80_FR_52466 80 FR 52299 - Determination of the Period Covered by a No-Tobacco-Sale Order and Compliance With an Order; Guidance for Tobacco Retailers; Availability

80 FR 52299 - Determination of the Period Covered by a No-Tobacco-Sale Order and Compliance With an Order; Guidance for Tobacco Retailers; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 80, Issue 167 (August 28, 2015)

Page Range52299-52300
FR Document2015-21271

The Food and Drug Administration (FDA) is announcing the availability of a guidance for tobacco retailers entitled ``Determination of the Period Covered by a No-Tobacco-Sale Order and Compliance With an Order.'' The guidance represents FDA's current thinking with respect to imposing no-tobacco-sale orders (NTSOs) on retailers who have committed repeated violations of certain restrictions on the sale and distribution of tobacco products. This guidance discusses, among other things, the period of time covered by an NTSO and a retailer's compliance with an NTSO.

Federal Register, Volume 80 Issue 167 (Friday, August 28, 2015)
[Federal Register Volume 80, Number 167 (Friday, August 28, 2015)]
[Notices]
[Pages 52299-52300]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-21271]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2015-D-0404]


Determination of the Period Covered by a No-Tobacco-Sale Order 
and Compliance With an Order; Guidance for Tobacco Retailers; 
Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA) is announcing the 
availability of a guidance for tobacco retailers entitled 
``Determination of the Period Covered by a No-Tobacco-Sale Order and 
Compliance With an Order.'' The guidance represents FDA's current 
thinking with respect to imposing no-tobacco-sale orders (NTSOs) on 
retailers who have committed repeated violations of certain 
restrictions on the sale and distribution of tobacco products. This 
guidance discusses, among other things, the period of time covered by 
an NTSO and a retailer's compliance with an NTSO.

DATES: Submit either electronic or written comments on Agency guidances 
at any time.

ADDRESSES: Submit written requests for single copies of this guidance 
to the Center for Tobacco Products, Food and Drug Administration, 10903 
New Hampshire Ave., Document Control Center, Bldg. 71, Rm. G335, Silver 
Spring, MD 20993-0002. Send one self-addressed adhesive label to assist 
that office in processing your request or include a fax number to which 
the guidance may be sent. See the SUPPLEMENTARY INFORMATION section for 
information on electronic access to the guidance.
    Submit electronic comments on the guidance to http://www.regulations.gov. Submit written comments to the Division of Dockets 
Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, 
Rm. 1061, Rockville, MD 20852. Identify comments with the docket number 
found in brackets in the heading of this document.

FOR FURTHER INFORMATION CONTACT: Colleen Maschal, Center for Tobacco 
Products, Food and Drug Administration, Document Control Center, 10903 
New Hampshire Ave., Bldg. 71, Rm. G335, Silver Spring, MD 20993, 1-877-
287-1373, [email protected].

SUPPLEMENTARY INFORMATION: 

I. Background

    FDA is announcing the availability of a guidance for tobacco 
retailers entitled ``Determination of the Period Covered by a No-
Tobacco-Sale Order and Compliance With an Order.'' On June 22, 2009, 
President Obama signed the Family Smoking Prevention and Tobacco 
Control Act (Tobacco Control Act) (Pub. L. 111-31) into law. The 
Tobacco Control Act amended the Federal Food, Drug, and Cosmetic Act 
(the FD&C Act) to give FDA authority to regulate the manufacture, 
marketing, and distribution of tobacco products to protect public 
health generally and to reduce tobacco use by minors. Section 906(d) of 
the FD&C Act (21 U.S.C. 387f(d)) authorizes FDA to issue regulations 
that restrict the sale and distribution of tobacco products if FDA 
determines such regulations would be appropriate for the protection of 
the public health. Section 303(f)(8) of the FD&C Act (21 U.S.C. 
333(f)(8)) authorizes FDA to impose an NTSO against a person found to 
have committed repeated violations, at a particular retail outlet, of 
restrictions on the sale and distribution of tobacco products issued 
under section 906(d) of the FD&C Act, such as FDA's ``Regulations 
Restricting the Sale and Distribution of Cigarettes and Smokeless 
Tobacco to Protect Children and Adolescents'' (21 CFR part 1140). The 
term ``no-tobacco-sale order'' refers to an order prohibiting the sale 
of tobacco products at a retail outlet indefinitely or for a specified 
period of time under section 303(f)(8) of the FD&C Act. A ``repeated 
violation'' means ``at least 5 violations of particular requirements 
over a 36-month period at a particular retail outlet that constitute a 
repeated violation . . .'' (section 103(q)(1)(A) of the Tobacco Control 
Act).
    FDA conducts inspections of retail outlets to evaluate compliance 
with the requirements of the FD&C Act and its implementing regulations. 
This guidance discusses the period of time to be covered by an NTSO 
where there is evidence of ``repeated violations'' at a particular 
retail outlet. It also discusses a retailer's compliance with an NTSO. 
This guidance is meant to supplement FDA's guidances entitled ``Civil 
Money Penalties and No-Tobacco-Sale Orders for Tobacco Retailers'' and 
``Civil Money Penalties for Tobacco Retailers and No-Tobacco-Sale 
Orders: Responses to Frequently Asked Questions.''
    In the Federal Register of May 13, 2015 (80 FR 27318), FDA 
announced the availability of the draft guidance of the same title. FDA 
received comments on the draft guidance and those comments were 
considered as the guidance was finalized.

II. Significance of Guidance

    This guidance is being issued consistent with FDA's good guidance 
practices regulation (21 CFR 10.115). The guidance represents the 
current thinking of FDA with respect to the period of time to be 
covered by NTSOs and retailers' compliance with NTSOs. It does not 
establish any rights for any person and is not binding on FDA or the 
public. You can use an alternative approach if it satisfies the 
requirements of the applicable statutes and regulations.

III. Comments

A. General Information About Submitting Comments

    Interested persons may submit either electronic comments regarding 
this document to http://www.regulations.gov or written comments to the 
Division of Dockets Management (see ADDRESSES). It is only necessary to 
send one set of comments. Identify comments with the docket number 
found in brackets in the heading of this document.

B. Public Availability of Comments

    Received comments may be seen in the Division of Dockets Management 
between 9 a.m. and 4 p.m., Monday through Friday, and will be posted to 
the docket at http://

[[Page 52300]]

www.regulations.gov. As a matter of Agency practice, FDA generally does 
not post comments submitted by individuals in their individual capacity 
on http://www.regulations.gov. This is determined by information 
indicating that the submission is written by an individual, for 
example, the comment is identified with the category ``Individual 
Consumer'' under the field titled ``Category (Required),'' on the 
``Your Information'' page on http://www.regulations.gov. For this 
docket, however, FDA will not be following this general practice. 
Instead, FDA will post on http://www.regulations.gov comments to this 
docket that have been submitted by individuals in their individual 
capacity. If you wish to submit any information under a claim of 
confidentiality, please refer to 21 CFR 10.20.

C. Information Identifying the Person Submitting the Comment

    Please note that your name, contact information, and other 
information identifying you will be posted on http://www.regulations.gov if you include that information in the body of your 
comments. For electronic comments submitted to http://www.regulations.gov, FDA will post the body of your comment on http://www.regulations.gov along with your state/province and country (if 
provided), the name of your representative (if any), and the category 
identifying you (e.g., individual, consumer, academic, industry). For 
written submissions submitted to the Division of Dockets Management, 
FDA will post the body of your comments on http://www.regulations.gov, 
but you can put your name and/or contact information on a separate 
cover sheet and not in the body of your comments.

IV. Electronic Access

    Persons with access to the Internet may obtain an electronic 
version of the guidance at either http://www.regulations.gov or http://www.fda.gov/TobaccoProducts/GuidanceComplianceRegulatoryInformation/default.htm.

    Dated: August 24, 2015.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2015-21271 Filed 8-27-15; 8:45 am]
 BILLING CODE 4164-01-P



                                                                           Federal Register / Vol. 80, No. 167 / Friday, August 28, 2015 / Notices                                            52299

                                                As indicated in table 1, we estimate                 Center for Tobacco Products, Food and                 an order prohibiting the sale of tobacco
                                             that we will receive a total of                         Drug Administration, 10903 New                        products at a retail outlet indefinitely or
                                             approximately 40 requests annually for                  Hampshire Ave., Document Control                      for a specified period of time under
                                             the proposed ‘‘proper name’’ for                        Center, Bldg. 71, Rm. G335, Silver                    section 303(f)(8) of the FD&C Act. A
                                             biological products submitted under                     Spring, MD 20993–0002. Send one self-                 ‘‘repeated violation’’ means ‘‘at least 5
                                             section 351(a) of the PHS Act and 6                     addressed adhesive label to assist that               violations of particular requirements
                                             requests annually for the proposed                      office in processing your request or                  over a 36-month period at a particular
                                             ‘‘proper name’’ for biosimilar products                 include a fax number to which the                     retail outlet that constitute a repeated
                                             and interchangeable products submitted                  guidance may be sent. See the                         violation . . .’’ (section 103(q)(1)(A) of
                                             under section 351(k) of the PHS Act.                    SUPPLEMENTARY INFORMATION section for                 the Tobacco Control Act).
                                             The average burden per response                         information on electronic access to the                  FDA conducts inspections of retail
                                             (hours) is based on the Agency’s                        guidance.                                             outlets to evaluate compliance with the
                                             experience with similar information                       Submit electronic comments on the                   requirements of the FD&C Act and its
                                             collection requirements.                                guidance to http://www.regulations.gov.               implementing regulations. This
                                                                                                     Submit written comments to the                        guidance discusses the period of time to
                                             IV. Electronic Access
                                                                                                     Division of Dockets Management (HFA–                  be covered by an NTSO where there is
                                               Persons with access to the Internet                   305), Food and Drug Administration,                   evidence of ‘‘repeated violations’’ at a
                                             may obtain the document at http://                      5630 Fishers Lane, Rm. 1061, Rockville,               particular retail outlet. It also discusses
                                             www.fda.gov/Drugs/Guidance                              MD 20852. Identify comments with the                  a retailer’s compliance with an NTSO.
                                             ComplianceRegulatoryInformation/                        docket number found in brackets in the                This guidance is meant to supplement
                                             Guidances/default.htm, http://                          heading of this document.                             FDA’s guidances entitled ‘‘Civil Money
                                             www.fda.gov/BiologicsBloodVaccines/                     FOR FURTHER INFORMATION CONTACT:                      Penalties and No-Tobacco-Sale Orders
                                             GuidanceComplianceRegulatory                            Colleen Maschal, Center for Tobacco                   for Tobacco Retailers’’ and ‘‘Civil
                                             Information/default.htm, or http://                     Products, Food and Drug                               Money Penalties for Tobacco Retailers
                                             www.regulations.gov.                                    Administration, Document Control                      and No-Tobacco-Sale Orders: Responses
                                               Dated: August 25, 2015.                               Center, 10903 New Hampshire Ave.,                     to Frequently Asked Questions.’’
                                             Leslie Kux,                                             Bldg. 71, Rm. G335, Silver Spring, MD                    In the Federal Register of May 13,
                                             Associate Commissioner for Policy.                      20993, 1–877–287–1373,                                2015 (80 FR 27318), FDA announced the
                                                                                                     CTPRegulations@fda.hhs.gov.                           availability of the draft guidance of the
                                             [FR Doc. 2015–21383 Filed 8–27–15; 8:45 am]
                                                                                                     SUPPLEMENTARY INFORMATION:                            same title. FDA received comments on
                                             BILLING CODE 4164–01–P
                                                                                                                                                           the draft guidance and those comments
                                                                                                     I. Background                                         were considered as the guidance was
                                             DEPARTMENT OF HEALTH AND                                   FDA is announcing the availability of              finalized.
                                             HUMAN SERVICES                                          a guidance for tobacco retailers entitled             II. Significance of Guidance
                                                                                                     ‘‘Determination of the Period Covered
                                             Food and Drug Administration                            by a No-Tobacco-Sale Order and                           This guidance is being issued
                                                                                                     Compliance With an Order.’’ On June                   consistent with FDA’s good guidance
                                             [Docket No. FDA–2015–D–0404]                                                                                  practices regulation (21 CFR 10.115).
                                                                                                     22, 2009, President Obama signed the
                                                                                                     Family Smoking Prevention and                         The guidance represents the current
                                             Determination of the Period Covered
                                                                                                     Tobacco Control Act (Tobacco Control                  thinking of FDA with respect to the
                                             by a No-Tobacco-Sale Order and
                                                                                                     Act) (Pub. L. 111–31) into law. The                   period of time to be covered by NTSOs
                                             Compliance With an Order; Guidance
                                                                                                     Tobacco Control Act amended the                       and retailers’ compliance with NTSOs.
                                             for Tobacco Retailers; Availability
                                                                                                     Federal Food, Drug, and Cosmetic Act                  It does not establish any rights for any
                                             AGENCY:    Food and Drug Administration,                (the FD&C Act) to give FDA authority to               person and is not binding on FDA or the
                                             HHS.                                                    regulate the manufacture, marketing,                  public. You can use an alternative
                                             ACTION:   Notice.                                       and distribution of tobacco products to               approach if it satisfies the requirements
                                                                                                     protect public health generally and to                of the applicable statutes and
                                             SUMMARY:   The Food and Drug                            reduce tobacco use by minors. Section                 regulations.
                                             Administration (FDA) is announcing the                  906(d) of the FD&C Act (21 U.S.C.                     III. Comments
                                             availability of a guidance for tobacco                  387f(d)) authorizes FDA to issue
                                             retailers entitled ‘‘Determination of the               regulations that restrict the sale and                A. General Information About
                                             Period Covered by a No-Tobacco-Sale                     distribution of tobacco products if FDA               Submitting Comments
                                             Order and Compliance With an Order.’’                   determines such regulations would be                     Interested persons may submit either
                                             The guidance represents FDA’s current                   appropriate for the protection of the                 electronic comments regarding this
                                             thinking with respect to imposing no-                   public health. Section 303(f)(8) of the               document to http://www.regulations.gov
                                             tobacco-sale orders (NTSOs) on retailers                FD&C Act (21 U.S.C. 333(f)(8))                        or written comments to the Division of
                                             who have committed repeated                             authorizes FDA to impose an NTSO                      Dockets Management (see ADDRESSES).
                                             violations of certain restrictions on the               against a person found to have                        It is only necessary to send one set of
                                             sale and distribution of tobacco                        committed repeated violations, at a                   comments. Identify comments with the
                                             products. This guidance discusses,                      particular retail outlet, of restrictions on          docket number found in brackets in the
                                             among other things, the period of time                  the sale and distribution of tobacco                  heading of this document.
                                             covered by an NTSO and a retailer’s
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                                                                                                     products issued under section 906(d) of
                                             compliance with an NTSO.                                the FD&C Act, such as FDA’s                           B. Public Availability of Comments
                                             DATES: Submit either electronic or                      ‘‘Regulations Restricting the Sale and                  Received comments may be seen in
                                             written comments on Agency guidances                    Distribution of Cigarettes and Smokeless              the Division of Dockets Management
                                             at any time.                                            Tobacco to Protect Children and                       between 9 a.m. and 4 p.m., Monday
                                             ADDRESSES: Submit written requests for                  Adolescents’’ (21 CFR part 1140). The                 through Friday, and will be posted to
                                             single copies of this guidance to the                   term ‘‘no-tobacco-sale order’’ refers to              the docket at http://


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                                             52300                         Federal Register / Vol. 80, No. 167 / Friday, August 28, 2015 / Notices

                                             www.regulations.gov. As a matter of                     DEPARTMENT OF HEALTH AND                              on Prices of Drugs Purchased by
                                             Agency practice, FDA generally does                     HUMAN SERVICES                                        Covered Entities,’’ codified at 42 U.S.C.
                                             not post comments submitted by                                                                                256b. The intent of the 340B Program is
                                             individuals in their individual capacity                Health Resources and Services                         to permit covered entities ‘‘to stretch
                                             on http://www.regulations.gov. This is                  Administration                                        scarce Federal resources as far as
                                             determined by information indicating                    RIN 0906–AB08                                         possible, reaching more eligible patients
                                             that the submission is written by an                                                                          and providing more comprehensive
                                             individual, for example, the comment is                 340B Drug Pricing Program Omnibus                     services.’’ H.R. REP. No. 102–384(II), at
                                             identified with the category ‘‘Individual               Guidance                                              12 (1992). Eligible covered entity types
                                                                                                                                                           are defined in section 340B(a)(4) of the
                                             Consumer’’ under the field titled                       AGENCY: Health Resources and Services                 PHSA, and only include health care
                                             ‘‘Category (Required),’’ on the ‘‘Your                  Administration, HHS.                                  organizations that have certain Federal
                                             Information’’ page on http://                                                                                 designations or receive funding from
                                                                                                     ACTION: Notice.
                                             www.regulations.gov. For this docket,                                                                         specific Federal programs. These
                                             however, FDA will not be following this                 SUMMARY:   The Health Resources and                   include Federally Qualified Health
                                             general practice. Instead, FDA will post                Services Administration (HRSA)                        Centers, Ryan White HIV/AIDS Program
                                             on http://www.regulations.gov                           administers section 340B of the Public                grantees, and certain types of hospitals
                                             comments to this docket that have been                  Health Service Act (PHSA), which is                   and specialized clinics. Section 7101 of
                                             submitted by individuals in their                       referred to as the ‘‘340B Drug Pricing                the Patient Protection and Affordable
                                             individual capacity. If you wish to                     Program’’ or the ‘‘340B Program.’’ This               Care Act (Pub. L. 111–148) (‘‘Affordable
                                             submit any information under a claim of                 notice proposes guidance for covered                  Care Act’’) expanded the types of
                                             confidentiality, please refer to 21 CFR                 entities enrolled in the 340B Program                 covered entities eligible to participate in
                                             10.20.                                                  and drug manufacturers that are                       the 340B Program. As of January 1,
                                                                                                     required by section 340B of the PHSA                  2015, there were 11,530 registered
                                             C. Information Identifying the Person                   to make their drugs available to covered              covered entities participating in the
                                             Submitting the Comment                                  entities under the 340B Program. When                 340B Program.
                                                                                                     finalized after consideration of public                  Section 340B of the PHSA instructs
                                               Please note that your name, contact                   comments solicited by this notice, the                HHS to enter into a pharmaceutical
                                             information, and other information                      guidance is intended to assist 340B                   pricing agreement (PPA) with certain
                                             identifying you will be posted on http://               covered entities and drug manufacturers               drug manufacturers. If a drug
                                             www.regulations.gov if you include that                 in complying with the statute.                        manufacturer signs a PPA, it agrees that
                                             information in the body of your                         DATES: Submit comments on or before                   the prices charged for covered
                                             comments. For electronic comments                       October 27, 2015.                                     outpatient drugs to covered entities will
                                             submitted to http://                                                                                          not exceed 340B ceiling prices as
                                                                                                     ADDRESSES: You may submit comments,
                                             www.regulations.gov, FDA will post the                                                                        defined by statute. HRSA calculates the
                                                                                                     identified by the Regulatory Information
                                             body of your comment on http://                                                                               ceiling prices quarterly using pricing
                                                                                                     Number (RIN) 0906–AB08, by any of the
                                             www.regulations.gov along with your                     following methods. Please submit your                 data reported to the Centers for
                                             state/province and country (if                          comments in only one of these ways to                 Medicare & Medicaid Services (CMS).
                                             provided), the name of your                             minimize the receipt of duplicate                     Pursuant to section 340B(a)(1) of the
                                             representative (if any), and the category               submissions. The first is the preferred               PHSA, the 340B ceiling price is
                                             identifying you (e.g., individual,                      method.                                               calculated by subtracting the Unit
                                             consumer, academic, industry). For                         • Federal eRulemaking Portal: http://              Rebate Amount from the Average
                                             written submissions submitted to the                                                                          Manufacturer Price. As of January 1,
                                                                                                     www.regulations.gov. Follow
                                             Division of Dockets Management, FDA                                                                           2015, there were 644 drug
                                                                                                     instructions for submitting comments.
                                             will post the body of your comments on                                                                        manufacturers participating in the 340B
                                                                                                     This is the preferred method for the
                                             http://www.regulations.gov, but you can                                                                       Program.
                                                                                                     submission of comments.                                  When an eligible entity voluntarily
                                             put your name and/or contact                               • Email: 340BGuidelines@hrsa.gov.                  decides to enroll and participate in the
                                             information on a separate cover sheet                   Include RIN 0906–AB08 in the subject                  340B Program, it accepts responsibility
                                             and not in the body of your comments.                   line of the message.                                  for ensuring compliance with all
                                                                                                        • Mail: Krista Pedley, Director, Office            provisions of the 340B Program,
                                             IV. Electronic Access                                   of Pharmacy Affairs (OPA), Health                     including all associated costs. Since
                                               Persons with access to the Internet                   Resources and Services Administration                 1992, HHS has interpreted the statutory
                                             may obtain an electronic version of the                 (HRSA), 5600 Fishers Lane, Mail Stop                  requirements of the 340B Program
                                                                                                     08W05A, Rockville, Maryland 20857.                    through guidances published in the
                                             guidance at either http://
                                                                                                        All submitted comments will be                     Federal Register, typically after notice
                                             www.regulations.gov or http://
                                                                                                     available to the public in their entirety.            and opportunity for comment. HHS is
                                             www.fda.gov/TobaccoProducts/
                                                                                                     FOR FURTHER INFORMATION CONTACT: CDR                  proposing this omnibus guidance to
                                             GuidanceComplianceRegulatory
                                                                                                     Krista Pedley, Director, OPA, HRSA,                   provide increased clarity in the
                                             Information/default.htm.
                                                                                                     5600 Fishers Lane, Mail Stop 08W05A,                  marketplace for all 340B Program
                                               Dated: August 24, 2015.                               Rockville, Maryland 20857, or by                      stakeholders and strengthen HHS’s
                                             Leslie Kux,                                             telephone at (301) 594–4353.                          ability to administer the 340B Program
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                                             Associate Commissioner for Policy.                      SUPPLEMENTARY INFORMATION:                            effectively. This notice clarifies many
                                             [FR Doc. 2015–21271 Filed 8–27–15; 8:45 am]                                                                   current 340B Program guidances. HHS
                                                                                                     I. Background
                                             BILLING CODE 4164–01–P
                                                                                                                                                           encourages all stakeholders to provide
                                                                                                       Section 602 of Public Law 102–585,                  comments on this proposed guidance.
                                                                                                     the ‘‘Veterans Health Care Act of 1992,’’                In September 2010, HHS published
                                                                                                     enacted section 340B of the Public                    two advanced notices of proposed
                                                                                                     Health Service Act (PHSA) ‘‘Limitation                rulemaking in the Federal Register,


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Document Created: 2015-12-15 11:04:38
Document Modified: 2015-12-15 11:04:38
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesSubmit either electronic or written comments on Agency guidances at any time.
ContactColleen Maschal, Center for Tobacco Products, Food and Drug Administration, Document Control Center, 10903 New Hampshire Ave., Bldg. 71, Rm. G335, Silver Spring, MD 20993, 1-877- 287-1373, [email protected]
FR Citation80 FR 52299 

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