80_FR_49372 80 FR 49214 - Invention Promoters/Promotion Firms Complaints

80 FR 49214 - Invention Promoters/Promotion Firms Complaints

DEPARTMENT OF COMMERCE
Patent and Trademark Office

Federal Register Volume 80, Issue 158 (August 17, 2015)

Page Range49214-49215
FR Document2015-20192

The United States Patent and Trademark Office (USPTO), as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to comment on the extension of a continuing information collection, as required by the Paperwork Reduction Act of 1995, Public Law 104-13 (44 U.S.C. 3506(c)(2)(A)).

Federal Register, Volume 80 Issue 158 (Monday, August 17, 2015)
[Federal Register Volume 80, Number 158 (Monday, August 17, 2015)]
[Notices]
[Pages 49214-49215]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-20192]


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DEPARTMENT OF COMMERCE

 Patent and Trademark Office


Invention Promoters/Promotion Firms Complaints

ACTION: Proposed collection; comment request

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SUMMARY: The United States Patent and Trademark Office (USPTO), as part 
of its continuing effort to reduce paperwork and respondent burden, 
invites the general public and other Federal agencies to comment on the 
extension of a continuing information collection, as required by the 
Paperwork Reduction Act of 1995, Public Law 104-13 (44 U.S.C. 
3506(c)(2)(A)).

DATES: Written comments must be submitted on or before October 16, 
2015.

ADDRESSES: Written comments may be submitted by any of the following 
methods:
     Email: [email protected]. Include ``0651-
0044 comment'' in the subject line of the message.
     Federal Rulemaking Portal: http://www.regulations.gov.
     Mail: Marcie Lovett, Records Management Division Director, 
Office of the Chief Information Officer, United States Patent and 
Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450.

FOR FURTHER INFORMATION CONTACT: Requests for additional information 
should be directed to Cathie Kirik, Mail Stop 24, Commissioner for 
Patents, United States Patent and Trademark Office, P.O. Box 1450, 
Alexandria, VA 22313-1450; by telephone at 571-272-8040; or by email at 
[email protected] with ``0651-0044 comment'' in the subject line. 
Additional information about this collection is also available at 
http://www.reginfo.gov under ``Information Collection Review.''

SUPPLEMENTARY INFORMATION:

I. Abstract

    Under the Inventors' Rights Act of 1999, as found in 35 U.S.C. 297 
and implemented by 37 CFR part 4, the United States Patent and 
Trademark Office (USPTO) is required to provide a forum for the 
publication of complaints concerning invention promoters and responses 
from the invention promoters to these complaints. An individual may 
submit a complaint concerning an invention promoter to the USPTO, which 
will forward the complaint to the invention promoter for response. The 
complaints and responses will be published and made available to the 
public on the USPTO Web site. The USPTO does not investigate these 
complaints or participate in any legal proceedings against invention 
promoters or promotion firms.
    Complaints submitted to the USPTO must (1) identify the name and 
address of the complainant and the invention promoter or promotion 
firm; (2) explain the basis for the complaint; and (3) include the 
signature of the complainant. The identifying information is necessary 
so that the USPTO can both forward the complaint to the invention 
promoter or promotion firm as well as notify the complainant that the 
complaint has been forwarded. Complainants should understand that the 
complaints will be forwarded to the invention promoter for response and 
that the complaint and response will be made available to the public as 
required by the Inventors' Rights Act. If the USPTO does not receive a 
response from the invention promoter, the complaint will still be 
published without the response. The USPTO does not accept complaints 
under this program if the complainant requests confidentiality.
    This information collection includes one form, Complaint Regarding 
Invention Promoter (PTO/SB/2048A), which is used by the public to 
submit a complaint under this program. This form is available for 
download from the USPTO Web site. Use of this form is not mandatory, 
and the complainant may submit their complaint without the form via any 
of the approved methods of collection as long as the complainant 
includes the necessary information and the submission is clearly marked 
as a complaint filed under the Inventors' Rights Act. There is no 
associated form for submitting responses to the complaints.

II. Method of Collection

    By mail, facsimile, or hand delivery to the USPTO.

III. Data

    OMB Number: 0651-0044.
    IC Instruments and Forms: The individual instruments in this 
collection, as well as their associated forms, are listed in the table 
below.
    Type of Review: Revision of a Previously Existing Information 
Collection.
    Affected Public: Individuals or households; businesses or other 
for-profits; and not-for-profit institutions.
    Estimated Number of Respondents: 50 responses per year. Of this 
total, the USPTO expects that 100% will be submitted on paper.
    Estimated Time per Response: The USPTO estimates that it will take 
the public approximately 15 minutes (0.25 hours) to gather the 
necessary information, prepare the form, and submit a complaint to the 
USPTO and approximately 30 minutes (0.5 hours) for an invention 
promoter or promotion firm to prepare and submit a response to a 
complaint.
    Estimated Total Annual Hour Burden: 17.5 hours.
    Estimated Total Annual Cost Burden (Hourly): $3,026.25. The USPTO 
expects that complaints will be prepared by paraprofessionals or 
independent inventors. Using the average of the paraprofessional rate 
of $125 per hour and the estimated rate of $30 per hour for independent 
inventors, the USPTO estimates that the average rate for preparing the 
complaints will be approximately $77.50 per hour.
    The USPTO expects that the responses to the complaints will be 
prepared by attorneys or invention promoters. Using the average of the 
professional rate of $389 per hour for attorneys in private firms and 
the estimated rate of $100 per hour for invention promoters, the USPTO 
estimates that the average rate for preparing the responses to the 
complaints will be approximately $244.50 per hour. The time per 
response, estimated annual responses, and estimated annual hour burden 
associated with each instrument in this information collection is shown 
in the table below.

[[Page 49215]]



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                                                                                                                                          Total cost ($/
               IC No.                             Item                    Hours        Responses (yr)  Burden (hrs/yr)    Rate ($/hr)          yr)
                                     ..............................              (a)              (b)  (c) = (a) x (b)              (d)  (e) = (c) x (d)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1..................................  Complaint Regarding Invention              0.25               30              7.5           $77.50          $581.25
                                      Promoter (PTO/SB/2048).
2..................................  Responses to the Complaints...             0.50               20               10           224.50         2,445.00
                                                                    ------------------------------------------------------------------------------------
    Totals.........................  ..............................  ...............               50             17.5  ...............         3,026.25
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Estimated Total Annual Cost Burden (Non-Hourly): $493.70. There are 
no capital startup, maintenance, or operating fees associated with this 
collection, nor are there filing or processing fees. There is, however, 
a non-hourly cost burden associated with this collection in the form of 
postage costs.
    For this collection, it is estimated that 30 complaints will be 
received by mail. The USPTO estimates that the first-class postage cost 
for a mailed complaint will be $0.49. Promotion firms may choose to 
send responses to complaints using overnight mail service at an 
estimated cost of $23.95 per response. The USPTO estimates that it will 
receive 20 responses to complaints. Therefore, the total postage cost 
associated with this collection will be approximately $493.70. As there 
are no other annual (non-hourly) costs associated with this collection, 
the USPTO therefore estimates that the total annual (non-hourly) cost 
burden for this collection, in the form of postage costs, is $493.70 
per year.

IV. Request for Comments

    Comments are invited on:
    (a) Whether the proposed collection of information is necessary for 
the proper performance of the functions of the agency, including 
whether the information shall have practical utility;
    (b) the accuracy of the agency's estimate of the burden (including 
hours and cost) of the proposed collection of information, including 
the validity of the methodology and assumptions used;
    (c) ways to enhance the quality, utility, and clarity of the 
information to be collected; and
    (d) ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology, e.g., permitting 
electronic submission of responses.
    Comments submitted in response to this notice will be summarized or 
included in the request for OMB approval of this information 
collection; they will also become a matter of public record.

    Dated: August 6, 2015.
Marcie Lovett,
Records Management Division Director, USPTO, Office of the Chief 
Information Officer.
[FR Doc. 2015-20192 Filed 8-14-15; 8:45 am]
 BILLING CODE 3510-16-P



                                                  49214                        Federal Register / Vol. 80, No. 158 / Monday, August 17, 2015 / Notices

                                                  Special Accommodations                                  information about this collection is also             Rights Act. There is no associated form
                                                    The meeting is physically accessible                  available at http://www.reginfo.gov                   for submitting responses to the
                                                  to people with disabilities. Requests for               under ‘‘Information Collection Review.’’              complaints.
                                                  sign language interpretation or other                   SUPPLEMENTARY INFORMATION:
                                                                                                                                                                II. Method of Collection
                                                  auxiliary aids should be directed to Mr.                I. Abstract
                                                  Kris Kleinschmidt at (503) 820–2280,                                                                            By mail, facsimile, or hand delivery to
                                                  extension 425 at least 5 days prior to the                 Under the Inventors’ Rights Act of                 the USPTO.
                                                  meeting date.                                           1999, as found in 35 U.S.C. 297 and
                                                                                                          implemented by 37 CFR part 4, the                     III. Data
                                                    Dated: August 12, 2015.                               United States Patent and Trademark                       OMB Number: 0651–0044.
                                                  Tracey L. Thompson,                                     Office (USPTO) is required to provide a                  IC Instruments and Forms: The
                                                  Acting Deputy Director, Office of Sustainable           forum for the publication of complaints               individual instruments in this
                                                  Fisheries, National Marine Fisheries Service.           concerning invention promoters and                    collection, as well as their associated
                                                  [FR Doc. 2015–20204 Filed 8–14–15; 8:45 am]             responses from the invention promoters                forms, are listed in the table below.
                                                  BILLING CODE 3510–22–P                                  to these complaints. An individual may                   Type of Review: Revision of a
                                                                                                          submit a complaint concerning an                      Previously Existing Information
                                                                                                          invention promoter to the USPTO,                      Collection.
                                                  DEPARTMENT OF COMMERCE                                  which will forward the complaint to the                  Affected Public: Individuals or
                                                                                                          invention promoter for response. The                  households; businesses or other for-
                                                  Patent and Trademark Office                             complaints and responses will be                      profits; and not-for-profit institutions.
                                                                                                          published and made available to the                      Estimated Number of Respondents: 50
                                                  Invention Promoters/Promotion Firms                     public on the USPTO Web site. The
                                                  Complaints                                                                                                    responses per year. Of this total, the
                                                                                                          USPTO does not investigate these                      USPTO expects that 100% will be
                                                  ACTION:   Proposed collection; comment                  complaints or participate in any legal                submitted on paper.
                                                  request                                                 proceedings against invention                            Estimated Time per Response: The
                                                                                                          promoters or promotion firms.                         USPTO estimates that it will take the
                                                  SUMMARY:   The United States Patent and                    Complaints submitted to the USPTO
                                                                                                                                                                public approximately 15 minutes (0.25
                                                  Trademark Office (USPTO), as part of its                must (1) identify the name and address
                                                                                                                                                                hours) to gather the necessary
                                                  continuing effort to reduce paperwork                   of the complainant and the invention
                                                                                                                                                                information, prepare the form, and
                                                  and respondent burden, invites the                      promoter or promotion firm; (2) explain
                                                                                                                                                                submit a complaint to the USPTO and
                                                  general public and other Federal                        the basis for the complaint; and (3)
                                                                                                                                                                approximately 30 minutes (0.5 hours)
                                                  agencies to comment on the extension of                 include the signature of the
                                                                                                                                                                for an invention promoter or promotion
                                                  a continuing information collection, as                 complainant. The identifying
                                                                                                                                                                firm to prepare and submit a response
                                                  required by the Paperwork Reduction                     information is necessary so that the
                                                                                                          USPTO can both forward the complaint                  to a complaint.
                                                  Act of 1995, Public Law 104–13 (44                                                                               Estimated Total Annual Hour Burden:
                                                  U.S.C. 3506(c)(2)(A)).                                  to the invention promoter or promotion
                                                                                                          firm as well as notify the complainant                17.5 hours.
                                                  DATES: Written comments must be                                                                                  Estimated Total Annual Cost Burden
                                                  submitted on or before October 16,                      that the complaint has been forwarded.
                                                                                                          Complainants should understand that                   (Hourly): $3,026.25. The USPTO expects
                                                  2015.                                                                                                         that complaints will be prepared by
                                                                                                          the complaints will be forwarded to the
                                                  ADDRESSES: Written comments may be                      invention promoter for response and                   paraprofessionals or independent
                                                  submitted by any of the following                       that the complaint and response will be               inventors. Using the average of the
                                                  methods:                                                made available to the public as required              paraprofessional rate of $125 per hour
                                                    • Email: InformationCollection@                       by the Inventors’ Rights Act. If the                  and the estimated rate of $30 per hour
                                                  uspto.gov. Include ‘‘0651–0044                          USPTO does not receive a response                     for independent inventors, the USPTO
                                                  comment’’ in the subject line of the                    from the invention promoter, the                      estimates that the average rate for
                                                  message.                                                complaint will still be published                     preparing the complaints will be
                                                    • Federal Rulemaking Portal: http://                  without the response. The USPTO does                  approximately $77.50 per hour.
                                                  www.regulations.gov.                                    not accept complaints under this                         The USPTO expects that the
                                                    • Mail: Marcie Lovett, Records                        program if the complainant requests                   responses to the complaints will be
                                                  Management Division Director, Office of                 confidentiality.                                      prepared by attorneys or invention
                                                  the Chief Information Officer, United                      This information collection includes               promoters. Using the average of the
                                                  States Patent and Trademark Office,                     one form, Complaint Regarding                         professional rate of $389 per hour for
                                                  P.O. Box 1450, Alexandria, VA 22313–                    Invention Promoter (PTO/SB/2048A),                    attorneys in private firms and the
                                                  1450.                                                   which is used by the public to submit                 estimated rate of $100 per hour for
                                                  FOR FURTHER INFORMATION CONTACT:                        a complaint under this program. This                  invention promoters, the USPTO
                                                  Requests for additional information                     form is available for download from the               estimates that the average rate for
                                                  should be directed to Cathie Kirik, Mail                USPTO Web site. Use of this form is not               preparing the responses to the
                                                  Stop 24, Commissioner for Patents,                      mandatory, and the complainant may                    complaints will be approximately
                                                  United States Patent and Trademark                      submit their complaint without the form               $244.50 per hour. The time per
                                                  Office, P.O. Box 1450, Alexandria, VA                   via any of the approved methods of                    response, estimated annual responses,
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                                                  22313–1450; by telephone at 571–272–                    collection as long as the complainant                 and estimated annual hour burden
                                                  8040; or by email at Cathie.Kirik@                      includes the necessary information and                associated with each instrument in this
                                                  uspto.gov with ‘‘0651–0044 comment’’                    the submission is clearly marked as a                 information collection is shown in the
                                                  in the subject line. Additional                         complaint filed under the Inventors’                  table below.




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                                                                                       Federal Register / Vol. 80, No. 158 / Monday, August 17, 2015 / Notices                                                                                  49215

                                                                                                                                                                    Responses             Burden                    Rate                   Total cost
                                                         IC No.                                    Item                                       Hours                    (yr)               (hrs/yr)                  ($/hr)                   ($/yr)

                                                                                                                                                (a)                      (b)           (c) = (a) × (b)                (d)                (e) = (c) × (d)

                                                  1 ........................   Complaint Regarding Invention                                             0.25                    30                   7.5                  $77.50               $581.25
                                                                                Promoter (PTO/SB/2048).
                                                  2 ........................   Responses to the Complaints ....                                          0.50                    20                   10                  224.50               2,445.00

                                                        Totals .........          ................................................    ..........................                 50                  17.5   ..........................         3,026.25



                                                    Estimated Total Annual Cost Burden                                        Dated: August 6, 2015.                                           The USPTO has developed two
                                                  (Non-Hourly): $493.70. There are no                                       Marcie Lovett,                                                  application forms that applicants can
                                                  capital startup, maintenance, or                                          Records Management Division Director,                           use to apply for participation in the
                                                  operating fees associated with this                                       USPTO, Office of the Chief Information                          Patents for Humanity Program—one
                                                  collection, nor are there filing or                                       Officer.                                                        application covers the humanitarian
                                                  processing fees. There is, however, a                                     [FR Doc. 2015–20192 Filed 8–14–15; 8:45 am]                     uses of technologies or products and the
                                                  non-hourly cost burden associated with                                    BILLING CODE 3510–16–P                                          other application covers humanitarian
                                                  this collection in the form of postage                                                                                                    research. Applicants may optionally
                                                  costs.                                                                                                                                    provide contact information for the
                                                    For this collection, it is estimated that                               DEPARTMENT OF COMMERCE                                          public to reach them with any inquiries.
                                                  30 complaints will be received by mail.                                                                                                   Additionally, applicants may provide
                                                  The USPTO estimates that the first-class                                  Patent and Trademark Office                                     non-public contact information by email
                                                  postage cost for a mailed complaint will                                                                                                  to the USPTO in order to be notified
                                                                                                                            Submission for OMB Review;
                                                  be $0.49. Promotion firms may choose                                                                                                      about their award status. Applications
                                                                                                                            Comment Request; ‘‘Patents for
                                                  to send responses to complaints using                                                                                                     must be submitted electronically as
                                                                                                                            Humanity Program’’
                                                  overnight mail service at an estimated                                                                                                    described at http://www.uspto.gov/
                                                  cost of $23.95 per response. The USPTO                                      The Department of Commerce will                               patentsforhumanity. Complete
                                                  estimates that it will receive 20                                         submit to the Office of Management and                          submitted applications will be available
                                                  responses to complaints. Therefore, the                                   Budget (OMB) for clearance the                                  on the public Web site after being
                                                  total postage cost associated with this                                   following proposal for collection of                            screened for inappropriate material.
                                                  collection will be approximately                                          information under the provisions of the                            The applications are reviewed by
                                                  $493.70. As there are no other annual                                     Paperwork Reduction Act (44 U.S.C.                              external judges working independently.
                                                  (non-hourly) costs associated with this                                   Chapter 35).                                                    A selection committee composed of
                                                  collection, the USPTO therefore                                             Agency: United States Patent and                              representatives from other federal
                                                  estimates that the total annual (non-                                     Trademark Office, Commerce.                                     agencies and laboratories will make
                                                  hourly) cost burden for this collection,                                    Title: Patents for Humanity Program.                          recommendations for the awards based
                                                  in the form of postage costs, is $493.70                                    OMB Control Number: 0651–0066.                                on the judges’ reviews. Those applicants
                                                  per year.                                                                   Form Number(s):                                               who are selected for an award will
                                                                                                                            • PTO/PFH/001                                                   receive a certificate redeemable to
                                                  IV. Request for Comments
                                                                                                                            • PTO/PFH/002                                                   accelerate select matters before the
                                                    Comments are invited on:                                                • PTO/SB/431                                                    USPTO and public recognition of their
                                                    (a) Whether the proposed collection of                                    Type of Request: Regular.                                     efforts, including an awards ceremony
                                                  information is necessary for the proper                                     Number of Respondents: 110                                    at the USPTO. The certificates can be
                                                  performance of the functions of the                                       responses per year.                                             redeemed to accelerate one of the
                                                  agency, including whether the                                               Average Minutes per Response: 60                              following matters: an ex parte
                                                  information shall have practical utility;                                 minutes (attorney) or 180 minutes                               reexamination proceeding, including
                                                    (b) the accuracy of the agency’s                                        (paralegal) for the Humanitarian                                one appeal to the Patent Trial and
                                                  estimate of the burden (including hours                                   Program Application, and 60 minutes                             Appeal Board (PTAB) from that
                                                  and cost) of the proposed collection of                                   for the Petition to Extend the                                  proceeding; a patent application,
                                                  information, including the validity of                                    Redemption Period of the Humanitarian                           including one appeal to the PTAB from
                                                  the methodology and assumptions used;                                     Awards Certificate.                                             that application; or an appeal to the
                                                    (c) ways to enhance the quality,                                          Burden Hours: 410.                                            PTAB of a claim twice rejected in a
                                                  utility, and clarity of the information to                                  Cost Burden: $0.                                              patent application or reissue application
                                                  be collected; and                                                                                                                         or finally rejected in an ex parte
                                                    (d) ways to minimize the burden of                                      Needs and Uses                                                  reexamination, without accelerating the
                                                  the collection of information on                                             The Patents for Humanity Program is                          underlying matter which generated the
                                                  respondents, including through the use                                    designed to incentivize the distribution                        appeal. The certificates cannot be
                                                  of automated collection techniques or                                     of patented technologies or products to                         transferred to other parties.
                                                  other forms of information technology,                                    address humanitarian needs, and is                                 Affected Public: Individuals or
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                                                  e.g., permitting electronic submission of                                 open to any patent owners or patent                             households, businesses or other for-
                                                  responses.                                                                licensees, including inventors who have                         profits; not-for-profit institutions.
                                                    Comments submitted in response to                                       not assigned their ownership rights to                             Frequency: Annually.
                                                  this notice will be summarized or                                         others, assignees, and exclusive or non-                           Respondent’s Obligation: Required to
                                                  included in the request for OMB                                           exclusive licensees. Applications are                           obtain or retain benefits.
                                                  approval of this information collection;                                  considered in five categories: Medicine,                           OMB Desk Officer: Nicholas A. Fraser,
                                                  they will also become a matter of public                                  Nutrition, Sanitation, Household                                email: Nicholas_A._Fraser@
                                                  record.                                                                   Energy, and Living Standards.                                   omb.eop.gov.


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Document Created: 2015-12-15 11:06:32
Document Modified: 2015-12-15 11:06:32
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionProposed collection; comment request
DatesWritten comments must be submitted on or before October 16, 2015.
ContactRequests for additional information should be directed to Cathie Kirik, Mail Stop 24, Commissioner for Patents, United States Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450; by telephone at 571-272-8040; or by email at [email protected] with ``0651-0044 comment'' in the subject line. Additional information about this collection is also available at http://www.reginfo.gov under ``Information Collection Review.''
FR Citation80 FR 49214 

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