80_FR_48450 80 FR 48295 - Government Use of Standards for Security and Conformance Requirements for Cryptographic Algorithm and Cryptographic Module Testing and Validation Programs

80 FR 48295 - Government Use of Standards for Security and Conformance Requirements for Cryptographic Algorithm and Cryptographic Module Testing and Validation Programs

DEPARTMENT OF COMMERCE
National Institute of Standards and Technology

Federal Register Volume 80, Issue 155 (August 12, 2015)

Page Range48295-48296
FR Document2015-19743

NIST is seeking public comment on the potential use of certain International Organization for Standardization/International Electrotechnical Commission (ISO/IEC) standards for cryptographic algorithm and cryptographic module testing, conformance, and validation activities, currently specified by Federal Information Processing Standard (FIPS) 140-2. The National Technology Transfer and Advancement Act (NTTAA) directs federal agencies to adopt voluntary consensus standards wherever possible. The responses to this request for information will be used to plan possible changes to the FIPS or in a decision to use all or part of the ISO/IEC standards for testing, conformance and validation of cryptographic algorithms and modules.

Federal Register, Volume 80 Issue 155 (Wednesday, August 12, 2015)
[Federal Register Volume 80, Number 155 (Wednesday, August 12, 2015)]
[Notices]
[Pages 48295-48296]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-19743]


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DEPARTMENT OF COMMERCE

National Institute of Standards and Technology

[Docket No. 150706577-5577-01]
RIN 0693-XC051


Government Use of Standards for Security and Conformance 
Requirements for Cryptographic Algorithm and Cryptographic Module 
Testing and Validation Programs

AGENCY: National Institute of Standards and Technology (NIST), 
Commerce.

ACTION: Notice; Request for information.

-----------------------------------------------------------------------

SUMMARY: NIST is seeking public comment on the potential use of certain 
International Organization for Standardization/International 
Electrotechnical Commission (ISO/IEC) standards for cryptographic 
algorithm and cryptographic module testing, conformance, and validation 
activities, currently specified by Federal Information Processing 
Standard (FIPS) 140-2. The National Technology Transfer and Advancement 
Act (NTTAA) directs federal agencies to adopt voluntary consensus 
standards wherever possible. The responses to this request for 
information will be used to plan possible changes to the FIPS or in a 
decision to use all or part of the ISO/IEC standards for testing, 
conformance and validation of cryptographic algorithms and modules.

DATES: Comments on the potential use of ISO/IEC 19790:2014 must be 
received no later than 5 p.m., EST on September 28, 2015.

ADDRESSES: Written comments concerning the potential use of ISO/IEC 
19790:2014 should be sent to: Information Technology Laboratory, ATTN 
Use of ISO/IEC 19790, Mail Stop 7730, National Institute of Standards 
and Technology, 100 Bureau Drive, Gaithersburg, MD 20899.
    Electronic comments should be sent to: UseOfISO@nist.gov.

FOR FURTHER INFORMATION CONTACT: Ms. Diane Honeycutt, telephone (301) 
975-8443, MS 8930, National Institute of Standards and Technology, 
Gaithersburg, MD 20899 or via email at DHoneycutt@nist.gov.

SUPPLEMENTARY INFORMATION: The National Technology Transfer and 
Advancement Act (NTTAA), Public Law 104-113, directs federal agencies 
with respect to their use of and participation in the development of 
voluntary consensus standards. The NTTAA's objective is for federal 
agencies to adopt voluntary consensus standards, wherever possible, in 
lieu of creating proprietary, non-consensus standards. As the 
implementation of commercial cryptography, which is used to protect 
U.S. non-national security information and information systems, is now 
commoditized and built, marketed and used globally, NIST is seeking 
comments on using the ISO/IEC 19790:2014 Security Requirements for 
Cryptographic Modules standard as the U.S. Federal Standard for 
cryptographic modules (http://www.iso.org/iso/catalogue_detail.htm?csnumber=59142).
    The standards for cryptographic module testing, conformance, and 
validation activities are currently specified by Federal Information 
Processing Standard (FIPS) 140-2. This standard is used to ensure 
encryption technologies used by the U.S. Government meet minimally 
acceptable requirements and can demonstrate an acceptable level of 
conformance to the Standard that is commensurate with the risk the U.S. 
Government finds acceptable when using encryption technologies to 
protect U.S. Government information and information systems.
    NIST is interested in the commercial and market effects to U.S. 
industry and the potential changes to visibility in cryptographic 
modules conformance to standards, as well as the ISO/IEC 19790:2014 
standards ability to meet requirements for the U.S. Government. NIST is 
also interested in comments on the possible uses of ISO/IEC 19790:2014 
that range from use of only selected sections, continuing with a FIPS 
requirement that cites a baseline version of the ISO/IEC 19790:2014, 
and/or full use of the ISO/IEC standard. NIST is also interested in 
feedback on the impacts of a potential U.S. Government requirement for 
use and conformance using a standard with a fee-based model where 
organizations must purchase copies of the ISO/IEC 19790:2014.
    NIST is particularly interested in comments from commercial 
implementers of cryptography, testing and conformance organizations, 
users of cryptography, and organizations who currently require or cite 
FIPS 140-2 as a normative reference, on the benefits versus risks in 
using ISO/IEC 19790:2014 rather than FIPS 140-2 from perspectives of 
technology, implementations, risks and impacts to commercial IT 
markets. NIST requests comments on the following questions regarding 
the use of ISO/IEC 19790:2014, but comments on other cryptographic test 
and conformance issues will also be considered.
    (1) Have your customers or users asked for either ISO/IEC 
19790:2014 or FIPS 140-2 validations in cryptographic products?
    (2) Have the markets you serve asked for either validation and have 
you noticed any changes in what the markets you serve are asking for?
    (3) Do you think the ISO/IEC 19790:2014 standard specifies tests 
and provides evidence of conformance for cryptographic algorithms and 
modules better, equally or less as compared to FIPS 140-2 and in what 
areas?
    (4) Is there a difference in risk that you perceive would be 
mitigated or accepted in use of one standard versus the other?
    (5) Are the requirements in ISO/IEC 19790:2014 specific enough for 
your organization to develop a cryptographic module that can 
demonstrate conformance to this standard?
    (6) Would the U.S. Government citation of an ISO standard that has 
a fee for access to the standard inhibit your use or implementation of 
this standard?
    (7) Do either FIPS 140-2 or ISO/IEC 19790:2014 have a gap area that 
is not required for implementation, test or validation that presents an 
unacceptable risk to users of cryptographic modules?
    The responses to this request for information will be used to plan 
possible changes to the FIPS or in a decision to use all or part of 
ISO/IEC 19790:2014 for testing, conformance and validation of 
cryptographic algorithms and modules. In any decision made, it is the 
intention of NIST to continue

[[Page 48296]]

specifying requirements for cryptography and cryptographic mechanisms 
used by the U.S. Government and a program for commercial products to 
demonstrate conformance to those requirements. It is also the intention 
of NIST to continue to specify the cryptographic modules, modes and key 
management schemes that are acceptable for use by the U.S. Government 
to protect its information and information systems regardless of any 
test, conformance or validation standards decision.

    Authority: Federal Information Processing Standards Publications 
(FIPS PUBS) are issued by the National Institute of Standards and 
Technology after approval by the Secretary of Commerce, pursuant to 
Section 5131 of the Information Technology Management Reform Act of 
1996 (Pub. L. 104-106), and the Federal Information Security 
Management Act of 2002 (Pub. L. 107-347).

Kevin Kimball,
Chief of Staff.
[FR Doc. 2015-19743 Filed 8-11-15; 8:45 am]
 BILLING CODE 3510-13-P



                                                                             Federal Register / Vol. 80, No. 155 / Wednesday, August 12, 2015 / Notices                                           48295

                                                  regarding the reimbursement of                          and validation of cryptographic                       the possible uses of ISO/IEC 19790:2014
                                                  antidumping duties prior to liquidation                 algorithms and modules.                               that range from use of only selected
                                                  of the relevant entries during this                     DATES: Comments on the potential use                  sections, continuing with a FIPS
                                                  review period. Failure to comply with                   of ISO/IEC 19790:2014 must be received                requirement that cites a baseline version
                                                  this requirement could result in the                    no later than 5 p.m., EST on September                of the ISO/IEC 19790:2014, and/or full
                                                  Department’s presumption that                           28, 2015.                                             use of the ISO/IEC standard. NIST is
                                                  reimbursement of antidumping duties                     ADDRESSES: Written comments                           also interested in feedback on the
                                                  occurred and the subsequent assessment                  concerning the potential use of ISO/IEC               impacts of a potential U.S. Government
                                                  of double antidumping duties.                           19790:2014 should be sent to:                         requirement for use and conformance
                                                    We are issuing and publishing these                   Information Technology Laboratory,                    using a standard with a fee-based model
                                                  results in accordance with sections                     ATTN Use of ISO/IEC 19790, Mail Stop                  where organizations must purchase
                                                  751(a)(1) and 777(i)(1) of the Act and 19               7730, National Institute of Standards                 copies of the ISO/IEC 19790:2014.
                                                  CFR 351.213 and 351.221(b)(4).                          and Technology, 100 Bureau Drive,                        NIST is particularly interested in
                                                    Dated: July 30, 2015.                                 Gaithersburg, MD 20899.                               comments from commercial
                                                  Ronald K. Lorentzen,                                       Electronic comments should be sent                 implementers of cryptography, testing
                                                                                                          to: UseOfISO@nist.gov.                                and conformance organizations, users of
                                                  Acting Assistant Secretary for Enforcement
                                                  and Compliance.                                         FOR FURTHER INFORMATION CONTACT: Ms.
                                                                                                                                                                cryptography, and organizations who
                                                                                                          Diane Honeycutt, telephone (301) 975–                 currently require or cite FIPS 140–2 as
                                                  Appendix                                                                                                      a normative reference, on the benefits
                                                                                                          8443, MS 8930, National Institute of
                                                  List of Topics Discussed in the Preliminary             Standards and Technology,                             versus risks in using ISO/IEC
                                                  Results Decision Memorandum                             Gaithersburg, MD 20899 or via email at                19790:2014 rather than FIPS 140–2 from
                                                  Summary                                                 DHoneycutt@nist.gov.                                  perspectives of technology,
                                                  Background                                                                                                    implementations, risks and impacts to
                                                                                                          SUPPLEMENTARY INFORMATION: The
                                                  Partial Rescission                                                                                            commercial IT markets. NIST requests
                                                                                                          National Technology Transfer and
                                                  Scope of the Order                                                                                            comments on the following questions
                                                  Discussion of the Methodology                           Advancement Act (NTTAA), Public Law
                                                                                                                                                                regarding the use of ISO/IEC
                                                    Non-Market Economy Status                             104–113, directs federal agencies with
                                                                                                                                                                19790:2014, but comments on other
                                                    PRC-Wide Entity                                       respect to their use of and participation
                                                                                                                                                                cryptographic test and conformance
                                                  Recommendation                                          in the development of voluntary
                                                                                                                                                                issues will also be considered.
                                                  [FR Doc. 2015–19359 Filed 8–11–15; 8:45 am]             consensus standards. The NTTAA’s                         (1) Have your customers or users
                                                  BILLING CODE 3510–DS–P                                  objective is for federal agencies to adopt            asked for either ISO/IEC 19790:2014 or
                                                                                                          voluntary consensus standards,                        FIPS 140–2 validations in cryptographic
                                                                                                          wherever possible, in lieu of creating                products?
                                                  DEPARTMENT OF COMMERCE                                  proprietary, non-consensus standards.                    (2) Have the markets you serve asked
                                                                                                          As the implementation of commercial                   for either validation and have you
                                                  National Institute of Standards and                     cryptography, which is used to protect                noticed any changes in what the
                                                  Technology                                              U.S. non-national security information                markets you serve are asking for?
                                                  [Docket No. 150706577–5577–01]                          and information systems, is now                          (3) Do you think the ISO/IEC
                                                                                                          commoditized and built, marketed and                  19790:2014 standard specifies tests and
                                                  RIN 0693–XC051                                          used globally, NIST is seeking                        provides evidence of conformance for
                                                                                                          comments on using the ISO/IEC                         cryptographic algorithms and modules
                                                  Government Use of Standards for                         19790:2014 Security Requirements for
                                                  Security and Conformance                                                                                      better, equally or less as compared to
                                                                                                          Cryptographic Modules standard as the                 FIPS 140–2 and in what areas?
                                                  Requirements for Cryptographic                          U.S. Federal Standard for cryptographic
                                                  Algorithm and Cryptographic Module                                                                               (4) Is there a difference in risk that
                                                                                                          modules (http://www.iso.org/iso/                      you perceive would be mitigated or
                                                  Testing and Validation Programs                         catalogue_detail.htm?csnumber=59142).                 accepted in use of one standard versus
                                                  AGENCY: National Institute of Standards                    The standards for cryptographic                    the other?
                                                  and Technology (NIST), Commerce.                        module testing, conformance, and                         (5) Are the requirements in ISO/IEC
                                                  ACTION: Notice; Request for information.                validation activities are currently                   19790:2014 specific enough for your
                                                                                                          specified by Federal Information                      organization to develop a cryptographic
                                                  SUMMARY:   NIST is seeking public                       Processing Standard (FIPS) 140–2. This                module that can demonstrate
                                                  comment on the potential use of certain                 standard is used to ensure encryption                 conformance to this standard?
                                                  International Organization for                          technologies used by the U.S.                            (6) Would the U.S. Government
                                                  Standardization/International                           Government meet minimally acceptable                  citation of an ISO standard that has a fee
                                                  Electrotechnical Commission (ISO/IEC)                   requirements and can demonstrate an                   for access to the standard inhibit your
                                                  standards for cryptographic algorithm                   acceptable level of conformance to the                use or implementation of this standard?
                                                  and cryptographic module testing,                       Standard that is commensurate with the                   (7) Do either FIPS 140–2 or ISO/IEC
                                                  conformance, and validation activities,                 risk the U.S. Government finds                        19790:2014 have a gap area that is not
                                                  currently specified by Federal                          acceptable when using encryption                      required for implementation, test or
                                                  Information Processing Standard (FIPS)                  technologies to protect U.S. Government               validation that presents an unacceptable
                                                  140–2. The National Technology                          information and information systems.                  risk to users of cryptographic modules?
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                                                  Transfer and Advancement Act                               NIST is interested in the commercial                  The responses to this request for
                                                  (NTTAA) directs federal agencies to                     and market effects to U.S. industry and               information will be used to plan
                                                  adopt voluntary consensus standards                     the potential changes to visibility in                possible changes to the FIPS or in a
                                                  wherever possible. The responses to this                cryptographic modules conformance to                  decision to use all or part of ISO/IEC
                                                  request for information will be used to                 standards, as well as the ISO/IEC                     19790:2014 for testing, conformance and
                                                  plan possible changes to the FIPS or in                 19790:2014 standards ability to meet                  validation of cryptographic algorithms
                                                  a decision to use all or part of the ISO/               requirements for the U.S. Government.                 and modules. In any decision made, it
                                                  IEC standards for testing, conformance                  NIST is also interested in comments on                is the intention of NIST to continue


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                                                  48296                      Federal Register / Vol. 80, No. 155 / Wednesday, August 12, 2015 / Notices

                                                  specifying requirements for                             sequences received by 5:00 p.m. Pacific                    are intended to mimic
                                                  cryptography and cryptographic                          Time September 30, 2015 will be                       2. Source of the sequence(s)
                                                  mechanisms used by the U.S.                             considered for inclusion in this                      3. Proposed use scenario for the control(s)
                                                                                                          evaluation. Sequences submitted after                 4. Physical form of nucleic acids submitted
                                                  Government and a program for
                                                                                                                                                                     (if any)
                                                  commercial products to demonstrate                      this date may be considered in further                5. Intellectual property rights status
                                                  conformance to those requirements. It is                evaluations.
                                                  also the intention of NIST to continue                  ADDRESSES: Inquiries regarding ERCC
                                                                                                                                                                  To submit files or for further
                                                  to specify the cryptographic modules,                   participation and/or sequence                         questions on sequence submission
                                                  modes and key management schemes                        submissions should be sent by email to                please contact ERCCsequences@nist.gov.
                                                  that are acceptable for use by the U.S.                 ERCCsequences@nist.gov. See                             Authority: 15 U.S.C. 272(b) and (c).
                                                  Government to protect its information                   SUPPLEMENTARY INFORMATION for file
                                                                                                                                                                Kevin Kimball,
                                                  and information systems regardless of                   formats and other information about
                                                  any test, conformance or validation                                                                           Chief of Staff.
                                                                                                          sequence submission.
                                                  standards decision.                                                                                           [FR Doc. 2015–19742 Filed 8–11–15; 8:45 am]
                                                                                                          FOR FURTHER INFORMATION CONTACT:
                                                                                                                                                                BILLING CODE 3510–13–P
                                                     Authority: Federal Information Processing            Sarah Munro, Jerod Parsons, or Marc
                                                  Standards Publications (FIPS PUBS) are                  Salit by email at ERCCsequences@
                                                  issued by the National Institute of Standards           nist.gov.
                                                  and Technology after approval by the                                                                          DEPARTMENT OF COMMERCE
                                                                                                          SUPPLEMENTARY INFORMATION: NIST is
                                                  Secretary of Commerce, pursuant to Section
                                                  5131 of the Information Technology                      reconvening the External RNA Controls                 National Oceanic and Atmospheric
                                                  Management Reform Act of 1996 (Pub. L.                  Consortium (ERCC) to develop external                 Administration
                                                  104–106), and the Federal Information                   RNA controls for gene expression                      RIN 0648–XE071
                                                  Security Management Act of 2002 (Pub. L.                assays. This group has already
                                                  107–347).                                               established a set of 96 RNA control                   Taking and Importing Marine
                                                  Kevin Kimball,                                          sequences, commonly referred to as the                Mammals: Taking Marine Mammals
                                                                                                          ERCC controls, which is maintained as                 Incidental to Navy Operations of
                                                  Chief of Staff.
                                                                                                          NIST Standard Reference Material 2374.                Surveillance Towed Array Sensor
                                                  [FR Doc. 2015–19743 Filed 8–11–15; 8:45 am]
                                                                                                          Participation in the ERCC is open to all.             System Low Frequency Active Sonar
                                                  BILLING CODE 3510–13–P
                                                                                                          ERCC activities may include:
                                                                                                                                                                AGENCY:  National Marine Fisheries
                                                                                                            1. Design and contribution of RNA control           Service (NMFS), National Oceanic and
                                                  DEPARTMENT OF COMMERCE                                  sequences,
                                                                                                            2. validation of RNA control molecules              Atmospheric Administration (NOAA),
                                                                                                          with multi-laboratory testing,                        Commerce.
                                                  National Institute of Standards and
                                                                                                            3. analysis of results, and                         ACTION: Notice; issuance of four Letters
                                                  Technology                                                4. dissemination of ERCC products, such as          of Authorization.
                                                                                                          validated sequences, methods, and analysis
                                                  External RNA Controls Consortium—                       tools.                                                SUMMARY:    In accordance with
                                                  Call for Participation and Contributions                  For further information on ERCC                     regulations issued under the Marine
                                                  to a Sequence Library                                   participation, please contact                         Mammal Protection Act, as amended,
                                                                                                          ERCCsequences@nist.gov.                               we hereby give notification that we, the
                                                  AGENCY: National Institute of Standards
                                                  & Technology (NIST), Department of                        NIST is collecting nucleic acid                     National Marine Fisheries Service
                                                  Commerce.                                               sequences to form an extended library of              (NMFS), have issued four 1-year Letters
                                                  ACTION: Notice.
                                                                                                          ERCC sequences suitable for the                       of Authorization (Authorizations) to the
                                                                                                          preparation of RNA controls. The RNA                  U.S. Navy (Navy) to take marine
                                                  SUMMARY:    NIST is reconvening the                     control sequences are intended to mimic               mammals by harassment incidental to
                                                  External RNA Controls Consortium                        endogenous RNA molecules, including                   their military readiness activities
                                                  (ERCC), a public, private, and academic                 mRNA, mRNA isoforms, microRNA,                        associated with the routine training,
                                                  research collaboration to develop                       and other classes of biological RNA                   testing, and military operations of
                                                  external RNA controls for gene                          molecules. Intellectual property rights               Surveillance Towed Array Sensor
                                                  expression assays (71 FR 10012 and                      may be maintained on submitted                        System Low Frequency Active
                                                  NIST Standard Reference Material 2374,                  sequences, but submitted sequences                    (SURTASS LFA) sonar within the
                                                  available at http://www.nist.gov/mml/                   must be declared to be free for use as                northwest Pacific Ocean and the north-
                                                  bbd/srm-2374.cfm). ERCC products are                    RNA controls. Selected sequence                       central Pacific Ocean.
                                                  being extended to accommodate                           contributions will be experimentally                  DATES: These Authorizations are
                                                  recently emerged applications. This is a                evaluated based on testing of the                     effective from August 15, 2015, through
                                                  call for (1) participation in ERCC                      following three RNA control                           August 14, 2016.
                                                  activities and (2) collection of nucleic                hypotheses:                                           ADDRESSES: Electronic copies of the
                                                  acid sequences to extend the ERCC                       1. The RNA controls behave as mimics of               Navy’s March 31, 2015, application
                                                  library.                                                    endogenous RNA in assays                          letter and the Authorizations are
                                                     The ERCC library is a tool for                       2. The RNA controls do not interfere with             available by writing to Jolie Harrison,
                                                  generating RNA controls; any party may                      assays of endogenous RNA                          Chief, Permits and Conservation
                                                  disseminate such controls. Intellectual                 3. Hypotheses 1 and 2 are valid in commonly
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                                                                                                              used RNA assays
                                                                                                                                                                Division, Office of Protected Resources,
                                                  property rights may be maintained on                                                                          National Marine Fisheries Service, 1315
                                                  submitted sequences, but submitted                        Sequence submissions should consist                 East-West Highway, Silver Spring, MD
                                                  sequences must be declared to be free                   of (1) a single sequence fasta file or                20910–3225, by telephoning the contact
                                                  for use as RNA controls.                                multi-fasta file and (2) a single text file           listed here (See FOR FURTHER
                                                  DATES: NIST will compile a library of                   containing the following metadata for                 INFORMATION CONTACT), or online at:
                                                  sequences to be experimentally                          each submitted sequence:                              http://www.nmfs.noaa.gov/pr/permits/
                                                  evaluated as RNA controls. Those                        1. The class of RNA molecule the control(s)           incidental/military.htm#surtass. The


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Document Created: 2016-09-27 22:26:24
Document Modified: 2016-09-27 22:26:24
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice; Request for information.
DatesComments on the potential use of ISO/IEC 19790:2014 must be received no later than 5 p.m., EST on September 28, 2015.
ContactMs. Diane Honeycutt, telephone (301) 975-8443, MS 8930, National Institute of Standards and Technology, Gaithersburg, MD 20899 or via email at [email protected]
FR Citation80 FR 48295 
RIN Number0693-XC05

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