80_FR_46167 80 FR 46019 - Dissolution Testing and Specification Criteria for Immediate-Release Solid Oral Dosage Forms Containing Biopharmaceutics Classification System Class 1 and 3 Drugs; Draft Guidance for Industry; Availability

80 FR 46019 - Dissolution Testing and Specification Criteria for Immediate-Release Solid Oral Dosage Forms Containing Biopharmaceutics Classification System Class 1 and 3 Drugs; Draft Guidance for Industry; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 80, Issue 148 (August 3, 2015)

Page Range46019-46020
FR Document2015-18968

The Food and Drug Administration (FDA or Agency) is announcing the availability of a draft guidance for industry entitled ``Dissolution Testing and Specification Criteria for Immediate-Release Solid Oral Dosage Forms Containing Biopharmaceutics Classification System Class 1 and 3 Drugs.'' This draft guidance has been developed to provide manufacturers with recommendations for submission of new drug applications (NDAs), investigational new drug applications (INDs), and/ or abbreviated new drug applications (ANDAs), as appropriate, for immediate-release (IR) tablets and capsules that contain highly soluble drug substances. The draft guidance is intended to define when a standard release test and criteria may be used in lieu of extensive method development and specification-setting exercises. When final, this guidance will supersede the guidance for industry on ``Dissolution Testing of Immediate Release Solid Oral Dosage Forms'' (August 1997) for biopharmaceutics classification system (BCS) class 1 and 3 drug substances that meet the criteria in this draft guidance. For class 2 and 4 drug substances, applicants should still refer to the August 1997 guidance mentioned previously.

Federal Register, Volume 80 Issue 148 (Monday, August 3, 2015)
[Federal Register Volume 80, Number 148 (Monday, August 3, 2015)]
[Notices]
[Pages 46019-46020]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-18968]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-1997-D-0187]


Dissolution Testing and Specification Criteria for Immediate-
Release Solid Oral Dosage Forms Containing Biopharmaceutics 
Classification System Class 1 and 3 Drugs; Draft Guidance for Industry; 
Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or Agency) is announcing 
the availability of a draft guidance for industry entitled 
``Dissolution Testing and Specification Criteria for Immediate-Release 
Solid Oral Dosage Forms Containing Biopharmaceutics Classification 
System Class 1 and 3 Drugs.'' This draft guidance has been developed to 
provide manufacturers with recommendations for submission of new drug 
applications (NDAs), investigational new drug applications (INDs), and/
or abbreviated new drug applications (ANDAs), as appropriate, for 
immediate-release (IR) tablets and capsules that contain highly soluble 
drug substances. The draft guidance is intended to define when a 
standard release test and criteria may be used in lieu of extensive 
method development and specification-setting exercises. When final, 
this guidance will supersede the guidance for industry on ``Dissolution 
Testing of Immediate Release Solid Oral Dosage Forms'' (August 1997) 
for biopharmaceutics classification system (BCS) class 1 and 3 drug 
substances that meet the criteria in this draft guidance. For class 2 
and 4 drug substances, applicants should still refer to the August 1997 
guidance mentioned previously.

DATES: Although you can comment on any guidance at any time (see 21 CFR 
10.115(g)(5)), to ensure that the Agency considers your comment on this 
draft guidance before it begins work on the final version of the 
guidance, submit either electronic or written comments on the draft 
guidance by October 2, 2015.

ADDRESSES: Submit written requests for single copies of the draft 
guidance to the Division of Drug Information, Center for Drug 
Evaluation and Research, Food and Drug Administration, 10001 New 
Hampshire Ave., Hillandale Building, 4th Floor, Silver Spring, MD 
20993-0002. Send one self-addressed adhesive label to assist that 
office in processing your requests. See the SUPPLEMENTARY INFORMATION 
section for electronic access to the draft guidance document.
    Submit electronic comments on the draft guidance to http://www.regulations.gov. Submit written comments to the Division of Dockets 
Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, 
Rm. 1061, Rockville, MD 20852.

FOR FURTHER INFORMATION CONTACT: Richard Lostritto, Center for Drug 
Evaluation and Research, Food and Drug Administration, 10903 New 
Hampshire Avenue, Silver Spring, MD 20993, 301-796-1667.

SUPPLEMENTARY INFORMATION: 

I. Background

    FDA is announcing the availability of a draft guidance for industry 
entitled ``Dissolution Testing and Specification Criteria for 
Immediate-Release Solid Oral Dosage Forms Containing Biopharmaceutics 
Classification System Class 1 and 3 Drugs.'' Drug absorption from a 
solid dosage form after oral administration depends on the release of 
the drug substance from the drug product, the dissolution or 
solubilization of the drug under physiological conditions, and the 
permeation across the gastrointestinal membrane. NDAs and ANDAs 
submitted to FDA contain bioavailability (BA) or bioequivalence (BE) 
data and in vitro dissolution data that, together with chemistry, 
manufacturing, and controls (CMC) data, characterize the quality and 
performance of the drug product. In vitro dissolution data are 
generally obtained from batches that have been used in pivotal clinical 
and/or bioavailability studies and from other human studies conducted 
during product development. Knowledge about the solubility, 
permeability, dissolution, and pharmacokinetics of a drug product is 
considered when defining dissolution test specifications for the drug 
approval process.
    The BCS is a scientific framework for classifying drug substances 
based on their aqueous solubility and intestinal permeability. The 
definitions of high and low solubility and high and low permeability 
are used as described in FDA's Biopharmaceutics Classification System 
(BCS) Guidance. The different classifications are:

Class 1: High Solubility--High Permeability Drugs
Class 2: Low Solubility--High Permeability Drugs
Class 3: High Solubility--Low Permeability Drugs
Class 4: Low Solubility--Low Permeability Drugs

    This classification can be used as a basis for determining when in 
vivo bioavailability and bioequivalence studies are needed and can be 
used to determine when a successful in vivo-in vitro correlation 
(IVIVC) is likely. The BCS suggests that, for certain high solubility 
drugs, dissolution testing can be standardized or may not be needed. 
Owing to their high solubility, BCS class 1 and 3 drugs are considered 
to be relatively low risk regarding the impact of dissolution on 
performance, provided the in vitro performance meets or exceeds the 
recommendations discussed in the guidance.

[[Page 46020]]

    This draft guidance establishes standard dissolution methodology 
and specifications that are appropriate for BCS class 1 and class 3 
drugs. The availability of these standards will facilitate the rapid 
development of dissolution methodology and related specifications for 
these classes during drug development and application review.
    This draft guidance is being issued consistent with FDA's good 
guidance practices regulation (21 CFR 10.115). The draft guidance, when 
finalized, will represent the Agency's current thinking on Dissolution 
Testing and Specification Criteria for Immediate-Release Solid Oral 
Dosage Forms Containing Biopharmaceutics Classification System Class 1 
and 3 Drugs. It does not create or confer any rights for or on any 
person and does not operate to bind FDA or the public. An alternative 
approach may be used if such approach satisfies the requirements of the 
applicable statutes and regulations.

II. Comments

    Interested persons may submit either electronic comments regarding 
this document to http://www.regulations.gov or written comments to the 
Division of Dockets Management (see ADDRESSES). It is only necessary to 
send one set of comments. Identify comments with the docket number 
found in brackets in the heading of this document. Received comments 
may be seen in the Division of Dockets Management between 9 a.m. and 4 
p.m., Monday through Friday, and will be posted to the docket at http://www.regulations.gov.

III. The Paperwork Reduction Act of 1995

    This draft guidance refers to previously approved collections of 
information that are subject to review by the Office of Management and 
Budget (OMB) under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-
3520). The collections of information in 21 CFR parts 312 and 314 have 
been approved under OMB control numbers 0910-0014 and 0910-0001, 
respectively.

IV. Electronic Access

    Persons with access to the Internet may obtain the document at 
either http://www.fda.gov/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/default.htm or http://www.regulations.gov.

    Dated: July 29, 2015.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2015-18968 Filed 7-31-15; 8:45 am]
BILLING CODE 4164-01-P



                                                                                 Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices                                            46019

                                                  payment. The Pay.gov feature is                          guidance for industry entitled                        I. Background
                                                  available on the FDA Web site after                      ‘‘Dissolution Testing and Specification                  FDA is announcing the availability of
                                                  completing the Generic Drug User Fee                     Criteria for Immediate-Release Solid                  a draft guidance for industry entitled
                                                  Cover Sheet and generating the user fee                  Oral Dosage Forms Containing                          ‘‘Dissolution Testing and Specification
                                                  ID number.                                               Biopharmaceutics Classification System                Criteria for Immediate-Release Solid
                                                    Please include the user fee ID number                  Class 1 and 3 Drugs.’’ This draft                     Oral Dosage Forms Containing
                                                  on your check, bank draft, or postal                     guidance has been developed to provide                Biopharmaceutics Classification System
                                                  money order and make payable to the                      manufacturers with recommendations                    Class 1 and 3 Drugs.’’ Drug absorption
                                                  order of the Food and Drug                               for submission of new drug applications               from a solid dosage form after oral
                                                  Administration. Your payment can be                      (NDAs), investigational new drug                      administration depends on the release
                                                  mailed to: Food and Drug                                 applications (INDs), and/or abbreviated               of the drug substance from the drug
                                                  Administration, P.O. Box 979108, St.                     new drug applications (ANDAs), as                     product, the dissolution or
                                                  Louis, MO 63197–9000. If checks are to                   appropriate, for immediate-release (IR)               solubilization of the drug under
                                                  be sent by a courier that requests a street              tablets and capsules that contain highly              physiological conditions, and the
                                                  address, the courier can deliver checks                  soluble drug substances. The draft                    permeation across the gastrointestinal
                                                  to: U.S. Bank, Attention: Government                     guidance is intended to define when a                 membrane. NDAs and ANDAs
                                                  Lockbox 979108, 1005 Convention                          standard release test and criteria may be             submitted to FDA contain
                                                  Plaza, St. Louis, MO 63101. (Note: This                  used in lieu of extensive method                      bioavailability (BA) or bioequivalence
                                                  U.S. Bank address is for courier delivery                development and specification-setting                 (BE) data and in vitro dissolution data
                                                  only.) Please make sure that the FDA                     exercises. When final, this guidance will             that, together with chemistry,
                                                  post office box number (P.O. Box                         supersede the guidance for industry on                manufacturing, and controls (CMC)
                                                  979108) is written on the check, bank                    ‘‘Dissolution Testing of Immediate                    data, characterize the quality and
                                                  draft, or postal money order.                            Release Solid Oral Dosage Forms’’                     performance of the drug product. In
                                                    If paying by wire transfer, please                     (August 1997) for biopharmaceutics                    vitro dissolution data are generally
                                                  reference your unique user fee ID                        classification system (BCS) class 1 and               obtained from batches that have been
                                                  number when completing your transfer.                    3 drug substances that meet the criteria              used in pivotal clinical and/or
                                                  The originating financial institution                    in this draft guidance. For class 2 and               bioavailability studies and from other
                                                  may charge a wire transfer fee. Please                   4 drug substances, applicants should                  human studies conducted during
                                                  ask your financial institution about the                 still refer to the August 1997 guidance               product development. Knowledge about
                                                  wire transfer fee and include it with                    mentioned previously.                                 the solubility, permeability, dissolution,
                                                  your payment to ensure that your fee is
                                                                                                           DATES:  Although you can comment on                   and pharmacokinetics of a drug product
                                                  fully paid. The account information is
                                                                                                           any guidance at any time (see 21 CFR                  is considered when defining dissolution
                                                  as follows: New York Federal Reserve
                                                                                                           10.115(g)(5)), to ensure that the Agency              test specifications for the drug approval
                                                  Bank, U.S. Department of Treasury,
                                                                                                           considers your comment on this draft                  process.
                                                  TREAS NYC, 33 Liberty St., New York,
                                                                                                           guidance before it begins work on the                    The BCS is a scientific framework for
                                                  NY 10045, account number: 75060099,
                                                                                                           final version of the guidance, submit                 classifying drug substances based on
                                                  routing number: 021030004, SWIFT:
                                                                                                           either electronic or written comments                 their aqueous solubility and intestinal
                                                  FRNYUS33, Beneficiary: FDA, 8455
                                                                                                           on the draft guidance by October 2,                   permeability. The definitions of high
                                                  Colesville Rd., Silver Spring, MD
                                                                                                           2015.                                                 and low solubility and high and low
                                                  20993–0002. The tax identification
                                                                                                                                                                 permeability are used as described in
                                                  number of FDA is 53–0196965.
                                                                                                           ADDRESSES:   Submit written requests for              FDA’s Biopharmaceutics Classification
                                                    Dated: July 28, 2015.                                  single copies of the draft guidance to the            System (BCS) Guidance. The different
                                                  Leslie Kux,                                              Division of Drug Information, Center for              classifications are:
                                                  Associate Commissioner for Policy.                       Drug Evaluation and Research, Food                    Class 1: High Solubility—High
                                                  [FR Doc. 2015–18915 Filed 7–31–15; 8:45 am]              and Drug Administration, 10001 New                       Permeability Drugs
                                                  BILLING CODE 4164–01–P                                   Hampshire Ave., Hillandale Building,                  Class 2: Low Solubility—High
                                                                                                           4th Floor, Silver Spring, MD 20993–                      Permeability Drugs
                                                                                                           0002. Send one self-addressed adhesive                Class 3: High Solubility—Low
                                                  DEPARTMENT OF HEALTH AND                                 label to assist that office in processing                Permeability Drugs
                                                  HUMAN SERVICES                                           your requests. See the SUPPLEMENTARY                  Class 4: Low Solubility—Low
                                                                                                           INFORMATION section for electronic                       Permeability Drugs
                                                  Food and Drug Administration                             access to the draft guidance document.
                                                                                                                                                                    This classification can be used as a
                                                  [Docket No. FDA–1997–D–0187]                               Submit electronic comments on the                   basis for determining when in vivo
                                                                                                           draft guidance to http://                             bioavailability and bioequivalence
                                                  Dissolution Testing and Specification                    www.regulations.gov. Submit written                   studies are needed and can be used to
                                                  Criteria for Immediate-Release Solid                     comments to the Division of Dockets                   determine when a successful in vivo-in
                                                  Oral Dosage Forms Containing                             Management (HFA–305), Food and Drug                   vitro correlation (IVIVC) is likely. The
                                                  Biopharmaceutics Classification                          Administration, 5630 Fishers Lane, Rm.                BCS suggests that, for certain high
                                                  System Class 1 and 3 Drugs; Draft                        1061, Rockville, MD 20852.                            solubility drugs, dissolution testing can
                                                  Guidance for Industry; Availability
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                                                                                                           FOR FURTHER INFORMATION CONTACT:
                                                                                                                                                                 be standardized or may not be needed.
                                                  AGENCY:    Food and Drug Administration,                 Richard Lostritto, Center for Drug                    Owing to their high solubility, BCS class
                                                  HHS.                                                                                                           1 and 3 drugs are considered to be
                                                                                                           Evaluation and Research, Food and
                                                  ACTION:   Notice.                                                                                              relatively low risk regarding the impact
                                                                                                           Drug Administration, 10903 New
                                                                                                                                                                 of dissolution on performance, provided
                                                                                                           Hampshire Avenue, Silver Spring, MD
                                                  SUMMARY: The Food and Drug                                                                                     the in vitro performance meets or
                                                                                                           20993, 301–796–1667.
                                                  Administration (FDA or Agency) is                                                                              exceeds the recommendations discussed
                                                  announcing the availability of a draft                   SUPPLEMENTARY INFORMATION:                            in the guidance.


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                                                  46020                          Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices

                                                     This draft guidance establishes                         Dated: July 29, 2015.                               100 percent of the costs of each activity
                                                  standard dissolution methodology and                     Leslie Kux,                                           for each year (sections 743(b)(2)(A)(i),
                                                  specifications that are appropriate for                  Associate Commissioner for Policy.                    (ii), and (iv)), and these fees must be
                                                  BCS class 1 and class 3 drugs. The                       [FR Doc. 2015–18968 Filed 7–31–15; 8:45 am]           made available solely to pay for the
                                                  availability of these standards will                     BILLING CODE 4164–01–P                                costs of each activity for which the fee
                                                  facilitate the rapid development of                                                                            was incurred (section 743(b)(3)). These
                                                  dissolution methodology and related                                                                            fees are effective on October 1, 2015,
                                                  specifications for these classes during                  DEPARTMENT OF HEALTH AND                              and will remain in effect through
                                                  drug development and application                         HUMAN SERVICES                                        September 30, 2016. Section
                                                  review.                                                                                                        743(b)(2)(B)(iii) of the FD&C Act directs
                                                                                                           Food and Drug Administration
                                                     This draft guidance is being issued                                                                         FDA to develop a proposed set of
                                                  consistent with FDA’s good guidance                      [Docket No. FDA–2015–N–0007]                          guidelines in consideration of the
                                                  practices regulation (21 CFR 10.115).                                                                          burden of fee amounts on small
                                                                                                           Food Safety Modernization Act                         businesses. As a first step in developing
                                                  The draft guidance, when finalized, will                 Domestic and Foreign Facility
                                                  represent the Agency’s current thinking                                                                        these guidelines, FDA invited public
                                                                                                           Reinspection, Recall, and Importer                    comment on the potential impact of the
                                                  on Dissolution Testing and                               Reinspection Fee Rates for Fiscal Year
                                                  Specification Criteria for Immediate-                                                                          fees authorized by section 743 of the
                                                                                                           2016
                                                  Release Solid Oral Dosage Forms                                                                                FD&C Act on small businesses (76 FR
                                                  Containing Biopharmaceutics                              AGENCY:    Food and Drug Administration,              45818, August 1, 2011). The comment
                                                  Classification System Class 1 and 3                      HHS.                                                  period for this request ended November
                                                  Drugs. It does not create or confer any                  ACTION:   Notice.                                     30, 2011. As stated in FDA’s September
                                                  rights for or on any person and does not                                                                       2011 ‘‘Guidance for Industry:
                                                                                                           SUMMARY:   The Food and Drug                          Implementation of the Fee Provisions of
                                                  operate to bind FDA or the public. An                    Administration (FDA) is announcing the
                                                  alternative approach may be used if                                                                            Section 107 of the FDA Food Safety
                                                                                                           fiscal year (FY) 2016 fee rates for certain           Modernization Act,’’ (http://
                                                  such approach satisfies the                              domestic and foreign facility
                                                  requirements of the applicable statutes                                                                        www.fda.gov/Food/Guidance
                                                                                                           reinspections, failures to comply with a
                                                  and regulations.                                                                                               Regulation/GuidanceDocuments
                                                                                                           recall order, and importer reinspections
                                                                                                           that are authorized by the Federal Food,              RegulatoryInformation/FoodDefense/
                                                  II. Comments                                                                                                   ucm274176.htm), because FDA
                                                                                                           Drug, and Cosmetic Act (the FD&C Act),
                                                                                                           as amended by the FDA Food Safety                     recognizes that for small businesses the
                                                     Interested persons may submit either
                                                                                                           Modernization Act (FSMA). These fees                  full cost recovery of FDA reinspection
                                                  electronic comments regarding this
                                                                                                           are effective on October 1, 2015, and                 or recall oversight could impose severe
                                                  document to http://www.regulations.gov
                                                                                                           will remain in effect through September               economic hardship, FDA intends to
                                                  or written comments to the Division of
                                                                                                           30, 2016.                                             consider reducing certain fees for those
                                                  Dockets Management (see ADDRESSES). It
                                                  is only necessary to send one set of                     FOR FURTHER INFORMATION CONTACT:                      firms. FDA does not intend to issue
                                                  comments. Identify comments with the                     Jason Lewis, Office of Resource                       invoices for reinspection or recall order
                                                  docket number found in brackets in the                   Management, Office of Regulatory                      fees until FDA publishes a guidance
                                                  heading of this document. Received                       Affairs, Food and Drug Administration,                document outlining the process through
                                                  comments may be seen in the Division                     12420 Parklawn Dr., Rm. 2046,                         which firms may request a reduction in
                                                  of Dockets Management between 9 a.m.                     Rockville, MD 20857, 301–796–5957,                    fees.
                                                  and 4 p.m., Monday through Friday, and                   email: Jason.Lewis@fda.hhs.gov.                          In addition, as stated in the
                                                  will be posted to the docket at http://                  SUPPLEMENTARY INFORMATION:                            September 2011 Guidance, FDA is in
                                                  www.regulations.gov.                                     I. Background                                         the process of considering various
                                                                                                                                                                 issues associated with the assessment
                                                  III. The Paperwork Reduction Act of                         Section 107 of FSMA (Pub. L. 111–                  and collection of importer reinspection
                                                  1995                                                     353) added section 743 to the FD&C Act                fees. The fee rates set forth in this notice
                                                                                                           (21 U.S.C. 379j–31) to provide FDA with
                                                    This draft guidance refers to                                                                                will be used to determine any importer
                                                                                                           the authority to assess and collect fees
                                                  previously approved collections of                                                                             reinspection fees assessed in FY 2016.
                                                                                                           from, in part: (1) The responsible party
                                                  information that are subject to review by                for each domestic facility and the U.S.               II. Estimating the Average Cost of a
                                                  the Office of Management and Budget                      agent for each foreign facility subject to            Supported Direct FDA Work Hour for
                                                  (OMB) under the Paperwork Reduction                      a reinspection, to cover reinspection-                FY 2016
                                                  Act of 1995 (44 U.S.C. 3501–3520). The                   related costs; (2) the responsible party
                                                  collections of information in 21 CFR                     for a domestic facility and an importer                 FDA is required to estimate 100
                                                  parts 312 and 314 have been approved                     who does not comply with a recall                     percent of its costs for each activity in
                                                  under OMB control numbers 0910–0014                      order, to cover food 1 recall activities              order to establish fee rates for FY 2016.
                                                  and 0910–0001, respectively.                             associated with such order; and (3) each              In each year, the costs of salary (or
                                                                                                           importer subject to a reinspection to                 personnel compensation) and benefits
                                                  IV. Electronic Access                                    cover reinspection-related costs                      for FDA employees account for between
mstockstill on DSK4VPTVN1PROD with NOTICES




                                                                                                           (sections 743(a)(1)(A), (B), and (D) of the           50 and 60 percent of the funds available
                                                    Persons with access to the Internet
                                                                                                           FD&C Act). Section 743 of the FD&C Act                to, and used by, FDA. Almost all of the
                                                  may obtain the document at either
                                                                                                           directs FDA to establish fees for each of             remaining funds (operating funds)
                                                  http://www.fda.gov/Drugs/Guidance                        these activities based on an estimate of
                                                  ComplianceRegulatoryInformation/                                                                               available to FDA are used to support
                                                  Guidances/default.htm or http://                           1 The term ‘‘food’’ for purposes of this document
                                                                                                                                                                 FDA employees for paying rent, travel,
                                                  www.regulations.gov.                                     has the same meaning as such term in section 201(f)
                                                                                                                                                                 utility, information technology, and
                                                                                                           of the FD&C Act (21 U.S.C. 321(f)).                   other operating costs.


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Document Created: 2018-02-23 10:51:58
Document Modified: 2018-02-23 10:51:58
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesAlthough you can comment on any guidance at any time (see 21 CFR 10.115(g)(5)), to ensure that the Agency considers your comment on this draft guidance before it begins work on the final version of the guidance, submit either electronic or written comments on the draft guidance by October 2, 2015.
ContactRichard Lostritto, Center for Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Avenue, Silver Spring, MD 20993, 301-796-1667.
FR Citation80 FR 46019 

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