80 FR 48615 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 156 (August 13, 2015)

Page Range		48615-48617
FR Document		2015-19869
Federal Register, Volume 80 Issue 156 (Thursday, August 13, 2015)
[Federal Register Volume 80, Number 156 (Thursday, August 13, 2015)]
[Notices]
[Pages 48615-48617]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-19869]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-75639; File No. SR-FINRA-2015-028]


Self-Regulatory Organizations; Financial Industry Regulatory 
Authority, Inc.; Notice of Filing and Immediate Effectiveness of a 
Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 
(Minimum Quotation Size Requirements for OTC Equity Securities)

August 7, 2015.
    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that 
on July 28, 2015, Financial Industry Regulatory Authority, Inc. 
(``FINRA'') filed with the Securities and Exchange Commission (``SEC'' 
or ``Commission'') the proposed rule change as described in Items I and 
II below, which Items have been prepared by FINRA. FINRA has designated 
the proposed rule change as constituting a ``non-controversial'' rule 
change under paragraph (f)(6) of Rule 19b-4 under the Act,\3\ which 
renders the proposal effective upon receipt of this filing by the 
Commission. The Commission is publishing this notice to solicit 
comments on the proposed rule change from interested persons.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ 17 CFR 240.19b-4(f)(6).
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I. Self-Regulatory Organization's Statement of the Terms of the 
Substance of the Proposed Rule Change

    FINRA is proposing to amend FINRA Rule 6433 (Minimum Quotation Size 
Requirements for OTC Equity Securities) to extend the Tier Size Pilot, 
which currently is scheduled to expire on August 14, 2015, until 
December 11, 2015.
    The text of the proposed rule change is available on FINRA's Web 
site at http://www.finra.org, at the principal office of FINRA and at 
the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, FINRA included statements 
concerning the purpose of and basis for the proposed rule change and 
discussed any comments it received on the proposed rule change. The 
text of these statements may be examined at the places specified in 
Item IV below. FINRA has prepared summaries, set forth in sections A, 
B, and C below, of the most significant aspects of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

1. Purpose
    FINRA proposes to amend FINRA Rule 6433 (Minimum Quotation Size 
Requirements for OTC Equity Securities) (the ``Rule'') to extend, until 
December 11, 2015, the amendments set forth in File No. SR-FINRA-2011-
058 (``Tier Size Pilot'' or ``Pilot''), which currently are scheduled 
to expire on August 14, 2015.\4\
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    \4\ See Securities Exchange Act Release No. 74927 (May 12, 
2015), 80 FR 28327 (May 18, 2015) (Notice of Filing and Immediate 
Effectiveness of File No. SR-FINRA-2015-010); see also Securities 
Exchange Act Release No. 67208 (June 15, 2012), 77 FR 37458 (June 
21, 2012) (Order Approving File No. SR-FINRA-2011-058, as amended).
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    The Tier Size Pilot was filed with the SEC on October 6, 2011,\5\ 
to amend the minimum quotation sizes (or ``tier sizes'') for OTC Equity 
Securities.\6\ The goals of the Pilot were to simplify the tier 
structure, facilitate the display of customer limit orders, and expand 
the scope of the Rule to apply to additional quoting participants. 
During the course of the pilot, FINRA collected and provided to the SEC 
specified data with which to assess the impact of the Pilot tiers on 
market quality and limit order display.\7\ On September 13, 2013, FINRA 
provided to the Commission an assessment on the operation of the Tier 
Size Pilot utilizing data covering the period from November 12, 2012 
through June 30, 2013.\8\ As noted in the 2013 Assessment, FINRA 
believed that the analysis of the data generally showed that the Tier 
Size Pilot had a neutral to positive impact on OTC market quality for 
the majority of OTC Equity Securities and tiers; and that there was an 
overall increase of 13% in the number of customer limit orders that met 
the minimum quotation sizes to be eligible for display under the Pilot 
tiers. In the 2013 Assessment, FINRA recommended adopting the tiers as

[[Page 48616]]

permanent, but extended the pilot period to allow more time to gather 
and analyze data after the November 12, 2012 through June 30, 2013 
assessment period.\9\ On January 29, 2015, FINRA further extended the 
Pilot period to permit FINRA and the Commission to consider the 
implications of the data collected since June 30, 2013.\10\ FINRA has 
reviewed this post-June 30, 2013 data, and believes that the impact 
described in the 2013 Assessment has continued to hold (and has 
improved in certain areas).
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    \5\ See Securities Exchange Act Release No. 65568 (October 14, 
2011), 76 FR 65307 (October 20, 2011) (Notice of Filing of File No. 
SR-FINRA-2011-058).
    \6\ ``OTC Equity Security'' means any equity security that is 
not an ``NMS stock'' as that term is defined in Rule 600(b)(47) of 
SEC Regulation NMS; provided, however, that the term OTC Equity 
Security shall not include any Restricted Equity Security. See FINRA 
Rule 6420.
    \7\ FINRA ceased collecting Pilot data for submission to the 
Commission on February 13, 2015.
    \8\ The assessment is part of the SEC's comment file for SR-
FINRA-2011-058 and also is available on FINRA's Web site at: http://www.finra.org/Industry/Regulation/RuleFilings/2011/P124615 (``Pilot 
Assessment'').
    \9\ See Securities Exchange Act Release No. 70839 (November 8, 
2013), 78 FR 68893 (November 15, 2013) (Notice of Filing and 
Immediate Effectiveness of File No. SR-FINRA-2013-049).
    \10\ See Securities Exchange Act Release No. 74251 (February 11, 
2015), 80 FR 8741 (February 18, 2015) (Notice of Filing and 
Immediate Effectiveness of File No. SR-FINRA-2015-002).
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    The purpose of this filing is to extend the operation of the Tier 
Size Pilot until December 11, 2015, to provide FINRA with additional 
time to finalize its recommendation with regard to the Tier Size Pilot.
    FINRA has filed the proposed rule change for immediate 
effectiveness. The operative date of the proposed rule change will be 
August 14, 2015.
2. Statutory Basis
    FINRA believes that the proposed rule change is consistent with the 
provisions of Section 15A(b)(6) of the Act,\11\ which requires, among 
other things, that FINRA rules must be designed to prevent fraudulent 
and manipulative acts and practices, to promote just and equitable 
principles of trade, and, in general, to protect investors and the 
public interest. FINRA also believes that the proposed rule change is 
consistent with the provisions of Section 15A(b)(11) of the Act.\12\ 
Section 15A(b)(11) requires that FINRA rules include provisions 
governing the form and content of quotations relating to securities 
sold otherwise than on a national securities exchange which may be 
distributed or published by any member or person associated with a 
member, and the persons to whom such quotations may be supplied.
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    \11\ 15 U.S.C. 78o-3(b)(6).
    \12\ 15 U.S.C. 78o-3(b)(11).
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    FINRA believes that the extension of the Tier Size Pilot until 
December 11, 2015, is consistent with the Act in that it would provide 
the Commission and FINRA with additional time to determine whether the 
pilot tiers should be made permanent.

B. Self-Regulatory Organization's Statement on Burden on Competition

    FINRA does not believe that the proposed rule change will result in 
any burden on competition that is not necessary or appropriate in 
furtherance of the purposes of the Act.

C. Self-Regulatory Organization's Statement on Comments on the Proposed 
Rule Change Received From Members, Participants, or Others

    Written comments were neither solicited nor received.

III. Date of Effectiveness of the Proposed Rule Change and Timing for 
Commission Action

    Because the foregoing proposed rule change does not: (i) 
Significantly affect the protection of investors or the public 
interest; (ii) impose any significant burden on competition; and (iii) 
become operative for 30 days from the date on which it was filed, or 
such shorter time as the Commission may designate, it has become 
effective pursuant to Section 19(b)(3)(A) of the Act \13\ and Rule 19b-
4(f)(6) thereunder.\14\
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    \13\ 15 U.S.C. 78s(b)(3)(A).
    \14\ 17 CFR 240.19b-4(f)(6). Rule 19b-4(f)(6) requires a self-
regulatory organization to give the Commission written notice of its 
intent to file the proposed rule change at least five business days 
prior to the date of filing of the proposed rule change, or such 
shorter time as designated by the Commission. The Exchange has 
satisfied this requirement.
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    A proposed rule change filed under Rule 19b-4(f)(6) \15\ normally 
does not become operative prior to 30 days after the date of the 
filing. However, pursuant to Rule 19b-4(f)(6)(iii),\16\ the Commission 
may designate a shorter time if such action is consistent with the 
protection of investors and the public interest.
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    \15\ 17 CFR 240.19b-4(f)(6).
    \16\ 17 CFR 240.19b-4(f)(6)(iii).
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    FINRA has asked the Commission to waive the 30-day operative delay 
so that the proposal may become operative immediately upon filing. The 
Commission believes that waiver of the operative delay is consistent 
with the protection of investors and the public interest because such 
waiver will allow the pilot program to continue without interruption. 
Therefore, the Commission designates the proposal operative upon 
filing.\17\
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    \17\ For purposes only of waiving the 30-day operative delay, 
the Commission has considered the proposed rule's impact on 
efficiency, competition, and capital formation. See 15 U.S.C. 
78c(f).
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    At any time within 60 days of the filing of the proposed rule 
change, the Commission summarily may temporarily suspend such rule 
change if it appears to the Commission that such action is necessary or 
appropriate in the public interest, for the protection of investors, or 
otherwise in furtherance of the purposes of the Act. If the Commission 
takes such action, the Commission shall institute proceedings to 
determine whether the proposed rule should be approved or disapproved.

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and 
arguments concerning the foregoing, including whether the proposed rule 
change is consistent with the Act. Comments may be submitted by any of 
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to [email protected]. Please include 
File Number SR-FINRA-2015-028 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.

All submissions should refer to File Number SR-FINRA-2015-028. This 
file number should be included on the subject line if email is used.
    To help the Commission process and review your comments more 
efficiently, please use only one method. The Commission will post all 
comments on the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, 
all written statements with respect to the proposed rule change that 
are filed with the Commission, and all written communications relating 
to the proposed rule change between the Commission and any person, 
other than those that may be withheld from the public in accordance 
with the provisions of 5 U.S.C. 552, will be available for Web site 
viewing and printing in the Commission's Public Reference Room, 100 F 
St. NE., Washington, DC 20549, on official business days between the 
hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be 
available for inspection and copying at the principal office of FINRA. 
All comments received will be posted without change; the Commission 
does not edit personal identifying information from submissions. You 
should submit only information that you wish to make available 
publicly. All submissions should refer to File Number SR-FINRA-2015-028 
and should be submitted on or before September 3, 2015.


[[Page 48617]]


    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\18\
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    \18\ 17 CFR 200.30-3(a)(12).
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Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015-19869 Filed 8-12-15; 8:45 am]
BILLING CODE 8011-01-P
48616 Federal Register / Vol. 80, No. 156 / Thursday, August 13, 2015 / Notices

permanent, but extended the pilot burden on competition that is not Commission takes such action, the
period to allow more time to gather and necessary or appropriate in furtherance Commission shall institute proceedings
analyze data after the November 12, of the purposes of the Act. to determine whether the proposed rule
2012 through June 30, 2013 assessment should be approved or disapproved.
C. Self-Regulatory Organization’s
period.9 On January 29, 2015, FINRA
Statement on Comments on the IV. Solicitation of Comments
further extended the Pilot period to
permit FINRA and the Commission to Proposed Rule Change Received From
Members, Participants, or Others Interested persons are invited to
consider the implications of the data submit written data, views, and
collected since June 30, 2013.10 FINRA Written comments were neither arguments concerning the foregoing,
has reviewed this post-June 30, 2013 solicited nor received. including whether the proposed rule
data, and believes that the impact change is consistent with the Act.
III. Date of Effectiveness of the
described in the 2013 Assessment has Comments may be submitted by any of
Proposed Rule Change and Timing for
continued to hold (and has improved in the following methods:
Commission Action
certain areas).
The purpose of this filing is to extend Because the foregoing proposed rule Electronic Comments
the operation of the Tier Size Pilot until change does not: (i) Significantly affect
December 11, 2015, to provide FINRA the protection of investors or the public • Use the Commission’s Internet
with additional time to finalize its interest; (ii) impose any significant comment form (http://www.sec.gov/
recommendation with regard to the Tier burden on competition; and (iii) become rules/sro.shtml); or
Size Pilot. operative for 30 days from the date on • Send an email to rule-comments@
FINRA has filed the proposed rule which it was filed, or such shorter time sec.gov. Please include File Number SR–
change for immediate effectiveness. The as the Commission may designate, it has FINRA–2015–028 on the subject line.
operative date of the proposed rule become effective pursuant to Section
change will be August 14, 2015. 19(b)(3)(A) of the Act 13 and Rule 19b– Paper Comments
2. Statutory Basis 4(f)(6) thereunder.14 • Send paper comments in triplicate
A proposed rule change filed under to Secretary, Securities and Exchange
FINRA believes that the proposed rule Rule 19b–4(f)(6) 15 normally does not
change is consistent with the provisions Commission, 100 F Street NE.,
become operative prior to 30 days after Washington, DC 20549–1090.
of Section 15A(b)(6) of the Act,11 which the date of the filing. However, pursuant
requires, among other things, that to Rule 19b–4(f)(6)(iii),16 the All submissions should refer to File
FINRA rules must be designed to Commission may designate a shorter Number SR–FINRA–2015–028. This file
prevent fraudulent and manipulative time if such action is consistent with the number should be included on the
acts and practices, to promote just and protection of investors and the public subject line if email is used.
equitable principles of trade, and, in interest.
general, to protect investors and the To help the Commission process and
FINRA has asked the Commission to review your comments more efficiently,
public interest. FINRA also believes that waive the 30-day operative delay so that
the proposed rule change is consistent please use only one method. The
the proposal may become operative Commission will post all comments on
with the provisions of Section immediately upon filing. The
15A(b)(11) of the Act.12 Section the Commission’s Internet Web site
Commission believes that waiver of the (http://www.sec.gov/rules/sro.shtml).
15A(b)(11) requires that FINRA rules operative delay is consistent with the
include provisions governing the form Copies of the submission, all subsequent
protection of investors and the public amendments, all written statements
and content of quotations relating to interest because such waiver will allow
securities sold otherwise than on a with respect to the proposed rule
the pilot program to continue without change that are filed with the
national securities exchange which may interruption. Therefore, the Commission
be distributed or published by any Commission, and all written
designates the proposal operative upon communications relating to the
member or person associated with a filing.17
member, and the persons to whom such proposed rule change between the
At any time within 60 days of the Commission and any person, other than
quotations may be supplied. filing of the proposed rule change, the
FINRA believes that the extension of those that may be withheld from the
Commission summarily may public in accordance with the
the Tier Size Pilot until December 11,
temporarily suspend such rule change if provisions of 5 U.S.C. 552, will be
2015, is consistent with the Act in that
it appears to the Commission that such available for Web site viewing and
it would provide the Commission and
action is necessary or appropriate in the printing in the Commission’s Public
FINRA with additional time to
determine whether the pilot tiers should public interest, for the protection of Reference Room, 100 F St. NE.,
be made permanent. investors, or otherwise in furtherance of Washington, DC 20549, on official
the purposes of the Act. If the business days between the hours of
B. Self-Regulatory Organization’s 10:00 a.m. and 3:00 p.m. Copies of such
Statement on Burden on Competition 13 15 U.S.C. 78s(b)(3)(A).
filing also will be available for
14 17 CFR 240.19b–4(f)(6). Rule 19b–4(f)(6)
FINRA does not believe that the requires a self-regulatory organization to give the inspection and copying at the principal
proposed rule change will result in any Commission written notice of its intent to file the office of FINRA. All comments received
proposed rule change at least five business days will be posted without change; the
9 See Securities Exchange Act Release No. 70839 prior to the date of filing of the proposed rule Commission does not edit personal
(November 8, 2013), 78 FR 68893 (November 15, change, or such shorter time as designated by the
identifying information from
tkelley on DSK3SPTVN1PROD with NOTICES

2013) (Notice of Filing and Immediate Effectiveness Commission. The Exchange has satisfied this
of File No. SR–FINRA–2013–049). requirement. submissions. You should submit only
10 See Securities Exchange Act Release No. 74251 15 17 CFR 240.19b–4(f)(6). information that you wish to make
(February 11, 2015), 80 FR 8741 (February 18, 2015) 16 17 CFR 240.19b–4(f)(6)(iii).
available publicly. All submissions
(Notice of Filing and Immediate Effectiveness of 17 For purposes only of waiving the 30-day
File No. SR–FINRA–2015–002).
should refer to File Number SR–FINRA–
operative delay, the Commission has considered the
11 15 U.S.C. 78o–3(b)(6).
proposed rule’s impact on efficiency, competition,
2015–028 and should be submitted on
12 15 U.S.C. 78o–3(b)(11). and capital formation. See 15 U.S.C. 78c(f). or before September 3, 2015.

VerDate Sep<11>2014 16:56 Aug 12, 2015 Jkt 235001 PO 00000 Frm 00141 Fmt 4703 Sfmt 4703 E:\FR\FM\13AUN1.SGM 13AUN1
Federal Register / Vol. 80, No. 156 / Thursday, August 13, 2015 / Notices 48617

For the Commission, by the Division of and to accommodate as many presenters Primary Counties: Rota, Saipan, Tinian.
Trading and Markets, pursuant to delegated as possible. Written comments should The Interest Rates are:
authority.18 be emailed to Cheryl Simms, Program
Jill M. Peterson, Liaison, Office of Veterans Business Percent
Assistant Secretary. Development, U.S. Small Business
[FR Doc. 2015–19869 Filed 8–12–15; 8:45 am] Administration, 409 3rd Street SW., For Physical Damage:
Non-Profit Organizations With
BILLING CODE 8011–01–P Washington, DC 20416. Additionally, if Credit Available Elsewhere ... 2.625
participants need accommodations Non-Profit Organizations With-
because of a disability or require out Credit Available Else-
SMALL BUSINESS ADMINISTRATION additional information, please contact where ..................................... 2.625
Cheryl Simms, Designated Federal For Economic Injury:
Advisory Committee on Veterans Official for the Advisory Committee on Non-Profit Organizations With-
Business Affairs Meeting Veterans Business Affairs at (202) 205– out Credit Available Else-
6773; or by email at cheryl.simms@ where ..................................... 2.625
AGENCY: U.S. Small Business
Administration. sba.gov. For more information, please
visit our Web site at www.sba.gov/vets. The number assigned to this disaster
ACTION: Notice of open Federal Advisory for physical damage is 14407E and for
Committee meeting. Dated: August 7, 2015. economic injury is 14408E.
Miguel J. L’Heureux,
SUMMARY: The SBA is issuing this notice (Catalog of Federal Domestic Assistance
SBA Committee Management Officer. Numbers 59002 and 59008)
to announce the location, date, time,
[FR Doc. 2015–19956 Filed 8–12–15; 8:45 am]
and agenda for the next meeting of the James E. Rivera,
BILLING CODE 8025–01–P
Advisory Committee on Veterans Associate Administrator for Disaster
Business Affairs. The meeting will be Assistance.
open to the public.
SMALL BUSINESS ADMINISTRATION [FR Doc. 2015–19959 Filed 8–12–15; 8:45 am]
DATES: Wednesday, September 9, 2015
BILLING CODE 8025–01–P
from 9 a.m. to 12 p.m. [Disaster Declaration #14407 and #14408]
ADDRESSES: U.S. Small Business
Northern Mariana Islands Disaster
Administration, 409 3rd Street SW., SMALL BUSINESS ADMINISTRATION
#MP–00006
Washington, DC 20416. Room:
Eisenhower Conference room A, located AGENCY: U.S. Small Business [ Disaster Declaration #14405 and #14406]
on the Concourse Level Floor. Administration.
SUPPLEMENTARY INFORMATION: Pursuant ACTION: Notice.
Northern Mariana Islands Disaster
to section 10(a) (2) of the Federal #MP–00005
Advisory Committee Act (5 U.S.C., SUMMARY: This is a Notice of the
AGENCY: U.S. Small Business
Appendix 2), SBA announces the Presidential declaration of a major
Administration.
meeting of the Advisory Committee on disaster for Public Assistance Only for
the State of Northern Mariana Islands ACTION: Notice
Veterans Business Affairs. The Advisory
Committee on Veterans Business Affairs (FEMA–4235–DR), dated 08/05/2015. SUMMARY: This is a Notice of the
serves as an independent source of Incident: Typhoon Soudelor.
Incident Period: 08/01/2015 through Presidential declaration of a major
advice and policy recommendation to disaster for the State of Northern
the Administrator of the U.S. Small 08/03/2015.
Effective Date: 08/05/2015. Mariana Islands (FEMA–4235–DR),
Business Administration. dated 08/05/2015.
Physical Loan Application Deadline
Purpose: The purpose of this meeting Incident: Typhoon Soudelor.
Date: 10/05/2015.
is to finalize preparations for the 2015 Incident Period: 08/01/2015 through
Economic Injury (EIDL) Loan
Annual Report to SBA’s Administrator, 08/03/2015.
Application Deadline Date: 05/05/2016.
Associate Administrator for Veterans Effective Date: 08/05/2015.
Business Development, Congress, and ADDRESSES: Submit completed loan
applications to: U.S. Small Business Physical Loan Application Deadline
the President and to discuss current and Date: 10/05/2015.
future programs for veterans’ small Administration, Processing and
Disbursement Center, 14925 Kingsport Economic Injury (EIDL) Loan
business owners. For information Application Deadline Date: 05/05/2016.
regarding our veterans’ resources and Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A. ADDRESSES: Submit completed loan
partners, please visit our Web site at applications to: U.S. Small Business
www.sba.gov/vets. Escobar, Office of Disaster Assistance,
U.S. Small Business Administration, Administration, Processing and
Additonal information: The meeting
409 3rd Street SW., Suite 6050, Disbursement Center, 14925 Kingsport
is open to the public, however, advance
Washington, DC 20416. Road, Fort Worth, TX 76155.
notice of attendance is requested.
Anyone wishing to attend and/or make SUPPLEMENTARY INFORMATION: Notice is FOR FURTHER INFORMATION CONTACT: A
a presentation to the Advisory hereby given that as a result of the Escobar, Office of Disaster Assistance,
Committee must contact Cheryl Simms, President’s major disaster declaration on U.S. Small Business Administration,
by September 1, 2015, by email below 08/05/2015, Private Non-Profit 409 3rd Street SW., Suite 6050,
in order to be placed on the agenda. organizations that provide essential Washington, DC 20416.
tkelley on DSK3SPTVN1PROD with NOTICES

Comments for the Record including services of governmental nature may file SUPPLEMENTARY INFORMATION: Notice is
verbal presentations, should be emailed disaster loan applications at the address hereby given that as a result of the
prior to the meeting for inclusion in the listed above or other locally announced President’s major disaster declaration on
public record comments will be limited locations. 08/05/2015, applications for disaster
to five minutes in the interest of time The following areas have been loans may be filed at the address listed
determined to be adversely affected by above or other locally announced
18 17 CFR 200.30–3(a)(12). the disaster: locations.

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Document Created: 2018-02-23 10:57:00
Document Modified: 2018-02-23 10:57:00
Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 48615