80_FR_58714 80 FR 58526 - Agency Forms Submitted for OMB Review, Request for Comments

80 FR 58526 - Agency Forms Submitted for OMB Review, Request for Comments

RAILROAD RETIREMENT BOARD

Federal Register Volume 80, Issue 188 (September 29, 2015)

Page Range58526-58527
FR Document2015-24641

In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35), the Railroad Retirement Board (RRB) is forwarding an Information Collection Request (ICR) to the Office of Information and Regulatory Affairs (OIRA), Office of Management and Budget (OMB). Our ICR describes the information we seek to collect from the public. Review and approval by OIRA ensures that we impose appropriate paperwork burdens. The RRB invites comments on the proposed collection of information to determine (1) the practical utility of the collection; (2) the accuracy of the estimated burden of the collection; (3) ways to enhance the quality, utility, and clarity of the information that is the subject of collection; and (4) ways to minimize the burden of collections on respondents, including the use of automated collection techniques or other forms of information technology. Comments to the RRB or OIRA must contain the OMB control number of the ICR. For proper consideration of your comments, it is best if the RRB and OIRA receive them within 30 days of the publication date. Under Section 6 of the Railroad Retirement Act (RRA), lump-sum death benefits are payable to surviving widow(er)s, children, and certain other dependents. Lump-sum death benefits are payable after the death of a railroad employee only if there are no qualified survivors of the employee immediately eligible for annuities. With the exception of the residual death benefit, eligibility for survivor benefits depends on whether the deceased employee was ``insured'' under the RRA at the time of death. If the deceased employee was not insured, jurisdiction of any survivor benefits payable is transferred to the Social Security Administration and survivor benefits are paid by that agency instead of the RRB. The requirements for applying for benefits are prescribed in 20 CFR 217, 219, and 234. The collection obtains the information required by the RRB to determine entitlement to and amount of the survivor death benefits applied for. To collect the information, the RRB uses Forms AA-11a, Designation for Change of Beneficiary for Residual Lump-Sum; AA-21, Application for Lump-Sum Death Payment and Annuities Unpaid at Death; AA-21cert, Application Summary and Certification; G-131, Authorization of Payment and Release of All Claims to a Death Benefit or Accrued Annuity Payment; and G-273a, Funeral Director's Statement of Burial Charges. One response is requested of each respondent. Completion is required to obtain benefits. Previous Requests for Comments: The RRB has already published the initial 60-day notice (80 FR 44402 on July 27, 2015) required by 44 U.S.C. 3506(c)(2). That request elicited no comments.

Federal Register, Volume 80 Issue 188 (Tuesday, September 29, 2015)
[Federal Register Volume 80, Number 188 (Tuesday, September 29, 2015)]
[Notices]
[Pages 58526-58527]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-24641]


-----------------------------------------------------------------------

RAILROAD RETIREMENT BOARD


Agency Forms Submitted for OMB Review, Request for Comments

SUMMARY:  In accordance with the Paperwork Reduction Act of 1995 (44 
U.S.C. Chapter 35), the Railroad Retirement Board (RRB) is forwarding 
an Information Collection Request (ICR) to the Office of Information 
and

[[Page 58527]]

Regulatory Affairs (OIRA), Office of Management and Budget (OMB). Our 
ICR describes the information we seek to collect from the public. 
Review and approval by OIRA ensures that we impose appropriate 
paperwork burdens.
    The RRB invites comments on the proposed collection of information 
to determine (1) the practical utility of the collection; (2) the 
accuracy of the estimated burden of the collection; (3) ways to enhance 
the quality, utility, and clarity of the information that is the 
subject of collection; and (4) ways to minimize the burden of 
collections on respondents, including the use of automated collection 
techniques or other forms of information technology. Comments to the 
RRB or OIRA must contain the OMB control number of the ICR. For proper 
consideration of your comments, it is best if the RRB and OIRA receive 
them within 30 days of the publication date.
    Under Section 6 of the Railroad Retirement Act (RRA), lump-sum 
death benefits are payable to surviving widow(er)s, children, and 
certain other dependents. Lump-sum death benefits are payable after the 
death of a railroad employee only if there are no qualified survivors 
of the employee immediately eligible for annuities. With the exception 
of the residual death benefit, eligibility for survivor benefits 
depends on whether the deceased employee was ``insured'' under the RRA 
at the time of death. If the deceased employee was not insured, 
jurisdiction of any survivor benefits payable is transferred to the 
Social Security Administration and survivor benefits are paid by that 
agency instead of the RRB. The requirements for applying for benefits 
are prescribed in 20 CFR 217, 219, and 234.
    The collection obtains the information required by the RRB to 
determine entitlement to and amount of the survivor death benefits 
applied for. To collect the information, the RRB uses Forms AA-11a, 
Designation for Change of Beneficiary for Residual Lump-Sum; AA-21, 
Application for Lump-Sum Death Payment and Annuities Unpaid at Death; 
AA-21cert, Application Summary and Certification; G-131, Authorization 
of Payment and Release of All Claims to a Death Benefit or Accrued 
Annuity Payment; and G-273a, Funeral Director's Statement of Burial 
Charges. One response is requested of each respondent. Completion is 
required to obtain benefits.
    Previous Requests for Comments: The RRB has already published the 
initial 60-day notice (80 FR 44402 on July 27, 2015) required by 44 
U.S.C. 3506(c)(2). That request elicited no comments.

Information Collection Request (ICR)

    Title: Application for Survivor Death Benefits.
    OMB Control Number: 3220-0031.
    Form(s) submitted: AA-11a, AA-21cert, AA-21, G-131, G-273a.
    Type of request: Revision of an approved collection.
    Affected public: Individuals or Households.
    Abstract: The collection obtains the information needed to pay 
death benefits and annuities due but unpaid at death under the Railroad 
Retirement Act. Benefits are paid to designated beneficiaries or to 
survivors in a priority designated law.
    Changes proposed: The RRB proposes the following changes to the 
forms in the information collection:
     Form AA-11a--Remove from the information collection due to 
less than 10 responses a year.
     Form AA-21--Add clarifying language to better define who 
qualifies for a child's annuity and other minor editorial changes.
     Form G-131--For clarity, add an Instructions section and 
space for the RRB to enter the applicant's name and the waived share 
amount.
     Form G-273a--Add clarifying language to Item 2, regarding 
the total amount of charges the funeral home should enter; and what the 
funeral home should list as types of payments received or expected to 
be received to Item 3.
    The burden estimate for the ICR is as follows:

----------------------------------------------------------------------------------------------------------------
                                                                      Annual           Time           Burden
                            Form No.                                 responses       (minutes)        (hours)
----------------------------------------------------------------------------------------------------------------
AA-21 (without assistance)......................................             200              40             133
AA-21cert (with assistance).....................................           3,500              20           1,167
G-131...........................................................             100               5               8
G-273a..........................................................           4,000              10             667
                                                                 -----------------------------------------------
    Total.......................................................           7,800  ..............           1,975
----------------------------------------------------------------------------------------------------------------

    Additional Information or Comments: Copies of the forms and 
supporting documents can be obtained from Dana Hickman at (312) 751-
4981 or [email protected].
    Comments regarding the information collection should be addressed 
to Charles Mierzwa, Railroad Retirement Board, 844 North Rush Street, 
Chicago, Illinois 60611-2092 or [email protected] and to the OMB 
Desk Officer for the RRB, Fax: 202-395-6974, Email address: 
[email protected].

Charles Mierzwa,
Chief of Information Resources Management.
[FR Doc. 2015-24641 Filed 9-28-15; 8:45 am]
 BILLING CODE 7905-01-P



                                                    58526                                Federal Register / Vol. 80, No. 188 / Tuesday, September 29, 2015 / Notices

                                                    Retirement Board (RRB) needs to know                                          Previous Requests for Comments: The                                      Affected public: Individuals or
                                                    a nonresident’s citizenship and legal                                       RRB has already published the initial                                    Households.
                                                    residence status.                                                           60-day notice (80 FR 36862 on June 26,                                     Abstract: Under the Railroad
                                                      To secure the required information,                                       2015) required by 44 U.S.C. 3506(c)(2).                                  Retirement Act, the benefits payable to
                                                    the RRB utilizes Form RRB–1001,                                             That request elicited no comments.                                       an annuitant living outside the United
                                                    Nonresident Questionnaire, as a                                                                                                                      States may be subject to withholding
                                                                                                                                Information Collection Request (ICR)
                                                    supplement to an application as part of                                                                                                              under Public Laws 98–21 and 98–76.
                                                    the initial application process, and as an                                    Title: Nonresident Questionnaire.                                      The form obtains the information
                                                    independent vehicle for obtaining the                                                                                                                needed to determine the amount to be
                                                                                                                                  OMB Control Number: 3220–0145.
                                                    needed information when an                                                                                                                           withheld.
                                                    annuitant’s residence or tax treaty status                                    Form(s) submitted: RRB–1001.                                             Changes proposed: The RRB proposes
                                                    changes. Completion is voluntary. One                                         Type of request: Extension without                                     no changes to Form RRB–1001.
                                                    response is requested of each                                               change of a currently approved                                             The burden estimate for the ICR is as
                                                    respondent.                                                                 collection.                                                              follows:

                                                                                                                                                                                                           Annual
                                                                                                                     Form No.                                                                                             Time (minutes)             Burden (hours)
                                                                                                                                                                                                         responses

                                                    RRB–1001 ...................................................................................................................................
                                                    (Initial Filing) ................................................................................................................................             300                         30               250
                                                    RRB–1001 ...................................................................................................................................
                                                    (Tax Renewal) .............................................................................................................................                  1,000                       30                400

                                                          Total ......................................................................................................................................           1,300    ........................             650



                                                      2. Title and purpose of information                                       determination for an annuity or various                                  Information Collection Request (ICR)
                                                    collection: Statement of Claimant or                                        other matters. The statements may also                                     Title: Statement of Claimant or Other
                                                    Other Person; OMB 3220–0183.                                                be used by the RRB to secure a variety                                   Person.
                                                      To support an application for an                                          of information needed to determine                                         OMB Control Number: 3220–0183.
                                                    annuity under Section 2 of the Railroad                                     eligibility to unemployment and                                            Form(s) submitted: G–93.
                                                    Retirement Act (RRA) or for                                                 sickness benefits. Procedures related to                                   Type of request: Extension without
                                                    unemployment benefits under Section 2                                       providing information needed for RRA                                     change of a currently approved
                                                    of the Railroad Unemployment                                                annuity or RUIA benefit eligibility                                      collection.
                                                    Insurance Act (RUIA), pertinent                                             determinations are prescribed in 20 CFR                                    Affected public: Individuals or
                                                    information and proofs must be                                              parts 217 and 320 respectively.                                          Households.
                                                    furnished for the RRB to determine                                             The RRB utilizes Form G–93,                                             Abstract: Under Section 2 of the
                                                    benefit entitlement. Circumstances may                                      Statement of Claimant or Other Person,                                   Railroad Retirement Act and the
                                                    require an applicant or other person(s)                                     to obtain from applicants or other                                       Railroad Unemployment Insurance Act,
                                                    having knowledge of facts relevant to                                       persons, the supplemental or corrective                                  pertinent information and proofs must
                                                    the applicant’s eligibility for an annuity                                  information needed to determine                                          be submitted by an applicant so that the
                                                    or benefits to provide written statements                                                                                                            Railroad Retirement Board can
                                                                                                                                applicant eligibility for an RRA annuity
                                                    supplementing or changing statements                                                                                                                 determine his or her entitlement to
                                                                                                                                or RUIA benefits. Completion is
                                                    previously provided by the applicant.                                                                                                                benefits. The collection obtains
                                                                                                                                voluntary. One response is requested of
                                                    Under the railroad retirement program                                                                                                                information supplementing or changing
                                                    these statements may relate to a change                                     each respondent.                                                         information previously provided by an
                                                    in an annuity beginning date(s), date of                                       Previous Requests for Comments: The                                   applicant.
                                                    marriage(s), birth(s), prior railroad or                                    RRB has already published the initial                                      Changes proposed: The RRB proposes
                                                    non-railroad employment, an                                                 60-day notice (80 FR 36862 on June 26,                                   no revisions to Form G–93.
                                                    applicant’s request for reconsideration                                     2015) required by 44 U.S.C. 3506(c)(2).                                    The burden estimate for the ICR is as
                                                    of an unfavorable RRB eligibility                                           That request elicited no comments.                                       follows:

                                                                                                                                                                                                           Annual
                                                                                                                     Form No.                                                                                             Time (minutes)             Burden (hours)
                                                                                                                                                                                                         responses

                                                    G–93 ............................................................................................................................................      200                     15                     50



                                                       Additional Information or Comments:                                      OMB Desk Officer for the RRB, Fax:                                       RAILROAD RETIREMENT BOARD
                                                    Copies of the forms and supporting                                          202–395–6974, Email address: OIRA_
                                                    documents can be obtained from Dana
asabaliauskas on DSK5VPTVN1PROD with NOTICES




                                                                                                                                Submission@omb.eop.gov.                                                  Agency Forms Submitted for OMB
                                                    Hickman at (312) 751–4981 or                                                                                                                         Review, Request for Comments
                                                    Dana.Hickman@RRB.GOV.                                                       Charles Mierzwa,
                                                       Comments regarding the information                                       Chief of Information Resources Management.                               SUMMARY:   In accordance with the
                                                    collection should be addressed to                                           [FR Doc. 2015–24651 Filed 9–28–15; 8:45 am]                              Paperwork Reduction Act of 1995 (44
                                                    Charles Mierzwa, Railroad Retirement                                        BILLING CODE 7905–01–P                                                   U.S.C. Chapter 35), the Railroad
                                                    Board, 844 North Rush Street, Chicago,                                                                                                               Retirement Board (RRB) is forwarding
                                                    Illinois, 60611–2092 or                                                                                                                              an Information Collection Request (ICR)
                                                    Charles.Mierzwa@RRB.GOV and to the                                                                                                                   to the Office of Information and


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                                                                                        Federal Register / Vol. 80, No. 188 / Tuesday, September 29, 2015 / Notices                                                                                     58527

                                                    Regulatory Affairs (OIRA), Office of                                        ‘‘insured’’ under the RRA at the time of                                    Form(s) submitted: AA–11a, AA–
                                                    Management and Budget (OMB). Our                                            death. If the deceased employee was not                                  21cert, AA–21, G–131, G–273a.
                                                    ICR describes the information we seek                                       insured, jurisdiction of any survivor                                       Type of request: Revision of an
                                                    to collect from the public. Review and                                      benefits payable is transferred to the                                   approved collection.
                                                    approval by OIRA ensures that we                                            Social Security Administration and                                          Affected public: Individuals or
                                                    impose appropriate paperwork burdens.                                       survivor benefits are paid by that agency                                Households.
                                                      The RRB invites comments on the                                           instead of the RRB. The requirements                                        Abstract: The collection obtains the
                                                    proposed collection of information to                                       for applying for benefits are prescribed                                 information needed to pay death
                                                    determine (1) the practical utility of the                                  in 20 CFR 217, 219, and 234.                                             benefits and annuities due but unpaid at
                                                    collection; (2) the accuracy of the                                            The collection obtains the information                                death under the Railroad Retirement
                                                    estimated burden of the collection; (3)                                     required by the RRB to determine                                         Act. Benefits are paid to designated
                                                    ways to enhance the quality, utility, and                                   entitlement to and amount of the                                         beneficiaries or to survivors in a priority
                                                    clarity of the information that is the                                      survivor death benefits applied for. To                                  designated law.
                                                    subject of collection; and (4) ways to                                      collect the information, the RRB uses                                       Changes proposed: The RRB proposes
                                                    minimize the burden of collections on                                       Forms AA–11a, Designation for Change                                     the following changes to the forms in
                                                    respondents, including the use of                                           of Beneficiary for Residual Lump-Sum;                                    the information collection:
                                                    automated collection techniques or                                          AA–21, Application for Lump-Sum                                             • Form AA–11a—Remove from the
                                                    other forms of information technology.                                      Death Payment and Annuities Unpaid                                       information collection due to less than
                                                    Comments to the RRB or OIRA must                                            at Death; AA–21cert, Application                                         10 responses a year.
                                                    contain the OMB control number of the                                       Summary and Certification; G–131,                                           • Form AA–21—Add clarifying
                                                    ICR. For proper consideration of your                                       Authorization of Payment and Release                                     language to better define who qualifies
                                                    comments, it is best if the RRB and                                         of All Claims to a Death Benefit or
                                                                                                                                                                                                         for a child’s annuity and other minor
                                                    OIRA receive them within 30 days of                                         Accrued Annuity Payment; and G–273a,
                                                                                                                                                                                                         editorial changes.
                                                                                                                                Funeral Director’s Statement of Burial
                                                    the publication date.                                                                                                                                   • Form G–131—For clarity, add an
                                                                                                                                Charges. One response is requested of
                                                      Under Section 6 of the Railroad                                                                                                                    Instructions section and space for the
                                                                                                                                each respondent. Completion is
                                                    Retirement Act (RRA), lump-sum death                                                                                                                 RRB to enter the applicant’s name and
                                                                                                                                required to obtain benefits.
                                                    benefits are payable to surviving                                              Previous Requests for Comments: The                                   the waived share amount.
                                                    widow(er)s, children, and certain other                                     RRB has already published the initial                                       • Form G–273a—Add clarifying
                                                    dependents. Lump-sum death benefits                                         60-day notice (80 FR 44402 on July 27,                                   language to Item 2, regarding the total
                                                    are payable after the death of a railroad                                   2015) required by 44 U.S.C. 3506(c)(2).                                  amount of charges the funeral home
                                                    employee only if there are no qualified                                     That request elicited no comments.                                       should enter; and what the funeral
                                                    survivors of the employee immediately                                                                                                                home should list as types of payments
                                                    eligible for annuities. With the                                            Information Collection Request (ICR)                                     received or expected to be received to
                                                    exception of the residual death benefit,                                      Title: Application for Survivor Death                                  Item 3.
                                                    eligibility for survivor benefits depends                                   Benefits.                                                                   The burden estimate for the ICR is as
                                                    on whether the deceased employee was                                          OMB Control Number: 3220–0031.                                         follows:

                                                                                                                                                                                                           Annual                Time                 Burden
                                                                                                                     Form No.                                                                            responses             (minutes)              (hours)

                                                    AA–21 (without assistance) .........................................................................................................                            200                       40             133
                                                    AA–21cert (with assistance) ........................................................................................................                          3,500                       20           1,167
                                                    G–131 ..........................................................................................................................................                100                        5               8
                                                    G–273a ........................................................................................................................................               4,000                       10             667

                                                          Total ......................................................................................................................................            7,800    ........................        1,975



                                                       Additional Information or Comments:                                      SECURITIES AND EXCHANGE                                                  19(b)(1) of the Securities Exchange Act
                                                    Copies of the forms and supporting                                          COMMISSION                                                               of 1934 (‘‘Act’’) 1 and Rule 19b–4
                                                    documents can be obtained from Dana                                         [Release No. 34–75970; File No. SR–BATS–
                                                                                                                                                                                                         thereunder,2 a proposed rule change to
                                                    Hickman at (312) 751–4981 or                                                2015–57]                                                                 adopt an expedited proceeding for
                                                    Dana.Hickman@RRB.GOV.                                                                                                                                issuing suspension orders, and if
                                                       Comments regarding the information                                       Self-Regulatory Organizations; BATS                                      necessary, imposing other sanctions, to
                                                    collection should be addressed to                                           Exchange, Inc.; Notice of Designation                                    prohibit Exchange Members, or their
                                                    Charles Mierzwa, Railroad Retirement                                        of a Longer Period for Commission                                        clients, from engaging in trading
                                                    Board, 844 North Rush Street, Chicago,                                      Action on a Proposed Rule Change, as                                     activities that constitute continued
                                                                                                                                Modified by Amendment No. 1 Thereto,                                     layering or spoofing on the Exchange.
                                                    Illinois 60611–2092 or
                                                                                                                                To Adopt New Rule 8.17 To Provide a                                      On August 11, 2015, the Exchange filed
                                                    Charles.Mierzwa@RRB.GOV and to the
                                                                                                                                Process for an Expedited Suspension                                      Amendment No. 1 to the proposal.3 The
                                                    OMB Desk Officer for the RRB, Fax:
asabaliauskas on DSK5VPTVN1PROD with NOTICES




                                                                                                                                Proceeding and Rule 12.15 To Prohibit                                    proposed rule change, as modified by
                                                    202–395–6974, Email address: OIRA_                                          Layering and Spoofing on BATS
                                                    Submission@omb.eop.gov.                                                                                                                              Amendment No. 1, was published for
                                                                                                                                Exchange, Inc.                                                           comment in the Federal Register on
                                                    Charles Mierzwa,                                                            September 23, 2015.
                                                    Chief of Information Resources Management.                                     On July 30, 2015, BATS Exchange,                                        1 15 U.S.C. 78s(b)(1).
                                                    [FR Doc. 2015–24641 Filed 9–28–15; 8:45 am]                                 Inc. (‘‘Exchange’’) filed with the                                         2 17 CFR 240.19b–4.
                                                    BILLING CODE 7905–01–P                                                      Securities and Exchange Commission                                         3 Amendment No. 1 amended and replaced the

                                                                                                                                (‘‘Commission’’), pursuant to Section                                    original proposal in its entirety.



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Document Created: 2015-12-15 09:46:39
Document Modified: 2015-12-15 09:46:39
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation80 FR 58526 

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