80 FR 43555 - Agency Information Collection Activities: Information Collection Renewal; Comment Request; FFIEC Cybersecurity Assessment Tool
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the Currency Federal Register Volume 80, Issue 140 (July 22, 2015)
Office of the Comptroller of the Currency
Federal Register Volume 80, Issue 140 (July 22, 2015)
| Page Range | 43555-43557 | |
| FR Document | 2015-17907 |
[Federal Register Volume 80, Number 140 (Wednesday, July 22, 2015)] [Notices] [Pages 43555-43557] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2015-17907] ======================================================================= ----------------------------------------------------------------------- DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency Agency Information Collection Activities: Information Collection Renewal; Comment Request; FFIEC Cybersecurity Assessment Tool AGENCY: Office of the Comptroller of the Currency (OCC), Treasury. ACTION: Notice and request for comment. ----------------------------------------------------------------------- SUMMARY: The OCC, the Board of Governor of the Federal Reserve System (Board), the Federal Deposit Insurance Corporation (FDIC), and the National Credit Union Administration (NCUA) (collectively, the Agencies), as part of their continuing effort to reduce paperwork and respondent burden, invite the general public and other Federal agencies to take this opportunity to comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the Agencies may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment on behalf of the Agencies concerning renewal of the information collection titled, ``FFIEC Cybersecurity Assessment Tool.'' DATES: Comments must be received by September 21, 2015. ADDRESSES: Because paper mail in the Washington, DC area and at the OCC is subject to delay, commenters are encouraged to submit comments by email, if possible. Comments may be sent to: Legislative and Regulatory Activities Division, Office of the Comptroller of the Currency, Attention: 1557-0328, 400 7th Street SW., Suite 3E-218, Mail Stop 9W- 11, Washington, DC 20219. In addition, comments may be sent by fax to (571) 465-4326 or by electronic mail to [email protected]. You may personally inspect and photocopy comments at the OCC, 400 7th Street SW., Washington, DC 20219. For security reasons, the OCC requires that visitors make an appointment to inspect comments. You may do so by calling (202) 649-6700. Upon arrival, visitors will be required to present valid government-issued photo identification and to submit to security screening in order to inspect and photocopy comments. All comments received, including attachments and other supporting [[Page 43556]] materials, are part of the public record and subject to public disclosure. Do not enclose any information in your comment or supporting materials that you consider confidential or inappropriate for public disclosure. FOR FURTHER INFORMATION CONTACT: Shaquita Merritt, OCC Clearance Officer, or Beth Knickerbocker, Counsel (202) 649-5490, for persons who are deaf or hard of hearing, TTY, (202) 649-5597, Legislative and Regulatory Activities Division, Office of the Comptroller of the Currency, 400 7th Street SW., Suite 3E-218, Mail Stop 9W-11, Washington, DC 20219. SUPPLEMENTARY INFORMATION: Under the PRA (44 U.S.C. 3501-3520), Federal agencies must obtain approval from OMB for each collection of information they conduct or sponsor. ``Collection of information'' is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) to include agency requests or requirements that members of the public submit reports, keep records, or provide information to a third party. The definition contained in 5 CFR 1320.3(c) also includes a voluntary collection. Section 3506(c)(2)(A) of the PRA (44 U.S.C. 3506(c)(2)(A)) requires Federal agencies to provide a 60-day notice in the Federal Register concerning each proposed collection of information, including each proposed extension of an existing collection of information, before submitting the collection to OMB for approval. To comply with this requirement, the OCC is publishing, on behalf of the Agencies, a notice of the proposed collection of information set forth in this document. In connection with issuance of the assessment entitled ``FFIEC Cybersecurity Assessment Tool,'' \1\ OMB provided a six-month approval for this information collection. The OCC is proposing to extend OMB approval of the collection for the standard three years. --------------------------------------------------------------------------- \1\ http://www.ffiec.gov/cyberassessmenttool.htm. --------------------------------------------------------------------------- Title: FFIEC Cybersecurity Assessment Tool. OMB Number: 1557-0328. Description: Cyber threats have evolved and increased exponentially with greater sophistication than ever before. Financial institutions \2\ are exposed to cyber risks because they are dependent on information technology to deliver services to consumers and businesses every day. Cyber attacks on financial institutions may not only result in access to, and the compromise of, confidential information, but also the destruction of critical data and systems. Disruption, degradation, or unauthorized alteration of information and systems can affect an institution's operations and core processes and undermine confidence in the nation's financial services sector. Absent immediate attention to these rapidly increasing threats, financial institutions and the financial sector as a whole are at risk. --------------------------------------------------------------------------- \2\ For purposes of this information collection, the term ``financial institution'' includes banks, savings associations, credit unions, bank and saving and loan holding companies and critical third-party service providers to financial institutions. --------------------------------------------------------------------------- For this reason, the Agencies, under the auspices of the Federal Financial Institutions Examination Council (``FFIEC''), have accelerated efforts to assess and enhance the state of the financial industry's cyber preparedness and to close gaps in the Agencies' examination procedures and training that can strengthen the oversight of financial industry cybersecurity readiness. The Agencies also have focused on improving their abilities to provide financial institutions with resources that can assist in protecting institutions and their customers from the growing risk posed by cyber attacks. As part of these increased efforts, the Agencies have developed a Cybersecurity Assessment Tool (``Assessment'') that will assist financial institutions of all sizes in assessing their inherent cybersecurity risks and their risk management capabilities. The Assessment will allow a financial institution to identify its inherent cyber risk profile based on the financial institution's technologies and connection types, delivery channels, online/mobile products and technology services it offers, organizational characteristics, and threats it is likely to face. Once an institution identifies its inherent cyber risk profile, it will be able to use the Assessment's maturity matrix to evaluate its level of cybersecurity preparedness based on the institution's cyber risk management and oversight, threat intelligence capabilities, cybersecurity controls, external dependency management, and cyber incident management and resiliency planning. A financial institution can use the matrix's maturity levels to identify opportunities for improving the institution's cybersecurity, based on its inherent risk profile. The Assessment also will enable a financial institution to identify areas more rapidly that could improve its cybersecurity risk management and response programs, if needed. Use of the Assessment by financial institutions is not mandatory. Type of Review: Regular. Affected Public: Businesses or other for-profit. Estimated Number of Respondents: \3\ --------------------------------------------------------------------------- \3\ Burden is estimated conservatively and assumes all institutions will complete the Assessment. Therefore, the estimated burden may exceed the actual burden because use of the Assessment by financial institutions is not mandatory. --------------------------------------------------------------------------- OCC: 1,511 (19 large; 48 mid-size (including credit card banks); and 1,444 community national banks and Federal savings associations). Estimated Burden per Response: 80 hours. Total Estimated Burden: 120,880 hours. Board: 5,282 (858 state member banks; 522 large bank holding companies; 3,902 small bank holding companies). Estimated Burden per Response: 80 hours. Total Estimated Burden: 422,560. FDIC: 4,084 (includes 3,882 community banks). Estimated Burden per Response: 80 hours. Total Estimated Burden: 326,720. NCUA: 6,206. Estimated Burden per Response: 80 hours. Total Estimated Burden: 496,480. All Agencies: Estimated Number of Respondents: 176 technology service providers. Estimated Burden per Response: 80 hours. Total Estimated Burden: 14,080 hours. Estimated Frequency of Response: On occasion. Estimated Total Annual Burden: 1,380,720 hours. Comments submitted in response to this notice will be summarized and included in the request for OMB approval. All comments will become a matter of public record. Comments are invited on: (a) Whether the collection of information is necessary for the proper performance of the functions of the Agencies, including whether the information has practical utility; (b) The accuracy of the Agencies' estimates of the burden of the collection of information; (c) Ways to enhance the quality, utility, and clarity of the information to be collected; (d) Ways to minimize the burden of the collection on respondents, including through the use of automated collection techniques or other forms of information technology; and (e) Estimates of capital or start-up costs and costs of operation, maintenance, and purchase of services to provide information. [[Page 43557]] Dated: July 16, 2015. Stuart E. Feldstein, Director, Legislative and Regulatory Activities Division, Office of the Comptroller of the Currency. [FR Doc. 2015-17907 Filed 7-21-15; 8:45 am] BILLING CODE P
![Federal Register / Vol. 80, No. 140 / Wednesday, July 22, 2015 / Notices 43555
Type of Request: Renewal of a —10 manufacturers × 24 hrs. amortized DEPARTMENT OF THE TREASURY
currently approved collection. over 5 yrs. = 48 hrs. per year.
OMB Control Number: 2127–0621. Office of the Comptroller of the
Estimated burden to lift manufacturers
Form Number: None. Currency
to produce two labels for operating
Abstract: FMVSS No. 403, Platform and backup lift operation:
lift systems for motor vehicles, Agency Information Collection
establishes minimum performance —10 manufacturers × 48 hrs. amortized Activities: Information Collection
standards for platform lifts designed for over 5 yrs. = 96 hrs. per year. Renewal; Comment Request; FFIEC
installation on motor vehicles. Its Estimated cost to lift manufacturers to Cybersecurity Assessment Tool
purpose is to prevent injuries and produce: AGENCY: Office of the Comptroller of the
fatalities to passengers and bystanders —Label for operating instructions— Currency (OCC), Treasury.
during the operation of platform lifts
27,398 lifts × $0.13 per label = ACTION: Notice and request for comment.
that assist wheelchair users and other
$3,561.74.
persons with limited mobility in SUMMARY: The OCC, the Board of
entering and leaving a vehicle. FMVSS —Label for backup operations—27,398 Governor of the Federal Reserve System
No. 404, Platform lift installations in lifts × $0.13 per label = $3,561.74. (Board), the Federal Deposit Insurance
motor vehicles, places specific —Owner’s manual insert—27,398 lifts Corporation (FDIC), and the National
requirements on vehicle manufacturers ×$0.04 per page × 1 page = $1,095.92. Credit Union Administration (NCUA)
or alterers who install platform lifts in (collectively, the Agencies), as part of
new vehicles. Under these regulations, —Installation instructions—27,398 lifts their continuing effort to reduce
lift manufacturers must certify that their × $0.04 per page × 1 page = $1,095.92. paperwork and respondent burden,
lifts meet the requirements of FMVSS Although lift installation instructions invite the general public and other
No. 403 and must declare the are considerably more than one page, Federal agencies to take this
certification on the owner’s manual lift manufacturers already provide lift opportunity to comment on a
insert, the installation instructions, and installation instructions in the normal continuing information collection, as
the lift operating instruction label. course of business and one additional required by the Paperwork Reduction
Certification of compliance with FMVSS page should be adequate to allow the Act of 1995 (PRA).
No. 404 is on the certification label inclusion of FMVSS-specific In accordance with the requirements
already required of vehicle information. of the PRA, the Agencies may not
manufacturers and alterers under 49 conduct or sponsor, and the respondent
CFR part 567. Under these two safety Total estimated annual cost = is not required to respond to, an
standards, lift manufacturers must $9,315.32. information collection unless it displays
produce: An insert that is placed in the Total estimated hour burden per year a currently valid Office of Management
vehicle owner’s manual; installation = 192 hours. and Budget (OMB) control number.
instructions; and one or two labels that The OCC is soliciting comment on
Addressee:Send comments regarding
are placed near the controls for behalf of the Agencies concerning
the burden estimate, including renewal of the information collection
operating the lift in normal mode and in
suggestions for reducing the burden, to titled, ‘‘FFIEC Cybersecurity Assessment
back-up mode. The requirements and
the Office of Management and Budget, Tool.’’
our estimates of burden and cost to the
lift manufacturers are given below. Attention: Desk Officer for the Office of
DATES: Comments must be received by
There is no burden to the general the Secretary of Transportation, 725 September 21, 2015.
public. 17th Street NW., Washington, DC 20503.
ADDRESSES: Because paper mail in the
Affected Parties: Businesses or other Comments are invited on: Whether Washington, DC area and at the OCC is
for-profit entities. the proposed collection of information subject to delay, commenters are
Respondents: Platform lift is necessary for the proper performance encouraged to submit comments by
manufacturers and vehicle of the functions of the Department, email, if possible. Comments may be
manufacturers/alterers that install including whether the information will sent to: Legislative and Regulatory
platform lifts in new motor vehicles have practical utility; the accuracy of Activities Division, Office of the
before first vehicle sale. the Department’s estimate of the burden Comptroller of the Currency, Attention:
Estimated Number of Respondents: of the proposed information collection; 1557–0328, 400 7th Street SW., Suite
10. ways to enhance the quality, utility and 3E–218, Mail Stop 9W–11, Washington,
Frequency of Collection: Per each clarity of the information to be DC 20219. In addition, comments may
production platform lift unit. collected; and ways to minimize the be sent by fax to (571) 465–4326 or by
Estimated Total Annual Burden: burden of the collection of information electronic mail to prainfo@occ.treas.gov.
Estimated burden to lift manufacturers on respondents, including the use of You may personally inspect and
to produce an insert for the vehicle automated collection techniques or photocopy comments at the OCC, 400
owner’s manual stating the lift’s other forms of information technology. 7th Street SW., Washington, DC 20219.
platform operating volume, For security reasons, the OCC requires
maintenance schedule, and Authority: The Paperwork Reduction Act that visitors make an appointment to
instructions regarding the lift of 1995; 44 U.S.C. chapter 35, as amended; inspect comments. You may do so by
operating procedures: and 49 CFR 1:48. calling (202) 649–6700. Upon arrival,
—10 manufacturers × 24 hrs. amortized
tkelley on DSK3SPTVN1PROD with NOTICES
Raymond R. Posten, visitors will be required to present valid
over 5 yrs. = 48 hrs. per year. government-issued photo identification
Associate Administrator for Rulemaking.
Estimated burden to lift manufacturers and to submit to security screening in
[FR Doc. 2015–17931 Filed 7–21–15; 8:45 am]
to produce lift installation order to inspect and photocopy
instructions identifying the vehicles BILLING CODE 4910–59–P comments.
on which the lift is designed to be All comments received, including
installed: attachments and other supporting
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![Federal Register / Vol. 80, No. 140 / Wednesday, July 22, 2015 / Notices 43557
Dated: July 16, 2015. A valid email address will be required the Treasury, 1500 Pennsylvania
Stuart E. Feldstein, to complete online registration. Avenue NW., Washington, DC 20220.
Director, Legislative and Regulatory Activities Note: Online registration will close at 5:00 In general, the Department of the
Division, Office of the Comptroller of the p.m. Eastern Time on Friday, July 31, 2015. Treasury will post all statements on its
Currency. Web site http://www.treasury.gov/
[FR Doc. 2015–17907 Filed 7–21–15; 8:45 am] 2. Contact the Federal Insurance about/organizational-structure/offices/
BILLING CODE P
Office (FIO), at (202) 622–5892, by 5:00 Pages/Federal-Insurance.aspx without
p.m. Eastern Time on Friday, July 31, change, including any business or
2015, and provide registration personal information provided such as
DEPARTMENT OF THE TREASURY information. names, addresses, email addresses, or
Requests for reasonable telephone numbers. The Department of
Open Meeting of the Federal Advisory accommodations under Section 504 of the Treasury will also make such
Committee on Insurance the Rehabilitation Act should be statements available for public
directed to Marcia Wilson, Office of inspection and copying in the
AGENCY:Departmental Offices, U.S. Civil Rights and Diversity, Department Department of the Treasury’s Library,
Department of the Treasury. of the Treasury at (202) 622–8177, or 1500 Pennsylvania Avenue NW.,
ACTION: Notice of open meeting. marcia.wilson@treasury.gov. Washington, DC 20220, on official
FOR FURTHER INFORMATION CONTACT: business days between the hours of
SUMMARY: This notice announces that 10:00 a.m. and 5:00 p.m. Eastern Time.
Brett D. Hewitt, Policy Advisor, FIO,
the Department of the Treasury’s You can make an appointment to
Room 1410, Department of the Treasury,
Federal Advisory Committee on inspect statements by telephoning (202)
1500 Pennsylvania Avenue NW.,
Insurance (‘‘Committee’’) will convene a 622–0990. All statements, including
Washington, DC 20220, at (202) 622–
meeting on Thursday, August 6, 2015, attachments and other supporting
5892 (this is not a toll-free number).
in the Cash Room, 1500 Pennsylvania materials, received are part of the public
Persons who have difficulty hearing or
Avenue NW., Washington, DC 20220, record and subject to public disclosure.
speaking may access this number via
from 1:00–5:00 p.m. Eastern Time. The You should submit only information
TTY by calling the toll-free Federal
meeting is open to the public, and the that you wish to make available
Relay Service at (800) 877–8339.
site is accessible to individuals with publicly.
disabilities. SUPPLEMENTARY INFORMATION: Notice of
Tentative Agenda/Topics for
this meeting is provided in accordance Discussion: This is a periodic meeting of
DATES: The meeting will be held on with the Federal Advisory Committee
Thursday, August 6, 2015, from 1:00– the Committee, and in this meeting the
Act, 5 U.S.C. App. II, 10(a)(2), through Committee will discuss a number of
5:00 p.m. Eastern Time. implementing regulations at 41 CFR issues, including developments in
ADDRESSES: The Federal Advisory 102–3.150. workers’ compensation insurance,
Committee on Insurance meeting will be Public Comment: Members of the additional perspectives on retirement
held in the Cash Room, Department of public wishing to comment on the security, FIO’s proposed definition of
the Treasury, 1500 Pennsylvania business of the Federal Advisory affordability of personal auto insurance,
Avenue NW., Washington, DC 20220. Committee on Insurance are invited to and Public Consultation Document on
The meeting will be open to the public. submit written statements by any of the Higher Loss Absorbency Capacity for
Because the meeting will be held in a following methods: Global Systemically Important Insurers
secured facility, members of the public released by the International
who plan to attend the meeting must Electronic Statements
Association of Insurance Supervisors.
either: • Send electronic comments to faci@ The Committee will also receive
1. Register online. Attendees may visit treasury.gov. updates from its subcommittees.
http://www.cvent.com/d/xrqfz6?ct=
Paper Statements Michael T. McRaith,
6128d144-9ad5-45f5-910c-
c7b44560aae0&RefID • Send paper statements in triplicate Director, Federal Insurance Office.
=General+Attendee+Registration and to the Federal Advisory Committee on [FR Doc. 2015–17938 Filed 7–21–15; 8:45 am]
fill out a secure online registration form. Insurance, Room 1410, Department of BILLING CODE 4810–35–P
tkelley on DSK3SPTVN1PROD with NOTICES
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Document Created: 2015-12-15 12:54:58
Document Modified: 2015-12-15 12:54:58
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Action | Notice and request for comment. | |
| Dates | Comments must be received by September 21, 2015. | |
| Contact | Shaquita Merritt, OCC Clearance Officer, or Beth Knickerbocker, Counsel (202) 649-5490, for persons who are deaf or hard of hearing, TTY, (202) 649-5597, Legislative and Regulatory Activities Division, Office of the Comptroller of the Currency, 400 7th Street SW., Suite 3E-218, Mail Stop 9W-11, Washington, DC 20219. | |
| FR Citation | 80 FR 43555 |
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