80 FR 42151 - Submission Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 136 (July 16, 2015)

Page Range		42151-42151
FR Document		2015-17393

Federal Register, Volume 80 Issue 136 (Thursday, July 16, 2015)

[Federal Register Volume 80, Number 136 (Thursday, July 16, 2015)]
[Notices]
[Page 42151]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-17393]


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SECURITIES AND EXCHANGE COMMISSION

[OMB Control No. 3235-0687, SEC File No. 270-638]


Submission Collection; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension:
    Rule 239.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for extension of the previously approved 
collection of information discussed below.
    Rule 239 (17 CFR 230.239) provides exemptions under the Securities 
Act of 1933 (15 U.S.C. 77a et seq.), the Securities Exchange Act of 
1934 (15 U.S.C. 78a et seq.) and the Trust Indenture Act of 1939 
(U.S.C. 77aaa et seq.) for security-based swaps issued by certain 
clearing agencies satisfying certain conditions. The purpose of the 
information required by Rule 239 is to make certain information about 
security-based swaps that may be cleared by the registered or the 
exempt clearing agencies available to eligible contract participants 
and other market participants. We estimate that each registered or 
exempt clearing agency issuing security-based swaps in its function as 
a central counterparty will spend approximately 2 hours each time it 
provides or update the information in its agreements relating to 
security-based swaps or on its Web site. We estimate that each 
registered or exempt clearing agency will provide or update the 
information approximately 20 times per year. In addition, we estimate 
that 75% of the 2 hours per response (1.5 hours) is prepared internally 
by the clearing agency for a total annual reporting burden of 180 hours 
(1.5 hours per response x 20 times x 6 respondents).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
[email protected]; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected]. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: July 9, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-17393 Filed 7-15-15; 8:45 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 80, No. 136 / Thursday, July 16, 2015 / Notices 42151

violative of a member’s ongoing Commission, and all written certain conditions. The purpose of the
obligation to report transaction communications relating to the information required by Rule 239 is to
information to TRACE promptly. FINRA proposed rule change between the make certain information about
anticipates that this rule will not impose Commission and any person, other than security-based swaps that may be
any significant new compliance costs on those that may be withheld from the cleared by the registered or the exempt
members. public in accordance with the clearing agencies available to eligible
provisions of 5 U.S.C. 552, will be contract participants and other market
C. Self-Regulatory Organization’s
available for Web site viewing and participants. We estimate that each
Statement on Comments on the
printing in the Commission’s Public registered or exempt clearing agency
Proposed Rule Change Received From
Reference Room, 100 F Street NE., issuing security-based swaps in its
Members, Participants, or Others
Washington, DC 20549, on official function as a central counterparty will
Written comments were neither business days between the hours of
solicited nor received. spend approximately 2 hours each time
10:00 a.m. and 3:00 p.m. Copies of the
it provides or update the information in
III. Date of Effectiveness of the filing also will be available for
its agreements relating to security-based
Proposed Rule Change and Timing for inspection and copying at the principal
office of FINRA. All comments received swaps or on its Web site. We estimate
Commission Action that each registered or exempt clearing
will be posted without change; the
Within 45 days of the date of Commission does not edit personal agency will provide or update the
publication of this notice in the Federal identifying information from information approximately 20 times per
Register or within such longer period (i) submissions. You should submit only year. In addition, we estimate that 75%
as the Commission may designate up to information that you wish to make of the 2 hours per response (1.5 hours)
90 days of such date if it finds such available publicly. All submissions is prepared internally by the clearing
longer period to be appropriate and should refer to File Number SR–FINRA– agency for a total annual reporting
publishes its reasons for so finding or 2015–025 and should be submitted on burden of 180 hours (1.5 hours per
(ii) as to which the self-regulatory or before August 6, 2015. response × 20 times × 6 respondents).
organization consents, the Commission
will: For the Commission, by the Division of An agency may not conduct or
Trading and Markets, pursuant to delegated sponsor, and a person is not required to
(A) By order approve or disapprove authority.10
such proposed rule change, or respond to, a collection of information
Jill M. Peterson, unless it displays a currently valid
(B) institute proceedings to determine
whether the proposed rule change Assistant Secretary. control number.
should be disapproved. [FR Doc. 2015–17402 Filed 7–15–15; 8:45 am]
The public may view the background
BILLING CODE 8011–01–P
IV. Solicitation of Comments documentation for this information
collection at the following Web site,
Interested persons are invited to
SECURITIES AND EXCHANGE www.reginfo.gov. Comments should be
submit written data, views, and
COMMISSION directed to: (i) Desk Officer for the
arguments concerning the foregoing,
Securities and Exchange Commission,
including whether the proposed rule [OMB Control No. 3235–0687, SEC File No.
change is consistent with the Act. Office of Information and Regulatory
270–638]
Comments may be submitted by any of Affairs, Office of Management and
the following methods: Submission Collection; Comment Budget, Room 10102, New Executive
Request Office Building, Washington, DC 20503,
Electronic Comments or by sending an email to:
• Use the Commission’s Internet Upon Written Request Copies Available Shagufta_Ahmed@omb.eop.gov; and (ii)
comment form (http://www.sec.gov/ From: Securities and Exchange Pamela Dyson, Director/Chief
rules/sro.shtml); or Commission, Office of FOIA Services, Information Officer, Securities and
• Send an email to rule-comments@ 100 F Street NE., Washington, DC
Exchange Commission, c/o Remi Pavlik-
sec.gov. Please include File Number SR– 20549–2736.
Simon, 100 F Street NE., Washington,
FINRA–2015–025 on the subject line. Extension: DC 20549 or send an email to:
Rule 239.
Paper Comments PRA_Mailbox@sec.gov. Comments must
Notice is hereby given that, pursuant be submitted to OMB within 30 days of
• Send paper comments in triplicate to the Paperwork Reduction Act of 1995 this notice.
to Secretary, Securities and Exchange (44 U.S.C. 3501 et seq.), the Securities
Commission, 100 F Street NE., Dated: July 9, 2015.
and Exchange Commission
Washington, DC 20549–1090. (‘‘Commission’’) has submitted to the Brent J. Fields,
All submissions should refer to File Office of Management and Budget this Secretary.
Number SR–FINRA–2015–025. This file request for extension of the previously [FR Doc. 2015–17393 Filed 7–15–15; 8:45 am]
number should be included on the approved collection of information BILLING CODE 8011–01–P
subject line if email is used. To help the discussed below.
Commission process and review your Rule 239 (17 CFR 230.239) provides
comments more efficiently, please use exemptions under the Securities Act of
only one method. The Commission will 1933 (15 U.S.C. 77a et seq.), the
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post all comments on the Commission’s Securities Exchange Act of 1934 (15
Internet Web site (http://www.sec.gov/ U.S.C. 78a et seq.) and the Trust
rules/sro.shtml). Copies of the Indenture Act of 1939 (U.S.C. 77aaa et
submission, all subsequent seq.) for security-based swaps issued by
amendments, all written statements certain clearing agencies satisfying
with respect to the proposed rule
change that are filed with the 10 17 CFR 200.30–3(a)(12).

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Document Created: 2015-12-15 13:13:15
Document Modified: 2015-12-15 13:13:15

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 42151