80 FR 63601 - Life Care Medical Devices Ltd., and New Leaf Brands, Inc.; Order of Suspension of Trading

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 202 (October 20, 2015)

Page Range		63601-63601
FR Document		2015-26718

Federal Register, Volume 80 Issue 202 (Tuesday, October 20, 2015)

[Federal Register Volume 80, Number 202 (Tuesday, October 20, 2015)]
[Notices]
[Page 63601]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-26718]



[[Page 63601]]

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SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


Life Care Medical Devices Ltd., and New Leaf Brands, Inc.; Order 
of Suspension of Trading

October 16, 2015.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
Life Care Medical Devices Ltd. (CIK No. 1508363), a defaulted Nevada 
corporation with its principal place of business listed as New Smyrna 
Beach, Florida, with stock quoted on OTC Link (previously, ``Pink 
Sheets'') operated by OTC Markets Group, Inc. (``OTC Link'') under the 
ticker symbol LCMD, because it has not filed any periodic reports since 
the period ended January 31, 2013. On October 22, 2014, the Division of 
Corporation Finance sent Life Care Medical Devices a delinquency letter 
requesting compliance with its periodic filing obligations, but the 
letter was returned because of Life Care Medical Devices' failure to 
maintain a valid address on file with the Commission, as required by 
Commission rules (Rule 301 of Regulation S-T, 17 CFR 232.301 and 
Section 5.4 of EDGAR Filer Manual).
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
New Leaf Brands, Inc. (CIK No. 806175), a revoked Nevada corporation 
with its principal place of business listed as Southbury, Connecticut, 
with stock quoted on OTC Link under the ticker symbol NLEF, because it 
has not filed any periodic reports since the period ended September 30, 
2012. On June 9, 2014, New Leaf Brands received a delinquency letter 
sent by the Division of Corporation Finance requesting compliance with 
its periodic filing obligations.
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of the above-listed companies.
    Therefore, it is ordered, pursuant to Section 12(k) of the 
Securities Exchange Act of 1934, that trading in the securities of the 
above-listed companies is suspended for the period from 9:30 a.m. EDT 
on October 16, 2015, through 11:59 p.m. EDT on October 29, 2015.

    By the Commission.
Brent J. Fields,
Secretary.
[FR Doc. 2015-26718 Filed 10-16-15; 11:15 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 80, No. 202 / Tuesday, October 20, 2015 / Notices 63601

SECURITIES AND EXCHANGE SECURITIES AND EXCHANGE II. Self-Regulatory Organization’s
COMMISSION COMMISSION Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
[File No. 500–1]
[Release No. 34–76159; File No. SR–EDGX– Change
Life Care Medical Devices Ltd., and 2015–44] In its filing with the Commission, the
New Leaf Brands, Inc.; Order of Exchange included statements
Suspension of Trading Self-Regulatory Organizations; EDGX concerning the purpose of and basis for
Exchange, Inc.; Notice of Filing and the proposed rule change and discussed
October 16, 2015. Immediate Effectiveness of a Proposed any comments it received on the
It appears to the Securities and Rule Change To Adopt Rule 3.20, proposed rule change. The text of these
Exchange Commission that there is a Influencing or Rewarding Employees statements may be examined at the
lack of current and accurate information of Others, Concerning Gifts and places specified in Item IV below. The
concerning the securities of Life Care Gratuities in Relation to the Business Exchange has prepared summaries, set
Medical Devices Ltd. (CIK No. 1508363), of the Employer of the Recipient
a defaulted Nevada corporation with its forth in Sections A, B, and C below, of
principal place of business listed as the most significant parts of such
October 15, 2015.
New Smyrna Beach, Florida, with stock statements.
quoted on OTC Link (previously, ‘‘Pink Pursuant to Section 19(b)(1) of the
(A) Self-Regulatory Organization’s
Sheets’’) operated by OTC Markets Securities Exchange Act of 1934 (the
Statement of the Purpose of, and
Group, Inc. (‘‘OTC Link’’) under the ‘‘Act’’),1 and Rule 19b–4 thereunder,2
Statutory Basis for, the Proposed Rule
ticker symbol LCMD, because it has not notice is hereby given that on
Change
filed any periodic reports since the September 30, 2015, EDGX Exchange,
period ended January 31, 2013. On Inc. (the ‘‘Exchange’’ or ‘‘EDGX’’) filed 1. Purpose
October 22, 2014, the Division of with the Securities and Exchange Pursuant to Rule 17d–2 under the
Corporation Finance sent Life Care Commission (‘‘Commission’’) the Act,7 the Exchange and FINRA entered
Medical Devices a delinquency letter proposed rule change as described in into an agreement to allocate regulatory
requesting compliance with its periodic Items I, II, and III below, which Items responsibility for common rules (the
filing obligations, but the letter was have been prepared by the Exchange. ‘‘17d–2 Agreement’’). The 17d–2
returned because of Life Care Medical The Exchange has designated this Agreement covers common members of
Devices’ failure to maintain a valid proposal as a ‘‘non-controversial’’ the Exchange and FINRA and allocates
address on file with the Commission, as proposed rule change pursuant to to FINRA regulatory responsibility, with
required by Commission rules (Rule 301 Section 19(b)(3)(A) of the Act 3 and Rule respect to common members, for the
of Regulation S–T, 17 CFR 232.301 and 19b–4(f)(6)(iii) thereunder,4 which following: (i) Examination of common
Section 5.4 of EDGAR Filer Manual). renders it effective upon filing with the members of the Exchange and FINRA
It appears to the Securities and Commission. The Commission is for compliance with certain federal
Exchange Commission that there is a publishing this notice to solicit securities laws, rules and regulations
lack of current and accurate information comments on the proposed rule change and rules of the Exchange that the
concerning the securities of New Leaf from interested persons. Exchange has certified as identical or
Brands, Inc. (CIK No. 806175), a revoked I. Self-Regulatory Organization’s substantially similar to FINRA rules; (ii)
Nevada corporation with its principal Statement of the Terms of Substance of investigation of common members of
place of business listed as Southbury, the Proposed Rule Change the Exchange and FINRA for violations
Connecticut, with stock quoted on OTC of certain federal securities laws, rules
Link under the ticker symbol NLEF, The Exchange filed a proposal to or regulations, or Exchange rules that
because it has not filed any periodic adopt Rule 3.20 to conform to the rules the Exchange has certified as identical
reports since the period ended of the Financial Industry Regulatory or substantially identical to a FINRA
September 30, 2012. On June 9, 2014, Authority, Inc. (‘‘FINRA’’) for purposes rule; and (iii) enforcement of
New Leaf Brands received a of an agreement between the Exchange compliance by common members with
delinquency letter sent by the Division and FINRA pursuant to Rule 17d–2 certain federal securities laws, rules and
of Corporation Finance requesting under the Act.5 The Exchange also regulations, and the rules of the
compliance with its periodic filing proposes to adopt Rule 3.20 to conform Exchange that the Exchange has
obligations. to the rules of BATS Exchange, Inc. certified as identical or substantially
The Commission is of the opinion that (‘‘BZX’’) and BATS Y-Exchange, Inc. similar to FINRA rules.8
the public interest and the protection of (‘‘BYX’’).6 The 17d–2 Agreement included a
investors require a suspension of trading certification by the Exchange that states
The text of the proposed rule change
in the securities of the above-listed that the requirements contained in
is available at the Exchange’s Web site
companies. certain Exchange rules are identical to,
Therefore, it is ordered, pursuant to at www.batstrading.com, at the
principal office of the Exchange, and at or substantially similar to, certain
Section 12(k) of the Securities Exchange FINRA rules that have been identified as
Act of 1934, that trading in the the Commission’s Public Reference
Room. comparable. The Exchange does not
securities of the above-listed companies currently maintain a rule similar to
is suspended for the period from 9:30 FINRA Rule 3220 governing a Member’s
mstockstill on DSK4VPTVN1PROD with NOTICES

1 15 U.S.C. 78s(b)(1).
a.m. EDT on October 16, 2015, through 2 17 giving of gifts. To conform to
CFR 240.19b–4.
11:59 p.m. EDT on October 29, 2015. 3 15 U.S.C. 78s(b)(3)(A). comparable FINRA rules for purposes of
By the Commission. 4 17 CFR 240.19b–4(f)(6)(iii). the 17d–2 Agreement, the Exchange
Brent J. Fields, 5 17 CFR 240.17d–2.
6 See SR–BATS–2015–79 and SR–BYX–2015–43 7 17CFR 240.17d–2.
Secretary.
(filed September 30, 2015) (Notice of Filing and 8 SeeSecurities and Exchange Release No. 62079
[FR Doc. 2015–26718 Filed 10–16–15; 11:15 am] Immediate Effectiveness to Amend Rule 3.22 to (May11, 2010), 75 FR 28080 (May 19, 2010)
BILLING CODE 8011–01–P Conform to FINRA Rule 3220). (approving File No. 4–598).

VerDate Sep<11>2014 17:55 Oct 19, 2015 Jkt 238001 PO 00000 Frm 00104 Fmt 4703 Sfmt 4703 E:\FR\FM\20OCN1.SGM 20OCN1

Document Created: 2015-12-14 15:25:55
Document Modified: 2015-12-14 15:25:55

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 63601