80_FR_52201 80 FR 52035 - Agency Information Collection Activities Under OMB Review

80 FR 52035 - Agency Information Collection Activities Under OMB Review

COMMODITY FUTURES TRADING COMMISSION

Federal Register Volume 80, Issue 166 (August 27, 2015)

Page Range52035-52036
FR Document2015-21252

In compliance with the Paperwork Reduction Act of 1995 (``PRA''), this notice announces that the Information Collection Request (``ICR'') abstracted below has been forwarded to the Office of Management and Budget (``OMB'') for review and comment. The ICR describes the nature of the information collection and its expected costs and burden.

Federal Register, Volume 80 Issue 166 (Thursday, August 27, 2015)
[Federal Register Volume 80, Number 166 (Thursday, August 27, 2015)]
[Notices]
[Pages 52035-52036]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-21252]


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COMMODITY FUTURES TRADING COMMISSION


Agency Information Collection Activities Under OMB Review

AGENCY: Commodity Futures Trading Commission.

ACTION: Notice.

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SUMMARY: In compliance with the Paperwork Reduction Act of 1995 
(``PRA''), this notice announces that the Information Collection 
Request (``ICR'') abstracted below has been forwarded to the Office of 
Management and Budget (``OMB'') for review and comment. The ICR 
describes the nature of the information collection and its expected 
costs and burden.

DATES: Comments must be submitted on or before September 28, 2015.

ADDRESSES: Comments regarding the burden estimated or any other aspect 
of the information collection, including suggestions for reducing the 
burden, may be submitted directly to the Office of Information and 
Regulatory Affairs (``OIRA'') in OMB, within 30 days of the notice's 
publication, by email at OIRAsubmissions@omb.eop.gov. Please identify 
the comments by OMB Control No. 3038-0007. Please provide the 
Commission with a copy of all submitted comments at the address listed 
below. Please refer to OMB Reference No. 3038-0007, found on http://reginfo.gov.
    Comments may also be mailed to the Office of Information and 
Regulatory Affairs, Office of Management and Budget, Attention: Desk 
Officer for the Commodity Futures Trading Commission, 725 17th Street 
NW., Washington, DC 20503. You may also submit comments, identified by 
Renewal of Collection Number 3038-0007 and ``Regulation of Domestic 
Exchange-Traded Options,'' by any of the following methods:
     The Agency's Web site, via its Comments Online process: 
http://comments.cftc.gov. Follow the

[[Page 52036]]

instructions for submitting comments through the Web site.
     Mail: Christopher Kirkpatrick, Secretary of the 
Commission, Commodity Futures Trading Commission, Three Lafayette 
Centre, 1155 21st Street NW., Washington, DC 20581.
     Delivery/Courier: Same as Mail above.
     Federal eRulemaking Portal: http://www.regulations.gov/. 
Follow the instructions for submitting comments through the Portal.
    All comments must be submitted in English, or if not, accompanied 
by an English translation. Comments will be posted as received to 
http://www.cftc.gov. You should submit only information that you wish 
to make available publicly. If you wish the Commission to consider 
information that you believe is exempt from disclosure under the 
Freedom of Information Act, a petition for confidential treatment of 
the exempt information may be submitted according to the procedures 
established in Sec.  145.9 of the Commission's regulations.\1\
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    \1\ 17 CFR 145.9, 74 FR 17395 (Apr. 15, 2009).
---------------------------------------------------------------------------

    The Commission reserves the right, but shall have no obligation, to 
review, pre-screen, filter, redact, refuse or remove any or all of your 
submission from http://www.cftc.gov that it may deem to be 
inappropriate for publication, such as obscene language. All 
submissions that have been redacted or removed that contain comments on 
the merits of the ICR will be retained in the public comment file and 
will be considered as required under the Administrative Procedure Act 
and other applicable laws, and may be accessible under the Freedom of 
Information Act.

FOR FURTHER INFORMATION CONTACT: Commodity Futures Trading Commission, 
Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581; 
Dana R. Brown, Division of Market Oversight, telephone: (202) 418-5093 
and email: dbrown@cftc.gov; or Jacob Chachkin, Division of Swap Dealer 
and Intermediary Oversight, telephone: (202) 418-5496 and email: 
jchachkin@cftc.gov.

SUPPLEMENTARY INFORMATION: Title: Rules Relating to Regulation of 
Domestic Exchange Traded-Options (OMB Control No. 3038-0007). This is a 
request for extension of a currently approved information collection.
    Abstract: The rules require futures commission merchants and 
introducing brokers: (1) To provide their customers with standard risk 
disclosure statements concerning the risk of trading commodity 
interests; and (2) to retain all promotional material and the source of 
authority for information contained therein. The purpose of these rules 
is to ensure that customers are advised of the risks of trading 
commodity interests and to avoid fraud and misrepresentation. This 
information collection contains the recordkeeping and reporting 
requirements needed to ensure regulatory compliance with Commission 
rules relating to this issue.
    Burden Statement: The Commission estimates the burden of this 
collection of information as follows:

                                        Estimated Annual Reporting Burden
----------------------------------------------------------------------------------------------------------------
                                     Estimated                                       Estimated       Estimated
                                     number of        Reports                         average      total number
           Regulation             respondents or    annually by    Total annual      number of      of hours of
                                   recordkeepers       each          responses       hours per     annual burden
                                     per year       respondent                       response     in fiscal year
----------------------------------------------------------------------------------------------------------------
Reporting:
    38.3, 38.4, 40.2 and 40.3              13.00            2.00           26.00           25.00          650.00
     (Procedure for designation
     or self-certification).....
    33.7--(Risk disclosure).....        1,401.00          115.00      161,115.00            0.08       12,889.20
    Subtotal (Reporting                 1,414.00  ..............       20,151.00  ..............       13,539.20
     requirements)..............
Recordkeeping:
    33.8--(Retention of                 1,401.00            1.00        1,401.00           25.00       35,025.00
     promotional material)......
    Subtotal (Recordkeeping             1,401.00            1.00        1,401.00           25.00       35,025.00
     requirements)..............
    Grand total (Reporting and          2,815.00  ..............       21,155.20  ..............        48,564.2
     Recordkeeping).............
----------------------------------------------------------------------------------------------------------------

    There are no capital costs or operating and maintenance costs 
associated with this collection.

    Authority:  44 U.S.C. 3501 et seq.

    Dated: August 24, 2015.
Robert N. Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2015-21252 Filed 8-26-15; 8:45 am]
 BILLING CODE 6351-01-P



                                                                           Federal Register / Vol. 80, No. 166 / Thursday, August 27, 2015 / Notices                                                 52035

                                                 Dated: August 18, 2015.                               authority of the Marine Mammal                          Concurrent with the publication of
                                               Julia Harrison,                                         Protection Act of 1972, as amended                    this notice in the Federal Register,
                                               Chief, Permits and Conservation Division,               (MMPA; 16 U.S.C. 1361 et seq.), the                   NMFS is forwarding copies of the
                                               Office of Protected Resources, National                 regulations governing the taking and                  application to the Marine Mammal
                                               Marine Fisheries Service.                               importing of marine mammals (50 CFR                   Commission and its Committee of
                                               [FR Doc. 2015–21215 Filed 8–26–15; 8:45 am]             part 216), and the Endangered Species                 Scientific Advisors.
                                               BILLING CODE 3510–22–P                                  Act of 1973, as amended (ESA; 16                        Dated: August 18, 2015.
                                                                                                       U.S.C. 1531 et seq.).
                                                                                                                                                             Julia Harrison,
                                                                                                         The applicant requests a five-year
                                               DEPARTMENT OF COMMERCE                                  permit to determine how environmental                 Chief, Permits and Conservation Division,
                                                                                                                                                             Office of Protected Resources, National
                                                                                                       toxicants affect cetaceans and vary
                                               National Oceanic and Atmospheric                                                                              Marine Fisheries Service.
                                                                                                       spatially and temporally across species;
                                               Administration                                                                                                [FR Doc. 2015–21216 Filed 8–26–15; 8:45 am]
                                                                                                       and determine the route of exposure.
                                                                                                       Research would occur in U.S. waters                   BILLING CODE 3510–22–P
                                               RIN 0648–XE075
                                                                                                       and the high seas of the Pacific, Atlantic
                                               Marine Mammals; File No. 18636                          and Indian Oceans via vessel surveys
                                                                                                       targeting live cetaceans, tissue                      COMMODITY FUTURES TRADING
                                               AGENCY:  National Marine Fisheries                      collection of dead, stranded cetaceans,               COMMISSION
                                               Service (NMFS), National Oceanic and                    and the import/export/receipt of
                                               Atmospheric Administration (NOAA),                      biological samples collected in foreign               Agency Information Collection
                                               Commerce.                                               waters/countries. Field research                      Activities Under OMB Review
                                               ACTION: Notice; receipt of application.                 activities on live animals would include              AGENCY: Commodity Futures Trading
                                               SUMMARY:   Notice is hereby given that                  collection of sloughed skin and feces,                Commission.
                                               Iain Kerr, D.H.L., Ocean Alliance, 32                   biopsy sampling, photo-identification,
                                                                                                                                                             ACTION: Notice.
                                               Horton Street, Gloucester, MA 01930,                    videography, passive acoustic recording,
                                               has applied in due form for a permit to                 focal follows, behavioral observation,                SUMMARY:    In compliance with the
                                               conduct research on multiple cetacean                   and breath sampling via a small                       Paperwork Reduction Act of 1995
                                               species.                                                unmanned aircraft system. The                         (‘‘PRA’’), this notice announces that the
                                                                                                       applicant requests to annually harass                 Information Collection Request (‘‘ICR’’)
                                               DATES: Written, telefaxed, or email                     and sample the following species during               abstracted below has been forwarded to
                                               comments must be received on or before                  vessel surveys as follows. In the North               the Office of Management and Budget
                                               September 28, 2015.                                     Atlantic: 150 takes for the primary study             (‘‘OMB’’) for review and comment. The
                                               ADDRESSES: The application and related                  species, sperm whales (Physeter                       ICR describes the nature of the
                                               documents are available for review by                   macrocephalus); 30 takes for Bryde’s                  information collection and its expected
                                               selecting ‘‘Records Open for Public                     whales (Balaenoptera brydei); 40 takes                costs and burden.
                                               Comment’’ from the ‘‘Features’’ box on                  for humpback whales (Megaptera
                                               the Applications and Permits for                                                                              DATES: Comments must be submitted on
                                                                                                       novaeangliae); and 20 takes for all other
                                               Protected Species (APPS) home page,                                                                           or before September 28, 2015.
                                                                                                       requested species [blue (B. musculus),
                                               https://apps.nmfs.noaa.gov, and then                    dwarf sperm (Kogia sima), false killer                ADDRESSES: Comments regarding the
                                               selecting File No. 18636 from the list of               (Pseudorca crassidens), fin (B.                       burden estimated or any other aspect of
                                               available applications.                                 physalus), killer whales (Orcinus orca),              the information collection, including
                                                  These documents are also available                   minke (B. acutorostrata), pilot                       suggestions for reducing the burden,
                                               upon written request or by appointment                  (Globicephala spp.), pygmy sperm                      may be submitted directly to the Office
                                               in the Permits and Conservation                         (Kogia breviceps), sei (B. borealis), and             of Information and Regulatory Affairs
                                               Division, Office of Protected Resources,                beaked whale species and dolphins]. In                (‘‘OIRA’’) in OMB, within 30 days of the
                                               NMFS, 1315 East-West Highway, Room                      the Pacific Ocean, the applicant requests             notice’s publication, by email at
                                               13705, Silver Spring, MD 20910; phone                   up to 100 takes of sperm whales, and 20               OIRAsubmissions@omb.eop.gov. Please
                                               (301) 427–8401; fax (301) 713–0376.                     takes of all other species, annually: blue,           identify the comments by OMB Control
                                                  Written comments on this application                 pygmy and dwarf sperm, fin, humpback,                 No. 3038–0007. Please provide the
                                               should be submitted to the Chief,                       Bryde’s, minke, short- and long-finned                Commission with a copy of all
                                               Permits and Conservation Division, at                   pilot, sei, Eastern gray (Eschrichtius                submitted comments at the address
                                               the address listed above. Comments may                  robustus), false killer, and killer whales,           listed below. Please refer to OMB
                                               also be submitted by facsimile to (301)                 and several beaked whale and dolphin                  Reference No. 3038–0007, found on
                                               713–0376, or by email to                                species.                                              http://reginfo.gov.
                                               NMFS.Pr1Comments@noaa.gov. Please                         Additionally, the applicant requests                   Comments may also be mailed to the
                                               include the File No. in the subject line                to annually import/export/receive up to               Office of Information and Regulatory
                                               of the email comment.                                   150 biological samples (parts) for sperm              Affairs, Office of Management and
                                                  Those individuals requesting a public                whales; 200 parts for southern right                  Budget, Attention: Desk Officer for the
                                               hearing should submit a written request                 whales; 40 parts for humpback whales;                 Commodity Futures Trading
                                               to the Chief, Permits and Conservation                  30 parts for Bryde’s whales; and 20 parts             Commission, 725 17th Street NW.,
                                               Division at the address listed above. The               for all other requested species.                      Washington, DC 20503. You may also
                                               request should set forth the specific                     In compliance with the National                     submit comments, identified by
rmajette on DSK2VPTVN1PROD with NOTICES




                                               reasons why a hearing on this                           Environmental Policy Act of 1969 (42                  Renewal of Collection Number 3038–
                                               application would be appropriate.                       U.S.C. 4321 et seq.), an initial                      0007 and ‘‘Regulation of Domestic
                                               FOR FURTHER INFORMATION CONTACT:                        determination has been made that the                  Exchange-Traded Options,’’ by any of
                                               Courtney Smith or Amy Hapeman, (301)                    activity proposed is categorically                    the following methods:
                                               427–8401.                                               excluded from the requirement to                         • The Agency’s Web site, via its
                                               SUPPLEMENTARY INFORMATION: The                          prepare an environmental assessment or                Comments Online process: http://
                                               subject permit is requested under the                   environmental impact statement.                       comments.cftc.gov. Follow the


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                                               52036                              Federal Register / Vol. 80, No. 166 / Thursday, August 27, 2015 / Notices

                                               instructions for submitting comments                               to the procedures established in § 145.9                       SUPPLEMENTARY INFORMATION:     Title:
                                               through the Web site.                                              of the Commission’s regulations.1                              Rules Relating to Regulation of
                                                 • Mail: Christopher Kirkpatrick,                                    The Commission reserves the right,                          Domestic Exchange Traded-Options
                                               Secretary of the Commission,                                       but shall have no obligation, to review,                       (OMB Control No. 3038–0007). This is
                                               Commodity Futures Trading                                          pre-screen, filter, redact, refuse or                          a request for extension of a currently
                                               Commission, Three Lafayette Centre,                                remove any or all of your submission                           approved information collection.
                                               1155 21st Street NW., Washington, DC                               from http://www.cftc.gov that it may
                                                                                                                  deem to be inappropriate for                                      Abstract: The rules require futures
                                               20581.                                                                                                                            commission merchants and introducing
                                                                                                                  publication, such as obscene language.
                                                 • Delivery/Courier: Same as Mail                                 All submissions that have been redacted                        brokers: (1) To provide their customers
                                               above.                                                             or removed that contain comments on                            with standard risk disclosure statements
                                                 • Federal eRulemaking Portal: http://                            the merits of the ICR will be retained in                      concerning the risk of trading
                                               www.regulations.gov/. Follow the                                   the public comment file and will be                            commodity interests; and (2) to retain
                                               instructions for submitting comments                               considered as required under the                               all promotional material and the source
                                               through the Portal.                                                Administrative Procedure Act and other                         of authority for information contained
                                                 All comments must be submitted in                                applicable laws, and may be accessible                         therein. The purpose of these rules is to
                                               English, or if not, accompanied by an                              under the Freedom of Information Act.                          ensure that customers are advised of the
                                               English translation. Comments will be                              FOR FURTHER INFORMATION CONTACT:                               risks of trading commodity interests and
                                               posted as received to http://                                      Commodity Futures Trading                                      to avoid fraud and misrepresentation.
                                               www.cftc.gov. You should submit only                               Commission, Three Lafayette Centre,                            This information collection contains the
                                               information that you wish to make                                  1155 21st Street NW., Washington, DC                           recordkeeping and reporting
                                               available publicly. If you wish the                                20581; Dana R. Brown, Division of                              requirements needed to ensure
                                               Commission to consider information                                 Market Oversight, telephone: (202) 418–                        regulatory compliance with Commission
                                               that you believe is exempt from                                    5093 and email: dbrown@cftc.gov; or                            rules relating to this issue.
                                               disclosure under the Freedom of                                    Jacob Chachkin, Division of Swap
                                               Information Act, a petition for                                    Dealer and Intermediary Oversight,                                Burden Statement: The Commission
                                               confidential treatment of the exempt                               telephone: (202) 418–5496 and email:                           estimates the burden of this collection
                                               information may be submitted according                             jchachkin@cftc.gov.                                            of information as follows:

                                                                                                                 ESTIMATED ANNUAL REPORTING BURDEN
                                                                                                                                     Estimated                                                      Estimated               Estimated total
                                                                                                                                                         Reports
                                                                                                                                     number of                                                       average                   number of
                                                                                                                                                         annually               Total annual
                                                                                Regulation                                         respondents or                                                   number of                   hours of
                                                                                                                                                         by each                 responses
                                                                                                                                   recordkeepers                                                    hours per               annual burden
                                                                                                                                                       respondent
                                                                                                                                      per year                                                      response                 in fiscal year

                                               Reporting:
                                                  38.3, 38.4, 40.2 and 40.3 (Procedure for designation
                                                     or self-certification) ....................................................            13.00                     2.00             26.00                    25.00               650.00
                                                  33.7—(Risk disclosure) .................................................               1,401.00                 115.00          161,115.00                      0.08           12,889.20
                                                  Subtotal (Reporting requirements) ...............................                      1,414.00    ........................      20,151.00     ........................        13,539.20
                                               Recordkeeping:
                                                  33.8—(Retention of promotional material) ...................                           1,401.00                     1.00          1,401.00                    25.00            35,025.00
                                                  Subtotal (Recordkeeping requirements) .......................                          1,401.00                     1.00          1,401.00                    25.00            35,025.00
                                                  Grand total (Reporting and Recordkeeping) ................                             2,815.00    ........................      21,155.20     ........................         48,564.2



                                                 There are no capital costs or operating                          ACTION:      Notice.                                           (‘‘OIRA’’) in OMB, within 30 days of the
                                               and maintenance costs associated with                                                                                             notice’s publication, by email at
                                               this collection.                                                   SUMMARY:    In compliance with the                             OIRAsubmissions@omb.eop.gov. Please
                                                                                                                  Paperwork Reduction Act of 1995                                identify the comments by OMB Control
                                                  Authority: 44 U.S.C. 3501 et seq.                               (‘‘PRA’’), this notice announces that the                      No. 3038–0093. Please provide the
                                                 Dated: August 24, 2015.                                          Information Collection Request (‘‘ICR’’)                       Commission with a copy of all
                                               Robert N. Sidman,                                                  abstracted below has been forwarded to                         submitted comments at the address
                                               Deputy Secretary of the Commission.
                                                                                                                  the Office of Management and Budget                            listed below. Please refer to OMB
                                                                                                                  (‘‘OMB’’) for review and comment. The                          Reference No. 201203–3038–005, found
                                               [FR Doc. 2015–21252 Filed 8–26–15; 8:45 am]
                                                                                                                  ICR describes the nature of the                                on http://reginfo.gov.
                                               BILLING CODE 6351–01–P
                                                                                                                  information collection and its expected
                                                                                                                                                                                    Comments may also be mailed to the
                                                                                                                  costs and burden.
                                                                                                                                                                                 Office of Information and Regulatory
                                               COMMODITY FUTURES TRADING                                          DATES: Comments must be submitted on                           Affairs, Office of Management and
                                               COMMISSION                                                         or before September 28, 2015.                                  Budget, Attention: Desk Officer for the
                                                                                                                  ADDRESSES: Comments regarding the                              Commodity Futures Trading
rmajette on DSK2VPTVN1PROD with NOTICES




                                               Agency Information Collection                                      burden estimated or any other aspect of                        Commission, 725 17th Street NW.,
                                               Activities Under OMB Review                                        the information collection, including                          Washington, DC 20503, and to:
                                                                                                                  suggestions for reducing the burden,                           Christopher Kirkpatrick, Secretary of the
                                               AGENCY:Commodity Futures Trading                                   may be submitted directly to the Office                        Commission, Commodity Futures
                                               Commission.                                                        of Information and Regulatory Affairs                          Trading Commission, 1155 21st Street

                                                 1   17 CFR 145.9, 74 FR 17395 (Apr. 15, 2009).



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Document Created: 2015-12-15 10:52:58
Document Modified: 2015-12-15 10:52:58
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesComments must be submitted on or before September 28, 2015.
ContactCommodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581; Dana R. Brown, Division of Market Oversight, telephone: (202) 418-5093 and email: [email protected]; or Jacob Chachkin, Division of Swap Dealer and Intermediary Oversight, telephone: (202) 418-5496 and email: [email protected]
FR Citation80 FR 52035 

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