80_FR_54804 80 FR 54629 - Sunshine Act Meeting

80 FR 54629 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 175 (September 10, 2015)

Page Range54629-54629
FR Document2015-22911

Federal Register, Volume 80 Issue 175 (Thursday, September 10, 2015)
[Federal Register Volume 80, Number 175 (Thursday, September 10, 2015)]
[Notices]
[Page 54629]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-22911]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a Closed Meeting on Thursday, 
September 10, 2015 at 2:00 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or her designee, has 
certified that, in her opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the 
scheduled matter at the Closed Meeting.
    Commissioner Stein, as duty officer, voted to consider the items 
listed for the Closed Meeting in closed session. The duty officer 
determined no earlier notice of this Meeting was practicable.
    The subject matter of the Closed Meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact the Office of the 
Secretary at (202) 551-5400.

     Dated: September 4, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-22911 Filed 9-8-15; 4:15 pm]
BILLING CODE 8011-1-P



                                                                               Federal Register / Vol. 80, No. 175 / Thursday, September 10, 2015 / Notices                                                54629

                                                  to all clearing members trading                            Comments may be submitted by any of                     For the Commission by the Division of
                                                  applicable exchange new products and                       the following methods:                                Trading and Markets, pursuant to delegated
                                                  there is no concurrent increase in                                                                               Authority.6
                                                  clearing fees for any other clearing                       Electronic Comments                                   Robert W. Errett,
                                                  members clearing any other products at                       • Use the Commissions Internet                      Deputy Secretary.
                                                  OCC. The proposed rule change is not                       comment form (http://www.sec.gov/                     [FR Doc. 2015–22740 Filed 9–9–15; 8:45 am]
                                                  inconsistent with the existing rules of                    rules/sro.shtml); or                                  BILLING CODE 8011–01–P
                                                  the OCC including any other rules
                                                  proposed to be amended.                                      • Send an email to rule-comments@
                                                                                                             sec.gov. Please include File Number SR–
                                                  (B) Clearing Agency’s Statement on                         OCC–2015–014 on the subject line.                     SECURITIES AND EXCHANGE
                                                  Burden on Competition                                                                                            COMMISSION
                                                                                                             Paper Comments
                                                    OCC does not believe that the                                                                                  Sunshine Act Meeting
                                                  proposed rule change would impose a                          • Send paper comments in triplicate
                                                  burden on competition.5 Although this                      to Elizabeth M. Murphy, Secretary,                      Notice is hereby given, pursuant to
                                                  proposed rule change affects clearing                      Securities and Exchange Commission,                   the provisions of the Government in the
                                                  members, their customers and the                           100 F Street NE., Washington, DC                      Sunshine Act, Public Law 94–409, that
                                                  markets that OCC serves, OCC believes                      20549–1090.                                           the Securities and Exchange
                                                  that the proposed rule change would not                                                                          Commission will hold a Closed Meeting
                                                  disadvantage or favor any particular                       All submissions should refer to File
                                                                                                                                                                   on Thursday, September 10, 2015 at
                                                  user of OCC’s services in relationship to                  Number SR–OCC–2015–014. This file
                                                                                                                                                                   2:00 p.m.
                                                  another user because clearing fees apply                   number should be included on the
                                                  equally to all users of OCC as set forth                   subject line if email is used. To help the              Commissioners, Counsel to the
                                                  in OCC’s Schedule of Fees.                                 Commission process and review your                    Commissioners, the Secretary to the
                                                  Additionally, and as described above,                      comments more efficiently, please use                 Commission, and recording secretaries
                                                  OCC cannot discriminate among                              only one method. The Commission will                  will attend the Closed Meeting. Certain
                                                  exchanges with respect to the nature or                    post all comments on the Commission’s                 staff members who have an interest in
                                                  quality of the services it provides to the                 Internet Web site (http://www.sec.gov/                the matters also may be present.
                                                  exchanges for which it provides                            rules/sro.shtml). Copies of the                         The General Counsel of the
                                                  clearance and settlement services. For                     submission, all subsequent                            Commission, or her designee, has
                                                  the foregoing reasons, OCC does not                        amendments, all written statements                    certified that, in her opinion, one or
                                                  believe that the proposed rule change                      with respect to the proposed rule                     more of the exemptions set forth in 5
                                                  would impose a burden on competition.                      change that are filed with the                        U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
                                                  (C) Clearing Agency’s Statement on                         Commission, and all written                           and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
                                                  Comments on the Proposed Rule                              communications relating to the                        and (10), permit consideration of the
                                                  Change Received From Members,                              proposed rule change between the                      scheduled matter at the Closed Meeting.
                                                  Participants or Others                                     Commission and any person, other than                   Commissioner Stein, as duty officer,
                                                                                                             those that may be withheld from the                   voted to consider the items listed for the
                                                    Written comments on the proposed
                                                                                                             public in accordance with the                         Closed Meeting in closed session. The
                                                  rule change were not and are not
                                                  intended to be solicited with respect to                   provisions of 5 U.S.C. 552, will be                   duty officer determined no earlier notice
                                                  the proposed rule change and none have                     available for Web site viewing and                    of this Meeting was practicable.
                                                  been received.                                             printing in the Commission’s Public
                                                                                                                                                                     The subject matter of the Closed
                                                                                                             Reference Section, 100 F Street NE.,
                                                  III. Date of Effectiveness of the                                                                                Meeting will be:
                                                                                                             Washington, DC 20549, on official
                                                  Proposed Rule Change and Timing for                        business days between the hours of                      Institution and settlement of
                                                  Commission Action                                          10:00 a.m. and 3:00 p.m. Copies of such               injunctive actions;
                                                     The foregoing rule change has become                    filing also will be available for                       Institution and settlement of
                                                  effective pursuant to Section 19(b)(3)(A)                  inspection and copying at the principal               administrative proceedings; and
                                                  of the Act and paragraph (f) of Rule                       office of OCC and on OCC’s Web site at                  Other matters relating to enforcement
                                                  19b–4 thereunder. At any time within                       http://www.theocc.com/components/                     proceedings.
                                                  60 days of the filing of the proposed rule                 docs/legal/rules_and_bylaws/sr_occ_15_
                                                                                                                                                                     At times, changes in Commission
                                                  change, the Commission summarily may                       014.pdf.
                                                                                                                                                                   priorities require alterations in the
                                                  temporarily suspend such rule change if                       All comments received will be posted
                                                  it appears to the Commission that such                                                                           scheduling of meeting items.
                                                                                                             without change; the Commission does
                                                  action is necessary or appropriate in the                                                                          For further information and to
                                                                                                             not edit personal identifying
                                                  public interest, for the protection of                                                                           ascertain what, if any, matters have been
                                                                                                             information from submissions. You
                                                  investors, or otherwise in furtherance of                                                                        added, deleted or postponed, please
                                                                                                             should submit only information that
                                                  the purposes of the Act.                                                                                         contact the Office of the Secretary at
                                                                                                             you wish to make available publicly.
                                                                                                                                                                   (202) 551–5400.
                                                  IV. Solicitation of Comments                                  All submissions should refer to File
mstockstill on DSK4VPTVN1PROD with NOTICES




                                                                                                                                                                     Dated: September 4, 2015.
                                                    Interested persons are invited to                        Number SR–OCC–2015–014 and should
                                                                                                             be submitted on or before October 1,                  Brent J. Fields,
                                                  submit written data, views, and
                                                  arguments concerning the foregoing,                        2015.                                                 Secretary.
                                                  including whether the proposed rule                                                                              [FR Doc. 2015–22911 Filed 9–8–15; 4:15 pm]
                                                  change is consistent with the Act.                                                                               BILLING CODE 8011–1–P


                                                    5 15   U.S.C. 78q–1(b)(3)(I).                                                                                    6 17   CFR 200.30–3(a)(12).



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Document Created: 2015-12-15 10:03:35
Document Modified: 2015-12-15 10:03:35
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation80 FR 54629 

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