80_FR_58593 80 FR 58405 - Availability of Certain North American Electric Reliability Corporation Databases to the Commission

80 FR 58405 - Availability of Certain North American Electric Reliability Corporation Databases to the Commission

DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission

Federal Register Volume 80, Issue 188 (September 29, 2015)

Page Range58405-58410
FR Document2015-24282

The Federal Energy Regulatory Commission (Commission) proposes to amend its regulations to require the North American Electric Reliability Corporation (NERC) to provide the Commission, and Commission staff, with access, on a non-public and ongoing basis, to certain databases compiled and maintained by NERC. The Commission's proposal applies to the following NERC databases: The Transmission Availability Data System, the Generating Availability Data System, and the protection system misoperations database. Access to these databases, which will be limited to data regarding U.S. facilities, will provide the Commission with information necessary to determine the need for new or modified Reliability Standards and to better understand NERC's periodic reliability and adequacy assessments.

Federal Register, Volume 80 Issue 188 (Tuesday, September 29, 2015)
[Federal Register Volume 80, Number 188 (Tuesday, September 29, 2015)]
[Proposed Rules]
[Pages 58405-58410]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-24282]


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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

18 CFR Part 39

[Docket No. RM15-25-000]


Availability of Certain North American Electric Reliability 
Corporation Databases to the Commission

AGENCY: Federal Energy Regulatory Commission.

ACTION: Notice of proposed rulemaking.

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SUMMARY: The Federal Energy Regulatory Commission (Commission) proposes 
to amend its regulations to require the North American Electric 
Reliability Corporation (NERC) to provide the Commission, and 
Commission staff, with access, on a non-public and ongoing basis, to 
certain databases compiled and maintained by NERC. The Commission's 
proposal applies to the following NERC databases: The Transmission 
Availability Data System, the Generating Availability Data System, and 
the protection system misoperations database. Access to these 
databases, which will be limited to data regarding U.S. facilities, 
will provide the Commission with information necessary to determine the 
need for new or modified Reliability Standards and to better understand 
NERC's periodic reliability and adequacy assessments.

DATES: Comments are due November 30, 2015.

ADDRESSES: Comments, identified by docket number, may be filed in the 
following ways:
     Electronic Filing through http://www.ferc.gov. Documents 
created electronically using word processing software should be filed 
in native applications or print-to-PDF format and not in a scanned 
format.
     Mail/Hand Delivery: Those unable to file electronically 
may mail or hand-deliver comments to: Federal Energy Regulatory 
Commission, Secretary of the Commission, 888 First Street NE., 
Washington, DC 20426.
    Instructions: For detailed instructions on submitting comments and 
additional information on the rulemaking process, see the Comment 
Procedures Section of this document.

FOR FURTHER INFORMATION CONTACT: 
Raymond Orocco-John (Technical Information), Office of Electric 
Reliability, Federal Energy Regulatory Commission, 888 First Street 
NE., Washington, DC 20426, Telephone: (202) 502-6593, [email protected].
Matthew Vlissides (Legal Information), Office of the General Counsel, 
Federal Energy Regulatory Commission, 888 First Street NE., Washington, 
DC 20426, Telephone: (202) 502-8408, [email protected].

SUPPLEMENTARY INFORMATION: 
    1. The Commission proposes to amend its regulations, pursuant to 
section 215 of the Federal Power Act (FPA), to require the North 
American Electric Reliability Corporation (NERC), the Commission-
certified Electric Reliability Organization (ERO), to provide the 
Commission, and Commission staff, with access (i.e., view and download 
data), on a non-public and ongoing basis, to certain databases compiled 
and maintained by NERC. The Commission's proposal applies to the 
following three NERC databases: (1) The Transmission Availability Data 
System (TADS), (2) the Generating Availability Data System (GADS), and 
(3) the protection system misoperations database. Access to these 
databases, which will be limited to data regarding U.S. facilities, 
will provide the Commission with information necessary for the 
Commission to determine the need for new or modified Reliability 
Standards and to better understand NERC's periodic reliability and 
adequacy assessments.

I. Background

A. Section 215 and Order No. 672

    1. 2. Section 215 of the FPA requires the ERO to develop mandatory 
and enforceable Reliability Standards, subject to Commission review and 
approval. Reliability Standards may be enforced by NERC, subject to 
Commission oversight, or by the Commission independently.\1\ In 
addition, section 215(g) of the FPA requires the ERO to conduct 
periodic assessments of the reliability and adequacy of the Bulk-Power 
System in North America.\2\ Pursuant to section 215 of the FPA, the 
Commission established a process to select and certify an ERO,\3\ and 
subsequently certified NERC.\4\
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    \1\ 16 U.S.C. 824o(e).
    \2\ Id. 824o(g).
    \3\ Rules Concerning Certification of the Electric Reliability 
Organization; and Procedures for the Establishment, Approval, and 
Enforcement of Electric Reliability Standards, Order No. 672, FERC 
Stats. & Regs. ] 31,204, order on reh'g, Order No. 672-A, FERC 
Stats. & Regs. ] 31,212 (2006).
    \4\ North American Electric Reliability Corp., 116 FERC ] 
61,062, order on reh'g and compliance, 117 FERC ] 61,126 (2006), 
aff'd sub nom. Alcoa, Inc. v. FERC, 564 F.3d 1342 (D.C. Cir. 2009).
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    3. Section 39.2(d) of the Commission's regulations requires NERC 
and each Regional Entity to ``provide the Commission such information 
as is necessary to implement section 215 of

[[Page 58406]]

the Federal Power Act.'' \5\ Section 39.2(d) of the Commission's 
regulations also requires each user, owner and operator of the Bulk-
Power System within the United States (other than Alaska and Hawaii) to 
provide the Commission, NERC and each applicable Regional Entity with 
``such information as is necessary to implement section 215 of the 
Federal Power Act as determined by the Commission and set out in the 
Rules of the Electric Reliability Organization and each applicable 
Regional Entity.'' \6\
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    \5\ 18 CFR 39.2(d).
    \6\ Id.
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    4. The Commission promulgated section 39.2(d) of its regulations in 
Order No. 672.\7\ The Commission explained in Order No. 672 that:
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    \7\ Order No. 672, FERC Stats. & Regs. ] 31,204 at P 114.

    The Commission agrees . . . that, to fulfill its obligations 
under this Final Rule, the ERO or a Regional Entity will need access 
to certain data from users, owners and operators of the Bulk-Power 
System. Further, the Commission will need access to such information 
as is necessary to fulfill its oversight and enforcement roles under 
the statute.\8\
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    \8\ Id.
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B. NERC Databases

    5. NERC conducts ongoing data collections from registered entities 
to populate databases for transmission outages through TADS, generation 
outages through GADS, and protection system misoperations through 
NERC's protection system misoperations database. Each of these NERC 
databases is discussed below.
1. TADS Database
    6. NERC began collecting TADS data on a mandatory basis in 2007 by 
issuing a Phase I data request pursuant to section 1600 of the NERC 
Rules of Procedure.\9\ The request required that, beginning in January 
2008, applicable entities provide certain data for the TADS database 
based on a common template.\10\ In 2010, NERC began collecting Phase II 
TADS data, which include additional fields of information on 
transmission outages.\11\
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    \9\ See generally NERC, Summary of Phase I TADS Data Collection 
(November 9, 2007), available at http://www.nerc.com/pa/RAPA/tads/TADSTF%20Archives%20DL/TADS_Data_Request_Summary.pdf.
    \10\ See generally NERC, Transmission Availability Data System 
(TADS) Data Reporting Instruction Manual (November 20, 2007), 
available at http://www.nerc.com/comm/PC/Transmission%20Availability%20Data%20System%20Working%20Grou/TADSTF%20Archives/Data_Reporting_Instr_Manual_11_20_07.pdf.
    \11\ See generally NERC, Transmission Availability Data System 
Phase II Final Report (September 11, 2008), available at http://www.nerc.com/pa/RAPA/tads/TransmissionAvailabilityDataSyatemRF/TADS_Phase_II_Final_Report_091108.pdf.
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    7. Currently, the TADS database compiles transmission outage data 
in a common format for: (1) Bulk electric system AC circuits (overhead 
and underground); (2) transmission transformers (except generator step-
up units); (3) bulk electric system AC/DC back-to-back converters; and 
(4) bulk electric system DC circuits.\12\ The TADS data collection 
template includes the following information fields: (1) Type of 
facilities, (2) outage start time and duration, (3) event type, (4) 
initiating cause code, and (5) sustained cause code (for sustained 
outages).\13\ ``Cause codes'' for common causes of transmission outages 
include: (1) Lightning, (2) fire, (3) vandalism, (4) failed equipment 
(with multiple sub-listings), (5) vegetation, and (6) ``unknown.'' \14\ 
There were 10,787 TADS events between 2012 and 2014.\15\
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    \12\ See NERC TADS Home Page, available at http://www.nerc.com/pa/RAPA/tads/Pages/default.aspx.
    \13\ See Transmission Availability Data System (TADS) Data 
Reporting Instruction Manual (August 1, 2014), available at http://www.nerc.com/pa/RAPA/tads/Documents/2015_TADS_DRI.pdf.
    \14\ See Transmission Availability Data System Definitions 
(August 1, 2014), available at http://www.nerc.com/pa/RAPA/tads/Documents/2015_TADS_Appendix_7.pdf.
    \15\ See, e.g., NERC, State of Reliability 2015, Appendix A 
(Statistical Analysis for Risk Issue Identification and Transmission 
Outage Severity Analysis) at 86 (May 2015), available at http://www.nerc.com/pa/RAPA/PA/Performance%20Analysis%20DL/2015%20State%20of%20Reliability.pdf.
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    8. NERC uses TADS data to develop transmission metrics to analyze 
outage frequency, duration, causes, and other factors related to 
transmission outages.\16\ NERC also provides individual transmission 
owners with TADS metrics for their facilities.\17\ NERC issues an 
annual public report based on TADS data that shows aggregate metrics 
for each NERC Region, with the underlying data typically accorded 
confidential treatment.\18\
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    \16\ See NERC TADS Home Page.
    \17\ Id.
    \18\ Id.
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2. GADS Database
    9. The collection of GADS data has been mandatory since 2012, 
pursuant to a data request issued in accordance with section 1600 of 
the NERC Rules of Procedure.\19\ The GADS database collects, records, 
and retrieves operating information on power plant availability, 
including event, performance, and design data.\20\ GADS data are used 
to support equipment reliability and availability analyses, as well as 
benchmarking studies.\21\
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    \19\ See NERC, Generating Availability Data System Mandatory 
Reporting of Conventional Generation Performance Data at 2 (July 
2011), available at http://www.nerc.com/pa/RAPA/gads/MandatoryGADS/Revised_Final_Draft_GADSTF_Recommendation_Report.pdf; see also NERC 
GADS Home Page, available at http://www.nerc.com/pa/RAPA/gads/Pages/default.aspx.
    \20\ See NERC GADS Home Page.
    \21\ Id.
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    10. Currently, GADS collects outage data pertaining to ten types of 
conventional generating units with capacity of 20 MW and larger, 
including: (1) Fossil steam including fluidized bed design; (2) 
nuclear; (3) gas turbines/jet engines; (4) internal combustion engines 
(diesel engines); (5) hydro units/pumped storage; (6) combined cycle 
blocks and their related components; (7) cogeneration blocks and their 
related components; (8) multi-boiler/multi-turbine units; (9) 
geothermal units; and (10) other miscellaneous conventional generating 
units (e.g., biomass, landfill gases).\22\ The GADS data collection 
template includes the following design, event, and performance 
information: (1) Design records, (2) event records and (3) performance 
records.\23\ Design records refer to the characteristics of each unit 
such as GADS utility code, GADS unit code, NERC Regional Entity where 
the unit is located, name of the unit, commercial operating date, and 
type of generating unit (fossil, combined cycle, etc.).\24\ Event 
records include information about when and to what extent the 
generating unit could not generate power.\25\ Performance records refer 
to monthly generation, unit-attempted starts, actual starts, summary 
event outage information, and fuels.\26\ NERC has developed ``cause 
codes'' for the identification of common causes of unit outages based 
on the type of generating unit.\27\ For example, the cause codes 
section for fossil steam units includes codes for the boiler, steam 
turbine, generator, balance of plant, pollution control equipment, 
external, regulatory, safety and environmental, personnel errors, and 
performance testing.\28\ For 2011-2013,

[[Page 58407]]

the GADS database contains data from more than 5,000 units.\29\
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    \22\ Generating Availability Data System Mandatory Reporting of 
Conventional Generation Performance Data at 15.
    \23\ Id., Appendix V (Rules of Procedure Section 1600 
Justification) at 35.
    \24\ Id.
    \25\ Id.
    \26\ Id.
    \27\ NERC, Generating Availability Data System Data Reporting 
Instructions (January1, 2015), Appendix B (Index to System/Component 
Cause Codes) at 1, available at http://www.nerc.com/pa/RAPA/gads/DataReportingInstructions/Appendix_B1_Fossil_Steam_Unit_Cause_Codes.pdf.
    \28\ Id.
    \29\ State of Reliability 2015, Appendix B (Analysis of 
Generation Data) at 107.
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    11. NERC uses GADS data to measure generation reliability and 
publishes aggregate performance metrics for each NERC Region in 
publicly available annual state of reliability and reliability 
assessment reports.\30\ The underlying data are typically accorded 
confidential treatment.
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    \30\ See, e.g., id., Appendix B (Analysis of Generation Data).
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3. Protection System Misoperations Database
    12. Protection system misoperations data have been reported by 
transmission owners, generator owners and distribution providers on a 
mandatory basis since 2011 pursuant to Reliability Standard PRC-
004.\31\ Following implementation of Reliability Standard PRC-004-4, 
the obligation to report misoperation data will be made mandatory 
through a data request pursuant to section 1600 of the NERC Rules of 
Procedure.\32\
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    \31\ The Commission approved Reliability Standard PRC-004-1 
(Analysis and Reporting of Transmission Protection System 
Misoperations) in Order No. 693. Mandatory Reliability Standards for 
the Bulk-Power System, Order No. 693, FERC Stats. & Regs. ] 31,242, 
at PP 1467-1469, order on reh'g, Order No. 693-A, 120 FERC ] 61,053 
(2007). The Commission subsequently approved the following revisions 
and interpretations to Reliability Standard PRC-004, which was 
renamed Analysis and Mitigation of Transmission and Generation 
Protection System Misoperations: Reliability Standards PRC-004-1a, 
PRC-004-2, PRC-004-2a, PRC-004-2.1a, PRC-004-2.1(i)a, PRC-004-3, and 
PRC-004-4. See North American Electric Reliability Corporation, 136 
FERC ] 61,208 (2011) (approving interpretation resulting in 
Reliability Standard PRC-004-1a and Reliability Standard PRC-004-
2a); North American Electric Reliability Corp., 134 FERC ] 61,015 
(2011) (approving Reliability Standard PRC-004-2); Generator 
Requirements at the Transmission Interface, Order No. 785, 144 FERC 
] 61,221 (2012) (approving Reliability Standard PRC-004-2.1a); North 
American Electric Reliability Corp., 151 FERC ] 61,129 (2015) 
(approving Reliability Standard PRC-004-3); North American Electric 
Reliability Corporation, 151 FERC ] 61,186 (2015) (approving 
Reliability Standards PRC-004-2.1(i)a and PRC-004-4).
    \32\ See generally NERC, Request for Data or Information 
Protection System Misoperation Data Collection (August 14, 2014), 
available at http://www.nerc.com/pa/RAPA/ProctectionSystemMisoperations/PRC-004-3%20Section%201600%20Data%20Request_20140729.pdf. Reliability 
Standard PRC-004-4 will become enforceable on July 1, 2016.
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    13. Currently, the protection system misoperations database 
collects more than 20 fields for a reportable misoperation event, 
including: (1) Misoperation date; (2) event description; (3) protection 
systems/components that misoperated; (4) equipment removed from service 
(permanently or temporarily) as the result of the misoperation; (5) 
misoperation category; and (6) cause(s) of misoperation.\33\ For 2014, 
the protection system misoperations database contains information on 
approximately 2,000 misoperation events.\34\
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    \33\ Id. at 13-14; see also NERC, Protection System 
Misoperations Home Page, available at http://www.nerc.com/pa/RAPA/ri/Pages/ProtectionSystemMisoperations.aspx.
    \34\ State of Reliability 2015 at 47.
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    14. Protection system misoperations have exacerbated the severity 
of most cascading power outages, having played a significant role in 
the August 14, 2003 Northeast blackout, for example.\35\ NERC uses 
protection system misoperations data to assess protection system 
performance and trends in protection system performance that may 
negatively impact reliability.\36\ NERC publishes aggregate 
misoperation information for each NERC Region in annual public state of 
reliability reports, with the underlying data typically being accorded 
confidential treatment.\37\
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    \35\ See Request for Data or Information Protection System 
Misoperation Data Collection at 5.
    \36\ See id. at 14.
    \37\ See, e.g., State of Reliability 2015 at 45-48.
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II. Discussion

    15. The Commission proposes to amend the Commission's regulations 
to require NERC to provide the Commission, and Commission staff, with 
access (i.e., view and download data), on an ongoing and non-public 
basis, to the TADS, GADS, and protection system misoperations 
databases. As discussed below, the Commission believes that access to 
these three NERC databases, which will be limited to data regarding 
U.S. facilities, is necessary to carry out the Commission's obligations 
under section 215 of the FPA.
    16. Under section 215 of the FPA, the Commission has jurisdiction 
over, and is responsible for oversight of, the activities and functions 
of the ERO and Regional Entities in the United States.\38\ The 
development and maintenance of NERC databases such as TADS, GADS, and 
protection system misoperations are section 215 jurisdictional 
activities.\39\ As explained in Order No. 672, access to relevant 
information, such as the information sought through this proposal, 
allows the Commission to fulfill its statutory obligations under 
section 215 of the FPA.\40\ The Commission's proposed regulation would 
require the three NERC databases (i.e., the TADS, GADS, and protection 
system misoperations databases) to be made available to the Commission 
on a non-public and ongoing basis. This proposal comports with our 
authority because, as discussed below, access to the NERC databases is 
necessary to implement section 215. Furthermore, the Commission's 
proposal is consistent with section 39.2(d) of the Commission's 
regulations because that provision already requires the ERO and 
Regional Entities to ``provide the Commission such information as is 
necessary to implement section 215 of the Federal Power Act.'' \41\
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    \38\ 16 U.S.C. 824o(b) (``The Commission shall have 
jurisdiction, within the United States, over the ERO certified by 
the Commission . . . any regional entities, and all users, owners 
and operators of the bulk-power-system . . . for purposes of 
approving reliability standards established under this section and 
enforcing compliance with this section.'').
    \39\ See North American Electric Reliability Corp., 143 FERC ] 
61,052, at P 41 (2013) (addressing statutory funding for NERC's 
periodic assessments and monitoring of the Bulk-Power System); see 
also North American Electric Reliability Corp., 149 FERC ] 61,028, 
at P 14 (2014) (approving FPA section 215 funding for NERC 
Reliability Assessment and Performance Analysis program (RAPA) as 
part of NERC's 2015 business plan and budget filing); see also NERC, 
Petition for Approval of 2015 Business Plan and Budget, Docket No. 
RR14-6-000, at 50-51 (filed Aug. 22, 2014) (identifying TADS, GADS 
and protection system misoperations as major activities of NERC's 
RAPA program).
    \40\ Order No. 672, FERC Stats. & Regs. ] 31,204 at P 114. Cf. 
North American Electric Reliability Corp., 120 FERC ] 61,239, at P 
12 (2007) (directing NERC to provide the Commission with advance 
copies of ``NERC alerts'' on an informational basis to ``allow the 
Commission to monitor for potential inconsistencies with the 
Reliability Standards and may inform the Commission where 
modifications to existing Reliability Standards or new Reliability 
Standards may be necessary'').
    \41\ 18 CFR 39.2(d).
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    17. Access to data collected by NERC in the TADS, GADS, and 
protection system misoperations databases regarding U.S. facilities is 
necessary to carry out the Commission's statutory authority: (1) To 
evaluate the need to direct new or modified Reliability Standards under 
section 215(d)(5) of the FPA; and (2) to better understand NERC's 
periodic assessments and reports, including those that may be requested 
by the Commission, regarding the reliability and adequacy of the Bulk-
Power System under section 215(g) of the FPA.
    18. First, the proposed access would inform the Commission more 
quickly, directly and comprehensively about reliability trends or 
reliability gaps that might require the Commission to direct the ERO to 
develop new or modified Reliability Standards. Pursuant to section 
215(d) of the FPA, the Commission has the responsibility of acting on 
proposed Reliability Standards developed by the ERO. In addition, as 
set forth in section 215(d)(5) of the FPA, the Commission has authority 
to direct the ERO ``to submit to the Commission a proposed

[[Page 58408]]

reliability standard or modification to a reliability standard that 
addresses a specific matter if the Commission considers such a new or 
modified reliability standards appropriate to carry out [section 
215].'' \42\ Therefore, with respect to the development of new 
Reliability Standards or modification of existing Reliability 
Standards, section 215(d) of the FPA tasks both the Commission and the 
ERO (i.e., NERC) with the responsibility to monitor reliability trends 
or reliability gaps that might warrant the development or modification 
of a Reliability Standard. As discussed below, the data contained in 
the TADS, GADS, and protection systems misoperations databases provide 
insights regarding reliability performance that bear on whether 
existing Reliability Standards are effective; whether they require 
modification; or whether new Reliability Standards should be developed. 
However, currently the Commission does not have access to these 
databases, which are maintained by NERC to support its Reliability 
Standards work pursuant to section 215(d), and we find it appropriate 
that the Commission also have access to them to support the 
Commission's assessment of the effectiveness of existing Reliability 
Standards.
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    \42\ 16 U.S.C. 824o(d)(5).
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    19. The TADS, GADS, and protection system misoperations databases 
include important information regarding the need for new or modified 
Reliability Standards. For example, in describing the importance of 
mandatory TADS data collection, NERC stated that:

    Whether a new standard is needed or whether an existing standard 
needs to be modified, sound data is needed for this purpose. TADS 
data is intended to provide a basis for standards.\43\
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    \43\ Summary of Phase I TADS Data Collection at 1.

Similarly, in justifying the need for mandatory GADS data reporting, 
NERC stated that GADS data ``is used to calculate important performance 
statistics and supports bulk power trend analysis by providing 
information on forced outages, maintenance outages, planned outages, 
and deratings . . . [the] GADS database is vital to support NERC in its 
assessment of bulk power system reliability.'' \44\ With respect to 
protection system misoperations data, NERC described that data as 
``providing several benefits to [bulk electric system] reliability and 
support[ing] NERC's mission of ensuring the reliability of the [Bulk-
Power System] in North America.'' \45\ Among other things, NERC stated 
that protection system misoperations data is used to ``[i]dentify 
trends in Protection System performance that negatively impact 
reliability.'' \46\ Accordingly, just as the information in these 
databases supports NERC's Reliability Standards work under section 
215(d) of the FPA, we find that the Commission's access to these 
databases will further our work under section 215(d)(5) of the FPA to 
identify reliability issues that might necessitate the development or 
modification of Reliability Standards.
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    \44\ Generating Availability Data System Mandatory Reporting of 
Conventional Generation Performance Data at 1.
    \45\ Request for Data or Information Protection System 
Misoperation Data Collection at 5.
    \46\ Id. at 4.
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    20. Second, access to the TADS, GADS, and protection system 
misoperations databases will assist the Commission with its 
understanding of the reliability and adequacy assessments periodically 
submitted by NERC pursuant to section 215(g) of the FPA, as well as 
provide the Commission with data that could support requests by the 
Commission for additional assessments or reports from NERC under that 
section. The periodic reports, such as the annual state of reliability 
reports, currently submitted by NERC draw heavily from these databases 
and provide an overview of reliability issues and trends identified 
through the analysis of those databases. While the aggregated TADS, 
GADS, and protection system misoperations data provided in NERC's 
periodic reports afford the Commission some insight into the 
reliability and adequacy trends identified by NERC, we believe that 
having direct access to the underlying data will assist the Commission 
in its understanding of the periodic reports, thereby helping the 
Commission to monitor causes of outages and detect emerging reliability 
issues.
    21. The Commission proposes to locate the proposed requirement 
within section 39.11 of the Commission's regulations, which governs the 
preparation and submission of reliability reports.\47\ We propose to 
add a new paragraph (c) that establishes a formal requirement that the 
ERO provide the Commission with access, on a non-public and ongoing 
basis, to the ERO's TADS, GADS, and protection system misoperations 
databases, or any successor databases thereto.
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    \47\ 18 CFR 39.11.
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    22. We also recognize that the Commission's proposal might raise 
confidentiality issues regarding certain of the data contained in these 
databases. Should the Commission collect an entity's confidential 
information, the Commission will take appropriate steps, as provided 
for in our governing statutes and regulations,\48\ in handling such 
information.
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    \48\ See, e.g., 5 U.S.C. 552; 18 CFR 388.112, 18 CFR 388.113.
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    23. The Commission seeks comment from NERC and other interested 
entities on this proposal. Comments are due 60 days following 
publication of this notice of proposed rulemaking in the Federal 
Register.

III. Information Collection Statement

    24. The Paperwork Reduction Act (PRA) \49\ requires each federal 
agency to seek and obtain Office of Management and Budget (OMB) 
approval before undertaking a collection of information directed to ten 
or more persons, or contained in a rule of general applicability. The 
OMB regulations require the approval of certain information collection 
requirements imposed by agency rules.\50\ Upon approval of a 
collection(s) of information, OMB will assign an OMB control number and 
an expiration date. Respondents subject to the filing requirements of 
an agency rule will not be penalized for failing to respond to these 
collections of information unless the collections of information 
display a valid OMB control number.
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    \49\ 44 U.S.C. 3501-3520.
    \50\ See 5 CFR 1320.
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    25. The Commission is submitting these reporting requirements to 
OMB for its review and approval under section 3507(d) of the PRA. 
Comments are solicited on the Commission's need for this information, 
the estimated burden and cost imposed on the ERO of providing the 
Commission with ongoing access to the three databases, whether the 
information will have practical utility, ways to enhance the quality, 
utility, and clarity of the information to be accessed, and any 
suggested methods for minimizing the respondent's burden.
    26. The Commission's proposal would make TADS, GADS, and protection 
system misoperations data, currently collected by the ERO, available to 
the Commission, and its staff, on a non-public and ongoing basis. The 
proposal would not require the ERO to collect new information, compile 
information into any kind of report, or reformulate the raw data. The 
Commission also anticipates that it could be relatively straight-
forward for the ERO to provide the Commission, and Commission staff, 
with access to TADS, GADS and misoperations data. Various entities 
currently have access to these data via an existing web interface. 
Providing the

[[Page 58409]]

Commission, and Commission staff, with access may be as simple as 
creating log-on credentials for the Web interface. Accordingly, the 
Commission estimates that the one-time burden associated with 
compliance with this proposed rule is de minimis and is limited to the 
ERO reviewing the Commission's proposed regulation and providing 
Commission with access to the existing TADS, GADS, and protection 
system misoperations databases.
    27. The requirements for the ERO to provide data to the Commission 
are included in the existing FERC-725, Certification of Electric 
Reliability Organization; Procedures for Electric Reliability Standards 
(OMB Control No. 1902-0225). FERC-725 includes information used by the 
Commission to implement the statutory provisions of section 215 of the 
FPA. FERC-725 includes the burden, reporting and recordkeeping 
requirements associated with: (a) Self Assessment and ERO Application, 
(b) Reliability Assessments, (c) Reliability Standards Development, (d) 
Reliability Compliance, (e) Stakeholder Survey, and (f) Other 
Reporting. This notice of proposed rulemaking will be submitted to OMB 
for review under the PRA.
    28. Internal review: The Commission has reviewed the proposed 
regulation and has determined that the proposed regulation is necessary 
to ensure the reliability and integrity of the Nation's Bulk-Power 
System.
    29. Interested persons may obtain information on the reporting 
requirements by contacting: Federal Energy Regulatory Commission, 888 
First Street NE., Washington, DC 20426 [Attention: Ellen Brown, Office 
of the Executive Director, email: [email protected], Phone: (202) 
502-8663, fax: (202) 273-0873]. Comments on the requirements of this 
rule may also be sent to the Office of Information and Regulatory 
Affairs, Office of Management and Budget, Washington, DC 20503 
[Attention: Desk Officer for the Federal Energy Regulatory Commission]. 
For security reasons, comments should be sent by email to OMB at 
[email protected]. Please reference OMB Control No. 1902-0225 
and FERC-725 in your submission.

IV. Environmental Analysis

    30. The Commission is required to prepare an Environmental 
Assessment or an Environmental Impact Statement for any action that may 
have a significant adverse effect on the human environment.\51\ The 
Commission has categorically excluded certain actions from this 
requirement as not having a significant effect on the human 
environment. Included in the exclusion are rules that are clarifying, 
corrective, or procedural or that do not substantially change the 
effect of the regulations being amended.\52\ The actions here fall 
within this categorical exclusion in the Commission's regulations.
---------------------------------------------------------------------------

    \51\ Regulations Implementing the National Environmental Policy 
Act of 1969, Order No. 486, 52 FR 47897 (Dec. 17, 1987), FERC Stats. 
& Regs., Regulations Preambles 1986-1990 ] 30,783 (1987).
    \52\ 18 CFR 380.4(a)(2)(ii).
---------------------------------------------------------------------------

V. Regulatory Flexibility Act

    31. The Regulatory Flexibility Act of 1980 (RFA) \53\ generally 
requires a description and analysis of proposed rules that will have 
significant economic impact on a substantial number of small entities. 
The Small Business Administration (SBA) revised its size standard 
(effective January 22, 2014) for electric utilities from a standard 
based on megawatt hours to a standard based on the number of employees, 
including affiliates.\54\
---------------------------------------------------------------------------

    \53\ 5 U.S.C. 601-612.
    \54\ SBA Final Rule on ``Small Business Size Standards: 
Utilities,'' 78 FR 77,343 (Dec. 23, 2013).
---------------------------------------------------------------------------

    32. The Commission proposes to amend the Commission's regulations 
to require only the ERO (i.e., NERC) to provide the Commission, and 
Commission staff, with access, on a non-public and ongoing basis, to 
the existing TADS, GADS, and protections system misoperations 
databases. As discussed above, we estimate that the costs to the ERO 
associated with the Commission's proposal will be de minimis. 
Accordingly, the Commission certifies that this proposal will not have 
a significant economic impact on a substantial number of small 
entities.

VI. Comment Procedures

    33. The Commission invites interested persons to submit comments on 
the matters and issues proposed in this document to be adopted, 
including any related matters or alternative proposals that commenters 
may wish to discuss. Comments are due November 30, 2015. Comments must 
refer to Docket No. RM15-25-000, and must include the commenter's name, 
the organization they represent, if applicable, and their address in 
their comments.
    34. The Commission encourages comments to be filed electronically 
via the eFiling link on the Commission's Web site at http://www.ferc.gov. The Commission accepts most standard word processing 
formats. Documents created electronically using word processing 
software should be filed in native applications or print-to-PDF format 
and not in a scanned format. Commenters filing electronically do not 
need to make a paper filing.
    35. Commenters that are not able to file comments electronically 
must send an original of their comments to: Federal Energy Regulatory 
Commission, Secretary of the Commission, 888 First Street NE., 
Washington, DC 20426.
    36. All comments will be placed in the Commission's public files 
and may be viewed, printed, or downloaded remotely as described in the 
Document Availability section below. Commenters on this proposal are 
not required to serve copies of their comments on other commenters.

VII. Document Availability

    37. In addition to publishing the full text of this document in the 
Federal Register, the Commission provides all interested persons an 
opportunity to view and/or print the contents of this document via the 
Internet through the Commission's Home Page (http://www.ferc.gov) and 
in the Commission's Public Reference Room during normal business hours 
(8:30 a.m. to 5:00 p.m. Eastern time) at 888 First Street NE., Room 2A, 
Washington, DC 20426.
    38. From the Commission's Home Page on the Internet, this 
information is available on eLibrary. The full text of this document is 
available on eLibrary in PDF and Microsoft Word format for viewing, 
printing, and/or downloading. To access this document in eLibrary, type 
the docket number excluding the last three digits of this document in 
the docket number field.
    39. User assistance is available for eLibrary and the Commission's 
Web site during normal business hours from the Commission's Online 
Support at 202-502-6652 (toll free at 1-866-208-3676) or email at 
[email protected], or the Public Reference Room at (202) 502-
8371, TTY (202)502-8659. Email the Public Reference Room at 
[email protected].

List of subjects in 18 CFR Part 39

    Electric power, and reporting and recordkeeping requirements.

    By direction of the Commission. Commissioner LaFleur is 
concurring with a separate statement attached.
    Dated: September 17, 2015.
Nathaniel J. Davis, Sr.,
Deputy Secretary.

    In consideration of the foregoing, the Commission proposes to amend 
Chapter I, Title 18, Part 39 of the Code of Federal Regulations, as 
follows:

[[Page 58410]]

PART 39--RULES CONCERNING CERTIFICATION OF THE ELECTRIC RELIABILITY 
ORGANIZATION; AND PROCEDURES FOR THE ESTABLISHMENT, APPROVAL, AND 
ENFORCEMENT OF ELECTRIC RELIABILITY STANDARDS

0
1. The authority citation for part 39 continues to read as follows:

    Authority: 16 U.S.C. 824o.

0
2. Amend Sec.  39.11 by adding paragraph (c) as follows:


Sec.  39.11  Reliability reports.

* * * * *
    (c) The Electric Reliability Organization shall make available to 
the Commission, on a non-public and ongoing basis, access to the 
Transmission Availability Data System, Generating Availability Data 
System, and protection system misoperations databases, or any successor 
databases thereto.

    Note: The following text will not appear in the Code of Federal 
Regulations.

Availability of Certain North American Electric Reliability Corporation 
Databases to the Commission

(Issued September 17, 2015)
    LaFLEUR, Commissioner, concurring: Today's order proposes to revise 
the Commission's regulations to provide the Commission and its staff 
with access, on a non-public and ongoing basis, to three databases 
maintained by the North American Electric Reliability Corporation 
(NERC): (1) The Transmission Availability Data System (TADS), (2) the 
Generating Availability Data System (GADS), and (3) the protection 
system misoperations database. As explained in the order, the 
Commission concludes that access to these databases would support its 
work under section 215(d)(5) of the Federal Power Act (FPA) to monitor 
reliability trends and issues that may warrant the development of new 
or modified reliability standards.
    On rare occasions, the Commission has exercised its authority to 
direct NERC to develop new standards to address reliability risks not 
covered in existing standards, such as geomagnetic disturbances and 
physical security. While I do not expect the Commission to frequently 
invoke that authority going forward, I agree that the information in 
these databases would assist the Commission with its responsibilities 
under section 215(d)(5), as well as its understanding of NERC's 
assessments under section 215(g). Access to these databases could 
therefore support the Commission's oversight of several steps of the 
reliability cycle, including event analysis, establishment of metrics, 
setting reliability priorities, and improving the standards development 
and review process.
    I recognize, however, that under section 215 of the FPA, NERC and 
the Commission have a unique relationship, since Congress vested a 
significant amount of authority over the standards process in the 
Electric Reliability Organization (i.e., NERC) and clearly prescribed 
the Commission's oversight role. It is important that we recognize the 
distinction between that oversight role and NERC's primary 
responsibility to monitor reliability issues and propose standards to 
address them. Ultimately, I believe our efforts to sustain and improve 
the reliability of the bulk electric system are furthered by mutual 
trust and shared priorities between the Commission and NERC.
    I understand that today's proposal might be controversial within 
the NERC community. I therefore welcome comment on the proposal, 
including any potential issues or concerns not identified in the NOPR, 
to provide a full record for the Commission to consider in deciding 
whether to proceed to a final rule.
    Accordingly, I respectfully concur.

Cheryl A. LaFleur

Commissioner

[FR Doc. 2015-24282 Filed 9-28-15; 8:45 am]
BILLING CODE 6717-01-P



                                                                                 Federal Register / Vol. 80, No. 188 / Tuesday, September 29, 2015 / Proposed Rules                                                      58405

                                                                 Short name/acronym                                                                                Commenter

                                                      New York Transmission Owners ....                        New York Transmission Owners (Central Hudson Gas & Electric Corporation, Consolidated Edison Com-
                                                                                                                 pany of New York, Inc., Power Supply of Long Island, New York Power Authority, New York State Elec-
                                                                                                                 tric & Gas Corporation, Niagara Mohawk Power Corporation d/b/a National Grid, Orange and Rockland
                                                                                                                 Utilities, Inc., and Rochester Gas and Electric Corporation).
                                                      OMS ................................................     Organization of MISO States.
                                                      PG&E ..............................................      Pacific Gas and Electric Company.
                                                      PJM .................................................    PJM Interconnection, L.L.C.
                                                      PJM Utilities Coalition .....................            PJM Utilities Coalition (American Electric Power Service Corporation, the Dayton Power and Light Com-
                                                                                                                 pany, FirstEnergy Service Company, Buckeye Power, Inc., and East Kentucky Power Cooperative).
                                                      Potomac Economics .......................                Potomac Economics, Ltd.
                                                      PSEG Companies ...........................               PSEG Companies (Public Service Electric and Gas Company, PSEG Power LLC and PSEG Energy Re-
                                                                                                                 sources & Trade LLC).
                                                      SCE .................................................    Southern California Edison Company.
                                                      SPP .................................................    Southwest Power Pool, Inc.
                                                      TAPS ...............................................     Transmission Access Policy Study Group.
                                                      Wartsila ...........................................     Wartsila North America, Inc.
                                                      Wisconsin Electric ...........................           Wisconsin Electric Power Company.
                                                      Xcel .................................................   Xcel Energy Services Inc.



                                                      [FR Doc. 2015–24283 Filed 9–28–15; 8:45 am]                          • Electronic Filing through http://                 Data System (GADS), and (3) the
                                                      BILLING CODE 6717–01–P                                             www.ferc.gov. Documents created                       protection system misoperations
                                                                                                                         electronically using word processing                  database. Access to these databases,
                                                                                                                         software should be filed in native                    which will be limited to data regarding
                                                      DEPARTMENT OF ENERGY                                               applications or print-to-PDF format and               U.S. facilities, will provide the
                                                                                                                         not in a scanned format.                              Commission with information necessary
                                                      Federal Energy Regulatory                                            • Mail/Hand Delivery: Those unable                  for the Commission to determine the
                                                      Commission                                                         to file electronically may mail or hand-              need for new or modified Reliability
                                                                                                                         deliver comments to: Federal Energy                   Standards and to better understand
                                                      18 CFR Part 39                                                     Regulatory Commission, Secretary of the               NERC’s periodic reliability and
                                                      [Docket No. RM15–25–000]                                           Commission, 888 First Street NE.,                     adequacy assessments.
                                                                                                                         Washington, DC 20426.
                                                      Availability of Certain North American                               Instructions: For detailed instructions             I. Background
                                                      Electric Reliability Corporation                                   on submitting comments and additional
                                                                                                                                                                               A. Section 215 and Order No. 672
                                                      Databases to the Commission                                        information on the rulemaking process,
                                                                                                                         see the Comment Procedures Section of                   1. 2. Section 215 of the FPA requires
                                                      AGENCY: Federal Energy Regulatory                                  this document.                                        the ERO to develop mandatory and
                                                      Commission.                                                        FOR FURTHER INFORMATION CONTACT:                      enforceable Reliability Standards,
                                                      ACTION: Notice of proposed rulemaking.                             Raymond Orocco-John (Technical                        subject to Commission review and
                                                                                                                           Information), Office of Electric                    approval. Reliability Standards may be
                                                      SUMMARY:    The Federal Energy                                       Reliability, Federal Energy Regulatory
                                                      Regulatory Commission (Commission)                                                                                       enforced by NERC, subject to
                                                                                                                           Commission, 888 First Street NE.,                   Commission oversight, or by the
                                                      proposes to amend its regulations to                                 Washington, DC 20426, Telephone:
                                                      require the North American Electric                                                                                      Commission independently.1 In
                                                                                                                           (202) 502–6593, Raymond.Orocco-                     addition, section 215(g) of the FPA
                                                      Reliability Corporation (NERC) to                                    John@ferc.gov.
                                                      provide the Commission, and                                                                                              requires the ERO to conduct periodic
                                                                                                                         Matthew Vlissides (Legal Information),                assessments of the reliability and
                                                      Commission staff, with access, on a non-                             Office of the General Counsel, Federal
                                                      public and ongoing basis, to certain                                                                                     adequacy of the Bulk-Power System in
                                                                                                                           Energy Regulatory Commission, 888
                                                      databases compiled and maintained by                                                                                     North America.2 Pursuant to section 215
                                                                                                                           First Street NE., Washington, DC
                                                      NERC. The Commission’s proposal                                                                                          of the FPA, the Commission established
                                                                                                                           20426, Telephone: (202) 502–8408,
                                                      applies to the following NERC                                                                                            a process to select and certify an ERO,3
                                                                                                                           Matthew.Vlissides@ferc.gov.
                                                      databases: The Transmission                                                                                              and subsequently certified NERC.4
                                                                                                                         SUPPLEMENTARY INFORMATION:
                                                      Availability Data System, the Generating                             1. The Commission proposes to                         3. Section 39.2(d) of the Commission’s
                                                      Availability Data System, and the                                  amend its regulations, pursuant to                    regulations requires NERC and each
                                                      protection system misoperations                                    section 215 of the Federal Power Act                  Regional Entity to ‘‘provide the
                                                      database. Access to these databases,                               (FPA), to require the North American                  Commission such information as is
                                                      which will be limited to data regarding                            Electric Reliability Corporation (NERC),              necessary to implement section 215 of
                                                      U.S. facilities, will provide the                                  the Commission-certified Electric
                                                      Commission with information necessary                              Reliability Organization (ERO), to                      1 16 U.S.C. 824o(e).
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                                                      to determine the need for new or                                   provide the Commission, and                             2 Id.824o(g).
                                                      modified Reliability Standards and to                              Commission staff, with access (i.e., view
                                                                                                                                                                                 3 Rules Concerning Certification of the Electric

                                                      better understand NERC’s periodic                                                                                        Reliability Organization; and Procedures for the
                                                                                                                         and download data), on a non-public                   Establishment, Approval, and Enforcement of
                                                      reliability and adequacy assessments.                              and ongoing basis, to certain databases               Electric Reliability Standards, Order No. 672, FERC
                                                      DATES: Comments are due November 30,                               compiled and maintained by NERC. The                  Stats. & Regs. ¶ 31,204, order on reh’g, Order No.
                                                      2015.                                                              Commission’s proposal applies to the                  672–A, FERC Stats. & Regs. ¶ 31,212 (2006).
                                                                                                                                                                                 4 North American Electric Reliability Corp., 116
                                                      ADDRESSES: Comments, identified by                                 following three NERC databases: (1) The               FERC ¶ 61,062, order on reh’g and compliance, 117
                                                      docket number, may be filed in the                                 Transmission Availability Data System                 FERC ¶ 61,126 (2006), aff’d sub nom. Alcoa, Inc. v.
                                                      following ways:                                                    (TADS), (2) the Generating Availability               FERC, 564 F.3d 1342 (D.C. Cir. 2009).



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                                                      58406                    Federal Register / Vol. 80, No. 188 / Tuesday, September 29, 2015 / Proposed Rules

                                                      the Federal Power Act.’’ 5 Section                            7. Currently, the TADS database                     information on power plant availability,
                                                      39.2(d) of the Commission’s regulations                    compiles transmission outage data in a                 including event, performance, and
                                                      also requires each user, owner and                         common format for: (1) Bulk electric                   design data.20 GADS data are used to
                                                      operator of the Bulk-Power System                          system AC circuits (overhead and                       support equipment reliability and
                                                      within the United States (other than                       underground); (2) transmission                         availability analyses, as well as
                                                      Alaska and Hawaii) to provide the                          transformers (except generator step-up                 benchmarking studies.21
                                                      Commission, NERC and each applicable                       units); (3) bulk electric system AC/DC
                                                                                                                                                                           10. Currently, GADS collects outage
                                                      Regional Entity with ‘‘such information                    back-to-back converters; and (4) bulk
                                                                                                                 electric system DC circuits.12 The TADS                data pertaining to ten types of
                                                      as is necessary to implement section 215
                                                                                                                 data collection template includes the                  conventional generating units with
                                                      of the Federal Power Act as determined
                                                      by the Commission and set out in the                       following information fields: (1) Type of              capacity of 20 MW and larger,
                                                      Rules of the Electric Reliability                          facilities, (2) outage start time and                  including: (1) Fossil steam including
                                                      Organization and each applicable                           duration, (3) event type, (4) initiating               fluidized bed design; (2) nuclear; (3) gas
                                                      Regional Entity.’’ 6                                       cause code, and (5) sustained cause                    turbines/jet engines; (4) internal
                                                        4. The Commission promulgated                            code (for sustained outages).13 ‘‘Cause                combustion engines (diesel engines); (5)
                                                      section 39.2(d) of its regulations in                      codes’’ for common causes of                           hydro units/pumped storage; (6)
                                                      Order No. 672.7 The Commission                             transmission outages include: (1)                      combined cycle blocks and their related
                                                      explained in Order No. 672 that:                           Lightning, (2) fire, (3) vandalism, (4)                components; (7) cogeneration blocks
                                                                                                                 failed equipment (with multiple sub-                   and their related components; (8) multi-
                                                         The Commission agrees . . . that, to fulfill
                                                      its obligations under this Final Rule, the ERO             listings), (5) vegetation, and (6)                     boiler/multi-turbine units; (9)
                                                      or a Regional Entity will need access to                   ‘‘unknown.’’ 14 There were 10,787 TADS                 geothermal units; and (10) other
                                                      certain data from users, owners and operators              events between 2012 and 2014.15                        miscellaneous conventional generating
                                                      of the Bulk-Power System. Further, the                        8. NERC uses TADS data to develop                   units (e.g., biomass, landfill gases).22
                                                      Commission will need access to such                        transmission metrics to analyze outage                 The GADS data collection template
                                                      information as is necessary to fulfill its                 frequency, duration, causes, and other                 includes the following design, event,
                                                      oversight and enforcement roles under the                  factors related to transmission                        and performance information: (1) Design
                                                      statute.8                                                  outages.16 NERC also provides                          records, (2) event records and (3)
                                                      B. NERC Databases                                          individual transmission owners with                    performance records.23 Design records
                                                                                                                 TADS metrics for their facilities.17                   refer to the characteristics of each unit
                                                         5. NERC conducts ongoing data                           NERC issues an annual public report
                                                      collections from registered entities to                                                                           such as GADS utility code, GADS unit
                                                                                                                 based on TADS data that shows                          code, NERC Regional Entity where the
                                                      populate databases for transmission                        aggregate metrics for each NERC Region,
                                                      outages through TADS, generation                                                                                  unit is located, name of the unit,
                                                                                                                 with the underlying data typically
                                                      outages through GADS, and protection                                                                              commercial operating date, and type of
                                                                                                                 accorded confidential treatment.18
                                                      system misoperations through NERC’s                                                                               generating unit (fossil, combined cycle,
                                                      protection system misoperations                            2. GADS Database                                       etc.).24 Event records include
                                                      database. Each of these NERC databases                        9. The collection of GADS data has                  information about when and to what
                                                      is discussed below.                                        been mandatory since 2012, pursuant to                 extent the generating unit could not
                                                                                                                 a data request issued in accordance with               generate power.25 Performance records
                                                      1. TADS Database                                                                                                  refer to monthly generation, unit-
                                                                                                                 section 1600 of the NERC Rules of
                                                        6. NERC began collecting TADS data                       Procedure.19 The GADS database                         attempted starts, actual starts, summary
                                                      on a mandatory basis in 2007 by issuing                    collects, records, and retrieves operating             event outage information, and fuels.26
                                                      a Phase I data request pursuant to                                                                                NERC has developed ‘‘cause codes’’ for
                                                      section 1600 of the NERC Rules of                          2008), available at http://www.nerc.com/pa/RAPA/       the identification of common causes of
                                                      Procedure.9 The request required that,                     tads/TransmissionAvailabilityDataSyatemRF/             unit outages based on the type of
                                                      beginning in January 2008, applicable                      TADS_Phase_II_Final_Report_091108.pdf.
                                                                                                                    12 See NERC TADS Home Page, available at
                                                                                                                                                                        generating unit.27 For example, the
                                                      entities provide certain data for the                      http://www.nerc.com/pa/RAPA/tads/Pages/                cause codes section for fossil steam
                                                      TADS database based on a common                            default.aspx.                                          units includes codes for the boiler,
                                                      template.10 In 2010, NERC began                               13 See Transmission Availability Data System        steam turbine, generator, balance of
                                                      collecting Phase II TADS data, which                       (TADS) Data Reporting Instruction Manual (August       plant, pollution control equipment,
                                                      include additional fields of information                   1, 2014), available at http://www.nerc.com/pa/
                                                                                                                 RAPA/tads/Documents/2015_TADS_DRI.pdf.                 external, regulatory, safety and
                                                      on transmission outages.11                                    14 See Transmission Availability Data System        environmental, personnel errors, and
                                                                                                                 Definitions (August 1, 2014), available at http://     performance testing.28 For 2011–2013,
                                                        5 18    CFR 39.2(d).                                     www.nerc.com/pa/RAPA/tads/Documents/2015_
                                                        6 Id.                                                    TADS_Appendix_7.pdf.                                     20 See   NERC GADS Home Page.
                                                        7 Order No. 672, FERC Stats. & Regs. ¶ 31,204 at            15 See, e.g., NERC, State of Reliability 2015,
                                                                                                                                                                          21 Id.
                                                      P 114.                                                     Appendix A (Statistical Analysis for Risk Issue
                                                                                                                                                                          22 Generating Availability Data System Mandatory
                                                        8 Id.                                                    Identification and Transmission Outage Severity
                                                        9 See generally NERC, Summary of Phase I TADS            Analysis) at 86 (May 2015), available at http://www.   Reporting of Conventional Generation Performance
                                                                                                                 nerc.com/pa/RAPA/PA/Performance%20Analysis             Data at 15.
                                                      Data Collection (November 9, 2007), available at                                                                    23 Id., Appendix V (Rules of Procedure Section
                                                      http://www.nerc.com/pa/RAPA/tads/TADSTF%20                 %20DL/2015%20State%20of%20Reliability.pdf.
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                                                      Archives%20DL/TADS_Data_Request_                              16 See NERC TADS Home Page.                         1600 Justification) at 35.
                                                                                                                                                                          24 Id.
                                                      Summary.pdf.                                                  17 Id.
                                                        10 See generally NERC, Transmission Availability            18 Id.                                                25 Id.
                                                                                                                                                                          26 Id.
                                                      Data System (TADS) Data Reporting Instruction                 19 See NERC, Generating Availability Data System
                                                      Manual (November 20, 2007), available at http://           Mandatory Reporting of Conventional Generation           27 NERC, Generating Availability Data System

                                                      www.nerc.com/comm/PC/Transmission%20                       Performance Data at 2 (July 2011), available at        Data Reporting Instructions (January1, 2015),
                                                      Availability%20Data%20System%20Working%20                  http://www.nerc.com/pa/RAPA/gads/Mandatory             Appendix B (Index to System/Component Cause
                                                      Grou/TADSTF%20Archives/Data_Reporting_Instr_               GADS/Revised_Final_Draft_GADSTF_                       Codes) at 1, available at http://www.nerc.com/pa/
                                                      Manual_11_20_07.pdf.                                       Recommendation_Report.pdf; see also NERC GADS          RAPA/gads/DataReportingInstructions/Appendix_
                                                        11 See generally NERC, Transmission Availability         Home Page, available at http://www.nerc.com/pa/        B1_Fossil_Steam_Unit_Cause_Codes.pdf.
                                                      Data System Phase II Final Report (September 11,           RAPA/gads/Pages/default.aspx.                            28 Id.




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                                                                           Federal Register / Vol. 80, No. 188 / Tuesday, September 29, 2015 / Proposed Rules                                                   58407

                                                      the GADS database contains data from                    and (6) cause(s) of misoperation.33 For                As explained in Order No. 672, access
                                                      more than 5,000 units.29                                2014, the protection system                            to relevant information, such as the
                                                         11. NERC uses GADS data to measure                   misoperations database contains                        information sought through this
                                                      generation reliability and publishes                    information on approximately 2,000                     proposal, allows the Commission to
                                                      aggregate performance metrics for each                  misoperation events.34                                 fulfill its statutory obligations under
                                                      NERC Region in publicly available                          14. Protection system misoperations                 section 215 of the FPA.40 The
                                                      annual state of reliability and reliability             have exacerbated the severity of most                  Commission’s proposed regulation
                                                      assessment reports.30 The underlying                    cascading power outages, having played                 would require the three NERC databases
                                                      data are typically accorded confidential                a significant role in the August 14, 2003              (i.e., the TADS, GADS, and protection
                                                      treatment.                                              Northeast blackout, for example.35                     system misoperations databases) to be
                                                      3. Protection System Misoperations                      NERC uses protection system                            made available to the Commission on a
                                                      Database                                                misoperations data to assess protection                non-public and ongoing basis. This
                                                                                                              system performance and trends in                       proposal comports with our authority
                                                         12. Protection system misoperations                  protection system performance that may                 because, as discussed below, access to
                                                      data have been reported by transmission                 negatively impact reliability.36 NERC                  the NERC databases is necessary to
                                                      owners, generator owners and                            publishes aggregate misoperation                       implement section 215. Furthermore,
                                                      distribution providers on a mandatory                   information for each NERC Region in                    the Commission’s proposal is consistent
                                                      basis since 2011 pursuant to Reliability                annual public state of reliability reports,            with section 39.2(d) of the
                                                      Standard PRC–004.31 Following                           with the underlying data typically being               Commission’s regulations because that
                                                      implementation of Reliability Standard                  accorded confidential treatment.37                     provision already requires the ERO and
                                                      PRC–004–4, the obligation to report                                                                            Regional Entities to ‘‘provide the
                                                      misoperation data will be made                                                                                 Commission such information as is
                                                      mandatory through a data request                        II. Discussion                                         necessary to implement section 215 of
                                                      pursuant to section 1600 of the NERC                                                                           the Federal Power Act.’’ 41
                                                      Rules of Procedure.32                                      15. The Commission proposes to                         17. Access to data collected by NERC
                                                         13. Currently, the protection system                 amend the Commission’s regulations to                  in the TADS, GADS, and protection
                                                      misoperations database collects more                    require NERC to provide the                            system misoperations databases
                                                      than 20 fields for a reportable                         Commission, and Commission staff,                      regarding U.S. facilities is necessary to
                                                      misoperation event, including: (1)                      with access (i.e., view and download                   carry out the Commission’s statutory
                                                      Misoperation date; (2) event description;               data), on an ongoing and non-public                    authority: (1) To evaluate the need to
                                                      (3) protection systems/components that                  basis, to the TADS, GADS, and                          direct new or modified Reliability
                                                      misoperated; (4) equipment removed                      protection system misoperations                        Standards under section 215(d)(5) of the
                                                      from service (permanently or                            databases. As discussed below, the                     FPA; and (2) to better understand
                                                      temporarily) as the result of the                       Commission believes that access to                     NERC’s periodic assessments and
                                                      misoperation; (5) misoperation category;                these three NERC databases, which will                 reports, including those that may be
                                                                                                              be limited to data regarding U.S.                      requested by the Commission, regarding
                                                        29 State of Reliability 2015, Appendix B (Analysis    facilities, is necessary to carry out the              the reliability and adequacy of the Bulk-
                                                      of Generation Data) at 107.                             Commission’s obligations under section
                                                        30 See, e.g., id., Appendix B (Analysis of
                                                                                                                                                                     Power System under section 215(g) of
                                                                                                              215 of the FPA.                                        the FPA.
                                                      Generation Data).
                                                        31 The Commission approved Reliability Standard          16. Under section 215 of the FPA, the                  18. First, the proposed access would
                                                      PRC–004–1 (Analysis and Reporting of                    Commission has jurisdiction over, and                  inform the Commission more quickly,
                                                      Transmission Protection System Misoperations) in        is responsible for oversight of, the                   directly and comprehensively about
                                                      Order No. 693. Mandatory Reliability Standards for      activities and functions of the ERO and
                                                      the Bulk-Power System, Order No. 693, FERC Stats.
                                                                                                                                                                     reliability trends or reliability gaps that
                                                      & Regs. ¶ 31,242, at PP 1467–1469, order on reh’g,      Regional Entities in the United States.38              might require the Commission to direct
                                                      Order No. 693–A, 120 FERC ¶ 61,053 (2007). The          The development and maintenance of                     the ERO to develop new or modified
                                                      Commission subsequently approved the following          NERC databases such as TADS, GADS,                     Reliability Standards. Pursuant to
                                                      revisions and interpretations to Reliability Standard   and protection system misoperations are
                                                      PRC–004, which was renamed Analysis and
                                                                                                                                                                     section 215(d) of the FPA, the
                                                      Mitigation of Transmission and Generation               section 215 jurisdictional activities.39               Commission has the responsibility of
                                                      Protection System Misoperations: Reliability                                                                   acting on proposed Reliability
                                                      Standards PRC–004–1a, PRC–004–2, PRC–004–2a,              33 Id. at 13–14; see also NERC, Protection System
                                                                                                                                                                     Standards developed by the ERO. In
                                                      PRC–004–2.1a, PRC–004–2.1(i)a, PRC–004–3, and           Misoperations Home Page, available at http://
                                                      PRC–004–4. See North American Electric Reliability      www.nerc.com/pa/RAPA/ri/Pages/
                                                                                                                                                                     addition, as set forth in section 215(d)(5)
                                                      Corporation, 136 FERC ¶ 61,208 (2011) (approving        ProtectionSystemMisoperations.aspx.                    of the FPA, the Commission has
                                                      interpretation resulting in Reliability Standard          34 State of Reliability 2015 at 47.                  authority to direct the ERO ‘‘to submit
                                                      PRC–004–1a and Reliability Standard PRC–004–2a);          35 See Request for Data or Information Protection    to the Commission a proposed
                                                      North American Electric Reliability Corp., 134 FERC     System Misoperation Data Collection at 5.
                                                      ¶ 61,015 (2011) (approving Reliability Standard           36 See id. at 14.
                                                      PRC–004–2); Generator Requirements at the                                                                      NERC’s 2015 business plan and budget filing); see
                                                                                                                37 See, e.g., State of Reliability 2015 at 45–48.
                                                      Transmission Interface, Order No. 785, 144 FERC                                                                also NERC, Petition for Approval of 2015 Business
                                                      ¶ 61,221 (2012) (approving Reliability Standard           38 16 U.S.C. 824o(b) (‘‘The Commission shall have    Plan and Budget, Docket No. RR14–6–000, at 50–
                                                      PRC–004–2.1a); North American Electric Reliability      jurisdiction, within the United States, over the ERO   51 (filed Aug. 22, 2014) (identifying TADS, GADS
                                                      Corp., 151 FERC ¶ 61,129 (2015) (approving              certified by the Commission . . . any regional         and protection system misoperations as major
                                                                                                                                                                     activities of NERC’s RAPA program).
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                                                      Reliability Standard PRC–004–3); North American         entities, and all users, owners and operators of the
                                                      Electric Reliability Corporation, 151 FERC ¶ 61,186     bulk-power-system . . . for purposes of approving         40 Order No. 672, FERC Stats. & Regs. ¶ 31,204 at

                                                      (2015) (approving Reliability Standards PRC–004–        reliability standards established under this section   P 114. Cf. North American Electric Reliability Corp.,
                                                      2.1(i)a and PRC–004–4).                                 and enforcing compliance with this section.’’).        120 FERC ¶ 61,239, at P 12 (2007) (directing NERC
                                                        32 See generally NERC, Request for Data or              39 See North American Electric Reliability Corp.,    to provide the Commission with advance copies of
                                                      Information Protection System Misoperation Data         143 FERC ¶ 61,052, at P 41 (2013) (addressing          ‘‘NERC alerts’’ on an informational basis to ‘‘allow
                                                      Collection (August 14, 2014), available at http://      statutory funding for NERC’s periodic assessments      the Commission to monitor for potential
                                                      www.nerc.com/pa/RAPA/ProctectionSystem                  and monitoring of the Bulk-Power System); see also     inconsistencies with the Reliability Standards and
                                                      Misoperations/PRC–004–3%20Section%201600                North American Electric Reliability Corp., 149 FERC    may inform the Commission where modifications to
                                                      %20Data%20Request_20140729.pdf. Reliability             ¶ 61,028, at P 14 (2014) (approving FPA section 215    existing Reliability Standards or new Reliability
                                                      Standard PRC–004–4 will become enforceable on           funding for NERC Reliability Assessment and            Standards may be necessary’’).
                                                      July 1, 2016.                                           Performance Analysis program (RAPA) as part of            41 18 CFR 39.2(d).




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                                                      58408                     Federal Register / Vol. 80, No. 188 / Tuesday, September 29, 2015 / Proposed Rules

                                                      reliability standard or modification to a                    [Bulk-Power System] in North                          entity’s confidential information, the
                                                      reliability standard that addresses a                        America.’’ 45 Among other things, NERC                Commission will take appropriate steps,
                                                      specific matter if the Commission                            stated that protection system                         as provided for in our governing statutes
                                                      considers such a new or modified                             misoperations data is used to ‘‘[i]dentify            and regulations,48 in handling such
                                                      reliability standards appropriate to carry                   trends in Protection System                           information.
                                                      out [section 215].’’ 42 Therefore, with                      performance that negatively impact                       23. The Commission seeks comment
                                                      respect to the development of new                            reliability.’’ 46 Accordingly, just as the            from NERC and other interested entities
                                                      Reliability Standards or modification of                     information in these databases supports               on this proposal. Comments are due 60
                                                      existing Reliability Standards, section                      NERC’s Reliability Standards work                     days following publication of this notice
                                                      215(d) of the FPA tasks both the                             under section 215(d) of the FPA, we                   of proposed rulemaking in the Federal
                                                      Commission and the ERO (i.e., NERC)                          find that the Commission’s access to                  Register.
                                                      with the responsibility to monitor                           these databases will further our work
                                                                                                                                                                         III. Information Collection Statement
                                                      reliability trends or reliability gaps that                  under section 215(d)(5) of the FPA to
                                                      might warrant the development or                             identify reliability issues that might                   24. The Paperwork Reduction Act
                                                      modification of a Reliability Standard.                      necessitate the development or                        (PRA) 49 requires each federal agency to
                                                      As discussed below, the data contained                       modification of Reliability Standards.                seek and obtain Office of Management
                                                      in the TADS, GADS, and protection                               20. Second, access to the TADS,                    and Budget (OMB) approval before
                                                      systems misoperations databases                              GADS, and protection system                           undertaking a collection of information
                                                      provide insights regarding reliability                       misoperations databases will assist the               directed to ten or more persons, or
                                                      performance that bear on whether                             Commission with its understanding of                  contained in a rule of general
                                                      existing Reliability Standards are                           the reliability and adequacy assessments              applicability. The OMB regulations
                                                      effective; whether they require                              periodically submitted by NERC                        require the approval of certain
                                                      modification; or whether new                                 pursuant to section 215(g) of the FPA,                information collection requirements
                                                      Reliability Standards should be                              as well as provide the Commission with                imposed by agency rules.50 Upon
                                                      developed. However, currently the                            data that could support requests by the               approval of a collection(s) of
                                                      Commission does not have access to                           Commission for additional assessments                 information, OMB will assign an OMB
                                                      these databases, which are maintained                        or reports from NERC under that                       control number and an expiration date.
                                                      by NERC to support its Reliability                           section. The periodic reports, such as                Respondents subject to the filing
                                                      Standards work pursuant to section                           the annual state of reliability reports,              requirements of an agency rule will not
                                                      215(d), and we find it appropriate that                      currently submitted by NERC draw                      be penalized for failing to respond to
                                                      the Commission also have access to                           heavily from these databases and                      these collections of information unless
                                                      them to support the Commission’s                             provide an overview of reliability issues             the collections of information display a
                                                      assessment of the effectiveness of                           and trends identified through the                     valid OMB control number.
                                                      existing Reliability Standards.                              analysis of those databases. While the                   25. The Commission is submitting
                                                         19. The TADS, GADS, and protection                        aggregated TADS, GADS, and protection                 these reporting requirements to OMB for
                                                      system misoperations databases include                       system misoperations data provided in                 its review and approval under section
                                                      important information regarding the                          NERC’s periodic reports afford the                    3507(d) of the PRA. Comments are
                                                      need for new or modified Reliability                         Commission some insight into the                      solicited on the Commission’s need for
                                                      Standards. For example, in describing                        reliability and adequacy trends                       this information, the estimated burden
                                                      the importance of mandatory TADS data                        identified by NERC, we believe that                   and cost imposed on the ERO of
                                                      collection, NERC stated that:                                having direct access to the underlying                providing the Commission with ongoing
                                                                                                                   data will assist the Commission in its                access to the three databases, whether
                                                        Whether a new standard is needed or
                                                      whether an existing standard needs to be                     understanding of the periodic reports,                the information will have practical
                                                      modified, sound data is needed for this                      thereby helping the Commission to                     utility, ways to enhance the quality,
                                                      purpose. TADS data is intended to provide                    monitor causes of outages and detect                  utility, and clarity of the information to
                                                      a basis for standards.43                                     emerging reliability issues.                          be accessed, and any suggested methods
                                                      Similarly, in justifying the need for                           21. The Commission proposes to                     for minimizing the respondent’s burden.
                                                      mandatory GADS data reporting, NERC                          locate the proposed requirement within                   26. The Commission’s proposal would
                                                      stated that GADS data ‘‘is used to                           section 39.11 of the Commission’s                     make TADS, GADS, and protection
                                                      calculate important performance                              regulations, which governs the                        system misoperations data, currently
                                                      statistics and supports bulk power trend                     preparation and submission of                         collected by the ERO, available to the
                                                      analysis by providing information on                         reliability reports.47 We propose to add              Commission, and its staff, on a non-
                                                      forced outages, maintenance outages,                         a new paragraph (c) that establishes a                public and ongoing basis. The proposal
                                                      planned outages, and deratings . . .                         formal requirement that the ERO                       would not require the ERO to collect
                                                      [the] GADS database is vital to support                      provide the Commission with access, on                new information, compile information
                                                      NERC in its assessment of bulk power                         a non-public and ongoing basis, to the                into any kind of report, or reformulate
                                                      system reliability.’’ 44 With respect to                     ERO’s TADS, GADS, and protection                      the raw data. The Commission also
                                                      protection system misoperations data,                        system misoperations databases, or any                anticipates that it could be relatively
                                                      NERC described that data as ‘‘providing                      successor databases thereto.                          straight-forward for the ERO to provide
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                                                      several benefits to [bulk electric system]                      22. We also recognize that the                     the Commission, and Commission staff,
                                                      reliability and support[ing] NERC’s                          Commission’s proposal might raise                     with access to TADS, GADS and
                                                      mission of ensuring the reliability of the                   confidentiality issues regarding certain              misoperations data. Various entities
                                                                                                                   of the data contained in these databases.             currently have access to these data via
                                                           42 16   U.S.C. 824o(d)(5).                              Should the Commission collect an                      an existing web interface. Providing the
                                                           43 Summary     of Phase I TADS Data Collection at
                                                                                                                     45 Request for Data or Information Protection         48 See, e.g., 5 U.S.C. 552; 18 CFR 388.112, 18 CFR
                                                      1.
                                                           44 Generating
                                                                     Availability Data System Mandatory            System Misoperation Data Collection at 5.             388.113.
                                                                                                                     46 Id. at 4.                                          49 44 U.S.C. 3501–3520.
                                                      Reporting of Conventional Generation Performance
                                                      Data at 1.                                                     47 18 CFR 39.11.                                      50 See 5 CFR 1320.




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                                                                          Federal Register / Vol. 80, No. 188 / Tuesday, September 29, 2015 / Proposed Rules                                             58409

                                                      Commission, and Commission staff,                       environment.51 The Commission has                       created electronically using word
                                                      with access may be as simple as creating                categorically excluded certain actions                  processing software should be filed in
                                                      log-on credentials for the Web interface.               from this requirement as not having a                   native applications or print-to-PDF
                                                      Accordingly, the Commission estimates                   significant effect on the human                         format and not in a scanned format.
                                                      that the one-time burden associated                     environment. Included in the exclusion                  Commenters filing electronically do not
                                                      with compliance with this proposed                      are rules that are clarifying, corrective,              need to make a paper filing.
                                                      rule is de minimis and is limited to the                or procedural or that do not                               35. Commenters that are not able to
                                                      ERO reviewing the Commission’s                          substantially change the effect of the                  file comments electronically must send
                                                      proposed regulation and providing                       regulations being amended.52 The                        an original of their comments to:
                                                      Commission with access to the existing                  actions here fall within this categorical               Federal Energy Regulatory Commission,
                                                      TADS, GADS, and protection system                       exclusion in the Commission’s                           Secretary of the Commission, 888 First
                                                      misoperations databases.                                regulations.                                            Street NE., Washington, DC 20426.
                                                                                                                                                                         36. All comments will be placed in
                                                        27. The requirements for the ERO to                   V. Regulatory Flexibility Act
                                                                                                                                                                      the Commission’s public files and may
                                                      provide data to the Commission are                         31. The Regulatory Flexibility Act of                be viewed, printed, or downloaded
                                                      included in the existing FERC–725,                      1980 (RFA) 53 generally requires a                      remotely as described in the Document
                                                      Certification of Electric Reliability                   description and analysis of proposed                    Availability section below. Commenters
                                                      Organization; Procedures for Electric                   rules that will have significant                        on this proposal are not required to
                                                      Reliability Standards (OMB Control No.                  economic impact on a substantial                        serve copies of their comments on other
                                                      1902–0225). FERC–725 includes                           number of small entities. The Small                     commenters.
                                                      information used by the Commission to                   Business Administration (SBA) revised
                                                      implement the statutory provisions of                   its size standard (effective January 22,                VII. Document Availability
                                                      section 215 of the FPA. FERC–725                        2014) for electric utilities from a                       37. In addition to publishing the full
                                                      includes the burden, reporting and                      standard based on megawatt hours to a                   text of this document in the Federal
                                                      recordkeeping requirements associated                   standard based on the number of                         Register, the Commission provides all
                                                      with: (a) Self Assessment and ERO                       employees, including affiliates.54                      interested persons an opportunity to
                                                      Application, (b) Reliability                               32. The Commission proposes to                       view and/or print the contents of this
                                                      Assessments, (c) Reliability Standards                  amend the Commission’s regulations to                   document via the Internet through the
                                                      Development, (d) Reliability                            require only the ERO (i.e., NERC) to                    Commission’s Home Page (http://
                                                      Compliance, (e) Stakeholder Survey,                     provide the Commission, and                             www.ferc.gov) and in the Commission’s
                                                      and (f) Other Reporting. This notice of                 Commission staff, with access, on a non-                Public Reference Room during normal
                                                      proposed rulemaking will be submitted                   public and ongoing basis, to the existing               business hours (8:30 a.m. to 5:00 p.m.
                                                      to OMB for review under the PRA.                        TADS, GADS, and protections system                      Eastern time) at 888 First Street NE.,
                                                                                                              misoperations databases. As discussed                   Room 2A, Washington, DC 20426.
                                                        28. Internal review: The Commission
                                                                                                              above, we estimate that the costs to the                  38. From the Commission’s Home
                                                      has reviewed the proposed regulation
                                                                                                              ERO associated with the Commission’s                    Page on the Internet, this information is
                                                      and has determined that the proposed
                                                                                                              proposal will be de minimis.                            available on eLibrary. The full text of
                                                      regulation is necessary to ensure the
                                                                                                              Accordingly, the Commission certifies                   this document is available on eLibrary
                                                      reliability and integrity of the Nation’s
                                                                                                              that this proposal will not have a                      in PDF and Microsoft Word format for
                                                      Bulk-Power System.
                                                                                                              significant economic impact on a                        viewing, printing, and/or downloading.
                                                        29. Interested persons may obtain                     substantial number of small entities.                   To access this document in eLibrary,
                                                      information on the reporting                                                                                    type the docket number excluding the
                                                      requirements by contacting: Federal                     VI. Comment Procedures
                                                                                                                                                                      last three digits of this document in the
                                                      Energy Regulatory Commission, 888                         33. The Commission invites interested                 docket number field.
                                                      First Street NE., Washington, DC 20426                  persons to submit comments on the                         39. User assistance is available for
                                                      [Attention: Ellen Brown, Office of the                  matters and issues proposed in this                     eLibrary and the Commission’s Web site
                                                      Executive Director, email:                              document to be adopted, including any                   during normal business hours from the
                                                      DataClearance@ferc.gov, Phone: (202)                    related matters or alternative proposals                Commission’s Online Support at 202–
                                                      502–8663, fax: (202) 273–0873].                         that commenters may wish to discuss.                    502–6652 (toll free at 1–866–208–3676)
                                                      Comments on the requirements of this                    Comments are due November 30, 2015.                     or email at ferconlinesupport@ferc.gov,
                                                      rule may also be sent to the Office of                  Comments must refer to Docket No.                       or the Public Reference Room at (202)
                                                      Information and Regulatory Affairs,                     RM15–25–000, and must include the                       502–8371, TTY (202)502–8659. Email
                                                      Office of Management and Budget,                        commenter’s name, the organization                      the Public Reference Room at
                                                      Washington, DC 20503 [Attention: Desk                   they represent, if applicable, and their                public.referenceroom@ferc.gov.
                                                      Officer for the Federal Energy                          address in their comments.
                                                      Regulatory Commission]. For security                      34. The Commission encourages                         List of subjects in 18 CFR Part 39
                                                      reasons, comments should be sent by                     comments to be filed electronically via                   Electric power, and reporting and
                                                      email to OMB at oira_submission@                        the eFiling link on the Commission’s                    recordkeeping requirements.
                                                      omb.eop.gov. Please reference OMB                       Web site at http://www.ferc.gov. The
                                                                                                                                                                        By direction of the Commission.
                                                                                                              Commission accepts most standard
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                                                      Control No. 1902–0225 and FERC–725                                                                              Commissioner LaFleur is concurring with a
                                                      in your submission.                                     word processing formats. Documents                      separate statement attached.
                                                                                                                                                                        Dated: September 17, 2015.
                                                      IV. Environmental Analysis                                51 Regulations Implementing the National

                                                                                                              Environmental Policy Act of 1969, Order No. 486,
                                                                                                                                                                      Nathaniel J. Davis, Sr.,
                                                        30. The Commission is required to                     52 FR 47897 (Dec. 17, 1987), FERC Stats. & Regs.,       Deputy Secretary.
                                                      prepare an Environmental Assessment                     Regulations Preambles 1986–1990 ¶ 30,783 (1987).
                                                                                                                52 18 CFR 380.4(a)(2)(ii).                               In consideration of the foregoing, the
                                                      or an Environmental Impact Statement                      53 5 U.S.C. 601–612.                                  Commission proposes to amend Chapter
                                                      for any action that may have a                            54 SBA Final Rule on ‘‘Small Business Size            I, Title 18, Part 39 of the Code of Federal
                                                      significant adverse effect on the human                 Standards: Utilities,’’ 78 FR 77,343 (Dec. 23, 2013).   Regulations, as follows:


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                                                      58410               Federal Register / Vol. 80, No. 188 / Tuesday, September 29, 2015 / Proposed Rules

                                                      PART 39—RULES CONCERNING                                of the reliability cycle, including event             determination of the adequacy of the
                                                      CERTIFICATION OF THE ELECTRIC                           analysis, establishment of metrics,                   state’s existing SIP addressing regional
                                                      RELIABILITY ORGANIZATION; AND                           setting reliability priorities, and                   haze (‘‘regional haze SIP’’). EPA is
                                                      PROCEDURES FOR THE                                      improving the standards development                   proposing approval of Missouri’s
                                                      ESTABLISHMENT, APPROVAL, AND                            and review process.                                   progress report SIP submission on the
                                                      ENFORCEMENT OF ELECTRIC                                    I recognize, however, that under                   basis that it addresses the progress
                                                      RELIABILITY STANDARDS                                   section 215 of the FPA, NERC and the                  report and adequacy determination
                                                                                                              Commission have a unique relationship,                requirements for the first
                                                      ■ 1. The authority citation for part 39                 since Congress vested a significant                   implementation period for regional
                                                      continues to read as follows:                           amount of authority over the standards                haze.
                                                          Authority: 16 U.S.C. 824o.                          process in the Electric Reliability                   DATES: Comments must be received on
                                                      ■ 2. Amend § 39.11 by adding paragraph                  Organization (i.e., NERC) and clearly                 or before October 29, 2015.
                                                      (c) as follows:                                         prescribed the Commission’s oversight
                                                                                                                                                                    ADDRESSES: Submit your comments,
                                                                                                              role. It is important that we recognize
                                                                                                                                                                    identified by Docket ID No. EPA–R07–
                                                      § 39.11   Reliability reports.                          the distinction between that oversight
                                                                                                                                                                    OAR–2015–0581 by one of the following
                                                      *     *    *     *     *                                role and NERC’s primary responsibility
                                                                                                                                                                    methods:
                                                        (c) The Electric Reliability                          to monitor reliability issues and propose               1. www.regulations.gov: Follow the
                                                      Organization shall make available to the                standards to address them. Ultimately, I              on-line instructions for submitting
                                                      Commission, on a non-public and                         believe our efforts to sustain and                    comments.
                                                      ongoing basis, access to the                            improve the reliability of the bulk                     2. Email: krabbe.stephen@epa.gov.
                                                      Transmission Availability Data System,                  electric system are furthered by mutual                 3. Mail or Hand Delivery or Courier:
                                                      Generating Availability Data System,                    trust and shared priorities between the               Stephen Krabbe, Air Planning and
                                                      and protection system misoperations                     Commission and NERC.                                  Development Branch, Air and Waste
                                                      databases, or any successor databases                      I understand that today’s proposal                 Management Division, U.S.
                                                      thereto.                                                might be controversial within the NERC                Environmental Protection Agency,
                                                        Note: The following text will not appear in           community. I therefore welcome                        Region 7, 11201 Renner Boulevard,
                                                      the Code of Federal Regulations.                        comment on the proposal, including any                Lenexa, Kansas 66219.
                                                                                                              potential issues or concerns not                        Instructions: Direct your comments to
                                                      Availability of Certain North American                  identified in the NOPR, to provide a full             Docket ID No. EPA–R07–OAR–2015–
                                                      Electric Reliability Corporation                        record for the Commission to consider                 0581. EPA may publish any comment
                                                      Databases to the Commission                             in deciding whether to proceed to a                   received to its public docket. Do not
                                                      (Issued September 17, 2015)                             final rule.                                           submit electronically any information
                                                         LaFLEUR, Commissioner, concurring:                      Accordingly, I respectfully concur.                you consider to be Confidential
                                                      Today’s order proposes to revise the                    Cheryl A. LaFleur                                     Business Information (CBI) or other
                                                      Commission’s regulations to provide the                 Commissioner                                          information whose disclosure is
                                                      Commission and its staff with access, on                [FR Doc. 2015–24282 Filed 9–28–15; 8:45 am]
                                                                                                                                                                    restricted by statute. Multimedia
                                                      a non-public and ongoing basis, to three                                                                      submissions (audio, video, etc.) must be
                                                                                                              BILLING CODE 6717–01–P
                                                      databases maintained by the North                                                                             accompanied by a written comment.
                                                      American Electric Reliability                                                                                 The written comment is considered the
                                                      Corporation (NERC): (1) The                                                                                   official comment and should include
                                                                                                              ENVIRONMENTAL PROTECTION                              discussion of all points you wish to
                                                      Transmission Availability Data System
                                                                                                              AGENCY                                                make. EPA will generally not consider
                                                      (TADS), (2) the Generating Availability
                                                      Data System (GADS), and (3) the                         40 CFR Part 52                                        comments or comment contents located
                                                      protection system misoperations                                                                               outside of the primary submission (i.e.
                                                      database. As explained in the order, the                [EPA–R07–OAR–2015–0581; FRL–9934–69–                  on the web, cloud, or other file sharing
                                                      Commission concludes that access to                     Region 7]                                             system). For additional submission
                                                      these databases would support its work                                                                        methods, the full EPA public comment
                                                                                                              Approval and Promulgation of Air
                                                      under section 215(d)(5) of the Federal                                                                        policy, information about CBI or
                                                                                                              Quality Implementation Plans;
                                                      Power Act (FPA) to monitor reliability                                                                        multimedia submissions, and general
                                                                                                              Missouri; Regional Haze Five-Year
                                                      trends and issues that may warrant the                                                                        guidance on making effective
                                                                                                              Progress Report State Implementation
                                                      development of new or modified                                                                                comments, please visit http://
                                                                                                              Plan
                                                      reliability standards.                                                                                        www2.epa.gov/dockets/commenting-
                                                         On rare occasions, the Commission                    AGENCY:  Environmental Protection                     epa-dockets. The www.regulations.gov
                                                      has exercised its authority to direct                   Agency (EPA).                                         Web site is an ‘‘anonymous access’’
                                                      NERC to develop new standards to                        ACTION: Proposed rule.                                system, which means EPA will not
                                                      address reliability risks not covered in                                                                      know your identity or contact
                                                      existing standards, such as geomagnetic                 SUMMARY:   The Environmental Protection               information unless you provide it in the
                                                      disturbances and physical security.                     Agency (EPA) is proposing approval of                 body of your comment. If you send an
                                                      While I do not expect the Commission                    a revision to the Missouri State                      email comment directly to EPA without
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                                                      to frequently invoke that authority going               Implementation Plan (SIP) submitted by                going through www.regulations.gov,
                                                      forward, I agree that the information in                the State of Missouri on August 5, 2014.              your email address will be
                                                      these databases would assist the                        Missouri’s SIP submission (‘‘progress                 automatically captured and included as
                                                      Commission with its responsibilities                    report SIP’’) addresses requirements of               part of the comment that is placed in the
                                                      under section 215(d)(5), as well as its                 the Clean Air Act (CAA or Act) and                    public docket and made available on the
                                                      understanding of NERC’s assessments                     EPA’s rules that require states to submit             Internet. If you submit an electronic
                                                      under section 215(g). Access to these                   periodic reports describing progress                  comment, EPA recommends that you
                                                      databases could therefore support the                   toward reasonable progress goals (RPGs)               include your name and other contact
                                                      Commission’s oversight of several steps                 established for regional haze and a                   information in the body of your


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Document Created: 2015-12-15 09:47:13
Document Modified: 2015-12-15 09:47:13
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of proposed rulemaking.
DatesComments are due November 30, 2015.
ContactRaymond Orocco-John (Technical Information), Office of Electric Reliability, Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, Telephone: (202) 502-6593, Raymond.Orocco- [email protected] Matthew Vlissides (Legal Information), Office of the General Counsel, Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, Telephone: (202) 502-8408, [email protected]
FR Citation80 FR 58405 
CFR AssociatedElectric Power and Reporting and Recordkeeping Requirements

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