80 FR 48131 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 154 (August 11, 2015)

Page Range		48131-48131
FR Document		2015-19754

Federal Register, Volume 80 Issue 154 (Tuesday, August 11, 2015)

[Federal Register Volume 80, Number 154 (Tuesday, August 11, 2015)]
[Notices]
[Page 48131]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-19754]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a Closed Meeting on Thursday, August 
13, 2015 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or her designee, has 
certified that, in her opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit 
consideration of the scheduled matter at the Closed Meeting.
    Commissioner Piwowar, as duty officer, voted to consider the items 
listed for the Closed Meeting in closed session.
    The subject matter of the Closed Meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Adjudicatory matters; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact the Office of the 
Secretary at (202) 551-5400.

    Dated: August 6, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-19754 Filed 8-7-15; 11:15 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 80, No. 154 / Tuesday, August 11, 2015 / Notices 48131

the purposes of the Act. If the submitted on or before September 1, SECURITIES AND EXCHANGE
Commission takes such action, the 2015. COMMISSION
Commission shall institute proceedings For the Commission, by the Division of
under Section 19(b)(2)(B) 13 of the Act to Trading and Markets, pursuant to delegated Proposed Collection; Comment
determine whether the proposed rule authority.14 Request
change should be approved or Robert W. Errett, Upon Written Request, Copies Available
disapproved. Deputy Secretary. From: Securities and Exchange
IV. Solicitation of Comments [FR Doc. 2015–19647 Filed 8–10–15; 8:45 am] Commission, Office of FOIA Services,
Interested persons are invited to BILLING CODE 8011–01–P 100 F Street NE., Washington, DC
submit written data, views, and 20549–2736.
arguments concerning the foregoing, Extension:
including whether the proposed rule SECURITIES AND EXCHANGE Rule 17Ad–13; SEC File No. 270–263;
change is consistent with the Act. COMMISSION OMB Control No. 3235–0275.
Comments may be submitted by any of Sunshine Act Meeting Notice is hereby given that pursuant
the following methods: to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.) the
Electronic Comments Notice is hereby given, pursuant to
Securities and Exchange Commission
• Use the Commission’s Internet the provisions of the Government in the
(‘‘Commission’’) is soliciting comments
comment form (http://www.sec.gov/ Sunshine Act, Public Law 94–409, that
on the collection of information
rules/sro.shtml); or the Securities and Exchange
provided for in Rule 17Ad–13 (17 CFR
• Send an email to rule-comments@ Commission will hold a Closed Meeting
240.17Ad–13). The Commission plans
sec.gov. Please include File Number SR– on Thursday, August 13, 2015 at 2 p.m.
to submit this existing collection of
NYSEMKT–2015–62 on the subject line. Commissioners, Counsel to the information to the Office of
Paper Comments Commissioners, the Secretary to the Management and Budget (‘‘OMB’’) for
Commission, and recording secretaries extension and approval.
• Send paper comments in triplicate will attend the Closed Meeting. Certain Rule 17Ad–13 (17 CFR 240.17Ad–13)
to Brent J. Fields, Secretary, Securities staff members who have an interest in requires an annual study and evaluation
and Exchange Commission, 100 F Street the matters also may be present. of internal accounting controls under
NE., Washington, DC 20549–1090. the Securities Exchange Act of 1934 (15
The General Counsel of the
All submissions should refer to File Commission, or her designee, has U.S.C. 78a et seq.). It requires
Number SR–NYSEMKT–2015–62. This certified that, in her opinion, one or approximately 100 registered transfer
file number should be included on the more of the exemptions set forth in 5 agents to obtain an annual report on the
subject line if email is used. To help the U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) adequacy of their internal accounting
Commission process and review your and 17 CFR 200.402(a)(3), (a)(5), (a)(7), controls from an independent
comments more efficiently, please use (a)(9)(ii) and (a)(10), permit accountant. In addition, transfer agents
only one method. The Commission will consideration of the scheduled matter at must maintain copies of any reports
post all comments on the Commission’s the Closed Meeting. prepared pursuant to Rule 17Ad–13
Internet Web site (http://www.sec.gov/ plus any documents prepared to notify
rules/sro.shtml). Copies of the Commissioner Piwowar, as duty
the Commission and appropriate
submission, all subsequent officer, voted to consider the items
regulatory agencies in the event that the
amendments, all written statements listed for the Closed Meeting in closed
transfer agent is required to take any
with respect to the proposed rule session.
corrective action. These recordkeeping
change that are filed with the The subject matter of the Closed requirements assist the Commission and
Commission, and all written Meeting will be: other regulatory agencies with
communications relating to the Institution and settlement of monitoring transfer agents and ensuring
proposed rule change between the injunctive actions; compliance with the rule. Small transfer
Commission and any person, other than Institution and settlement of agents are exempt from Rule 17Ad–13
those that may be withheld from the administrative proceedings; as are transfer agents that service only
public in accordance with the their own companies’ securities.
Adjudicatory matters; and
provisions of 5 U.S.C. 552, will be Approximately 100 independent,
available for Web site viewing and Other matters relating to enforcement professional transfer agents must file the
printing in the Commission’s Public proceedings. independent accountant’s report
Reference Section, 100 F Street NE., At times, changes in Commission annually. We estimate that the annual
Washington, DC 20549–1090. Copies of priorities require alterations in the internal time burden for each transfer
the filing will also be available for scheduling of meeting items. agent to comply with Rule 17Ad–13 by
inspection and copying at the NYSE’s For further information and to submitting the report prepared by the
principal office and on its Internet Web ascertain what, if any, matters have been independent accountant to the
site at www.nyse.com. All comments added, deleted or postponed, please Commission is minimal. The time
received will be posted without change; contact the Office of the Secretary at required for the independent accountant
the Commission does not edit personal to prepare the accountant’s report varies
asabaliauskas on DSK5VPTVN1PROD with NOTICES

(202) 551–5400.
identifying information from with each transfer agent depending on
Dated: August 6, 2015.
submissions. You should submit only the size and nature of the transfer
Brent J. Fields, agent’s operations. The Commission
information that you wish to make
available publicly. All submissions Secretary. estimates that, on average, each report
should refer to File Number SR– [FR Doc. 2015–19754 Filed 8–7–15; 11:15 am] can be completed by the independent
NYSEMKT–2015–62 and should be BILLING CODE 8011–01–P accountant in 120 hours, resulting in a
total of 12,000 external hours annually
13 15 U.S.C. 78s(b)(2)(B). 14 17 CFR 200.30–3(a)(12). (120 hours × 100 reports). The burden

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Document Created: 2016-09-27 22:24:44
Document Modified: 2016-09-27 22:24:44

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 48131