80_FR_46241 80 FR 46093 - Section 5307 Urbanized Area Formula Grants; Passenger Ferry Grant Program

80 FR 46093 - Section 5307 Urbanized Area Formula Grants; Passenger Ferry Grant Program

DEPARTMENT OF TRANSPORTATION
Federal Transit Administration

Federal Register Volume 80, Issue 148 (August 3, 2015)

Page Range46093-46097
FR Document2015-18917

The Federal Transit Administration (FTA) announces the availability of Section 5307 Urbanized Area Formula Grant program funds in support of the Discretionary Passenger Ferry Grant program. This grant opportunity will be funded using approximately $20 million in FY 2015 Urbanized Area Formula Grants program funds authorized by the Moving Ahead for Progress in the 21st Century Act (MAP-21), Public Law 112-141, July 6, 2012. Although MAP-21 authorized the program at $30 million, the current extension only authorized funds through May 31, 2015, which is approximately $20 million. This notice solicits proposals to compete for Fiscal Year (FY) 2015 funding that is currently available under the Ferry program and may include additional funds made available, subsequent to publication of this notice. The Passenger Ferry Grant program (Ferry program), authorized by 49 U.S.C. 5307 (h), is a competitive program for which FTA established criteria for rating and ranking applications. Given the limited resources available for this program, FTA is limiting this discretionary opportunity to capital projects. These funds constitute a core investment in the enhancement and revitalization of public ferry systems in the Nation's urbanized areas. This notice also includes priorities established by FTA for these discretionary funds, criteria FTA will use to identify meritorious projects for funding, and the process to apply for funding. This announcement is available on the FTA Web site at: http:// www.fta.dot.gov. The FTA may announce final selections on the Web site and in the Federal Register. Additionally, a synopsis of this funding opportunity will be posted in the FIND module of the government-wide electronic grants (GRANTS.GOV) Web site at http://www.grants.gov.

Federal Register, Volume 80 Issue 148 (Monday, August 3, 2015)
[Federal Register Volume 80, Number 148 (Monday, August 3, 2015)]
[Notices]
[Pages 46093-46097]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-18917]



[[Page 46093]]

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DEPARTMENT OF TRANSPORTATION

Federal Transit Administration


Section 5307 Urbanized Area Formula Grants; Passenger Ferry Grant 
Program

AGENCY: Federal Transit Administration (FTA), DOT.

ACTION: Notice of Funding Availability (NOFA): Solicitation of Project 
Proposals for the Passenger Ferry Grant Program.

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SUMMARY: The Federal Transit Administration (FTA) announces the 
availability of Section 5307 Urbanized Area Formula Grant program funds 
in support of the Discretionary Passenger Ferry Grant program. This 
grant opportunity will be funded using approximately $20 million in FY 
2015 Urbanized Area Formula Grants program funds authorized by the 
Moving Ahead for Progress in the 21st Century Act (MAP-21), Public Law 
112-141, July 6, 2012. Although MAP-21 authorized the program at $30 
million, the current extension only authorized funds through May 31, 
2015, which is approximately $20 million. This notice solicits 
proposals to compete for Fiscal Year (FY) 2015 funding that is 
currently available under the Ferry program and may include additional 
funds made available, subsequent to publication of this notice.
    The Passenger Ferry Grant program (Ferry program), authorized by 49 
U.S.C. 5307 (h), is a competitive program for which FTA established 
criteria for rating and ranking applications. Given the limited 
resources available for this program, FTA is limiting this 
discretionary opportunity to capital projects. These funds constitute a 
core investment in the enhancement and revitalization of public ferry 
systems in the Nation's urbanized areas.
    This notice also includes priorities established by FTA for these 
discretionary funds, criteria FTA will use to identify meritorious 
projects for funding, and the process to apply for funding. This 
announcement is available on the FTA Web site at: http://www.fta.dot.gov. The FTA may announce final selections on the Web site 
and in the Federal Register. Additionally, a synopsis of this funding 
opportunity will be posted in the FIND module of the government-wide 
electronic grants (GRANTS.GOV) Web site at http://www.grants.gov.

DATES: Complete proposals for Ferry program projects must be submitted 
by 11:59 p.m. EDT on October 2, 2015. All proposals must be submitted 
electronically through the GRANTS.GOV APPLY function. Any agency 
intending to apply should initiate the process of registering on the 
GRANTS.GOV site immediately to ensure completion of registration before 
the submission deadline. Instructions for applying can be found on 
FTA's Web site at http://www.fta.dot.gov/grants/15926.html and in the 
``FIND'' module of GRANTS.GOV.

FOR FURTHER INFORMATION CONTACT: Contact the appropriate FTA Regional 
Office found at http://www.fta.dot.gov for proposal-specific 
information and issues. For program-specific questions, please contact 
Vanessa Williams, Office of Program Management, (202) 366-4818, email: 
[email protected]. A TDD is available at 1-800-877-8339 (TDD/
FIRS).

SUPPLEMENTARY INFORMATION:

Table of Contents

A. FTA Ferry Program Authority
B. Program Description and Purpose
C. Program Information
    1. Eligible Proposers
    2. Eligible Projects
    3. Cost Sharing and Matching
    4. Eligible Sources of Match
D. Proposal Submission Process
E. Proposal Content
F. Evaluation Criteria
G. Review and Selection Process
H. Award Information
I. Award Administration
J. Technical Assistance and Other Program Information
Appendix A: Frequently Asked Questions

A. FTA Ferry Program Authority

    Section 5307(h) of Title 49, United States Code, as amended by MAP-
21, authorizes FTA's Passenger Ferry Grant program. The program 
authorizes FTA to solicit grant applications and make grants for 
eligible projects on a competitive basis subject to the Section 5307 
terms and conditions, unless noted otherwise in the competitive 
solicitation. Successful applicants will enter into grant agreements 
with the FTA for the funding to be provided to their projects under 
this program.

B. Program Description and Purpose

    Improving and maintaining the Nation's public ferry systems is a 
key strategic goal of the U.S. Department of Transportation (DOT) and 
FTA. The Ferry program is intended to contribute to the improvement of 
the condition of the public ferry systems by providing financial 
assistance for capital projects. As part of the program and as 
evidenced in the criteria established for the program, priority 
consideration will be given to eligible projects that help to expand 
ladders of opportunity and improve safety. Examples include but are not 
limited to enhancing access to work, educational, and other training 
opportunities, and supporting partnerships that expand access to other 
governmental, health, medical, education, social, human service, and 
transportation providers to improve coordinated delivery of services. 
Safety enhancements include projects that increase the safety of the 
system including but not limited to lifesaving devices, security 
cameras, and first aid kits.

C. Program Information

1. Eligible Proposers

    Eligible proposers and eventual grant applicants under this 
initiative must be designated recipients or eligible direct recipients 
of Section 5307 funds which include public entities engaged in 
providing a public transportation passenger ferry service. If the 
recipient is eligible to receive 5307 funds, but does not currently 
have an active grant with FTA, upon selection, the recipient will be 
required to work with the FTA regional office to establish its 
organization as an active grantee. This process may require additional 
documentation to support technical, financial, and legal capacity. 
Ferry systems that accommodate cars must also accommodate walk-on 
passengers in order to be eligible for funding.

2. Eligible Projects

    Under this competitive program, eligible projects are capital 
projects including ferries, terminals, and related infrastructure. A 
service area can include some portions of rural areas, as long as the 
Ferry service begins in and services urban areas. Capital projects 
include, but are not limited to, the purchase, replacement, or 
rehabilitation of ferries and terminals and related equipment. Funds 
made available under this Notice of Funding Availability (NOFA) may not 
be used to fund operating expenses, planning, or preventive 
maintenance. The FTA's Section 5307 formula funds may be used for those 
activities.

3. Cost Sharing and Matching

    Costs will be shared at the following ratio:
    There is an 80 percent Federal share for projects selected under 
the Ferry Program, unless noted below by one of the exceptions.
    i. The Federal share is 85 percent for net project costs for 
acquiring vehicles (including clean-fuel or alternative fuel) that are 
compliant with the Clean Air Act (CAA) or compliant with the

[[Page 46094]]

Americans with Disabilities Act (ADA) of 1990.
    ii. The Federal share is 90 percent for net project costs for 
vehicle-related equipment or facilities (including clean-fuel or 
alternative-fuel vehicle-related equipment or facilities) required by 
the Americans with Disabilities Act (ADA) of 1990, or for purposes of 
complying with or maintaining compliance with the Clean Air Act.
    The FTA considers vehicle-related equipment to be equipment on or 
attached to the vehicle. The award recipient may itemize the cost of 
specific, discrete, vehicle-related equipment being purchased to be in 
compliance with ADA or CAA.

4. Eligible Sources of Match

    After the appropriate Federal share is established, the applicant 
must provide the local share of the net project cost and must document 
in its grant application the source of the local match. The local match 
may include:
    i. Cash from non-governmental sources other than revenues from 
providing public transportation services;
    ii. Non-farebox revenues from the operation of public 
transportation service, such as the sale of advertising and concession 
revenues. A voluntary or mandatory fee that a college, university, or 
similar institution imposes on all its students for free or discounted 
transit service that is not farebox revenue;
    iii. Monies received under a service agreement with a State or 
local social service agency or private social service organization;
    iv. Undistributed cash surpluses, replacement or depreciation cash 
funds, reserves available in cash, or new capital;
    v. Amounts appropriated or otherwise made available to a department 
or agency of the Government (other than the U.S. Department of 
Transportation);
    vi. In-kind contribution such as the market value of in-kind 
contributions integral to the project may be counted as a contribution 
toward local share;
    vii. Revenue bond proceeds for a capital project, with prior FTA 
approval; and
    viii. Transportation Development Credits (TDC) (formerly referred 
to as Toll Revenue Credits).

    Note: FTA will not retroactively approve TDCs as match if they 
are not included in the proposal submitted under this competition.

D. Proposal Submission Process

    Project proposals must be submitted electronically through http://
www.GRANTS.GOV by 11:59 p.m. on October 2, 2015. Mail and fax 
submissions will not be accepted. A complete proposal submission will 
consist of at least two files: (1) The SF 424 Mandatory form 
(downloaded from GRANTS.GOV) and (2) the Applicant and Proposal Profile 
supplemental form for the Passenger Ferry program (supplemental form) 
found on the FTA Web site at http://www.fta.dot.gov/grants/15926.html. 
The supplemental form provides guidance and a consistent format for 
proposers to respond to the criteria outlined in this NOFA. Once 
completed, the supplemental form must be placed in the attachments 
section of the SF 424 Mandatory form. Proposers must use the 
supplemental form designated for the Ferry program and attach it to 
their submission in GRANTS.GOV to successfully complete the application 
process. A proposal submission may contain additional supporting 
documentation as attachments.
    Within 24-48 hours after submitting an electronic application, the 
applicant should receive three email messages from GRANTS.GOV: (1) 
Confirmation of successful transmission to GRANTS.GOV, (2) confirmation 
of successful validation by GRANTS.GOV and (3) confirmation of 
successful validation by FTA. If confirmations of successful validation 
are not received and a notice of failed validation or incomplete 
materials is received, the applicant must address the reason for the 
failed validation, as described in the email notice, and resubmit 
before the submission deadline. If making a resubmission for any 
reason, include all original attachments regardless of which 
attachments were updated and check the box on the supplemental form 
indicating this is a resubmission.
    Complete instructions on the application process can be found at 
http://www.fta.dot.gov/grants/15926.html. Important: FTA urges 
proposers to submit their applications at least 72 hours prior to the 
due date to allow time to receive the validation messages and to 
correct any problems that may have caused a rejection notification. The 
FTA will not accept submissions after the stated submission deadline. 
GRANTS.GOV scheduled maintenance and outage times are announced on the 
GRANTS.GOV Web site at http://www.GRANTS.GOV. Deadlines will not be 
extended due to scheduled maintenance or outages.
    FTA will not make a ferry discretionary grant award to an applicant 
until the applicant has complied with all applicable System for Award 
Management (SAM) requirements. If an applicant has not fully complied 
with the requirements by the submission deadline, the application will 
not be considered. To submit an application through Grants.gov, 
applicants must:
     Obtain unique entity identifier (e.g., provide its Data 
Universal Numbering System (DUNS) number in each application or 
proposal it submits to the agency; Unique entity identifier means the 
identifier required for SAM registration to uniquely identify business 
entities);
     Be registered in SAM at www.SAM.gov;
     Create a Grants.gov username and password; and
     The E-Business Point of Contact (POC) at your organization 
must respond to the registration email from Grants.gov and login at 
Grants.gov to authorize you as an Authorized Organization 
Representative (AOR). Please note that there can be more than one AOR 
for an organization.
    For information and instructions on each of these processes, please 
see instructions at http://www.grants.gov/web/grants/applicants/applicant-faqs.html. If an applicant is selected for an award, the 
applicant will be required to maintain an active SAM registration with 
current information throughout the period of the award.
    Proposers may submit one proposal for each project or one proposal 
containing multiple projects. Proposers submitting multiple projects in 
one proposal must be sure to clearly define each project by completing 
a supplemental form for each project. Supplemental forms must be added 
within the proposal by clicking the ``add project'' button in Section 
II of the supplemental form.
    Information such as proposer name, Federal amount requested, local 
match amount, description of areas served, etc. may be requested in 
varying degrees of detail on both the SF 424 form and supplemental 
form. Proposers must fill in all fields unless stated otherwise on the 
forms. Proposers should use both the ``Check Package for Errors'' and 
the ``Validate Form'' validation buttons on both forms to check all 
required fields on the forms, and ensure that the federal and local 
amounts specified are consistent. The following information MUST be 
included on the SF 424 and supplemental forms for all requests for 
Ferry program funding:
    1. Name of applicant and, if applicable, the specific ferry agency 
submitting the application.
    2. Unique entity identifier.
    3. Contact information including: Contact name, title, address,

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congressional district, fax and phone number, and email address if 
available.
    4. Description of public transportation services including areas 
currently served by the ferry system, if any.
    5. Name of person(s) authorized to apply on behalf of the system 
(attach a signed transmittal letter) must accompany the proposal.

E. Proposal Content

    For complete and up to date guidance on the project information and 
project evaluation criteria that must be documented, refer to the 
applicable program on the FTA Web site: http://www.fta.dot.gov/grants/15926.html. At a minimum, every proposal must:

1. Submit an SF 424 with the correct supplemental form attached.
2. State the project title and describe in the executive summary the 
project scope to be funded.
3. Address whether the project will need a Buy America waiver.
4. Choose the type of service provided, project type and fleet 
information.
5. Address each evaluation criterion separately, demonstrating how 
the project responds to each criterion.
6. Provide a line-item budget for the total project, with enough 
detail to indicate the various key components of the project. As FTA 
may elect to fund only part of some project proposals, the budget 
should provide for the minimum amount necessary to fund specific 
project components of independent utility.
7. Provide the Federal amount requested.
8. Document the matching funds, including amount and source of the 
match (may include local or private sector financial participation 
in the project).
9. Provide support documentation, including financial statements, 
bond-ratings, and documents supporting the commitment of non-federal 
funding to the project, or a timeframe upon which those commitments 
would be made.
10. Address whether other Federal funds have been sought for the 
project.
11. Provide a project timeline, including significant milestones 
such as the date anticipated to issue a request for proposals for 
the project components or contract for purchase of ferry(s), and 
actual or expected delivery date or notice of request for proposal 
and notice to proceed for capital replacement/rehabilitation 
projects.
12. Provide congressional district information for the project's 
place of performance.

F. Evaluation Criteria

    The FTA will evaluate projects based on the proposals submitted 
according to the criteria outlined below. The FTA encourages each 
proposer to demonstrate the responsiveness of a project to all of the 
selection criteria with the most relevant information that the proposer 
can provide, regardless of whether such information has been 
specifically requested or identified in this notice. The FTA will 
assess the extent to which a project addresses the following criteria.

1. Demonstration of Need

    The FTA will evaluate each project to determine its need for 
resources. In addition to the project-specific criteria below, FTA will 
evaluate the project's impact on service delivery and whether the 
project represents a one-time or periodic need that cannot reasonably 
be funded from FTA formula program allocations or State and/or local 
resources. Proposals should include information such as destinations 
and services not currently accessible by transit, needs for access to 
jobs, education, or health care, safety enhancements or special needs 
of seniors and individuals with disabilities, income-based community 
needs, or other mobility needs.
    i. For vessel replacement or rehabilitation projects:
     The age of the asset to be replaced or rehabilitated by 
the proposed project, relative to its useful life.
     Condition and performance of the asset to be replaced by 
the proposed project, as ascertained through inspections or otherwise, 
if available.
    ii. For infrastructure (facility) improvements or related-equipment 
acquisitions:
     The age of the facility or equipment to be rehabilitated 
or replaced relative to its useful life.
     The degree to which the proposed project will enable the 
agency to improve the maintenance and condition of the agency's fleet 
and/or other related ferry assets.
    iii. For expansion requests (vessel or facility-related):
     The degree to which the proposed project addresses a 
current capacity constraint that is limiting the ability of the agency 
to provide reliable service, meet ridership demands, or maintain 
vessels and related-equipment.

2. Demonstration of Benefits

    In this section, proposals should identify expected project 
benefits. Applicants should describe how the ferry project will provide 
greater access to employment opportunities, educational centers, 
healthcare, or other locations that profoundly impact ladders of 
opportunity and safety, as described in the program purpose above. 
Possible examples include increased or sustained ridership and daily 
trips, increased reliability of service, improved operations or 
maintenance capabilities, or more mobility options, intermodal 
connections, or economic benefits to the community. Benefits may be 
demonstrated quantifiably or qualitatively. Proposers should document, 
explain or show the benefits in whatever format is reasonable to 
present them.

3. Planning and Local/Regional Prioritization

    In this section, the applicant should describe how the proposed 
project is consistent with planning documents and local priorities. 
This will involve assessing whether:
    i. The project is consistent with the transit priorities identified 
in the long-range transportation plan and/or contingency/illustrative 
projects. Proposers should note if the project could not be included in 
the financially constrained Transportation Improvement Plan (TIP)/
Statewide Transportation Improvement Program (STIP) due to lack of 
funding (if selected, the project must be in the federally approved 
STIP before grant award).
    ii. Local support is demonstrated by letters of support from State 
Departments of Transportation, local transit agencies and other 
relevant stakeholders.
    iii. In an area with both ferry and other public transit operators, 
the proposal demonstrates coordination with and support of other 
related projects within the proposer's Metropolitan Planning 
Organization (MPO) or the geographic region within which the proposed 
project will operate.

4. Project Readiness

    In this section, the applicant should describe the extent to which 
the project is ready to be implemented. This will involve assessing 
whether:
    i. The project is a Categorical Exclusion (CE) or if required 
environmental work has been initiated or completed for construction 
projects requiring an Environmental Assessment (EA) or Environmental 
Impact Statement (EIS).
    ii. Project implementation plans are ready, including initial 
design of facility projects.
    iii. The TIP/STIP can be amended (evidenced by MPO/State 
endorsement).
    iv. Local match is available and the project can be implemented 
within 12 months from time of selection.
    v. The project will require a Buy America waiver.
    vi. The applicant demonstrates the ability to carry out the 
proposed project successfully.

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5. Technical, Legal, and Financial Capacity To Implement the Particular 
Project Proposed

    In this section, the applicant should address all of the following 
points:
    i. The proposer has the technical capacity to administer the 
project.
    ii. There are no outstanding legal, technical, or financial issues 
with the proposer that would make this a high-risk project to implement 
quickly.
    iii. The proposer has good financial systems in place that meet 
generally acceptable accounting standards that can be audited and has 
identified the source of local match if selected (no deferred local 
share will be allowed).

6. Connectivity to Other Modes of Transportation

    The proposals should include information about transfer connections 
to other modes of transportation, including but not limited to: Rail, 
bus, intercity bus, and private transportation providers. Supporting 
documentation should include data that demonstrates the number of trips 
(passengers and vehicles), the number of walk-on passengers, and 
transfers to other modes (if applicable).

G. Review and Selection Process

    In addition to other FTA staff that may review the proposals, a 
technical evaluation committee will review proposals under the project 
evaluation criteria. Members of the technical evaluation committee and 
other involved FTA staff reserve the right to screen and rate the 
applications received and to seek clarification from any applicant 
about any statement in its application that FTA finds ambiguous and/or 
request additional documentation to be considered during the evaluation 
process to clarify information contained within the proposal.
    After consideration of the findings of the technical evaluation 
committee, the FTA Acting Administrator will determine the final 
selection and amount of funding for each project.
    Geographic diversity and the applicant's receipt of other Federal 
funding for ferries may be considered in FTA's award decisions.

H. Award Information

    Ferry program funds are available to designated recipients or 
eligible direct recipients of Section 5307 funds. There is no minimum 
or maximum grant award amount; however, FTA intends to fund as many 
meritorious projects as possible. Only proposals from eligible 
recipients for eligible activities will be considered for funding. Due 
to funding limitations, proposers that are selected for funding may 
receive less than the amount originally requested. In those cases, 
applicants must be able to demonstrate that the proposed projects are 
still viable and can be completed with the amount awarded.

I. Award Administration

1. Award Notices

    At the time the project selections are announced, FTA will extend 
pre-award authority for the selected projects. There is no blanket pre-
award authority for these projects before announcement.

2. Administrative and National Policy Requirements

i. Pre-Award Authority
    The FTA will issue specific guidance to recipients regarding pre-
award authority at the time of selection. The FTA does not provide pre-
award authority for discretionary funds until projects are selected and 
even then there are Federal requirements that must be met before costs 
are incurred. For more information about FTA's policy on pre-award 
authority, please see the FY 2015 Apportionment Notice published on 
February 9, 2015. http://www.thefederalregister.org/fdsys/pkg/FR-2015-02-09/pdf/2015-02555.pdf.
ii. Grant Requirements
    If selected, awardees will apply for a grant through FTA's 
electronic grant management system and adhere to the customary FTA 
grant requirements of the Section 5307 Urbanized Area Formula Grant 
program, including those of FTA Circular 9030.1E, Circular 5010.1D, and 
the labor protections of 49 U.S.C. Section 5333(b). All discretionary 
grants, regardless of award amount, will be subject to the 
congressional notification and release process. The FTA emphasizes that 
third-party procurement applies to all funding awards, as described in 
FTA.C.4220.1F. Technical assistance regarding these requirements is 
available from each FTA regional office.
iii. Buy America
    The FTA requires that all capital procurements meet FTA's Buy 
America requirements that require all iron, steel, or manufactured 
products be produced in the U.S., to help create and protect 
manufacturing jobs in the U.S. The Ferry program will have a 
significant economic impact toward meeting the objectives of the Buy 
America law. The Buy America requirements can be found in 49 CFR part 
661. Any proposal that will require a waiver must identify the items 
for which a waiver will be sought in the application. Applicants should 
not proceed with the expectation that waivers will be granted.
iv. Disadvantaged Business Enterprise
    Projects that include ferry acquisitions are subject to the 
Disadvantaged Business Enterprise (DBE) program regulations at 49 CFR 
part 26. The rule requires that, prior to bidding on any FTA-assisted 
vehicle procurement, entities that manufacture ferries must submit a 
DBE Program plan and annual goal methodology to FTA. The FTA will then 
issue a transit vehicle manufacturer (TVM) concurrence/certification 
letter. Grant recipients must verify each entity's compliance before 
accepting its bid. A list of certified TVMs is posted on FTA's Web page 
at http://www.fta.dot.gov/civilrights/12891.html. Recipients should 
contact FTA before accepting bids from entities not listed on this web-
posting. Recipients may also establish project specific DBE goals for 
ferry purchases. The FTA will provide additional guidance as grants are 
awarded. For more information on DBE requirements, please contact 
Britney Berry, Office of Civil Rights, 202-366-1065, email: 
[email protected].
v. Planning
    The FTA encourages proposers to notify the appropriate State 
Departments of Transportation and MPOs in areas likely to be served by 
the project funds made available under these initiatives and programs. 
Selected projects must be incorporated into the long-range plans and 
transportation improvement programs of States and metropolitan areas 
before they are eligible for FTA funding.
vi. Standard Assurances
    The applicant assures that it will comply with all applicable 
Federal statutes, regulations, executive orders, FTA circulars, and 
other Federal administrative requirements in carrying out any project 
supported by the FTA grant. The applicant acknowledges that it is under 
a continuing obligation to comply with the terms and conditions of the 
grant agreement issued for its project with FTA. The applicant 
understands that Federal laws, regulations, policies, and 
administrative practices might be modified from time to time and may 
affect the implementation of the project. The applicant agrees that the 
most recent Federal requirements will apply to the project, unless FTA 
issues a written determination otherwise. The applicant must submit the 
Certifications and Assurances before receiving a grant if it

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does not have current certifications on file.
vii. Reporting
    Post-award reporting requirements include submission of Federal 
Financial Reports and Milestone Reports in FTA's electronic grants 
management system on a quarterly basis for all projects.

J. Technical Assistance and Other Program Information

    This program is not subject to Executive Order 12372, 
``Intergovernmental Review of Federal Programs.'' The FTA will consider 
applications for funding only from eligible recipients for eligible 
projects listed in Section C. Complete applications must be submitted 
through GRANTS.GOV by 11:59 p.m. EDT on October 2, 2015. Contact 
information for FTA's regional offices can be found on FTA's Web site 
at www.fta.dot.gov.

Therese W. McMillan,
Acting Administrator.

Appendix A--Ferry Program Frequently Asked Questions

1. What is a designated recipient?
    Answer: A designated recipient is an entity designated by the 
governor of a state, responsible local official, and publicly owned 
operators of public transportation to receive and apportion amounts 
under Section 5336 to urbanized areas of 200,000 or more in 
population, or a state or regional authority, if the authority is 
responsible under the laws of a state for a capital project and for 
financing and directly providing public transportation.
2. What is a direct recipient?
    Answer: A direct recipient is an eligible entity authorized by a 
designated recipient or state to receive Urbanized Area Formula 
Program funds directly from FTA.
3. Is there a list of designated recipients under Section 5307?
    Answer: Contact the FTA regional office for help with 
identifying the 5307 designated recipient in your area. The regional 
office contact information can be found at www.fta.dot.gov.
4. How can an entity determine whether it operates within the area 
of a Census-designated urbanized area?
    Answer: Contact the FTA regional office to determine the 
designated urbanized area. The regional contact information can be 
found at www.fta.dot.gov.
5. Can I apply if I am not currently a direct recipient?
    Answer: Yes, FTA will accept applications from entities in 
urbanized areas that are eligible to be direct recipients, even if 
they are currently not a direct recipient.
6. How can I apply if I am not an eligible direct recipient or 
designated recipient?
    Answer: Coordinate the project with the designated or eligible 
direct recipient for that entity to apply on your behalf. However, 
if your project is selected for an award, the designated or eligible 
direct recipient would obligate the funds.
7. Can State DOTs apply on behalf of public agencies within the 
state in which they administer FTA funds?
    Answer: Yes, as long as the service is within an urbanized area.
8. If an agency previously received 5307 funds but now receives 5311 
funds, can they still apply?
    Answer: No, Section 5311 rural providers are not eligible to 
apply for the Passenger Ferry Grant Program. Applicants must be 
eligible designated or direct recipients of Section 5307.
9. Is a new start eligible under the Ferry program?
    Answer: Capital for new systems is eligible if the project is 
not in the planning phase. Planning activities are not eligible 
under this competition.
10. Are public car-ferries eligible?
    Answer: Ferry systems that accommodate cars must also 
accommodate walk-on passengers in order to be eligible.
11. Is the construction of a ferry maintenance facility an eligible 
capital project?
    Answer: Yes.
12. Is a new vessel construction funded by FTA grants considered a 
public work or rolling stock and therefore subject to Davis Bacon?
    Answer: Yes, a new vessel construction is rolling stock. Davis 
Bacon applies to construction, alteration, or repairs of public 
buildings or public works, but it does not apply to rolling stock.
13. Does the term ``terminals & related infrastructure'' projects 
include the floating docks and access ramps where the passengers 
board?
    Answer: Yes.
14. Is there a difference between the FTA's Passenger Ferry Grant 
Program and FHWA's Ferry Boat Formula Grant Funding Program?
    Answer: There may be subtle differences between FTA's and FHWA's 
programs. However, FHWA no longer has a discretionary program. It is 
now a formula program. Please refer to FHWA's page for more 
information: http://www.fhwa.dot.gov/.
15. What is the grant process after an entity is selected?
    Answer: An agency would work with the FTA regional office to 
apply for the funds in FTA's electronic management system. The 
Federal Register announcing selection will also provide grant-making 
instructions.

[FR Doc. 2015-18917 Filed 7-31-15; 8:45 am]
BILLING CODE P



                                                                                 Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices                                            46093

                                                  DEPARTMENT OF TRANSPORTATION                             electronically through the                            improve safety. Examples include but
                                                                                                           GRANTS.GOV APPLY function. Any                        are not limited to enhancing access to
                                                  Federal Transit Administration                           agency intending to apply should                      work, educational, and other training
                                                                                                           initiate the process of registering on the            opportunities, and supporting
                                                  Section 5307 Urbanized Area Formula                      GRANTS.GOV site immediately to                        partnerships that expand access to other
                                                  Grants; Passenger Ferry Grant                            ensure completion of registration before              governmental, health, medical,
                                                  Program                                                  the submission deadline. Instructions                 education, social, human service, and
                                                  AGENCY: Federal Transit Administration                   for applying can be found on FTA’s Web                transportation providers to improve
                                                  (FTA), DOT.                                              site at http://www.fta.dot.gov/grants/                coordinated delivery of services. Safety
                                                  ACTION: Notice of Funding Availability
                                                                                                           15926.html and in the ‘‘FIND’’ module                 enhancements include projects that
                                                  (NOFA): Solicitation of Project                          of GRANTS.GOV.                                        increase the safety of the system
                                                  Proposals for the Passenger Ferry Grant                  FOR FURTHER INFORMATION CONTACT:                      including but not limited to lifesaving
                                                  Program.                                                 Contact the appropriate FTA Regional                  devices, security cameras, and first aid
                                                                                                           Office found at http://www.fta.dot.gov                kits.
                                                  SUMMARY:    The Federal Transit                          for proposal-specific information and                 C. Program Information
                                                  Administration (FTA) announces the                       issues. For program-specific questions,
                                                  availability of Section 5307 Urbanized                   please contact Vanessa Williams, Office               1. Eligible Proposers
                                                  Area Formula Grant program funds in                      of Program Management, (202) 366–                        Eligible proposers and eventual grant
                                                  support of the Discretionary Passenger                   4818, email: Vanessa.williams@dot.gov.                applicants under this initiative must be
                                                  Ferry Grant program. This grant                          A TDD is available at 1–800–877–8339                  designated recipients or eligible direct
                                                  opportunity will be funded using                         (TDD/FIRS).                                           recipients of Section 5307 funds which
                                                  approximately $20 million in FY 2015                     SUPPLEMENTARY INFORMATION:                            include public entities engaged in
                                                  Urbanized Area Formula Grants                                                                                  providing a public transportation
                                                  program funds authorized by the                          Table of Contents
                                                                                                                                                                 passenger ferry service. If the recipient
                                                  Moving Ahead for Progress in the 21st                    A. FTA Ferry Program Authority                        is eligible to receive 5307 funds, but
                                                  Century Act (MAP–21), Public Law                         B. Program Description and Purpose                    does not currently have an active grant
                                                  112–141, July 6, 2012. Although MAP–                     C. Program Information
                                                                                                              1. Eligible Proposers                              with FTA, upon selection, the recipient
                                                  21 authorized the program at $30                                                                               will be required to work with the FTA
                                                                                                              2. Eligible Projects
                                                  million, the current extension only                                                                            regional office to establish its
                                                                                                              3. Cost Sharing and Matching
                                                  authorized funds through May 31, 2015,                      4. Eligible Sources of Match                       organization as an active grantee. This
                                                  which is approximately $20 million.                      D. Proposal Submission Process                        process may require additional
                                                  This notice solicits proposals to                        E. Proposal Content                                   documentation to support technical,
                                                  compete for Fiscal Year (FY) 2015                        F. Evaluation Criteria                                financial, and legal capacity. Ferry
                                                  funding that is currently available under                G. Review and Selection Process                       systems that accommodate cars must
                                                  the Ferry program and may include                        H. Award Information
                                                                                                                                                                 also accommodate walk-on passengers
                                                  additional funds made available,                         I. Award Administration
                                                                                                           J. Technical Assistance and Other Program             in order to be eligible for funding.
                                                  subsequent to publication of this notice.
                                                                                                                 Information                                     2. Eligible Projects
                                                     The Passenger Ferry Grant program
                                                                                                           Appendix A: Frequently Asked Questions
                                                  (Ferry program), authorized by 49 U.S.C.                                                                          Under this competitive program,
                                                  5307 (h), is a competitive program for                   A. FTA Ferry Program Authority                        eligible projects are capital projects
                                                  which FTA established criteria for                         Section 5307(h) of Title 49, United                 including ferries, terminals, and related
                                                  rating and ranking applications. Given                   States Code, as amended by MAP–21,                    infrastructure. A service area can
                                                  the limited resources available for this                 authorizes FTA’s Passenger Ferry Grant                include some portions of rural areas, as
                                                  program, FTA is limiting this                            program. The program authorizes FTA                   long as the Ferry service begins in and
                                                  discretionary opportunity to capital                     to solicit grant applications and make                services urban areas. Capital projects
                                                  projects. These funds constitute a core                  grants for eligible projects on a                     include, but are not limited to, the
                                                  investment in the enhancement and                        competitive basis subject to the Section              purchase, replacement, or rehabilitation
                                                  revitalization of public ferry systems in                5307 terms and conditions, unless noted               of ferries and terminals and related
                                                  the Nation’s urbanized areas.                            otherwise in the competitive                          equipment. Funds made available under
                                                     This notice also includes priorities                  solicitation. Successful applicants will              this Notice of Funding Availability
                                                  established by FTA for these                             enter into grant agreements with the                  (NOFA) may not be used to fund
                                                  discretionary funds, criteria FTA will                   FTA for the funding to be provided to                 operating expenses, planning, or
                                                  use to identify meritorious projects for                 their projects under this program.                    preventive maintenance. The FTA’s
                                                  funding, and the process to apply for                                                                          Section 5307 formula funds may be
                                                  funding. This announcement is                            B. Program Description and Purpose                    used for those activities.
                                                  available on the FTA Web site at: http://                   Improving and maintaining the
                                                  www.fta.dot.gov. The FTA may                             Nation’s public ferry systems is a key                3. Cost Sharing and Matching
                                                  announce final selections on the Web                     strategic goal of the U.S. Department of                 Costs will be shared at the following
                                                  site and in the Federal Register.                        Transportation (DOT) and FTA. The                     ratio:
                                                  Additionally, a synopsis of this funding                 Ferry program is intended to contribute                  There is an 80 percent Federal share
                                                  opportunity will be posted in the FIND
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                                                                                                           to the improvement of the condition of                for projects selected under the Ferry
                                                  module of the government-wide                            the public ferry systems by providing                 Program, unless noted below by one of
                                                  electronic grants (GRANTS.GOV) Web                       financial assistance for capital projects.            the exceptions.
                                                  site at http://www.grants.gov.                           As part of the program and as evidenced                  i. The Federal share is 85 percent for
                                                  DATES: Complete proposals for Ferry                      in the criteria established for the                   net project costs for acquiring vehicles
                                                  program projects must be submitted by                    program, priority consideration will be               (including clean-fuel or alternative fuel)
                                                  11:59 p.m. EDT on October 2, 2015. All                   given to eligible projects that help to               that are compliant with the Clean Air
                                                  proposals must be submitted                              expand ladders of opportunity and                     Act (CAA) or compliant with the


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                                                  46094                          Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices

                                                  Americans with Disabilities Act (ADA)                    www.GRANTS.GOV by 11:59 p.m. on                       requirements. If an applicant has not
                                                  of 1990.                                                 October 2, 2015. Mail and fax                         fully complied with the requirements by
                                                     ii. The Federal share is 90 percent for               submissions will not be accepted. A                   the submission deadline, the
                                                  net project costs for vehicle-related                    complete proposal submission will                     application will not be considered. To
                                                  equipment or facilities (including clean-                consist of at least two files: (1) The SF             submit an application through
                                                  fuel or alternative-fuel vehicle-related                 424 Mandatory form (downloaded from                   Grants.gov, applicants must:
                                                  equipment or facilities) required by the                 GRANTS.GOV) and (2) the Applicant                        • Obtain unique entity identifier (e.g.,
                                                  Americans with Disabilities Act (ADA)                    and Proposal Profile supplemental form                provide its Data Universal Numbering
                                                  of 1990, or for purposes of complying                    for the Passenger Ferry program                       System (DUNS) number in each
                                                  with or maintaining compliance with                      (supplemental form) found on the FTA                  application or proposal it submits to the
                                                  the Clean Air Act.                                       Web site at http://www.fta.dot.gov/                   agency; Unique entity identifier means
                                                     The FTA considers vehicle-related                     grants/15926.html. The supplemental                   the identifier required for SAM
                                                  equipment to be equipment on or                          form provides guidance and a consistent               registration to uniquely identify
                                                  attached to the vehicle. The award                       format for proposers to respond to the                business entities);
                                                  recipient may itemize the cost of                        criteria outlined in this NOFA. Once                     • Be registered in SAM at
                                                  specific, discrete, vehicle-related                      completed, the supplemental form must                 www.SAM.gov;
                                                  equipment being purchased to be in                       be placed in the attachments section of                  • Create a Grants.gov username and
                                                  compliance with ADA or CAA.                              the SF 424 Mandatory form. Proposers                  password; and
                                                                                                           must use the supplemental form                           • The E-Business Point of Contact
                                                  4. Eligible Sources of Match                             designated for the Ferry program and                  (POC) at your organization must
                                                    After the appropriate Federal share is                 attach it to their submission in                      respond to the registration email from
                                                  established, the applicant must provide                  GRANTS.GOV to successfully complete                   Grants.gov and login at Grants.gov to
                                                  the local share of the net project cost                  the application process. A proposal                   authorize you as an Authorized
                                                  and must document in its grant                           submission may contain additional                     Organization Representative (AOR).
                                                  application the source of the local                      supporting documentation as                           Please note that there can be more than
                                                  match. The local match may include:                      attachments.                                          one AOR for an organization.
                                                    i. Cash from non-governmental                             Within 24–48 hours after submitting                   For information and instructions on
                                                  sources other than revenues from                         an electronic application, the applicant              each of these processes, please see
                                                  providing public transportation                          should receive three email messages                   instructions at http://www.grants.gov/
                                                  services;                                                from GRANTS.GOV: (1) Confirmation of                  web/grants/applicants/applicant-
                                                    ii. Non-farebox revenues from the                      successful transmission to                            faqs.html. If an applicant is selected for
                                                  operation of public transportation                       GRANTS.GOV, (2) confirmation of                       an award, the applicant will be required
                                                  service, such as the sale of advertising                 successful validation by GRANTS.GOV                   to maintain an active SAM registration
                                                  and concession revenues. A voluntary                     and (3) confirmation of successful                    with current information throughout the
                                                  or mandatory fee that a college,                         validation by FTA. If confirmations of                period of the award.
                                                  university, or similar institution                       successful validation are not received                   Proposers may submit one proposal
                                                  imposes on all its students for free or                  and a notice of failed validation or                  for each project or one proposal
                                                  discounted transit service that is not                   incomplete materials is received, the                 containing multiple projects. Proposers
                                                  farebox revenue;                                         applicant must address the reason for                 submitting multiple projects in one
                                                    iii. Monies received under a service                   the failed validation, as described in the            proposal must be sure to clearly define
                                                  agreement with a State or local social                   email notice, and resubmit before the                 each project by completing a
                                                  service agency or private social service                 submission deadline. If making a                      supplemental form for each project.
                                                  organization;                                            resubmission for any reason, include all              Supplemental forms must be added
                                                    iv. Undistributed cash surpluses,                      original attachments regardless of which              within the proposal by clicking the ‘‘add
                                                  replacement or depreciation cash funds,                  attachments were updated and check                    project’’ button in Section II of the
                                                  reserves available in cash, or new                       the box on the supplemental form                      supplemental form.
                                                  capital;                                                 indicating this is a resubmission.                       Information such as proposer name,
                                                    v. Amounts appropriated or otherwise                      Complete instructions on the                       Federal amount requested, local match
                                                  made available to a department or                        application process can be found at                   amount, description of areas served, etc.
                                                  agency of the Government (other than                     http://www.fta.dot.gov/grants/                        may be requested in varying degrees of
                                                                                                           15926.html. Important: FTA urges                      detail on both the SF 424 form and
                                                  the U.S. Department of Transportation);
                                                                                                           proposers to submit their applications at             supplemental form. Proposers must fill
                                                    vi. In-kind contribution such as the
                                                                                                           least 72 hours prior to the due date to               in all fields unless stated otherwise on
                                                  market value of in-kind contributions
                                                                                                           allow time to receive the validation                  the forms. Proposers should use both
                                                  integral to the project may be counted
                                                                                                           messages and to correct any problems                  the ‘‘Check Package for Errors’’ and the
                                                  as a contribution toward local share;
                                                                                                           that may have caused a rejection                      ‘‘Validate Form’’ validation buttons on
                                                    vii. Revenue bond proceeds for a
                                                                                                           notification. The FTA will not accept                 both forms to check all required fields
                                                  capital project, with prior FTA
                                                                                                           submissions after the stated submission               on the forms, and ensure that the federal
                                                  approval; and
                                                                                                           deadline. GRANTS.GOV scheduled                        and local amounts specified are
                                                    viii. Transportation Development
                                                                                                           maintenance and outage times are                      consistent. The following information
                                                  Credits (TDC) (formerly referred to as
                                                                                                           announced on the GRANTS.GOV Web                       MUST be included on the SF 424 and
                                                  Toll Revenue Credits).
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                                                                                                           site at http://www.GRANTS.GOV.                        supplemental forms for all requests for
                                                    Note: FTA will not retroactively approve               Deadlines will not be extended due to                 Ferry program funding:
                                                  TDCs as match if they are not included in the            scheduled maintenance or outages.                        1. Name of applicant and, if
                                                  proposal submitted under this competition.                  FTA will not make a ferry                          applicable, the specific ferry agency
                                                                                                           discretionary grant award to an                       submitting the application.
                                                  D. Proposal Submission Process                           applicant until the applicant has                        2. Unique entity identifier.
                                                    Project proposals must be submitted                    complied with all applicable System for                  3. Contact information including:
                                                  electronically through http://                           Award Management (SAM)                                Contact name, title, address,


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                                                                                 Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices                                             46095

                                                  congressional district, fax and phone                    the proposer can provide, regardless of               maintenance capabilities, or more
                                                  number, and email address if available.                  whether such information has been                     mobility options, intermodal
                                                    4. Description of public transportation                specifically requested or identified in               connections, or economic benefits to the
                                                  services including areas currently                       this notice. The FTA will assess the                  community. Benefits may be
                                                  served by the ferry system, if any.                      extent to which a project addresses the               demonstrated quantifiably or
                                                    5. Name of person(s) authorized to                     following criteria.                                   qualitatively. Proposers should
                                                  apply on behalf of the system (attach a                                                                        document, explain or show the benefits
                                                  signed transmittal letter) must                          1. Demonstration of Need
                                                                                                                                                                 in whatever format is reasonable to
                                                  accompany the proposal.                                     The FTA will evaluate each project to              present them.
                                                                                                           determine its need for resources. In
                                                  E. Proposal Content                                                                                            3. Planning and Local/Regional
                                                                                                           addition to the project-specific criteria
                                                    For complete and up to date guidance                   below, FTA will evaluate the project’s                Prioritization
                                                  on the project information and project                   impact on service delivery and whether                   In this section, the applicant should
                                                  evaluation criteria that must be                         the project represents a one-time or                  describe how the proposed project is
                                                  documented, refer to the applicable                      periodic need that cannot reasonably be               consistent with planning documents
                                                  program on the FTA Web site: http://                     funded from FTA formula program                       and local priorities. This will involve
                                                  www.fta.dot.gov/grants/15926.html. At a                  allocations or State and/or local                     assessing whether:
                                                  minimum, every proposal must:                            resources. Proposals should include                      i. The project is consistent with the
                                                  1. Submit an SF 424 with the correct                     information such as destinations and                  transit priorities identified in the long-
                                                       supplemental form attached.                         services not currently accessible by                  range transportation plan and/or
                                                  2. State the project title and describe in the           transit, needs for access to jobs,                    contingency/illustrative projects.
                                                       executive summary the project scope to              education, or health care, safety                     Proposers should note if the project
                                                       be funded.                                          enhancements or special needs of                      could not be included in the financially
                                                  3. Address whether the project will need a                                                                     constrained Transportation
                                                       Buy America waiver.
                                                                                                           seniors and individuals with
                                                  4. Choose the type of service provided,                  disabilities, income-based community                  Improvement Plan (TIP)/Statewide
                                                       project type and fleet information.                 needs, or other mobility needs.                       Transportation Improvement Program
                                                  5. Address each evaluation criterion                        i. For vessel replacement or                       (STIP) due to lack of funding (if
                                                       separately, demonstrating how the                   rehabilitation projects:                              selected, the project must be in the
                                                       project responds to each criterion.                    • The age of the asset to be replaced              federally approved STIP before grant
                                                  6. Provide a line-item budget for the total              or rehabilitated by the proposed project,             award).
                                                       project, with enough detail to indicate             relative to its useful life.                             ii. Local support is demonstrated by
                                                       the various key components of the                      • Condition and performance of the                 letters of support from State
                                                       project. As FTA may elect to fund only              asset to be replaced by the proposed                  Departments of Transportation, local
                                                       part of some project proposals, the                 project, as ascertained through                       transit agencies and other relevant
                                                       budget should provide for the minimum
                                                       amount necessary to fund specific
                                                                                                           inspections or otherwise, if available.               stakeholders.
                                                       project components of independent                      ii. For infrastructure (facility)                     iii. In an area with both ferry and
                                                       utility.                                            improvements or related-equipment                     other public transit operators, the
                                                  7. Provide the Federal amount requested.                 acquisitions:                                         proposal demonstrates coordination
                                                  8. Document the matching funds, including                   • The age of the facility or equipment             with and support of other related
                                                       amount and source of the match (may                 to be rehabilitated or replaced relative to           projects within the proposer’s
                                                       include local or private sector financial           its useful life.                                      Metropolitan Planning Organization
                                                       participation in the project).                         • The degree to which the proposed                 (MPO) or the geographic region within
                                                  9. Provide support documentation, including              project will enable the agency to                     which the proposed project will operate.
                                                       financial statements, bond-ratings, and             improve the maintenance and condition
                                                       documents supporting the commitment                 of the agency’s fleet and/or other related            4. Project Readiness
                                                       of non-federal funding to the project, or
                                                       a timeframe upon which those
                                                                                                           ferry assets.                                            In this section, the applicant should
                                                       commitments would be made.                             iii. For expansion requests (vessel or             describe the extent to which the project
                                                  10. Address whether other Federal funds                  facility-related):                                    is ready to be implemented. This will
                                                       have been sought for the project.                      • The degree to which the proposed                 involve assessing whether:
                                                  11. Provide a project timeline, including                project addresses a current capacity                     i. The project is a Categorical
                                                       significant milestones such as the date             constraint that is limiting the ability of            Exclusion (CE) or if required
                                                       anticipated to issue a request for                  the agency to provide reliable service,               environmental work has been initiated
                                                       proposals for the project components or             meet ridership demands, or maintain                   or completed for construction projects
                                                       contract for purchase of ferry(s), and              vessels and related-equipment.                        requiring an Environmental Assessment
                                                       actual or expected delivery date or notice
                                                       of request for proposal and notice to               2. Demonstration of Benefits                          (EA) or Environmental Impact
                                                       proceed for capital replacement/                                                                          Statement (EIS).
                                                                                                              In this section, proposals should                     ii. Project implementation plans are
                                                       rehabilitation projects.
                                                  12. Provide congressional district                       identify expected project benefits.                   ready, including initial design of facility
                                                       information for the project’s place of              Applicants should describe how the                    projects.
                                                       performance.                                        ferry project will provide greater access                iii. The TIP/STIP can be amended
                                                                                                           to employment opportunities,                          (evidenced by MPO/State endorsement).
                                                  F. Evaluation Criteria
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                                                                                                           educational centers, healthcare, or other                iv. Local match is available and the
                                                    The FTA will evaluate projects based                   locations that profoundly impact                      project can be implemented within 12
                                                  on the proposals submitted according to                  ladders of opportunity and safety, as                 months from time of selection.
                                                  the criteria outlined below. The FTA                     described in the program purpose                         v. The project will require a Buy
                                                  encourages each proposer to                              above. Possible examples include                      America waiver.
                                                  demonstrate the responsiveness of a                      increased or sustained ridership and                     vi. The applicant demonstrates the
                                                  project to all of the selection criteria                 daily trips, increased reliability of                 ability to carry out the proposed project
                                                  with the most relevant information that                  service, improved operations or                       successfully.


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                                                  46096                          Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices

                                                  5. Technical, Legal, and Financial                       limitations, proposers that are selected              in the application. Applicants should
                                                  Capacity To Implement the Particular                     for funding may receive less than the                 not proceed with the expectation that
                                                  Project Proposed                                         amount originally requested. In those                 waivers will be granted.
                                                     In this section, the applicant should                 cases, applicants must be able to
                                                                                                                                                                 iv. Disadvantaged Business Enterprise
                                                  address all of the following points:                     demonstrate that the proposed projects
                                                     i. The proposer has the technical                     are still viable and can be completed                    Projects that include ferry
                                                  capacity to administer the project.                      with the amount awarded.                              acquisitions are subject to the
                                                     ii. There are no outstanding legal,                                                                         Disadvantaged Business Enterprise
                                                                                                           I. Award Administration                               (DBE) program regulations at 49 CFR
                                                  technical, or financial issues with the
                                                  proposer that would make this a high-                    1. Award Notices                                      part 26. The rule requires that, prior to
                                                  risk project to implement quickly.                                                                             bidding on any FTA-assisted vehicle
                                                                                                              At the time the project selections are             procurement, entities that manufacture
                                                     iii. The proposer has good financial                  announced, FTA will extend pre-award
                                                  systems in place that meet generally                                                                           ferries must submit a DBE Program plan
                                                                                                           authority for the selected projects. There            and annual goal methodology to FTA.
                                                  acceptable accounting standards that                     is no blanket pre-award authority for
                                                  can be audited and has identified the                                                                          The FTA will then issue a transit
                                                                                                           these projects before announcement.                   vehicle manufacturer (TVM)
                                                  source of local match if selected (no
                                                  deferred local share will be allowed).                   2. Administrative and National Policy                 concurrence/certification letter. Grant
                                                                                                           Requirements                                          recipients must verify each entity’s
                                                  6. Connectivity to Other Modes of                                                                              compliance before accepting its bid. A
                                                  Transportation                                           i. Pre-Award Authority                                list of certified TVMs is posted on FTA’s
                                                     The proposals should include                             The FTA will issue specific guidance               Web page at http://www.fta.dot.gov/
                                                  information about transfer connections                   to recipients regarding pre-award                     civilrights/12891.html. Recipients
                                                  to other modes of transportation,                        authority at the time of selection. The               should contact FTA before accepting
                                                  including but not limited to: Rail, bus,                 FTA does not provide pre-award                        bids from entities not listed on this web-
                                                  intercity bus, and private transportation                authority for discretionary funds until               posting. Recipients may also establish
                                                  providers. Supporting documentation                      projects are selected and even then there             project specific DBE goals for ferry
                                                  should include data that demonstrates                    are Federal requirements that must be                 purchases. The FTA will provide
                                                  the number of trips (passengers and                      met before costs are incurred. For more               additional guidance as grants are
                                                  vehicles), the number of walk-on                         information about FTA’s policy on pre-                awarded. For more information on DBE
                                                  passengers, and transfers to other modes                 award authority, please see the FY 2015               requirements, please contact Britney
                                                  (if applicable).                                         Apportionment Notice published on                     Berry, Office of Civil Rights, 202–366–
                                                                                                           February 9, 2015. http://www.gpo.gov/                 1065, email: britney.berry@dot.gov.
                                                  G. Review and Selection Process                          fdsys/pkg/FR-2015-02-09/pdf/2015-
                                                                                                                                                                 v. Planning
                                                    In addition to other FTA staff that                    02555.pdf.
                                                  may review the proposals, a technical                                                                             The FTA encourages proposers to
                                                                                                           ii. Grant Requirements                                notify the appropriate State
                                                  evaluation committee will review
                                                  proposals under the project evaluation                      If selected, awardees will apply for a             Departments of Transportation and
                                                  criteria. Members of the technical                       grant through FTA’s electronic grant                  MPOs in areas likely to be served by the
                                                  evaluation committee and other                           management system and adhere to the                   project funds made available under
                                                  involved FTA staff reserve the right to                  customary FTA grant requirements of                   these initiatives and programs. Selected
                                                  screen and rate the applications                         the Section 5307 Urbanized Area                       projects must be incorporated into the
                                                  received and to seek clarification from                  Formula Grant program, including those                long-range plans and transportation
                                                  any applicant about any statement in its                 of FTA Circular 9030.1E, Circular                     improvement programs of States and
                                                  application that FTA finds ambiguous                     5010.1D, and the labor protections of 49              metropolitan areas before they are
                                                  and/or request additional                                U.S.C. Section 5333(b). All discretionary             eligible for FTA funding.
                                                  documentation to be considered during                    grants, regardless of award amount, will
                                                                                                                                                                 vi. Standard Assurances
                                                  the evaluation process to clarify                        be subject to the congressional
                                                  information contained within the                         notification and release process. The                    The applicant assures that it will
                                                  proposal.                                                FTA emphasizes that third-party                       comply with all applicable Federal
                                                    After consideration of the findings of                 procurement applies to all funding                    statutes, regulations, executive orders,
                                                  the technical evaluation committee, the                  awards, as described in FTA.C.4220.1F.                FTA circulars, and other Federal
                                                  FTA Acting Administrator will                            Technical assistance regarding these                  administrative requirements in carrying
                                                  determine the final selection and                        requirements is available from each FTA               out any project supported by the FTA
                                                  amount of funding for each project.                      regional office.                                      grant. The applicant acknowledges that
                                                    Geographic diversity and the                                                                                 it is under a continuing obligation to
                                                                                                           iii. Buy America                                      comply with the terms and conditions
                                                  applicant’s receipt of other Federal
                                                  funding for ferries may be considered in                    The FTA requires that all capital                  of the grant agreement issued for its
                                                  FTA’s award decisions.                                   procurements meet FTA’s Buy America                   project with FTA. The applicant
                                                                                                           requirements that require all iron, steel,            understands that Federal laws,
                                                  H. Award Information                                     or manufactured products be produced                  regulations, policies, and administrative
                                                     Ferry program funds are available to                  in the U.S., to help create and protect               practices might be modified from time
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                                                  designated recipients or eligible direct                 manufacturing jobs in the U.S. The                    to time and may affect the
                                                  recipients of Section 5307 funds. There                  Ferry program will have a significant                 implementation of the project. The
                                                  is no minimum or maximum grant                           economic impact toward meeting the                    applicant agrees that the most recent
                                                  award amount; however, FTA intends to                    objectives of the Buy America law. The                Federal requirements will apply to the
                                                  fund as many meritorious projects as                     Buy America requirements can be found                 project, unless FTA issues a written
                                                  possible. Only proposals from eligible                   in 49 CFR part 661. Any proposal that                 determination otherwise. The applicant
                                                  recipients for eligible activities will be               will require a waiver must identify the               must submit the Certifications and
                                                  considered for funding. Due to funding                   items for which a waiver will be sought               Assurances before receiving a grant if it


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                                                                                 Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices                                                  46097

                                                  does not have current certifications on                        eligible to be direct recipients, even if           announcing selection will also provide
                                                  file.                                                          they are currently not a direct recipient.          grant-making instructions.
                                                                                                           6. How can I apply if I am not an eligible            [FR Doc. 2015–18917 Filed 7–31–15; 8:45 am]
                                                  vii. Reporting                                                 direct recipient or designated recipient?
                                                                                                                                                                 BILLING CODE P
                                                                                                              Answer: Coordinate the project with the
                                                    Post-award reporting requirements                            designated or eligible direct recipient for
                                                  include submission of Federal Financial                        that entity to apply on your behalf.
                                                  Reports and Milestone Reports in FTA’s                         However, if your project is selected for
                                                                                                                                                                 DEPARTMENT OF TRANSPORTATION
                                                  electronic grants management system on                         an award, the designated or eligible
                                                  a quarterly basis for all projects.                            direct recipient would obligate the
                                                                                                                                                                 Pipeline and Hazardous Materials
                                                                                                                 funds.                                          Safety Administration
                                                  J. Technical Assistance and Other                        7. Can State DOTs apply on behalf of public
                                                  Program Information                                            agencies within the state in which they
                                                                                                                                                                 Hazardous Materials: Delayed
                                                                                                                 administer FTA funds?                           Applications
                                                     This program is not subject to
                                                  Executive Order 12372,                                      Answer: Yes, as long as the service is             AGENCY:  Office of Hazardous Materials
                                                                                                                 within an urbanized area.
                                                  ‘‘Intergovernmental Review of Federal                                                                          Safety, Pipeline and Hazardous
                                                                                                           8. If an agency previously received 5307
                                                  Programs.’’ The FTA will consider                              funds but now receives 5311 funds, can
                                                                                                                                                                 Materials Safety Administration
                                                  applications for funding only from                             they still apply?                               (PHMSA), DOT.
                                                  eligible recipients for eligible projects                   Answer: No, Section 5311 rural providers           ACTION: List of application delayed more
                                                  listed in Section C. Complete                                  are not eligible to apply for the Passenger     than 180 days.
                                                  applications must be submitted through                         Ferry Grant Program. Applicants must be
                                                  GRANTS.GOV by 11:59 p.m. EDT on                                eligible designated or direct recipients of     SUMMARY:   In accordance with the
                                                  October 2, 2015. Contact information for                       Section 5307.                                   requirements of 49 U.S.C. 5117(c),
                                                  FTA’s regional offices can be found on                   9. Is a new start eligible under the Ferry            PHMSA is publishing the following list
                                                  FTA’s Web site at www.fta.dot.gov.                             program?                                        of special permit applications that have
                                                                                                              Answer: Capital for new systems is eligible        been in process for 180 days or more.
                                                  Therese W. McMillan,                                           if the project is not in the planning           The reason(s) for delay and the expected
                                                  Acting Administrator.                                          phase. Planning activities are not eligible     completion date for action on each
                                                                                                                 under this competition.
                                                  Appendix A—Ferry Program                                 10. Are public car-ferries eligible?
                                                                                                                                                                 application is provided in association
                                                  Frequently Asked Questions                                  Answer: Ferry systems that accommodate             with each identified application.
                                                                                                                 cars must also accommodate walk-on              FOR FURTHER INFORMATION CONTACT:
                                                  1. What is a designated recipient?
                                                     Answer: A designated recipient is an entity                 passengers in order to be eligible.             Ryan Paquet, Director, Office of
                                                       designated by the governor of a state,              11. Is the construction of a ferry maintenance        Hazardous Materials Special Permits
                                                       responsible local official, and publicly                  facility an eligible capital project?           and Approvals, Pipeline and Hazardous
                                                       owned operators of public transportation               Answer: Yes.                                       Materials Safety Administration, U.S.
                                                       to receive and apportion amounts under              12. Is a new vessel construction funded by
                                                                                                                                                                 Department of Transportation, East
                                                       Section 5336 to urbanized areas of                        FTA grants considered a public work or
                                                                                                                 rolling stock and therefore subject to
                                                                                                                                                                 Building, PHH–30, 1200 New Jersey
                                                       200,000 or more in population, or a state                                                                 Avenue Southeast, Washington, DC
                                                       or regional authority, if the authority is                Davis Bacon?
                                                                                                              Answer: Yes, a new vessel construction is          20590–0001, (202) 366–4535.
                                                       responsible under the laws of a state for
                                                       a capital project and for financing and                   rolling stock. Davis Bacon applies to           Key to ‘‘Reason for Delay’’
                                                       directly providing public transportation.                 construction, alteration, or repairs of
                                                  2. What is a direct recipient?                                 public buildings or public works, but it           1. Awaiting additional information
                                                     Answer: A direct recipient is an eligible                   does not apply to rolling stock.                from applicant
                                                       entity authorized by a designated                   13. Does the term ‘‘terminals & related                  2. Extensive public comment under
                                                       recipient or state to receive Urbanized                   infrastructure’’ projects include the           review
                                                       Area Formula Program funds directly                       floating docks and access ramps where              3. Application is technically complex
                                                       from FTA.                                                 the passengers board?                           and is of significant impact or
                                                  3. Is there a list of designated recipients                 Answer: Yes.
                                                                                                           14. Is there a difference between the FTA’s
                                                                                                                                                                 precedent-setting and requires extensive
                                                       under Section 5307?                                                                                       analysis
                                                     Answer: Contact the FTA regional office                     Passenger Ferry Grant Program and
                                                       for help with identifying the 5307                        FHWA’s Ferry Boat Formula Grant                    4. Staff review delayed by other
                                                       designated recipient in your area. The                    Funding Program?                                priority issues or volume of special
                                                       regional office contact information can                Answer: There may be subtle differences            permit applications
                                                       be found at www.fta.dot.gov.                              between FTA’s and FHWA’s programs.
                                                                                                                 However, FHWA no longer has a                   Meaning of Application Number
                                                  4. How can an entity determine whether it
                                                       operates within the area of a Census-                     discretionary program. It is now a              Suffixes
                                                       designated urbanized area?                                formula program. Please refer to FHWA’s         N—New application
                                                     Answer: Contact the FTA regional office to                  page for more information: http://              M—Modification request
                                                       determine the designated urbanized area.                  www.fhwa.dot.gov/.                              R—Renewal Request
                                                       The regional contact information can be             15. What is the grant process after an entity         P—Party To Exemption Request
                                                       found at www.fta.dot.gov.                                 is selected?
                                                                                                              Answer: An agency would work with the                Issued in Washington, DC, on July 20,
                                                  5. Can I apply if I am not currently a direct
                                                                                                                 FTA regional office to apply for the            2015.
                                                       recipient?
                                                                                                                                                                 Ryan Paquet,
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                                                     Answer: Yes, FTA will accept applications                   funds in FTA’s electronic management
                                                       from entities in urbanized areas that are                 system. The Federal Register                    Director, Approvals and Permits Division.




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Document Created: 2018-02-23 10:51:20
Document Modified: 2018-02-23 10:51:20
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of Funding Availability (NOFA): Solicitation of Project Proposals for the Passenger Ferry Grant Program.
DatesComplete proposals for Ferry program projects must be submitted by 11:59 p.m. EDT on October 2, 2015. All proposals must be submitted electronically through the GRANTS.GOV APPLY function. Any agency intending to apply should initiate the process of registering on the GRANTS.GOV site immediately to ensure completion of registration before the submission deadline. Instructions for applying can be found on FTA's Web site at http://www.fta.dot.gov/grants/15926.html and in the ``FIND'' module of GRANTS.GOV.
ContactContact the appropriate FTA Regional Office found at http://www.fta.dot.gov for proposal-specific information and issues. For program-specific questions, please contact Vanessa Williams, Office of Program Management, (202) 366-4818, email: [email protected] A TDD is available at 1-800-877-8339 (TDD/ FIRS).
FR Citation80 FR 46093 

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