80 FR 56506 - Proposed Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 181 (September 18, 2015)

Page Range		56506-56507
FR Document		2015-23465

Federal Register, Volume 80 Issue 181 (Friday, September 18, 2015)

[Federal Register Volume 80, Number 181 (Friday, September 18, 2015)]
[Notices]
[Pages 56506-56507]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-23465]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736

Extension:
    Interactive Data; SEC File No. 270-330, OMB Control No. 3235-
0645

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget for extension and approval.

[[Page 56507]]

    The ``Interactive Data'' collection of information requires issuers 
filing registration statements under the Securities Act of 1933 (15 
U.S.C. 77a et seq.) and reports under the Securities Exchange Act of 
1934 (15 U.S.C. 78a et seq.) to submit specified financial information 
to the Commission and post it on their corporate Web sites, if any, in 
interactive data format using eXtensible Business Reporting Language 
(XBRL). This collection of information is located primarily in 
registration statement and report exhibit provisions, which require 
interactive data, and Rule 405 of Regulation S-T (17 CFR 232.405), 
which specifies how to submit and post interactive data. The exhibit 
provisions are in Item 601(b)(101) of Regulation S-K (17 CFR 
229.601(b)(101), F-10 under the Securities Act (17 CFR 239.40) and 
Forms 20-F, 40-F and 6-K under the Exchange Act (17 CFR 249.220f, 17 
CFR 249.240f and 17 CFR 249.306).
    In interactive data format, financial statement information could 
be downloaded directly into spreedsheets and analyzed in a variety of 
ways using commercial off-the-shelf software. The specified financial 
information already is and will continue to be required to be submitted 
to the Commission in traditional format under existing requirements. 
The purpose of the interactive data requirement is to make financial 
information easier for investors to analyze and assist issuers in 
automating regulatory filings and business information processing. We 
estimate that 10,229 respondents per year will each submit an average 
of 4.5 reponses per year for an estimated total of 46,031 responses. We 
further estimate an internal burden of 59 hours per response for a 
total annual internal burden of 2,715,829 hours (59 hours per response 
x 46,031 responses).
    Written comments are invited on: (a) Whether this proposed 
collection of information is necessary for the proper performance of 
the functions of the agency, including whether the information will 
have practical utility; (b) the accuracy of the agency's estimate of 
the burden imposed by the collection of information; (c) ways to 
enhance the quality, utility, and clarity of the information collected; 
and (d) ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Please direct your written comment to Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: PRA_Mailbox@sec.gov.

    Dated: September 15, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-23465 Filed 9-17-15; 8:45 am]
BILLING CODE 8011-01-P

56506 Federal Register / Vol. 80, No. 181 / Friday, September 18, 2015 / Notices

B. Self-Regulatory Organization’s C. Self-Regulatory Organization’s post all comments on the Commission’s
Statement on Burden on Competition Statement on Comments on the Internet Web site (http://www.sec.gov/
Proposed Rule Change Received From rules/sro.shtml). Copies of the
The Exchange does not believe that Members, Participants, or Others submission, all subsequent
the proposed rule change will impose amendments, all written statements
any burden on competition not The Exchange has neither solicited
nor received comments on the proposed with respect to the proposed rule
necessary or appropriate in furtherance change that are filed with the
of the purposes of the Act. In this regard rule change.
Commission, and all written
and as indicated above, the Exchange III. Date of Effectiveness of the communications relating to the
notes that the rule change is being Proposed Rule Change and Timing for proposed rule change between the
proposed as a competitive response to a Commission Action Commission and any person, other than
filing submitted by NYSE MKT that was those that may be withheld from the
recently approved by the Commission.14 The Exchange believes that the
foregoing proposed rule change may public in accordance with the
To the contrary, the Exchange take effect upon filing with the provisions of 5 U.S.C. 552, will be
believes that the proposal will enhance Commission pursuant to Section available for Web site viewing and
competition by allowing Market Makers 19(b)(3)(A) of the Act and Rule 19b– printing in the Commission’s Public
to comply with applicable Exchange 4(f)(6) thereunder because the foregoing Reference Room, 100 F Street NE.,
rules in a manner best suited to their proposed rule change does not (i) Washington, DC 20549, on official
business models, business activities, significantly affect the protection of business days between the hours of
and the securities markets, thus investors or the public interest, (ii) 10:00 a.m. and 3:00 p.m. Copies of the
reducing regulatory burdens while still impose any significant burden on filing will also be available for
ensuring compliance with applicable competition, and (iii) become operative inspection and copying at the principal
securities laws and regulations and for 30 days after its filing date, or such office of the Exchange. All comments
Exchange rules. The Exchange believes shorter time as the Commission may received will be posted without change;
that the proposal will foster a fair and designate. the Commission does not edit personal
orderly marketplace without being At any time within 60 days of the identifying information from
overly burdensome upon Market filing of the proposed rule change, the submissions. You should submit only
Makers. Commission summarily may information that you wish to make
Moreover, the Exchange believes that temporarily suspend such rule change if available publicly. All submissions
the proposed rule change would it appears to the Commission that such should refer to File Number SR–BOX–
eliminate a burden on competition for action is: (i) Necessary or appropriate in 2015–31 and should be submitted on or
Options Participants which currently the public interest; (ii) for the protection before October 9, 2015.
exists as a result of disparate rule of investors; or (iii) otherwise in For the Commission, by the Division of
treatment between the options and furtherance of the purposes of the Act. Trading and Markets, pursuant to delegated
equities markets regarding how to If the Commission takes such action, the authority.15
protect against the misuse of material Commission shall institute proceedings Brent J. Fields,
non-public information. For those to determine whether the proposed rule Secretary.
Options Participants that are also should be approved or disapproved. [FR Doc. 2015–23400 Filed 9–17–15; 8:45 am]
members of equity exchanges, their BILLING CODE 8011–01–P
respective equity market maker IV. Solicitation of Comments
operations are now subject to a Interested persons are invited to
principles-based approach to protecting submit written data, views, and SECURITIES AND EXCHANGE
against the misuse of material non- arguments concerning the foregoing, COMMISSION
public information. The Exchange including whether the proposed rule
believes it would remove a burden on change is consistent with the Act. Proposed Collection; Comment
competition to enable Options Comments may be submitted by any of Request
Participants to similarly apply a the following methods:
principles-based approach to protecting Upon Written Request Copies Available
against the misuse of material nonpublic Electronic Comments From: Securities and Exchange
information in the options space. To • Use the Commission’s Internet Commission, Office of FOIA Services,
this end, the Exchange notes that BOX comment form (http://www.sec.gov/ 100 F Street NE., Washington, DC
Rule 3090 still requires Market Makers rules/sro.shtml); or 20549–2736
to evaluate its business to assure that its • Send an email to rule-comments@ Extension:
policies and procedures are reasonably sec.gov. Please include File Number SR– Interactive Data; SEC File No. 270–330,
designed to protect against the misuse of BOX–2015–31 on the subject line. OMB Control No. 3235–0645
material nonpublic information. Notice is hereby given that, pursuant
Paper Comments
However, with this proposed rule to the Paperwork Reduction Act of 1995
change, an Options Participant that • Send paper comments in triplicate (44 U.S.C. 3501 et seq.), the Securities
trades equities and options could look at to Brent J. Fields, Secretary, Securities and Exchange Commission
its firm more holistically to structure its and Exchange Commission, 100 F Street (‘‘Commission’’) is soliciting comments
operations in a manner that provides it NE., Washington, DC 20549–1090. on the collection of information
tkelley on DSK3SPTVN1PROD with NOTICES

with better tools to manage its risks All submissions should refer to File summarized below. The Commission
across multiple security classes, while Number SR–BOX–2015–31. This file plans to submit this existing collection
at the same time protecting against the number should be included on the of information to the Office of
misuse of material non-public subject line if email is used. To help the Management and Budget for extension
information. Commission process and review your and approval.
comments more efficiently, please use
14 See supra, note 3. only one method. The Commission will 15 17 CFR 200.30–3(a)(12).

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Federal Register / Vol. 80, No. 181 / Friday, September 18, 2015 / Notices 56507

The ‘‘Interactive Data’’ collection of respond to, a collection of information approximately 569 issuers annually. In
information requires issuers filing unless it displays a currently valid addition, we estimate that 75% of the
registration statements under the control number. 130.95 hours per response (98.21 hours)
Securities Act of 1933 (15 U.S.C. 77a et Please direct your written comment to is prepared by the issuer for an annual
seq.) and reports under the Securities Pamela Dyson, Director/Chief reporting burden of 55,881 hours (98.21
Exchange Act of 1934 (15 U.S.C. 78a et Information Officer, Securities and hours per response × 569 responses).
seq.) to submit specified financial Exchange Commission, c/o Remi Pavlik- An agency may not conduct or
information to the Commission and post Simon, 100 F Street NE., Washington, sponsor, and a person is not required to
it on their corporate Web sites, if any, DC 20549 or send an email to: PRA_ respond to, a collection of information
in interactive data format using Mailbox@sec.gov. unless it displays a currently valid
eXtensible Business Reporting Language Dated: September 15, 2015. control number.
(XBRL). This collection of information The public may view the background
Brent J. Fields,
is located primarily in registration documentation for this information
statement and report exhibit provisions, Secretary. collection at the following Web site,
which require interactive data, and Rule [FR Doc. 2015–23465 Filed 9–17–15; 8:45 am] www.reginfo.gov . Comments should be
405 of Regulation S–T (17 CFR 232.405), BILLING CODE 8011–01–P directed to: (i) Desk Officer for the
which specifies how to submit and post Securities and Exchange Commission,
interactive data. The exhibit provisions Office of Information and Regulatory
are in Item 601(b)(101) of Regulation SECURITIES AND EXCHANGE Affairs, Office of Management and
S–K (17 CFR 229.601(b)(101), F–10 COMMISSION Budget, Room 10102, New Executive
under the Securities Act (17 CFR Office Building, Washington, DC 20503,
Submission for OMB Review;
239.40) and Forms 20–F, 40–F and 6–K or by sending an email to: Shagufta_
Comment Request
under the Exchange Act (17 CFR Ahmed@omb.eop.gov; and (ii) Pamela
249.220f, 17 CFR 249.240f and 17 CFR Upon Written Request Copies Available Dyson, Director/Chief Information
249.306). From: Securities and Exchange Officer, Securities and Exchange
In interactive data format, financial Commission, Office of FOIA Services, Commission, c/o Remi Pavlik-Simon,
statement information could be 100 F Street NE., Washington, DC 100 F Street NE., Washington, DC 20549
downloaded directly into spreedsheets 20549–2736 or send an email to: PRA_Mailbox@
and analyzed in a variety of ways using sec.gov. Comments must be submitted to
Extension:
commercial off-the-shelf software. The OMB within 30 days of this notice.
Regulation 14C (Commission Rules 14c–1
specified financial information already through 14c–7 and Schedule 14C) SEC Dated: September 15, 2015.
is and will continue to be required to be File No. 270–057, OMB Control No.
submitted to the Commission in Brent J. Fields,
3235–0057
traditional format under existing Secretary.
requirements. The purpose of the Notice is hereby given that, pursuant [FR Doc. 2015–23467 Filed 9–17–15; 8:45 am]
interactive data requirement is to make to the Paperwork Reduction Act of 1995 BILLING CODE 8011–01–P
financial information easier for (44 U.S.C. 3501 et seq.), the Securities
investors to analyze and assist issuers in and Exchange Commission
automating regulatory filings and (‘‘Commission’’) has submitted to the SECURITIES AND EXCHANGE
business information processing. We Office of Management and Budget this COMMISSION
estimate that 10,229 respondents per request for extension of the previously
year will each submit an average of 4.5 approved collection of information Submission for OMB Review;
reponses per year for an estimated total discussed below. Comment Request
of 46,031 responses. We further estimate Section 14(c) of the Securities
an internal burden of 59 hours per Exchange Act of 1934 (the ‘‘Exchange Upon Written Request Copies Available
response for a total annual internal Act’’) operates to require issuers that do From: Securities and Exchange
burden of 2,715,829 hours (59 hours per not solicit proxies or consents from any Commission, Office of FOIA Services,
response × 46,031 responses). or all of the holders of record of a class 100 F Street NE., Washington, DC
Written comments are invited on: (a) of securities registered under Section 12 20549–2736
Whether this proposed collection of of the Exchange Act and in accordance Extension:
information is necessary for the proper with the rules and regulations Regulation 14A (Commission Rules 14a–1
performance of the functions of the prescribed under Section 14(a) in through 14a–21 and Schedule 14A) SEC
agency, including whether the connection with a meeting of security File No. 270–056, OMB Control No.
information will have practical utility; holders (including action by consent) to 3235–0059.
(b) the accuracy of the agency’s estimate distribute to any holders that were not Notice is hereby given that, pursuant
of the burden imposed by the collection solicited an information statement to the Paperwork Reduction Act of 1995
of information; (c) ways to enhance the substantially equivalent to the (44 U.S.C. 3501 et seq.), the Securities
quality, utility, and clarity of the information that would be required to and Exchange Commission
information collected; and (d) ways to be transmitted if a proxy or consent (‘‘Commission’’) has submitted to the
minimize the burden of the collection of solicitation were made. Regulation 14C Office of Management and Budget this
information on respondents, including (Exchange Act Rules 14c–1 through request for extension of the previously
through the use of automated collection 14c–7 and Schedule 14C) (17 CFR approved collection of information
tkelley on DSK3SPTVN1PROD with NOTICES

techniques or other forms of information 240.14c–1 through 240.14c–7 and discussed below.
technology. Consideration will be given 240.14c–101) sets forth the requirements Section 14(a) of the Securities
to comments and suggestions submitted for the dissemination, content and filing Exchange Act of 1934 (the ‘‘Exchange
in writing within 60 days of this of the information statement. We Act’’) operates to make it unlawful for
publication. estimate that Schedule 14C takes a company with a class of securities
An agency may not conduct or approximately 130.95 hours per registered pursuant to Section 12 of the
sponsor, and a person is not required to response and will be filed by Exchange Act to solicit proxies in

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Document Created: 2015-12-15 09:27:38
Document Modified: 2015-12-15 09:27:38

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 56506