80_FR_42529 80 FR 42392 - Revisions to the Requirements for Authority To Manufacture and Distribute Postage Evidencing Systems

80 FR 42392 - Revisions to the Requirements for Authority To Manufacture and Distribute Postage Evidencing Systems

POSTAL SERVICE

Federal Register Volume 80, Issue 137 (July 17, 2015)

Page Range42392-42393
FR Document2015-17533

The Postal Service is revising the rules concerning authorization to manufacture and distribute postage evidencing systems to reflect new revenue assurance practices.

Federal Register, Volume 80 Issue 137 (Friday, July 17, 2015)
[Federal Register Volume 80, Number 137 (Friday, July 17, 2015)]
[Rules and Regulations]
[Pages 42392-42393]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-17533]


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POSTAL SERVICE

39 CFR Part 501


Revisions to the Requirements for Authority To Manufacture and 
Distribute Postage Evidencing Systems

AGENCY: Postal ServiceTM.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: The Postal Service is revising the rules concerning 
authorization to manufacture and distribute postage evidencing systems 
to reflect new revenue assurance practices.

DATES: Effective: July 17, 2015.

FOR FURTHER INFORMATION CONTACT: Marlo Kay Ivey, Business Systems 
Analyst, Payment Technology, U.S. Postal Service, (202) 268-7613

SUPPLEMENTARY INFORMATION: On April 23, 2015, the United States Postal 
Service published a proposed rule to amend 39 CFR part 501 to support 
the automated revenue assurance program currently in development. (See, 
80 FR 22661). Comments were received from two industry stakeholders. 
The first comment generally supported the proposed rule as written. The 
second comment suggested that the proposed rule should be clarified to 
apply only to PC Postage systems, and not postage meters. Further, it 
suggested that the proposal inadequately addressed the cost burden that 
would be imposed on PC Postage providers, and should provide additional 
detail regarding account suspension processes, adjustments for 
overpayment of postage, and the role of the PC Postage provider in the 
dispute resolution process.
    The Postal Service believes that the rule as proposed is 
appropriately written to encompass all postage evidencing systems. 
While initial automated collection efforts will be facilitated by PC 
Postage vendors, all customers should pay postage accurately, 
regardless of the postage technology they elect to use. As automated 
solutions become available for the various postage evidencing systems 
USPS will coordinate implementation plans with the parties concerned. 
Current manual efforts employed by the Postal Service to collect proper 
postage are costly and inefficient. An automated approach will reduce 
costs and improve overall recovery efforts. The costs of program 
administration will be acknowledged and considered as the USPS 
establishes operative recovery thresholds and certain other program 
related business rules. Account suspension, however, is already 
specifically addressed in postal regulations not modified by this 
proposal (see, 39 CFR 501.6), and we see no current need for further 
clarifications in these regulations. We further believe that the 
proposed rule as written (in conjunction with current 39 CFR 501.11 and 
501.12) appropriately discusses PC Postage provider participation in 
the dispute process. The Postal Service is working diligently to ensure 
the quality and accuracy of postage evidencing data using automated 
process controls, and may elect to make such adjustments to our rules 
in the future as are required to achieve that end. At this time, 
however, we believe it is appropriate to publish this final rule.

List of Subjects in 39 CFR Part 501

    Administrative practice and procedure.
    Accordingly, for the reasons stated, 39 CFR part 501 is amended as 
follows:

PART 501--AUTHORIZATION TO MANUFACTURE AND DISTRIBUTE POSTAGE 
EVIDENCING SYSTEMS

0
1. The authority citation for 39 CFR part 501 continues to read as 
follows:

    Authority:  5 U.S.C. 552(a); 39 U.S.C. 101, 401, 403, 404, 410, 
2601, 2605, Inspector General Act of 1978, as amended (Pub. L. 95-
452, as amended); 5 U.S.C. App. 3.


0
2. In Sec.  501.1, revise paragraph (g) to read as follows:


Sec.  501.1  Definitions.

* * * * *
    (g) A customer is a person or entity authorized by the Postal 
Service to use a Postage Evidencing System as an end user in accordance 
with Mailing Standards of the United States Postal Service, Domestic 
Mail Manual (DMM), including 604 Postage Payment Methods and Refunds, 
4.0 Postage Meters and PC Postage Products (Postage Evidencing 
Systems).

0
3. In Sec.  501.2, revise paragraph (d) to read as follows:


Sec.  501.2  Postage Evidencing System Provider authorization.

* * * * *
    (d) Approval shall be based upon satisfactory evidence of the 
applicant's integrity and financial responsibility, commitment to 
comply with the Postal Service's revenue assurance practices as 
outlined in section 501.16, and a determination that disclosure to the 
applicant of Postal Service customer, financial, or other data of a 
commercial nature necessary to perform the function for which approval 
is sought would be appropriate and consistent with good business 
practices within the meaning of 39 U.S.C. 410(c)(2). The Postal Service 
may condition its approval upon the applicant's agreement to 
undertakings that would give the Postal Service appropriate assurance 
of the applicant's ability to meet its obligations under this section, 
including but not limited to the method and manner of performing 
certain financial, security, and servicing functions and the need to 
maintain sufficient financial reserves to guarantee uninterrupted 
performance of not less than 3 months of operation.
* * * * *

0
4. In Sec.  501.16 add paragraph (i) to read as follows:


Sec.  501.16  PC postage payment methodology.

* * * * *
    (i) Revenue Assurance. To operate PC Postage systems, the provider 
must support business practices to assure Postal Service revenue and 
accurate payment from customers. Specifically, the provider is required 
to notify the customer and adjust the balance in the postage evidencing 
system or otherwise facilitate postage corrections to address any 
postage discrepancies as directed by the Postal Service, subject to the 
applicable notification periods and dispute mechanisms available to 
customers for these corrections. The Postal Service will supply the 
provider with the necessary detail to justify the correction and amount 
of the postage correction to be used in the adjustment process. The 
provider must supply customers with visibility into the identified 
postage correction, facilitate a payment adjustment from the customer 
in the amount equivalent to the identified postage discrepancies to the 
extent possible, and enable customers to submit electronic disputes of 
such postage discrepancies to the Postal Service. Further if the 
Customer does not have funds sufficient to cover the amount of the 
discrepancies or the postage discrepancies have not been resolved, the 
provider may be required to temporarily suspend or permanently

[[Page 42393]]

shut down the customer's ability to print PC Postage as described in 
the Domestic Mail Manual section 604.4.

0
5. In Sec.  501.18, revise paragraph (b)(2) and add paragraph (c)(6) to 
read as follows:


Sec.  501.18  Customer information and authorization.

* * * * *
    (b)
* * * * *
    (2) Within five years preceding submission of the information, the 
customer violated any standard for the care or use of the Postage 
Evidencing System, including any unresolved identified postage 
discrepancies that resulted in revocation of that customer's 
authorization.
* * * * *
    (c)
* * * * *
    (6) The customer has any unresolved postage discrepancies.
* * * * *

Stanley F. Mires,
Attorney, Federal Compliance.
[FR Doc. 2015-17533 Filed 7-16-15; 8:45 am]
 BILLING CODE 7710-12-P



                                                  42392                Federal Register / Vol. 80, No. 137 / Friday, July 17, 2015 / Rules and Regulations

                                                  are advised to avoid the regulated                       accurately, regardless of the postage                 § 501.2 Postage Evidencing System
                                                  navigation area. When inside the                         technology they elect to use. As                      Provider authorization.
                                                  regulated navigation area, all vessels                   automated solutions become available                  *      *    *     *    *
                                                  must proceed at no wake speed and                        for the various postage evidencing                       (d) Approval shall be based upon
                                                  with due regard for all other persons                    systems USPS will coordinate                          satisfactory evidence of the applicant’s
                                                  and/or vessels inside the regulated                      implementation plans with the parties                 integrity and financial responsibility,
                                                  navigation area.                                         concerned. Current manual efforts                     commitment to comply with the Postal
                                                    (c) Dates. This rule will be enforced                  employed by the Postal Service to                     Service’s revenue assurance practices as
                                                  from July 1, 2015 through July 31, 2015.                 collect proper postage are costly and                 outlined in section 501.16, and a
                                                    Dated: June 29, 2015.                                  inefficient. An automated approach will               determination that disclosure to the
                                                                                                           reduce costs and improve overall                      applicant of Postal Service customer,
                                                  R.T. Gromlich,
                                                                                                           recovery efforts. The costs of program                financial, or other data of a commercial
                                                  Rear Admiral, U.S. Coast Guard, Commander,                                                                     nature necessary to perform the function
                                                                                                           administration will be acknowledged
                                                  Thirteenth Coast Guard District.
                                                                                                           and considered as the USPS establishes                for which approval is sought would be
                                                  [FR Doc. 2015–17615 Filed 7–16–15; 8:45 am]                                                                    appropriate and consistent with good
                                                                                                           operative recovery thresholds and
                                                  BILLING CODE 9110–04–P                                   certain other program related business                business practices within the meaning
                                                                                                           rules. Account suspension, however, is                of 39 U.S.C. 410(c)(2). The Postal
                                                                                                           already specifically addressed in postal              Service may condition its approval
                                                  POSTAL SERVICE                                           regulations not modified by this                      upon the applicant’s agreement to
                                                                                                           proposal (see, 39 CFR 501.6), and we see              undertakings that would give the Postal
                                                  39 CFR Part 501                                          no current need for further clarifications            Service appropriate assurance of the
                                                                                                           in these regulations. We further believe              applicant’s ability to meet its obligations
                                                  Revisions to the Requirements for                                                                              under this section, including but not
                                                                                                           that the proposed rule as written (in
                                                  Authority To Manufacture and                                                                                   limited to the method and manner of
                                                                                                           conjunction with current 39 CFR 501.11
                                                  Distribute Postage Evidencing                                                                                  performing certain financial, security,
                                                                                                           and 501.12) appropriately discusses PC
                                                  Systems                                                                                                        and servicing functions and the need to
                                                                                                           Postage provider participation in the
                                                  AGENCY:  Postal ServiceTM.                               dispute process. The Postal Service is                maintain sufficient financial reserves to
                                                  ACTION: Final rule.                                      working diligently to ensure the quality              guarantee uninterrupted performance of
                                                                                                           and accuracy of postage evidencing data               not less than 3 months of operation.
                                                  SUMMARY:   The Postal Service is revising                using automated process controls, and                 *      *    *     *    *
                                                  the rules concerning authorization to                    may elect to make such adjustments to                 ■ 4. In § 501.16 add paragraph (i) to read
                                                  manufacture and distribute postage                       our rules in the future as are required to            as follows:
                                                  evidencing systems to reflect new                        achieve that end. At this time, however,
                                                  revenue assurance practices.                             we believe it is appropriate to publish               § 501.16 PC postage payment
                                                                                                           this final rule.                                      methodology.
                                                  DATES: Effective: July 17, 2015.
                                                                                                                                                                 *      *    *     *     *
                                                  FOR FURTHER INFORMATION CONTACT:                         List of Subjects in 39 CFR Part 501                     (i) Revenue Assurance. To operate PC
                                                  Marlo Kay Ivey, Business Systems                                                                               Postage systems, the provider must
                                                                                                             Administrative practice and
                                                  Analyst, Payment Technology, U.S.                                                                              support business practices to assure
                                                                                                           procedure.
                                                  Postal Service, (202) 268–7613                             Accordingly, for the reasons stated, 39             Postal Service revenue and accurate
                                                  SUPPLEMENTARY INFORMATION: On April                      CFR part 501 is amended as follows:                   payment from customers. Specifically,
                                                  23, 2015, the United States Postal                                                                             the provider is required to notify the
                                                  Service published a proposed rule to                     PART 501—AUTHORIZATION TO                             customer and adjust the balance in the
                                                  amend 39 CFR part 501 to support the                     MANUFACTURE AND DISTRIBUTE                            postage evidencing system or otherwise
                                                  automated revenue assurance program                      POSTAGE EVIDENCING SYSTEMS                            facilitate postage corrections to address
                                                  currently in development. (See, 80 FR                                                                          any postage discrepancies as directed by
                                                  22661). Comments were received from                      ■ 1. The authority citation for 39 CFR                the Postal Service, subject to the
                                                  two industry stakeholders. The first                     part 501 continues to read as follows:                applicable notification periods and
                                                  comment generally supported the                            Authority: 5 U.S.C. 552(a); 39 U.S.C. 101,          dispute mechanisms available to
                                                  proposed rule as written. The second                     401, 403, 404, 410, 2601, 2605, Inspector             customers for these corrections. The
                                                  comment suggested that the proposed                      General Act of 1978, as amended (Pub. L. 95–          Postal Service will supply the provider
                                                  rule should be clarified to apply only to                452, as amended); 5 U.S.C. App. 3.
                                                                                                                                                                 with the necessary detail to justify the
                                                  PC Postage systems, and not postage                      ■ 2. In § 501.1, revise paragraph (g) to              correction and amount of the postage
                                                  meters. Further, it suggested that the                   read as follows:                                      correction to be used in the adjustment
                                                  proposal inadequately addressed the                                                                            process. The provider must supply
                                                  cost burden that would be imposed on                     § 501.1   Definitions.                                customers with visibility into the
                                                  PC Postage providers, and should                         *     *     *      *     *                            identified postage correction, facilitate a
                                                  provide additional detail regarding                        (g) A customer is a person or entity                payment adjustment from the customer
                                                  account suspension processes,                            authorized by the Postal Service to use               in the amount equivalent to the
                                                  adjustments for overpayment of postage,                  a Postage Evidencing System as an end                 identified postage discrepancies to the
                                                  and the role of the PC Postage provider                  user in accordance with Mailing                       extent possible, and enable customers to
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                                                  in the dispute resolution process.                       Standards of the United States Postal                 submit electronic disputes of such
                                                    The Postal Service believes that the                   Service, Domestic Mail Manual (DMM),                  postage discrepancies to the Postal
                                                  rule as proposed is appropriately                        including 604 Postage Payment Methods                 Service. Further if the Customer does
                                                  written to encompass all postage                         and Refunds, 4.0 Postage Meters and PC                not have funds sufficient to cover the
                                                  evidencing systems. While initial                        Postage Products (Postage Evidencing                  amount of the discrepancies or the
                                                  automated collection efforts will be                     Systems).                                             postage discrepancies have not been
                                                  facilitated by PC Postage vendors, all                   ■ 3. In § 501.2, revise paragraph (d) to              resolved, the provider may be required
                                                  customers should pay postage                             read as follows:                                      to temporarily suspend or permanently


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                                                                        Federal Register / Vol. 80, No. 137 / Friday, July 17, 2015 / Rules and Regulations                                          42393

                                                  shut down the customer’s ability to                       August 17, 2015. If adverse comments                  able to consider your comment.
                                                  print PC Postage as described in the                      are received, EPA will publish a timely               Electronic files should avoid the use of
                                                  Domestic Mail Manual section 604.4.                       withdrawal of the direct final rule in the            special characters, any form of
                                                  ■ 5. In § 501.18, revise paragraph (b)(2)                 Federal Register informing the public                 encryption, and be free of any defects or
                                                  and add paragraph (c)(6) to read as                       that the rule will not take effect.                   viruses.
                                                  follows:                                                  ADDRESSES: Submit your comments,                         Docket: All documents in the docket
                                                                                                            identified by Docket ID No. EPA–R05–                  are listed in the www.regulations.gov
                                                  § 501.18 Customer information and                                                                               index. Although listed in the index,
                                                                                                            OAR–2013–0193, by one of the
                                                  authorization.                                                                                                  some information is not publicly
                                                                                                            following methods:
                                                  *         *   *       *       *                              1. www.regulations.gov: Follow the                 available, e.g., CBI or other information
                                                      (b)                                                   on-line instructions for submitting                   whose disclosure is restricted by statute.
                                                  *     *    *      *    *                                  comments.                                             Certain other material, such as
                                                    (2) Within five years preceding                            2. Email: blakley.pamela@epa.gov.                  copyrighted material, will be publicly
                                                  submission of the information, the                           3. Fax: (312) 692–2450.                            available only in hard copy. Publicly
                                                  customer violated any standard for the                       4. Mail: Pamela Blakley, Chief,                    available docket materials are available
                                                  care or use of the Postage Evidencing                     Control Strategies Section, Air Programs              either electronically in
                                                  System, including any unresolved                          Branch (AR–18J), U.S. Environmental                   www.regulations.gov or in hard copy at
                                                  identified postage discrepancies that                     Protection Agency, 77 West Jackson                    the Environmental Protection Agency,
                                                  resulted in revocation of that customer’s                 Boulevard, Chicago, Illinois 60604.                   Region 5, Air and Radiation Division, 77
                                                  authorization.                                               5. Hand Delivery: Pamela Blakley,                  West Jackson Boulevard, Chicago,
                                                  *     *    *      *    *                                  Chief, Control Strategies Section, Air                Illinois 60604. This Facility is open
                                                    (c)                                                     Programs Branch (AR–18J), U.S.                        from 8:30 a.m. to 4:30 p.m., Monday
                                                                                                            Environmental Protection Agency, 77                   through Friday, excluding Federal
                                                  *     *    *      *    *
                                                                                                            West Jackson Boulevard, Chicago,                      holidays. We recommend that you
                                                    (6) The customer has any unresolved
                                                                                                            Illinois 60604. Such deliveries are only              telephone Charles Hatten,
                                                  postage discrepancies.
                                                                                                            accepted during the Regional Office                   Environmental Engineer, (312) 886–
                                                  *     *    *      *    *                                                                                        6031 before visiting the Region 5 office.
                                                                                                            normal hours of operation, and special
                                                  Stanley F. Mires,                                         arrangements should be made for                       FOR FURTHER INFORMATION CONTACT:
                                                  Attorney, Federal Compliance.                             deliveries of boxed information. The                  Charles Hatten, Environmental
                                                  [FR Doc. 2015–17533 Filed 7–16–15; 8:45 am]               Regional Office official hours of                     Engineer, Control Strategies Section, Air
                                                  BILLING CODE 7710–12–P                                    business are Monday through Friday,                   Programs Branch (AR–18J),
                                                                                                            8:30 a.m. to 4:30 p.m., excluding                     Environmental Protection Agency,
                                                                                                            Federal holidays.                                     Region 5, 77 West Jackson Boulevard,
                                                  ENVIRONMENTAL PROTECTION                                     Instructions: Direct your comments to              Chicago, Illinois 60604, (312) 886–6031,
                                                  AGENCY                                                    Docket ID No. EPA–R05–OAR–2013–                       hatten.charles@epa.gov.
                                                                                                            0193. EPA’s policy is that all comments               SUPPLEMENTARY INFORMATION:
                                                  40 CFR Part 52                                            received will be included in the public               Throughout this document whenever
                                                                                                            docket without change and may be                      ‘‘we,’’ ‘‘us,’’ or ‘‘our’’ is used, we mean
                                                  [EPA–R05–OAR–2013–0193; FRL–9930–41–
                                                                                                            made available online at                              EPA. This supplementary information
                                                  Region 5]
                                                                                                            www.regulations.gov, including any                    section is arranged as follows:
                                                  Approval of Air Quality Implementation                    personal information provided, unless
                                                                                                                                                                  I. Background: Lead SIP and NESHAP Rules
                                                  Plans; Indiana; Lead Rule Revisions                       the comment includes information                      II. Discussion of State Submittal
                                                                                                            claimed to be Confidential Business                   III. What action is EPA taking?
                                                  AGENCY: Environmental Protection                          Information (CBI) or other information                IV. Incorporation by Reference
                                                  Agency (EPA).                                             whose disclosure is restricted by statute.            IV. Statutory and Executive Order Reviews
                                                  ACTION: Direct final rule.                                Do not submit information that you
                                                                                                            consider to be CBI or otherwise                       I. Background: Lead SIP and NESHAP
                                                  SUMMARY:    The Environmental Protection                  protected through www.regulations.gov                    Indiana’s SIP rules for lead are
                                                  Agency (EPA) is approving a request                       or email. The www.regulations.gov Web                 contained in two separate parts of the
                                                  submitted on March 14, 2013, and                          site is an ‘‘anonymous access’’ system,               State’s regulations. The first is Article
                                                  supplemented on November 17, 2014,                        which means EPA will not know your                    15, which EPA approved on August 17,
                                                  by the Indiana Department of                              identity or contact information unless                1989 (See 54 FR 33894). This provision
                                                  Environmental Management (IDEM) to                        you provide it in the body of your                    addresses lead-bearing emissions from
                                                  revise the state implementation plan                      comment. If you send an email                         processes and fugitive dust from several
                                                  (SIP) for lead. The submittal updates                     comment directly to EPA without going                 facilities in Indiana.
                                                  Indiana’s lead rule at Title 326 of the                   through www.regulations.gov your email                   The second regulatory provision is
                                                  Indiana Administrative Code (IAC),                        address will be automatically captured                326 IAC 20–13, which EPA approved on
                                                  Article 15. It also amends 326 IAC                        and included as part of the comment                   January 15, 2008 (77 FR 2248). This
                                                  Article 20, to incorporate some of the                    that is placed in the public docket and               section contains a partial incorporation
                                                  provisions of EPA’s National Emission                     made available on the Internet. If you                by reference of EPA’s June 13, 1997,
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  Standard for Hazardous Air Pollutants                     submit an electronic comment, EPA                     NESHAP for secondary lead smelting at
                                                  (NESHAP) for secondary lead smelters.                     recommends that you include your                      40 CFR part 63, subpart X (62 FR
                                                  IDEM made the revisions to increase the                   name and other contact information in                 32209). This includes: 1) 326 IAC 20–
                                                  stringency and clarity of Indiana’s lead                  the body of your comment and with any                 13–1(c) [incorporation by reference of
                                                  SIP rules.                                                disk or CD–ROM you submit. If EPA                     40 CFR part 63, subpart X, NESHAP
                                                  DATES: This direct final rule will be                     cannot read your comment due to                       (June 13, 1997; 62 FR 32209), with
                                                  effective September 15, 2015, unless                      technical difficulties and cannot contact             exceptions]; 2) 326 IAC 20–13–2(a)
                                                  EPA receives adverse comments by                          you for clarification, EPA may not be                 [source-specific lead emission limits


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Document Created: 2018-02-23 09:21:43
Document Modified: 2018-02-23 09:21:43
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesEffective: July 17, 2015.
ContactMarlo Kay Ivey, Business Systems Analyst, Payment Technology, U.S. Postal Service, (202) 268-7613
FR Citation80 FR 42392 

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