80 FR 41136 - New Canaan Funding Mezzanine V SBIC, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest

SMALL BUSINESS ADMINISTRATION

Federal Register Volume 80, Issue 134 (July 14, 2015)

Page Range		41136-41137
FR Document		2015-17184

Federal Register, Volume 80 Issue 134 (Tuesday, July 14, 2015)

[Federal Register Volume 80, Number 134 (Tuesday, July 14, 2015)]
[Notices]
[Pages 41136-41137]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-17184]


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SMALL BUSINESS ADMINISTRATION

[License No. 01/01-0422]


New Canaan Funding Mezzanine V SBIC, L.P.; Notice Seeking 
Exemption Under Section 312 of the Small Business Investment Act, 
Conflicts of Interest

    Notice is hereby given that New Canaan Funding Mezzanine V SBIC, 
L.P., 21 Locust Avenue, Suite 1C, New Canaan, CT 06840, a Federal 
Licensee under the Small Business Investment Act of 1958, as amended 
(``the Act''), in connection with the financing of a small concerns, 
has sought an exemption under Section 312 of the Act and Section 
107.730, Financings which Constitute Conflicts of Interest of the Small 
Business Administration (``SBA'') Rules and Regulations (13 CFR 
107.730). New Canaan Funding Mezzanine V SBIC, L.P. is proposing to 
provide financing to Safemark, Inc., 2101 Park Center Drive, Suite 125, 
Orlando, FL 32835. The financing will be used, in part, for working 
capital, to pay the seller, to pay off existing debt, and to pay fees 
and expenses.
    The proposed transaction is brought within the purview of Sec.  
107.730 of the Regulations because Safemark, Inc. will be using 
financing proceeds from New Canaan Funding Mezzanine V SBIC, L.P. in 
part to discharge obligations to Corporate Mezzanine IV, L.P. and 
Trafalgar Business Solutions Ltd., which are Associates of New Canaan 
Funding Mezzanine V SBIC, L.P. as defined at Sec.  107.50 due to common 
management.
    Therefore, the proposed transaction is considered self-deal 
pursuant to 13 CFR 107.730 and requires a regulatory exemption. Notice 
is hereby given that any interested person may submit written comments 
on the transaction within fifteen days of the date of this publication 
to Associate Administrator

[[Page 41137]]

for Investment, U.S. Small Business Administration, 409 Third Street 
SW., Washington, DC 20416.

    Dated: July 2, 2015.
Javier Saade,
Associate Administrator for Investment and Innovation.
[FR Doc. 2015-17184 Filed 7-13-15; 8:45 am]
BILLING CODE P

41136 Federal Register / Vol. 80, No. 134 / Tuesday, July 14, 2015 / Notices

subparagraph (f)(6) of Rule 19b–4 Washington, DC 20549, on official Jefferson, Latimer, Mayes, Okfuskee,
thereunder.7 At any time within 60 days business days between the hours of Okmulgee, Pushmataha, Stephens,
of the filing of the proposed rule change, 10:00 a.m. and 3:00 p.m. Copies of the Tulsa
the Commission summarily may filing also will be available for Contiguous Counties: (Economic Injury
temporarily suspend such rule change if inspection and copying at the principal Loans Only):
it appears to the Commission that such office of the Exchange. All comments Oklahoma: Creek, Delaware, Osage,
action is: (i) Necessary or appropriate in received will be posted without change; Pawnee
the public interest; (ii) for the protection the Commission does not edit personal Texas: Montague
of investors; or (iii) otherwise in identifying information from All other information in the original
furtherance of the purposes of the Act. submissions. You should submit only declaration remains unchanged.
If the Commission takes such action, the information that you wish to make (Catalog of Federal Domestic Assistance
Commission shall institute proceedings available publicly. All submissions Numbers 59002 and 59008)
to determine whether the proposed rule should refer to File Number SR–
James E. Rivera,
should be approved or disapproved. NASDAQ–2015–071 and should be
submitted on or before August 4, 2015. Associate Administrator for Disaster
IV. Solicitation of Comments Assistance.
For the Commission, by the Division of [FR Doc. 2015–17107 Filed 7–13–15; 8:45 am]
Interested persons are invited to Trading and Markets, pursuant to delegated
submit written data, views and authority.8 BILLING CODE 8025–01–P
arguments concerning the foregoing, Brent J. Fields,
including whether the proposed rule
Secretary. SMALL BUSINESS ADMINISTRATION
change is consistent with the Act.
[FR Doc. 2015–17167 Filed 7–13–15; 8:45 am]
Comments may be submitted by any of [License No. 01/01–0422]
BILLING CODE 8011–01–P
the following methods:
New Canaan Funding Mezzanine V
Electronic Comments
SBIC, L.P.; Notice Seeking Exemption
• Use the Commission’s Internet SMALL BUSINESS ADMINISTRATION Under Section 312 of the Small
comment form (http://www.sec.gov/ [Disaster Declaration #14330 and #14331] Business Investment Act, Conflicts of
rules/sro.shtml); or Interest
• Send an email to rule-comments@ OKLAHOMA Disaster Number OK–
sec.gov. Please include File Number SR– Notice is hereby given that New
00092
NASDAQ–2015–071 on the subject line. Canaan Funding Mezzanine V SBIC,
AGENCY: U.S. Small Business L.P., 21 Locust Avenue, Suite 1C, New
Paper Comments Administration Canaan, CT 06840, a Federal Licensee
• Send paper comments in triplicate ACTION: Amendment 6. under the Small Business Investment
to Secretary, Securities and Exchange Act of 1958, as amended (‘‘the Act’’), in
Commission, 100 F Street NE., SUMMARY: This is an amendment of the connection with the financing of a small
Washington, DC 20549–1090. Presidential declaration of a major concerns, has sought an exemption
All submissions should refer to File disaster for the State of OKLAHOMA under Section 312 of the Act and
Number SR–NASDAQ–2015–071. This (FEMA–4222–DR), dated 05/26/2015. Section 107.730, Financings which
file number should be included on the Incident: Severe Storms, Tornadoes, Constitute Conflicts of Interest of the
subject line if email is used. To help the Straight Line Winds, and Flooding. Small Business Administration (‘‘SBA’’)
Commission process and review your Incident Period: 05/05/2015 through Rules and Regulations (13 CFR 107.730).
comments more efficiently, please use 06/04/2015. New Canaan Funding Mezzanine V
only one method. The Commission will DATES: Effective Date: 07/02/2015. SBIC, L.P. is proposing to provide
post all comments on the Commission’s Physical Loan Application Deadline financing to Safemark, Inc., 2101 Park
Internet Web site (http://www.sec.gov/ Date: 07/27/2015. Center Drive, Suite 125, Orlando, FL
rules/sro.shtml). Copies of the EIDL Loan Application Deadline Date: 32835. The financing will be used, in
submission, all subsequent 02/26/2016. part, for working capital, to pay the
amendments, all written statements ADDRESSES: Submit completed loan seller, to pay off existing debt, and to
with respect to the proposed rule applications to: U.S. Small Business pay fees and expenses.
change that are filed with the Administration, Processing and The proposed transaction is brought
Commission, and all written Disbursement Center, 14925 Kingsport within the purview of § 107.730 of the
communications relating to the Road, Fort Worth, TX 76155. Regulations because Safemark, Inc. will
proposed rule change between the be using financing proceeds from New
FOR FURTHER INFORMATION CONTACT: A.
Commission and any person, other than Canaan Funding Mezzanine V SBIC,
Escobar, Office of Disaster Assistance, L.P. in part to discharge obligations to
those that may be withheld from the U.S. Small Business Administration,
public in accordance with the Corporate Mezzanine IV, L.P. and
409 3rd Street SW., Suite 6050, Trafalgar Business Solutions Ltd., which
provisions of 5 U.S.C. 552, will be Washington, DC 20416
available for Web site viewing and are Associates of New Canaan Funding
SUPPLEMENTARY INFORMATION: The notice Mezzanine V SBIC, L.P. as defined at
printing in the Commission’s Public of the Presidential disaster declaration § 107.50 due to common management.
asabaliauskas on DSK5VPTVN1PROD with NOTICES

Reference Room, 100 F Street NE., for the State of OKLAHOMA, dated Therefore, the proposed transaction is
7 17 CFR 240.19b–4(f)(6). In addition, Rule 19b-
05/26/2015 is hereby amended to considered self-deal pursuant to 13 CFR
4(f)(6) requires a self-regulatory organization to give include the following areas as adversely 107.730 and requires a regulatory
the Commission written notice of its intent to file affected by the disaster: exemption. Notice is hereby given that
the proposed rule change at least five business days Primary Counties: (Physical Damage and any interested person may submit
prior to the date of filing of the proposed rule
change, or such shorter time as designated by the Economic Injury Loans): Carter, written comments on the transaction
Commission. The Exchange has satisfied this within fifteen days of the date of this
requirement. 8 17 CFR 200.30–3(a)(12). publication to Associate Administrator

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Document Created: 2018-02-23 09:19:24
Document Modified: 2018-02-23 09:19:24

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 41136