80_FR_46103 80 FR 45955 - Presidential Task Force on Combating Illegal Unreported and Unregulated (IUU) Fishing and Seafood Fraud Action Plan

80 FR 45955 - Presidential Task Force on Combating Illegal Unreported and Unregulated (IUU) Fishing and Seafood Fraud Action Plan

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 80, Issue 148 (August 3, 2015)

Page Range45955-45963
FR Document2015-18945

The National Ocean Council Committee on IUU Fishing and Seafood Fraud (NOC Committee) is seeking public input on draft principles for determining seafood species at risk of IUU fishing and seafood fraud (``at risk'') and a draft list of ``at risk'' species developed using the draft principles.

Federal Register, Volume 80 Issue 148 (Monday, August 3, 2015)
[Federal Register Volume 80, Number 148 (Monday, August 3, 2015)]
[Notices]
[Pages 45955-45963]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-18945]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

RIN 0648-XE078


Presidential Task Force on Combating Illegal Unreported and 
Unregulated (IUU) Fishing and Seafood Fraud Action Plan

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice; request for comments.

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SUMMARY: The National Ocean Council Committee on IUU Fishing and 
Seafood Fraud (NOC Committee) is seeking public input on draft 
principles for determining seafood species at risk of IUU fishing and 
seafood fraud (``at risk'') and a draft list of ``at risk'' species 
developed using the draft principles.

DATES: Comments must be received by September 2, 2015.

ADDRESSES: You may submit comments on this document, identified by 
NOAA-NMFS-2014-0090, by any of the following methods:
     Electronic Submission: Submit all electronic public 
comments via the Federal e-Rulemaking Portal. Go to 
www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2014-0090, click the 
``Comment Now!'' icon, complete the required fields, and enter or 
attach your comments.
     Mail: Submit written comments to Danielle Rioux, 1315 
East-West Highway; Silver Spring, Maryland 20910.
     Webinar: A webinar will be held on August 25th 3:30-5pm 
Eastern time. Please go to http://www.nmfs.noaa.gov/ia/iuu/taskforce.html for information on how to join.
    Instructions: Comments sent by any other method, to any other 
address or individual, or received after the end of the comment period, 
may not be considered by the Working Group. All comments received are a 
part of the public record and will generally be posted for public 
viewing on www.regulations.gov without change. All personal identifying 
information (e.g., name, address, etc.), confidential business 
information, or otherwise sensitive information submitted voluntarily 
by the sender will be publicly accessible. The Working Group will 
accept anonymous comments (enter ``N/A'' in the required fields if you 
wish to remain anonymous).

FOR FURTHER INFORMATION CONTACT: Danielle Rioux, Office of Sustainable 
Fisheries, National Marine Fisheries Service (phone 301-427-8516, or 
email [email protected]).

SUPPLEMENTARY INFORMATION: According to NOAA, in 2013, U.S. fishers 
landed 9.9 billion pounds of fish and shellfish worth $5.5 billion. 
Illegal, unreported, and unregulated (IUU) fishing and seafood fraud 
undermine the sustainability of U.S. and global seafood stocks and 
negatively impact general ecosystem health. At the same time, IUU 
fishing and fraudulent seafood products distort legal markets and 
unfairly compete with the products of law-abiding fishers and seafood 
industries. On March 15, 2015, the Presidential Task Force on Combating 
IUU Fishing and Seafood Fraud (Task Force), co-chaired by the 
Departments of Commerce and State, took an historic step to address 
these issues and published its Action Plan for Implementing Task Force 
Recommendations (Action Plan).

The Action Plan

    (http://www.nmfs.noaa.gov/ia/iuu/noaa_taskforce_report_final.pdf) 
articulates the proactive steps that Federal agencies will take to 
implement the recommendations the Task Force made to the President in 
December 2014 on a comprehensive framework of integrated programs to 
combat IUU fishing and seafood fraud. The Action Plan identifies 
actions that will strengthen enforcement, create and expand 
partnerships with state and local governments, industry, and non-
governmental organizations, and create a risk-based traceability 
program to track seafood from harvest to entry into U.S. commerce, 
including through the use of existing traceability mechanisms. The work 
the Task Force began continues under the oversight of the National 
Ocean Council's Committee on IUU Fishing and Seafood Fraud (NOC 
Committee), established this past April, 2015.
    This notice is one of several steps in the plan to implement Task 
Force Recommendations 14 and 15, identifying ``species of fish or 
seafood that are presently of particular concern because they are 
currently subject to significant seafood fraud or because they are at 
significant risk of being caught by IUU fishing.'' To begin 
implementing these recommendations, the NOC Committee created a Working 
Group (Working Group), led by NOAA and composed of members from partner 
agencies: Department of State, Food and Drug Administration, Department 
of Homeland Security, Customs and Border Protection, and the Office of 
the U.S. Trade Representative.
    As the first step, the NOC Committee, through the Working Group, 
solicited public input through a Federal Register notice (80 FR 24246, 
April 30, 2015) on what principles should be used to determine the 
seafood species ``at risk'' for IUU fishing or seafood fraud. Public 
input was received both in writing and through webinars. Taking into 
consideration comments received, the Working Group developed draft 
principles and a draft list of ``at risk'' species based on those 
principles. This notice seeks public comment on the draft principles 
and ``at risk'' species list. Following public comment, the Working 
Group will develop final principles and a final recommended list of at 
risk species. Once at risk species have been determined, the NOC 
Committee will transmit the list to agencies charged with implementing 
the Task Force recommendations for appropriate action. The list will be 
published by October 2015, in the

[[Page 45956]]

Federal Register. The list will not impose any legal requirements, but 
will inform the first phase of the risk-based seafood traceability 
program, as described in the Action Plan for Implementing Task Force 
Recommendations. The traceability program itself will be developed 
through notice-and-comment rulemaking, pursuant to the Magnuson-Stevens 
Fishery Conservation and Management Act, and that rulemaking will 
address data requirements, the design of the program, and the species 
to which the first phase of the program will be applied.

Draft Principles for Determining Species at Risk of IUU Fishing and 
Seafood Fraud

    To develop draft principles, the Working Group reviewed all public 
comments received and evaluated the strength and utility of various 
principles as indicators for potential risk of IUU fishing or seafood 
fraud as well as their measurability and the robustness of data 
available to assess them. The Working Group worked to minimize overlap 
of principles to ensure that alignment with several principles does not 
overstate associated risk, and also to distinguish between risk of IUU 
fishing and risk of seafood fraud. The Working Group then applied the 
draft principles to a base list of species to determine a draft list of 
species at risk for IUU fishing or seafood fraud.
    Based on the Working Group's evaluation and synthesis of comments 
received, the draft principles for which public comment is sought are 
listed below. Species and species groups were evaluated using these 
principles:
     Enforcement Capability: The enforcement capability of the 
United States and other countries, which includes both the existing 
legal authority to enforce fisheries management laws and regulations 
and the capacity (e.g., resources, infrastructure, etc.) to enforce 
those laws and regulations throughout the geographic range of fishing 
activity for a species.
     Catch Documentation Scheme: The existence of a catch 
documentation scheme throughout the geographic range of fishing 
activity for a species, and the effectiveness of that scheme if it 
exists, including whether a lack of proper documentation leads to 
discrepancies between total allowable catch and trade volume of a 
species.
     Complexity of the Chain of Custody and Processing: The 
transparency of chain-of-custody for a species, which includes the 
amount of transshipment (in this context, the transfer of fish from one 
vessel to another, either at sea or in port) for a species, as well as 
the complexity of the supply chain and extent of processing (e.g., fish 
that is commonly exported for processing or that is sold as fillet 
block vs. whole fish) as it pertains to comingling of species or catch.
     Species Substitution: The history of known species 
substitution for a species, focused on mislabeling or other forms of 
misrepresentation of seafood products regarding the species contained 
therein.
     Mislabeling: The history of mislabeling other than 
mislabeling related to species substitution, e.g., customs 
misclassification or misrepresentation related to country of origin, 
whether product is wild vs. aquaculture, or product weight.
     History of Violations: The history of fisheries violations 
in the United States and abroad for a species, particularly those 
related to IUU fishing.
     Human Health Risks: History of mislabeling, other forms of 
misrepresentation, or species substitution leading to human health 
concerns for consumers, including in particular, incidents when 
misrepresentation of product introduced human health concerns due to 
different production, harvest or handling standards, or when higher 
levels of harmful pathogens were introduced directly from the 
substituted species.

Application of Draft Principles

    Given the large number of seafood species domestically landed and 
imported, it was not feasible to analyze all species that enter U.S. 
commerce under the principles listed above. Therefore, the Working 
Group created a base list of species for evaluation using several 
factors: (1) The value of domestic landings and imports (all seafood 
species with an imported or domestically landed value over $100 million 
USD in 2014 were included on the base list); (2) species identified by 
the Working Group due to a high cost of product per pound (which was 
considered to potentially increase the incentive for IUU fishing and 
fraud); and (3) species proposed based on the expertise of 
representatives from the Working Group agencies. In some cases, the 
Working Group combined related species (e.g., shrimp), together in its 
analysis because the supporting data utilized nomenclature which made 
further analytical breakouts (e.g., by scientific name) unworkable. The 
resulting list of species and groups analyzed is set forth below:

    Abalone; Billfish (Marlins, Spearfishes, and Sailfishes); 
Catfish (Ictaluridae); Cod, Atlantic; Cod, Pacific; Crab, Blue; 
Crab, Dungeness; Crab, King; Crab, Snow; Dolphinfish (Mahi Mahi); 
Oyster; Grouper; Haddock; Halibut, Atlantic; Halibut, Pacific; Lake 
or Yellow Perch; Lobster; Mackerel; Menhaden; Opah; Orange Roughy; 
Red Drum; Red Snapper; Sablefish; Salmon, Atlantic; Salmon, Chinook; 
Salmon, Chum; Salmon, Coho; Salmon, Pink; Salmon, Sockeye; Scallop; 
Sea bass; Sea cucumber; Shrimp; Sharks; Sole; Squid; Sturgeon 
caviar; Swordfish; Tilapia; Toothfish; Tunas (Albacore, Bigeye, 
Bluefin, Skipjack, Yellowfin); Wahoo; Walleye (Alaskan) Pollock; 
Pacific Whiting.

    Both imported and domestically landed species were evaluated using 
the same data sources and methodology, as described below.
    The Working Group identified appropriate data sources for analyzing 
the base list of species using the principles to determine species at 
risk of IUU fishing and seafood fraud. The Working Group used 
verifiable data, including information from Customs and Border 
Protection (CBP), Food and Drug Administration (FDA), and NOAA 
databases, published reports, or data gathered by Regional Fisheries 
Management Organizations to which the United States is a member and 
whose scientific data is developed and reviewed with active U.S. 
government participation, and the knowledge of subject matter experts, 
including members of the Working Group and other personnel from 
represented agencies. The Working Group decided to analyze data from 
the past five years as the appropriate timeframe for decision-making 
because a longer timeframe might not reflect improvements that have 
been made in some fisheries over time and a shorter timeframe might not 
include sufficient data to identify risks to certain species.
    Sub-working groups based on subject matter expertise were created 
to complete the analyses under each individual principle. The Working 
Group then used the analyses done by the sub-working groups to 
determine which species were most at risk of IUU fishing and seafood 
fraud.
    The Working Group then had in-depth discussions regarding the 
application of the draft principles to the base list of species, and 
noted that the suite of risks posed to species varied not only in terms 
of what risks affected which species, but also in terms of the scale of 
the risks. For example, a single documented case of species 
substitution for a species that is sold in high volumes was considered 
differently than one case for a species rarely found in U.S. markets.
    Additionally, as the Working Group discussed the suite of risks 
associated

[[Page 45957]]

with the principles, a relationship became evident between the 
enforcement capability associated with a species and the history of 
violations. In many cases a history of violations was indicative of a 
strong enforcement capability for a species. Conversely, for some 
species, a lack of violations history may have been due to a lack of 
ability to detect or prosecute violations.

Draft Species at Risk of IUU Fishing and Seafood Fraud

    The Working Group recognizes that all species of fish can be 
susceptible to some risk of IUU fishing or seafood fraud due to the 
inherent complexities in the fishing industry and supply chain. 
However, the draft species list was developed to identify species for 
which the current risks for IUU fishing or seafood fraud warrant 
prioritization for the first phase of the traceability program. 
Pursuant to the Action Plan, implementation of the first phase of the 
traceability program will be regularly evaluated, beginning with a 
report to be issued by December 2016, in order to determine ``whether 
it is meeting the intended objectives and how it can be expanded to 
provide more information to prevent seafood fraud and combat IUU 
fishing.''
    Based on its evaluation, the Working Group identified the following 
draft list of species or species groups at risk for IUU fishing and 
seafood fraud, in alphabetical order:
    Abalone: Abalone is considered to be at risk due to enforcement 
concerns. The fishery has a history of poaching, and there is a known 
black market for this expensive seafood. The fishery is primarily 
conducted by small vessels close to shore, and does not require 
specialized gear, which makes it difficult to detect illegal harvest, 
despite some enforcement capability. In addition to the IUU fishing 
risks for abalone, there is a history of species substitution where 
topshell is marketed as abalone.
    Atlantic Cod: Atlantic cod have been targets of global IUU fishing 
operators. Despite a moderate amount of enforcement capability, there 
has been concern that adequate resources have not been dedicated to law 
enforcement for this species globally. Additional IUU fishing risk is 
tied to a lack of an effective catch documentation scheme throughout 
the geographic range of fishing activity, despite rigorous reporting 
requirements in some areas, including the United States. In addition, 
there is a history of species substitution with other white fish, as 
well as concerns over mislabeling related to over-glazing (ice 
coating), and short-weighting.
    Blue Crab: Blue crab is sold in a number of different forms from 
live animals to significantly processed crab meat. In the highly 
processed form, species identification is only possible through DNA 
testing. There is a strong history of both species substitution and 
mislabeling. Blue crab has been substituted with swimming crab, which 
is native to Southeast Asia. The mislabeling history is largely 
associated with misidentification of product origin, with crab from 
other locations sold as ``Maryland crab,'' although there have also 
been incidents of short-weighting in the sale of crab meat.
    Dolphinfish: Dolphinfish (also known as Mahi Mahi) is associated 
with a lack of enforcement capability and a lack of a catch 
documentation scheme throughout the geographic range of fishing 
activity, which makes it vulnerable to the risk of IUU fishing. Some 
dolphinfish is transshipped prior to entry into the U.S, and there is 
concern over mislabeling associated with product origin. In addition, 
there is a history of species substitution, in which yellowtail 
flounder has been sold as dolphinfish.
    Grouper: Grouper refers to a group of species legally fished and 
sold under the names grouper and spotted grouper. Grouper, as a species 
group, has history of fisheries violations, and a lack of a catch 
documentation scheme throughout the geographic range of fishing 
activity for the species group. Additionally, this global species is 
transshipped, and processed both at the local level and at regionally 
located or third country processing plants. Grouper has a strong 
history of species substitution, including substitution using seafood 
that is of human health concern, such as escolar (which has a 
Gemplytoxin hazard).
    King Crab: King crab has a significant history of fisheries 
violations, despite insufficient enforcement capability in some parts 
of the world. Additional IUU fishing risk is tied to the lack of an 
effective catch documentation scheme throughout the geographic range of 
fishing activity, despite rigorous reporting requirements in some 
areas, including the United States. Further, King crab is often 
transshipped before entering the United States, which increases the IUU 
fishing and seafood fraud risks. King crab is at risk for seafood 
fraud, mostly due to mislabeling of product origin, as well as some 
species substitution.
    Pacific cod: Pacific cod is proposed as a species at risk despite 
significant enforcement capability associated with this fishery. 
Pacific cod is a target of global IUU fishing operators and has a clear 
a history of fishing violations. It is also subject to highly 
globalized processing and transshipment. Additional IUU fishing risk is 
tied to a lack of an effective catch documentation scheme throughout 
the geographic range of fishing activity, despite rigorous reporting 
requirements in some areas, including the United States. In addition, 
as with Atlantic cod, there is a history of species substitution using 
other white fish and concerns over mislabeling associated with over-
glazing (ice coating) and short-weighting.
    Red Snapper: Red Snapper is at risk for IUU fishing, based upon the 
history of fisheries violations, as well as the lack of a catch 
documentation scheme throughout the geographic range of fishing 
activity, despite rigorous reporting requirements in some areas, 
including the United States. There are also enforcement capability 
concerns for red snapper throughout the full geographic range of 
fishing activity for the species. Additionally, there is a strong 
history of species substitution with some of the substituted species 
(e.g. rockfish, porgy, other snappers) presenting a risk to human 
health due to parasites and natural toxins.
    Sea Cucumber: Sea cucumber is an IUU fishing concern, due to the 
lack of enforcement capability and known illegal harvesting and 
smuggling associated with this species. There is also a lack of a catch 
documentation scheme throughout the geographic range of fishing 
activity and a significant amount of transshipment. Although sea 
cucumber is often sold live, it can also be processed into a dried 
product for preservation. There are mislabeling concerns for sea 
cucumber, often tied to falsification of shipping and export 
documentation to conceal illegally harvested product.
    Sharks: ``Sharks,'' as included on the draft at risk species list, 
refers to a group of species that are often sold as fins with some 
species also sold as steaks or filets. Depending upon the product form, 
differentiating between species in this broad group is a challenge 
without identification guides or DNA testing. This led the Working 
Group to group all shark species together to assess risks. Sharks as a 
species group have a history fishing violations because they are 
processed and transshipped and there is a lack of enforcement 
capability throughout the geographic range of fishing activity. There 
is a global trade in shark fins that is a known enforcement concern. In 
addition to the IUU fishing risks associated with sharks, there are 
fraud concerns tied to the sale

[[Page 45958]]

of imitation shark fin, which has been labeled as wild caught product.
    We are seeking additional public comment on whether this broader 
grouping is appropriate, potential ways to refine how sharks are 
addressed on the list, and any exclusions from the group that should be 
considered. Any refinements would need to be enforceable without the 
need for DNA testing, and should not unintentionally shift the risk of 
IUU fishing or seafood fraud to other species or introduce new IUU 
fishing or seafood fraud risks.
    Shrimp: Shrimp is produced through both aquaculture and wild 
harvest. The Working Group found that shrimp is at risk for IUU fishing 
activity due to the history of fishery violations, as well as the level 
of processing often associated with shrimp products. Shrimp is also at 
risk for seafood fraud. There is a significant amount of mislabeling 
and/or misrepresentation of shrimp, tied largely to misrepresentation 
of weight, including where product has been treated with Sodium 
Tripolyphosphate to increase water retention. Mislabeling is also a 
concern regarding wild versus aquacultured labeling and product origin. 
Additionally, there is a history of substitution of one species of 
shrimp for another when imports cross the border into the United 
States.
    We are seeking additional public comment on possible ways to refine 
the scope of this species group, e.g., by limiting the scope based on 
product type, species, processing type, or other approaches. Shrimp is 
the largest seafood import into the United States, with the value of 
shrimp imports representing more than twice the value of any other 
seafood species group. Wild capture fisheries exist both in the United 
States and foreign nations. Due to the sheer volume of shrimp that 
enters U.S. markets, traceability for all shrimp may exceed the 
capacity of implementing agencies.
    Swordfish: Swordfish are at risk in terms of both IUU fishing and 
seafood fraud. Swordfish are a highly migratory species and their range 
crosses numerous jurisdictions, including into the high seas. There has 
been a history of fisheries violations in certain swordfish fisheries 
and regions, in addition to a lack of enforcement capability. The 
United States does, however, implement a statistical document program 
for swordfish pursuant to the International Commission for the 
Conservation of Atlantic Tunas (ICCAT) to help mitigate IUU fishing and 
seafood fraud risk. This document is required for all swordfish product 
entering the United States, regardless of the product form or ocean 
area where it was harvested, although it does not provide the full 
range of information that would be expected in a traceability program, 
particularly for fish harvested outside the Atlantic. Swordfish is 
commonly transshipped and is also at risk in terms of species 
substitution with mako shark.
    Tunas: Tunas are a high volume and high visibility species group 
that includes five main species: albacore, bigeye, bluefin, skipjack, 
and yellowfin. There has been a history of fisheries violations in 
certain tuna fisheries and in certain regions. Further, harvesting, 
transshipment, and trade patterns for tunas can be complex, in 
particular for certain value-added products. While there are 
multilateral management and reporting measures in place for many stocks 
within the tuna species group, these management and reporting 
mechanisms vary in terms of information standards and requirements and 
do not all provide a complete catch documentation scheme. Tunas are 
also subject to complicated processing that includes comingling of 
species and transshipments. Further, there has been a history of some 
species substitutions, with most instances involving substitution of 
one tuna species for another. However, there have also been instances 
of escolar, which can contain a toxin, being substituted for albacore 
tuna.
    The Working Group is asking for public comment on possible ways to 
refine the scope of this species group possibly by limiting to certain 
product types, species, processing types, or other approaches.

 Programs To Mitigate Risk

    Through the application of the draft principles, the Working Group 
identified two species--toothfish and catfish--that had a number of 
risk factors for IUU fishing or seafood fraud, but due to mechanisms to 
address those risks are not being proposed as at risk species in this 
Notice.
    Toothfish has been known, historically, as a species with IUU 
fishing concerns, which led to the development, by the Commission for 
the Conservation of Antarctic Marine Living Resources (CCAMLR), of a 
number of monitoring tools including a comprehensive catch 
documentation scheme. Without the existing level of reporting, 
documentation, and enforcement capability, including through measures 
adopted by CCAMLR, for this species, the Working Group would have found 
it to be at risk.
    The Working Group found that while existing measures do not 
eliminate risk for toothfish, they mitigate the IUU fishing and seafood 
fraud risks to such a level that the Working Group does not propose 
toothfish as an at risk species for the first phase of the traceability 
program.
    In the United States, seafood sold as catfish must be from the 
family Ictaluridae (per section 403(t) of the Federal Food, Drug, and 
Cosmetic Act (21 U.S.C. 343(t)) Regarding the Use of the Term 
``Catfish''). As such, there is a strong history of species 
substitution, in which non-Ictaluridae species are sold as catfish. 
Some of this species substitution has been tied to Silurformes species, 
which could have a drug hazard associated with them, as well as other 
species that have been found contaminated with prohibited chemicals and 
pharmaceuticals. In addition to species substitution, there is a 
history of other mislabeling issues, including product origin and 
failure to accurately label product that has been treated with carbon 
monoxide.
    These risks were discussed and are fully recognized by the Working 
Group. However, there is a rulemaking on catfish inspection (http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201410&RIN=0583-AD36) 
under development, separate from the NOC Committee and Working Group 
actions. Once in effect, this pending rulemaking may mitigate risks 
identified by the Working Group. Taking into consideration the 
underlying principle of the Task Force to maximize existing resources 
and expertise from across the federal government through increased 
federal agency collaboration, the Working Group did not include catfish 
on the draft list of at risk species. In the absence of this pending 
rulemaking, or if the pending rulemaking has not progressed when a 
final list of at risk species is determined, the decision to exclude 
catfish from the list of at risk species can be revisited.

Summary of Comments in Response to 80 FR 24246 (April 30, 2015)

    In response to the April 30, 2015, notice (described above), U.S. 
fishing industry groups, non-governmental organizations, foreign 
nations, and interested citizens submitted comments on a wide breadth 
of topics related to the development of the draft principles and the 
draft at risk species list. A total of 155 written comments, and 26 
oral comments received via webinars, were provided. The comments 
included 66 unique comments and 115 comments that were substantially 
the same and therefore are treated as one unified comment supporting 
implementation of a seafood traceability program for

[[Page 45959]]

imported Dolphinfish (noted as ``Dorado'' in public comments, also 
known as Mahi Mahi, Coryphaena hippurus) from Mexico. The Working Group 
considered all public comments, and has provided responses to all 
relevant issues raised by comments below. We have not responded to 
comments that are outside the scope of this request and that may be 
more relevant to future steps in the process, i.e., the pending 
rulemaking on the design of the traceability system.

1. Enforcement Capability

    Comment: Many public comments noted that a species will be at risk 
when there is a lack of enforcement capability for managing the 
species. Comments addressed two different aspects of enforcement 
capability: enforcement authority for a species (i.e., if there is an 
existing legal framework that gives authority to enforce fisheries 
management regulations), and enforcement capacity (i.e., if the 
resources and infrastructure necessary for effective enforcement, such 
as patrol vessels and personnel, exists).
    Response: The Working Group agrees that this is an important factor 
to consider in determining whether a species is at risk for IUU fishing 
and used enforcement capability (i.e., both enforcement authority and 
enforcement capacity) as one of the draft principles for its analysis.

2. Catch Documentation Scheme

    Comment: We received multiple comments regarding the importance of 
a catch documentation scheme to reduce a species' risk for IUU fishing 
and seafood fraud. Example comments: ``A lack of effective catch 
documentation systems: Thorough, up-to-date catch documentation and 
consistent cross-checks of those records helps to reduce opportunities 
to funnel illegally-caught fish into legal market streams, especially 
for complicated trade routes,'' and ``the presence of relevant and 
reliable catch records in an easily stored and shared format (such as 
electronic) would be considered an indicator for degree of risk.''
    Response: The Working Group agrees and has made the existence of a 
catch documentation scheme for a species, and the effectiveness of the 
scheme if one exists, one of the draft principles for determining at 
risk species. An effective catch documentation scheme is a tool that 
enhances seafood traceability and helps decrease the opportunity for 
IUU fishing and seafood fraud.

3. Complexity of the Chain of Custody and Processing

    Comment: A number of comments were received that were related to 
the complexity and transparency of the chain of custody for seafood. In 
the more complex chains of custody there are more opportunities for 
mixing illegally caught fish with legally caught fish, or for 
mislabeling. Multiple comments noted that transshipments make tracking 
the chain of custody harder and present an opportunity to commingle 
legally and illegally caught fish. Similarly, the complexity of the 
processing a species undergoes is also important. It is much more 
difficult to mislabel whole fish, because the identification of the 
species is easier. Conversely, highly processed seafood (such as fillet 
block or surimi) could have a number of species mixed into it, either 
legally, or fraudulently, and without DNA testing it is impossible to 
identify the constituent parts. Example comments include: ``Prioritize 
mixed products that are composed of more than one species . . . 
numerous species in a single product can increase IUU risk.'' ``Seafood 
products that have been co-mingled, processed, transshipped, or 
transported throughout multiple jurisdictions.'' ``Monitoring and 
control of transshipments; Does the supply chain actor (i.e. retailer, 
importer, etc.) request/have a list of vessels involved in 
transshipments including carrier vessel (basic level information, flag 
State, registration number, license, unique vessel identifier).''
    Response: The Working Group agrees that the transparency in the 
supply chain is important to detecting and discouraging IUU fishing and 
seafood fraud. Accordingly, we have made the transparency of chain of 
custody for a species a draft principle. This draft principle includes 
an assessment of how common transshipment is for each species, the 
complexity of processing, and the resulting final product (e.g., fillet 
block vs. whole fish).

4. Species Substitution

    Comment: The Working Group received many comments highlighting the 
problems associated with mislabeling and other forms of 
misrepresentation of seafood. Due to the magnitude of comments 
concerned with the substitution of one species for another, the Working 
Group addressed species substitutions separately from other forms of 
mislabeling fraud (see next comment). Commenters highlighted some 
reasons species substitutions might occur: Avoiding tariffs, increasing 
value (i.e., a less valuable species sold as a higher value species), 
and masking illegal fishing. Example comments include: ``operators 
intentionally mislabel species to avoid tariffs or regulations or to 
pass off lower value fish as higher value product.'' ``Low value 
species whose products `resemble' those from higher value species. Even 
if the species itself is plentiful, economic incentive then exists for 
seafood fraud and substitution.''
    Response: The Working Group agrees that substituting one species 
for another species can be harmful to the seafood industry and to the 
consumer, regardless of the reason for species substitution. Therefore, 
the Working Group has included a draft principle that takes into 
account the history of seafood substitutions for a species.

5. Seafood Mislabeling

    Comment: In addition to species substitutions, there are many other 
types of seafood mislabeling that can be considered fraud, including, 
but not limited to: Improper weighting, unlabeled chemical additives, 
added water, mislabeled harvest location, misrepresentation of farmed 
vs. wild product, and misclassification of import codes. Example 
comments include: ``Net weight is the most widespread fraudulent 
activity and the hardest to fix. It is very tempting to sell and ice 
glaze for $10 to $25 a pound.'' ``Lower value farm raised species that 
are substituted for higher value wild species . . . [is] economically 
motivated adulteration or fraud.''
    Response: The Working Group agrees. Seafood mislabeling and other 
forms of misrepresentation create an unfair market for law-abiding 
members of the seafood industry and directly impacts consumers. The 
motive for mislabeling and other forms of misrepresentation are more 
difficult to ascertain and in some instances mislabeling can be 
unintentional. Therefore, the Working Group chose to analyze instances 
of mislabeling unrelated to species substitution to determine species 
most at risk, and did not attempt to address intent.

6. History of Violations

    Comment: A number of comments received highlighted fisheries with 
prior IUU fishing violations as being at risk fisheries. Without 
additional controls or management and monitoring systems, continued IUU 
fishing activity would be expected for species that have a history as a 
target for IUU fishing. Example comments: ``We encourage the Task Force 
to identify and review the cases for those companies and individuals,

[[Page 45960]]

both domestic and foreign, convicted for incidents of misreporting.''
    Response: The Working Group agrees with public comments that a 
history of violations is a risk factor. The Working Group therefore 
included the history of violations for a species as a draft principle 
for identifying risk of IUU fishing for a species. It should be noted 
that the history of fisheries violations within a fishery is separate 
from the draft principles concerning mislabeling and species 
substitution.

7. Human Health Risks

    Comment: The Working Group received comments that species at risk 
of seafood fraud should also be reviewed and prioritized according to 
potential human health impacts. When species are substituted or 
mislabeled, in addition to defrauding the customer, there can be an 
introduced or increased human health risk. An example comment includes: 
``Farmed fish from developing countries with little or no health 
standards are increasingly being found to contain toxins that pose 
health threats to consumers. These fish are often substituted for fish 
with local names, and passed off to the American consumer as domestic 
wild caught [sic.].''
    Response: The Working Group agrees that human health risk should be 
considered. As such, the Working Group has made history of mislabeling 
impacting human health a draft principle for determining at risk 
species.

8. Species Health and Vulnerability

    Comment: The Working Group received numerous comments regarding the 
importance of sustainable seafood, and requesting that the biological 
health of the species, or associated bycatch levels, gear impacts and 
other environmental impacts be considered. Example comments include: 
``[Species] [k]nown or projected to be biologically vulnerable, 
including low intrinsic rates of population increase or highly 
migratory (subject to fishing from multiple jurisdictions).'' 
``Unfortunately, as a species' numbers decline the market value of the 
species often rises. This could boost the incentive for illegal fishers 
to chase those species.''
    Response: The Working Group acknowledges that the sustainability of 
fishing resources is an important goal and is a priority for NOAA under 
the Magnuson-Stevens Fishery Conservation and Management Act (MSA), 16 
U.S.C. 1801 et seq. Some vulnerable species identified in the comments 
such as sharks, sturgeon, and abalone were added to the base list and 
analyzed by the Working Group. However, the main focus of this process 
is to identify species at risk for IUU fishing or seafood fraud and a 
species' vulnerability is not, in and of itself, indicative of such 
risk, and thus is beyond the scope of this process.

9. Economic Importance of a Species (Volume and Value)

    Comment: Multiple comments encouraged the Working Group to include 
information about the volume and value of the species traded or landed 
when determining risk. The comments note that high volume and high 
value species are more likely at risk for IUU fishing and seafood 
fraud. Example comments include: `` IUU fishing is often associated 
with highly valuable species that are prized in the global marketplace, 
including large apex predators, such as tunas or sharks and specialty 
products such as eel'', and ``Value and volume of species: initial 
focus on species of significant value and volume, both aspects that 
increase motivation for IUU and seafood fraud.''
    Response: To ensure that the economic importance of a species was 
taken into account, the Working Group ensured that all species or 
groups of species, either domestically landed or imported, with an 
annual value of $100 million USD or more for 2014 were included in the 
base list of species evaluated to determine whether they are at risk 
for IUU fishing or seafood fraud. This encompassed both the demand for 
a product, as well as the value, and, in most cases, also the volume 
(most high volume species also have an annual value of over $100 
million). Recognizing, however, that value or volume is only one 
measurement, the Working Group also identified species that are known 
to have high prices per pound, but do not meet the threshold of annual 
landings or import value of over $100 million, and added them for 
evaluation (e.g., sturgeon caviar, sea cucumber), as well as species 
identified by subject matter experts from the Working Group agencies.

10. Bycatch Concern

    Comment: In addition to comments about target species' 
sustainability, comments were received regarding the level of bycatch 
associated with the harvest of a species. These comments generally were 
in agreement that a high level of bycatch would make the target species 
more likely to be at risk.'' Example comments: ``It must adequately 
address bycatch.'' ``Harvested from fisheries with a high frequency of 
destructive fishing methods . . . and fishing methods that result in 
significant bycatch are more likely to be threatened by IUU fishing.''
    Response: The Working Group acknowledges the importance of reducing 
incidental bycatch of marine species to the sustainability of global 
fisheries. The selection of species to which the principles were 
applied as described in this notice includes species harvested both as 
targeted catch and bycatch. Despite the importance of minimizing 
bycatch in sustainable fisheries management, the level of bycatch 
associated with harvest of a target species is not, in and of itself, 
determinative of the level of risk for IUU fishing or seafood fraud for 
the target species. Thus, the Working Group did not include this 
consideration as a draft principle.

11. Marine Mammal Protection Act Ties to Risk

    Comment: One commenter stated: ``in addition to concerns about the 
seafood products themselves, the Marine Mammal Protection Act (MMPA) at 
16 U.S.C. 1371(a)(2) requires the government to insure that seafood 
products imported into the United States must be caught in a manner 
that does not result in the killing or serious injury of ocean mammals 
in excess of U.S. standards.''
    Response: MMPA section 101(a)(2) (16 U.S.C. 1371(a)(2)) concerns 
the level of marine mammal bycatch in the course of commercial fishing 
operations. As stated above, the level of bycatch associated with 
harvest of a target species is not, in and of itself, determinative of 
the level of risk for IUU fishing or seafood fraud for the target 
species. In a separate rulemaking, NOAA intends to publish a proposed 
rule to implement MMPA section 101(a)(2).

12. Country-Specific Risk

    Comment: A large number of public comments requested that we look 
at the country of origin as a critical principle for determining a 
species' risk of IUU fishing or seafood fraud. For example, comments 
received include: ``The Task Force should start with the existing 
report NOAA provides to Congress every two years that identifies 
nations that have vessels engaging in IUU fishing. Imported seafood 
from nations identified in this report should be categorized as high 
risk'' and ``[k]nown or established history of illegal fishing or 
fisheries product coming from a nation identified as having documented 
IUU fishing.''
    Response: The Working Group has already identified as draft 
principles enforcement capability and history of

[[Page 45961]]

fisheries violations. These principles will allow the Working Group to 
take into account fisheries identified in NOAA's biennial report to 
Congress as engaging in IUU fishing (see 16 U.S.C. 1826(h)). The 
Working Group does not believe it is useful or appropriate to establish 
a principle based on country of origin.

13. European Union (EU) IUU Seafood Certification

    Comment: A number of comments included discussion of the EU 
approach to combatting IUU fishing, which is country-of-origin based, 
rather than species-based. Example comments: ``Ideally the United 
States could also use the well-researched `red and yellow card' system 
of the European Union to assess the likelihood of IUU products coming 
out of a country's fishery or processing operations'' and 
``[p]rioritize products imported from countries already issued IUU 
yellow or red cards by the EU.''
    Response: The Working Group is implementing the recommendations of 
the Presidential Task Force on Combatting IUU fishing and Seafood 
Fraud, which outlines a species specific approach as the basis for a 
risk-based traceability scheme. As noted above, the Working Group does 
not believe it is appropriate to establish a principle based on country 
of origin. In addition, the U.S. government does not have active 
involvement with the EU country-based IUU fishing risk identification 
system. Therefore, the Working Group did not include a principle that 
would identify species at risk based on whether they are associated 
with nations that have been issued a yellow and red card under the EU 
system. However, to the extent available, information generated or 
collected pursuant to the EU system that could be relevant to other 
principles used by the Working Group, such as enforcement capability 
and history of fisheries violations for specific species.

14. Vessel-Specific Risk and Flags of Convenience

    Comment: A comment was received that a principle for determining 
risk should be: ``Presence of flags of convenience in a fishery: Flags 
of convenience (FOCs) are a well-known challenge to effective fisheries 
management . . . Therefore, the Working Group should pay special 
attention to species caught in fisheries with large numbers of vessels 
registered to known FOCs).''
    Response: The Working Group used history of fisheries violations as 
a principle, which covers incidents from all vessels. Although the 
Working Group recognizes the challenges associated with FOCs, the 
Working Group decided to use a metric of documented offenses rather 
than a flag- or vessel-specific approach.

15. Wildlife Trafficking Connections

    Comment: There is an existing President's Advisory Council on 
Wildlife Trafficking that is working to implement the National Strategy 
for Combatting Wildlife Trafficking, released by the White House on 
February 11, 2014. Public comments encouraged the Working Group to 
connect with the Wildlife Trafficking Advisory Council to ensure we do 
not duplicate efforts, and to work to synergize activity where 
appropriate. Additionally, comments requested: ``In continuing to 
fulfill its mission, we encourage the Working Group to continue 
reaching out to the Presidential Task Force on Wildlife Trafficking, 
especially on illegal trade in marine species, particularly sharks, 
rays, and marine turtles.'' ``Seafood products that are known to be 
involved in wildlife trafficking. Illegally harvested seafood products, 
many of which are depleted or highly depleted, are sometimes involved 
with underground wildlife trade.''
    Response: The Working Group is coordinating with the President's 
Advisory Council on Wildlife Trafficking as some members participate in 
both groups. The Working Group has not used wildlife trafficking as a 
principle for any determination of a species' risk of IUU fishing or 
seafood fraud, but did consider the history of fisheries violations, 
species substitution and mislabeling violations associated with a 
species.

16. Sport vs. Commercial IUU fishing

    Comment: One comment stated: ``The Task Force should differentiate 
between sport and commercial fishing when determining IUU fishing 
activities.''
    Response: While the Working Group acknowledges that illegal sport 
fishing can have adverse impacts on fishery resources, the traceability 
program will only include products that enter into U.S. commerce. 
Landings from sport fishing trips, for the most part, do not enter the 
United States in commercially significant quantities and thus, the 
Working Group used data based on commercial fisheries for all at risk 
determinations.

17. Market Price Versus Catch Price

    Comment: A comment was received noting: ``Another indicator of 
whether IUU products are present in the market are [sic] if there are 
price discrepancies such that the catch price is significantly lower 
than the average price on the market. Where the market price is 
significantly higher than the catch price this may be an indication 
that the product was derived from IUU fishing.''
    Response: The Working Group did not review price discrepancies in 
its at risk analysis. Data on price in the market versus off the boat 
is not robust or consistently collected. In addition, the connection 
between market price and risk of IUU fishing and seafood fraud has not 
been clearly established, and there are many variables that could cause 
a discrepancy in price other than IUU fishing.

18. Risk From World Customs Organization Harmonized Schedule (New HS 
Codes)

    Comment: One comment was received regarding the increased risks 
associated with species for which there are new import codes that will 
go into effect in 2017: ``imports of species that originate in 
countries that have failed to implement the seafood-related amendments 
to the 2012 [World Customs Organization Harmonized Schedule (HS)] HS 
Codes should be considered `at risk.' As of March 20, 2015 only 115 out 
of 151 Contracting parties to the World Customs Organization had 
implemented the current HS Code Schedule. As the new HS Codes for 
seafood products come into force in January of 2017, we believe that 
there will be a heightened risk of fraud and mislabeling (whether 
inadvertent, as people adjust to the new codes, or intentional so as to 
avoid tariffs). Consequently, we believe that those species for which 
new codes have been added should be `at risk.' ''
    Response: There is another working group addressing the Action Plan 
for Implementing Task Force Recommendation 10 (Enforcement: Species 
Name and Code) that is currently assessing ways to enhance the 
identification of products through the use of the HS and the Harmonized 
Tariff Schedule of the United States (HTSUS). Though the outcomes of 
this assessment may not influence other countries' actions with regards 
to adopting the 2012 or 2017 HS changes, the Working Group may propose 
changes to the HTSUS and make other recommendations relative to naming 
and identification that could impact certain seafood imports into the 
United States, as well as changing the potential associated risks 
highlighted.

[[Page 45962]]

19. Highly Migratory Species (HMS)

    Comment: Highly migratory species were noted in public comments as 
being more susceptible to IUU fishing and seafood fraud. Because of the 
transient and pelagic nature of these species, they are fished outside 
of or across multiple Exclusive Economic Zones (EEZs), as well as on 
the high seas, making regulatory development and enforcement more 
difficult. Example comments: ``Highly migratory stocks, particularly 
those that travel through and between national boundaries, may be more 
susceptible to IUU fishing activities'' and ``The life history of 
certain species can lead to IUU vulnerability. For instance, fisheries 
for highly migratory species are difficult to monitor and enforce, 
which can make illegal behavior harder to detect and deter (e.g. 
tuna).''
    Response: The Working Group concluded that a separate principle for 
HMS was not necessary. HMS at a high risk for IUU fishing should be 
identified through a combination of other principles such as 
enforcement capability and the absence of a catch documentation scheme 
or an ineffective scheme. In addition, to alleviate potential risk 
associated with the migratory nature of these species, many HMS are 
managed internationally through Regional Fishery Management 
Organizations that adopt harvest limits, data collection requirements, 
and enforcement measures. The Working Group applied the drafted 
principles to HMS along with non-HMS, and those determined to be at 
risk are on the draft list of species (e.g., sharks and tunas).

20. Species-Based Approach

    Comment: Many comments requested that the Working Group not take a 
species-based approach, and rather employ a larger scaled approach and 
begin the traceability program with all seafood products. Example 
comments: ``any legitimate approach to identifying IUU risk in seafood 
will inevitably produce a much broader and larger set of products than 
could be achieved through the selection of a limited set of ``species 
at risk'' and ``[w]hile we understand the need to prioritize resources 
on high risk problems, we do not believe that a species-by-species 
approach is an effective long-term solution to the challenges of IUU 
fishing and seafood fraud, which are global in nature, occur at all 
levels, from harvest through final sale, and are influence by changing 
market demands and other factors.''
    Response: The Action Plan for Implementing Task Force 
Recommendations specifies that the traceability program will be 
implemented by first targeting high risk species, while preserving the 
opportunity to leverage the value and effectiveness of other 
traceability efforts. By December 2016, the NOC will issue a report, 
taking into careful consideration input from stakeholders, evaluating 
implementation of the first phase of the traceability program and 
recommending how and under what timeframe it should be expanded.

21. Data for Analyzing Principles Identified

    Comment: There were multiple public comments expressing concerns 
with the data that would be used to analyze the base list of species 
using the draft principles to identify species at risk. One commenter 
noted that species at risk shift over time as changes in management 
occur, and therefore, the Working Group should use current information 
when identifying at risk species. Conflicting comments were submitted 
regarding the appropriate data to use: Some comments suggested use of 
government data only, while others supported use of non-governmental 
information submitted through public comment.
    Response: To develop the draft list the Working Group used 
verifiable data, including information from Customs and Border 
Protection (CBP), Food and Drug Administration (FDA), and NOAA 
databases, published reports, or data gathered by Regional Fisheries 
Management Organizations to which the United States is a member and 
whose scientific data is developed and reviewed with active U.S. 
government participation, and the knowledge of subject matter experts, 
including members of the Working Group and other personnel from 
represented agencies. The Working Group determined that including data 
from the past five years was appropriate, as a longer timeframe may not 
recognize improvements that have been made in some fisheries over time, 
and a shorter timeframe may not include enough data to identify the 
species at risk.

22. Convention on International Trade in Endangered Species (CITES) and 
International Union for Conservation of Nature (IUCN) Lists as Basis 
for Determining Risk

    Comment: A number of public comments requested that species listed 
with CITES or that are on IUCN red lists be determined as species at 
risk. Example comments: ``A species listed on one of the CITES 
appendices: A number of commercially exploited species, including shark 
and ray species, are included in the appendices of CITES'' and ``Of the 
more than 1200 described species, one quarter have been designated as 
threatened under the IUCN Red List, and 500 species are so data 
deficient that their conservation status cannot be determined, putting 
them at even greater risk.''
    Response: CITES is an international agreement between governments 
that aims to ensure that international trade in specimens of wild 
animals and plants does not threaten their survival. The IUCN red list 
of threatened species is an approach for evaluating the conservation 
status of plant and animal species on a global scale. As mentioned in 
response to a prior comment, the Working Group affirms that 
sustainability of fishing resources is an important goal. However, the 
main focus here is to identify species at risk for IUU fishing and 
seafood fraud. Thus, the draft principles do not include consideration 
of the conservation status of species.

23. Science-Based Fishery Management

    Comment: Public comments requested that species not managed using 
science-based fisheries management be considered at risk. This 
commentary was often tied to a country, rather than a species, but the 
premise of science-based fishery management was consistent in both 
approaches. For example, a comment stated that at risk species should 
include species ``[t]aken in managed fisheries but without science-
based or precautionary (where population assessments are not available) 
catch limits; where limits exceed scientific advice; or where catch 
limits are routinely exceeded.''
    Response: The Working Group agrees that fishery management must be 
science-based to be effective. Under the Magnuson-Stevens Fishery 
Conservation and Management Act, conservation and management measures 
for federal fisheries managed in the U.S. EEZ ``shall be based upon the 
best scientific information available'' (16 U.S.C. 1851(a)(2)). As 
noted earlier, the Working Group considered in its analysis scientific 
information from Regional Fisheries Management Organizations to which 
the United States is a member. Beyond this, the Working Group does not, 
as a general matter, have sufficient information or the ability to 
evaluate the science used by foreign nations in the management of their 
fishing resources. Thus, whether or not a species is subject to a 
management regime using best available scientific information was not 
included as a draft principle for determining at risk species.

[[Page 45963]]

Rather, the NOC will seek to address this concern through other 
approaches aimed at international stewardship (e.g., capacity building, 
diplomatic outreach, etc.)

24. Magnitude of the Violations

    Comment: One public comment requested: ``The Task Force should 
weigh the magnitude of labeling violations and impact on U.S. consumer 
prior to deeming a species at risk. The following are examples of 
mislabeling that should represent lower concern and should NOT be the 
sole basis from an at risk determination: Species that are mislabeled 
within the same genus or within the same acceptable market name 
grouping.''
    Response: The Working Group took known violations from the past 
five years into account in evaluating species for at risk'' 
determination. Adding a value judgment on the magnitude of the 
violations was beyond the capacity of the Working Group.

25. Poor Species Identification in the Catch and/or Trade Data

    Comment: One public comment noted that the lack of species 
identification in catch and trade data can increase a species' 
vulnerability to IUU fishing.
    Response: This issue will be captured under the draft principles 
concerning any history of species mislabeling and the existence of a 
catch documentation scheme. In addition, the Working Group recognizes 
the concern regarding import codes. This issue will be discussed 
through the work on Task Force Recommendation 10 ``to standardize and 
clarify rules on identifying the species, common name, and origin of 
seafood.''

26. Existing Traceability System

    Comment: Multiple comments recommended that the Working Group 
review and take into account whether there is already a certification 
system or traceability system for a species. Example comment: ``Some 
private industry sectors have initiated traceability requirements.''
    Response: The Working Group commends organizations and fishing 
groups that have initiated traceability programs on their own and 
recognizes the investment by the private sector in developing improved 
traceability. For species with a recently implemented traceability 
program, the number of enforcement violations over the past five years 
can be used as a measure of the effectiveness of the program and will 
allow us to either remove these species from our list of at risk 
species or, where appropriate, include existing catch documentation 
provisions into a traceability program to further address risk of IUU 
fishing and seafood fraud.

    Dated: July 28, 2015.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine 
Fisheries Service.
[FR Doc. 2015-18945 Filed 7-31-15; 8:45 am]
BILLING CODE 3510-22-P



                                                                                 Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices                                            45955

                                                  ADDRESSES:    The meeting will be held                   DATES:   Comments must be received by                 The Action Plan
                                                  via webinar, but anyone can also attend                  September 2, 2015.                                       (http://www.nmfs.noaa.gov/ia/iuu/
                                                  at the Council office address (see                       ADDRESSES: You may submit comments                    noaa_taskforce_report_final.pdf)
                                                  below). The webinar link is: http://                     on this document, identified by NOAA–                 articulates the proactive steps that
                                                  mafmc.adobeconnect.com/                                  NMFS–2014–0090, by any of the                         Federal agencies will take to implement
                                                  dogfishap2015/. Please call the Council                  following methods:                                    the recommendations the Task Force
                                                  at least 24 hours in advance if you wish                    • Electronic Submission: Submit all                made to the President in December 2014
                                                  to attend at the Council office.                         electronic public comments via the                    on a comprehensive framework of
                                                     Council address: Mid-Atlantic Fishery                 Federal e-Rulemaking Portal. Go to                    integrated programs to combat IUU
                                                  Management Council, 800 N. State St.,                    www.regulations.gov/                                  fishing and seafood fraud. The Action
                                                  Suite 201, Dover, DE 19901; telephone:                   #!docketDetail;D=NOAA-NMFS-2014-                      Plan identifies actions that will
                                                  (302) 674–2331.                                          0090, click the ‘‘Comment Now!’’ icon,                strengthen enforcement, create and
                                                  FOR FURTHER INFORMATION CONTACT:                         complete the required fields, and enter               expand partnerships with state and
                                                  Christopher M. Moore, Ph.D. Executive                    or attach your comments.                              local governments, industry, and non-
                                                  Director, Mid-Atlantic Fishery                              • Mail: Submit written comments to                 governmental organizations, and create
                                                  Management Council; telephone: (302)                     Danielle Rioux, 1315 East-West                        a risk-based traceability program to
                                                  526–5255. The Council’s Web site,                        Highway; Silver Spring, Maryland                      track seafood from harvest to entry into
                                                  www.mafmc.org will also have details                     20910.                                                U.S. commerce, including through the
                                                  on webinar access and any background                        • Webinar: A webinar will be held on               use of existing traceability mechanisms.
                                                  materials.                                               August 25th 3:30–5pm Eastern time.                    The work the Task Force began
                                                  SUPPLEMENTARY INFORMATION: The                           Please go to http://www.nmfs.noaa.gov/                continues under the oversight of the
                                                  purpose of the meeting is to create a                    ia/iuu/taskforce.html for information on              National Ocean Council’s Committee on
                                                  Fishery Performance Report by the                        how to join.                                          IUU Fishing and Seafood Fraud (NOC
                                                  Council’s Spiny Dogfish Advisory                            Instructions: Comments sent by any                 Committee), established this past April,
                                                  Panel. The intent of the report is to                    other method, to any other address or                 2015.
                                                  facilitate structured input from the                     individual, or received after the end of                 This notice is one of several steps in
                                                  Advisory Panel members into the                          the comment period, may not be                        the plan to implement Task Force
                                                  specifications process.                                  considered by the Working Group. All                  Recommendations 14 and 15,
                                                                                                           comments received are a part of the                   identifying ‘‘species of fish or seafood
                                                  Special Accommodations
                                                                                                           public record and will generally be                   that are presently of particular concern
                                                    The meeting is physically accessible                   posted for public viewing on                          because they are currently subject to
                                                  to people with disabilities. Requests for                www.regulations.gov without change.
                                                  sign language interpretation or other                                                                          significant seafood fraud or because
                                                                                                           All personal identifying information                  they are at significant risk of being
                                                  auxiliary aid should be directed to M.                   (e.g., name, address, etc.), confidential
                                                  Jan Saunders, (302) 526–5251, at least 5                                                                       caught by IUU fishing.’’ To begin
                                                                                                           business information, or otherwise                    implementing these recommendations,
                                                  days prior to the meeting date.                          sensitive information submitted                       the NOC Committee created a Working
                                                    Dated: July 29, 2015.                                  voluntarily by the sender will be                     Group (Working Group), led by NOAA
                                                  Tracey L. Thompson,                                      publicly accessible. The Working Group                and composed of members from partner
                                                  Acting Deputy Director, Office of Sustainable            will accept anonymous comments (enter                 agencies: Department of State, Food and
                                                  Fisheries, National Marine Fisheries Service.            ‘‘N/A’’ in the required fields if you wish            Drug Administration, Department of
                                                  [FR Doc. 2015–18941 Filed 7–31–15; 8:45 am]              to remain anonymous).                                 Homeland Security, Customs and
                                                  BILLING CODE 3510–22–P                                   FOR FURTHER INFORMATION CONTACT:                      Border Protection, and the Office of the
                                                                                                           Danielle Rioux, Office of Sustainable                 U.S. Trade Representative.
                                                                                                           Fisheries, National Marine Fisheries                     As the first step, the NOC Committee,
                                                  DEPARTMENT OF COMMERCE                                   Service (phone 301–427–8516, or email                 through the Working Group, solicited
                                                                                                           Danielle.Rioux@noaa.gov).                             public input through a Federal Register
                                                  National Oceanic and Atmospheric                         SUPPLEMENTARY INFORMATION: According                  notice (80 FR 24246, April 30, 2015) on
                                                  Administration                                           to NOAA, in 2013, U.S. fishers landed                 what principles should be used to
                                                  RIN 0648–XE078                                           9.9 billion pounds of fish and shellfish              determine the seafood species ‘‘at risk’’
                                                                                                           worth $5.5 billion. Illegal, unreported,              for IUU fishing or seafood fraud. Public
                                                  Presidential Task Force on Combating                     and unregulated (IUU) fishing and                     input was received both in writing and
                                                  Illegal Unreported and Unregulated                       seafood fraud undermine the                           through webinars. Taking into
                                                  (IUU) Fishing and Seafood Fraud                          sustainability of U.S. and global seafood             consideration comments received, the
                                                  Action Plan                                              stocks and negatively impact general                  Working Group developed draft
                                                  AGENCY:  National Marine Fisheries                       ecosystem health. At the same time, IUU               principles and a draft list of ‘‘at risk’’
                                                  Service (NMFS), National Oceanic and                     fishing and fraudulent seafood products               species based on those principles. This
                                                  Atmospheric Administration (NOAA),                       distort legal markets and unfairly                    notice seeks public comment on the
                                                  Commerce.                                                compete with the products of law-                     draft principles and ‘‘at risk’’ species
                                                  ACTION: Notice; request for comments.                    abiding fishers and seafood industries.               list. Following public comment, the
                                                                                                           On March 15, 2015, the Presidential                   Working Group will develop final
mstockstill on DSK4VPTVN1PROD with NOTICES




                                                  SUMMARY:   The National Ocean Council                    Task Force on Combating IUU Fishing                   principles and a final recommended list
                                                  Committee on IUU Fishing and Seafood                     and Seafood Fraud (Task Force), co-                   of at risk species. Once at risk species
                                                  Fraud (NOC Committee) is seeking                         chaired by the Departments of                         have been determined, the NOC
                                                  public input on draft principles for                     Commerce and State, took an historic                  Committee will transmit the list to
                                                  determining seafood species at risk of                   step to address these issues and                      agencies charged with implementing the
                                                  IUU fishing and seafood fraud (‘‘at                      published its Action Plan for                         Task Force recommendations for
                                                  risk’’) and a draft list of ‘‘at risk’’ species          Implementing Task Force                               appropriate action. The list will be
                                                  developed using the draft principles.                    Recommendations (Action Plan).                        published by October 2015, in the


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                                                  45956                          Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices

                                                  Federal Register. The list will not                      one vessel to another, either at sea or in            Atlantic; Cod, Pacific; Crab, Blue; Crab,
                                                  impose any legal requirements, but will                  port) for a species, as well as the                   Dungeness; Crab, King; Crab, Snow;
                                                  inform the first phase of the risk-based                 complexity of the supply chain and                    Dolphinfish (Mahi Mahi); Oyster; Grouper;
                                                                                                                                                                 Haddock; Halibut, Atlantic; Halibut, Pacific;
                                                  seafood traceability program, as                         extent of processing (e.g., fish that is
                                                                                                                                                                 Lake or Yellow Perch; Lobster; Mackerel;
                                                  described in the Action Plan for                         commonly exported for processing or                   Menhaden; Opah; Orange Roughy; Red
                                                  Implementing Task Force                                  that is sold as fillet block vs. whole fish)          Drum; Red Snapper; Sablefish; Salmon,
                                                  Recommendations. The traceability                        as it pertains to comingling of species or            Atlantic; Salmon, Chinook; Salmon, Chum;
                                                  program itself will be developed                         catch.                                                Salmon, Coho; Salmon, Pink; Salmon,
                                                  through notice-and-comment                                  • Species Substitution: The history of             Sockeye; Scallop; Sea bass; Sea cucumber;
                                                  rulemaking, pursuant to the Magnuson-                    known species substitution for a                      Shrimp; Sharks; Sole; Squid; Sturgeon caviar;
                                                  Stevens Fishery Conservation and                         species, focused on mislabeling or other              Swordfish; Tilapia; Toothfish; Tunas
                                                                                                           forms of misrepresentation of seafood                 (Albacore, Bigeye, Bluefin, Skipjack,
                                                  Management Act, and that rulemaking                                                                            Yellowfin); Wahoo; Walleye (Alaskan)
                                                  will address data requirements, the                      products regarding the species                        Pollock; Pacific Whiting.
                                                  design of the program, and the species                   contained therein.
                                                  to which the first phase of the program                     • Mislabeling: The history of                         Both imported and domestically
                                                  will be applied.                                         mislabeling other than mislabeling                    landed species were evaluated using the
                                                                                                           related to species substitution, e.g.,                same data sources and methodology, as
                                                  Draft Principles for Determining                         customs misclassification or                          described below.
                                                  Species at Risk of IUU Fishing and                       misrepresentation related to country of                  The Working Group identified
                                                  Seafood Fraud                                            origin, whether product is wild vs.                   appropriate data sources for analyzing
                                                     To develop draft principles, the                      aquaculture, or product weight.                       the base list of species using the
                                                  Working Group reviewed all public                           • History of Violations: The history of            principles to determine species at risk of
                                                  comments received and evaluated the                      fisheries violations in the United States             IUU fishing and seafood fraud. The
                                                  strength and utility of various principles               and abroad for a species, particularly                Working Group used verifiable data,
                                                  as indicators for potential risk of IUU                  those related to IUU fishing.                         including information from Customs
                                                  fishing or seafood fraud as well as their                   • Human Health Risks: History of                   and Border Protection (CBP), Food and
                                                  measurability and the robustness of data                 mislabeling, other forms of                           Drug Administration (FDA), and NOAA
                                                  available to assess them. The Working                    misrepresentation, or species                         databases, published reports, or data
                                                  Group worked to minimize overlap of                      substitution leading to human health                  gathered by Regional Fisheries
                                                  principles to ensure that alignment with                 concerns for consumers, including in                  Management Organizations to which the
                                                  several principles does not overstate                    particular, incidents when                            United States is a member and whose
                                                  associated risk, and also to distinguish                 misrepresentation of product introduced               scientific data is developed and
                                                  between risk of IUU fishing and risk of                  human health concerns due to different                reviewed with active U.S. government
                                                  seafood fraud. The Working Group then                    production, harvest or handling                       participation, and the knowledge of
                                                  applied the draft principles to a base list              standards, or when higher levels of                   subject matter experts, including
                                                  of species to determine a draft list of                  harmful pathogens were introduced                     members of the Working Group and
                                                  species at risk for IUU fishing or seafood               directly from the substituted species.                other personnel from represented
                                                  fraud.                                                   Application of Draft Principles                       agencies. The Working Group decided
                                                     Based on the Working Group’s                                                                                to analyze data from the past five years
                                                  evaluation and synthesis of comments                        Given the large number of seafood                  as the appropriate timeframe for
                                                  received, the draft principles for which                 species domestically landed and                       decision-making because a longer
                                                  public comment is sought are listed                      imported, it was not feasible to analyze              timeframe might not reflect
                                                  below. Species and species groups were                   all species that enter U.S. commerce                  improvements that have been made in
                                                  evaluated using these principles:                        under the principles listed above.                    some fisheries over time and a shorter
                                                     • Enforcement Capability: The                         Therefore, the Working Group created a                timeframe might not include sufficient
                                                  enforcement capability of the United                     base list of species for evaluation using             data to identify risks to certain species.
                                                  States and other countries, which                        several factors: (1) The value of                        Sub-working groups based on subject
                                                  includes both the existing legal                         domestic landings and imports (all                    matter expertise were created to
                                                  authority to enforce fisheries                           seafood species with an imported or                   complete the analyses under each
                                                  management laws and regulations and                      domestically landed value over $100                   individual principle. The Working
                                                  the capacity (e.g., resources,                           million USD in 2014 were included on                  Group then used the analyses done by
                                                  infrastructure, etc.) to enforce those                   the base list); (2) species identified by             the sub-working groups to determine
                                                  laws and regulations throughout the                      the Working Group due to a high cost                  which species were most at risk of IUU
                                                  geographic range of fishing activity for                 of product per pound (which was                       fishing and seafood fraud.
                                                  a species.                                               considered to potentially increase the                   The Working Group then had in-
                                                     • Catch Documentation Scheme: The                     incentive for IUU fishing and fraud);                 depth discussions regarding the
                                                  existence of a catch documentation                       and (3) species proposed based on the                 application of the draft principles to the
                                                  scheme throughout the geographic range                   expertise of representatives from the                 base list of species, and noted that the
                                                  of fishing activity for a species, and the               Working Group agencies. In some cases,                suite of risks posed to species varied not
                                                  effectiveness of that scheme if it exists,               the Working Group combined related                    only in terms of what risks affected
                                                  including whether a lack of proper                       species (e.g., shrimp), together in its               which species, but also in terms of the
                                                                                                           analysis because the supporting data
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                                                  documentation leads to discrepancies                                                                           scale of the risks. For example, a single
                                                  between total allowable catch and trade                  utilized nomenclature which made                      documented case of species substitution
                                                  volume of a species.                                     further analytical breakouts (e.g., by                for a species that is sold in high
                                                     • Complexity of the Chain of Custody                  scientific name) unworkable. The                      volumes was considered differently
                                                  and Processing: The transparency of                      resulting list of species and groups                  than one case for a species rarely found
                                                  chain-of-custody for a species, which                    analyzed is set forth below:                          in U.S. markets.
                                                  includes the amount of transshipment                       Abalone; Billfish (Marlins, Spearfishes,               Additionally, as the Working Group
                                                  (in this context, the transfer of fish from              and Sailfishes); Catfish (Ictaluridae); Cod,          discussed the suite of risks associated


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                                                                                 Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices                                              45957

                                                  with the principles, a relationship                      over-glazing (ice coating), and short-                this fishery. Pacific cod is a target of
                                                  became evident between the                               weighting.                                            global IUU fishing operators and has a
                                                  enforcement capability associated with                      Blue Crab: Blue crab is sold in a                  clear a history of fishing violations. It is
                                                  a species and the history of violations.                 number of different forms from live                   also subject to highly globalized
                                                  In many cases a history of violations                    animals to significantly processed crab               processing and transshipment.
                                                  was indicative of a strong enforcement                   meat. In the highly processed form,                   Additional IUU fishing risk is tied to a
                                                  capability for a species. Conversely, for                species identification is only possible               lack of an effective catch documentation
                                                  some species, a lack of violations                       through DNA testing. There is a strong                scheme throughout the geographic range
                                                  history may have been due to a lack of                   history of both species substitution and              of fishing activity, despite rigorous
                                                  ability to detect or prosecute violations.               mislabeling. Blue crab has been                       reporting requirements in some areas,
                                                                                                           substituted with swimming crab, which                 including the United States. In addition,
                                                  Draft Species at Risk of IUU Fishing                     is native to Southeast Asia. The                      as with Atlantic cod, there is a history
                                                  and Seafood Fraud                                        mislabeling history is largely associated             of species substitution using other white
                                                     The Working Group recognizes that                     with misidentification of product origin,             fish and concerns over mislabeling
                                                  all species of fish can be susceptible to                with crab from other locations sold as                associated with over-glazing (ice
                                                  some risk of IUU fishing or seafood                      ‘‘Maryland crab,’’ although there have                coating) and short-weighting.
                                                  fraud due to the inherent complexities                   also been incidents of short-weighting                   Red Snapper: Red Snapper is at risk
                                                  in the fishing industry and supply                       in the sale of crab meat.                             for IUU fishing, based upon the history
                                                  chain. However, the draft species list                      Dolphinfish: Dolphinfish (also known               of fisheries violations, as well as the
                                                  was developed to identify species for                    as Mahi Mahi) is associated with a lack               lack of a catch documentation scheme
                                                  which the current risks for IUU fishing                  of enforcement capability and a lack of               throughout the geographic range of
                                                  or seafood fraud warrant prioritization                  a catch documentation scheme                          fishing activity, despite rigorous
                                                  for the first phase of the traceability                  throughout the geographic range of                    reporting requirements in some areas,
                                                  program. Pursuant to the Action Plan,                    fishing activity, which makes it                      including the United States. There are
                                                  implementation of the first phase of the                 vulnerable to the risk of IUU fishing.                also enforcement capability concerns for
                                                  traceability program will be regularly                   Some dolphinfish is transshipped prior                red snapper throughout the full
                                                  evaluated, beginning with a report to be                 to entry into the U.S, and there is                   geographic range of fishing activity for
                                                  issued by December 2016, in order to                     concern over mislabeling associated                   the species. Additionally, there is a
                                                  determine ‘‘whether it is meeting the                    with product origin. In addition, there is            strong history of species substitution
                                                  intended objectives and how it can be                    a history of species substitution, in                 with some of the substituted species
                                                  expanded to provide more information                     which yellowtail flounder has been sold               (e.g. rockfish, porgy, other snappers)
                                                  to prevent seafood fraud and combat                      as dolphinfish.                                       presenting a risk to human health due
                                                                                                              Grouper: Grouper refers to a group of              to parasites and natural toxins.
                                                  IUU fishing.’’
                                                                                                           species legally fished and sold under                    Sea Cucumber: Sea cucumber is an
                                                     Based on its evaluation, the Working                  the names grouper and spotted grouper.                IUU fishing concern, due to the lack of
                                                  Group identified the following draft list                Grouper, as a species group, has history              enforcement capability and known
                                                  of species or species groups at risk for                 of fisheries violations, and a lack of a              illegal harvesting and smuggling
                                                  IUU fishing and seafood fraud, in                        catch documentation scheme                            associated with this species. There is
                                                  alphabetical order:                                      throughout the geographic range of                    also a lack of a catch documentation
                                                     Abalone: Abalone is considered to be                  fishing activity for the species group.               scheme throughout the geographic range
                                                  at risk due to enforcement concerns.                     Additionally, this global species is                  of fishing activity and a significant
                                                  The fishery has a history of poaching,                   transshipped, and processed both at the               amount of transshipment. Although sea
                                                  and there is a known black market for                    local level and at regionally located or              cucumber is often sold live, it can also
                                                  this expensive seafood. The fishery is                   third country processing plants.                      be processed into a dried product for
                                                  primarily conducted by small vessels                     Grouper has a strong history of species               preservation. There are mislabeling
                                                  close to shore, and does not require                     substitution, including substitution                  concerns for sea cucumber, often tied to
                                                  specialized gear, which makes it                         using seafood that is of human health                 falsification of shipping and export
                                                  difficult to detect illegal harvest, despite             concern, such as escolar (which has a                 documentation to conceal illegally
                                                  some enforcement capability. In                          Gemplytoxin hazard).                                  harvested product.
                                                  addition to the IUU fishing risks for                       King Crab: King crab has a significant                Sharks: ‘‘Sharks,’’ as included on the
                                                  abalone, there is a history of species                   history of fisheries violations, despite              draft at risk species list, refers to a group
                                                  substitution where topshell is marketed                  insufficient enforcement capability in                of species that are often sold as fins with
                                                  as abalone.                                              some parts of the world. Additional IUU               some species also sold as steaks or filets.
                                                     Atlantic Cod: Atlantic cod have been                  fishing risk is tied to the lack of an                Depending upon the product form,
                                                  targets of global IUU fishing operators.                 effective catch documentation scheme                  differentiating between species in this
                                                  Despite a moderate amount of                             throughout the geographic range of                    broad group is a challenge without
                                                  enforcement capability, there has been                   fishing activity, despite rigorous                    identification guides or DNA testing.
                                                  concern that adequate resources have                     reporting requirements in some areas,                 This led the Working Group to group all
                                                  not been dedicated to law enforcement                    including the United States. Further,                 shark species together to assess risks.
                                                  for this species globally. Additional IUU                King crab is often transshipped before                Sharks as a species group have a history
                                                  fishing risk is tied to a lack of an                     entering the United States, which                     fishing violations because they are
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                                                  effective catch documentation scheme                     increases the IUU fishing and seafood                 processed and transshipped and there is
                                                  throughout the geographic range of                       fraud risks. King crab is at risk for                 a lack of enforcement capability
                                                  fishing activity, despite rigorous                       seafood fraud, mostly due to mislabeling              throughout the geographic range of
                                                  reporting requirements in some areas,                    of product origin, as well as some                    fishing activity. There is a global trade
                                                  including the United States. In addition,                species substitution.                                 in shark fins that is a known
                                                  there is a history of species substitution                  Pacific cod: Pacific cod is proposed as            enforcement concern. In addition to the
                                                  with other white fish, as well as                        a species at risk despite significant                 IUU fishing risks associated with sharks,
                                                  concerns over mislabeling related to                     enforcement capability associated with                there are fraud concerns tied to the sale


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                                                  45958                          Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices

                                                  of imitation shark fin, which has been                   area where it was harvested, although it              fishing and seafood fraud risks to such
                                                  labeled as wild caught product.                          does not provide the full range of                    a level that the Working Group does not
                                                     We are seeking additional public                      information that would be expected in                 propose toothfish as an at risk species
                                                  comment on whether this broader                          a traceability program, particularly for              for the first phase of the traceability
                                                  grouping is appropriate, potential ways                  fish harvested outside the Atlantic.                  program.
                                                  to refine how sharks are addressed on                    Swordfish is commonly transshipped                       In the United States, seafood sold as
                                                  the list, and any exclusions from the                    and is also at risk in terms of species               catfish must be from the family
                                                  group that should be considered. Any                     substitution with mako shark.                         Ictaluridae (per section 403(t) of the
                                                  refinements would need to be                                Tunas: Tunas are a high volume and                 Federal Food, Drug, and Cosmetic Act
                                                  enforceable without the need for DNA                     high visibility species group that                    (21 U.S.C. 343(t)) Regarding the Use of
                                                  testing, and should not unintentionally                  includes five main species: albacore,                 the Term ‘‘Catfish’’). As such, there is a
                                                  shift the risk of IUU fishing or seafood                 bigeye, bluefin, skipjack, and yellowfin.             strong history of species substitution, in
                                                  fraud to other species or introduce new                  There has been a history of fisheries                 which non-Ictaluridae species are sold
                                                  IUU fishing or seafood fraud risks.                      violations in certain tuna fisheries and              as catfish. Some of this species
                                                     Shrimp: Shrimp is produced through                    in certain regions. Further, harvesting,              substitution has been tied to Silurformes
                                                  both aquaculture and wild harvest. The                   transshipment, and trade patterns for                 species, which could have a drug hazard
                                                  Working Group found that shrimp is at                    tunas can be complex, in particular for               associated with them, as well as other
                                                  risk for IUU fishing activity due to the                 certain value-added products. While                   species that have been found
                                                  history of fishery violations, as well as                there are multilateral management and                 contaminated with prohibited chemicals
                                                  the level of processing often associated                 reporting measures in place for many                  and pharmaceuticals. In addition to
                                                  with shrimp products. Shrimp is also at                  stocks within the tuna species group,                 species substitution, there is a history of
                                                  risk for seafood fraud. There is a                       these management and reporting                        other mislabeling issues, including
                                                  significant amount of mislabeling and/                   mechanisms vary in terms of                           product origin and failure to accurately
                                                  or misrepresentation of shrimp, tied                     information standards and requirements                label product that has been treated with
                                                  largely to misrepresentation of weight,                  and do not all provide a complete catch               carbon monoxide.
                                                  including where product has been                         documentation scheme. Tunas are also                     These risks were discussed and are
                                                  treated with Sodium Tripolyphosphate                     subject to complicated processing that                fully recognized by the Working Group.
                                                  to increase water retention. Mislabeling                 includes comingling of species and                    However, there is a rulemaking on
                                                  is also a concern regarding wild versus                  transshipments. Further, there has been               catfish inspection (http://
                                                  aquacultured labeling and product                        a history of some species substitutions,              www.reginfo.gov/public/do/
                                                  origin. Additionally, there is a history of              with most instances involving                         eAgendaViewRule?pubId=201410&
                                                  substitution of one species of shrimp for                substitution of one tuna species for                  RIN=0583-AD36) under development,
                                                  another when imports cross the border                    another. However, there have also been                separate from the NOC Committee and
                                                  into the United States.                                  instances of escolar, which can contain               Working Group actions. Once in effect,
                                                     We are seeking additional public                      a toxin, being substituted for albacore               this pending rulemaking may mitigate
                                                  comment on possible ways to refine the                   tuna.                                                 risks identified by the Working Group.
                                                  scope of this species group, e.g., by                       The Working Group is asking for                    Taking into consideration the
                                                  limiting the scope based on product                      public comment on possible ways to                    underlying principle of the Task Force
                                                  type, species, processing type, or other                 refine the scope of this species group                to maximize existing resources and
                                                  approaches. Shrimp is the largest                        possibly by limiting to certain product               expertise from across the federal
                                                  seafood import into the United States,                   types, species, processing types, or other            government through increased federal
                                                  with the value of shrimp imports                         approaches.                                           agency collaboration, the Working
                                                  representing more than twice the value                                                                         Group did not include catfish on the
                                                  of any other seafood species group. Wild                 Programs To Mitigate Risk                             draft list of at risk species. In the
                                                  capture fisheries exist both in the                         Through the application of the draft               absence of this pending rulemaking, or
                                                  United States and foreign nations. Due                   principles, the Working Group                         if the pending rulemaking has not
                                                  to the sheer volume of shrimp that                       identified two species—toothfish and                  progressed when a final list of at risk
                                                  enters U.S. markets, traceability for all                catfish—that had a number of risk                     species is determined, the decision to
                                                  shrimp may exceed the capacity of                        factors for IUU fishing or seafood fraud,             exclude catfish from the list of at risk
                                                  implementing agencies.                                   but due to mechanisms to address those                species can be revisited.
                                                     Swordfish: Swordfish are at risk in                   risks are not being proposed as at risk
                                                  terms of both IUU fishing and seafood                                                                          Summary of Comments in Response to
                                                                                                           species in this Notice.
                                                  fraud. Swordfish are a highly migratory                     Toothfish has been known,                          80 FR 24246 (April 30, 2015)
                                                  species and their range crosses                          historically, as a species with IUU                      In response to the April 30, 2015,
                                                  numerous jurisdictions, including into                   fishing concerns, which led to the                    notice (described above), U.S. fishing
                                                  the high seas. There has been a history                  development, by the Commission for the                industry groups, non-governmental
                                                  of fisheries violations in certain                       Conservation of Antarctic Marine Living               organizations, foreign nations, and
                                                  swordfish fisheries and regions, in                      Resources (CCAMLR), of a number of                    interested citizens submitted comments
                                                  addition to a lack of enforcement                        monitoring tools including a                          on a wide breadth of topics related to
                                                  capability. The United States does,                      comprehensive catch documentation                     the development of the draft principles
                                                  however, implement a statistical                         scheme. Without the existing level of                 and the draft at risk species list. A total
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                                                  document program for swordfish                           reporting, documentation, and                         of 155 written comments, and 26 oral
                                                  pursuant to the International                            enforcement capability, including                     comments received via webinars, were
                                                  Commission for the Conservation of                       through measures adopted by CCAMLR,                   provided. The comments included 66
                                                  Atlantic Tunas (ICCAT) to help mitigate                  for this species, the Working Group                   unique comments and 115 comments
                                                  IUU fishing and seafood fraud risk. This                 would have found it to be at risk.                    that were substantially the same and
                                                  document is required for all swordfish                      The Working Group found that while                 therefore are treated as one unified
                                                  product entering the United States,                      existing measures do not eliminate risk               comment supporting implementation of
                                                  regardless of the product form or ocean                  for toothfish, they mitigate the IUU                  a seafood traceability program for


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                                                                                 Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices                                             45959

                                                  imported Dolphinfish (noted as                           3. Complexity of the Chain of Custody                 valuable species sold as a higher value
                                                  ‘‘Dorado’’ in public comments, also                      and Processing                                        species), and masking illegal fishing.
                                                  known as Mahi Mahi, Coryphaena                              Comment: A number of comments                      Example comments include: ‘‘operators
                                                  hippurus) from Mexico. The Working                       were received that were related to the                intentionally mislabel species to avoid
                                                  Group considered all public comments,                    complexity and transparency of the                    tariffs or regulations or to pass off lower
                                                  and has provided responses to all                        chain of custody for seafood. In the                  value fish as higher value product.’’
                                                  relevant issues raised by comments                       more complex chains of custody there                  ‘‘Low value species whose products
                                                  below. We have not responded to                          are more opportunities for mixing                     ‘resemble’ those from higher value
                                                  comments that are outside the scope of                   illegally caught fish with legally caught             species. Even if the species itself is
                                                  this request and that may be more                                                                              plentiful, economic incentive then
                                                                                                           fish, or for mislabeling. Multiple
                                                  relevant to future steps in the process,                                                                       exists for seafood fraud and
                                                                                                           comments noted that transshipments
                                                  i.e., the pending rulemaking on the                                                                            substitution.’’
                                                                                                           make tracking the chain of custody                       Response: The Working Group agrees
                                                  design of the traceability system.                       harder and present an opportunity to                  that substituting one species for another
                                                                                                           commingle legally and illegally caught                species can be harmful to the seafood
                                                  1. Enforcement Capability
                                                                                                           fish. Similarly, the complexity of the                industry and to the consumer,
                                                    Comment: Many public comments                          processing a species undergoes is also                regardless of the reason for species
                                                  noted that a species will be at risk when                important. It is much more difficult to               substitution. Therefore, the Working
                                                  there is a lack of enforcement capability                mislabel whole fish, because the                      Group has included a draft principle
                                                  for managing the species. Comments                       identification of the species is easier.              that takes into account the history of
                                                  addressed two different aspects of                       Conversely, highly processed seafood                  seafood substitutions for a species.
                                                  enforcement capability: enforcement                      (such as fillet block or surimi) could
                                                                                                           have a number of species mixed into it,               5. Seafood Mislabeling
                                                  authority for a species (i.e., if there is an
                                                  existing legal framework that gives                      either legally, or fraudulently, and                     Comment: In addition to species
                                                  authority to enforce fisheries                           without DNA testing it is impossible to               substitutions, there are many other
                                                  management regulations), and                             identify the constituent parts. Example               types of seafood mislabeling that can be
                                                  enforcement capacity (i.e., if the                       comments include: ‘‘Prioritize mixed                  considered fraud, including, but not
                                                  resources and infrastructure necessary                   products that are composed of more                    limited to: Improper weighting,
                                                  for effective enforcement, such as patrol                than one species . . . numerous species               unlabeled chemical additives, added
                                                  vessels and personnel, exists).                          in a single product can increase IUU                  water, mislabeled harvest location,
                                                                                                           risk.’’ ‘‘Seafood products that have been             misrepresentation of farmed vs. wild
                                                    Response: The Working Group agrees                     co-mingled, processed, transshipped, or               product, and misclassification of import
                                                  that this is an important factor to                      transported throughout multiple                       codes. Example comments include: ‘‘Net
                                                  consider in determining whether a                        jurisdictions.’’ ‘‘Monitoring and control             weight is the most widespread
                                                  species is at risk for IUU fishing and                   of transshipments; Does the supply                    fraudulent activity and the hardest to
                                                  used enforcement capability (i.e., both                  chain actor (i.e. retailer, importer, etc.)           fix. It is very tempting to sell and ice
                                                  enforcement authority and enforcement                    request/have a list of vessels involved in            glaze for $10 to $25 a pound.’’ ‘‘Lower
                                                  capacity) as one of the draft principles                 transshipments including carrier vessel               value farm raised species that are
                                                  for its analysis.                                        (basic level information, flag State,                 substituted for higher value wild species
                                                                                                           registration number, license, unique                  . . . [is] economically motivated
                                                  2. Catch Documentation Scheme
                                                                                                           vessel identifier).’’                                 adulteration or fraud.’’
                                                     Comment: We received multiple                            Response: The Working Group agrees                    Response: The Working Group agrees.
                                                  comments regarding the importance of a                   that the transparency in the supply                   Seafood mislabeling and other forms of
                                                  catch documentation scheme to reduce                     chain is important to detecting and                   misrepresentation create an unfair
                                                  a species’ risk for IUU fishing and                      discouraging IUU fishing and seafood                  market for law-abiding members of the
                                                  seafood fraud. Example comments: ‘‘A                     fraud. Accordingly, we have made the                  seafood industry and directly impacts
                                                  lack of effective catch documentation                    transparency of chain of custody for a                consumers. The motive for mislabeling
                                                  systems: Thorough, up-to-date catch                      species a draft principle. This draft                 and other forms of misrepresentation are
                                                  documentation and consistent cross-                      principle includes an assessment of how               more difficult to ascertain and in some
                                                  checks of those records helps to reduce                  common transshipment is for each                      instances mislabeling can be
                                                  opportunities to funnel illegally-caught                 species, the complexity of processing,                unintentional. Therefore, the Working
                                                  fish into legal market streams, especially               and the resulting final product (e.g.,                Group chose to analyze instances of
                                                  for complicated trade routes,’’ and ‘‘the                fillet block vs. whole fish).                         mislabeling unrelated to species
                                                  presence of relevant and reliable catch                  4. Species Substitution                               substitution to determine species most
                                                  records in an easily stored and shared                                                                         at risk, and did not attempt to address
                                                                                                             Comment: The Working Group                          intent.
                                                  format (such as electronic) would be                     received many comments highlighting
                                                  considered an indicator for degree of                    the problems associated with                          6. History of Violations
                                                  risk.’’                                                  mislabeling and other forms of                           Comment: A number of comments
                                                     Response: The Working Group agrees                    misrepresentation of seafood. Due to the              received highlighted fisheries with prior
                                                  and has made the existence of a catch                    magnitude of comments concerned with                  IUU fishing violations as being at risk
                                                  documentation scheme for a species,
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                                                                                                           the substitution of one species for                   fisheries. Without additional controls or
                                                  and the effectiveness of the scheme if                   another, the Working Group addressed                  management and monitoring systems,
                                                  one exists, one of the draft principles for              species substitutions separately from                 continued IUU fishing activity would be
                                                  determining at risk species. An effective                other forms of mislabeling fraud (see                 expected for species that have a history
                                                  catch documentation scheme is a tool                     next comment). Commenters                             as a target for IUU fishing. Example
                                                  that enhances seafood traceability and                   highlighted some reasons species                      comments: ‘‘We encourage the Task
                                                  helps decrease the opportunity for IUU                   substitutions might occur: Avoiding                   Force to identify and review the cases
                                                  fishing and seafood fraud.                               tariffs, increasing value (i.e., a less               for those companies and individuals,


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                                                  45960                          Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices

                                                  both domestic and foreign, convicted for                 analyzed by the Working Group.                        bycatch are more likely to be threatened
                                                  incidents of misreporting.’’                             However, the main focus of this process               by IUU fishing.’’
                                                     Response: The Working Group agrees                    is to identify species at risk for IUU                   Response: The Working Group
                                                  with public comments that a history of                   fishing or seafood fraud and a species’               acknowledges the importance of
                                                  violations is a risk factor. The Working                 vulnerability is not, in and of itself,               reducing incidental bycatch of marine
                                                  Group therefore included the history of                  indicative of such risk, and thus is                  species to the sustainability of global
                                                  violations for a species as a draft                      beyond the scope of this process.                     fisheries. The selection of species to
                                                  principle for identifying risk of IUU                                                                          which the principles were applied as
                                                  fishing for a species. It should be noted                9. Economic Importance of a Species                   described in this notice includes species
                                                  that the history of fisheries violations                 (Volume and Value)                                    harvested both as targeted catch and
                                                  within a fishery is separate from the                       Comment: Multiple comments                         bycatch. Despite the importance of
                                                  draft principles concerning mislabeling                  encouraged the Working Group to                       minimizing bycatch in sustainable
                                                  and species substitution.                                include information about the volume                  fisheries management, the level of
                                                                                                           and value of the species traded or                    bycatch associated with harvest of a
                                                  7. Human Health Risks                                    landed when determining risk. The                     target species is not, in and of itself,
                                                     Comment: The Working Group                            comments note that high volume and                    determinative of the level of risk for IUU
                                                  received comments that species at risk                   high value species are more likely at                 fishing or seafood fraud for the target
                                                  of seafood fraud should also be                          risk for IUU fishing and seafood fraud.               species. Thus, the Working Group did
                                                  reviewed and prioritized according to                    Example comments include: ‘‘ IUU                      not include this consideration as a draft
                                                  potential human health impacts. When                     fishing is often associated with highly               principle.
                                                  species are substituted or mislabeled, in                valuable species that are prized in the
                                                  addition to defrauding the customer,                     global marketplace, including large apex              11. Marine Mammal Protection Act Ties
                                                  there can be an introduced or increased                  predators, such as tunas or sharks and                to Risk
                                                  human health risk. An example                            specialty products such as eel’’, and                    Comment: One commenter stated: ‘‘in
                                                  comment includes: ‘‘Farmed fish from                     ‘‘Value and volume of species: initial                addition to concerns about the seafood
                                                  developing countries with little or no                   focus on species of significant value and             products themselves, the Marine
                                                  health standards are increasingly being                  volume, both aspects that increase                    Mammal Protection Act (MMPA) at 16
                                                  found to contain toxins that pose health                 motivation for IUU and seafood fraud.’’               U.S.C. 1371(a)(2) requires the
                                                  threats to consumers. These fish are                        Response: To ensure that the                       government to insure that seafood
                                                  often substituted for fish with local                    economic importance of a species was                  products imported into the United
                                                  names, and passed off to the American                    taken into account, the Working Group                 States must be caught in a manner that
                                                  consumer as domestic wild caught                         ensured that all species or groups of                 does not result in the killing or serious
                                                  [sic.].’’                                                species, either domestically landed or                injury of ocean mammals in excess of
                                                     Response: The Working Group agrees                    imported, with an annual value of $100                U.S. standards.’’
                                                  that human health risk should be                         million USD or more for 2014 were                        Response: MMPA section 101(a)(2)
                                                  considered. As such, the Working Group                   included in the base list of species                  (16 U.S.C. 1371(a)(2)) concerns the level
                                                  has made history of mislabeling                          evaluated to determine whether they are               of marine mammal bycatch in the
                                                  impacting human health a draft                           at risk for IUU fishing or seafood fraud.             course of commercial fishing operations.
                                                  principle for determining at risk species.               This encompassed both the demand for                  As stated above, the level of bycatch
                                                                                                           a product, as well as the value, and, in              associated with harvest of a target
                                                  8. Species Health and Vulnerability                      most cases, also the volume (most high                species is not, in and of itself,
                                                     Comment: The Working Group                            volume species also have an annual                    determinative of the level of risk for IUU
                                                  received numerous comments regarding                     value of over $100 million).                          fishing or seafood fraud for the target
                                                  the importance of sustainable seafood,                   Recognizing, however, that value or                   species. In a separate rulemaking,
                                                  and requesting that the biological health                volume is only one measurement, the                   NOAA intends to publish a proposed
                                                  of the species, or associated bycatch                    Working Group also identified species                 rule to implement MMPA section
                                                  levels, gear impacts and other                           that are known to have high prices per                101(a)(2).
                                                  environmental impacts be considered.                     pound, but do not meet the threshold of
                                                  Example comments include: ‘‘[Species]                    annual landings or import value of over               12. Country-Specific Risk
                                                  [k]nown or projected to be biologically                  $100 million, and added them for                         Comment: A large number of public
                                                  vulnerable, including low intrinsic rates                evaluation (e.g., sturgeon caviar, sea                comments requested that we look at the
                                                  of population increase or highly                         cucumber), as well as species identified              country of origin as a critical principle
                                                  migratory (subject to fishing from                       by subject matter experts from the                    for determining a species’ risk of IUU
                                                  multiple jurisdictions).’’                               Working Group agencies.                               fishing or seafood fraud. For example,
                                                  ‘‘Unfortunately, as a species’ numbers                                                                         comments received include: ‘‘The Task
                                                  decline the market value of the species                  10. Bycatch Concern                                   Force should start with the existing
                                                  often rises. This could boost the                           Comment: In addition to comments                   report NOAA provides to Congress
                                                  incentive for illegal fishers to chase                   about target species’ sustainability,                 every two years that identifies nations
                                                  those species.’’                                         comments were received regarding the                  that have vessels engaging in IUU
                                                     Response: The Working Group                           level of bycatch associated with the                  fishing. Imported seafood from nations
                                                  acknowledges that the sustainability of                  harvest of a species. These comments                  identified in this report should be
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                                                  fishing resources is an important goal                   generally were in agreement that a high               categorized as high risk’’ and ‘‘[k]nown
                                                  and is a priority for NOAA under the                     level of bycatch would make the target                or established history of illegal fishing
                                                  Magnuson-Stevens Fishery                                 species more likely to be at risk.’’                  or fisheries product coming from a
                                                  Conservation and Management Act                          Example comments: ‘‘It must adequately                nation identified as having documented
                                                  (MSA), 16 U.S.C. 1801 et seq. Some                       address bycatch.’’ ‘‘Harvested from                   IUU fishing.’’
                                                  vulnerable species identified in the                     fisheries with a high frequency of                       Response: The Working Group has
                                                  comments such as sharks, sturgeon, and                   destructive fishing methods . . . and                 already identified as draft principles
                                                  abalone were added to the base list and                  fishing methods that result in significant            enforcement capability and history of


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                                                                                 Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices                                            45961

                                                  fisheries violations. These principles                   all vessels. Although the Working Group               are [sic] if there are price discrepancies
                                                  will allow the Working Group to take                     recognizes the challenges associated                  such that the catch price is significantly
                                                  into account fisheries identified in                     with FOCs, the Working Group decided                  lower than the average price on the
                                                  NOAA’s biennial report to Congress as                    to use a metric of documented offenses                market. Where the market price is
                                                  engaging in IUU fishing (see 16 U.S.C.                   rather than a flag- or vessel-specific                significantly higher than the catch price
                                                  1826(h)). The Working Group does not                     approach.                                             this may be an indication that the
                                                  believe it is useful or appropriate to                                                                         product was derived from IUU fishing.’’
                                                                                                           15. Wildlife Trafficking Connections
                                                  establish a principle based on country of
                                                  origin.                                                     Comment: There is an existing                         Response: The Working Group did not
                                                                                                           President’s Advisory Council on                       review price discrepancies in its at risk
                                                  13. European Union (EU) IUU Seafood                      Wildlife Trafficking that is working to               analysis. Data on price in the market
                                                  Certification                                            implement the National Strategy for                   versus off the boat is not robust or
                                                     Comment: A number of comments                         Combatting Wildlife Trafficking,                      consistently collected. In addition, the
                                                  included discussion of the EU approach                   released by the White House on                        connection between market price and
                                                  to combatting IUU fishing, which is                      February 11, 2014. Public comments                    risk of IUU fishing and seafood fraud
                                                  country-of-origin based, rather than                     encouraged the Working Group to                       has not been clearly established, and
                                                  species-based. Example comments:                         connect with the Wildlife Trafficking                 there are many variables that could
                                                  ‘‘Ideally the United States could also                   Advisory Council to ensure we do not                  cause a discrepancy in price other than
                                                  use the well-researched ‘red and yellow                  duplicate efforts, and to work to                     IUU fishing.
                                                  card’ system of the European Union to                    synergize activity where appropriate.
                                                  assess the likelihood of IUU products                                                                          18. Risk From World Customs
                                                                                                           Additionally, comments requested: ‘‘In
                                                  coming out of a country’s fishery or                                                                           Organization Harmonized Schedule
                                                                                                           continuing to fulfill its mission, we
                                                  processing operations’’ and ‘‘[p]rioritize                                                                     (New HS Codes)
                                                                                                           encourage the Working Group to
                                                  products imported from countries                         continue reaching out to the                             Comment: One comment was received
                                                  already issued IUU yellow or red cards                   Presidential Task Force on Wildlife                   regarding the increased risks associated
                                                  by the EU.’’                                             Trafficking, especially on illegal trade in
                                                     Response: The Working Group is                                                                              with species for which there are new
                                                                                                           marine species, particularly sharks,                  import codes that will go into effect in
                                                  implementing the recommendations of                      rays, and marine turtles.’’ ‘‘Seafood
                                                  the Presidential Task Force on                                                                                 2017: ‘‘imports of species that originate
                                                                                                           products that are known to be involved                in countries that have failed to
                                                  Combatting IUU fishing and Seafood                       in wildlife trafficking. Illegally
                                                  Fraud, which outlines a species specific                                                                       implement the seafood-related
                                                                                                           harvested seafood products, many of                   amendments to the 2012 [World
                                                  approach as the basis for a risk-based                   which are depleted or highly depleted,
                                                  traceability scheme. As noted above, the                                                                       Customs Organization Harmonized
                                                                                                           are sometimes involved with                           Schedule (HS)] HS Codes should be
                                                  Working Group does not believe it is                     underground wildlife trade.’’
                                                  appropriate to establish a principle                                                                           considered ‘at risk.’ As of March 20,
                                                                                                              Response: The Working Group is
                                                  based on country of origin. In addition,                 coordinating with the President’s                     2015 only 115 out of 151 Contracting
                                                  the U.S. government does not have                        Advisory Council on Wildlife                          parties to the World Customs
                                                  active involvement with the EU                           Trafficking as some members participate               Organization had implemented the
                                                  country-based IUU fishing risk                           in both groups. The Working Group has                 current HS Code Schedule. As the new
                                                  identification system. Therefore, the                    not used wildlife trafficking as a                    HS Codes for seafood products come
                                                  Working Group did not include a                          principle for any determination of a                  into force in January of 2017, we believe
                                                  principle that would identify species at                 species’ risk of IUU fishing or seafood               that there will be a heightened risk of
                                                  risk based on whether they are                           fraud, but did consider the history of                fraud and mislabeling (whether
                                                  associated with nations that have been                   fisheries violations, species substitution            inadvertent, as people adjust to the new
                                                  issued a yellow and red card under the                   and mislabeling violations associated                 codes, or intentional so as to avoid
                                                  EU system. However, to the extent                        with a species.                                       tariffs). Consequently, we believe that
                                                  available, information generated or                                                                            those species for which new codes have
                                                  collected pursuant to the EU system that                 16. Sport vs. Commercial IUU fishing                  been added should be ‘at risk.’ ’’
                                                  could be relevant to other principles                       Comment: One comment stated: ‘‘The                    Response: There is another working
                                                  used by the Working Group, such as                       Task Force should differentiate between               group addressing the Action Plan for
                                                  enforcement capability and history of                    sport and commercial fishing when                     Implementing Task Force
                                                  fisheries violations for specific species.               determining IUU fishing activities.’’                 Recommendation 10 (Enforcement:
                                                                                                              Response: While the Working Group
                                                  14. Vessel-Specific Risk and Flags of                                                                          Species Name and Code) that is
                                                                                                           acknowledges that illegal sport fishing
                                                  Convenience                                                                                                    currently assessing ways to enhance the
                                                                                                           can have adverse impacts on fishery
                                                     Comment: A comment was received                                                                             identification of products through the
                                                                                                           resources, the traceability program will
                                                  that a principle for determining risk                                                                          use of the HS and the Harmonized Tariff
                                                                                                           only include products that enter into
                                                  should be: ‘‘Presence of flags of                        U.S. commerce. Landings from sport                    Schedule of the United States (HTSUS).
                                                  convenience in a fishery: Flags of                       fishing trips, for the most part, do not              Though the outcomes of this assessment
                                                  convenience (FOCs) are a well-known                      enter the United States in commercially               may not influence other countries’
                                                  challenge to effective fisheries                         significant quantities and thus, the                  actions with regards to adopting the
                                                                                                                                                                 2012 or 2017 HS changes, the Working
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                                                  management . . . Therefore, the                          Working Group used data based on
                                                  Working Group should pay special                         commercial fisheries for all at risk                  Group may propose changes to the
                                                  attention to species caught in fisheries                 determinations.                                       HTSUS and make other
                                                  with large numbers of vessels registered                                                                       recommendations relative to naming
                                                  to known FOCs).’’                                        17. Market Price Versus Catch Price                   and identification that could impact
                                                     Response: The Working Group used                        Comment: A comment was received                     certain seafood imports into the United
                                                  history of fisheries violations as a                     noting: ‘‘Another indicator of whether                States, as well as changing the potential
                                                  principle, which covers incidents from                   IUU products are present in the market                associated risks highlighted.


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                                                  45962                          Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices

                                                  19. Highly Migratory Species (HMS)                       Recommendations specifies that the                    species, including shark and ray
                                                     Comment: Highly migratory species                     traceability program will be                          species, are included in the appendices
                                                  were noted in public comments as being                   implemented by first targeting high risk              of CITES’’ and ‘‘Of the more than 1200
                                                  more susceptible to IUU fishing and                      species, while preserving the                         described species, one quarter have
                                                  seafood fraud. Because of the transient                  opportunity to leverage the value and                 been designated as threatened under the
                                                  and pelagic nature of these species, they                effectiveness of other traceability efforts.          IUCN Red List, and 500 species are so
                                                  are fished outside of or across multiple                 By December 2016, the NOC will issue                  data deficient that their conservation
                                                  Exclusive Economic Zones (EEZs), as                      a report, taking into careful                         status cannot be determined, putting
                                                                                                           consideration input from stakeholders,                them at even greater risk.’’
                                                  well as on the high seas, making
                                                                                                           evaluating implementation of the first                  Response: CITES is an international
                                                  regulatory development and
                                                                                                           phase of the traceability program and                 agreement between governments that
                                                  enforcement more difficult. Example                                                                            aims to ensure that international trade
                                                                                                           recommending how and under what
                                                  comments: ‘‘Highly migratory stocks,                                                                           in specimens of wild animals and plants
                                                                                                           timeframe it should be expanded.
                                                  particularly those that travel through                                                                         does not threaten their survival. The
                                                  and between national boundaries, may                     21. Data for Analyzing Principles                     IUCN red list of threatened species is an
                                                  be more susceptible to IUU fishing                       Identified                                            approach for evaluating the
                                                  activities’’ and ‘‘The life history of                      Comment: There were multiple public                conservation status of plant and animal
                                                  certain species can lead to IUU                          comments expressing concerns with the                 species on a global scale. As mentioned
                                                  vulnerability. For instance, fisheries for               data that would be used to analyze the                in response to a prior comment, the
                                                  highly migratory species are difficult to                base list of species using the draft                  Working Group affirms that
                                                  monitor and enforce, which can make                      principles to identify species at risk.               sustainability of fishing resources is an
                                                  illegal behavior harder to detect and                    One commenter noted that species at                   important goal. However, the main
                                                  deter (e.g. tuna).’’                                     risk shift over time as changes in                    focus here is to identify species at risk
                                                     Response: The Working Group                           management occur, and therefore, the                  for IUU fishing and seafood fraud. Thus,
                                                  concluded that a separate principle for                  Working Group should use current                      the draft principles do not include
                                                  HMS was not necessary. HMS at a high                     information when identifying at risk                  consideration of the conservation status
                                                  risk for IUU fishing should be identified                species. Conflicting comments were                    of species.
                                                  through a combination of other                           submitted regarding the appropriate
                                                  principles such as enforcement                           data to use: Some comments suggested                  23. Science-Based Fishery Management
                                                  capability and the absence of a catch                    use of government data only, while                       Comment: Public comments requested
                                                  documentation scheme or an ineffective                   others supported use of non-                          that species not managed using science-
                                                  scheme. In addition, to alleviate                        governmental information submitted                    based fisheries management be
                                                  potential risk associated with the                       through public comment.                               considered at risk. This commentary
                                                  migratory nature of these species, many                     Response: To develop the draft list the            was often tied to a country, rather than
                                                  HMS are managed internationally                          Working Group used verifiable data,                   a species, but the premise of science-
                                                  through Regional Fishery Management                      including information from Customs                    based fishery management was
                                                  Organizations that adopt harvest limits,                 and Border Protection (CBP), Food and                 consistent in both approaches. For
                                                  data collection requirements, and                        Drug Administration (FDA), and NOAA                   example, a comment stated that at risk
                                                  enforcement measures. The Working                        databases, published reports, or data                 species should include species ‘‘[t]aken
                                                  Group applied the drafted principles to                  gathered by Regional Fisheries                        in managed fisheries but without
                                                  HMS along with non-HMS, and those                        Management Organizations to which the                 science-based or precautionary (where
                                                  determined to be at risk are on the draft                United States is a member and whose                   population assessments are not
                                                  list of species (e.g., sharks and tunas).                scientific data is developed and                      available) catch limits; where limits
                                                                                                           reviewed with active U.S. government                  exceed scientific advice; or where catch
                                                  20. Species-Based Approach
                                                                                                           participation, and the knowledge of                   limits are routinely exceeded.’’
                                                     Comment: Many comments requested                      subject matter experts, including                        Response: The Working Group agrees
                                                  that the Working Group not take a                        members of the Working Group and                      that fishery management must be
                                                  species-based approach, and rather                       other personnel from represented                      science-based to be effective. Under the
                                                  employ a larger scaled approach and                      agencies. The Working Group                           Magnuson-Stevens Fishery
                                                  begin the traceability program with all                  determined that including data from the               Conservation and Management Act,
                                                  seafood products. Example comments:                      past five years was appropriate, as a                 conservation and management measures
                                                  ‘‘any legitimate approach to identifying                 longer timeframe may not recognize                    for federal fisheries managed in the U.S.
                                                  IUU risk in seafood will inevitably                      improvements that have been made in                   EEZ ‘‘shall be based upon the best
                                                  produce a much broader and larger set                    some fisheries over time, and a shorter               scientific information available’’ (16
                                                  of products than could be achieved                       timeframe may not include enough data                 U.S.C. 1851(a)(2)). As noted earlier, the
                                                  through the selection of a limited set of                to identify the species at risk.                      Working Group considered in its
                                                  ‘‘species at risk’’ and ‘‘[w]hile we                                                                           analysis scientific information from
                                                  understand the need to prioritize                        22. Convention on International Trade                 Regional Fisheries Management
                                                  resources on high risk problems, we do                   in Endangered Species (CITES) and                     Organizations to which the United
                                                  not believe that a species-by-species                    International Union for Conservation of               States is a member. Beyond this, the
                                                  approach is an effective long-term                       Nature (IUCN) Lists as Basis for                      Working Group does not, as a general
                                                                                                           Determining Risk
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                                                  solution to the challenges of IUU fishing                                                                      matter, have sufficient information or
                                                  and seafood fraud, which are global in                     Comment: A number of public                         the ability to evaluate the science used
                                                  nature, occur at all levels, from harvest                comments requested that species listed                by foreign nations in the management of
                                                  through final sale, and are influence by                 with CITES or that are on IUCN red lists              their fishing resources. Thus, whether or
                                                  changing market demands and other                        be determined as species at risk.                     not a species is subject to a management
                                                  factors.’’                                               Example comments: ‘‘A species listed                  regime using best available scientific
                                                     Response: The Action Plan for                         on one of the CITES appendices: A                     information was not included as a draft
                                                  Implementing Task Force                                  number of commercially exploited                      principle for determining at risk species.


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                                                                                 Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices                                           45963

                                                  Rather, the NOC will seek to address                     catch documentation provisions into a                     Selected for Management
                                                  this concern through other approaches                    traceability program to further address                 Æ Puerto Rico
                                                  aimed at international stewardship (e.g.,                risk of IUU fishing and seafood fraud.                  Æ St. Croix
                                                  capacity building, diplomatic outreach,                    Dated: July 28, 2015.                                 Æ St. Thomas/St. John
                                                  etc.)                                                    Samuel D. Rauch III,
                                                                                                                                                                   • Next Steps in Developing Island
                                                                                                                                                                     Based
                                                  24. Magnitude of the Violations                          Deputy Assistant Administrator for
                                                                                                           Regulatory Programs, National Marine
                                                                                                                                                                   Æ Action 2—Species Complexes
                                                     Comment: One public comment                                                                                   Æ Action 3—Reference Points
                                                                                                           Fisheries Service.
                                                  requested: ‘‘The Task Force should                                                                               Æ Other Needed Actions
                                                                                                           [FR Doc. 2015–18945 Filed 7–31–15; 8:45 am]
                                                  weigh the magnitude of labeling                                                                                Æ Comprehensive Amendment:
                                                                                                           BILLING CODE 3510–22–P
                                                  violations and impact on U.S. consumer                                                                             Application of Accountability
                                                  prior to deeming a species at risk. The                                                                            Measures in the Council Fishery
                                                  following are examples of mislabeling                                                                              Management Plans
                                                                                                           DEPARTMENT OF COMMERCE
                                                  that should represent lower concern and                                                                          • Review Draft Comprehensive
                                                  should NOT be the sole basis from an                     National Oceanic and Atmospheric                          Amendment/Select Preferred
                                                  at risk determination: Species that are                  Administration                                            Alternative
                                                  mislabeled within the same genus or                                                                              • Final Action/Revisit Codified Text,
                                                  within the same acceptable market                        RIN 0648–XE032
                                                                                                                                                                     Including:
                                                  name grouping.’’                                                                                                 Æ Clarifying Queen Conch Minimum
                                                     Response: The Working Group took                      Caribbean Fishery Management
                                                                                                           Council; Public Meeting                                   Size Limits
                                                  known violations from the past five                                                                              Æ Addition of Accountability
                                                  years into account in evaluating species                 AGENCY:  National Marine Fisheries                        Measures-Based Closure Language
                                                  for at risk’’ determination. Adding a                    Service (NMFS), National Oceanic and                  —Public Comment Period—
                                                  value judgment on the magnitude of the                   Atmospheric Administration (NOAA),                    (5-minutes presentations)
                                                  violations was beyond the capacity of                    Commerce.
                                                  the Working Group.                                                                                             5:15 p.m.–6 p.m.
                                                                                                           ACTION: Notice of a public meeting.
                                                  25. Poor Species Identification in the                                                                         Æ Administrative Matters
                                                  Catch and/or Trade Data                                  SUMMARY:   The Caribbean Fishery                      —Budget Update FY 2015/16
                                                                                                           Management Council (Council) will                     —Other Administrative Business
                                                    Comment: One public comment noted                      hold its 153rd meeting.                               —Closed Session
                                                  that the lack of species identification in               DATES: The meeting will be held on
                                                  catch and trade data can increase a                                                                            August 20, 2015
                                                                                                           August 19–20, 2015. The Council will
                                                  species’ vulnerability to IUU fishing.                   convene on Wednesday, August 19,                      9 a.m.–10:30 a.m.
                                                    Response: This issue will be captured
                                                                                                           2015, from 9 a.m. to 6 p.m., and will                 Æ ABT Public Hearing
                                                  under the draft principles concerning
                                                                                                           reconvene on Thursday, August 20,
                                                  any history of species mislabeling and                                                                         10:45 a.m.–5 p.m.
                                                                                                           2015, from 9 a.m. to 5 p.m.
                                                  the existence of a catch documentation
                                                  scheme. In addition, the Working Group                   ADDRESSES: The meeting will be held at                Æ Abrir/Bajo/Tourmaline: Revision of
                                                  recognizes the concern regarding import                  the Holiday Inn & Tropical Casino                         Management Regulations in Federal
                                                  codes. This issue will be discussed                      Mayaguez, 2701 Hostos Avenue, Puerto                      Portion of Each Area
                                                  through the work on Task Force                           Rico 00680.                                             • Review Draft Amendment
                                                  Recommendation 10 ‘‘to standardize                       FOR FURTHER INFORMATION CONTACT:                        • HMS input on requests from CFMC
                                                  and clarify rules on identifying the                     Caribbean Fishery Management Council,                   • Discuss Outcomes of Public Hearing
                                                  species, common name, and origin of                      270 Muñoz Rivera Avenue, Suite 401,                    • Final Action
                                                  seafood.’’                                               San Juan, Puerto Rico 00918; telephone:                 • Review Codified Text, Including:
                                                                                                           (787) 766–5926.                                         D Coordinate-Based Definition of
                                                  26. Existing Traceability System                                                                                   State/Federal Closure Boundaries
                                                                                                           SUPPLEMENTARY INFORMATION: The
                                                     Comment: Multiple comments                            Council will hold its 153rd regular                   Æ Timing of Accountability Measures-
                                                  recommended that the Working Group                       Council Meeting to discuss the items                      Based Closures Amendment
                                                  review and take into account whether                     contained in the following agenda:                      D Review Public Hearing Draft
                                                  there is already a certification system or                                                                         Document/Select Preferred
                                                  traceability system for a species.                       August 19, 2015                                           Alternatives
                                                  Example comment: ‘‘Some private                          Æ Call to Order                                         D Schedule Public Hearings; Discuss
                                                  industry sectors have initiated                          Æ Adoption of Agenda                                      Next Steps
                                                  traceability requirements.’’                             Æ Consideration of 152nd Council                      Æ Saltonstall-Kennedy Funding
                                                     Response: The Working Group                               Meeting Verbatim Transcriptions                       Program: Caribbean Projects—Dr.
                                                  commends organizations and fishing                       Æ Executive Director’s Report                             Bonnie Ponwith
                                                  groups that have initiated traceability                  Æ SSC National Workshop Report—Dr.                    Æ Outreach and Education Report—Dr.
                                                  programs on their own and recognizes                         Richard Appeldoorn                                    Alida Ortı́z
                                                  the investment by the private sector in                  Æ Island-Based Fishery Management:                    Æ Enforcement Issues:
                                                  developing improved traceability. For                        Choosing Species to be Included for               —Puerto Rico-DNER
mstockstill on DSK4VPTVN1PROD with NOTICES




                                                  species with a recently implemented                          Federal Management Within Each                    —U.S. Virgin Islands-DPNR
                                                  traceability program, the number of                          Island Group                                      —U.S. Coast Guard
                                                  enforcement violations over the past                       • Outcomes from the Panel of Experts                —NMFS/NOAA
                                                  five years can be used as a measure of                       and District Advisory Panel                       Æ Meetings Attended by Council
                                                  the effectiveness of the program and                         Meetings                                              Members and Staff
                                                  will allow us to either remove these                       Æ Participation                                     Public Comment Period (5-minute
                                                  species from our list of at risk species                   Æ Presentations                                         presentations)
                                                  or, where appropriate, include existing                    • Review Draft List of Species                      Æ Other Business


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Document Created: 2018-02-23 10:51:37
Document Modified: 2018-02-23 10:51:37
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice; request for comments.
DatesComments must be received by September 2, 2015.
ContactDanielle Rioux, Office of Sustainable Fisheries, National Marine Fisheries Service (phone 301-427-8516, or email [email protected]).
FR Citation80 FR 45955 
RIN Number0648-XE07

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