80 FR 52036 - Agency Information Collection Activities Under OMB Review

COMMODITY FUTURES TRADING COMMISSION

Federal Register Volume 80, Issue 166 (August 27, 2015)

Page Range		52036-52037
FR Document		2015-21268

In compliance with the Paperwork Reduction Act of 1995 (``PRA''), this notice announces that the Information Collection Request (``ICR'') abstracted below has been forwarded to the Office of Management and Budget (``OMB'') for review and comment. The ICR describes the nature of the information collection and its expected costs and burden.

Federal Register, Volume 80 Issue 166 (Thursday, August 27, 2015)

[Federal Register Volume 80, Number 166 (Thursday, August 27, 2015)]
[Notices]
[Pages 52036-52037]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-21268]


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COMMODITY FUTURES TRADING COMMISSION


Agency Information Collection Activities Under OMB Review

AGENCY: Commodity Futures Trading Commission.

ACTION: Notice.

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SUMMARY: In compliance with the Paperwork Reduction Act of 1995 
(``PRA''), this notice announces that the Information Collection 
Request (``ICR'') abstracted below has been forwarded to the Office of 
Management and Budget (``OMB'') for review and comment. The ICR 
describes the nature of the information collection and its expected 
costs and burden.

DATES: Comments must be submitted on or before September 28, 2015.

ADDRESSES: Comments regarding the burden estimated or any other aspect 
of the information collection, including suggestions for reducing the 
burden, may be submitted directly to the Office of Information and 
Regulatory Affairs (``OIRA'') in OMB, within 30 days of the notice's 
publication, by email at [email protected]. Please identify 
the comments by OMB Control No. 3038-0093. Please provide the 
Commission with a copy of all submitted comments at the address listed 
below. Please refer to OMB Reference No. 201203-3038-005, found on 
http://reginfo.gov.
    Comments may also be mailed to the Office of Information and 
Regulatory Affairs, Office of Management and Budget, Attention: Desk 
Officer for the Commodity Futures Trading Commission, 725 17th Street 
NW., Washington, DC 20503, and to: Christopher Kirkpatrick, Secretary 
of the Commission, Commodity Futures Trading Commission, 1155 21st 
Street

[[Page 52037]]

NW., Washington, DC 20581; or by Hand Delivery/Courier at the same 
address; or through the Agency's Web site at http://comments.cftc.gov. 
Follow the instructions for submitting comments through the Web site.
    A copy of the supporting statements for the collection of 
information discussed above may be obtained by visiting http://
RegInfo.gov. All comments must be submitted in English, or if not, 
accompanied by an English translation. Comments will be posted as 
received to www.cftc.gov.

FOR FURTHER INFORMATION CONTACT: Lois Gregory, Associate Director, 
Division of Market Oversight, Commodity Futures Trading Commission, 
(202) 418-5569, email: [email protected], and refer to OMB Control No. 
3038-0093.

SUPPLEMENTARY INFORMATION:
    Title: Part 40, Provisions Common To Registered Entities (OMB 
Control No. 3038-0093). This is a request for extension of a currently 
approved information collection.
    Abstract: This collection of information involves the collection 
and submission to the Commission of information from registered 
entities concerning new products, rules, and rule amendments pursuant 
to the procedures outlined in Sec. Sec.  40.2, 40.3, 40.5, 40.6, and 
40.10 found in 17 CFR part 40.
    Burden Statement: Registered entities must comply with 
certification and approval requirements which include an explanation 
and analysis when seeking to implement new products, rules, and rule 
amendments, including changes to product terms and conditions. The 
Commission's regulations Sec. Sec.  40.2, 40.3, 40.4, 40.5, 40.6 and 
40.10 provide procedures for the submission of rules and rule 
amendments by designated contract markets, swap execution facilities, 
derivatives clearing organizations, and swap data repositories. They 
establish the procedures for submitting the ``written certification'' 
required by Section 5c of the Commodity Exchange Act (``Act''). In 
connection with a product or rule certification, the registered entity 
must provide a concise explanation and analysis of the submission and 
its compliance with statutory provisions of the Act. Accordingly, new 
rules or rule amendments must be accompanied by concise explanations 
and analyses of the purposes, operations, and effects of the 
submissions. This information may be submitted as part of the same 
submission containing the required ``written certification.''
    Respondents/Affected Entities: Designated Contract Markets, Swap 
Execution Facilities, Derivatives Clearing Organizations, and Swap Data 
Repositories.

 Rules 40.2, 40.3, 40.5, and 40.6

    Estimated Number of Respondents: 70.
    Annual Responses by each Respondent: 100.
    Estimated Hours per Response: 2.
    Estimated Total Hours per Year: 14,000.

 Rule 40.10

    Estimated Number of Respondents: 4.
    Annual Responses by each Respondent: 2.
    Estimated Hours per Response: 5.
    Estimated Total Hours per Year: 40.

(Authority: 44 U.S.C. 3501 et seq.)

    Dated: August 24, 2015.
Robert N. Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2015-21268 Filed 8-26-15; 8:45 am]
 BILLING CODE 6351-01-P

52036 Federal Register / Vol. 80, No. 166 / Thursday, August 27, 2015 / Notices

instructions for submitting comments to the procedures established in § 145.9 SUPPLEMENTARY INFORMATION: Title:
through the Web site. of the Commission’s regulations.1 Rules Relating to Regulation of
• Mail: Christopher Kirkpatrick, The Commission reserves the right, Domestic Exchange Traded-Options
Secretary of the Commission, but shall have no obligation, to review, (OMB Control No. 3038–0007). This is
Commodity Futures Trading pre-screen, filter, redact, refuse or a request for extension of a currently
Commission, Three Lafayette Centre, remove any or all of your submission approved information collection.
1155 21st Street NW., Washington, DC from http://www.cftc.gov that it may
deem to be inappropriate for Abstract: The rules require futures
20581. commission merchants and introducing
publication, such as obscene language.
• Delivery/Courier: Same as Mail All submissions that have been redacted brokers: (1) To provide their customers
above. or removed that contain comments on with standard risk disclosure statements
• Federal eRulemaking Portal: http:// the merits of the ICR will be retained in concerning the risk of trading
www.regulations.gov/. Follow the the public comment file and will be commodity interests; and (2) to retain
instructions for submitting comments considered as required under the all promotional material and the source
through the Portal. Administrative Procedure Act and other of authority for information contained
All comments must be submitted in applicable laws, and may be accessible therein. The purpose of these rules is to
English, or if not, accompanied by an under the Freedom of Information Act. ensure that customers are advised of the
English translation. Comments will be FOR FURTHER INFORMATION CONTACT: risks of trading commodity interests and
posted as received to http:// Commodity Futures Trading to avoid fraud and misrepresentation.
www.cftc.gov. You should submit only Commission, Three Lafayette Centre, This information collection contains the
information that you wish to make 1155 21st Street NW., Washington, DC recordkeeping and reporting
available publicly. If you wish the 20581; Dana R. Brown, Division of requirements needed to ensure
Commission to consider information Market Oversight, telephone: (202) 418– regulatory compliance with Commission
that you believe is exempt from 5093 and email: dbrown@cftc.gov; or rules relating to this issue.
disclosure under the Freedom of Jacob Chachkin, Division of Swap
Information Act, a petition for Dealer and Intermediary Oversight, Burden Statement: The Commission
confidential treatment of the exempt telephone: (202) 418–5496 and email: estimates the burden of this collection
information may be submitted according jchachkin@cftc.gov. of information as follows:

ESTIMATED ANNUAL REPORTING BURDEN
Estimated Estimated Estimated total
Reports
number of average number of
annually Total annual
Regulation respondents or number of hours of
by each responses
recordkeepers hours per annual burden
respondent
per year response in fiscal year

Reporting:
38.3, 38.4, 40.2 and 40.3 (Procedure for designation
or self-certification) .................................................... 13.00 2.00 26.00 25.00 650.00
33.7—(Risk disclosure) ................................................. 1,401.00 115.00 161,115.00 0.08 12,889.20
Subtotal (Reporting requirements) ............................... 1,414.00 ........................ 20,151.00 ........................ 13,539.20
Recordkeeping:
33.8—(Retention of promotional material) ................... 1,401.00 1.00 1,401.00 25.00 35,025.00
Subtotal (Recordkeeping requirements) ....................... 1,401.00 1.00 1,401.00 25.00 35,025.00
Grand total (Reporting and Recordkeeping) ................ 2,815.00 ........................ 21,155.20 ........................ 48,564.2

There are no capital costs or operating ACTION: Notice. (‘‘OIRA’’) in OMB, within 30 days of the
and maintenance costs associated with notice’s publication, by email at
this collection. SUMMARY: In compliance with the OIRAsubmissions@omb.eop.gov. Please
Paperwork Reduction Act of 1995 identify the comments by OMB Control
Authority: 44 U.S.C. 3501 et seq. (‘‘PRA’’), this notice announces that the No. 3038–0093. Please provide the
Dated: August 24, 2015. Information Collection Request (‘‘ICR’’) Commission with a copy of all
Robert N. Sidman, abstracted below has been forwarded to submitted comments at the address
Deputy Secretary of the Commission.
the Office of Management and Budget listed below. Please refer to OMB
(‘‘OMB’’) for review and comment. The Reference No. 201203–3038–005, found
[FR Doc. 2015–21252 Filed 8–26–15; 8:45 am]
ICR describes the nature of the on http://reginfo.gov.
BILLING CODE 6351–01–P
information collection and its expected
Comments may also be mailed to the
costs and burden.
Office of Information and Regulatory
COMMODITY FUTURES TRADING DATES: Comments must be submitted on Affairs, Office of Management and
COMMISSION or before September 28, 2015. Budget, Attention: Desk Officer for the
ADDRESSES: Comments regarding the Commodity Futures Trading
rmajette on DSK2VPTVN1PROD with NOTICES

Agency Information Collection burden estimated or any other aspect of Commission, 725 17th Street NW.,
Activities Under OMB Review the information collection, including Washington, DC 20503, and to:
suggestions for reducing the burden, Christopher Kirkpatrick, Secretary of the
AGENCY:Commodity Futures Trading may be submitted directly to the Office Commission, Commodity Futures
Commission. of Information and Regulatory Affairs Trading Commission, 1155 21st Street

1 17 CFR 145.9, 74 FR 17395 (Apr. 15, 2009).

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Federal Register / Vol. 80, No. 166 / Thursday, August 27, 2015 / Notices 52037

NW., Washington, DC 20581; or by Respondents/Affected Entities: SUPPLEMENTARY INFORMATION: Statutory
Hand Delivery/Courier at the same Designated Contract Markets, Swap Authority and Function: The Advisory
address; or through the Agency’s Web Execution Facilities, Derivatives Committee on Student Financial
site at http://comments.cftc.gov. Follow Clearing Organizations, and Swap Data Assistance is established under Section
the instructions for submitting Repositories. 491 of the Higher Education Act of 1965
comments through the Web site. as amended by Public Law 100–50 (20
• Rules 40.2, 40.3, 40.5, and 40.6
A copy of the supporting statements U.S.C. 1098). The Advisory Committee
for the collection of information Estimated Number of Respondents: serves as an independent source of
discussed above may be obtained by 70. advice and counsel to the Congress and
visiting http://RegInfo.gov. All Annual Responses by each the Secretary of Education on student
comments must be submitted in Respondent: 100. financial aid policy. Since its inception,
English, or if not, accompanied by an Estimated Hours per Response: 2. the congressional mandate requires the
English translation. Comments will be Estimated Total Hours per Year: Advisory Committee to conduct
posted as received to www.cftc.gov. 14,000. objective, nonpartisan, and independent
FOR FURTHER INFORMATION CONTACT: Lois • Rule 40.10 analyses on important aspects of the
student assistance programs under Title
Gregory, Associate Director, Division of Estimated Number of Respondents: 4.
IV of the Higher Education Act. In
Market Oversight, Commodity Futures Annual Responses by each
addition, Congress expanded the
Trading Commission, (202) 418–5569, Respondent: 2.
Advisory Committee’s mission in the
email: lgregory@cftc.gov, and refer to Estimated Hours per Response: 5.
Estimated Total Hours per Year: 40. Higher Education Opportunity Act of
OMB Control No. 3038–0093.
2008 to include several important areas:
SUPPLEMENTARY INFORMATION: (Authority: 44 U.S.C. 3501 et seq.) Access, Title IV modernization, early
Title: Part 40, Provisions Common To Dated: August 24, 2015. information and needs assessment and
Registered Entities (OMB Control No. Robert N. Sidman, review and analysis of regulations.
3038–0093). This is a request for Deputy Secretary of the Commission. Specifically, the Advisory Committee is
extension of a currently approved [FR Doc. 2015–21268 Filed 8–26–15; 8:45 am] to review, monitor and evaluate the
information collection. Department of Education’s progress in
BILLING CODE 6351–01–P
Abstract: This collection of these areas and report recommended
information involves the collection and improvements to Congress and the
submission to the Commission of Secretary.
DEPARTMENT OF EDUCATION
information from registered entities Meeting Agenda
concerning new products, rules, and Advisory Committee on Student
rule amendments pursuant to the Financial Assistance: Meeting The Advisory Committee has
procedures outlined in §§ 40.2, 40.3, scheduled this teleconference for the
40.5, 40.6, and 40.10 found in 17 CFR AGENCY: Advisory Committee on sole purpose of electing an ACSFA
part 40. Student Financial Assistance, member to serve as chair and a member
Burden Statement: Registered entities Education. to serve as vice-chair for one year
must comply with certification and ACTION: Announcement of open beginning October 1, 2015.
approval requirements which include teleconference meeting. Space at the New Jersey Avenue
an explanation and analysis when meeting site and ‘‘dial-in’’ (listen only)
SUMMARY: This notice sets forth the line for the teleconference meeting is
seeking to implement new products,
schedule and proposed agenda of a limited, and you are encouraged to
rules, and rule amendments, including
forthcoming open teleconference register early if you plan to attend. You
changes to product terms and
meeting of the Advisory Committee on may register by sending an email to the
conditions. The Commission’s
Student Financial Assistance. This following email address:
regulations §§ 40.2, 40.3, 40.4, 40.5, 40.6
notice also describes the functions of tracy.deanna.jones@ed.gov. Please
and 40.10 provide procedures for the
the Advisory Committee. Notice of this include your name, title, affiliation,
submission of rules and rule
meeting is required under Section complete address (including internet
amendments by designated contract
10(a)(2) of the Federal Advisory and email, if available), and telephone
markets, swap execution facilities,
Committee Act. This document is and fax numbers. If you are unable to
derivatives clearing organizations, and
intended to notify the general public of register electronically, you may fax your
swap data repositories. They establish
their opportunity to attend. registration information to the Advisory
the procedures for submitting the
‘‘written certification’’ required by DATES: The Committee will meet via Committee staff office at (202) 219–
Section 5c of the Commodity Exchange teleconference on Wednesday, 3032. You may also contact the
Act (‘‘Act’’). In connection with a September 9, 2015, beginning at 3:00 Advisory Committee staff directly at
product or rule certification, the p.m. and ending at approximately 3:30 (202) 219–2099. The registration
registered entity must provide a concise p.m. (EDT). deadline is Wednesday, September 2,
explanation and analysis of the ADDRESSES: Office of the Advisory 2015.
submission and its compliance with Committee on Student Financial Access to Records of the Meeting: The
statutory provisions of the Act. Assistance, Capitol Place, 555 New Department will post the official report
Accordingly, new rules or rule Jersey Ave NW., Suite 522, Washington of the meeting on the Committee’s Web
rmajette on DSK2VPTVN1PROD with NOTICES

amendments must be accompanied by DC 20202–7582. site 90 days after the meeting. Pursuant
concise explanations and analyses of the FOR FURTHER INFORMATION CONTACT: Ms. to the FACA, the public may also
purposes, operations, and effects of the Tracy Jones, Executive Officer, Advisory inspect the materials at 555 New Jersey
submissions. This information may be Committee on Student Financial Ave NW., Suite 522, Washington, DC, or
submitted as part of the same Assistance, Capitol Place, 555 New by emailing acsfa@ed.gov or by calling
submission containing the required Jersey Ave NW., Suite 522, Washington (202) 219–2099 to schedule an
‘‘written certification.’’ DC 20202–7582, (202) 219–2099. appointment.

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Document Created: 2015-12-15 10:52:56
Document Modified: 2015-12-15 10:52:56

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		Notice.
Dates		Comments must be submitted on or before September 28, 2015.
Contact		Lois Gregory, Associate Director, Division of Market Oversight, Commodity Futures Trading Commission, (202) 418-5569, email: [email protected], and refer to OMB Control No. 3038-0093.
FR Citation		80 FR 52036