80_FR_46664 80 FR 46514 - Notice of Availability of Final Interim Policy Guidance for the Capital Investment Grant Program

80 FR 46514 - Notice of Availability of Final Interim Policy Guidance for the Capital Investment Grant Program

DEPARTMENT OF TRANSPORTATION
Federal Transit Administration

Federal Register Volume 80, Issue 150 (August 5, 2015)

Page Range46514-46515
FR Document2015-19200

The Federal Transit Administration (FTA) is announcing the availability of final interim policy guidance on the Capital Investment Grant (``CIG'') program. The final interim guidance has been placed both in the docket and on FTA's Web site. In brief, the policy guidance that FTA periodically issues on the CIG program complements the FTA regulations that govern the program. The regulations set forth the process that grant applicants must follow to be eligible for discretionary funding under the CIG program. The policy guidance provides a greater level of detail about the methods FTA uses to apply the evaluation criteria and the sequential steps a sponsor must follow in developing a project.

Federal Register, Volume 80 Issue 150 (Wednesday, August 5, 2015)
[Federal Register Volume 80, Number 150 (Wednesday, August 5, 2015)]
[Rules and Regulations]
[Pages 46514-46515]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-19200]


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DEPARTMENT OF TRANSPORTATION

Federal Transit Administration

49 CFR Part 611

[Docket No. FTA-2015-0007]
RIN 2132-ZA03


Notice of Availability of Final Interim Policy Guidance for the 
Capital Investment Grant Program

AGENCY: Federal Transit Administration (FTA), DOT.

ACTION: Notice of availability of final interim policy guidance.

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SUMMARY: The Federal Transit Administration (FTA) is announcing the 
availability of final interim policy guidance on the Capital Investment 
Grant (``CIG'') program. The final interim guidance has been placed 
both in the docket and on FTA's Web site. In brief, the policy guidance 
that FTA periodically issues on the CIG program complements the FTA 
regulations that govern the program. The regulations set forth the 
process that grant applicants must follow to be eligible for 
discretionary funding under the CIG program. The policy guidance 
provides a greater level of detail about the methods FTA uses to apply 
the evaluation criteria and the sequential steps a sponsor must follow 
in developing a project.

DATES: This final policy guidance is effective August 5, 2015.

FOR FURTHER INFORMATION CONTACT: Elizabeth Day, FTA Office of Planning 
and Environment, telephone (202) 366-5159 or [email protected].

SUPPLEMENTARY INFORMATION:  Pursuant to 49 U.S.C. 5309(g)(5), FTA is 
required to publish policy guidance on the CIG program each time the 
agency makes significant changes to the process and/or evaluation 
criteria, and in any event, at least once every two years. Also, FTA

[[Page 46515]]

is required to invite public comment on the policy guidance, and to 
publish its response to comments. In this instance, FTA published 
proposed interim policy guidance on April 8, 2015, at 80 FR 18796 
(http://www.thefederalregister.org/fdsys/pkg/FR-2015-04-08/pdf/2015-08063.pdf). The 
final interim policy guidance and our response to comments is available 
on FTA's public Web site at http://www.fta.dot.gov/newstarts and in the 
docket at http://www.regulations.gov.
    The final interim policy guidance addresses four subjects not 
addressed in either the regulations or the previous policy guidance 
document for the CIG program. Specifically these are: (1) The measures 
and breakpoints for the congestion relief criterion applicable to New 
Starts and Small Starts projects; (2) the evaluation and rating process 
for Core Capacity Improvement projects, including the measures and 
breakpoints for all the project justification and local financial 
commitment criteria applicable to those projects; (3) the prerequisites 
for entry into each phase of the CIG process for each type of project 
in the CIG program, and the requirements for completing each phase of 
that process; and (4) ways in which certain New Starts, Small Starts, 
and Core Capacity Improvement projects can qualify for ``warrants'' 
entitling them to automatic ratings on some of the evaluation criteria. 
This final policy guidance is characterized as ``interim'' because, in 
the near future, FTA will initiate a rulemaking to amend the 
regulations at 49 CFR part 611 to fully carry out the authorizing 
statute for the CIG program, 49 U.S.C. 5309, as amended by the Moving 
Ahead for Progress in the 21st Century Act (Pub. L. 112-141; July 6, 
2012) (``MAP-21''). The information gained through the public comment 
process on the interim policy guidance will inform the future 
rulemaking.
    The final interim policy guidance being published today is 
approximately 100 typewritten pages in length, arranged in three stand-
alone chapters for each of the three types of projects eligible for CIG 
funds: New Starts, Small Starts, and Core Capacity Improvements. Each 
chapter provides a short introduction, a discussion of eligibility for 
that type of project, a summary of the requirements for entry into and 
getting through each step of the CIG process, information on each of 
the project evaluation criteria, and an explanation of how FTA will 
determine the overall rating for a project. Each type of project in the 
CIG program--a New Start, Small Start, or Core Capacity Improvement--is 
governed by a unique set of requirements, although there are many 
similarities amongst the three sets of requirements.
    The final interim policy guidance does not address the Program of 
Interrelated Projects provisions or the pilot program for expedited 
project delivery included in MAP-21. The Program of Interrelated 
Projects provisions will be addressed through future rulemaking and 
policy guidance updates. On July 7, 2015, FTA published in a separate 
Federal Register notice at 80 FR 38801 (http://www.thefederalregister.org/fdsys/pkg/FR-2015-07-07/pdf/2015-16515.pdf), a request for expressions of 
interest for the pilot program for expedited project delivery.
    FTA received 539 separate comments on the proposed interim policy 
guidance from 41 commenters, including cities, transit operators, state 
agencies, metropolitan planning organizations, non-profit 
organizations, and interested citizens. FTA's summary and response to 
these comments is available both on the agency's public Web site at 
http://www.fta.dot.gov/newstarts and in the docket at http://www.regulations.gov. The public comments are available, in their 
entirety, on the docket at http://www.regulations.gov.
    This final interim policy guidance is effective immediately. It 
provides technical details necessary for FTA to apply the project 
evaluation and rating criteria. Sponsors of New Starts, Small Starts, 
and Core Capacity projects need this final interim policy guidance to 
gather and submit the data and information needed by FTA to move their 
projects into and through the process. In turn, FTA needs this data 
from project sponsors to prepare the agency's annual report to Congress 
on capital investment funding recommendations for the forthcoming 
Federal fiscal year, as required by 49 U.S.C. 5309(o)(1). For these 
reasons, and in accordance with the Administrative Procedure Act, 5 
U.S.C. 553(d), FTA finds good cause for an exception to the requirement 
for 30-day publication prior to an effective date.

    Issued in Washington, DC, under the authority delegated at 49 
CFR 1.91.
Therese W. McMillan,
Acting Administrator.
[FR Doc. 2015-19200 Filed 8-4-15; 8:45 am]
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                                           46514            Federal Register / Vol. 80, No. 150 / Wednesday, August 5, 2015 / Rules and Regulations

                                           equipment is located undergo                            agreement with the foreign carrier                      (g) In the event that airport personnel
                                           substantial renovation or expansion.                    allocating responsibility for meeting the             are involved in providing boarding
                                              (3) If an airport installs new                       boarding and deplaning assistance                     assistance, the airport shall ensure that
                                           televisions and other audio-visual                      requirements of this section between or               they are trained to proficiency in the use
                                           displays for passenger safety briefings,                among the parties. The agreement shall                of the boarding assistance equipment
                                           information, or entertainment on or after               be made available, on request, to                     used at the airport and appropriate
                                           October 5, 2015, such equipment must                    representatives of the Department of                  boarding assistance procedures that
                                           have high-contrast captioning                           Transportation.                                       safeguard the safety and dignity of
                                           capability.                                                (1) The agreement shall provide that               passengers.
                                           *      *      *    *     *                              all actions necessary to ensure                         Issued this day of July 29, 2015, in
                                           ■ 4. Revise § 27.72 to read as follows:
                                                                                                   accessible boarding and deplaning for                 Washington, DC.
                                                                                                   passengers with disabilities are                      Anthony R. Foxx,
                                           § 27.72   Boarding assistance for aircraft.             completed as soon as practicable, but no              Secretary of Transportation.
                                              (a) This section applies to airports                 later than December 3, 2015.
                                                                                                                                                         [FR Doc. 2015–19078 Filed 8–4–15; 8:45 am]
                                           with 10,000 or more annual                                 (2) All airport operators and foreign
                                                                                                                                                         BILLING CODE 4910–9X–P
                                           enplanements.                                           carriers involved are jointly and
                                              (b) Airports shall, in cooperation with              severally responsible for the timely and
                                           carriers serving the airports, provide                  complete implementation of the                        DEPARTMENT OF TRANSPORTATION
                                           boarding assistance to individuals with                 agreement.
                                           disabilities using mechanical lifts,                       (3) The agreement shall ensure that all            Federal Transit Administration
                                           ramps, or other devices that do not                     lifts and other accessibility equipment
                                           require employees to lift or carry                      are maintained in proper working                      49 CFR Part 611
                                           passengers up stairs. This section                      condition.
                                                                                                      (e) Boarding assistance agreements                 [Docket No. FTA–2015–0007]
                                           applies to all aircraft with a passenger
                                           capacity of 19 or more passenger seats,                 required in paragraphs (c) and (d) of this            RIN 2132–ZA03
                                           except as provided in paragraph (e) of                  section are not required to apply to the
                                           this section. Paragraph (c) of this section             following situations:                                 Notice of Availability of Final Interim
                                           applies to U.S. carriers and paragraph                     (1) Access to float planes;                        Policy Guidance for the Capital
                                           (d) of this section applies to foreign                     (2) Access to the following 19-seat                Investment Grant Program
                                           carriers.                                               capacity aircraft models: The Fairchild
                                                                                                   Metro, the Jetstream 31 and 32, the                   AGENCY:  Federal Transit Administration
                                              (c) Each airport operator shall
                                                                                                   Beech 1900 (C and D models), and the                  (FTA), DOT.
                                           negotiate in good faith with each U.S.
                                           carrier serving the airport concerning                  Embraer EMB–120;                                      ACTION: Notice of availability of final
                                           the acquisition and use of boarding                        (3) Access to any other aircraft model             interim policy guidance.
                                           assistance devices to ensure the                        determined by the Department of
                                                                                                                                                         SUMMARY:    The Federal Transit
                                           provision of mechanical lifts, ramps, or                Transportation to be unsuitable for
                                                                                                                                                         Administration (FTA) is announcing the
                                           other devices for boarding and                          boarding and deplaning assistance by
                                                                                                                                                         availability of final interim policy
                                           deplaning where level-entry loading                     lift, ramp, or other suitable device. The
                                                                                                                                                         guidance on the Capital Investment
                                           bridges are not available. The airport                  Department will make such a
                                                                                                                                                         Grant (‘‘CIG’’) program. The final
                                           operator must have a written, signed                    determination if it concludes that—
                                                                                                                                                         interim guidance has been placed both
                                           agreement with each U.S. carrier                           (i) No existing boarding and
                                                                                                                                                         in the docket and on FTA’s Web site. In
                                           allocating responsibility for meeting the               deplaning assistance device on the
                                                                                                                                                         brief, the policy guidance that FTA
                                           boarding and deplaning assistance                       market will accommodate the aircraft
                                                                                                                                                         periodically issues on the CIG program
                                           requirements of this section between or                 without significant risk of serious
                                                                                                                                                         complements the FTA regulations that
                                           among the parties. The agreement shall                  damage to the aircraft or injury to
                                                                                                                                                         govern the program. The regulations set
                                           be made available, on request, to                       passengers or employees, or
                                                                                                                                                         forth the process that grant applicants
                                           representatives of the Department of                       (ii) Internal barriers are present in the          must follow to be eligible for
                                           Transportation.                                         aircraft that would preclude passengers               discretionary funding under the CIG
                                              (1) All airport operators and U.S.                   who use a boarding or aisle chair from                program. The policy guidance provides
                                           carriers involved are jointly and                       reaching a non-exit row seat.                         a greater level of detail about the
                                           severally responsible for the timely and                   (f) When level-entry boarding and                  methods FTA uses to apply the
                                           complete implementation of the                          deplaning assistance is not required to               evaluation criteria and the sequential
                                           agreement.                                              be provided under paragraph (e) of this               steps a sponsor must follow in
                                              (2) The agreement shall ensure that all              section, or cannot be provided as                     developing a project.
                                           lifts and other accessibility equipment                 required by paragraphs (b), (c), and (d)
                                                                                                                                                         DATES: This final policy guidance is
                                           are maintained in proper working                        of this section (e.g., because of
                                           condition.                                              mechanical problems with a lift),                     effective August 5, 2015.
                                              (d) Each airport operator shall                      boarding assistance shall be provided by              FOR FURTHER INFORMATION CONTACT:
                                           negotiate in good faith with each foreign               any available means to which the                      Elizabeth Day, FTA Office of Planning
                                           carrier serving the airport concerning                  passenger consents. However, hand-                    and Environment, telephone (202) 366–
                                           the acquisition and use of boarding                     carrying (i.e., directly picking up the               5159 or Elizabeth.Day@dot.gov.
                                           assistance devices to ensure the                        passenger’s body in the arms of one or                SUPPLEMENTARY INFORMATION: Pursuant
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                                           provision of mechanical lifts, ramps, or                more carrier personnel to effect a level              to 49 U.S.C. 5309(g)(5), FTA is required
                                           other devices for boarding and                          change the passenger needs to enter or                to publish policy guidance on the CIG
                                           deplaning where level-entry loading                     leave the aircraft) must never be used,               program each time the agency makes
                                           bridges are not available. The airport                  even if the passenger consents, unless                significant changes to the process and/
                                           operator shall, by no later than                        this is the only way of evacuating the                or evaluation criteria, and in any event,
                                           November 3, 2015, sign a written                        individual in the event of an emergency.              at least once every two years. Also, FTA


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                                                            Federal Register / Vol. 80, No. 150 / Wednesday, August 5, 2015 / Rules and Regulations                                        46515

                                           is required to invite public comment on                 many similarities amongst the three sets              DEPARTMENT OF COMMERCE
                                           the policy guidance, and to publish its                 of requirements.
                                           response to comments. In this instance,                                                                       National Oceanic and Atmospheric
                                                                                                      The final interim policy guidance
                                           FTA published proposed interim policy                                                                         Administration
                                                                                                   does not address the Program of
                                           guidance on April 8, 2015, at 80 FR
                                                                                                   Interrelated Projects provisions or the
                                           18796 (http://www.gpo.gov/fdsys/pkg/                                                                          50 CFR Part 300
                                                                                                   pilot program for expedited project
                                           FR-2015-04-08/pdf/2015-08063.pdf).                                                                            [Docket No. 130717632–4285–02]
                                           The final interim policy guidance and                   delivery included in MAP–21. The
                                           our response to comments is available                   Program of Interrelated Projects                      RIN 0648–XE085
                                           on FTA’s public Web site at http://                     provisions will be addressed through
                                           www.fta.dot.gov/newstarts and in the                    future rulemaking and policy guidance                 International Fisheries; Pacific Tuna
                                           docket at http://www.regulations.gov.                   updates. On July 7, 2015, FTA                         Fisheries; 2015 Bigeye Tuna Longline
                                              The final interim policy guidance                    published in a separate Federal Register              Fishery Closure in the Eastern Pacific
                                           addresses four subjects not addressed in                notice at 80 FR 38801 (http://                        Ocean
                                           either the regulations or the previous                  www.gpo.gov/fdsys/pkg/FR-2015-07-07/                  AGENCY:  National Marine Fisheries
                                           policy guidance document for the CIG                    pdf/2015-16515.pdf), a request for                    Service (NMFS), National Oceanic and
                                           program. Specifically these are: (1) The                expressions of interest for the pilot                 Atmospheric Administration (NOAA),
                                           measures and breakpoints for the                        program for expedited project delivery.               Commerce.
                                           congestion relief criterion applicable to
                                                                                                      FTA received 539 separate comments                 ACTION: Temporary rule; closure.
                                           New Starts and Small Starts projects; (2)
                                                                                                   on the proposed interim policy
                                           the evaluation and rating process for                                                                         SUMMARY:    NMFS is temporarily closing
                                           Core Capacity Improvement projects,                     guidance from 41 commenters,
                                                                                                                                                         the U.S. pelagic longline fishery for
                                           including the measures and breakpoints                  including cities, transit operators, state
                                                                                                                                                         bigeye tuna for vessels over 24 meters in
                                           for all the project justification and local             agencies, metropolitan planning
                                                                                                                                                         overall length in the eastern Pacific
                                           financial commitment criteria                           organizations, non-profit organizations,              Ocean (EPO) through December 31,
                                           applicable to those projects; (3) the                   and interested citizens. FTA’s summary                2015 because the 2015 catch limit of 500
                                           prerequisites for entry into each phase                 and response to these comments is                     metric tons is expected to be reached.
                                           of the CIG process for each type of                     available both on the agency’s public                 This action is necessary to prevent the
                                           project in the CIG program, and the                     Web site at http://www.fta.dot.gov/                   fishery from exceeding the applicable
                                           requirements for completing each phase                  newstarts and in the docket at http://                catch limit established by the Inter-
                                           of that process; and (4) ways in which                  www.regulations.gov. The public                       American Tropical Tuna Commission
                                           certain New Starts, Small Starts, and                   comments are available, in their                      (IATTC) in Resolution C–13–01, which
                                           Core Capacity Improvement projects can                  entirety, on the docket at http://                    governs tuna conservation in the EPO
                                           qualify for ‘‘warrants’’ entitling them to              www.regulations.gov.                                  from 2014–2016.
                                           automatic ratings on some of the                                                                              DATES: The rule is effective 12 a.m. local
                                                                                                      This final interim policy guidance is
                                           evaluation criteria. This final policy                                                                        time August 12, 2015, through 11:59
                                           guidance is characterized as ‘‘interim’’                effective immediately. It provides
                                                                                                   technical details necessary for FTA to                p.m. local time December 31, 2015.
                                           because, in the near future, FTA will
                                                                                                   apply the project evaluation and rating               FOR FURTHER INFORMATION CONTACT:
                                           initiate a rulemaking to amend the
                                           regulations at 49 CFR part 611 to fully                 criteria. Sponsors of New Starts, Small               Taylor Debevec, NMFS West Coast
                                           carry out the authorizing statute for the               Starts, and Core Capacity projects need               Region, 562–980–4066.
                                           CIG program, 49 U.S.C. 5309, as                         this final interim policy guidance to                 SUPPLEMENTARY INFORMATION: The
                                           amended by the Moving Ahead for                         gather and submit the data and                        United States is a member of the IATTC,
                                           Progress in the 21st Century Act (Pub.                  information needed by FTA to move                     which was established under the
                                           L. 112–141; July 6, 2012) (‘‘MAP–21’’).                 their projects into and through the                   Convention for the Establishment of an
                                           The information gained through the                      process. In turn, FTA needs this data                 Inter-American Tropical Tuna
                                           public comment process on the interim                   from project sponsors to prepare the                  Commission signed in 1949
                                           policy guidance will inform the future                  agency’s annual report to Congress on                 (Convention). The Convention provides
                                           rulemaking.                                             capital investment funding                            an international agreement to ensure the
                                              The final interim policy guidance                    recommendations for the forthcoming                   effective international conservation and
                                           being published today is approximately                                                                        management of highly migratory species
                                                                                                   Federal fiscal year, as required by 49
                                           100 typewritten pages in length,                                                                              of fish in the IATTC Convention Area.
                                                                                                   U.S.C. 5309(o)(1). For these reasons, and
                                           arranged in three stand-alone chapters                                                                        The IATTC Convention Area, as
                                                                                                   in accordance with the Administrative
                                           for each of the three types of projects                                                                       amended by the Antigua Convention,
                                                                                                   Procedure Act, 5 U.S.C. 553(d), FTA                   includes the waters of the EPO bounded
                                           eligible for CIG funds: New Starts, Small
                                           Starts, and Core Capacity                               finds good cause for an exception to the              by the coast of the Americas, the 50° N.
                                           Improvements. Each chapter provides a                   requirement for 30-day publication prior              and 50° S. parallels, and the 150° W.
                                           short introduction, a discussion of                     to an effective date.                                 meridian.
                                           eligibility for that type of project, a                   Issued in Washington, DC, under the                    Pelagic longline fishing in the EPO is
                                           summary of the requirements for entry                   authority delegated at 49 CFR 1.91.                   managed, in part, under the Tuna
                                           into and getting through each step of the               Therese W. McMillan,                                  Conventions Act of 1950 (Act), 16
                                           CIG process, information on each of the                                                                       U.S.C. 951–962. Under the Act, NMFS
                                                                                                   Acting Administrator.
                                           project evaluation criteria, and an                                                                           must publish regulations to carry out
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                                                                                                   [FR Doc. 2015–19200 Filed 8–4–15; 8:45 am]
                                           explanation of how FTA will determine                                                                         recommendations of the IATTC that
                                           the overall rating for a project. Each type             BILLING CODE P                                        have been approved by the Department
                                           of project in the CIG program—a New                                                                           of State (DOS). Regulations governing
                                           Start, Small Start, or Core Capacity                                                                          fishing by U.S. vessels in accordance
                                           Improvement—is governed by a unique                                                                           with the Act appear at 50 CFR part 300,
                                           set of requirements, although there are                                                                       subpart C. These regulations implement


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Document Created: 2018-02-23 10:53:21
Document Modified: 2018-02-23 10:53:21
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionNotice of availability of final interim policy guidance.
DatesThis final policy guidance is effective August 5, 2015.
ContactElizabeth Day, FTA Office of Planning and Environment, telephone (202) 366-5159 or [email protected]
FR Citation80 FR 46514 
RIN Number2132-ZA03

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