80_FR_63316 80 FR 63115 - Paroling, Recommitting, and Supervising Federal Prisoners: Prisoners Serving Sentences Under the United States and District of Columbia Codes

80 FR 63115 - Paroling, Recommitting, and Supervising Federal Prisoners: Prisoners Serving Sentences Under the United States and District of Columbia Codes

DEPARTMENT OF JUSTICE
Parole Commission

Federal Register Volume 80, Issue 201 (October 19, 2015)

Page Range63115-63117
FR Document2015-26463

The U.S. Parole Commission is adopting a final rule to apply the parole guidelines of the former District of Columbia Board of Parole that were in effect until March 4, 1985 in its parole decisionmaking for D.C. Code prisoners who committed their offenses while those guidelines were in effect.

Federal Register, Volume 80 Issue 201 (Monday, October 19, 2015)
[Federal Register Volume 80, Number 201 (Monday, October 19, 2015)]
[Rules and Regulations]
[Pages 63115-63117]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-26463]


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DEPARTMENT OF JUSTICE

Parole Commission

28 CFR Part 2

[Docket No. USPC-2015-01]


Paroling, Recommitting, and Supervising Federal Prisoners: 
Prisoners Serving Sentences Under the United States and District of 
Columbia Codes

AGENCY: United States Parole Commission, Justice.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: The U.S. Parole Commission is adopting a final rule to apply 
the parole guidelines of the former District of Columbia Board of 
Parole that were in effect until March 4, 1985 in its parole 
decisionmaking for D.C. Code prisoners who committed their offenses 
while those guidelines were in effect.

DATES: Effective October 19, 2015.

FOR FURTHER INFORMATION CONTACT: Office of the General Counsel, U.S. 
Parole Commission, 90 K Street NE., Washington, DC 20530, telephone 
(202) 346-7030. Questions about this publication are welcome, but 
inquiries concerning individual cases cannot be answered over the 
telephone.

SUPPLEMENTARY INFORMATION: 
    Background: The U.S. Parole Commission is responsible for making 
parole release decisions for District of Columbia felony offenders who 
are eligible for parole. D.C. Code section 24-131(a). The Commission 
took over this responsibility on August 5, 1998 as a result of the 
National Capital Revitalization and Self-Government Improvement Act of 
1997 (Pub. L. 105-33). The Commission immediately enacted regulations 
to implement its new duties, including paroling policy guidelines at 28 
CFR 2.80. 63 FR 39172-39183 (July 21, 1998). In enacting these 
decision-making guidelines, the Commission used the basic approach and 
format of the 1987 guidelines of the District of Columbia Board of 
Parole, but made modifications to the Board's guidelines in an effort 
to incorporate factors that led to departures from the guidelines. 63 
FR 39172-39174. In 2000, the Commission modified the guidelines for 
D.C. prisoners, creating suggested ranges of months to be served based 
on the pre- and post-incarceration factors evaluated under the 
guidelines, which in turn allowed the Commission to extend presumptive 
parole dates to prisoners up to three years from the hearing date. 65 
FR 45885-45903.
    Also in 2000, the U.S. Supreme Court decided the case of Garner v. 
Jones, 529 U.S. 244 (2000), indicating that parole rules that allow for 
the use of discretionary judgment may be covered by the Ex Post Facto 
Clause of the Constitution. For over twenty years, federal appellate 
courts had rejected claims that the Commission's use of discretionary 
guidelines for parole release decisions violated the constitutional ban 
against ex post facto laws. As a result of the Supreme Court's decision 
in Garner, the U.S. Court of Appeals for the District of Columbia 
Circuit held that parole release guidelines may constitute laws that 
are covered by the Ex Post Facto Clause. Fletcher v. District of 
Columbia, 391 F.3d 250 (D.C. Cir. 2004) (Fletcher II). Following upon 
the Fletcher II decision and the decision in Fletcher v. Reilly, 433 
F.3d 867 (D.C. Cir. 2006) (Fletcher III), the U.S. District Court for 
the District of Columbia (Huvelle, District Judge) held that the Parole 
Commission's application of its 2000 paroling guidelines for several 
D.C. Code prisoners violated the Ex Post Facto Clause. Sellmon v. 
Reilly, 551 F.Supp.2d 66 (D.D.C. 2008). Several other prisoner-
plaintiffs were denied relief by the district court, which showed that 
not every D.C. prisoner must be reconsidered under the 1987 guidelines 
to avoid ex post facto problems. Notwithstanding that ex post facto 
violations must be shown on a case-by-case basis, as a matter of 
administrative convenience, the Commission chose to apply the same 
rules to all similarly situated offenders. Accordingly, the Commission 
enacted a rule calling for application of the 1987 D.C. Board 
Guidelines to any offender who committed his crime between March 4, 
1985 (the effective date of the ``1987 Guidelines''), and August 4, 
1998 (the last day the D.C. Board exercised parole release authority) 
(``Sellmon Rule''). 74 FR 34688 (July 17, 2009) (interim rule, 
effective August 17, 2009) and 28 CFR 2.80(o) (November 13, 2009) 
(final rule).
    Since the Sellmon decision, prisoner-plaintiffs who committed their 
offenses before March 1985 have sought to have the D.C. Courts find 
that the Commission's use of the revised 2000 parole guidelines 
violates the Ex Post Facto Clause when applied retroactively to their 
cases. Because of the broad discretion to grant parole which was vested 
in the D.C. Board of Parole under the 1972 regulations, federal courts 
have declined to find that Commission's use of its revised guidelines 
violates the Ex Post Facto Clause. However, the Parole Commission has 
decided to reconsider its use of the 2000 regulations in light of the 
developing case law that relates to parole guidelines and the Ex Post 
Facto Clause, and consistent with its previous decision to apply the 
D.C. Board of Parole's guidelines that were in effect at the time that 
the D.C. Code offender committed the offense, i.e., the Sellmon rule.
    Discussion of the Rule and Public Comment: On June 15, 2015, the 
Parole Commission published a proposed rule in the Federal Register 
proposing new parole guidelines for D.C. Code prisoners who committed 
their offenses before March 3, 1985. See 80 FR 34111 (June 15, 2015). 
After publishing the proposed rule change, the Parole Commission 
received comments from 3 organizations and several private individuals. 
The comments were generally in favor of adopting the rule, and included 
additional suggestions for amendments, which are highlighted below:
    Rehearings: Many commenters recommended that the rule include the 
provision in the D.C. Board's 1972 regulations that called for annual 
rehearings. The final rule restates the D.C. Board's regulation calling 
for annual rehearings as suggested, but includes the portion of the 
D.C. Board's regulation that permits the Commission to establish a 
rehearing date ``at any time it feels such would be proper.''
    Statutory criteria: Many commentators recommended that the Parole 
Commission include a restatement of the statutory criteria for release 
on parole. The statutory criteria for release of D.C. Code offenders, 
which applies to all D.C. Code prisoners and has not changed since the 
1970's, are already contained in the regulations at 28 CFR 2.73. 
Instead, the final rule will incorporate another section of the D.C. 
Board's regulations that restated the Board's discretionary authority 
to grant parole.
    Offenses committed on March 3, 1985: Several commenters noted that 
the Sellmon rules apply to offenses after March 3, 1985, and the 
proposed rule would apply the 1972 guidelines to offenses before that 
date, leaving a void with regard to offenses committed on March 3, 
1985. This suggestion was adopted and the final rule states that the

[[Page 63116]]

1972 parole guidelines apply to offenses committed ``on or before March 
3, 1985.''
    Retroactive consideration: Several commenters recommended that the 
Commission follow the procedure it followed after publication of the 
Sellmon rule: That it determine what decision it would have made at the 
initial hearing, and each subsequent hearing, as if it had applied the 
1972 rules at that time. Such a procedure was required in applying the 
1987 guidelines at issue in Sellmon, because the grid score is computed 
at each hearing using the prior score as a starting point. The 1972 
guidelines are not structured in such a way that this procedure is 
necessary.
    Reasons for Denial of Parole: A few commenters recommended that the 
Commission modify the rule to require that the Commission provide 
reasons for denial of parole, which is not found in the 1972 
regulations. The Parole Commission's regulations at 28 CFR 2.74(a) 
already require the Commission to ``provide the prisoner with a notice 
of action that includes an explanation of the reasons for the 
decision,'' so an additional requirement is not needed.
    Further, the recommendation by several commenters that the 
Commission modify the rule to require it to inform the parole applicant 
of steps he needs to take to be deemed suitable for parole release was 
not required by the 1972 rules. Parole Commission hearing examiners may 
continue, as is current practice, to make such recommendations where 
appropriate, but are not compelled to do so in every case.
    Transcripts of hearings/disclosure to inmate, counsel, and others: 
Some commenters recommend that records be made available to the 
prisoner, his attorney, or family. Although in 1972 the D.C. Board 
deemed records of parole hearings confidential and did not permit 
disclosure to prisoners, the Commission's regulations already provide 
for disclosure of documents. See 28 CFR 2.89 (miscellaneous provisions) 
and Sec.  2.56 (disclosure of Parole Commission file).
    Implementation: The Parole Commission will identify those prisoners 
who committed their offenses on or before March 4, 1985, and who have 
previously had a parole hearing at which the Parole Commission applied 
the 2000 parole guidelines for its decision and who have not received a 
parole effective date. The Commission will schedule special dockets for 
these prisoners as soon as possible, by videoconference if available, 
and with the goal of completing the hearings in 6 months.

Executive Order 13132

    These regulations will not have substantial direct effects on the 
States, on the relationship between the national government and the 
States, or on the distribution of power and responsibilities among the 
various levels of government. Under Executive Order 13132, these rules 
do not have sufficient federalism implications requiring a Federalism 
Assessment.

Regulatory Flexibility Act

    The rules will not have a significant economic impact upon a 
substantial number of small entities within the meaning of the 
Regulatory Flexibility Act, 5 U.S.C. 605(b).

Unfunded Mandates Reform Act of 1995

    The rules will not cause State, local, or tribal governments, or 
the private sector, to spend $100,000,000 or more in any one year, and 
it will not significantly or uniquely affect small governments. No 
action under the Unfunded Mandates Reform Act of 1995 is necessary.

Small Business Regulatory Enforcement Fairness Act of 1996 (Subtitle 
E--Congressional Review Act)

    These rules are not ``major rules'' as defined by Section 804 of 
the Small Business Regulatory Enforcement Fairness Act of 1996 Subtitle 
E--Congressional Review Act, now codified at 5 U.S.C. 804(2). The rules 
will not result in an annual effect on the economy of $100,000,000 or 
more; a major increase in costs or prices; or significant adverse 
effects on the ability of United States-based companies to compete with 
foreign-based companies. Moreover, these are rules of agency practice 
or procedure that do not substantially affect the rights or obligations 
of non-agency parties, and do not come within the meaning of the term 
``rule'' as used in Section 804(3)(C), now codified at 5 U.S.C. 
804(3)(C). Therefore, the reporting requirement of 5 U.S.C. 801 does 
not apply.

List of Subjects in 28 CFR Part 2

    Administrative practice and procedure, Prisoners, Probation and 
Parole.

The Final Rule

    Accordingly, the U.S. Parole Commission amends 28 CFR part 2 as 
follows:

PART 2--[AMENDED]

0
1. The authority citation for part 2 continues to read as follows:

    Authority: 18 U.S.C. 4203(a)(1) and 4204(a)(6).


0
2. Amend Sec.  2.80 by adding paragraph (p) to read as follows:


Sec.  2.80  Guidelines for D.C. Code Offenders.

* * * * *
    (p)(1) A prisoner who is eligible under the criteria of paragraph 
(p)(2) of this section may receive a parole determination using the 
parole guidelines in the 1972 regulations of the former District of 
Columbia Board of Parole (9 DCMR section 105.1) (hereinafter ``the 1972 
Board guidelines'').
    (2) A prisoner must satisfy the following criteria to obtain a 
determination using the 1972 Board guidelines:
    (i) The prisoner committed the offense of conviction on or before 
March 3, 1985;
    (ii) The prisoner is not incarcerated as a parole violator; and
    (iii) The prisoner has not been granted a parole effective date.
    (3) The granting of a parole is neither a constitutional or 
statutory requirement, and release to parole supervision by Commission 
action is not mandatory.
    (4) Factors considered: Among others, the U.S. Parole Commission 
takes into account some of the following factors in making its 
determination as to parole:
    (i) The offense, noting the nature of the violation, mitigating or 
aggravating circumstances and the activities and adjustment of the 
offender following arrest if on bond or in the community under any pre-
sentence type arrangement.
    (ii) Prior history of criminality, noting the nature and pattern of 
any prior offenses as they may relate to the current circumstances.
    (iii) Personal and social history of the offender, including such 
factors as his family situation, educational development, 
socialization, marital history, employment history, use of leisure time 
and prior military experience, if any.
    (iv) Physical and emotional health and/or problems which may have 
played a role in the individual's socialization process, and efforts 
made to overcome any such problems.
    (v) Institutional experience, including information as to the 
offender's overall general adjustment, his ability to handle 
interpersonal relationships, his behavior responses, his planning for 
himself,

[[Page 63117]]

setting meaningful goals in areas of academic schooling, vocational 
education or training, involvements in self-improvement activity and 
therapy and his utilization of available resources to overcome 
recognized problems. Achievements in accomplishing goals and efforts 
put forth in any involvements in established programs to overcome 
problems are carefully evaluated.
    (vi) Community resources available to assist the offender with 
regard to his needs and problems, which will supplement treatment and 
training programs begun in the institution, and be available to assist 
the offender to further serve in his efforts to reintegrate himself 
back into the community and within his family unit as a productive 
useful individual.
    (5) A prisoner who committed the offense of conviction on or before 
March 3, 1985 who is not incarcerated as a parole violator and is 
serving a maximum sentence of five years or more who was denied parole 
at their original hearing ordinarily will receive a rehearing one year 
after a hearing conducted by the U.S. Parole Commission. In all cases 
of rehearings, the U.S. Parole Commission may establish a rehearing 
date at any time it feels such would be proper, regardless of the 
length of sentence involved. No hearing may be set for more than five 
years from the date of the previous hearing.
    (6) If a prisoner has been previously granted a presumptive parole 
date under the Commission's guidelines in paragraphs (b) through (m) of 
this section, the presumptive date will not be rescinded unless the 
Commission would rescind the date for one of the accepted bases for 
such action, i.e., new criminal conduct, new institutional misconduct, 
or new adverse information.
    (7) Prisoners who have previously been considered for parole under 
the 1987 guidelines of the former DC Board of Parole will continue to 
receive consideration under those guidelines.
    (8) Decisions resulting from hearings under this section may not be 
appealed to the U.S. Parole Commission.

    Dated: October 13, 2015.
J. Patricia Wilson Smoot,
Chairman, U.S. Parole Commission.
[FR Doc. 2015-26463 Filed 10-16-15; 8:45 am]
BILLING CODE 4410-31-P



                                                                         Federal Register / Vol. 80, No. 201 / Monday, October 19, 2015 / Rules and Regulations                                         63115

                                                        PART 82—[REMOVED AND                                    guidelines. 63 FR 39172–39174. In 2000,               parole guidelines violates the Ex Post
                                                        RESERVED]                                               the Commission modified the guidelines                Facto Clause when applied retroactively
                                                                                                                for D.C. prisoners, creating suggested                to their cases. Because of the broad
                                                        ■   2. Remove and reserve part 82.                      ranges of months to be served based on                discretion to grant parole which was
                                                          Dated: October 2, 2015.                               the pre- and post-incarceration factors               vested in the D.C. Board of Parole under
                                                        Kevin K. Washburn,                                      evaluated under the guidelines, which                 the 1972 regulations, federal courts have
                                                        Assistant Secretary—Indian Affairs.                     in turn allowed the Commission to                     declined to find that Commission’s use
                                                                                                                extend presumptive parole dates to                    of its revised guidelines violates the Ex
                                                        [FR Doc. 2015–26176 Filed 10–16–15; 8:45 am]
                                                                                                                prisoners up to three years from the                  Post Facto Clause. However, the Parole
                                                        BILLING CODE 4339–15–P
                                                                                                                hearing date. 65 FR 45885–45903.                      Commission has decided to reconsider
                                                                                                                   Also in 2000, the U.S. Supreme Court               its use of the 2000 regulations in light
                                                                                                                decided the case of Garner v. Jones, 529              of the developing case law that relates
                                                        DEPARTMENT OF JUSTICE                                   U.S. 244 (2000), indicating that parole               to parole guidelines and the Ex Post
                                                                                                                rules that allow for the use of                       Facto Clause, and consistent with its
                                                        Parole Commission                                       discretionary judgment may be covered                 previous decision to apply the D.C.
                                                                                                                by the Ex Post Facto Clause of the                    Board of Parole’s guidelines that were in
                                                        28 CFR Part 2                                           Constitution. For over twenty years,                  effect at the time that the D.C. Code
                                                        [Docket No. USPC–2015–01]                               federal appellate courts had rejected                 offender committed the offense, i.e., the
                                                                                                                claims that the Commission’s use of                   Sellmon rule.
                                                        Paroling, Recommitting, and                             discretionary guidelines for parole                      Discussion of the Rule and Public
                                                        Supervising Federal Prisoners:                          release decisions violated the                        Comment: On June 15, 2015, the Parole
                                                        Prisoners Serving Sentences Under                       constitutional ban against ex post facto              Commission published a proposed rule
                                                        the United States and District of                       laws. As a result of the Supreme Court’s              in the Federal Register proposing new
                                                        Columbia Codes                                          decision in Garner, the U.S. Court of                 parole guidelines for D.C. Code
                                                                                                                Appeals for the District of Columbia                  prisoners who committed their offenses
                                                        AGENCY:  United States Parole
                                                                                                                Circuit held that parole release                      before March 3, 1985. See 80 FR 34111
                                                        Commission, Justice.
                                                                                                                guidelines may constitute laws that are               (June 15, 2015). After publishing the
                                                        ACTION: Final rule.
                                                                                                                covered by the Ex Post Facto Clause.                  proposed rule change, the Parole
                                                        SUMMARY:    The U.S. Parole Commission                  Fletcher v. District of Columbia, 391                 Commission received comments from 3
                                                        is adopting a final rule to apply the                   F.3d 250 (D.C. Cir. 2004) (Fletcher II).              organizations and several private
                                                        parole guidelines of the former District                Following upon the Fletcher II decision               individuals. The comments were
                                                        of Columbia Board of Parole that were                   and the decision in Fletcher v. Reilly,               generally in favor of adopting the rule,
                                                        in effect until March 4, 1985 in its                    433 F.3d 867 (D.C. Cir. 2006) (Fletcher               and included additional suggestions for
                                                        parole decisionmaking for D.C. Code                     III), the U.S. District Court for the                 amendments, which are highlighted
                                                        prisoners who committed their offenses                  District of Columbia (Huvelle, District               below:
                                                        while those guidelines were in effect.                  Judge) held that the Parole                              Rehearings: Many commenters
                                                                                                                Commission’s application of its 2000                  recommended that the rule include the
                                                        DATES: Effective October 19, 2015.
                                                                                                                paroling guidelines for several D.C.                  provision in the D.C. Board’s 1972
                                                        FOR FURTHER INFORMATION CONTACT:                                                                              regulations that called for annual
                                                                                                                Code prisoners violated the Ex Post
                                                        Office of the General Counsel, U.S.                     Facto Clause. Sellmon v. Reilly, 551                  rehearings. The final rule restates the
                                                        Parole Commission, 90 K Street NE.,                     F.Supp.2d 66 (D.D.C. 2008). Several                   D.C. Board’s regulation calling for
                                                        Washington, DC 20530, telephone (202)                   other prisoner-plaintiffs were denied                 annual rehearings as suggested, but
                                                        346–7030. Questions about this                          relief by the district court, which                   includes the portion of the D.C. Board’s
                                                        publication are welcome, but inquiries                  showed that not every D.C. prisoner                   regulation that permits the Commission
                                                        concerning individual cases cannot be                   must be reconsidered under the 1987                   to establish a rehearing date ‘‘at any
                                                        answered over the telephone.                            guidelines to avoid ex post facto                     time it feels such would be proper.’’
                                                        SUPPLEMENTARY INFORMATION:                              problems. Notwithstanding that ex post                   Statutory criteria: Many
                                                           Background: The U.S. Parole                          facto violations must be shown on a                   commentators recommended that the
                                                        Commission is responsible for making                    case-by-case basis, as a matter of                    Parole Commission include a
                                                        parole release decisions for District of                administrative convenience, the                       restatement of the statutory criteria for
                                                        Columbia felony offenders who are                       Commission chose to apply the same                    release on parole. The statutory criteria
                                                        eligible for parole. D.C. Code section                  rules to all similarly situated offenders.            for release of D.C. Code offenders,
                                                        24–131(a). The Commission took over                     Accordingly, the Commission enacted a                 which applies to all D.C. Code prisoners
                                                        this responsibility on August 5, 1998 as                rule calling for application of the 1987              and has not changed since the 1970’s,
                                                        a result of the National Capital                        D.C. Board Guidelines to any offender                 are already contained in the regulations
                                                        Revitalization and Self-Government                      who committed his crime between                       at 28 CFR 2.73. Instead, the final rule
                                                        Improvement Act of 1997 (Pub. L. 105–                   March 4, 1985 (the effective date of the              will incorporate another section of the
                                                        33). The Commission immediately                         ‘‘1987 Guidelines’’), and August 4, 1998              D.C. Board’s regulations that restated
                                                        enacted regulations to implement its                    (the last day the D.C. Board exercised                the Board’s discretionary authority to
asabaliauskas on DSK5VPTVN1PROD with FRONTMATTER




                                                        new duties, including paroling policy                   parole release authority) (‘‘Sellmon                  grant parole.
                                                        guidelines at 28 CFR 2.80. 63 FR 39172–                 Rule’’). 74 FR 34688 (July 17, 2009)                     Offenses committed on March 3,
                                                        39183 (July 21, 1998). In enacting these                (interim rule, effective August 17, 2009)             1985: Several commenters noted that
                                                        decision-making guidelines, the                         and 28 CFR 2.80(o) (November 13, 2009)                the Sellmon rules apply to offenses after
                                                        Commission used the basic approach                      (final rule).                                         March 3, 1985, and the proposed rule
                                                        and format of the 1987 guidelines of the                   Since the Sellmon decision, prisoner-              would apply the 1972 guidelines to
                                                        District of Columbia Board of Parole, but               plaintiffs who committed their offenses               offenses before that date, leaving a void
                                                        made modifications to the Board’s                       before March 1985 have sought to have                 with regard to offenses committed on
                                                        guidelines in an effort to incorporate                  the D.C. Courts find that the                         March 3, 1985. This suggestion was
                                                        factors that led to departures from the                 Commission’s use of the revised 2000                  adopted and the final rule states that the


                                                   VerDate Sep<11>2014   16:42 Oct 16, 2015   Jkt 238001   PO 00000   Frm 00037   Fmt 4700   Sfmt 4700   E:\FR\FM\19OCR1.SGM   19OCR1


                                                        63116            Federal Register / Vol. 80, No. 201 / Monday, October 19, 2015 / Rules and Regulations

                                                        1972 parole guidelines apply to offenses                the goal of completing the hearings in 6              PART 2—[AMENDED]
                                                        committed ‘‘on or before March 3,                       months.
                                                        1985.’’                                                                                                       ■ 1. The authority citation for part 2
                                                                                                                Executive Order 13132                                 continues to read as follows:
                                                           Retroactive consideration: Several
                                                        commenters recommended that the                           These regulations will not have                       Authority: 18 U.S.C. 4203(a)(1) and
                                                        Commission follow the procedure it                      substantial direct effects on the States,             4204(a)(6).
                                                        followed after publication of the                       on the relationship between the national              ■ 2. Amend § 2.80 by adding paragraph
                                                        Sellmon rule: That it determine what                    government and the States, or on the                  (p) to read as follows:
                                                        decision it would have made at the                      distribution of power and
                                                        initial hearing, and each subsequent                    responsibilities among the various                    § 2.80   Guidelines for D.C. Code Offenders.
                                                        hearing, as if it had applied the 1972                  levels of government. Under Executive                 *       *     *    *      *
                                                        rules at that time. Such a procedure was                Order 13132, these rules do not have                     (p)(1) A prisoner who is eligible under
                                                        required in applying the 1987                           sufficient federalism implications                    the criteria of paragraph (p)(2) of this
                                                        guidelines at issue in Sellmon, because                 requiring a Federalism Assessment.                    section may receive a parole
                                                        the grid score is computed at each                                                                            determination using the parole
                                                                                                                Regulatory Flexibility Act
                                                        hearing using the prior score as a                                                                            guidelines in the 1972 regulations of the
                                                        starting point. The 1972 guidelines are                   The rules will not have a significant               former District of Columbia Board of
                                                        not structured in such a way that this                  economic impact upon a substantial                    Parole (9 DCMR section 105.1)
                                                        procedure is necessary.                                 number of small entities within the                   (hereinafter ‘‘the 1972 Board
                                                           Reasons for Denial of Parole: A few                  meaning of the Regulatory Flexibility                 guidelines’’).
                                                        commenters recommended that the                         Act, 5 U.S.C. 605(b).                                    (2) A prisoner must satisfy the
                                                        Commission modify the rule to require                                                                         following criteria to obtain a
                                                                                                                Unfunded Mandates Reform Act of
                                                        that the Commission provide reasons for                                                                       determination using the 1972 Board
                                                                                                                1995
                                                        denial of parole, which is not found in                                                                       guidelines:
                                                        the 1972 regulations. The Parole                           The rules will not cause State, local,                (i) The prisoner committed the offense
                                                        Commission’s regulations at 28 CFR                      or tribal governments, or the private                 of conviction on or before March 3,
                                                        2.74(a) already require the Commission                  sector, to spend $100,000,000 or more in              1985;
                                                        to ‘‘provide the prisoner with a notice                 any one year, and it will not                            (ii) The prisoner is not incarcerated as
                                                        of action that includes an explanation of               significantly or uniquely affect small                a parole violator; and
                                                        the reasons for the decision,’’ so an                   governments. No action under the                         (iii) The prisoner has not been granted
                                                        additional requirement is not needed.                   Unfunded Mandates Reform Act of 1995                  a parole effective date.
                                                           Further, the recommendation by                       is necessary.                                            (3) The granting of a parole is neither
                                                        several commenters that the                                                                                   a constitutional or statutory
                                                                                                                Small Business Regulatory Enforcement
                                                        Commission modify the rule to require                                                                         requirement, and release to parole
                                                                                                                Fairness Act of 1996 (Subtitle E—
                                                        it to inform the parole applicant of steps                                                                    supervision by Commission action is
                                                                                                                Congressional Review Act)
                                                        he needs to take to be deemed suitable                                                                        not mandatory.
                                                        for parole release was not required by                     These rules are not ‘‘major rules’’ as                (4) Factors considered: Among others,
                                                        the 1972 rules. Parole Commission                       defined by Section 804 of the Small                   the U.S. Parole Commission takes into
                                                        hearing examiners may continue, as is                   Business Regulatory Enforcement                       account some of the following factors in
                                                        current practice, to make such                          Fairness Act of 1996 Subtitle E—                      making its determination as to parole:
                                                        recommendations where appropriate,                      Congressional Review Act, now codified                   (i) The offense, noting the nature of
                                                        but are not compelled to do so in every                 at 5 U.S.C. 804(2). The rules will not                the violation, mitigating or aggravating
                                                        case.                                                   result in an annual effect on the                     circumstances and the activities and
                                                           Transcripts of hearings/disclosure to                economy of $100,000,000 or more; a                    adjustment of the offender following
                                                        inmate, counsel, and others: Some                       major increase in costs or prices; or                 arrest if on bond or in the community
                                                        commenters recommend that records be                    significant adverse effects on the ability            under any pre-sentence type
                                                        made available to the prisoner, his                     of United States-based companies to                   arrangement.
                                                        attorney, or family. Although in 1972                   compete with foreign-based companies.                    (ii) Prior history of criminality, noting
                                                        the D.C. Board deemed records of parole                 Moreover, these are rules of agency                   the nature and pattern of any prior
                                                        hearings confidential and did not permit                practice or procedure that do not                     offenses as they may relate to the
                                                        disclosure to prisoners, the                            substantially affect the rights or                    current circumstances.
                                                        Commission’s regulations already                        obligations of non-agency parties, and                   (iii) Personal and social history of the
                                                        provide for disclosure of documents.                    do not come within the meaning of the                 offender, including such factors as his
                                                        See 28 CFR 2.89 (miscellaneous                          term ‘‘rule’’ as used in Section                      family situation, educational
                                                        provisions) and § 2.56 (disclosure of                   804(3)(C), now codified at 5 U.S.C.                   development, socialization, marital
                                                        Parole Commission file).                                804(3)(C). Therefore, the reporting                   history, employment history, use of
                                                           Implementation: The Parole                           requirement of 5 U.S.C. 801 does not                  leisure time and prior military
                                                        Commission will identify those                          apply.                                                experience, if any.
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                                                        prisoners who committed their offenses                  List of Subjects in 28 CFR Part 2                        (iv) Physical and emotional health
                                                        on or before March 4, 1985, and who                                                                           and/or problems which may have
                                                        have previously had a parole hearing at                   Administrative practice and                         played a role in the individual’s
                                                        which the Parole Commission applied                     procedure, Prisoners, Probation and                   socialization process, and efforts made
                                                        the 2000 parole guidelines for its                      Parole.                                               to overcome any such problems.
                                                        decision and who have not received a                                                                             (v) Institutional experience, including
                                                                                                                The Final Rule
                                                        parole effective date. The Commission                                                                         information as to the offender’s overall
                                                        will schedule special dockets for these                   Accordingly, the U.S. Parole                        general adjustment, his ability to handle
                                                        prisoners as soon as possible, by                       Commission amends 28 CFR part 2 as                    interpersonal relationships, his behavior
                                                        videoconference if available, and with                  follows:                                              responses, his planning for himself,


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                                                                         Federal Register / Vol. 80, No. 201 / Monday, October 19, 2015 / Rules and Regulations                                        63117

                                                        setting meaningful goals in areas of                    DEPARTMENT OF THE INTERIOR                            Kentucky program, including the
                                                        academic schooling, vocational                                                                                Secretary’s findings, the disposition of
                                                        education or training, involvements in                  Office of Surface Mining Reclamation                  comments, and conditions of approval
                                                        self-improvement activity and therapy                   and Enforcement                                       of the Kentucky program in the May 18,
                                                        and his utilization of available resources                                                                    1982, Federal Register (47 FR 21434).
                                                        to overcome recognized problems.                        30 CFR Part 917                                       You can also find later actions
                                                        Achievements in accomplishing goals                     [SATS No. KY–253–FOR; Docket ID: OSM–
                                                                                                                                                                      concerning Kentucky’s program and
                                                        and efforts put forth in any                            2009–0014; S1D1S SS08011000 SX064A000                 program amendments at 30 CFR 917.11,
                                                        involvements in established programs to                 167S180110; S2D2S SS08011000                          917.12, 917.13, 917.15, 917.16, and
                                                                                                                SX064A000 16X501520]                                  917.17.
                                                        overcome problems are carefully
                                                        evaluated.                                                                                                    II. Submission of the Proposed
                                                                                                                Kentucky Regulatory Program
                                                           (vi) Community resources available to                                                                      Amendment
                                                        assist the offender with regard to his                  AGENCY:   Office of Surface Mining                       OSMRE first promulgated final rules
                                                        needs and problems, which will                          Reclamation and Enforcement (OSMRE),                  to address O&C and TAS over 20 years
                                                        supplement treatment and training                       Interior.                                             ago. Subsequently, OSMRE published
                                                        programs begun in the institution, and                  ACTION: Final rule; approval of                       changes to O&C and TAS, some in
                                                        be available to assist the offender to                  amendment.                                            response to Federal Court mandates,
                                                        further serve in his efforts to reintegrate                                                                   culminating in the issuance of Federal
                                                                                                                SUMMARY:   We are approving an                        rulemaking on December 3, 2007. 72 FR
                                                        himself back into the community and                     amendment to the Kentucky regulatory
                                                        within his family unit as a productive                                                                        68000. Specifically, the Federal
                                                                                                                program (the Kentucky program) under                  rulemaking amended definitions
                                                        useful individual.                                      the Surface Mining Control and                        pertaining to ownership, control, and
                                                           (5) A prisoner who committed the                     Reclamation Act of 1977 (SMCRA or the                 transfer, assignment, or sale of permit
                                                        offense of conviction on or before March                Act). As a result of OSMRE’s review of                rights and OSMRE regulatory provisions
                                                        3, 1985 who is not incarcerated as a                    the Kentucky program, OSMRE has                       governing: Permit eligibility
                                                        parole violator and is serving a                        determined that two previously required               determinations; improvidently issued
                                                        maximum sentence of five years or more                  amendments, 30 CFR 917.16(e) and (h),                 permits; ownership or control
                                                        who was denied parole at their original                 are to be removed because Kentucky’s                  challenges; post-permit issuance actions
                                                        hearing ordinarily will receive a                       program, with regard to Ownership and                 and requirements; transfer, assignment,
                                                        rehearing one year after a hearing                      Control (O&C), and Transfer,                          or sale of permit rights; application and
                                                                                                                Assignment or Sale of Permit Rights                   permit information; and alternative
                                                        conducted by the U.S. Parole
                                                                                                                (TAS) is now consistent with SMCRA                    enforcement.
                                                        Commission. In all cases of rehearings,
                                                                                                                and the corresponding Federal                            Prior to the implementation of the
                                                        the U.S. Parole Commission may                          regulations.
                                                        establish a rehearing date at any time it                                                                     December 2007 Federal rulemaking,
                                                                                                                DATES:    Effective Date: October 19, 2015.           OSMRE issued required amendments to
                                                        feels such would be proper, regardless
                                                                                                                FOR FURTHER INFORMATION CONTACT:
                                                                                                                                                                      the Kentucky Department of Natural
                                                        of the length of sentence involved. No
                                                                                                                Robert Evans, Field Office Director,                  Resources (KYDNR) in 1991 and 1993.
                                                        hearing may be set for more than five                                                                         These previously required amendments
                                                        years from the date of the previous                     Telephone: (859) 260–3904. Email:
                                                                                                                bevans@osmre.gov.                                     are codified at 30 CFR 917.16(e), as
                                                        hearing.                                                                                                      noticed in the September 23, 1991,
                                                                                                                SUPPLEMENTARY INFORMATION:
                                                           (6) If a prisoner has been previously                                                                      Federal Register (56 FR 47907), and 30
                                                                                                                I. Background on the Kentucky Program
                                                        granted a presumptive parole date under                 II. Submission of the Amendment                       CFR 917.16(h), as noticed in the January
                                                        the Commission’s guidelines in                          III. OSMRE’s Findings                                 12, 1993, Federal Register (58 FR 3833),
                                                        paragraphs (b) through (m) of this                      IV. Summary and Disposition of Comments               respectively. These previously required
                                                        section, the presumptive date will not                  V. OSMRE’s Decision                                   amendments were established prior to
                                                        be rescinded unless the Commission                      VI. Procedural Determinations                         OSMRE’s final rulemaking on O&C on
                                                        would rescind the date for one of the                                                                         December 3, 2007, 72 FR 68000. On
                                                                                                                I. Background on the Kentucky                         December 8, 2008, following publication
                                                        accepted bases for such action, i.e., new               Program
                                                        criminal conduct, new institutional                                                                           in the Federal Register, and resolution
                                                                                                                   Section 503(a) of the Act permits a                of litigation resulting from this
                                                        misconduct, or new adverse
                                                                                                                State to assume primacy for the                       rulemaking, the Director of OSMRE
                                                        information.                                            regulation of surface coal mining and                 issued a memorandum to the Regional
                                                           (7) Prisoners who have previously                    reclamation operations on non-Federal                 Directors to conduct a review of the
                                                        been considered for parole under the                    and non-Indian lands within its borders               applicable provisions of all the State
                                                        1987 guidelines of the former DC Board                  by demonstrating that its program                     programs to ascertain what, if any,
                                                        of Parole will continue to receive                      includes, among other things, ‘‘a State               amendments were required to conform
                                                        consideration under those guidelines.                   law which provides for the regulation of              to the December 3, 2007, Federal
                                                           (8) Decisions resulting from hearings                surface coal mining and reclamation                   rulemaking.
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                                                        under this section may not be appealed                  operations in accordance with the                        Following the instructions given by
                                                                                                                requirements of this Act . . .; and rules             the Director, OSMRE’s Lexington Field
                                                        to the U.S. Parole Commission.
                                                                                                                and regulations consistent with                       Office (LFO) conducted an evaluation of
                                                           Dated: October 13, 2015.                             regulations issued by the Secretary                   the Kentucky program to determine if
                                                        J. Patricia Wilson Smoot,                               pursuant to this Act.’’ See U.S.C. 1253               amendments to the Kentucky program
                                                        Chairman, U.S. Parole Commission.                       (a)(1) and (7). On the basis of these                 were required. Consistent with 30 CFR
                                                        [FR Doc. 2015–26463 Filed 10–16–15; 8:45 am]            criteria, the Secretary of the Interior               732.17, LFO reviewed the Kentucky
                                                                                                                conditionally approved the Kentucky                   program, comparing it to the current
                                                        BILLING CODE 4410–31–P
                                                                                                                program on May 18, 1982. You can find                 Federal regulations using a standard no
                                                                                                                background information on the                         less stringent than SMCRA and no less


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Document Created: 2015-12-15 08:35:45
Document Modified: 2015-12-15 08:35:45
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesEffective October 19, 2015.
ContactOffice of the General Counsel, U.S. Parole Commission, 90 K Street NE., Washington, DC 20530, telephone (202) 346-7030. Questions about this publication are welcome, but inquiries concerning individual cases cannot be answered over the telephone.
FR Citation80 FR 63115 
CFR AssociatedAdministrative Practice and Procedure; Prisoners and Probation and Parole

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