80_FR_43760 80 FR 43619 - Revisions to Public Utility Filing Requirements

80 FR 43619 - Revisions to Public Utility Filing Requirements

DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission

Federal Register Volume 80, Issue 141 (July 23, 2015)

Page Range43619-43625
FR Document2015-17950

The Commission is revising its regulation to eliminate the requirement to submit FERC-566 (Annual Report of a Utility's 20 Largest Customers) for regional transmission organizations, independent system operators, and exempt wholesale generators. The Commission is also revising its regulations to eliminate the requirement to submit FERC- 566 for public utilities that have not made any reportable sales under FERC-566 in any of the three preceding years. Further, the Commission is eliminating the requirement for public utilities submitting FERC-566 to identify individual residential customers by name and address.

Federal Register, Volume 80 Issue 141 (Thursday, July 23, 2015)
[Federal Register Volume 80, Number 141 (Thursday, July 23, 2015)]
[Rules and Regulations]
[Pages 43619-43625]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-17950]


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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

18 CFR Part 46

[Docket No. RM15-3-000; Order No. 812]


Revisions to Public Utility Filing Requirements

AGENCY: Federal Energy Regulatory Commission, Energy.

ACTION: Final rule.

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SUMMARY: The Commission is revising its regulation to eliminate the 
requirement to submit FERC-566 (Annual Report of a Utility's 20 Largest 
Customers) for regional transmission organizations, independent system 
operators, and exempt wholesale generators. The Commission is also 
revising its regulations to eliminate the requirement to submit FERC-
566 for public utilities that have not made any reportable sales under 
FERC-566 in any of the three preceding years. Further, the Commission 
is eliminating the requirement for public utilities submitting FERC-566 
to identify individual residential customers by name and address.

DATES: This rule will become effective October 6, 2015.

FOR FURTHER INFORMATION CONTACT: 
Mary LaFave (Technical Information), Office of Energy Market 
Regulation, Federal Energy Regulatory Commission, 888 First Street NE., 
Washington, DC 20426, (202) 502-6060
Lina Naik (Legal Information), Office of the General Counsel, Federal 
Energy Regulatory Commission, 888 First Street NE., Washington, DC 
20426, (202) 502-8882

SUPPLEMENTARY INFORMATION: 

Table of Contents

 
                                                         Paragraph Nos.
 
I. Discussion........................................                  2
    A. RTOs and ISOs.................................                  5
        1. Commission Proposal.......................                  5
        2. Comments..................................                  6
        3. Commission Determination..................                 11
    B. EWGs..........................................                 15
        1. Commission Proposal.......................                 15
        2. Comments..................................                 16
        3. Commission Determination..................                 17
    C. Public Utilities That Have Not Made Reportable                 18
     Sales in Preceding Three Years..................
        1. Commission Proposal.......................                 18
        2. Comments..................................                 19
        3. Commission Determination..................                 23
    D. Identification Requirement....................                 26
        1. Commission Proposal.......................                 26
        2. Comments..................................                 27
        3. Commission Determination..................                 30
II. Information Collection Statement.................                 35
III. Environmental Analysis..........................                 41
IV. Regulatory Flexibility Act Certification.........                 42
V. Document Availability.............................                 46
VI. Effective Date and Congressional Notification....                 49
 


[[Page 43620]]

Order No. 812--Final Rule

    1. In this final rule, the Commission revises part 46 of its 
regulations to eliminate the requirement to submit FERC-566 (Annual 
Report of a Utility's 20 Largest Customers) for regional transmission 
organizations (RTOs), independent system operators (ISOs), and exempt 
wholesale generators (EWGs). The Commission also revises its 
regulations to eliminate the requirement to submit FERC-566 for public 
utilities that have not made any reportable sales under FERC-566 in any 
of the three preceding years. Further, the Commission is eliminating 
the requirement for public utilities submitting FERC-566 to identify 
individual residential customers by name and address.

I. Discussion

    2. Section 305(c) of the FPA requires, among other things, that, on 
or before January 31 of each calendar year, each public utility shall 
publish a list, pursuant to rules prescribed by the Commission, of any 
company, firm, or organization that is one of the 20 purchasers of 
electric energy which purchased (for purposes other than resale) one of 
the 20 largest annual amounts of electric energy sold by such public 
utility (or by any public utility which is part of the same holding 
company system) during any one of the three calendar years immediately 
preceding the filing date.\1\
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    \1\ 16 U.S.C. 825d(c).
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    3. The Commission implemented Congress's mandate in part 46 of the 
Commission's regulations.\2\ Section 46.3 of the regulations thus 
provides, in relevant part, that, on or before January 31 of each year, 
each public utility shall compile a list of purchasers of electric 
energy (other than for resale), and shall identify each purchaser by 
name and principal business address, and shall submit the list to the 
Secretary and make the list publicly available. The list identifies 
each purchaser who, during any of the three preceding calendar years, 
purchased (for purposes other than resale) from a public utility one of 
the 20 largest amounts of electric energy by such public utility, and 
the public utility is required to notify each purchaser which has been 
identified on the list.\3\
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    \2\ 18 CFR part 46.
    \3\ 18 CFR 46.3.
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    4. In a Notice of Proposed Rulemaking (NOPR) issued on December 18, 
2014, the Commission proposed to revise its regulations to reduce the 
regulatory burden of compliance on public utilities, while meeting the 
statutory standards set forth in the FPA. Specifically, the Commission 
proposed to eliminate the requirement to submit FERC-566 for RTOs, 
ISOs, and EWGs, as well as public utilities that have not made any 
reportable sales in any of the three preceding years. The Commission 
further proposed to eliminate the requirement for public utilities 
submitting FERC-566 to identify individual residential customers by 
name and address.\4\
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    \4\ Revisions to Public Utility Filing Requirements, 79 FR 
78,739 (Dec. 31, 2014), FERC Stats. & Regs., Proposed Regs. ] 32,704 
(2014).
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A. RTOs and ISOs

1. Commission Proposal
    5. The Commission proposed to eliminate the requirement to submit 
FERC-566 for RTOs and ISOs. The Commission stated that the statute 
expressly seeks to acquire information about purchasers of electric 
energy who purchased ``for purposes other than resale.'' \5\ The 
Commission noted that, by their nature, RTOs and ISOs are focused 
primarily on sales of electric energy for resale.
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    \5\ 16 U.S.C. 825(c)(2)(D).
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2. Comments
    6. The ISO/RTO Council,\6\ South Central MCN, LLC (South Central 
MCN) and Midcontinent MCN, LLC (Midcontinent MCN), Edison Electric 
Institute (EEI), International Transmission Company d/b/a ITC 
Transmission, Michigan Electric Transmission Company, LLC, ITC Midwest 
LLC, and ITC Great Plains, LLC (collectively ITC), and Financial 
Marketers Coalition support the proposed rule to eliminate the 
requirement that RTOs and ISOs submit FERC-566.
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    \6\ The ISO/RTO Council is comprised of Alberta Electric System 
Operator; California Independent System Operator Corporation; 
Electric Reliability Council of Texas, Inc.; Independent Electricity 
System Operator; ISO New England Inc.; Midcontinent Independent 
System Operator, Inc.; New York Independent System Operator, Inc.; 
PJM Interconnection, L.L.C.; and Southwest Power Pool, Inc.
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    7. South Central MCN and Midcontinent MCN support eliminating the 
requirement that RTOs and ISOs submit FERC-566, but recommend that the 
Commission also extend the exemption to all transmission-only companies 
(transcos) such as South Central MCN and Midcontinent MCN. South 
Central MCN and Midcontinent MCN state that, like RTOs and ISOs, 
transcos, by their nature, do not make any retail sales of electricity 
and do not have any retail customers. Accordingly, transcos will not 
have reportable sales under FERC-566 and should be exempted from the 
filing requirement.
    8. Similarly, EEI recommends that the Commission extend the 
reporting exemption to cover qualifying facilities (QFs). EEI states 
that QFs engage in sales primarily or exclusively at wholesale. EEI 
submits that eliminating the reporting requirement on QFs would ease 
the administrative burden for both them and the Commission.
    9. In addition, EEI encourages the Commission to clarify that 
public utilities participating in RTO and ISO markets are also exempt 
from the FERC-566 filing requirement as to all transactions conducted 
in those markets. EEI submits that the RTO and ISO markets are 
essentially wholesale in nature and participants in those markets will, 
by definition, be engaging only in non-reportable sales in the markets. 
Finally, EEI notes that the Commission should correct the proposed 
regulatory text in section 46.3(a)(2) by replacing ``Regional 
Transmission Operators'' with ``Regional Transmission Organizations.''
    10. Powerex Corp. (Powerex) argues that the Commission should 
expand its exemptions from FERC-566 reporting to include public 
utilities that have a de minimis market presence in making sales to 
purchasers ``for purposes other than resale.'' Powerex asserts that 
this would recognize that many public utility sellers are almost 
exclusively engaged in wholesale sales. Specifically, Powerex proposes 
that the Commission establish a de minimis threshold for exemption from 
filing FERC-566 if the seller makes 4,000,000 megawatt-hours (MWhs) or 
less of annual non-wholesale sales (based on an average of the non-
wholesale sales it made in the preceding three years). Powerex claims 
that this is the de minimis market presence threshold that the 
Commission adopted for non-public utilities in its decision to exclude 
certain non-public utilities from the requirement to submit Electric 
Quarterly Reports (EQR).
3. Commission Determination
    11. The Commission will adopt the proposed exemption of RTOs and 
ISOs from the requirement to file FERC-566. We also revise proposed 
section 46.3(a)(2) by replacing ``Regional Transmission Operators'' 
with ``Regional Transmission Organizations.'' We find that the revised 
regulation will reduce the regulatory burden of compliance on RTOs and 
ISOs.
    12. We decline to grant the clarification requested by EEI that 
public utilities participating in RTO and ISO markets are exempt from 
the FERC-566 filing requirement as to all

[[Page 43621]]

transactions conducted in those markets. Such utilities may well also 
make sales ``for purposes other than for resale,'' and the statutory 
directive encompasses such utilities and such sales.\7\ Adopting EEI's 
suggestion would virtually eliminate the filing requirement, contrary 
to the statute. We also decline to grant EEI's request to exempt QFs 
from the requirement to file FERC-566. QFs, in fact, may make sales 
``for purposes other than for resale,'' and the statutory directive 
encompasses such utilities and such sales. Moreover, in its regulations 
exempting QFs from certain provisions of the FPA, the Commission 
specifically excluded FPA section 305(c). Specifically, section 
292.601(c) states that ``[a]ny qualifying facility . . . shall be 
exempt from all sections of the Federal Power Act, except: . . . 
Sections 305(c).'' \8\ We are not persuaded to change that regulation 
at this time.
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    \7\ Insofar as EEI may be concerned about sales made in those 
markets, to the extent those sales may be sales for resale, such 
sales would not be themselves reportable in any event. Only sales 
for purposes other than for resale are reportable.
    \8\ 18 CFR 292.601(c)(4).
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    13. Likewise, we decline to extend the exemption to transcos. We 
agree with South Central MCN and Midcontinent MCN that transcos by 
their nature would be unlikely to make retail sales. Unlike RTOs and 
ISOs, however, transcos are not defined in the Commission's regulations 
and as such, are not as easily identified. Further, a transco may 
also--at any time--readily shift its business strategy to encompass 
making sales for purposes other than for resale. And, in any event, if 
a transco does not, in fact, make any sales for purposes other than 
resale, the burden is minimal, particularly given the further change 
that we adopt below to eliminate the reporting obligation when a public 
utility makes no reportable sales for the preceding three years.
    14. We also decline to establish a de minimis threshold for 
exemption from filing FERC-566. The language of the statute does not 
appear to permit the Commission to establish the kind of exemption 
Powerex seeks. Further, while Powerex claims that this is the de 
minimis market presence threshold the Commission adopted for non-public 
utilities in its decision to exclude certain non-public utilities from 
the requirement to submit EQRs, such reports were not expressly 
required by the statute but instead were established by the Commission. 
Thus, the Commission has far greater leeway in allowing exemptions from 
EQR reporting requirements.

B. EWGs

1. Commission Proposal
    15. The Commission proposed to eliminate the requirement to submit 
FERC-566 for EWGs. The Commission noted that, by definition, EWGs do 
not have retail customers.\9\ Because the statute seeks to acquire 
information about purchasers of electric energy who purchased for 
purposes other than for resale, i.e., for retail, EWGs should not be 
required to submit FERC-566.
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    \9\ The Commission's regulations define an EWG as any person 
that is ``engaged . . . exclusively in the business of owning or 
operating, or both owning and operating, all or part of one or more 
eligible facilities and selling electric energy at wholesale.'' 18 
CFR 366.1 (emphasis added).
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2. Comments
    16. The NRG Companies (NRG), Financial Marketers Coalition, South 
Central MCN and Midcontinent MCN, ITC, and EEI support the proposed 
elimination of the requirement that EWGs submit FERC-566. NRG states 
that eliminating the obligation to have EWGs file a blank form will 
remove an administrative burden on companies, will be consistent with 
directives in the Government Paperwork Elimination Act to reduce the 
information collection burden, and will not have any impact on the 
reporting of actual customers to the Commission.
3. Commission Determination
    17. The Commission will adopt the proposed exemption. We find that 
the revised regulation will reduce the regulatory burden of compliance 
on EWGs, who definitionally cannot make sales for purposes other than 
for resale.\10\
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    \10\ See supra note 10.
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C. Public Utilities That Have not Made Reportable Sales in Preceding 
Three Years

1. Commission Proposal
    18. The Commission proposed to eliminate the requirement to submit 
FERC-566 for those public utilities that have not made any reportable 
sales in any of the three preceding years. The Commission stated that 
section 305(c) requires public utilities to publish a list of 
purchasers; it does not require a report of the absence of purchasers.
2. Comments
    19. NRG, ITC, South Central MCN and Midcontinent MCN, Financial 
Marketers Coalition and EEI support the proposed rule to eliminate the 
requirement to submit FERC-566 for public utilities that have not made 
any reportable sales in any of the three preceding years. NRG states 
that, of its over 100 public utilities, less than 10 typically have 
retail customers in any given year, and, therefore, for the majority of 
its public utilities, NRG does not have customers to report on FERC-
566. ITC states that, as independent electric transmission companies, 
its operating companies have never made reportable sales. EEI agrees 
that public utilities that have only wholesale sales in the three year 
period covered by each annual FERC-566 should not be required to file 
the report. NRG, ITC, South Central MCN and Midcontinent MCN, and EEI 
variously assert that it makes no sense to file a report when there is 
no reportable information, that there is no benefit to the Commission 
or parties in indicating no reportable sales, and that such an 
exemption will promote administrative efficiency.
    20. In addition, EEI states that the Commission should clarify 
proposed section 46.3(a)(4) in one respect. EEI states that, by stating 
that any public utility without ``reportable sales'' in the three year 
period is exempt from filing FERC-566, the Commission should specify 
that it means to exempt any public utility with ``no sales or only 
wholesale sales'' in the three year period.
    21. EEI also states that because section 305(c)(2) applies only to 
public utilities and their sales, it recommends that the Commission 
clarify that only public utilities within a holding company system need 
to file FERC-566, and only sales by such utilities within the holding 
company system need to be considered in compiling the report.
    22. Powerex states that there is uncertainty as to the types of 
transactions that fall within the Commission's Part 46 reporting 
requirements regarding sales of electric energy to purchasers ``for 
purposes other than for resale.'' Powerex submits that the Commission 
should clarify how public utilities should identify sales to purchasers 
``for purposes other than for resale'' for inclusion in FERC-566. 
Powerex states that, as a marketer, it generally does not have 
information on whether its purchasers subsequently resold the power 
they purchased from Powerex. Powerex states that, out of an abundance 
of caution and to ensure compliance, in its FERC-566 submissions it 
submits an overly-inclusive listing of purchasers it believes have end-
use facilities and would otherwise be required to possess, but do not 
appear to currently have, Commission authorization to make market-based 
rate wholesale sales.

[[Page 43622]]

3. Commission Determination
    23. The Commission will adopt the proposed regulation, but will 
clarify it in accordance with the suggestion by EEI, by replacing 
``public utilities that have no reportable sales as defined in section 
(b)'' with ``public utilities that have either no reportable sales as 
defined in paragraph (b) or only sales for resale.'' We find that this 
revised regulation will reduce the regulatory burden of compliance on 
public utilities that have no reportable sales.
    24. We decline to grant the clarification requested by EEI that 
only public utilities within a holding company system need to file 
FERC-566, and only the sales by such utilities within the holding 
company system need to be considered in compiling the report. FPA 
section 305(c) applies to all public utilities, not just public 
utilities within a holding company system.
    25. We disagree with Powerex that there is uncertainty as to the 
types of transactions that fall within the Commission's Part 46 
reporting requirements regarding sales of electric energy to purchasers 
``for purposes other than for resale.'' Section 305(c) of the FPA 
requires that each public utility shall publish a list of any company, 
firm, or organization that, during any one of the three calendar years 
preceding the filing date, was one of the 20 purchasers of electric 
energy ``which purchased (for purposes other than for resale) one of 
the 20 largest annual amounts of electric energy sold by such public 
utility (or by any public utility which is part of the same holding 
company system)'' during any one of those three years.\11\
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    \11\ 16 U.S.C. 825d(c).
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D. Identification Requirement

1. Commission Proposal
    26. The Commission proposed to eliminate the requirement for public 
utilities submitting FERC-566 to identify individual residential 
customers by name and address. The Commission noted that the 
regulations currently require that each public utility identify each 
purchaser on the list of the 20 largest purchasers by name and 
principal business address, but that it may not be necessary to have 
such detailed information about residential customers.
2. Comments
    27. Financial Marketers Coalition, South Central MCN and 
Midcontinent MCN, EEI and ITC support the proposed rule to eliminate 
the requirement for public utilities submitting FERC-566 to identify 
individual residential customers by name and address.
    28. Contending that the current regulations go beyond the statutory 
requirements, EEI states that the Commission should eliminate the need 
to report residential customers by clarifying that public utilities 
need report only any ``company, firm, or organization'' that falls 
within the 20 highest-volume purchasers in any of the preceding three 
years. EEI also states that the Commission should eliminate from 
section 46.3 the requirement to notify and include the address of each 
of the purchasers listed in FERC-566. EEI further states that the 
Commission should eliminate the requirement at section 46.3(e) to 
submit revised FERC-566 by March 1 of each year if the January 31 
filing was based on estimated data. EEI submits that this filing is not 
required by statute, is unnecessary, and adds to the reporting burden. 
EEI states that, if the Commission does not eliminate the requirement 
altogether, the Commission should specify that revised reports need to 
be filed only if new data available by March 1 would make a material 
difference in the report.
    29. EEI also states that the Commission should clarify that despite 
the ``aggregation'' provision at section 46.3(c), public utilities can 
treat individual stores or other facilities within a family of stores 
or parent company as separate customers rather than having to be 
batched, if the stores or facilities purchase or pay for their 
electricity separately rather than as a group through the parent 
company.
3. Commission Determination
    30. The Commission will adopt the proposed regulation to eliminate 
the requirement for public utilities submitting FERC-566 to identify 
individual residential customers by name and address. Instead we will 
allow public utilities to identify individual residential customers as 
``Residential Customer,'' and provide a zip code in lieu of an address. 
We find that the revised regulation will reduce the regulatory burden 
of compliance on public utilities.
    31. We agree with EEI that the requirement that public utilities 
notify the 20 largest purchasers, currently found in section 46.3 of 
the regulations, is unnecessary. Thus, we eliminate this requirement 
from the regulations.
    32. However, we decline to grant the clarification requested by EEI 
that public utilities need not report residential customers but rather 
need report only any ``company, firm, or organization'' that falls 
within the 20 highest-volume purchasers in any of the preceding three 
years. EEI seeks to draw a distinction not made by the statute, 
because, although the statute requires public utilities to report ``any 
company, firm, or organization'' which was one of the 20 largest 
purchasers of electric energy, an individual residential customer 
could, in fact, be a business structured as a sole proprietorship or 
some other ownership structure; this could explain why a residential 
customer is one of the public utility's 20 largest purchasers.
    33. We also disagree with EEI that public utilities may treat 
individual stores or other facilities within a family of stores or 
under a parent company as separate customers rather than having to be 
batched, if the stores or facilities purchase or pay for their 
electricity separately rather than as a group through the parent 
company. The statute requires the reporting of ``purchasers'' of 
electric energy, not accounts. Therefore, even if a family of stores or 
other facilities within a family pay for their electric energy 
separately, it would be appropriate to aggregate them in accordance 
with the statute and section 46.3(c) of the Commission's 
regulations.\12\
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    \12\ Even if we were to adopt such a change, it would not reduce 
the reporting from 20 purchasers to some lesser number. While some 
purchasers might drop off the list as a result, others that were 
previously the 24th or 27th largest purchasers, for example, would 
then effectively move up the list to within the 20 largest 
purchasers. In short, who is on the list might change, but the 
number of purchasers reported would not change.
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    34. We also decline to grant EEI's request that we eliminate the 
requirement to submit revised FERC-566 reports by March 1 of each year 
if the January 31 filing was based on estimated data. Although not 
specifically required by statute, the regulation helps ensure that the 
data collected is accurate.

II. Information Collection Statement

    35. The Paperwork Reduction Act (PRA) requires each federal agency 
to seek and obtain Office of Management and Budget (OMB) approval 
before undertaking a collection of information directed to ten or more 
persons or contained in a rule of general applicability. OMB's 
regulations,\13\ in turn, require approval of certain information 
collection requirements imposed by agency rules. Upon approval of a 
collection(s) of information, OMB will assign an OMB control number and 
an expiration date. Respondents subject to the filing requirements of a 
rule will not be penalized for failing to respond to these

[[Page 43623]]

collections of information unless the collections of information 
display a valid OMB control number.
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    \13\ 5 CFR part 1320.
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    36. The Commission is submitting the proposed modifications to its 
information collection to OMB for review and approval in accordance 
with section 3507(d) of the Paperwork Reduction Act of 1995.\14\ In the 
NOPR, the Commission solicited comments on the Commission's need for 
this information, whether the information will have practical utility, 
the accuracy of the burden estimates, ways to enhance the quality, 
utility, and clarity of the information to be collected or retained, 
and any suggested methods for minimizing respondents' burden, including 
the use of automated information techniques.
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    \14\ 44 U.S.C. 3507(d).
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    37. The Commission did not receive any comments specifically 
addressing the burden estimates provided in the NOPR. The Commission 
did receive comments on eliminating or further modifying filing 
requirements; those comments and the Commission's responses are 
addressed above. Public Reporting Burden: The burden and cost estimates 
below are based on the estimated reduction in burden for: (a) Entities 
that would no longer have to file the annual report of twenty largest 
purchasers, (b) filers that would no longer have to identify individual 
residential customers by name and address, and (c) filers that would no 
longer be required to notify the 20 largest purchasers appearing on the 
list. The Commission estimates the current annual report requires (on 
average) six hours to prepare and to file. Implementation of this Final 
Rule will reduce the number of filings (due to the discontinuance of 
filings from the six RTOs/ISOs and an additional 880 filers that report 
no purchasers, including EWGs, and reduce the average number of hours 
per filing for the remaining filers (due to the elimination of the name 
and address for residential customers, and notification to the 20 
largest purchasers).
    38. The following table provides the current OMB-approved burden 
estimate, as well as the estimated burden reductions being implemented 
by this Final Rule:

                                           FERC-566, Estimated Burden
                                                    [Rounded]
----------------------------------------------------------------------------------------------------------------
                                                                                 Average burden   Annual burden
                                  Number of     Annual number  Total number of    hours & cost    hours & total
     Respondent category         respondents    of responses      responses       per response     annual cost
                                               per respondent                         \15\             \16\
                                          (1)             (2)  (1)*(2) = (3)..  (4)............  (3)*(4) = (5)
----------------------------------------------------------------------------------------------------------------
               Current OMB-Approved Burden Estimate, before Implementation of Final Rule in RM15-3
----------------------------------------------------------------------------------------------------------------
All Filers...................           1,082               1  1,082..........  6..............  6,492
----------------------------------------------------------------------------------------------------------------
                          Elimination of Selected Filings, due to Final Rule in RM15-3
----------------------------------------------------------------------------------------------------------------
Elimination of filings by                   6               1  elimination of   (elimination) -  (elimination) -
 RTOs/ISOs.                                                     6.               6 hrs.; -$432.   36 hrs.; -
                                                                                                  $2,592
----------------------------------------------------------------------------------------------------------------
Elimination of Filings by                 880               1  elimination of   (elimination) -  (elimination) -
 Filers with No Purchasers                                      880.             6 hrs.; -$432.   5,280 hrs.; -
 (including EWGs).                                                                                $380,160
----------------------------------------------------------------------------------------------------------------
                       Burden Reduction of Remaining Filings, due to Final Rule in RM15-3
----------------------------------------------------------------------------------------------------------------
Elimination of Name & Address              29               1  29.............  (reduction) -    (reduction) -
 for Residential. Customers                                                      0.25 hrs.; -     7.25 hrs.; -
 \17\.                                                                           $18.             $522
Elimination of Requirement to             196               1  196............  (reduction) -    (reduction) -98
 Notify 20 Largest Purchasers                                                    0.5 hrs.; -$36.  hrs.; -$7,056
 \18\.
                              ----------------------------------------------------------------------------------
    Total Reduction                       886               1  (elimination) -  ...............  (elimination of
     (rounded), due to                                          886.                              filings and
     implementation of RM15-                                                                      reduction of
     3).                                                                                          hours) -5,421
                                                                                                  hrs.; -
                                                                                                  $390,312
                              ----------------------------------------------------------------------------------
    Net Total, after                      196               1  196............  5.46 hrs.;       1,071 hrs.;
     implementation of RM15-3                                                    $393.34.         $77,094
     \19\.
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    Title: Annual Report of Twenty Largest Purchasers (FERC-566).
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    \15\ The estimates for cost per response are derived using the 
following formula: Burden Hours per Response * $72.00/hour = Cost 
per Response. The $72.00/hour is based on the average salary plus 
benefits for a Commission employee for Fiscal Year 2015. We assume 
that industry respondents earn at a rate similar to Commission 
employees.
    \16\ Total Annual Burden Hours * $72.00/hour.
    \17\ The Commission estimates that approximately 29 (or 15%) of 
the 196 filers have residential customers. Each of those 29 filers 
is estimated to save 0.25 hours annually due to elimination of the 
requirement for name and address of residential purchasers.
    \18\ The Commission estimates that each of the 196 filers will 
save 0.5 hours annually, due to elimination of this requirement.
    \19\ After implementation of this Final Rule, the Commission 
estimates the remaining 196 filers will each have an average annual 
burden of 5.46 hours per filing (a reduction from the previous 
estimate of 6 hours). Twenty-nine of the 196 filers will annually 
each have 5.25 hours of burden, and 167 of the 196 filers will each 
have 5.5 hours of burden. The estimated total annual burden for all 
of the 196 filers will be 1,071 hours (rounded).

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[[Page 43624]]

    Action: Revision to existing collection.
    OMB Control No: 1902-0114.
    Respondents: Business or other for profit, and not for profit 
institutions.
    Frequency of Responses: Annually.
    Necessity of the Information: The Commission is required by the 
Federal Power Act to collect information on public utilities' twenty 
largest retail purchasers. This information helps the Commission 
understand electric energy markets and transactions, in order to better 
safeguard public and private interests. Upon review, the Commission 
finds that, as described above, certain entities no longer need to make 
the annual filing, and other filers will be able to eliminate certain 
data and notification requirements.
    Internal review: The Commission has assured itself, by means of its 
internal review, that there is specific, objective support for the 
burden estimates associated with the information requirements.
    39. Interested persons may obtain information on the reporting 
requirements by contacting the Federal Energy Regulatory Commission, 
Office of the Executive Director, 888 First Street NE., Washington, DC 
20426 [Attention: Ellen Brown, email: [email protected], phone: 
(202) 502-8663, fax: (202) 273-0873].
    40. Comments concerning the information collection proposed in this 
Final Rule and the associated burden estimates, should be sent to the 
Commission in this docket and may also be sent to the Office of 
Management and Budget, Office of Information and Regulatory Affairs 
[Attention: Desk Officer for the Federal Energy Regulatory Commission]. 
For security reasons, comments should be sent by email to OMB at the 
following email address: [email protected]. Please refer to 
OMB Control Number 1902-0114 in your submission to OMB.

III. Environmental Analysis

    41. The Commission is required to prepare an Environmental 
Assessment or an Environmental Impact Statement for any action that may 
have a significant adverse effect on the human environment.\20\ The 
collection of information has been categorically excluded from such 
analysis under section 380.4(a)(5) of the Commission's regulations, 
however.\21\ Thus, no such analysis is required.
---------------------------------------------------------------------------

    \20\ Regulations Implementing National Environmental Policy Act 
of 1969, Order No. 486, 52 FR 47897 (Dec. 17, 1987), FERC Stats. & 
Regs. Preambles 1986-1990 ] 30,783 (1987).
    \21\ 18 CFR 380.4(a)(2)(ii).
---------------------------------------------------------------------------

IV. Regulatory Flexibility Act Certification

    42. The Regulatory Flexibility Act of 1980 (RFA) \22\ generally 
requires a description and analysis of rules that will have significant 
economic impact on a substantial number of small entities. The Small 
Business Administration (SBA) revised its size standard (effective 
January 22, 2014) for electric utilities from a standard based on 
megawatt hours to a standard based on the number of employees including 
affiliates.\23\
---------------------------------------------------------------------------

    \22\ 5 U.S.C. 601-12.
    \23\ SBA Final Rule on ``Small Business Size Standards: 
Utilities,'' 78 FR 77343 (Dec. 23, 2013).
---------------------------------------------------------------------------

    43. This Final Rule revises the Commission's regulations to 
eliminate some filings and to reduce reporting burdens for others. 
Specifically, the Commission is eliminating the requirement to submit 
FERC-566 for RTOs and ISOs, EWGs, and those public utilities that did 
not make retail sales in the preceding three years. The Commission 
estimates that, on average, each of those 886 entities that will no 
longer have to file the FERC-566 will have an annual reduction in cost 
of $432.
    44. The Commission is also reducing the burden for the remaining 
196 filers because they will no longer have (a) to identify individual 
residential customers by name and address, and (b) to provide 
notification to the 20 largest purchasers. The Commission estimates 
that each of the remaining 196 filers will have an average annual 
reduction in cost of $38.66 per year.
    45. Accordingly, the Commission certifies that this Final Rule will 
not have a significant economic impact on a substantial number of small 
entities.

V. Document Availability

    46. In addition to publishing the full text of this document in the 
Federal Register, the Commission provides all interested persons an 
opportunity to view and/or print the contents of this document via the 
Internet through the Commission's Home Page (http://www.ferc.gov) and 
in the Commission's Public Reference Room during normal business hours 
(8:30 a.m. to 5:00 p.m. Eastern time) at 888 First Street NE., Room 2A, 
Washington, DC 20426.
    47. From the Commission's Home Page on the Internet, this 
information is available on eLibrary. The full text of this document is 
available on eLibrary in PDF and Microsoft Word format for viewing, 
printing, and/or downloading. To access this document in eLibrary, type 
the docket number excluding the last three digits of this document in 
the docket number field.
    48. User assistance is available for eLibrary and the Commission's 
Web site during normal business hours from FERC Online Support at 202-
502-6652 (toll free at 1-866-208-3676) or email at 
[email protected], or the Public Reference Room at (202) 502-
8371, TTY (202) 502-8659. Email the Public Reference Room at 
[email protected].

VI. Effective Date and Congressional Notification

    49. These regulations are effective October 6, 2015. The Commission 
has determined, with the concurrence of the Administrator of the Office 
of Information and Regulatory Affairs of OMB, that this rule is not a 
``major rule'' as defined in section 351 of the Small Business 
Regulatory Enforcement Fairness Act of 1996. This final rule is being 
submitted to the Senate, House of Representatives, Government 
Accountability Office, and Small Business Administration.

List of Subjects in 18 CFR Part 46

    Electric utilities, Reporting and recordkeeping requirements.

    By the Commission.

    Issued: July 16, 2015.
Kimberly D. Bose,
Secretary.

    In consideration of the foregoing, the Commission amends Part 46, 
Chapter I, Title 18, Code of Federal Regulations, as follows.

PART 46--PUBLIC UTILITY FILING REQUIREMENTS AND FILING REQUIREMENTS 
FOR PERSONS HOLDING INTERLOCKING POSITIONS

0
1. The authority citation for Part 46 continues to read as follows:

    Authority: 16 U.S.C. 792-828c; 16 U.S.C. 2601-2645; 42 U.S.C. 
7101-7352; E.O. 12009, 3 CFR 142.


0
2. Section 46.3 is amended as follows:

[[Page 43625]]

0
a. Paragraph (a) is revised.
0
b. Paragraph (d) is removed, and paragraph (e) is redesignated as (d).


Sec.  46.3  Purchaser list.

    (a)(1) Compilation and filing list. On or before January 31 of each 
year, except as provided below, each public utility shall compile a 
list of the purchasers described in paragraph (b) of this section, and 
subject to paragraph (a)(5) of this section, shall identify each 
purchaser by name and principal business address. The public utility 
must submit the list to the Secretary of the Commission in accordance 
with filing procedures posted on the Commission's Web site at http://www.ferc.gov and make the list publicly available through its principal 
business office.
    (2) Notwithstanding paragraph (a)(1) of this section, public 
utilities that are defined as Regional Transmission Organizations, as 
defined in Sec.  35.34(b)(1) of this chapter, and public utilities that 
are defined as Independent System Operators, as defined in Sec.  
35.46(d) of this chapter, are exempt from the requirement to file.
    (3) Notwithstanding paragraph (a)(1) of this section, public 
utilities that meet the criteria for exempt wholesale generators, as 
defined in Sec.  366.1 of this chapter, and are certified as such 
pursuant to Sec.  366.7 of this chapter, are exempt from the 
requirement to file.
    (4) Notwithstanding paragraph (a)(1) of this section, public 
utilities that have either no reportable sales as defined in paragraph 
(b) or only sales for resale in any of the three preceding years are 
exempt from the requirement to file.
    (5) Notwithstanding paragraph (a)(1) of this section, individual 
residential customers on the list should be identified as ``Residential 
Customer,'' and with a zip code in lieu of an address.
* * * * *
[FR Doc. 2015-17950 Filed 7-22-15; 8:45 am]
BILLING CODE 6717-01-P



                                                                        Federal Register / Vol. 80, No. 141 / Thursday, July 23, 2015 / Rules and Regulations                                                                                               43619

                                                                                         FROM                                                                                                     TO                                                        MEA

                                             HORSI, AK FIX .............................................................................            ROSII, AK FIX.
                                                                                                                                                    NE BND .......................................................................................             *6000
                                                                                                                                                    SW BND ......................................................................................              *8000
                                                *4000—MOCA
                                             ROSII, AK FIX ...............................................................................          TANANA, AK VOR/DME.
                                                                                                                                                    NE BND .......................................................................................             3400
                                                                                                                                                    SW BND ......................................................................................              6000

                                                                                           § 95.6508          ALASKA VOR FEDERAL AIRWAY V508 is Amended To Read in Part

                                             AKGAS, AK FIX ............................................................................             SPARREVOHN, AK VOR/DME.
                                                                                                                                                    W BND .........................................................................................            6000
                                                                                                                                                    E BND ..........................................................................................          12000

                                                                                                                   AIRWAY SEGMENT                                                                                                       CHANGEOVER

                                                                                  FROM                                                                                       TO                                                DISTANCE                   FROM

                                                                                                                § 95.8003 VOR FEDERAL AIRWAY Changeover Point
                                                                                                                     V181 is Amended To Add Changeover Point

                                             OMAHA, IA VORTAC .....................................................                   NORFOLK, NE VOR/DME ............................................                                          51    OMAHA



                                             [FR Doc. 2015–18083 Filed 7–22–15; 8:45 am]                                SUMMARY:    The Commission is revising                                       DATES:This rule will become effective
                                             BILLING CODE 4910–13–P                                                     its regulation to eliminate the                                              October 6, 2015.
                                                                                                                        requirement to submit FERC–566
                                                                                                                                                                                                     FOR FURTHER INFORMATION CONTACT:
                                                                                                                        (Annual Report of a Utility’s 20 Largest
                                             DEPARTMENT OF ENERGY                                                       Customers) for regional transmission                                         Mary LaFave (Technical Information),
                                                                                                                        organizations, independent system                                              Office of Energy Market Regulation,
                                             Federal Energy Regulatory                                                  operators, and exempt wholesale                                                Federal Energy Regulatory
                                             Commission                                                                 generators. The Commission is also                                             Commission, 888 First Street NE.,
                                                                                                                        revising its regulations to eliminate the                                      Washington, DC 20426, (202) 502–
                                             18 CFR Part 46                                                             requirement to submit FERC–566 for                                             6060
                                             [Docket No. RM15–3–000; Order No. 812]                                     public utilities that have not made any                                      Lina Naik (Legal Information), Office of
                                                                                                                        reportable sales under FERC–566 in any                                         the General Counsel, Federal Energy
                                             Revisions to Public Utility Filing                                         of the three preceding years. Further,                                         Regulatory Commission, 888 First
                                             Requirements                                                               the Commission is eliminating the                                              Street NE., Washington, DC 20426,
                                                                                                                        requirement for public utilities                                               (202) 502–8882
                                             AGENCY:  Federal Energy Regulatory
                                             Commission, Energy.                                                        submitting FERC–566 to identify                                              SUPPLEMENTARY INFORMATION:
                                                                                                                        individual residential customers by
                                             ACTION: Final rule.
                                                                                                                        name and address.                                                            Table of Contents

                                                                                                                                                                                                                                                     Paragraph Nos.

                                             I. Discussion ..................................................................................................................................................................................                      2
                                                   A. RTOs and ISOs .................................................................................................................................................................                              5
                                                        1. Commission Proposal ................................................................................................................................................                                    5
                                                        2. Comments ...................................................................................................................................................................                            6
                                                        3. Commission Determination .......................................................................................................................................                                       11
                                                   B. EWGs .................................................................................................................................................................................                      15
                                                        1. Commission Proposal ................................................................................................................................................                                   15
                                                        2. Comments ...................................................................................................................................................................                           16
                                                        3. Commission Determination .......................................................................................................................................                                       17
                                                   C. Public Utilities That Have Not Made Reportable Sales in Preceding Three Years ......................................................                                                                        18
                                                        1. Commission Proposal ................................................................................................................................................                                   18
                                                        2. Comments ...................................................................................................................................................................                           19
                                                        3. Commission Determination .......................................................................................................................................                                       23
                                                   D. Identification Requirement ..............................................................................................................................................                                   26
                                                        1. Commission Proposal ................................................................................................................................................                                   26
                                                        2. Comments ...................................................................................................................................................................                           27
                                                        3. Commission Determination .......................................................................................................................................                                       30
                                             II. Information Collection Statement ...........................................................................................................................................                                     35
                                             III. Environmental Analysis .........................................................................................................................................................                                41
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                                             IV. Regulatory Flexibility Act Certification ................................................................................................................................                                        42
                                             V. Document Availability ............................................................................................................................................................                                46
                                             VI. Effective Date and Congressional Notification .....................................................................................................................                                              49




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                                             43620               Federal Register / Vol. 80, No. 141 / Thursday, July 23, 2015 / Rules and Regulations

                                             Order No. 812—Final Rule                                 standards set forth in the FPA.                        under FERC–566 and should be
                                                1. In this final rule, the Commission                 Specifically, the Commission proposed                  exempted from the filing requirement.
                                             revises part 46 of its regulations to                    to eliminate the requirement to submit                    8. Similarly, EEI recommends that the
                                             eliminate the requirement to submit                      FERC–566 for RTOs, ISOs, and EWGs,                     Commission extend the reporting
                                             FERC–566 (Annual Report of a Utility’s                   as well as public utilities that have not              exemption to cover qualifying facilities
                                             20 Largest Customers) for regional                       made any reportable sales in any of the                (QFs). EEI states that QFs engage in
                                             transmission organizations (RTOs),                       three preceding years. The Commission                  sales primarily or exclusively at
                                             independent system operators (ISOs),                     further proposed to eliminate the                      wholesale. EEI submits that eliminating
                                             and exempt wholesale generators                          requirement for public utilities                       the reporting requirement on QFs would
                                             (EWGs). The Commission also revises                      submitting FERC–566 to identify                        ease the administrative burden for both
                                             its regulations to eliminate the                         individual residential customers by                    them and the Commission.
                                                                                                      name and address.4                                        9. In addition, EEI encourages the
                                             requirement to submit FERC–566 for
                                                                                                                                                             Commission to clarify that public
                                             public utilities that have not made any                  A. RTOs and ISOs                                       utilities participating in RTO and ISO
                                             reportable sales under FERC–566 in any
                                                                                                      1. Commission Proposal                                 markets are also exempt from the FERC–
                                             of the three preceding years. Further,
                                                                                                                                                             566 filing requirement as to all
                                             the Commission is eliminating the                           5. The Commission proposed to                       transactions conducted in those
                                             requirement for public utilities                         eliminate the requirement to submit                    markets. EEI submits that the RTO and
                                             submitting FERC–566 to identify                          FERC–566 for RTOs and ISOs. The                        ISO markets are essentially wholesale in
                                             individual residential customers by                      Commission stated that the statute                     nature and participants in those markets
                                             name and address.                                        expressly seeks to acquire information                 will, by definition, be engaging only in
                                             I. Discussion                                            about purchasers of electric energy who                non-reportable sales in the markets.
                                                                                                      purchased ‘‘for purposes other than                    Finally, EEI notes that the Commission
                                                2. Section 305(c) of the FPA requires,
                                                                                                      resale.’’ 5 The Commission noted that,                 should correct the proposed regulatory
                                             among other things, that, on or before
                                                                                                      by their nature, RTOs and ISOs are                     text in section 46.3(a)(2) by replacing
                                             January 31 of each calendar year, each
                                                                                                      focused primarily on sales of electric                 ‘‘Regional Transmission Operators’’
                                             public utility shall publish a list,
                                                                                                      energy for resale.                                     with ‘‘Regional Transmission
                                             pursuant to rules prescribed by the
                                             Commission, of any company, firm, or                     2. Comments                                            Organizations.’’
                                             organization that is one of the 20                                                                                 10. Powerex Corp. (Powerex) argues
                                                                                                         6. The ISO/RTO Council,6 South                      that the Commission should expand its
                                             purchasers of electric energy which                      Central MCN, LLC (South Central MCN)
                                             purchased (for purposes other than                                                                              exemptions from FERC–566 reporting to
                                                                                                      and Midcontinent MCN, LLC                              include public utilities that have a de
                                             resale) one of the 20 largest annual                     (Midcontinent MCN), Edison Electric
                                             amounts of electric energy sold by such                                                                         minimis market presence in making
                                                                                                      Institute (EEI), International                         sales to purchasers ‘‘for purposes other
                                             public utility (or by any public utility
                                                                                                      Transmission Company d/b/a ITC                         than resale.’’ Powerex asserts that this
                                             which is part of the same holding
                                                                                                      Transmission, Michigan Electric                        would recognize that many public
                                             company system) during any one of the
                                                                                                      Transmission Company, LLC, ITC                         utility sellers are almost exclusively
                                             three calendar years immediately
                                                                                                      Midwest LLC, and ITC Great Plains, LLC                 engaged in wholesale sales. Specifically,
                                             preceding the filing date.1
                                                3. The Commission implemented                         (collectively ITC), and Financial                      Powerex proposes that the Commission
                                             Congress’s mandate in part 46 of the                     Marketers Coalition support the                        establish a de minimis threshold for
                                             Commission’s regulations.2 Section 46.3                  proposed rule to eliminate the                         exemption from filing FERC–566 if the
                                             of the regulations thus provides, in                     requirement that RTOs and ISOs submit                  seller makes 4,000,000 megawatt-hours
                                             relevant part, that, on or before January                FERC–566.                                              (MWhs) or less of annual non-wholesale
                                             31 of each year, each public utility shall                  7. South Central MCN and                            sales (based on an average of the non-
                                             compile a list of purchasers of electric                 Midcontinent MCN support eliminating                   wholesale sales it made in the preceding
                                             energy (other than for resale), and shall                the requirement that RTOs and ISOs                     three years). Powerex claims that this is
                                             identify each purchaser by name and                      submit FERC–566, but recommend that                    the de minimis market presence
                                             principal business address, and shall                    the Commission also extend the                         threshold that the Commission adopted
                                             submit the list to the Secretary and                     exemption to all transmission-only                     for non-public utilities in its decision to
                                             make the list publicly available. The list               companies (transcos) such as South                     exclude certain non-public utilities from
                                             identifies each purchaser who, during                    Central MCN and Midcontinent MCN.                      the requirement to submit Electric
                                             any of the three preceding calendar                      South Central MCN and Midcontinent                     Quarterly Reports (EQR).
                                             years, purchased (for purposes other                     MCN state that, like RTOs and ISOs,
                                                                                                      transcos, by their nature, do not make                 3. Commission Determination
                                             than resale) from a public utility one of
                                             the 20 largest amounts of electric energy                any retail sales of electricity and do not                11. The Commission will adopt the
                                             by such public utility, and the public                   have any retail customers. Accordingly,                proposed exemption of RTOs and ISOs
                                             utility is required to notify each                       transcos will not have reportable sales                from the requirement to file FERC–566.
                                             purchaser which has been identified on                                                                          We also revise proposed section
                                             the list.3                                                 4 Revisions to Public Utility Filing Requirements,   46.3(a)(2) by replacing ‘‘Regional
                                                4. In a Notice of Proposed Rulemaking                 79 FR 78,739 (Dec. 31, 2014), FERC Stats. & Regs.,     Transmission Operators’’ with
                                                                                                      Proposed Regs. ¶ 32,704 (2014).                        ‘‘Regional Transmission Organizations.’’
                                             (NOPR) issued on December 18, 2014,                        5 16 U.S.C. 825(c)(2)(D).
                                             the Commission proposed to revise its                      6 The ISO/RTO Council is comprised of Alberta
                                                                                                                                                             We find that the revised regulation will
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                                             regulations to reduce the regulatory                     Electric System Operator; California Independent       reduce the regulatory burden of
                                             burden of compliance on public                           System Operator Corporation; Electric Reliability      compliance on RTOs and ISOs.
                                             utilities, while meeting the statutory                   Council of Texas, Inc.; Independent Electricity           12. We decline to grant the
                                                                                                      System Operator; ISO New England Inc.;                 clarification requested by EEI that
                                                                                                      Midcontinent Independent System Operator, Inc.;
                                               1 16 U.S.C. 825d(c).                                   New York Independent System Operator, Inc.; PJM
                                                                                                                                                             public utilities participating in RTO and
                                               2 18 CFR part 46.                                      Interconnection, L.L.C.; and Southwest Power Pool,     ISO markets are exempt from the FERC–
                                               3 18 CFR 46.3.                                         Inc.                                                   566 filing requirement as to all


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                                                                Federal Register / Vol. 80, No. 141 / Thursday, July 23, 2015 / Rules and Regulations                                             43621

                                             transactions conducted in those                          B. EWGs                                                  states that, of its over 100 public
                                             markets. Such utilities may well also                                                                             utilities, less than 10 typically have
                                                                                                      1. Commission Proposal
                                             make sales ‘‘for purposes other than for                                                                          retail customers in any given year, and,
                                             resale,’’ and the statutory directive                       15. The Commission proposed to                        therefore, for the majority of its public
                                             encompasses such utilities and such                      eliminate the requirement to submit                      utilities, NRG does not have customers
                                             sales.7 Adopting EEI’s suggestion would                  FERC–566 for EWGs. The Commission                        to report on FERC–566. ITC states that,
                                             virtually eliminate the filing                           noted that, by definition, EWGs do not                   as independent electric transmission
                                             requirement, contrary to the statute. We                 have retail customers.9 Because the                      companies, its operating companies
                                             also decline to grant EEI’s request to                   statute seeks to acquire information                     have never made reportable sales. EEI
                                             exempt QFs from the requirement to file                  about purchasers of electric energy who                  agrees that public utilities that have
                                             FERC–566. QFs, in fact, may make sales                   purchased for purposes other than for                    only wholesale sales in the three year
                                             ‘‘for purposes other than for resale,’’ and              resale, i.e., for retail, EWGs should not                period covered by each annual FERC–
                                             the statutory directive encompasses                      be required to submit FERC–566.                          566 should not be required to file the
                                             such utilities and such sales. Moreover,                 2. Comments                                              report. NRG, ITC, South Central MCN
                                             in its regulations exempting QFs from                                                                             and Midcontinent MCN, and EEI
                                                                                                         16. The NRG Companies (NRG),
                                             certain provisions of the FPA, the                                                                                variously assert that it makes no sense
                                                                                                      Financial Marketers Coalition, South
                                             Commission specifically excluded FPA                                                                              to file a report when there is no
                                                                                                      Central MCN and Midcontinent MCN,
                                             section 305(c). Specifically, section                                                                             reportable information, that there is no
                                                                                                      ITC, and EEI support the proposed
                                             292.601(c) states that ‘‘[a]ny qualifying                                                                         benefit to the Commission or parties in
                                                                                                      elimination of the requirement that
                                             facility . . . shall be exempt from all                                                                           indicating no reportable sales, and that
                                                                                                      EWGs submit FERC–566. NRG states
                                             sections of the Federal Power Act,                                                                                such an exemption will promote
                                                                                                      that eliminating the obligation to have
                                             except: . . . Sections 305(c).’’ 8 We are                                                                         administrative efficiency.
                                                                                                      EWGs file a blank form will remove an
                                             not persuaded to change that regulation
                                                                                                      administrative burden on companies,                         20. In addition, EEI states that the
                                             at this time.
                                                                                                      will be consistent with directives in the                Commission should clarify proposed
                                                13. Likewise, we decline to extend the
                                                                                                      Government Paperwork Elimination Act                     section 46.3(a)(4) in one respect. EEI
                                             exemption to transcos. We agree with
                                                                                                      to reduce the information collection                     states that, by stating that any public
                                             South Central MCN and Midcontinent
                                                                                                      burden, and will not have any impact                     utility without ‘‘reportable sales’’ in the
                                             MCN that transcos by their nature
                                                                                                      on the reporting of actual customers to                  three year period is exempt from filing
                                             would be unlikely to make retail sales.
                                                                                                      the Commission.                                          FERC–566, the Commission should
                                             Unlike RTOs and ISOs, however,
                                             transcos are not defined in the                          3. Commission Determination                              specify that it means to exempt any
                                             Commission’s regulations and as such,                                                                             public utility with ‘‘no sales or only
                                                                                                         17. The Commission will adopt the                     wholesale sales’’ in the three year
                                             are not as easily identified. Further, a                 proposed exemption. We find that the
                                             transco may also—at any time—readily                                                                              period.
                                                                                                      revised regulation will reduce the
                                             shift its business strategy to encompass                 regulatory burden of compliance on                          21. EEI also states that because section
                                             making sales for purposes other than for                 EWGs, who definitionally cannot make                     305(c)(2) applies only to public utilities
                                             resale. And, in any event, if a transco                  sales for purposes other than for                        and their sales, it recommends that the
                                             does not, in fact, make any sales for                    resale.10                                                Commission clarify that only public
                                             purposes other than resale, the burden                                                                            utilities within a holding company
                                             is minimal, particularly given the                       C. Public Utilities That Have not Made                   system need to file FERC–566, and only
                                             further change that we adopt below to                    Reportable Sales in Preceding Three                      sales by such utilities within the
                                             eliminate the reporting obligation when                  Years                                                    holding company system need to be
                                             a public utility makes no reportable                     1. Commission Proposal                                   considered in compiling the report.
                                             sales for the preceding three years.                                                                                 22. Powerex states that there is
                                                14. We also decline to establish a de                    18. The Commission proposed to
                                                                                                      eliminate the requirement to submit                      uncertainty as to the types of
                                             minimis threshold for exemption from                                                                              transactions that fall within the
                                             filing FERC–566. The language of the                     FERC–566 for those public utilities that
                                                                                                      have not made any reportable sales in                    Commission’s Part 46 reporting
                                             statute does not appear to permit the                                                                             requirements regarding sales of electric
                                             Commission to establish the kind of                      any of the three preceding years. The
                                                                                                      Commission stated that section 305(c)                    energy to purchasers ‘‘for purposes
                                             exemption Powerex seeks. Further,                                                                                 other than for resale.’’ Powerex submits
                                             while Powerex claims that this is the de                 requires public utilities to publish a list
                                                                                                      of purchasers; it does not require a                     that the Commission should clarify how
                                             minimis market presence threshold the                                                                             public utilities should identify sales to
                                             Commission adopted for non-public                        report of the absence of purchasers.
                                                                                                                                                               purchasers ‘‘for purposes other than for
                                             utilities in its decision to exclude                     2. Comments                                              resale’’ for inclusion in FERC–566.
                                             certain non-public utilities from the                       19. NRG, ITC, South Central MCN and                   Powerex states that, as a marketer, it
                                             requirement to submit EQRs, such                         Midcontinent MCN, Financial Marketers                    generally does not have information on
                                             reports were not expressly required by                   Coalition and EEI support the proposed                   whether its purchasers subsequently
                                             the statute but instead were established                 rule to eliminate the requirement to                     resold the power they purchased from
                                             by the Commission. Thus, the                             submit FERC–566 for public utilities                     Powerex. Powerex states that, out of an
                                             Commission has far greater leeway in                     that have not made any reportable sales                  abundance of caution and to ensure
                                             allowing exemptions from EQR                             in any of the three preceding years. NRG                 compliance, in its FERC–566
                                             reporting requirements.                                                                                           submissions it submits an overly-
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                                                                                                        9 The Commission’s regulations define an EWG as        inclusive listing of purchasers it
                                               7 Insofar
                                                       as EEI may be concerned about sales            any person that is ‘‘engaged . . . exclusively in the    believes have end-use facilities and
                                             made in those markets, to the extent those sales         business of owning or operating, or both owning          would otherwise be required to possess,
                                             may be sales for resale, such sales would not be         and operating, all or part of one or more eligible
                                             themselves reportable in any event. Only sales for       facilities and selling electric energy at wholesale.’’   but do not appear to currently have,
                                             purposes other than for resale are reportable.           18 CFR 366.1 (emphasis added).                           Commission authorization to make
                                               8 18 CFR 292.601(c)(4).                                  10 See supra note 10.                                  market-based rate wholesale sales.


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                                             43622                 Federal Register / Vol. 80, No. 141 / Thursday, July 23, 2015 / Rules and Regulations

                                             3. Commission Determination                                identify individual residential                       highest-volume purchasers in any of the
                                                23. The Commission will adopt the                       customers by name and address.                        preceding three years. EEI seeks to draw
                                             proposed regulation, but will clarify it                      28. Contending that the current                    a distinction not made by the statute,
                                             in accordance with the suggestion by                       regulations go beyond the statutory                   because, although the statute requires
                                             EEI, by replacing ‘‘public utilities that                  requirements, EEI states that the                     public utilities to report ‘‘any company,
                                             have no reportable sales as defined in                     Commission should eliminate the need                  firm, or organization’’ which was one of
                                                                                                        to report residential customers by                    the 20 largest purchasers of electric
                                             section (b)’’ with ‘‘public utilities that
                                                                                                        clarifying that public utilities need                 energy, an individual residential
                                             have either no reportable sales as
                                                                                                        report only any ‘‘company, firm, or                   customer could, in fact, be a business
                                             defined in paragraph (b) or only sales
                                                                                                        organization’’ that falls within the 20               structured as a sole proprietorship or
                                             for resale.’’ We find that this revised
                                                                                                        highest-volume purchasers in any of the               some other ownership structure; this
                                             regulation will reduce the regulatory
                                                                                                        preceding three years. EEI also states                could explain why a residential
                                             burden of compliance on public utilities
                                                                                                        that the Commission should eliminate                  customer is one of the public utility’s 20
                                             that have no reportable sales.
                                                24. We decline to grant the                             from section 46.3 the requirement to                  largest purchasers.
                                                                                                        notify and include the address of each                   33. We also disagree with EEI that
                                             clarification requested by EEI that only
                                                                                                        of the purchasers listed in FERC–566.                 public utilities may treat individual
                                             public utilities within a holding
                                                                                                        EEI further states that the Commission                stores or other facilities within a family
                                             company system need to file FERC–566,
                                                                                                        should eliminate the requirement at                   of stores or under a parent company as
                                             and only the sales by such utilities
                                                                                                        section 46.3(e) to submit revised FERC–               separate customers rather than having to
                                             within the holding company system
                                                                                                        566 by March 1 of each year if the                    be batched, if the stores or facilities
                                             need to be considered in compiling the
                                                                                                        January 31 filing was based on                        purchase or pay for their electricity
                                             report. FPA section 305(c) applies to all
                                                                                                        estimated data. EEI submits that this                 separately rather than as a group
                                             public utilities, not just public utilities
                                                                                                        filing is not required by statute, is                 through the parent company. The
                                             within a holding company system.
                                                                                                        unnecessary, and adds to the reporting                statute requires the reporting of
                                                25. We disagree with Powerex that
                                                                                                        burden. EEI states that, if the                       ‘‘purchasers’’ of electric energy, not
                                             there is uncertainty as to the types of
                                                                                                        Commission does not eliminate the                     accounts. Therefore, even if a family of
                                             transactions that fall within the
                                                                                                        requirement altogether, the Commission                stores or other facilities within a family
                                             Commission’s Part 46 reporting
                                                                                                        should specify that revised reports need              pay for their electric energy separately,
                                             requirements regarding sales of electric
                                                                                                        to be filed only if new data available by             it would be appropriate to aggregate
                                             energy to purchasers ‘‘for purposes
                                                                                                        March 1 would make a material                         them in accordance with the statute and
                                             other than for resale.’’ Section 305(c) of
                                                                                                        difference in the report.                             section 46.3(c) of the Commission’s
                                             the FPA requires that each public utility                     29. EEI also states that the                       regulations.12
                                             shall publish a list of any company,                       Commission should clarify that despite                   34. We also decline to grant EEI’s
                                             firm, or organization that, during any                     the ‘‘aggregation’’ provision at section              request that we eliminate the
                                             one of the three calendar years                            46.3(c), public utilities can treat                   requirement to submit revised FERC–
                                             preceding the filing date, was one of the                  individual stores or other facilities                 566 reports by March 1 of each year if
                                             20 purchasers of electric energy ‘‘which                   within a family of stores or parent                   the January 31 filing was based on
                                             purchased (for purposes other than for                     company as separate customers rather                  estimated data. Although not
                                             resale) one of the 20 largest annual                       than having to be batched, if the stores              specifically required by statute, the
                                             amounts of electric energy sold by such                    or facilities purchase or pay for their               regulation helps ensure that the data
                                             public utility (or by any public utility                   electricity separately rather than as a               collected is accurate.
                                             which is part of the same holding                          group through the parent company.
                                             company system)’’ during any one of                                                                              II. Information Collection Statement
                                             those three years.11                                       3. Commission Determination                              35. The Paperwork Reduction Act
                                             D. Identification Requirement                                 30. The Commission will adopt the                  (PRA) requires each federal agency to
                                                                                                        proposed regulation to eliminate the                  seek and obtain Office of Management
                                             1. Commission Proposal                                     requirement for public utilities                      and Budget (OMB) approval before
                                                26. The Commission proposed to                          submitting FERC–566 to identify                       undertaking a collection of information
                                             eliminate the requirement for public                       individual residential customers by                   directed to ten or more persons or
                                             utilities submitting FERC–566 to                           name and address. Instead we will                     contained in a rule of general
                                             identify individual residential                            allow public utilities to identify                    applicability. OMB’s regulations,13 in
                                             customers by name and address. The                         individual residential customers as                   turn, require approval of certain
                                             Commission noted that the regulations                      ‘‘Residential Customer,’’ and provide a               information collection requirements
                                             currently require that each public utility                 zip code in lieu of an address. We find               imposed by agency rules. Upon
                                             identify each purchaser on the list of the                 that the revised regulation will reduce               approval of a collection(s) of
                                             20 largest purchasers by name and                          the regulatory burden of compliance on                information, OMB will assign an OMB
                                             principal business address, but that it                    public utilities.                                     control number and an expiration date.
                                             may not be necessary to have such                             31. We agree with EEI that the                     Respondents subject to the filing
                                             detailed information about residential                     requirement that public utilities notify              requirements of a rule will not be
                                             customers.                                                 the 20 largest purchasers, currently                  penalized for failing to respond to these
                                                                                                        found in section 46.3 of the regulations,
                                             2. Comments                                                is unnecessary. Thus, we eliminate this                  12 Even if we were to adopt such a change, it

                                                                                                                                                              would not reduce the reporting from 20 purchasers
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                                                27. Financial Marketers Coalition,                      requirement from the regulations.                     to some lesser number. While some purchasers
                                             South Central MCN and Midcontinent                            32. However, we decline to grant the               might drop off the list as a result, others that were
                                             MCN, EEI and ITC support the proposed                      clarification requested by EEI that                   previously the 24th or 27th largest purchasers, for
                                             rule to eliminate the requirement for                      public utilities need not report                      example, would then effectively move up the list
                                                                                                                                                              to within the 20 largest purchasers. In short, who
                                             public utilities submitting FERC–566 to                    residential customers but rather need                 is on the list might change, but the number of
                                                                                                        report only any ‘‘company, firm, or                   purchasers reported would not change.
                                               11 16   U.S.C. 825d(c).                                  organization’’ that falls within the 20                  13 5 CFR part 1320.




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                                                                     Federal Register / Vol. 80, No. 141 / Thursday, July 23, 2015 / Rules and Regulations                                                                           43623

                                             collections of information unless the                            37. The Commission did not receive                                  annual report requires (on average) six
                                             collections of information display a                          any comments specifically addressing                                   hours to prepare and to file.
                                             valid OMB control number.                                     the burden estimates provided in the                                   Implementation of this Final Rule will
                                               36. The Commission is submitting the                        NOPR. The Commission did receive                                       reduce the number of filings (due to the
                                             proposed modifications to its                                 comments on eliminating or further                                     discontinuance of filings from the six
                                             information collection to OMB for                             modifying filing requirements; those                                   RTOs/ISOs and an additional 880 filers
                                             review and approval in accordance with                        comments and the Commission’s                                          that report no purchasers, including
                                             section 3507(d) of the Paperwork                              responses are addressed above. Public                                  EWGs, and reduce the average number
                                             Reduction Act of 1995.14 In the NOPR,                         Reporting Burden: The burden and cost                                  of hours per filing for the remaining
                                             the Commission solicited comments on                          estimates below are based on the                                       filers (due to the elimination of the
                                             the Commission’s need for this                                estimated reduction in burden for: (a)                                 name and address for residential
                                             information, whether the information                          Entities that would no longer have to                                  customers, and notification to the 20
                                             will have practical utility, the accuracy                     file the annual report of twenty largest
                                                                                                                                                                                  largest purchasers).
                                             of the burden estimates, ways to                              purchasers, (b) filers that would no
                                             enhance the quality, utility, and clarity                     longer have to identify individual                                        38. The following table provides the
                                             of the information to be collected or                         residential customers by name and                                      current OMB-approved burden estimate,
                                             retained, and any suggested methods for                       address, and (c) filers that would no                                  as well as the estimated burden
                                             minimizing respondents’ burden,                               longer be required to notify the 20                                    reductions being implemented by this
                                             including the use of automated                                largest purchasers appearing on the list.                              Final Rule:
                                             information techniques.                                       The Commission estimates the current

                                                                                                                FERC–566, ESTIMATED BURDEN
                                                                                                                                   [Rounded]

                                                                                                        Annual                                                                  Average
                                                                                                                                     Total                                                                                  Annual
                                                                               Number of               number of                                                             burden hours
                                             Respondent category                                                                  number of                                                                             burden hours
                                                                              respondents           responses per                                                              & cost per                           & total annual cost 16
                                                                                                                                  responses
                                                                                                      respondent                                                              response 15

                                                                                   (1)                   (2)                     (1)*(2) = (3)                                       (4)                                 (3)*(4) = (5)

                                                                              Current OMB-Approved Burden Estimate, before Implementation of Final Rule in RM15–3

                                             All Filers ...................              1,082                    1   1,082 .................................     6 ........................................     6,492

                                                                                                 Elimination of Selected Filings, due to Final Rule in RM15–3

                                             Elimination of filings                          6                    1   elimination of 6 ..................         (elimination) ¥6 hrs.;                         (elimination) ¥36 hrs.;
                                                by RTOs/ISOs.                                                                                                        ¥$432.                                         ¥$2,592

                                             Elimination of Filings                       880                     1   elimination of 880 ..............           (elimination) ¥6 hrs.;                         (elimination) ¥5,280 hrs.;
                                                by Filers with No                                                                                                    ¥$432.                                         ¥$380,160
                                                Purchasers (includ-
                                                ing EWGs).

                                                                                           Burden Reduction of Remaining Filings, due to Final Rule in RM15–3

                                             Elimination of Name                           29                     1   29 ......................................   (reduction) ¥0.25 hrs.;                        (reduction) ¥7.25 hrs.;
                                                & Address for Res-                                                                                                   ¥$18.                                          ¥$522
                                                idential. Cus-
                                                tomers 17.
                                             Elimination of Re-                           196                     1   196 ....................................    (reduction) ¥0.5 hrs.;                         (reduction) ¥98 hrs.;
                                                quirement to Notify                                                                                                  ¥$36.                                          ¥$7,056
                                                20 Largest Pur-
                                                chasers 18.

                                                   Total Reduction                        886                     1   (elimination) ¥886 ............             ............................................   (elimination of filings and
                                                     (rounded), due                                                                                                                                                 reduction of hours)
                                                     to implementa-                                                                                                                                                 ¥5,421 hrs.;
                                                     tion of RM15–                                                                                                                                                  ¥$390,312
                                                     3).

                                                   Net Total, after                       196                     1   196 ....................................    5.46 hrs.; $393.34 .............               1,071 hrs.; $77,094
                                                     implementa-
                                                     tion of RM15–
                                                     3 19.
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                                               Title: Annual Report of Twenty
                                             Largest Purchasers (FERC–566).

                                               14 44   U.S.C. 3507(d).                                       15 The estimates for cost per response are derived                   Response * $72.00/hour = Cost per Response. The
                                                                                                           using the following formula: Burden Hours per                          $72.00/hour is based on the average salary plus
                                                                                                                                                                                                                                     Continued



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                                             43624               Federal Register / Vol. 80, No. 141 / Thursday, July 23, 2015 / Rules and Regulations

                                                Action: Revision to existing                          III. Environmental Analysis                            view and/or print the contents of this
                                             collection.                                                 41. The Commission is required to                   document via the Internet through the
                                                OMB Control No: 1902–0114.                            prepare an Environmental Assessment                    Commission’s Home Page (http://
                                                Respondents: Business or other for                                                                           www.ferc.gov) and in the Commission’s
                                                                                                      or an Environmental Impact Statement
                                             profit, and not for profit institutions.                                                                        Public Reference Room during normal
                                                                                                      for any action that may have a
                                                Frequency of Responses: Annually.                                                                            business hours (8:30 a.m. to 5:00 p.m.
                                                Necessity of the Information: The                     significant adverse effect on the human
                                                                                                      environment.20 The collection of                       Eastern time) at 888 First Street NE.,
                                             Commission is required by the Federal                                                                           Room 2A, Washington, DC 20426.
                                             Power Act to collect information on                      information has been categorically
                                                                                                      excluded from such analysis under                         47. From the Commission’s Home
                                             public utilities’ twenty largest retail                                                                         Page on the Internet, this information is
                                             purchasers. This information helps the                   section 380.4(a)(5) of the Commission’s
                                                                                                      regulations, however.21 Thus, no such                  available on eLibrary. The full text of
                                             Commission understand electric energy                                                                           this document is available on eLibrary
                                             markets and transactions, in order to                    analysis is required.
                                                                                                                                                             in PDF and Microsoft Word format for
                                             better safeguard public and private                      IV. Regulatory Flexibility Act                         viewing, printing, and/or downloading.
                                             interests. Upon review, the Commission                   Certification                                          To access this document in eLibrary,
                                             finds that, as described above, certain                     42. The Regulatory Flexibility Act of               type the docket number excluding the
                                             entities no longer need to make the                      1980 (RFA) 22 generally requires a                     last three digits of this document in the
                                             annual filing, and other filers will be                  description and analysis of rules that                 docket number field.
                                             able to eliminate certain data and                       will have significant economic impact                     48. User assistance is available for
                                             notification requirements.                               on a substantial number of small                       eLibrary and the Commission’s Web site
                                                Internal review: The Commission has                                                                          during normal business hours from
                                                                                                      entities. The Small Business
                                             assured itself, by means of its internal                                                                        FERC Online Support at 202–502–6652
                                                                                                      Administration (SBA) revised its size
                                             review, that there is specific, objective                                                                       (toll free at 1–866–208–3676) or email at
                                                                                                      standard (effective January 22, 2014) for
                                             support for the burden estimates                                                                                ferconlinesupport@ferc.gov, or the
                                                                                                      electric utilities from a standard based
                                             associated with the information                                                                                 Public Reference Room at (202) 502–
                                                                                                      on megawatt hours to a standard based
                                             requirements.                                                                                                   8371, TTY (202) 502–8659. Email the
                                                39. Interested persons may obtain                     on the number of employees including
                                                                                                      affiliates.23                                          Public Reference Room at
                                             information on the reporting
                                                                                                         43. This Final Rule revises the                     public.referenceroom@ferc.gov.
                                             requirements by contacting the Federal
                                                                                                      Commission’s regulations to eliminate
                                             Energy Regulatory Commission, Office                                                                            VI. Effective Date and Congressional
                                                                                                      some filings and to reduce reporting
                                             of the Executive Director, 888 First                                                                            Notification
                                                                                                      burdens for others. Specifically, the
                                             Street NE., Washington, DC 20426                                                                                  49. These regulations are effective
                                                                                                      Commission is eliminating the
                                             [Attention: Ellen Brown, email:                                                                                 October 6, 2015. The Commission has
                                                                                                      requirement to submit FERC–566 for
                                             DataClearance@ferc.gov, phone: (202)                                                                            determined, with the concurrence of the
                                                                                                      RTOs and ISOs, EWGs, and those public
                                             502–8663, fax: (202) 273–0873].                                                                                 Administrator of the Office of
                                                40. Comments concerning the                           utilities that did not make retail sales in
                                                                                                      the preceding three years. The                         Information and Regulatory Affairs of
                                             information collection proposed in this                                                                         OMB, that this rule is not a ‘‘major rule’’
                                             Final Rule and the associated burden                     Commission estimates that, on average,
                                                                                                      each of those 886 entities that will no                as defined in section 351 of the Small
                                             estimates, should be sent to the
                                                                                                      longer have to file the FERC–566 will                  Business Regulatory Enforcement
                                             Commission in this docket and may also
                                                                                                      have an annual reduction in cost of                    Fairness Act of 1996. This final rule is
                                             be sent to the Office of Management and
                                                                                                      $432.                                                  being submitted to the Senate, House of
                                             Budget, Office of Information and
                                                                                                         44. The Commission is also reducing                 Representatives, Government
                                             Regulatory Affairs [Attention: Desk
                                                                                                      the burden for the remaining 196 filers                Accountability Office, and Small
                                             Officer for the Federal Energy
                                                                                                      because they will no longer have (a) to                Business Administration.
                                             Regulatory Commission]. For security
                                             reasons, comments should be sent by                      identify individual residential                        List of Subjects in 18 CFR Part 46
                                             email to OMB at the following email                      customers by name and address, and (b)
                                                                                                      to provide notification to the 20 largest                Electric utilities, Reporting and
                                             address: oira_submission@omb.eop.gov.                                                                           recordkeeping requirements.
                                             Please refer to OMB Control Number                       purchasers. The Commission estimates
                                             1902–0114 in your submission to OMB.                     that each of the remaining 196 filers will               By the Commission.
                                                                                                      have an average annual reduction in                      Issued: July 16, 2015.
                                             benefits for a Commission employee for Fiscal Year
                                                                                                      cost of $38.66 per year.                               Kimberly D. Bose,
                                             2015. We assume that industry respondents earn at           45. Accordingly, the Commission                     Secretary.
                                             a rate similar to Commission employees.                  certifies that this Final Rule will not
                                                16 Total Annual Burden Hours * $72.00/hour.
                                                                                                      have a significant economic impact on                    In consideration of the foregoing, the
                                                17 The Commission estimates that approximately
                                                                                                      a substantial number of small entities.                Commission amends Part 46, Chapter I,
                                             29 (or 15%) of the 196 filers have residential                                                                  Title 18, Code of Federal Regulations, as
                                             customers. Each of those 29 filers is estimated to       V. Document Availability                               follows.
                                             save 0.25 hours annually due to elimination of the
                                             requirement for name and address of residential            46. In addition to publishing the full
                                                                                                      text of this document in the Federal                   PART 46—PUBLIC UTILITY FILING
                                             purchasers.
                                                18 The Commission estimates that each of the 196
                                                                                                      Register, the Commission provides all                  REQUIREMENTS AND FILING
                                             filers will save 0.5 hours annually, due to              interested persons an opportunity to                   REQUIREMENTS FOR PERSONS
                                             elimination of this requirement.                                                                                HOLDING INTERLOCKING POSITIONS
                                                19 After implementation of this Final Rule, the
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                                                                                                        20 Regulations Implementing National
                                             Commission estimates the remaining 196 filers will                                                              ■ 1. The authority citation for Part 46
                                             each have an average annual burden of 5.46 hours         Environmental Policy Act of 1969, Order No. 486,
                                                                                                      52 FR 47897 (Dec. 17, 1987), FERC Stats. & Regs.       continues to read as follows:
                                             per filing (a reduction from the previous estimate
                                             of 6 hours). Twenty-nine of the 196 filers will          Preambles 1986–1990 ¶ 30,783 (1987).                     Authority: 16 U.S.C. 792–828c; 16 U.S.C.
                                                                                                        21 18 CFR 380.4(a)(2)(ii).
                                             annually each have 5.25 hours of burden, and 167                                                                2601–2645; 42 U.S.C. 7101–7352; E.O. 12009,
                                                                                                        22 5 U.S.C. 601–12.
                                             of the 196 filers will each have 5.5 hours of burden.                                                           3 CFR 142.
                                             The estimated total annual burden for all of the 196       23 SBA Final Rule on ‘‘Small Business Size

                                             filers will be 1,071 hours (rounded).                    Standards: Utilities,’’ 78 FR 77343 (Dec. 23, 2013).   ■   2. Section 46.3 is amended as follows:


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                                                                Federal Register / Vol. 80, No. 141 / Thursday, July 23, 2015 / Rules and Regulations                                               43625

                                             ■ a. Paragraph (a) is revised.                           ACTION: Notice of enforcement of                      enforcement he or she may use a
                                             ■ b. Paragraph (d) is removed, and                       regulation.                                           Broadcast Notice to Mariners to grant
                                             paragraph (e) is redesignated as (d).                                                                          general permission to enter the
                                                                                                      SUMMARY:   At various times throughout                respective safety zone.
                                             § 46.3   Purchaser list.                                 the month of August, the Coast Guard
                                                                                                      will enforce certain safety zones located               Dated: June 15, 2015.
                                                (a)(1) Compilation and filing list. On
                                             or before January 31 of each year, except                in the Captain of the Port Buffalo Zone.              B.W. Roche,
                                             as provided below, each public utility                   This action is necessary and intended                 Captain, U.S. Coast Guard, Captain of the
                                             shall compile a list of the purchasers                   for the safety of life and property on                Port Buffalo.
                                             described in paragraph (b) of this                       navigable waters during this event.                   [FR Doc. 2015–18074 Filed 7–22–15; 8:45 am]
                                             section, and subject to paragraph (a)(5)                 During each enforcement period, no                    BILLING CODE 9110–04–P
                                             of this section, shall identify each                     person or vessel may enter the
                                             purchaser by name and principal                          respective safety zone without the
                                             business address. The public utility                     permission of the Captain of the Port                 ENVIRONMENTAL PROTECTION
                                             must submit the list to the Secretary of                 Buffalo.                                              AGENCY
                                             the Commission in accordance with                        DATES: The regulations in 33 CFR
                                             filing procedures posted on the                                                                                40 CFR Part 52
                                                                                                      165.939(a)(30) will be enforced on
                                             Commission’s Web site at http://                         August 15 and 16, 2015 from 9 a.m. to                 [EPA–R03–OAR–2014–0759; FRL–9930–96–
                                             www.ferc.gov and make the list publicly                  5 p.m.                                                Region–3]
                                             available through its principal business                 FOR FURTHER INFORMATION CONTACT: If
                                             office.                                                                                                        Approval and Promulgation of Air
                                                                                                      you have questions on this notice of
                                                (2) Notwithstanding paragraph (a)(1)                                                                        Quality Implementation Plans; District
                                                                                                      enforcement, call or email Petty Officer
                                             of this section, public utilities that are                                                                     of Columbia, Maryland, and Virginia;
                                                                                                      Willie Diaz, Waterways Management
                                             defined as Regional Transmission                                                                               2011 Base Year Emissions Inventories
                                                                                                      Division, Coast Guard Sector Buffalo, 1
                                             Organizations, as defined in                                                                                   for the Washington DC-MD-VA
                                                                                                      Fuhrmann Blvd., Buffalo, NY 14203;
                                             § 35.34(b)(1) of this chapter, and public                                                                      Nonattainment Area for the 2008
                                                                                                      Coast Guard telephone 716–843–9343,
                                             utilities that are defined as Independent                                                                      Ozone National Ambient Air Quality
                                                                                                      email SectorBuffaloMarineSafety@
                                             System Operators, as defined in                                                                                Standard
                                                                                                      uscg.mil.
                                             § 35.46(d) of this chapter, are exempt                                                                         AGENCY: Environmental Protection
                                                                                                      SUPPLEMENTARY INFORMATION: The Coast
                                             from the requirement to file.                                                                                  Agency (EPA).
                                                (3) Notwithstanding paragraph (a)(1)                  Guard will enforce the Safety Zones;
                                                                                                      Annual Events in the Captain of the Port              ACTION: Direct final rule.
                                             of this section, public utilities that meet
                                             the criteria for exempt wholesale                        Buffalo Zone listed in 33 CFR
                                                                                                                                                            SUMMARY:   The Environmental Protection
                                             generators, as defined in § 366.1 of this                165.939(a)(30) for the following events:
                                                                                                         (1) Thunder on the Niagara                         Agency (EPA) is taking direct final
                                             chapter, and are certified as such                                                                             action to approve the 2011 base year
                                                                                                      Hydroplane Boat Races, North
                                             pursuant to § 366.7 of this chapter, are                                                                       carbon monoxide (CO) emissions
                                                                                                      Tonawanda, NY; The safety zone listed
                                             exempt from the requirement to file.                                                                           inventories submitted by the District of
                                                                                                      in 33 CFR 165.939(a)(30) will be
                                                (4) Notwithstanding paragraph (a)(1)                                                                        Columbia, State of Maryland, and
                                                                                                      enforced from 9 a.m. to 5 p.m. on
                                             of this section, public utilities that have                                                                    Commonwealth of Virginia (collectively,
                                                                                                      August 15, 2015 and August 16, 2015.
                                             either no reportable sales as defined in                                                                       the States) for the Washington, DC-MD-
                                                                                                         Pursuant to 33 CFR 165.23, entry into,
                                             paragraph (b) or only sales for resale in                                                                      VA nonattainment area (the DC Area or
                                                                                                      transiting, or anchoring within these
                                             any of the three preceding years are                                                                           Area) for the 2008 8-hour ozone
                                                                                                      safety zones during an enforcement
                                             exempt from the requirement to file.                                                                           National Ambient Air Quality Standard
                                                                                                      period is prohibited unless authorized
                                                (5) Notwithstanding paragraph (a)(1)                                                                        (NAAQS). EPA is approving the 2011
                                                                                                      by the Captain of the Port Buffalo or his
                                             of this section, individual residential                                                                        CO base year emissions inventories for
                                                                                                      designated representative. Those
                                             customers on the list should be                                                                                the 2008 8-hour ozone NAAQS for the
                                                                                                      seeking permission to enter one of these
                                             identified as ‘‘Residential Customer,’’                                                                        DC Area in accordance with the
                                                                                                      safety zones may request permission
                                             and with a zip code in lieu of an                                                                              requirements of the Clean Air Act
                                                                                                      from the Captain of Port Buffalo via
                                             address.                                                                                                       (CAA).
                                                                                                      channel 16, VHF–FM. Vessels and
                                             *      *     *     *     *                               persons granted permission to enter one               DATES: This rule is effective on
                                             [FR Doc. 2015–17950 Filed 7–22–15; 8:45 am]
                                                                                                      of these safety zones shall obey the                  September 21, 2015 without further
                                             BILLING CODE 6717–01–P                                   directions of the Captain of the Port                 notice, unless EPA receives adverse
                                                                                                      Buffalo or his designated representative.             written comment by August 21, 2015. If
                                                                                                      While within a safety zone, all vessels               EPA receives such comments, it will
                                             DEPARTMENT OF HOMELAND                                   shall operate at the minimum speed                    publish a timely withdrawal of the
                                             SECURITY                                                 necessary to maintain a safe course.                  direct final rule in the Federal Register
                                                                                                         This notice of enforcement is issued               and inform the public that the rule will
                                             Coast Guard                                              under authority of 33 CFR 165.939 and                 not take effect.
                                                                                                      5 U.S.C. 552(a). In addition to this                  ADDRESSES: Submit your comments,
                                             33 CFR Part 165                                          notice in the Federal Register, the Coast             identified by Docket ID Number EPA–
                                                                                                      Guard will provide the maritime                       R03–OAR–2014–0759 by one of the
                                             [Docket No. USCG–2015–0502]                              community with advance notification of
rmajette on DSK7SPTVN1PROD with RULES




                                                                                                                                                            following methods:
                                                                                                      these enforcement periods via Broadcast                 A. www.regulations.gov. Follow the
                                             RIN 1625–AA00                                            Notice to Mariners or Local Notice to                 on-line instructions for submitting
                                             Safety Zones; Annual Events in the                       Mariners. If the Captain of the Port                  comments.
                                             Captain of the Port Buffalo Zone                         Buffalo determines that one of these                    B. Email: fernandez.cristina@epa.gov.
                                                                                                      safety zones need not be enforced for                   C. Mail: EPA–R03–OAR–2014–0759,
                                             AGENCY:    Coast Guard, DHS.                             the full duration stated in this notice of            Cristina Fernandez, Associate Director,


                                        VerDate Sep<11>2014   13:16 Jul 22, 2015   Jkt 235001   PO 00000   Frm 00011   Fmt 4700   Sfmt 4700   E:\FR\FM\23JYR1.SGM   23JYR1



Document Created: 2015-12-15 12:53:37
Document Modified: 2015-12-15 12:53:37
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis rule will become effective October 6, 2015.
ContactMary LaFave (Technical Information), Office of Energy Market Regulation, Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, (202) 502-6060 Lina Naik (Legal Information), Office of the General Counsel, Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, (202) 502-8882
FR Citation80 FR 43619 
CFR AssociatedElectric Utilities and Reporting and Recordkeeping Requirements

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