80_FR_42227 80 FR 42091 - Agency Information Collection Activities Under OMB Review

80 FR 42091 - Agency Information Collection Activities Under OMB Review

COMMODITY FUTURES TRADING COMMISSION

Federal Register Volume 80, Issue 136 (July 16, 2015)

Page Range42091-42092
FR Document2015-17428

In compliance with the Paperwork Reduction Act of 1995 (``PRA''), this notice announces that the Information Collection Request (``ICR'') abstracted below has been forwarded to the Office of Management and Budget (``OMB'') for review and comment. The ICR describes the nature of the information collection and its expected costs and burden.

Federal Register, Volume 80 Issue 136 (Thursday, July 16, 2015)
[Federal Register Volume 80, Number 136 (Thursday, July 16, 2015)]
[Notices]
[Pages 42091-42092]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-17428]


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COMMODITY FUTURES TRADING COMMISSION


Agency Information Collection Activities Under OMB Review

AGENCY: Commodity Futures Trading Commission.

ACTION: Notice.

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SUMMARY: In compliance with the Paperwork Reduction Act of 1995

[[Page 42092]]

(``PRA''), this notice announces that the Information Collection 
Request (``ICR'') abstracted below has been forwarded to the Office of 
Management and Budget (``OMB'') for review and comment. The ICR 
describes the nature of the information collection and its expected 
costs and burden.

DATES: Comments must be submitted on or before August 17, 2015.

ADDRESSES: Comments regarding the burden estimated or any other aspect 
of the information collection, including suggestions for reducing the 
burden, may be submitted directly to the Office of Information and 
Regulatory Affairs (``OIRA'') in OMB, within 30 days of the notice's 
publication, by email at OIRAsubmissions@omb.eop.gov. Please identify 
the comments by OMB Control No. 3038-0009. Please provide the 
Commission with a copy of all submitted comments at the address listed 
below. Please refer to OMB Reference No. 3038-0009, found on http://reginfo.gov. Comments may also be mailed to the Office of Information 
and Regulatory Affairs, Office of Management and Budget, Attention: 
Desk Officer for the Commodity Futures Trading Commission, 725 17th 
Street NW., Washington, DC 20503, and to: Hannah Ropp, Surveillance 
Analyst, Division of Market Oversight, Commodity Futures Trading 
Commission, 1155 21st Street NW., Washington, DC 20581.
    Comments may be also be submitted, regarding the burden estimated 
or any other aspect of the information collection, including 
suggestions for reducing the burden, by any of the following methods:
     The Agency's Web site, via its Comments Online process: 
http://comments.cftc.gov. Follow the instructions for submitting 
comments through the Web site.
     Mail: Christopher Kirkpatrick, Secretary, Commodity 
Futures Trading Commission, Three Lafayette Centre, 1155 21st Street 
NW., Washington, DC 20581.
     Hand Delivery/Courier: Same as Mail, above.
     Federal eRulemaking Portal: http://www.regulations.gov/. 
Follow the instructions for submitting comments through the Portal.
    All comments must be submitted in English, or if not, accompanied 
by an English translation. Comments will be posted as received to 
http://www.cftc.gov. You should submit only information that you wish 
to make available publicly. If you wish the Commission to consider 
information that is exempt from disclosure under the Freedom of 
Information Act, a petition for confidential treatment of the exempt 
information may be submitted according to the procedures set forth in 
Sec.  145.9 of the Commission's regulations.
    A copy of the supporting statements for the collection of 
information discussed above may be obtained by visiting RegInfo.gov. 
All comments must be submitted in English, or if not, accompanied by an 
English translation. Comments will be posted as received to 
www.cftc.gov.

FOR FURTHER INFORMATION CONTACT: Hannah Ropp, Surveillance Analyst, 
Division of Market Oversight; phone: (202) 418-5228; fax: (202) 418-
5507; email: hropp@cftc.gov; and refer to OMB Control No. 3038-0009.

SUPPLEMENTARY INFORMATION: This is a request for an extension of a 
previously approved collection--Extension.
    Title: Large Trader Reports (OMB Control No. 3038-0009). This is a 
request for extension of a currently approved information collection.
    Abstract: The reporting rules covered by OMB control number 3038-
0009 (``the Collection'') are structured to ensure that the Commission 
receives adequate information to carry out its market and financial 
surveillance programs. The market surveillance programs analyze market 
information to detect and prevent market disruptions and enforce 
speculative position limits. The financial surveillance programs 
combine market information with financial data to assess the financial 
risks presented by large customer positions to Commission registrants 
and clearing organizations.
    Previously, all reporting rules contained in parts 15 through 19 
and 21 of the Commission's regulations were covered by the Collection; 
however, a recent rulemaking action relocated several recordkeeping and 
reporting burdens from this collection to a new collection, OMB Control 
Number 3038-0103. Specifically, that rulemaking appropriated the 
information collection burdens associated with Commission regulations 
Sec. Sec.  17.01, 18.04, and 18.05. Accordingly, this renewal will 
update the Collection's current burden estimates and officially remove 
the duplicative burdens from the Collection.
    The reporting rules are implemented by the Commission partly 
pursuant to the authority of sections 4a, 4c(b), 4g, and 4i of the 
Commodity Exchange Act (``Act''). Section 4a of the Act permits the 
Commission to set, approve exchange-set, and enforce speculative 
position limits. Section 4c(b) of the Act gives the Commission plenary 
authority to regulate transactions that involve commodity options. 
Section 4g of the Act imposes reporting and recordkeeping obligations 
on registered entities and registrants (including futures commission 
merchants, introducing brokers, floor brokers, or floor traders), and 
requires each registrant to file such reports as the Commission may 
require on proprietary and customer positions executed on any board of 
trade in the United States or elsewhere. Lastly, section 4i of the Act 
requires the filing of such reports as the Commission may require when 
positions made or obtained on designated contract markets or 
derivatives transaction execution facilities equal or exceed 
Commission-set levels.
    Burden Statement: The respondent burden for this collection is 
estimated to be 0.26 hours per response, on average. These estimates 
include the time to locate the information related to the exemptions 
and to file necessary exemption paperwork.
    Respondents/Affected Entities: Large Traders, Clearing Members, 
Contract Markets, and other entities affected by Commission regulations 
Sec. Sec.  16.00 and 17.00 as well as parts 19 and 21.
    Estimated number of respondents: 453.
    Estimated total annual burden on respondents: 18,348 hours.
    Frequency of collection: Periodically.
    There are no capital costs or operating and maintenance costs 
associated with this collection.

    Authority:  44 U.S.C. 3501 et seq.

    Dated: July 13, 2015.
Robert N. Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2015-17428 Filed 7-15-15; 8:45 am]
BILLING CODE 6351-01-P



                                                                             Federal Register / Vol. 80, No. 136 / Thursday, July 16, 2015 / Notices                                                  42091

                                              input it received regarding which of the                 Seibon de Arroyo), are terrestrial                        The evaluations will include a public
                                              take prohibitions should be applied.                     species. As explained earlier in this                  meeting, consideration of written public
                                                                                                       Notice, the United States has not                      comments and consultations with
                                              Species Under the Jurisdiction of the
                                                                                                       designated any terrestrial area under the              interested Federal, state, and local
                                              U.S. Fish and Wildlife Service
                                                                                                       SPAW Protocol and the obligations                      agencies and members of the public.
                                                 Six of the ten species added to the                   under the SPAW Protocol do not apply                   When the evaluation is completed, the
                                              Annexes at the December 2014                             in the United States with respect to                   NOAA Office for Coastal Management
                                              Cartagena meeting fall under the                         terrestrial species. Accordingly, no                   will place a notice in the Federal
                                              jurisdiction of the U.S. Fish and                        obligations under the SPAW Protocol                    Register announcing the availability of
                                              Wildlife Service (FWS). As explained                     would apply to these five terrestrial                  the Final Evaluation Findings. Notice is
                                              earlier in this Notice, two bird species,                species if the United States’ reservations             hereby given of the date, local time, and
                                              Zorzal/Tordo de Bicknell (‘‘Bicknell’s                   are withdrawn regarding the addition of                location of the second public meeting.
                                              thrush’’), Catharus bicknelli; and Petrel                these species to the SPAW Annexes.                     DATES: A Puerto Rico Coastal Zone
                                              de Coronilla negra (‘‘Black-capped                                                                              Management Program public meeting
                                              petrel’’), Pterodroma hasitata were                      Comments Solicited
                                                                                                                                                              will be held on Wednesday, September
                                              added to Annex II. One bird and three                      The Agencies solicit comments
                                                                                                                                                              2, 2015 at 5 p.m. local time at the
                                              plant species, White-crowned pigeon,                     regarding: (1) The extent to which
                                                                                                                                                              Environmental Agencies Building,
                                              Patagioenas (Columba) leucocephala;                      existing U.S. laws and regulations offer
                                                                                                                                                              PR–8838 Km. 6.3, El Cinco, Rio Piedras,
                                              Lignum vitae, Holywood, Guaiacum                         protections for these ten species; and (2)
                                                                                                                                                              San Juan, Puerto Rico.
                                              sanctum; Roble Real, Ekmanianthe                         information that informs the United
                                              longifora; and Seibon de Arroyo,                         States’ consideration of whether or not                ADDRESSES: Copies of the most recent
                                              Bombacopsis emarginata were added to                     to withdraw the reservation with respect               performance report, as well as the Office
                                              Annex III. FWS is recommending that                      to some or all of these ten species.                   for Coastal Management evaluation
                                              the reservations for the six species that                                                                       notification letter to the territory, are
                                                                                                            Authority: 16 U.S.C. 1531 et seq.                 available upon request. Written
                                              traditionally fall within FWS
                                              jurisdiction be withdrawn.                                 Dated: July 10, 2015.                                comments from interested parties are
                                                 If reservations are withdrawn                         Perry F. Gayaldo,                                      encouraged and a comment period is
                                              regarding the addition of the species                    Deputy Director, Office of Protected                   now open. Comments will be accepted
                                              under FWS jurisdiction to the SPAW                       Resources, National Marine Fisheries Service.          until September 11, 2015. Please direct
                                              Annexes, FWS believes that existing                      [FR Doc. 2015–17408 Filed 7–15–15; 8:45 am]            written comments to Carrie Hall,
                                              federal legislation provides sufficient                  BILLING CODE 3510–22–P
                                                                                                                                                              Evaluator, Planning and Performance
                                              legal authority to implement United                                                                             Measurement Program, NOAA Office for
                                              States obligations under the SPAW                                                                               Coastal Management, 1305 East-West
                                              Protocol with respect to these newly                     DEPARTMENT OF COMMERCE                                 Highway, 11th Floor, N/OCM1, Room
                                              added species.                                                                                                  11212, Silver Spring, Maryland 20910,
                                                 One bird species, the Black-capped                    National Oceanic and Atmospheric                       or Carrie.Hall@noaa.gov.
                                              petrel, is a marine species and the                      Administration                                         FOR FURTHER INFORMATION CONTACT:
                                              obligations of the SPAW Protocol will                                                                           Carrie Hall, Evaluator, Planning and
                                              apply in the United States with respect                  Evaluation of State Coastal                            Performance Measurement Program,
                                              to this species if the reservation                       Management Programs                                    NOAA Office for Coastal Management,
                                              regarding its addition to SPAW Annex                     AGENCY:  National Oceanic and                          NOS/NOAA, 1305 East-West Highway,
                                              II is withdrawn. As explained earlier in                 Atmospheric Administration (NOAA),                     11th Floor, N/OCM1, Room 11212,
                                              this Notice, the addition of a marine                    Office for Coastal Management, National                Silver Spring, Maryland 20910, or
                                              species to one of the SPAW Annexes                       Ocean Service, Commerce.                               Carrie.Hall@noaa.gov.
                                              requires the United States to implement                  ACTION: Notice of intent to evaluate.                  Federal Domestic Assistance Catalog 11.419
                                              protections under Article 11(1) of the                                                                          Coastal Zone Management Program
                                              SPAW Protocol. The Black-capped                          SUMMARY:   The NOAA Office for Coastal                 Administration
                                              petrel is included in the list of migratory              Management announces its intent to
                                                                                                                                                                Dated: July 9, 2015.
                                              birds protected under the Migratory                      evaluate the performance of the Puerto
                                              Bird Treaty Act (16 U.S.C. 703 et seq.                   Rico Coastal Zone Management                           Christopher C. Cartwright,
                                              (MBTA)). The MBTA’s protections                          Program.                                               Associate Assistant Administrator for
                                              include prohibitions on taking,                             Coastal Zone Management Program                     Management and CFO/CAO, Ocean Services
                                                                                                       evaluations are conducted pursuant to                  and Coastal Zone Management, National
                                              possession, killing, and commercial
                                                                                                                                                              Oceanic and Atmospheric Administration.
                                              trade. While the MBTA does allow the                     section 312 of the Coastal Zone
                                                                                                                                                              [FR Doc. 2015–17412 Filed 7–15–15; 8:45 am]
                                              Secretary of the Interior to authorize                   Management Act of 1972, as amended
                                                                                                       (CZMA) and regulations at 15 CFR part                  BILLING CODE 3510–08–P
                                              hunting of migratory birds, hunting of
                                              Black-capped petrel is not authorized.                   923, subpart L. The CZMA requires
                                              FWS believes that the MBTA provides                      continuing review of the performance of
                                              sufficient authority and provides the                    states and territories with respect to                 COMMODITY FUTURES TRADING
                                              protection necessary to meet the United                  coastal program implementation.                        COMMISSION
                                              States obligations that would arise upon                 Evaluation of a Coastal Management
                                                                                                       Program requires findings concerning                   Agency Information Collection
                                              withdrawing the United States’
                                                                                                                                                              Activities Under OMB Review
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                                              reservation to the addition of the Black-                the extent to which a state or territory
                                              capped petrel to SPAW Annex II.                          has met the national objectives, adhered               AGENCY: Commodity Futures Trading
                                                 Five of the species under the                         to its Coastal Management Program                      Commission.
                                              jurisdiction of the FWS, two species of                  document approved by the Secretary of                  ACTION: Notice.
                                              birds (Bicknell’s thrush and White-                      Commerce, and adhered to the terms of
                                              crowned pigeon) and all three species of                 financial assistance awards funded                     SUMMARY: In compliance with the
                                              plants (Lignum vitae, Roble Real, and                    under the CZMA.                                        Paperwork Reduction Act of 1995


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                                              42092                          Federal Register / Vol. 80, No. 136 / Thursday, July 16, 2015 / Notices

                                              (‘‘PRA’’), this notice announces that the                Freedom of Information Act, a petition                commodity options. Section 4g of the
                                              Information Collection Request (‘‘ICR’’)                 for confidential treatment of the exempt              Act imposes reporting and
                                              abstracted below has been forwarded to                   information may be submitted according                recordkeeping obligations on registered
                                              the Office of Management and Budget                      to the procedures set forth in § 145.9 of             entities and registrants (including
                                              (‘‘OMB’’) for review and comment. The                    the Commission’s regulations.                         futures commission merchants,
                                              ICR describes the nature of the                             A copy of the supporting statements                introducing brokers, floor brokers, or
                                              information collection and its expected                  for the collection of information                     floor traders), and requires each
                                              costs and burden.                                        discussed above may be obtained by                    registrant to file such reports as the
                                              DATES: Comments must be submitted on                     visiting RegInfo.gov. All comments must               Commission may require on proprietary
                                              or before August 17, 2015.                               be submitted in English, or if not,                   and customer positions executed on any
                                              ADDRESSES: Comments regarding the
                                                                                                       accompanied by an English translation.                board of trade in the United States or
                                              burden estimated or any other aspect of                  Comments will be posted as received to                elsewhere. Lastly, section 4i of the Act
                                              the information collection, including                    www.cftc.gov.                                         requires the filing of such reports as the
                                              suggestions for reducing the burden,                     FOR FURTHER INFORMATION CONTACT:                      Commission may require when
                                              may be submitted directly to the Office                  Hannah Ropp, Surveillance Analyst,                    positions made or obtained on
                                              of Information and Regulatory Affairs                    Division of Market Oversight; phone:                  designated contract markets or
                                              (‘‘OIRA’’) in OMB, within 30 days of the                 (202) 418–5228; fax: (202) 418–5507;                  derivatives transaction execution
                                              notice’s publication, by email at                        email: hropp@cftc.gov; and refer to OMB               facilities equal or exceed Commission-
                                              OIRAsubmissions@omb.eop.gov. Please                      Control No. 3038–0009.                                set levels.
                                              identify the comments by OMB Control                     SUPPLEMENTARY INFORMATION: This is a                     Burden Statement: The respondent
                                              No. 3038–0009. Please provide the                        request for an extension of a previously              burden for this collection is estimated to
                                              Commission with a copy of all                            approved collection—Extension.                        be 0.26 hours per response, on average.
                                              submitted comments at the address                           Title: Large Trader Reports (OMB                   These estimates include the time to
                                              listed below. Please refer to OMB                        Control No. 3038–0009). This is a                     locate the information related to the
                                              Reference No. 3038–0009, found on                        request for extension of a currently                  exemptions and to file necessary
                                              http://reginfo.gov. Comments may also                    approved information collection.                      exemption paperwork.
                                              be mailed to the Office of Information                      Abstract: The reporting rules covered                 Respondents/Affected Entities: Large
                                              and Regulatory Affairs, Office of                        by OMB control number 3038–0009                       Traders, Clearing Members, Contract
                                              Management and Budget, Attention:                        (‘‘the Collection’’) are structured to                Markets, and other entities affected by
                                              Desk Officer for the Commodity Futures                   ensure that the Commission receives                   Commission regulations §§ 16.00 and
                                              Trading Commission, 725 17th Street                      adequate information to carry out its                 17.00 as well as parts 19 and 21.
                                              NW., Washington, DC 20503, and to:                       market and financial surveillance                        Estimated number of respondents:
                                              Hannah Ropp, Surveillance Analyst,                       programs. The market surveillance                     453.
                                              Division of Market Oversight,                            programs analyze market information to                   Estimated total annual burden on
                                              Commodity Futures Trading                                detect and prevent market disruptions                 respondents: 18,348 hours.
                                              Commission, 1155 21st Street NW.,                        and enforce speculative position limits.                 Frequency of collection: Periodically.
                                              Washington, DC 20581.                                    The financial surveillance programs                      There are no capital costs or operating
                                                 Comments may be also be submitted,                    combine market information with                       and maintenance costs associated with
                                              regarding the burden estimated or any                    financial data to assess the financial                this collection.
                                              other aspect of the information                          risks presented by large customer                       Authority: 44 U.S.C. 3501 et seq.
                                              collection, including suggestions for                    positions to Commission registrants and                 Dated: July 13, 2015.
                                              reducing the burden, by any of the                       clearing organizations.                               Robert N. Sidman,
                                              following methods:                                          Previously, all reporting rules
                                                                                                                                                             Deputy Secretary of the Commission.
                                                 • The Agency’s Web site, via its                      contained in parts 15 through 19 and 21
                                                                                                       of the Commission’s regulations were                  [FR Doc. 2015–17428 Filed 7–15–15; 8:45 am]
                                              Comments Online process: http://
                                              comments.cftc.gov. Follow the                            covered by the Collection; however, a                 BILLING CODE 6351–01–P

                                              instructions for submitting comments                     recent rulemaking action relocated
                                              through the Web site.                                    several recordkeeping and reporting
                                                 • Mail: Christopher Kirkpatrick,                      burdens from this collection to a new                 DEPARTMENT OF DEFENSE
                                              Secretary, Commodity Futures Trading                     collection, OMB Control Number 3038–
                                              Commission, Three Lafayette Centre,                      0103. Specifically, that rulemaking                   Office of the Secretary
                                              1155 21st Street NW., Washington, DC                     appropriated the information collection
                                                                                                                                                             Manual for Courts-Martial;
                                              20581.                                                   burdens associated with Commission
                                                                                                                                                             Amendments to Military Rule of
                                                 • Hand Delivery/Courier: Same as                      regulations §§ 17.01, 18.04, and 18.05.
                                                                                                                                                             Evidence 803(10)
                                              Mail, above.                                             Accordingly, this renewal will update
                                                 • Federal eRulemaking Portal: http://                 the Collection’s current burden                       AGENCY:  Joint Service Committee on
                                              www.regulations.gov/. Follow the                         estimates and officially remove the                   Military Justice (JSC), Department of
                                              instructions for submitting comments                     duplicative burdens from the Collection.              Defense.
                                              through the Portal.                                         The reporting rules are implemented                ACTION: Publication of Amendment to
                                                 All comments must be submitted in                     by the Commission partly pursuant to                  Military Rule of Evidence 803(10),
                                              English, or if not, accompanied by an                    the authority of sections 4a, 4c(b), 4g,              Manual for Courts-Martial, United
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                                              English translation. Comments will be                    and 4i of the Commodity Exchange Act                  States (2012 ed.) (MCM).
                                              posted as received to http://                            (‘‘Act’’). Section 4a of the Act permits
                                              www.cftc.gov. You should submit only                     the Commission to set, approve                        SUMMARY:   On December 1, 2013, Federal
                                              information that you wish to make                        exchange-set, and enforce speculative                 Rule of Evidence 803(10) was amended
                                              available publicly. If you wish the                      position limits. Section 4c(b) of the Act             to add a notification requirement prior
                                              Commission to consider information                       gives the Commission plenary authority                to the offering of a certification proving
                                              that is exempt from disclosure under the                 to regulate transactions that involve                 the absence of a public record. In


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Document Created: 2015-12-15 13:13:41
Document Modified: 2015-12-15 13:13:41
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesComments must be submitted on or before August 17, 2015.
ContactHannah Ropp, Surveillance Analyst, Division of Market Oversight; phone: (202) 418-5228; fax: (202) 418- 5507; email: [email protected]; and refer to OMB Control No. 3038-0009.
FR Citation80 FR 42091 

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