80 FR 54634 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 175 (September 10, 2015)

Page Range		54634-54634
FR Document		2015-22754

Federal Register, Volume 80 Issue 175 (Thursday, September 10, 2015)

[Federal Register Volume 80, Number 175 (Thursday, September 10, 2015)]
[Notices]
[Page 54634]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-22754]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension:
    Form ADV-E, OMB Control No. 3235-0361, SEC File No. 270-318.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (the ``Commission'') has submitted to the Office of 
Management and Budget a request for extension of the previously 
approved collection of information discussed below.
    Form ADV-E (17 CFR 2799.8) is the cover sheet for certificates of 
accounting filed pursuant to rule 206(4)-2 under the Investment 
Advisers Act of 1940 (17 CFR 275.206(4)-2). The rule further requires 
that the public accountant file with the Commission a Form ADV-E and 
accompanying statement within four business days of the resignation, 
dismissal, removal or other termination of its engagement. The annual 
burden is approximately three minutes per respondent.
    The estimate of burden hours set forth above is made solely for the 
purposes of the Paperwork Reduction Act and is not derived from a 
comprehensive or even representative survey or study of the cost of 
Commission rules and forms.
    The information provided on Form ADV-E is mandatory. Responses will 
not be kept confidential. An agency may not conduct or sponsor a 
collection of information unless it displays a currently valid OMB 
control number. No person shall be subject to any penalty for failing 
to comply with a collection of information subject to the PRA that does 
not display a valid OMB control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
[email protected]; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected]. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: September 3, 2015.
 Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015-22754 Filed 9-9-15; 8:45 am]
 BILLING CODE 8011-01-P

54634 Federal Register / Vol. 80, No. 175 / Thursday, September 10, 2015 / Notices

including whether the proposed rule SECURITIES AND EXCHANGE or send an email to: PRA_Mailbox@
change is consistent with the Act. COMMISSION sec.gov. Comments must be submitted to
Comments may be submitted by any of OMB within 30 days of this notice.
the following methods: Submission for OMB Review; Dated: September 3, 2015.
Comment Request
Electronic Comments Robert W. Errett,
Upon Written Request, Copies Available Deputy Secretary.
• Use the Commission’s Internet From: Securities and Exchange [FR Doc. 2015–22754 Filed 9–9–15; 8:45 am]
comment form (http://www.sec.gov/ Commission, Office of FOIA Services, BILLING CODE 8011–01–P
rules/sro.shtml); or 100 F Street NE., Washington, DC
• Send an email to rule-comments@ 20549–2736.
sec.gov. Please include File Number SR– Extension: SECURITIES AND EXCHANGE
BYX–2015–38 on the subject line. Form ADV–E, OMB Control No. 3235– COMMISSION
0361, SEC File No. 270–318.
Paper Comments Proposed Collection; Comment
Notice is hereby given that, pursuant
Request
• Send paper comments in triplicate to the Paperwork Reduction Act of 1995
to Secretary, Securities and Exchange (44 U.S.C. 3501 et seq.), the Securities Upon Written Request Copies Available
Commission, 100 F Street NE., and Exchange Commission (the From: Securities and Exchange
Washington, DC 20549–1090. ‘‘Commission’’) has submitted to the Commission, Office of FOIA Services,
Office of Management and Budget a 100 F Street NE., Washington, DC
All submissions should refer to File request for extension of the previously 20549–2736.
Number SR–BYX–2015–38. This file approved collection of information
number should be included on the Extension:
discussed below.
subject line if email is used. To help the Form T–1, OMB Control No. 3235–0110,
Form ADV–E (17 CFR 2799.8) is the SEC File No. 270–121.
Commission process and review your cover sheet for certificates of accounting
comments more efficiently, please use filed pursuant to rule 206(4)–2 under Notice is hereby given that, pursuant
only one method. The Commission will the Investment Advisers Act of 1940 (17 to the Paperwork Reduction Act of 1995
post all comments on the Commission’s CFR 275.206(4)–2). The rule further (44 U.S.C. 3501 et seq.), the Securities
Internet Web site (http://www.sec.gov/ requires that the public accountant file and Exchange Commission
rules/sro.shtml). Copies of the with the Commission a Form ADV–E (‘‘Commission’’) is soliciting comments
submission, all subsequent and accompanying statement within on the collection of information
amendments, all written statements four business days of the resignation, summarized below. The Commission
with respect to the proposed rule dismissal, removal or other termination plans to submit this existing collection
change that are filed with the of its engagement. The annual burden is of information to the Office of
Commission, and all written approximately three minutes per Management and Budget for extension
communications relating to the respondent. and approval.
proposed rule change between the The estimate of burden hours set forth Form T–1 (17 CFR 269.1) is a
Commission and any person, other than above is made solely for the purposes of statement of eligibility and qualification
those that may be withheld from the the Paperwork Reduction Act and is not under the Trust Indenture Act of 1939
public in accordance with the derived from a comprehensive or even (15 U.S.C. 77aaa et seq.) of a corporation
provisions of 5 U.S.C. 552, will be representative survey or study of the designated to act as a trustee under an
available for Web site viewing and cost of Commission rules and forms. indenture. The information is used to
printing in the Commission’s Public The information provided on Form determine whether the corporation is
Reference Room, 100 F Street NE., ADV–E is mandatory. Responses will qualified to serve as a trustee. Form
Washington, DC 20549 on official not be kept confidential. An agency may T–1 takes approximately 15 hours per
business days between the hours of not conduct or sponsor a collection of response to prepare and is filed by
10:00 a.m. and 3:00 p.m. Copies of such information unless it displays a approximately 5 respondents. We
filing also will be available for currently valid OMB control number. estimate that 25% of the 15 hours (4
inspection and copying at the principal No person shall be subject to any hours per response) is prepared by the
office of the Exchange. All comments penalty for failing to comply with a company for a total reporting burden of
received will be posted without change; collection of information subject to the 20 hours (4 hours per response × 5
the Commission does not edit personal PRA that does not display a valid OMB responses).
identifying information from control number. Written comments are invited on: (a)
submissions. You should submit only The public may view the background Whether this proposed collection of
information that you wish to make documentation for this information information is necessary for the
available publicly. All submissions collection at the following Web site, performance of the functions of the
should refer to File Number SR–BYX– www.reginfo.gov. Comments should be agency, including whether the
2015–38, and should be submitted on or directed to: (i) Desk Officer for the information will have practical utility;
before October 1, 2015. Securities and Exchange Commission, (b) the accuracy of the agency’s estimate
Office of Information and Regulatory of the burden imposed by the collection
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
Affairs, Office of Management and of information; (c) ways to enhance the
mstockstill on DSK4VPTVN1PROD with NOTICES

authority.23 Budget, Room 10102, New Executive quality, utility, and clarity of the
Office Building, Washington, DC 20503, information collected; and (d) ways to
Robert W. Errett,
or by sending an email to: Shagufta_ minimize the burden of the collection of
Deputy Secretary. Ahmed@omb.eop.gov; and (ii) Pamela information on respondents, including
[FR Doc. 2015–22755 Filed 9–9–15; 8:45 am] Dyson, Director/Chief Information through the use of automated collection
BILLING CODE 8011–01–P Officer, Securities and Exchange techniques or other forms of information
Commission, c/o Remi Pavlik-Simon, technology. Consideration will be given
23 17 CFR 200.30–3(a)(12). 100 F Street NE., Washington, DC 20549 to comments and suggestions submitted

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Document Created: 2015-12-15 10:03:44
Document Modified: 2015-12-15 10:03:44

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 54634