduct of 
consolidated or joint hearings, and for the application to such 
hearings of rules or procedures not inconsistent with this part. Final 
decisions in such cases, insofar as this regulation is concerned, shall 
be made in accordance with Sec.  22.10.


Sec.  22.10  Decisions and notices.

    (a) Procedure on decisions by hearing examiner. If the hearing is 
held by a hearing examiner, the hearing examiner shall either make an 
initial decision, if so authorized, or certify the entire record 
including his recommended findings and proposed decision to the 
designated agency official for a final decision, and a copy of such 
initial decision or certification shall be mailed to the applicant or 
recipient. Where the initial decision is made by the hearing examiner 
the applicant or recipient may, within 30 days after the mailing of 
such notice of initial decision, file with the designated Agency 
official the applicant's or recipient's exceptions to the initial 
decision, with the reasons therefor. In the absence of exceptions, the 
designated Agency official may, on his or her own motion, within 45 
days after the initial decision, serve on the applicant or recipient a 
notice that the designated Agency official will review the decision. 
Upon the filing of such exceptions or of notice of review, the 
designated Agency official shall review the initial decision and issue 
his or her own decision thereon including the reasons therefor. In the 
absence of either exceptions or a notice of review the initial decision 
shall, subject to paragraph (e) of this section, constitute the final 
decision of the designated Agency official.
    (b) Decisions on record or review by the designated Agency 
official. Whenever a record is certified to the designated Agency 
official for decision or he or she reviews the decision of a hearing 
examiner pursuant to paragraph (a) of this section, or whenever the 
designated Agency official conducts the hearing, the applicant or 
recipient shall be given reasonable opportunity to file with the 
designated Agency official briefs or other written statements of its 
contentions, and a written copy of the final decision of the designated 
Agency official shall be sent to the applicant or recipient and to the 
complainant, if any.
    (c) Decisions on record where a hearing is waived. Whenever a 
hearing is waived pursuant to Sec.  22.9, a decision shall be made by 
the designated Agency official on the record and a written copy of such 
decision shall be sent to the applicant or recipient, and to the 
complainant, if any.
    (d) Rulings required. Each decision of a hearing examiner or the 
designated Agency official shall set forth his or her ruling on each 
finding, conclusion, or exception presented, and shall identify the 
requirement or requirements imposed by or pursuant to this part with 
which it is found that the applicant or recipient has failed to comply.
    (e) Approval by designated Agency official. Any final decision by 
an official of the Agency, other than the designated Agency official 
personally, which provides for the suspension or termination of, or the 
refusal to grant or continue federal financial assistance, or the 
imposition of any other sanction available under this part or Title VI, 
shall promptly be transmitted to the designated Agency official 
personally, who may approve such decision, may vacate it, or remit or 
mitigate any sanction imposed.
    (f) Content of orders. The final decision may provide for 
suspension or termination of, or refusal to grant or continue federal 
financial assistance, in whole or in part, to which this regulation 
applies, and may contain

[[Page 39984]]

such terms, conditions, and other provisions as are consistent with and 
will effectuate the purposes of Title VI and this part, including 
provisions designed to assure that no federal financial assistance to 
which this regulation applies will thereafter be extended to the 
applicant or recipient determined by such decision to be in default in 
its performance of an assurance given by it pursuant to this part, or 
to have otherwise failed to comply with this part, unless and until it 
corrects its noncompliance and satisfies the designated Agency official 
that it will fully comply with this part.
    (g) Post termination proceedings. (1) An applicant or recipient 
adversely affected by an order issued under paragraph (f) of this 
section shall be restored to full eligibility to receive federal 
financial assistance if it satisfies the terms and conditions of that 
order for such eligibility or if it brings itself into compliance with 
this part and provides reasonable assurance that it will fully comply 
with this part.
    (2) Any applicant or recipient adversely affected by an order 
entered pursuant to paragraph (f) of this section may at any time 
request the designated Agency official to restore fully its eligibility 
to receive federal financial assistance. Any such request shall be 
supported by information showing that the applicant or recipient has 
met the requirements of paragraph (g)(1) of this section. If the 
designated Agency official determines that those requirements have been 
satisfied, he or she shall restore such eligibility.
    (3) If the designated Agency official denies any such request, the 
applicant or recipient may submit a request for a hearing in writing, 
specifying why it believes such official to have been in error. It 
shall thereupon be given an expeditious hearing, with a decision on the 
record in accordance with rules or procedures issued by the designated 
Agency official. The applicant or recipient will be restored to such 
eligibility if it proves at such a hearing that it satisfied the 
requirements of paragraph (g)(1) of this section. While proceedings 
under this paragraph are pending, the sanctions imposed by the order 
issued under paragraph (f) of this section shall remain in effect.


Sec.  22.11  Judicial review.

    Action taken pursuant to section 602 of the Title VI is subject to 
judicial review as provided in section 603 of the Title VI.


Sec.  22.12  Effect on other regulations, forms, and instructions.

    (a) Effect on other regulations. All regulations, orders, or like 
directions issued before the effective date of this part by any officer 
of the Department of the Treasury which impose requirements designed to 
prohibit any discrimination against individuals on the grounds of race, 
color, or national origin under any program to which this part applies, 
and which authorize the suspension or termination of or refusal to 
grant or to continue federal financial assistance to any applicant for 
a recipient of such assistance for failure to comply with such 
requirements, are hereby superseded to the extent that such 
discrimination is prohibited by this part, except that nothing in this 
part may be considered to relieve any person of any obligation assumed 
or imposed under any such superseded regulation, order, instruction, or 
like direction before the effective date of this part. Nothing in this 
part, however, supersedes any of the following (including future 
amendments thereof):
    (1) Executive Order 11246 (3 CFR, 1965 Supp., p. 167) and 
regulations issued thereunder; or
    (2) Any other orders, regulations, or instructions, insofar as such 
orders, regulations, or instructions prohibit discrimination on the 
ground of race, color, or national origin in any program or situation 
to which this part is inapplicable, or prohibit discrimination on any 
other ground.
    (b) Forms and instructions. The designated Agency official shall 
issue and promptly make available to all interested persons forms and 
detailed instructions and procedures for effectuating this part as 
applied to programs to which this part applies and for which the 
designated Agency official is responsible.
    (c) Supervision and coordination. The designated Agency official 
may from time to time assign to officials of the Agency, or to 
officials of other departments or agencies of the Government with the 
consent of such departments or agencies, responsibilities in connection 
with the effectuation of the purposes of Title VI and this part (other 
than responsibility for final decision as provided in Sec.  22.10), 
including the achievement of effective coordination and maximum 
uniformity within the Agency and within the Executive Branch of the 
Government in the application of Title VI and this part to similar 
programs and in similar situations. Any action taken, determination 
made or requirement imposed by an official of another department or 
agency acting pursuant to an assignment of responsibility under this 
paragraph shall have the same effect as though such action had been 
taken by the designated Agency official of the Department.

Appendix A to Part 22--Activities to Which This Part Applies

    Note: Failure to list a type of federal assistance in this 
appendix A shall not mean, if Title VI is otherwise applicable, that 
a program is not covered.

------------------------------------------------------------------------
                                      Program or
            Component                  activity            Authority
------------------------------------------------------------------------
Departmental Offices, Office of   Community           Riegle Community
 Domestic Finance, Office of       Development         Development and
 Financial Institutions.           Financial           Regulatory
                                   Institutions        Improvement Act
                                   Fund--Financial     of 1994, 12
                                   Component.          U.S.C. 4701 et
                                                       seq.
Departmental Offices, Office of   Community           Riegle Community
 Domestic Finance, Office of       Development         Development and
 Financial Institutions.           Financial           Regulatory
                                   Institutions        Improvement Act
                                   Fund--Technical     of 1994, 12
                                   Assistance          U.S.C. 4701 et
                                   Component.          seq.
Departmental Offices, Office of   Bank Enterprise     Riegle Community
 Domestic Finance, Office of       Award Program.      Development and
 Financial Institutions.                               Regulatory
                                                       Improvement Act
                                                       of 1994 sec. 114,
                                                       12 U.S.C. 4713.
Departmental Offices, Office of   Native American     Riegle Community
 Domestic Finance, Office of       Community           Development
 Financial Institutions.           Development         Banking and
                                   Financial           Financial
                                   Institutions        Institutions Act
                                   Assistance          of 1994, 12
                                   Program,            U.S.C. 4701 et
                                   Financial           seq.
                                   Assistance (FA)
                                   Awards.
Departmental Offices, Office of   Native American     Riegle Community
 Domestic Finance, Office of       Community           Development
 Financial Institutions.           Development         Banking and
                                   Financial           Financial
                                   Institutions        Institutions Act
                                   Assistance (NACA)   of 1994, 12
                                   Program,            U.S.C. 4701 et
                                   Technical           seq.
                                   Assistance Grants.
Departmental Offices, Office of   Community           Housing and
 Domestic Finance, Office of       Development         Economic Recovery
 Financial Institutions.           Financial           Act of 2008 sec.
                                   Institutions        1339, 12 U.S.C.
                                   Fund, Capital       4569.
                                   Magnet Fund.

[[Page 39985]]

 
Departmental Offices, Office of   State Small         Small Business
 Domestic Finance, Office of       Business Credit     Jobs Act of 2010,
 Small Business, Community         Initiative.         12 U.S.C. 5701 et
 Development, and Housing Policy.                      seq.
Internal Revenue Service........  Tax Counseling for  Revenue Act of
                                   the Elderly Grant   1978 sec. 163,
                                   Program.            Pub. L. 95-600,
                                                       92 Stat 2763,
                                                       2810-2811.
Internal Revenue Service........  Volunteer Income    Tax Reform Act of
                                   Tax Assistance      1969, Pub. L. 91-
                                   Program.            172, 83 Stat.
                                                       487.
Internal Revenue Service........  Volunteer Income    Consolidated
                                   Tax Assistance      Appropriations
                                   Grant Program.      Act, Pub. L. 110-
                                                       161, 121 Stat.
                                                       1844, 1975-76
                                                       (2007).
Internal Revenue Service........  Low Income          Internal Revenue
                                   Taxpayer Clinic     Service
                                   Grant Program.      Restructuring and
                                                       Reform Act of
                                                       1998 sec. 3601,
                                                       26 U.S.C. 7526.
United States Mint..............  U.S. Commemorative  Specific acts of
                                   Coin Programs.      Congress that
                                                       authorize United
                                                       States
                                                       commemorative
                                                       coin and medal
                                                       programs provide
                                                       assistance. See,
                                                       e.g., the Louis
                                                       Braille
                                                       Bicentennial--Bra
                                                       ille Literacy
                                                       Commemorative
                                                       Coin Act, Pub. L.
                                                       109-247 (2006);
                                                       the Boy Scouts of
                                                       America
                                                       Centennial
                                                       Commemorative
                                                       Coin Act, Pub. L.
                                                       110-363 (2008);
                                                       the American
                                                       Veterans Disabled
                                                       for Life
                                                       Commemorative
                                                       Coin Act, Pub. L.
                                                       110-277 (2008);
                                                       and the National
                                                       September 11
                                                       Memorial & Museum
                                                       Commemorative
                                                       Medal Act of
                                                       2010, Pub. L. 111-
                                                       221 (2010).
Departmental Offices, Treasury    Equitable sharing   18 U.S.C.
 Executive Office for Asset        program (transfer   981(e)(2); 21
 Forfeiture.                       of forfeited        U.S.C.
                                   property to state   881(e)(1)(A); 31
                                   and local law       U.S.C. 9703.
                                   enforcement
                                   agencies).
Various Treasury Bureaus and      Unreimbursed        5 U.S.C. 3371
 Offices (including the Internal   detail of Federal   through 3376.
 Revenue Service).                 Employees through
                                   the
                                   Intergovernmental
                                   Personnel Act.
Departmental Offices, Office of   Grants under the    Resources and
 the Fiscal Assistant Secretary.   RESTORE Act's       Ecosystems
                                   Direct Component    Sustainability,
                                   and Centers of      Tourist
                                   Excellence          Opportunities,
                                   program and         and Revived
                                   supplemental        Economies of the
                                   compliance          Gulf Coast States
                                   responsibilities    Act of 2012, Pub.
                                   for its             L. 112-141.
                                   Comprehensive
                                   Plan and Spill
                                   Impact Components.
------------------------------------------------------------------------


Brodi Fontenot,
Assistant Secretary for Management.

[FR Doc. 2015-17034 Filed 7-10-15; 8:45 am]
 BILLING CODE 4810-25-P



                                                                            Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Proposed Rules                                              39977

                                                    (c) * * *                                                (d) If a participant has funds in more              and submit a comment, ensures timely
                                                    (3) A criminal restitution order                       than one type of account, payment will                receipt, and enables the Department to
                                                  accompanied by an enforcement letter                     be made from each account in the                      make them available to the public.
                                                  that requires the TSP to make a payment                  following order, until the amount                     Comments submitted electronically
                                                  in the future;                                           required by the tax levy or stated in the             through the http://www.regulations.gov
                                                  *     *     *    *     *                                 enforcement letter is reached:                        Web site can be viewed by other
                                                    (5) A criminal restitution order                       *     *     *      *    *                             commenters and interested members of
                                                  accompanied by an enforcement letter                       (h) The TSP will not hold a payment                 the public. Commenters should follow
                                                  that requires TSP to make a series of                    pending appeal of a criminal restitution              the instructions provided on that site to
                                                  payments;                                                order or the underlying conviction. The               submit comments electronically.
                                                    (6) A criminal restitution order                       TSP will treat the criminal restitution                 Mail: Send comments to Mariam G.
                                                  accompanied by an enforcement letter                     order as a final judgment pursuant to 18              Harvey, Director, Office of Civil Rights
                                                  that designates the specific TSP Fund,                   U.S.C. 3664(o) and process payment as                 and Diversity, 1500 Pennsylvania
                                                  source of contributions, or balance from                 provided by this subpart.                             Avenue NW., Washington, DC 20220;
                                                  which the payment or portions of the                     [FR Doc. 2015–16868 Filed 7–10–15; 8:45 am]
                                                                                                                                                                 facsimile (202) 622–0367.
                                                  payment shall be made.                                   BILLING CODE 6760–01–P                                  Note: To receive consideration as public
                                                  ■ 4. Amend § 1653.34 by revising the                                                                           comments, comments must be submitted
                                                  last sentence of paragraph (b)                                                                                 through a method specified.
                                                  introductory text to read as follows:                                                                             Public Inspection of Public
                                                                                                           DEPARTMENT OF THE TREASURY
                                                  § 1653.34 Processing Federal tax levies                                                                        Comments: All properly submitted
                                                  and criminal restitution orders.                         31 CFR Part 22                                        comments will be available for
                                                                                                                                                                 inspection and downloading at
                                                  *      *    *     *     *                                RIN 1505–AC45
                                                     (b) * * * To be complete, a tax levy                                                                        http://www.regulations.gov.
                                                                                                           Nondiscrimination on the Basis of                        Additional Instructions: In general
                                                  or criminal restitution order must meet
                                                                                                           Race, Color, or National Origin in                    comments received, including
                                                  all the requirements of § 1653.32 or
                                                                                                           Programs or Activities Receiving                      attachments and other supporting
                                                  § 1653.33; it must also provide (or be
                                                                                                           Federal Financial Assistance                          materials, are part of the public record
                                                  accompanied by a document or
                                                                                                                                                                 and are available to the public. Do not
                                                  enforcement letter that provides):                       AGENCY:   Department of the Treasury.                 submit any information in your
                                                  *      *    *     *     *                                ACTION:   Notice of proposed rulemaking.              comment or supporting materials that
                                                  ■ 5. Amend § 1653.35, by revising the
                                                                                                                                                                 you consider confidential or
                                                  first sentence of the introductory text                  SUMMARY:   This proposed regulation                   inappropriate for public disclosure.
                                                  and revising paragraph (a) to read as                    provides for the enforcement of Title VI              FOR FURTHER INFORMATION CONTACT:
                                                  follows:                                                 of the Civil Rights Act of 1964, as                   Mariam G. Harvey, Director, Office of
                                                                                                           amended (‘‘Title VI’’) to the end that no             Civil Rights and Diversity, Department
                                                  § 1653.35   Calculating entitlement.
                                                                                                           person in the United States shall on the              of the Treasury, (202) 622–0316 (voice),
                                                     A tax levy or criminal restitution                    grounds of race, color, or national origin
                                                  order can only require the payment of                                                                          and (202) 622–7104 (TTY). All
                                                                                                           be denied participation in, be denied                 responses to this notice should be
                                                  a stated dollar amount from the TSP.                     the benefits of, or be otherwise
                                                  The payee’s entitlement will be the                                                                            submitted via http://
                                                                                                           subjected to discrimination under any                 www.regulations.gov or by mail to
                                                  lesser of:                                               program or activity that receives federal
                                                     (a) The dollar amount stated in the tax                                                                     ensure consideration.
                                                                                                           financial assistance from the
                                                  levy or enforcement letter; or                                                                                 SUPPLEMENTARY INFORMATION:
                                                                                                           Department of the Treasury. The
                                                  *      *    *     *    *                                 promulgation of this proposed                         I. Background
                                                  ■ 6. Amend § 1653.36 by:                                 regulation will provide guidance to the
                                                  ■ a. Replacing the word ‘‘levy’’
                                                                                                                                                                    The purpose of this proposed rule is
                                                                                                           Department’s recipients of federal                    to provide for the enforcement of Title
                                                  wherever it appears not preceded by the                  financial assistance in complying with
                                                  word ‘‘tax’’ with the words ‘‘tax levy’’                                                                       VI of the Civil Rights Act of 1964, as
                                                                                                           the provisions of Title VI and will also              amended (42 U.S.C. 2000d, et seq.), as
                                                  in paragraph (a);                                        promote consistent and appropriate
                                                  ■ b. Replacing the words ‘‘restitution
                                                                                                                                                                 it applies to programs or activities
                                                                                                           enforcement of Title VI by the                        receiving assistance from the
                                                  order’’ wherever they appear not                         Department’s components.
                                                  preceded by the word ‘‘criminal’’ with                                                                         Department of the Treasury.
                                                                                                           DATES: Written comments must be                       Specifically, the statute states that ‘‘[n]o
                                                  the words ‘‘criminal restitution order’’                 received on or before September 11,
                                                  and by replacing the word ‘‘levy’’                                                                             person in the United States shall, on the
                                                                                                           2015.                                                 grounds of race, color, or national origin
                                                  wherever it appears not preceded by the
                                                  word ‘‘tax’’ with the words ‘‘tax levy’’                 ADDRESSES: Interested persons are                     be denied participation in, be denied
                                                  in paragraph (c);                                        invited to submit comments regarding                  the benefits of, or be otherwise
                                                  ■ c. Revising paragraph (d) introductory                 this notice of proposed rulemaking                    subjected to discrimination under any
                                                  text;                                                    according to the instructions below. All              program or activity that receives federal
                                                  ■ d. Replacing the word ‘‘levy’’                         submissions must refer to the document                financial assistance.’’ 42 U.S.C. 2000d.
                                                                                                           title. The Department encourages the                  Each federal agency subject to Title VI
srobinson on DSK5SPTVN1PROD with PROPOSALS




                                                  wherever it appears not preceded by the
                                                  word ‘‘tax’’ with the words ‘‘tax levy’’                 early submission of comments.                         is required to issue regulations
                                                  in paragraph (g); and                                       Electronic Submission of Comments:                 implementing Title VI. 28 CFR 42.403.
                                                  ■ e. Adding paragraph (h).                               Interested persons may submit                         The Department of the Treasury will be
                                                     The revisions and additions read as                   comments electronically through the                   issuing Title VI regulations for the first
                                                  follows:                                                 Federal eRulemaking Portal at http://                 time. The Department proposes
                                                                                                           www.regulations.gov. Electronic                       regulations as Title VI of the Civil Rights
                                                  § 1653.36   Payment.                                     submission of comments allows the                     Act of 1964, as amended, 42 U.S.C.
                                                  *      *     *       *       *                           commenter maximum time to prepare                     2000d to 2000d-7 (‘‘Title VI’’), requires.


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                                                  39978                          Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Proposed Rules

                                                  Title VI prohibits discrimination on the                            regulations will not result in the                            levels of government. These Title VI
                                                  basis of race, color, and national origin                           expenditure by State, local, and tribal                       regulations do not subject recipients of
                                                  in all programs or activities that receive                          governments, in the aggregate, or by the                      federal funding to any new substantive
                                                  federal financial assistance. Under                                 private sector, of $100,000,000 or more                       obligations because all recipients of
                                                  Treasury’s proposed Title VI                                        in any one year, and they will not                            federal funding have been bound by
                                                  implementing regulations, Treasury-                                 significantly or uniquely affect small                        Title VI’s antidiscrimination provision
                                                  funded programs are prohibited from                                 governments.                                                  since 1964. Moreover, these Title VI
                                                  taking acts, including permitting                                   The Regulatory Flexibility Act                                regulations are required by statute;
                                                  actions, that discriminate based on the                                                                                           Congress specifically directed federal
                                                  statutorily protected classes. These                                   The Department, in accordance with                         agencies to adopt implementing
                                                  proposed regulations further provide for                            the Regulatory Flexibility Act, 5 U.S.C.                      regulations when Title VI was enacted.
                                                  Treasury procedures to ensure                                       605(b), has reviewed these Title VI                           Therefore, in accordance with section 6
                                                  compliance, including a hearing                                     regulations and by approving, certifies                       of Executive Order 13132, the
                                                  procedure.                                                          that these regulations will not have a                        Department has determined that this
                                                                                                                      significant economic impact on a                              rule does not have sufficient federalism
                                                  II. Applicable Executive Orders and                                 substantial number of small entities                          implications to warrant the preparation
                                                  Regulatory Certifications                                           because all of the entities that are                          of a federalism summary impact
                                                  Executive Order 12866                                               subject to these regulations are already                      statement. No further action is required.
                                                                                                                      subject to Title VI, and some entities
                                                     Executive Orders 13563 and 12866                                 already are subject to the Title VI                           Executive Order 12250
                                                  direct agencies to assess costs and                                 regulations of other agencies.
                                                  benefits of available regulatory                                                                                                    The Attorney General has reviewed
                                                                                                                         This proposed rule, if adopted, is not
                                                  alternatives and, if regulation is                                                                                                and approved this proposed rule
                                                                                                                      a ‘‘major rule,’’ nor will it have a
                                                  necessary, to select regulatory                                                                                                   pursuant to Executive Order 12250.
                                                                                                                      significant economic impact on a
                                                  approaches that maximize net benefits                               substantial number of small entities, in                      Paperwork Reduction Act
                                                  (including potential economic,                                      large part because these regulations do
                                                  environmental, public health and safety                                                                                             Under the Paperwork Reduction Act
                                                                                                                      not impose any new substantive
                                                  effects, distributive impacts, and                                                                                                (44 U.S.C. chapter 35), an agency may
                                                                                                                      obligations on federal funding
                                                  equity). Executive Order 13563                                                                                                    not conduct or sponsor and a person is
                                                                                                                      recipients. All recipients of federal
                                                  emphasizes the importance of                                                                                                      not required to respond to a collection
                                                                                                                      funding have been bound by Title VI’s
                                                  quantifying both costs and benefits, of                                                                                           of information unless it displays a valid
                                                                                                                      antidiscrimination provision since 1964.
                                                  reducing costs, of harmonizing rules,                                                                                             control number issued by the Office of
                                                                                                                      Individual participants in the recipients’
                                                  and of promoting flexibility. This                                                                                                Management and Budget (OMB). The
                                                                                                                      programs have thus long had the right
                                                  proposed rule has been designated a                                                                                               information collections contained in
                                                                                                                      to be free from discrimination on the
                                                  ‘‘significant regulatory action’’ although                                                                                        this proposed rule will be submitted
                                                                                                                      basis of race, color, and national origin.
                                                  not economically significant, under                                                                                               and approved by OMB in connection
                                                                                                                      This rule merely ensures that the
                                                  section 3(f) of Executive Order 12866.                                                                                            with information collections for the
                                                                                                                      Department and its components have
                                                  Accordingly, this proposed rule has                                                                                               applicable programs listed in appendix
                                                                                                                      regulations implementing this statute.
                                                  been reviewed by the Office of                                                                                                    A to the regulations.
                                                  Management and Budget.                                              Executive Order 13132                                           The information collections contained
                                                                                                                        These Title VI regulations will not                         in this proposed rule are found in
                                                  Unfunded Mandates Reform Act of 1995                                have substantial direct effects on the                        §§ 22.5 (reporting), 22.6 (reporting and
                                                    The Department certifies that no                                  states, on the relationship between the                       recordkeeping), 22.7 (reporting), and
                                                  actions were deemed necessary under                                 national government and the States, or                        22.10 (reporting).
                                                  the Unfunded Mandates Reform Act of                                 on the distribution of power and                                The OMB control numbers that will
                                                  1995. Furthermore, these proposed                                   responsibilities among the various                            be revised include the following:

                                                                                Bureau/Office                                                                Program or activity                                 OMB Control Nos.

                                                  Departmental Offices, Office             of Domestic Finance, Office                Community Development Financial Institutions (CDFI)                                 1559–0021
                                                    of Financial Institutions.                                                          Fund—Financial Component.
                                                  Departmental Offices, Office             of Domestic Finance, Office                Community Development Financial Institutions (CDFI)                                 1559–0021
                                                    of Financial Institutions.                                                          Fund—Technical Assistance Component.
                                                  Departmental Offices, Office             of Domestic Finance, Office                Bank Enterprise Award Program .......................................     1559–0032, 1559–0005
                                                    of Financial Institutions.
                                                  Departmental Offices, Office             of Domestic Finance, Office                Native American Community Development Financial Insti-                              1559–0021
                                                    of Financial Institutions.                                                          tutions (CDFI) Assistance Program, Financial Assist-
                                                                                                                                        ance (FA) Awards.
                                                  Departmental Offices, Office of Domestic Finance, Office                            Native American Community Development Financial Insti-                              1559–0021
                                                    of Financial Institutions.                                                          tutions (CDFI) Assistance (NACA) Program, Technical
                                                                                                                                        Assistance Grants.
                                                  Departmental Offices, Office of Domestic Finance, Office                            Community Development Financial Institutions Fund,                                  1559–0043
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                                                     of Financial Institutions.                                                         Capital Magnet Fund.
                                                  Departmental Offices, Office of Domestic Finance, Office                            State Small Business Credit Initiative ................................             1505–0227
                                                     of Small Business, Community Development, and
                                                     Housing Policy.
                                                  Internal Revenue Service ...................................................        Tax Counseling for the Elderly Grant Program .................                      1545–2222
                                                  Internal Revenue Service ...................................................        Volunteer Income Tax Assistance Program ......................                      1545–2222
                                                  Internal Revenue Service ...................................................        Volunteer Income Tax Assistance Grant Program ............                          1545–2222
                                                  Internal Revenue Service ...................................................        Low Income Taxpayer Clinic Grant Program .....................                      1545–1648
                                                  United States Mint ..............................................................   U.S. Commemorative Coin Programs ................................                        TBD



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                                                                            Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Proposed Rules                                              39979

                                                                           Bureau/Office                                                      Program or activity                        OMB Control Nos.

                                                  Departmental Offices, Treasury Executive Office for Asset             Equitable sharing program (transfer of forfeited property                  1505–0152
                                                    Forfeiture.                                                           to state and local law enforcement agencies).
                                                  Departmental Offices, Office of the Fiscal Assistant Sec-             Grants under the RESTORE Act’s Direct Component and                        1505–0250
                                                    retary.                                                               Centers of Excellence program.



                                                    Comments on the collection of                          Appendix A to Part 22—Activities to Which                 Applicant means a person who
                                                  information should be sent to the Office                    This Part Applies                                   submits an application, request, or plan
                                                  of Management and Budget, Attention:                          Authority: 42 U.S.C. 2000d-2000d-7.               required to be approved by an official of
                                                  Desk Officer for the Department of                                                                              the Department of the Treasury, or
                                                  Treasury, Office of Information and                      § 22.1    Purpose.                                     designee thereof, or by a primary
                                                  Regulatory Affairs, Washington, DC                          The purpose of this part is to                      recipient, as a condition to eligibility for
                                                  20503, or email to OIRA_Submission@                      effectuate the provisions of Title VI of               federal financial assistance, and
                                                  OMB.EOP.gov with copies to the                           the Civil Rights Act of 1964 (Title VI) to             application means such an application,
                                                  Department of Treasury at the addresses                  the end that no person in the United                   request, or plan.
                                                  specified in the ADDRESSES section.                      States shall, on the grounds of race,                     Designated agency official means the
                                                  Comments on the information collection                   color, or national origin, be excluded                 Assistant Secretary for Management and
                                                  should be submitted no later than                        from participation in, be denied the                   his or her designee.
                                                  September 11, 2015. Comments are                         benefits of, or be otherwise subjected to                 Facility includes all or any part of
                                                  specifically requested concerning:                       discrimination under any program or                    structures, equipment, or other real or
                                                    1. Whether the proposed information                    activity receiving federal financial                   personal property or interests therein,
                                                  collection is necessary for the proper                   assistance from the Department of the                  and the provision of facilities includes
                                                  performance of agency functions,                         Treasury.                                              the construction, expansion, renovation,
                                                  including whether the information will                                                                          remodeling, alteration, or acquisition of
                                                  have practical utility;                                  § 22.2    Application.
                                                                                                              (a) This part applies to any program                facilities.
                                                    2. The accuracy of the estimated
                                                  burden associated with the proposed                      for which federal financial assistance is                 Federal financial assistance includes:
                                                  collection of information, including the                 authorized under a law administered by                    (1) Grants and loans of federal funds;
                                                  validity of the methodology and                          the Department, including the types of                 (2) The grant or donation of federal
                                                  assumptions used (see below);                            federal financial assistance listed in                 property and interests in property;
                                                    3. How to enhance the quality, utility,                Appendix A to this part. It also applies                  (3) The detail of federal personnel;
                                                  and clarity of the information required                  to money paid, property transferred, or                   (4) The sale and lease of, and the
                                                  to be maintained; and                                    other federal financial assistance                     permission to use (on other than a
                                                    4. How to minimize the burden of                       extended after the effective date of this              casual or transient basis), federal
                                                  complying with the proposed                              part pursuant to an application                        property or any interest in such
                                                  information collection, including the                    approved before that effective date. This              property without consideration or at a
                                                  application of automated collection                      part does not apply to:                                nominal consideration, or at a
                                                  techniques or other forms of information                    (1) Any federal financial assistance by             consideration which is reduced for the
                                                  technology.                                              way of insurance or guaranty contracts;                purpose of assisting the recipient, or in
                                                                                                              (2) Any assistance to any individual                recognition of the public interest to be
                                                  List of Subjects in 31 CFR Part 22
                                                                                                           who is the ultimate beneficiary; or                    served by such sale or lease to the
                                                    Civil rights, Reporting and                               (3) Any employment practice, under                  recipient; and
                                                  recordkeeping requirements.                              any such program, of any employer,                        (5) Any federal agreement,
                                                    For the reasons discussed in the                       employment agency, or labor                            arrangement, or other contract which
                                                  preamble, the Department proposes to                     organization, except to the extent                     has as one of its purposes the provision
                                                  amend 31 CFR by adding part 22 to read                   described in § 22.4(c). The fact that a                of assistance.
                                                  as follows:                                              type of federal financial assistance is not               Primary recipient means any recipient
                                                                                                           listed in Appendix A to this part shall                that is authorized or required to extend
                                                  PART 22—NONDISCRIMINATION ON                             not mean, if Title VI is otherwise
                                                  THE BASIS OF RACE, COLOR, OR                                                                                    federal financial assistance to another
                                                                                                           applicable, that a program is not                      recipient.
                                                  NATIONAL ORIGIN IN PROGRAMS OR                           covered. Other types of federal financial
                                                  ACTIVITIES RECEIVING FEDERAL                                                                                       Program or activity and program
                                                                                                           assistance under statutes now in force or
                                                  FINANCIAL ASSISTANCE FROM THE                                                                                   mean all of the operations of any entity
                                                                                                           hereinafter enacted may be added to
                                                  DEPARTMENT OF THE TREASURY                                                                                      described in the following paragraphs
                                                                                                           appendix A to this part.
                                                                                                                                                                  (1) through (4) of this definition, any
                                                  Sec.                                                        (b) In any program receiving federal
                                                                                                                                                                  part of which is extended federal
                                                  22.1 Purpose.                                            financial assistance in the form, or for
                                                                                                                                                                  financial assistance:
                                                  22.2 Application.                                        the acquisition, of real property or an
                                                  22.3 Definitions.                                        interest in real property, to the extent                  (1)(i) A department, agency, special
                                                  22.4 Discrimination prohibited.                                                                                 purpose district, or other
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                                                                                                           that rights to space on, over, or under
                                                  22.5 Assurances required.                                any such property are included as part                 instrumentality of a State or of a local
                                                  22.6 Compliance information.                             of the program receiving that assistance,              government; or
                                                  22.7 Conduct of investigations.                                                                                    (ii) The entity of such state or local
                                                  22.8 Procedure for effecting compliance.                 the nondiscrimination requirement of
                                                                                                           this part shall extend to any facility                 government that distributes such
                                                  22.9 Hearings.
                                                  22.10 Decisions and notices.                             located wholly or in part in that space.               assistance and each such department or
                                                  22.11 Judicial review.                                                                                          agency to which the assistance is
                                                  22.12 Effect on other regulations, forms,                § 22.3    Definitions.                                 extended, in the case of assistance to a
                                                       and instructions.                                        As used in this part:                             State or local government;


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                                                  39980                     Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Proposed Rules

                                                    (2)(i) A college, university, or other                    (iii) Subject a person to segregation or           provided in or through a facility
                                                  postsecondary institution, or a public                   separate treatment in any matter related              provided with the aid of federal
                                                  system of higher education; or                           to his receipt of any service, financial              financial assistance.
                                                    (ii) A local educational agency (as                    aid, or other benefit under the program;                  (5) The enumeration of specific forms
                                                  defined in 20 U.S.C. 7801), system of                       (iv) Restrict a person in any way in               of prohibited discrimination in this
                                                  vocational education, or other school                    the enjoyment of any advantage or                     paragraph does not limit the generality
                                                  system;                                                  privilege enjoyed by others receiving                 of the prohibition in paragraph (a) of
                                                    (3)(i) An entire corporation,                          any service, financial aid, or other                  this section.
                                                  partnership, or other private                            benefit under the program;                                (6) This part does not prohibit the
                                                  organization, or an entire sole                             (v) Treat a person differently from                consideration of race, color, or national
                                                  proprietorship—                                          others in determining whether he                      origin if the purpose and effect are to
                                                    (A) If assistance is extended to such                  satisfies any admission, enrollment,                  remove or overcome the consequences
                                                  corporation, partnership, private                        quota, eligibility, membership, or other              of practices or impediments which have
                                                  organization, or sole proprietorship as a                requirement or condition which persons                restricted the availability of, or
                                                  whole; or                                                must meet in order to be provided any                 participation in, the program or activity
                                                    (B) Which is principally engaged in                    service, financial aid, or other benefit              receiving federal financial assistance, on
                                                  the business of providing education,                     provided under the program;                           the grounds of race, color, or national
                                                  health care, housing, social services, or                   (vi) Deny a person an opportunity to               origin. Where prior discriminatory
                                                  parks and recreation; or                                 participate in the program through the                practice or usage tends, on the grounds
                                                    (ii) The entire plant or other                         provision of services or otherwise to                 of race, color, or national origin to
                                                  comparable, geographically separate                      afford him an opportunity to do so                    exclude individuals from participation
                                                  facility to which federal financial                      which is different from that afforded                 in, to deny them the benefits of, or to
                                                  assistance is extended, in the case of                   others under the program (including the               subject them to discrimination under
                                                  any other corporation, partnership,                      opportunity to participate in the                     any program or activity to which this
                                                  private organization or sole                             program as a volunteer or as an                       part applies, the applicant or recipient
                                                  proprietorship; or                                       employee, but only to the extent set                  must take affirmative action to remove
                                                    (4) Any other entity which is                          forth in paragraph (c) of this section); or           or overcome the effects of the prior
                                                  established by two or more of the                           (vii) Deny a person the opportunity to             discriminatory practice or usage. Even
                                                  entities described in the preceding                      participate as a member of a planning,                in the absence of prior discriminatory
                                                  paragraphs (1), (2), or (3) of this                      advisory, or similar body which is an                 practice or usage, a recipient in
                                                  definition.                                              integral part of the program.                         administering a program or activity to
                                                    Recipient may mean any State,                             (2) A recipient, in determining the                which this part applies, may take
                                                  territory, possession, the District of                   types of services, financial aid, or other            affirmative action to assure that no
                                                  Columbia, or Puerto Rico, or any                         benefits, or facilities which will be                 person is excluded from participation in
                                                  political subdivision thereof, or                        provided under any such program, or                   or denied the benefits of the program or
                                                  instrumentality thereof, any public or                   the class of persons to whom, or the                  activity on the grounds of race, color, or
                                                  private agency, institution, or                          situations in which, such services,                   national origin.
                                                  organization, or other entity, or any                    financial aid, other benefits, or facilities              (c) Employment practices. (1) Where a
                                                  individual, in any State, territory,                     will be provided under any such                       primary objective of the federal
                                                  possession, the District of Columbia, or                 program, or the class of persons to be                financial assistance to a program to
                                                  Puerto Rico, to whom federal financial                   afforded an opportunity to participate in             which this part applies is to provide
                                                  assistance is extended, directly or                      any such program, may not, directly or                employment, a recipient subject to this
                                                  through another recipient, including                     through contractual or other                          part shall not, directly or through
                                                  any successor, assignee, or transferee                   arrangements, use criteria or methods of              contractual or other arrangements,
                                                  thereof, but such term does not include                  administration which have the effect of               subject a person to discrimination on
                                                  any ultimate beneficiary.                                subjecting persons to discrimination                  the ground of race, color, or national
                                                                                                           because of their race, color, or national             origin in its employment practices
                                                  § 22.4   Discrimination prohibited.                      origin or have the effect of defeating or             under such program (including
                                                     (a) General. No person in the United                  substantially impairing accomplishment                recruitment or recruitment advertising,
                                                  States shall, on the grounds of race,                    of the objectives of the program with                 hiring, firing, upgrading, promotion,
                                                  color, or national origin be excluded                    respect to individuals of a particular                demotion, transfer, layoff, termination,
                                                  from participation in, be denied the                     race, color, or national origin.                      rates of pay or other forms of
                                                  benefits of, or be otherwise subjected to                   (3) In determining the site or location            compensation or benefits, selection for
                                                  discrimination under, any program to                     of facilities, a recipient or applicant may           training or apprenticeship, and use of
                                                  which this part applies.                                 not make selections with the purpose or               facilities). Such recipient shall take
                                                     (b) Specific discriminatory actions                   effect of excluding persons from,                     affirmative action to insure that
                                                  prohibited. (1) A recipient to which this                denying them the benefits of, or                      applicants are employed, and
                                                  part applies may not, directly or through                subjecting them to discrimination under               employees are treated during
                                                  contractual or other arrangements, on                    any program to which this regulation                  employment, without regard to their
                                                  the grounds of race, color, or national                  applies, on the grounds of race, color, or            race, color, or national origin. The
                                                  origin:                                                  national origin; or with the purpose or               requirements applicable to construction
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                                                     (i) Deny a person any service,                        effect of defeating or substantially                  employment under any such program
                                                  financial aid, or other benefit provided                 impairing the accomplishment of the                   shall be those specified in or pursuant
                                                  under the program;                                       objectives of Title VI or this part.                  to Part III of Executive Order 11246 or
                                                     (ii) Provide any service, financial aid,                 (4) As used in this section the                    any Executive Order which supersedes
                                                  or other benefit to a person which is                    services, financial aid, or other benefits            it.
                                                  different, or is provided in a different                 provided under a program receiving                        (2) Where a primary objective of the
                                                  manner, from that provided to others                     federal financial assistance include any              federal financial assistance is not to
                                                  under the program;                                       service, financial aid, or other benefit              provide employment, but


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                                                                            Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Proposed Rules                                             39981

                                                  discrimination on the grounds of race,                   from the federal government is                           (2) The assurance required with
                                                  color, or national origin in the                         involved, but property is acquired or                 respect to an institution of higher
                                                  employment practices of the recipient or                 improved with federal financial                       education, hospital, or any other
                                                  other persons subject to the regulation                  assistance, the recipient shall agree to              institution, insofar as the assurance
                                                  tends, on the grounds of race, color, or                 include such covenant in any                          relates to the institution’s practices with
                                                  national origin, to exclude individuals                  subsequent transfer of such property.                 respect to admission or other treatment
                                                  from participation in, deny them the                     When the property is obtained from the                of individuals as students, patients, or
                                                  benefits of, or subject them to                          federal government, such covenant may                 clients of the institution or to the
                                                  discrimination under any program to                      also include a condition coupled with a               opportunity to participate in the
                                                  which this regulation applies, the                       right to be reserved by the Department                provision of services or other benefits to
                                                  provisions of paragraph (c)(1) of this                   to revert title to the property in the                such individuals, shall be applicable to
                                                  section shall apply to the employment                    event of a breach of the covenant where,              the entire institution.
                                                  practices of the recipient or other                      in the discretion of the designated                      (e) Form. (1) The assurances required
                                                  persons subject to the regulation, to the                agency official, such a condition and                 by paragraph (a) of this section, which
                                                  extent necessary to assure equality of                   right of reverter is appropriate to the               may be included as part of a document
                                                  opportunity to, and nondiscriminatory                    statute under which the real property is              that addresses other assurances or
                                                  treatment of, beneficiaries.                             obtained and to the nature of the grant               obligations, shall include that the
                                                                                                           and the grantee. In such event if a                   applicant or recipient will comply with
                                                  § 22.5   Assurances required.                            transferee of real property proposes to               all applicable federal statutes relating to
                                                     (a) General. Either at the application                mortgage or otherwise encumber the                    nondiscrimination. This includes but is
                                                  stage or the award stage, federal                        real property as security for financing               not limited to Title VI of the Civil Rights
                                                  agencies must ensure that applications                   construction of new, or improvement of                Act of 1964, as amended, 42 U.S.C.
                                                  for federal financial assistance or                      existing, facilities on such property for             2000d, et seq.
                                                  awards of federal financial assistance                   the purposes for which the property was                  (2) The designated agency official will
                                                  contain, be accompanied by, or be                        transferred, the designated agency                    specify the extent to which such
                                                  covered by a specifically identified                     official may agree, upon request of the               assurances will be required of the
                                                  assurance from the applicant or                          transferee and if necessary to                        applicant’s or recipient’s subgrantees,
                                                  recipient, satisfactory to the designated                accomplish such financing, and upon                   contractors, subcontractors, transferees,
                                                  agency official, that each program or                    such conditions as the designated                     or successors in interest. Any such
                                                  activity operated by the applicant or                    agency official deems appropriate, to                 assurance shall include provisions
                                                  recipient and to which these Title VI                    subordinate such right of reversion to                which give the United States a right to
                                                  regulations apply will be operated in                    the lien of such mortgage or other                    seek its judicial enforcement.
                                                  compliance with these Title VI                           encumbrance.
                                                  regulations.                                                (c) Continuing federal financial                   § 22.6    Compliance information.
                                                     (b) Duration of obligation. (1) In the                assistance. Every application by a State                (a) Cooperation and assistance. The
                                                  case where the federal financial                         or a State agency for continuing federal              designated Agency official shall to the
                                                  assistance is to provide or is in the form               financial assistance to which this part               fullest extent practicable seek the
                                                  of personal property, or real property or                applies (including the types of federal               cooperation of recipients in obtaining
                                                  interest therein or structures thereon,                  financial assistance listed in appendix A             compliance with this part and shall
                                                  the assurance shall obligate the                         to this part) shall as a condition to its             provide assistance and guidance to
                                                  recipient, or, in the case of a subsequent               approval and the extension of any                     recipients to help them comply
                                                  transfer, the transferee, for the period                 federal financial assistance pursuant to              voluntarily with this part.
                                                  during which the property is used for a                  the application:                                        (b) Compliance reports. Each recipient
                                                  purpose for which the federal financial                     (1) Contain, be accompanied by, or be              shall keep such records and submit to
                                                  assistance is extended or for another                    covered by a statement that the program               the designated Agency official timely,
                                                  purpose involving the provision of                       is (or, in the case of a new program, will            complete, and accurate compliance
                                                  similar services or benefits, or for as                  be) conducted in compliance with all                  reports at such times, and in such form
                                                  long as the recipient retains ownership                  requirements imposed by or pursuant to                and containing such information, as the
                                                  or possession of the property, whichever                 this part; and                                        designated Agency official may
                                                  is longer. In all other cases the                           (2) Provide, be accompanied by, or be              determine to be necessary to enable the
                                                  assurance shall obligate the recipient for               covered by provision for such methods                 designated Agency official to ascertain
                                                  the period during which federal                          of administration for the program as are              whether the recipient has complied or is
                                                  financial assistance is extended to the                  found by the designated agency official               complying with this part. In the case in
                                                  program.                                                 to give reasonable guarantee that the                 which a primary recipient extends
                                                     (2) In the case where federal financial               applicant and all recipients of federal               federal financial assistance to any other
                                                  assistance is provided in the form of a                  financial assistance under such program               recipient, such other recipient shall also
                                                  transfer of real property, structures, or                will comply with all requirements                     submit such compliance reports to the
                                                  improvements thereon, or interest                        imposed by or pursuant to this part.                  primary recipient as may be necessary
                                                  therein, from the federal Government,                       (d) Assurance from institutions. (1) In            to enable the primary recipient to carry
                                                  the instrument effecting or recording the                the case of any application for federal               out its obligations under this part. In
                                                  transfer shall contain a covenant                        financial assistance to an institution of             general recipients should have available
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                                                  running with the land assuring                           higher education (including assistance                for the designated Agency official racial
                                                  nondiscrimination for the period during                  for construction, for research, for special           and ethnic data showing the extent to
                                                  which the real property is used for a                    training projects, for student loans or for           which members of minority groups are
                                                  purpose for which the federal financial                  any other purpose), the assurance                     beneficiaries of programs receiving
                                                  assistance is extended or for another                    required by this section shall extend to              federal financial assistance.
                                                  purpose involving the provision of                       admission practices and to all other                    (c) Access to sources of information.
                                                  similar services or benefits. Where no                   practices relating to the treatment of                Each recipient shall permit access by
                                                  transfer of property or interest therein                 students.                                             the designated Agency official during


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                                                  39982                     Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Proposed Rules

                                                  normal business hours to such of its                     cannot be resolved by informal means,                 application approved prior to the
                                                  books, records, accounts, and other                      action will be taken as provided for in               effective date of this part.
                                                  sources of information, and its facilities               § 22.8.                                                  (c) Termination of or refusal to grant
                                                  as may be pertinent to ascertain                           (2) If an investigation does not                    or to continue federal financial
                                                  compliance with this part. Where any                     warrant action pursuant to paragraph                  assistance. (1) No order suspending,
                                                  information required of a recipient is in                (d)(1) of this section the designated                 terminating, or refusing to grant or
                                                  the exclusive possession of any other                    Agency official will so inform the                    continue federal financial assistance
                                                  agency, institution, or person and this                  recipient and the complainant, if any, in             shall become effective until:
                                                  agency, institution, or person fails or                  writing.                                                 (i) The designated Agency official has
                                                  refuses to furnish this information, the                   (e) Intimidatory or retaliatory acts                advised the applicant or recipient of the
                                                  recipient shall so certify in its report                 prohibited. No recipient or other person              applicant’s or recipient’s failure to
                                                  and shall set forth what efforts it has                  shall intimidate, threaten, coerce, or                comply and has determined that
                                                  made to obtain the information.                          discriminate against any individual for               compliance cannot be secured by
                                                    (d) Information to beneficiaries and                   the purpose of interfering with any right             voluntary means;
                                                  participants. Each recipient shall make                  or privilege secured by section 601 of                   (ii) There has been an express finding
                                                  available to participants, beneficiaries,                Title VI or this part, or because the                 on the record, after opportunity for
                                                  and other interested persons such                        individual has made a complaint,                      hearing, of a failure by the applicant or
                                                  information regarding the provisions of                  testified, assisted, or participated in any           recipient to comply with a requirement
                                                  this part and its applicability to the                   manner in an investigation, proceeding,               imposed by or pursuant to this part;
                                                  program for which the recipient receives                 or hearing under this part. The identity                 (iii) The action has been approved by
                                                  federal financial assistance, and make                   of complainants shall be kept                         the designated Agency official pursuant
                                                  such information available to them in                    confidential except to the extent                     to § 22.10(e); and
                                                  such manner, as the designated Agency                    necessary to carry out the purposes of                   (iv) The expiration of 30 days after the
                                                  official finds necessary to apprise such                 this part, including the conduct of any               designated Agency official has filed
                                                  persons of the protections against                       investigation, hearing, or judicial                   with the committee of the House and
                                                  discrimination assured them by Title VI                  proceeding arising thereunder.                        the committee of the Senate having
                                                  and this part.                                                                                                 legislative jurisdiction over the program
                                                                                                           § 22.8   Procedure for effecting compliance.          involved, a full written report of the
                                                  § 22.7   Conduct of investigations.                                                                            circumstances and the grounds for such
                                                     (a) Periodic compliance reviews. The                     (a) General. If there appears to be a
                                                                                                           failure or threatened failure to comply               action.
                                                  designated Agency official shall from                                                                             (2) Any action to suspend or
                                                  time to time review the practices of                     with this part, and if the noncompliance
                                                                                                           or threatened noncompliance cannot be                 terminate or to refuse to grant or to
                                                  recipients to determine whether they are                                                                       continue federal financial assistance
                                                  complying with this part.                                corrected by informal means,
                                                                                                           compliance with this part may be                      shall be limited to the particular
                                                     (b) Complaints. Any person who                                                                              political entity, or part thereof, or other
                                                  believes that he or she, or any specific                 effected by the suspension or
                                                                                                           termination of or refusal to grant or to              applicant or recipient as to whom such
                                                  class of persons, has been subjected to                                                                        a finding has been made and shall be
                                                  discrimination prohibited by this part                   continue federal financial assistance or
                                                                                                           by any other means authorized by law.                 limited in its effect to the particular
                                                  may by himself or herself, or by a                                                                             program, or part thereof, in which such
                                                  representative, file with the designated                 Such other means may include, but are
                                                                                                           not limited to:                                       noncompliance has been so found.
                                                  Agency official a written complaint. A                                                                            (d) Other means authorized by law.
                                                  complaint must be filed not later than                      (1) A referral to the Department of
                                                                                                                                                                 No action to effect compliance with
                                                  180 days after the date of the alleged                   Justice with a recommendation that
                                                                                                                                                                 Title VI by any other means authorized
                                                  discrimination, unless the time for filing               appropriate proceedings be brought to
                                                                                                                                                                 by law shall be taken by the Department
                                                  is extended by the designated Agency                     enforce any rights of the United States
                                                                                                                                                                 of the Treasury until:
                                                  official.                                                under any law of the United States
                                                                                                                                                                    (1) The designated Agency official has
                                                     (c) Investigations. The designated                    (including other titles of the Civil Rights
                                                                                                                                                                 determined that compliance cannot be
                                                  Agency official will make a prompt                       Act of 1964), or any assurance or other
                                                                                                                                                                 secured by voluntary means;
                                                  investigation whenever a compliance                      contractual undertaking; and                             (2) The recipient or other person has
                                                  review, report, complaint, or any other                     (2) Any applicable proceeding under                been notified of its failure to comply
                                                  information indicates a possible failure                 State or local law.                                   and of the action to be taken to effect
                                                  to comply with this part. The                               (b) Noncompliance with § 22.5. If an               compliance; and
                                                  investigation will include, where                        applicant fails or refuses to furnish an                 (3) The expiration of at least 10 days
                                                  appropriate, a review of the pertinent                   assurance required under § 22.5 or                    from the mailing of such notice to the
                                                  practices and policies of the recipient,                 otherwise fails or refuses to comply                  recipient or other person. During this
                                                  the circumstances under which the                        with a requirement imposed by or                      period of at least 10 days, additional
                                                  possible noncompliance with this part                    pursuant to that section, federal                     efforts shall be made to persuade the
                                                  occurred, and other factors relevant to a                financial assistance may be suspended,                recipient or other person to comply with
                                                  determination as to whether the                          terminated, or refused in accordance                  the regulation and to take such
                                                  recipient has failed to comply with this                 with the procedures of paragraph (c) of               corrective action as may be appropriate.
                                                  part.                                                    this section. The Agency shall not be
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                                                     (d) Resolution of matters. (1) If an                  required to provide assistance in such a              § 22.9    Hearings.
                                                  investigation pursuant to paragraph (c)                  case during the pendency of the                         (a) Opportunity for hearing. Whenever
                                                  of this section indicates a failure to                   administrative proceedings under such                 an opportunity for a hearing is required
                                                  comply with this part, the designated                    paragraph. However, subject to § 22.12,               by § 22.8(c), reasonable notice shall be
                                                  Agency official will so inform the                       the Agency shall continue assistance                  given by registered or certified mail,
                                                  recipient and the matter will be resolved                during the pendency of such                           return receipt requested, to the affected
                                                  by informal means whenever possible. If                  proceedings where such assistance is                  applicant or recipient. This notice shall
                                                  it has been determined that the matter                   due and payable pursuant to an                        advise the applicant or recipient of the


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                                                                            Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Proposed Rules                                            39983

                                                  action proposed to be taken, the specific                determined by the officer conducting                  the designated Agency official may, on
                                                  provision under which the proposed                       the hearing at the outset of or during the            his or her own motion, within 45 days
                                                  action against it is to be taken, and the                hearing.                                              after the initial decision, serve on the
                                                  matters of fact or law asserted as the                      (2) Technical rules of evidence do not             applicant or recipient a notice that the
                                                  basis for this action, and either:                       apply to hearings conducted pursuant to               designated Agency official will review
                                                     (1) Fix a date not less than 20 days                  this part, but rules or principles                    the decision. Upon the filing of such
                                                  after the date of such notice within                     designed to assure production of the                  exceptions or of notice of review, the
                                                  which the applicant or recipient may                     most credible evidence available and to               designated Agency official shall review
                                                  request of the designated agency official                subject testimony to test by cross-                   the initial decision and issue his or her
                                                  that the matter be scheduled for hearing;                examination shall be applied where                    own decision thereon including the
                                                  or                                                       determined reasonably necessary by the                reasons therefor. In the absence of either
                                                     (2) Advise the applicant or recipient                 officer conducting the hearing. The                   exceptions or a notice of review the
                                                  that the matter in question has been set                 hearing officer may exclude irrelevant,               initial decision shall, subject to
                                                  for hearing at a stated place and time.                  immaterial, or unduly repetitious                     paragraph (e) of this section, constitute
                                                  The time and place so fixed shall be                     evidence. All documents and other                     the final decision of the designated
                                                  reasonable and shall be subject to                       evidence offered or taken for the record              Agency official.
                                                  change for cause. The complainant, if                    shall be open to examination by the                      (b) Decisions on record or review by
                                                  any, shall be advised of the time and                    parties and opportunity shall be given to             the designated Agency official.
                                                  place of the hearing. An applicant or                    refute facts and arguments advanced on                Whenever a record is certified to the
                                                  recipient may waive a hearing and                        either side of the issues. A transcript               designated Agency official for decision
                                                  submit written information and                           shall be made of the oral evidence                    or he or she reviews the decision of a
                                                  argument for the record. The failure of                  except to the extent the substance                    hearing examiner pursuant to paragraph
                                                  an applicant or recipient to request a                   thereof is stipulated for the record. All             (a) of this section, or whenever the
                                                  hearing under this paragraph or to                       decisions shall be based upon the                     designated Agency official conducts the
                                                  appear at a hearing for which a date has                 hearing record and written findings                   hearing, the applicant or recipient shall
                                                  been set shall be deemed to be a waiver                  shall be made.                                        be given reasonable opportunity to file
                                                  of the right to a hearing under section                     (e) Consolidated or joint hearings. In             with the designated Agency official
                                                  602 of Title VI and § 22.8(c) and consent                cases in which the same or related facts              briefs or other written statements of its
                                                  to the making of a decision on the basis                 are asserted to constitute                            contentions, and a written copy of the
                                                  of such information as is available.                     noncompliance with this part with                     final decision of the designated Agency
                                                     (b) Time and place of hearing.                        respect to two or more federal statutes,              official shall be sent to the applicant or
                                                  Hearings shall be held at the offices of                 authorities, or other means by which                  recipient and to the complainant, if any.
                                                  the Department of the Treasury                           federal financial assistance is extended                 (c) Decisions on record where a
                                                  component administering the program,                     and to which this part applies, or                    hearing is waived. Whenever a hearing
                                                  at a time fixed by the designated Agency                 noncompliance with this part and the                  is waived pursuant to § 22.9, a decision
                                                  official unless the designated Agency                    regulations of one or more other federal              shall be made by the designated Agency
                                                  official determines that the convenience                 departments or agencies issued under                  official on the record and a written copy
                                                  of the applicant or recipient or of the                  Title VI, the designated Agency official              of such decision shall be sent to the
                                                  Agency requires that another place be                    may, by agreement with such other                     applicant or recipient, and to the
                                                  selected. Hearings shall be held before                  departments or agencies, where                        complainant, if any.
                                                  the designated Agency official, or at                    applicable, provide for the conduct of                   (d) Rulings required. Each decision of
                                                  designated Agency official’s discretion,                 consolidated or joint hearings, and for               a hearing examiner or the designated
                                                  before a hearing examiner appointed in                   the application to such hearings of rules             Agency official shall set forth his or her
                                                  accordance with section 3105 of title 5,                 or procedures not inconsistent with this              ruling on each finding, conclusion, or
                                                  United States Code, or detailed under                    part. Final decisions in such cases,                  exception presented, and shall identify
                                                  section 3344 of title 5, United States                   insofar as this regulation is concerned,              the requirement or requirements
                                                  Code.                                                    shall be made in accordance with                      imposed by or pursuant to this part with
                                                     (c) Right to counsel. In all proceedings              § 22.10.                                              which it is found that the applicant or
                                                  under this section, the applicant or                                                                           recipient has failed to comply.
                                                  recipient and the Agency shall have the                  § 22.10   Decisions and notices.                         (e) Approval by designated Agency
                                                  right to be represented by counsel.                         (a) Procedure on decisions by hearing              official. Any final decision by an official
                                                     (d) Procedures, evidence, and record.                 examiner. If the hearing is held by a                 of the Agency, other than the designated
                                                  (1) The hearing, decision, and any                       hearing examiner, the hearing examiner                Agency official personally, which
                                                  administrative review thereof shall be                   shall either make an initial decision, if             provides for the suspension or
                                                  conducted in conformity with sections                    so authorized, or certify the entire                  termination of, or the refusal to grant or
                                                  554 through 557 of title 5, United States                record including his recommended                      continue federal financial assistance, or
                                                  Code, and in accordance with such rules                  findings and proposed decision to the                 the imposition of any other sanction
                                                  of procedure as are proper (and not                      designated agency official for a final                available under this part or Title VI,
                                                  inconsistent with this section) relating                 decision, and a copy of such initial                  shall promptly be transmitted to the
                                                  to the conduct of the hearing, giving of                 decision or certification shall be mailed             designated Agency official personally,
                                                  notices subsequent to those provided for                 to the applicant or recipient. Where the              who may approve such decision, may
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                                                  in paragraph (a) of this section, taking                 initial decision is made by the hearing               vacate it, or remit or mitigate any
                                                  of testimony, exhibits, arguments and                    examiner the applicant or recipient                   sanction imposed.
                                                  briefs, requests for findings, and other                 may, within 30 days after the mailing of                 (f) Content of orders. The final
                                                  related matters. Both the designated                     such notice of initial decision, file with            decision may provide for suspension or
                                                  Agency official and the applicant or                     the designated Agency official the                    termination of, or refusal to grant or
                                                  recipient shall be entitled to introduce                 applicant’s or recipient’s exceptions to              continue federal financial assistance, in
                                                  all relevant evidence on the issues as                   the initial decision, with the reasons                whole or in part, to which this
                                                  stated in the notice for hearing or as                   therefor. In the absence of exceptions,               regulation applies, and may contain


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                                                  39984                     Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Proposed Rules

                                                  such terms, conditions, and other                        procedures issued by the designated                   regulations, or instructions prohibit
                                                  provisions as are consistent with and                    Agency official. The applicant or                     discrimination on the ground of race,
                                                  will effectuate the purposes of Title VI                 recipient will be restored to such                    color, or national origin in any program
                                                  and this part, including provisions                      eligibility if it proves at such a hearing            or situation to which this part is
                                                  designed to assure that no federal                       that it satisfied the requirements of                 inapplicable, or prohibit discrimination
                                                  financial assistance to which this                       paragraph (g)(1) of this section. While               on any other ground.
                                                  regulation applies will thereafter be                    proceedings under this paragraph are                     (b) Forms and instructions. The
                                                  extended to the applicant or recipient                   pending, the sanctions imposed by the
                                                                                                                                                                 designated Agency official shall issue
                                                  determined by such decision to be in                     order issued under paragraph (f) of this
                                                                                                                                                                 and promptly make available to all
                                                  default in its performance of an                         section shall remain in effect.
                                                                                                                                                                 interested persons forms and detailed
                                                  assurance given by it pursuant to this                                                                         instructions and procedures for
                                                                                                           § 22.11   Judicial review.
                                                  part, or to have otherwise failed to                                                                           effectuating this part as applied to
                                                  comply with this part, unless and until                    Action taken pursuant to section 602
                                                                                                           of the Title VI is subject to judicial                programs to which this part applies and
                                                  it corrects its noncompliance and                                                                              for which the designated Agency official
                                                  satisfies the designated Agency official                 review as provided in section 603 of the
                                                                                                           Title VI.                                             is responsible.
                                                  that it will fully comply with this part.
                                                     (g) Post termination proceedings. (1)                 § 22.12 Effect on other regulations, forms,
                                                                                                                                                                    (c) Supervision and coordination. The
                                                  An applicant or recipient adversely                      and instructions.                                     designated Agency official may from
                                                  affected by an order issued under                           (a) Effect on other regulations. All               time to time assign to officials of the
                                                  paragraph (f) of this section shall be                   regulations, orders, or like directions               Agency, or to officials of other
                                                  restored to full eligibility to receive                  issued before the effective date of this              departments or agencies of the
                                                  federal financial assistance if it satisfies             part by any officer of the Department of              Government with the consent of such
                                                  the terms and conditions of that order                   the Treasury which impose                             departments or agencies,
                                                  for such eligibility or if it brings itself              requirements designed to prohibit any                 responsibilities in connection with the
                                                  into compliance with this part and                       discrimination against individuals on                 effectuation of the purposes of Title VI
                                                  provides reasonable assurance that it                    the grounds of race, color, or national               and this part (other than responsibility
                                                  will fully comply with this part.                        origin under any program to which this                for final decision as provided in
                                                     (2) Any applicant or recipient                        part applies, and which authorize the                 § 22.10), including the achievement of
                                                  adversely affected by an order entered                   suspension or termination of or refusal               effective coordination and maximum
                                                  pursuant to paragraph (f) of this section                to grant or to continue federal financial             uniformity within the Agency and
                                                  may at any time request the designated                   assistance to any applicant for a                     within the Executive Branch of the
                                                  Agency official to restore fully its                     recipient of such assistance for failure to           Government in the application of Title
                                                  eligibility to receive federal financial                 comply with such requirements, are                    VI and this part to similar programs and
                                                  assistance. Any such request shall be                    hereby superseded to the extent that                  in similar situations. Any action taken,
                                                  supported by information showing that                    such discrimination is prohibited by                  determination made or requirement
                                                  the applicant or recipient has met the                   this part, except that nothing in this part           imposed by an official of another
                                                  requirements of paragraph (g)(1) of this                 may be considered to relieve any person               department or agency acting pursuant to
                                                  section. If the designated Agency official               of any obligation assumed or imposed                  an assignment of responsibility under
                                                  determines that those requirements have                  under any such superseded regulation,                 this paragraph shall have the same effect
                                                  been satisfied, he or she shall restore                  order, instruction, or like direction                 as though such action had been taken by
                                                  such eligibility.                                        before the effective date of this part.               the designated Agency official of the
                                                     (3) If the designated Agency official                 Nothing in this part, however,                        Department.
                                                  denies any such request, the applicant                   supersedes any of the following
                                                  or recipient may submit a request for a                                                                        Appendix A to Part 22—Activities to
                                                                                                           (including future amendments thereof):                Which This Part Applies
                                                  hearing in writing, specifying why it                       (1) Executive Order 11246 (3 CFR,
                                                  believes such official to have been in                   1965 Supp., p. 167) and regulations                      Note: Failure to list a type of federal
                                                  error. It shall thereupon be given an                    issued thereunder; or                                 assistance in this appendix A shall not mean,
                                                  expeditious hearing, with a decision on                     (2) Any other orders, regulations, or              if Title VI is otherwise applicable, that a
                                                  the record in accordance with rules or                   instructions, insofar as such orders,                 program is not covered.

                                                                      Component                                             Program or activity                                      Authority

                                                  Departmental Offices, Office of Domestic Fi-             Community Development Financial Institutions           Riegle Community Development and Regu-
                                                    nance, Office of Financial Institutions.                 Fund—Financial Component.                              latory Improvement Act of 1994, 12 U.S.C.
                                                                                                                                                                    4701 et seq.
                                                  Departmental Offices, Office of Domestic Fi-             Community Development Financial Institutions           Riegle Community Development and Regu-
                                                    nance, Office of Financial Institutions.                 Fund—Technical Assistance Component.                   latory Improvement Act of 1994, 12 U.S.C.
                                                                                                                                                                    4701 et seq.
                                                  Departmental Offices, Office of Domestic Fi-             Bank Enterprise Award Program .....................    Riegle Community Development and Regu-
                                                    nance, Office of Financial Institutions.                                                                        latory Improvement Act of 1994 sec. 114,
                                                                                                                                                                    12 U.S.C. 4713.
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                                                  Departmental Offices, Office of Domestic Fi-             Native American Community Development Fi-              Riegle Community Development Banking and
                                                    nance, Office of Financial Institutions.                 nancial Institutions Assistance Program, Fi-           Financial Institutions Act of 1994, 12 U.S.C.
                                                                                                             nancial Assistance (FA) Awards.                        4701 et seq.
                                                  Departmental Offices, Office of Domestic Fi-             Native American Community Development Fi-              Riegle Community Development Banking and
                                                    nance, Office of Financial Institutions.                 nancial Institutions Assistance (NACA) Pro-            Financial Institutions Act of 1994, 12 U.S.C.
                                                                                                             gram, Technical Assistance Grants.                     4701 et seq.
                                                  Departmental Offices, Office of Domestic Fi-             Community Development Financial Institutions           Housing and Economic Recovery Act of 2008
                                                    nance, Office of Financial Institutions.                 Fund, Capital Magnet Fund.                             sec. 1339, 12 U.S.C. 4569.




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                                                                                Federal Register / Vol. 80, No. 133 / Monday, July 13, 2015 / Proposed Rules                                                       39985

                                                                          Component                                                 Program or activity                                         Authority

                                                  Departmental Offices, Office of Domestic Fi-                       State Small Business Credit Initiative ..............   Small Business Jobs Act of 2010, 12 U.S.C.
                                                     nance, Office of Small Business, Community                                                                               5701 et seq.
                                                     Development, and Housing Policy.
                                                  Internal Revenue Service ..................................        Tax Counseling for the Elderly Grant Program            Revenue Act of 1978 sec. 163, Pub. L. 95–
                                                                                                                                                                                600, 92 Stat 2763, 2810–2811.
                                                  Internal Revenue Service ..................................        Volunteer Income Tax Assistance Program ....            Tax Reform Act of 1969, Pub. L. 91–172, 83
                                                                                                                                                                                Stat. 487.
                                                  Internal Revenue Service ..................................        Volunteer Income Tax Assistance Grant Pro-              Consolidated Appropriations Act, Pub. L. 110–
                                                                                                                       gram.                                                    161, 121 Stat. 1844, 1975–76 (2007).
                                                  Internal Revenue Service ..................................        Low Income Taxpayer Clinic Grant Program ..             Internal Revenue Service Restructuring and
                                                                                                                                                                                Reform Act of 1998 sec. 3601, 26 U.S.C.
                                                                                                                                                                                7526.
                                                  United States Mint .............................................   U.S. Commemorative Coin Programs .............          Specific acts of Congress that authorize
                                                                                                                                                                                United States commemorative coin and
                                                                                                                                                                                medal programs provide assistance. See,
                                                                                                                                                                                e.g., the Louis Braille Bicentennial—Braille
                                                                                                                                                                                Literacy Commemorative Coin Act, Pub. L.
                                                                                                                                                                                109–247 (2006); the Boy Scouts of America
                                                                                                                                                                                Centennial Commemorative Coin Act, Pub.
                                                                                                                                                                                L. 110–363 (2008); the American Veterans
                                                                                                                                                                                Disabled for Life Commemorative Coin Act,
                                                                                                                                                                                Pub. L. 110–277 (2008); and the National
                                                                                                                                                                                September 11 Memorial & Museum Com-
                                                                                                                                                                                memorative Medal Act of 2010, Pub. L.
                                                                                                                                                                                111–221 (2010).
                                                  Departmental Offices, Treasury Executive Of-                       Equitable sharing program (transfer of for-             18 U.S.C. 981(e)(2); 21 U.S.C. 881(e)(1)(A);
                                                    fice for Asset Forfeiture.                                         feited property to state and local law en-               31 U.S.C. 9703.
                                                                                                                       forcement agencies).
                                                  Various Treasury Bureaus and Offices (includ-                      Unreimbursed detail of Federal Employees                5 U.S.C. 3371 through 3376.
                                                    ing the Internal Revenue Service).                                 through the Intergovernmental Personnel
                                                                                                                       Act.
                                                  Departmental Offices, Office of the Fiscal As-                     Grants under the RESTORE Act’s Direct                   Resources and Ecosystems Sustainability,
                                                    sistant Secretary.                                                 Component and Centers of Excellence pro-                Tourist Opportunities, and Revived Econo-
                                                                                                                       gram and supplemental compliance respon-                mies of the Gulf Coast States Act of 2012,
                                                                                                                       sibilities for its Comprehensive Plan and               Pub. L. 112–141.
                                                                                                                       Spill Impact Components.



                                                  Brodi Fontenot,                                                    recreation area from non-NPS activities.                period (see DATES) or comments
                                                  Assistant Secretary for Management.                                The proposed rule would authorize this                  delivered using a method that is not
                                                  [FR Doc. 2015–17034 Filed 7–10–15; 8:45 am]                        transfer station, notwithstanding certain               listed above (see ADDRESSES).
                                                  BILLING CODE 4810–25–P
                                                                                                                     restrictions found in the general                       FOR FURTHER INFORMATION CONTACT:
                                                                                                                     regulations governing solid waste                       Kerri L. Cook, Facility Operations
                                                                                                                     disposal sites in units of the National                 Specialist, National Park Service, North
                                                                                                                     Park System.                                            Cascades National Park Complex, 810
                                                  DEPARTMENT OF THE INTERIOR
                                                                                                                     DATES: Comments must be received by                     State Route 20, Sedro-Woolley, WA
                                                  National Park Service                                              11:59 p.m. EST on October 13, 2015.                     98284; (360) 854–7280. Email: Kerri_
                                                                                                                     ADDRESSES: You may submit comments,                     Cook@nps.gov.
                                                  36 CFR Part 7                                                      identified by Regulation Identifier                     SUPPLEMENTARY INFORMATION:
                                                  [NPS–LACH–18360; PPPWNOCAM3                                        Number (RIN) 1024–AE09, by any of the
                                                                                                                     following methods:                                      Background
                                                  PPMOMFO1Z.F00000]
                                                                                                                        • Federal eRulemaking Portal: http://                  On December 22, 1994, the National
                                                  RIN 1024–AE09                                                      www.regulations.gov. Follow the                         Park Service (NPS) adopted the
                                                                                                                     instructions for submitting comments.                   regulations codified at 36 CFR part 6 to
                                                  Special Regulations, Areas of the
                                                                                                                        • Mail or hand deliver to: National                  implement a statutory requirement of
                                                  National Park System, Lake Chelan
                                                                                                                     Park Service, North Cascades National                   Public Law 98–506 (54 U.S.C. 100903)
                                                  National Recreation Area, Solid Waste
                                                                                                                     Park Complex, 810 State Route 20,                       (Act), which was enacted in 1984. The
                                                  Disposal
                                                                                                                     Sedro-Woolley, WA 98284, Attn: Kerri                    Act prohibits the operation of a solid
                                                  AGENCY:      National Park Service, Interior.                      L. Cook, Facility Operations Specialist.                waste disposal site within the boundary
                                                  ACTION:     Proposed rule.                                            Instructions: All submissions received               of any unit of the National Park System
                                                                                                                     must include the words ‘‘National Park                  except for those operating as of
srobinson on DSK5SPTVN1PROD with PROPOSALS




                                                  SUMMARY:   The National Park Service                               Service’’ or ‘‘NPS’’ and the docket                     September 1, 1984, or those ‘‘used only
                                                  proposes to authorize a solid waste                                number or RIN (1024–AE09) for this                      for disposal of wastes generated within
                                                  transfer station near Stehekin,                                    rulemaking. Comments received will be                   that unit of the park system so long as
                                                  Washington, within the boundary of                                 posted without change to http://                        such site will not degrade any of the
                                                  Lake Chelan National Recreation Area,                              www.regulations.gov, including any                      natural or cultural resources of such
                                                  that does not meet all regulatory siting                           personal information provided. The                      park unit.’’ The Act directed the
                                                  criteria and accepts solid waste                                   NPS need not consider comments that it                  Secretary of the Interior to promulgate
                                                  generated within the boundary of the                               receives after the end of the comment                   regulations ‘‘to carry out the provisions


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Document Created: 2018-02-23 09:17:30
Document Modified: 2018-02-23 09:17:30
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of proposed rulemaking.
DatesWritten comments must be received on or before September 11, 2015.
ContactMariam G. Harvey, Director, Office of Civil Rights and Diversity, Department of the Treasury, (202) 622-0316 (voice), and (202) 622-7104 (TTY). All responses to this notice should be submitted via http://www.regulations.gov or by mail to ensure consideration.
FR Citation80 FR 39977 
RIN Number1505-AC45
CFR AssociatedCivil Rights and Reporting and Recordkeeping Requirements

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