80 FR 63624 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 202 (October 20, 2015)

Page Range		63624-63624
FR Document		2015-26717

Federal Register, Volume 80 Issue 202 (Tuesday, October 20, 2015)

[Federal Register Volume 80, Number 202 (Tuesday, October 20, 2015)]
[Notices]
[Page 63624]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-26717]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a Closed Meeting on Thursday, October 
22, 2015 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or her designee, has 
certified that, in her opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the 
scheduled matter at the Closed Meeting.
    Commissioner Aguilar, as duty officer, voted to consider the items 
listed for the Closed Meeting in closed session.
    The subject matter of the Closed Meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Formal orders of investigation; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact the Office of the 
Secretary at (202) 551-5400.

     Dated: October 15, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-26717 Filed 10-16-15; 11:15 am]
 BILLING CODE 8011-01-P

63624 Federal Register / Vol. 80, No. 202 / Tuesday, October 20, 2015 / Notices

C. Self-Regulatory Organization’s Commission and any person, other than Other matters relating to enforcement
Statement on Comments on the those that may be withheld from the proceedings.
Proposed Rule Change Received From public in accordance with the At times, changes in Commission
Members, Participants or Others provisions of 5 U.S.C. 552, will be priorities require alterations in the
The Exchange has not solicited, and available for Web site viewing and scheduling of meeting items.
does not intend to solicit, comments on printing in the Commission’s Public For further information and to
this proposed rule change. The Reference Room, 100 F Street NE., ascertain what, if any, matters have been
Exchange has not received any written Washington, DC 20549, on official added, deleted or postponed, please
comments from members or other business days between the hours of contact the Office of the Secretary at
interested parties. 10:00 a.m. and 3:00 p.m. Copies of the (202) 551–5400.
filing will also be available for Dated: October 15, 2015.
III. Date of Effectiveness of the inspection and copying at the principal
Proposed Rule Change and Timing for Brent J. Fields,
office of the Exchange. All comments
Commission Action Secretary.
received will be posted without change;
[FR Doc. 2015–26717 Filed 10–16–15; 11:15 am]
The foregoing rule change has become the Commission does not edit personal
identifying information from BILLING CODE 8011–01–P
effective pursuant to Section 19(b)(3)(A)
of the Act 18 and paragraph (f) of Rule submissions. You should submit only
19b–4 thereunder.19 At any time within information that you wish to make
SECURITIES AND EXCHANGE
60 days of the filing of the proposed rule available publicly. All submissions
change, the Commission summarily may COMMISSION
should refer to File Number SR–BATS–
temporarily suspend such rule change if 2015–89 and should be submitted on or [Release No. 34–76156; File No. SR–BYX–
it appears to the Commission that such before November 10, 2015. 2015–43]
action is necessary or appropriate in the For the Commission, by the Division of
public interest, for the protection of Trading and Markets, pursuant to delegated Self-Regulatory Organizations; BATS
investors, or otherwise in furtherance of authority.20 Y-Exchange, Inc.; Notice of Filing and
the purposes of the Act. Robert W. Errett, Immediate Effectiveness of a Proposed
Rule Change To Amend Rule 3.22,
IV. Solicitation of Comments Deputy Secretary.
Concerning Gifts and Gratuities in
Interested persons are invited to [FR Doc. 2015–26517 Filed 10–19–15; 8:45 am]
Relation to the Business of the
submit written data, views, and BILLING CODE 8011–01–P
Employer of the Recipient, and
arguments concerning the foregoing, Renaming the Rule ‘‘Influencing or
including whether the proposed rule Rewarding Employees of Others’’
change is consistent with the Act. SECURITIES AND EXCHANGE
Comments may be submitted by any of COMMISSION October 15, 2015.
the following methods: Pursuant to Section 19(b)(1) of the
Sunshine Act Meeting Securities Exchange Act of 1934 (the
Electronic Comments ‘‘Act’’),1 and Rule 19b–4 thereunder,2
Notice is hereby given, pursuant to
• Use the Commission’s Internet the provisions of the Government in the notice is hereby given that on
comment form (http://www.sec.gov/ Sunshine Act, Public Law 94–409, that September 30, 2015, BATS Y-Exchange,
rules/sro.shtml); or the Securities and Exchange Inc. (the ‘‘Exchange’’ or ‘‘BYX’’) filed
• Send an email to rule-comments@ Commission will hold a Closed Meeting with the Securities and Exchange
sec.gov. Please include File Number SR– on Thursday, October 22, 2015 at 2 p.m. Commission (‘‘Commission’’) the
BATS–2015–89 on the subject line. Commissioners, Counsel to the proposed rule change as described in
Paper Comments Commissioners, the Secretary to the Items I, II, and III below, which Items
Commission, and recording secretaries have been prepared by the Exchange.
• Send paper comments in triplicate will attend the Closed Meeting. Certain The Exchange has designated this
to Brent J. Fields, Secretary, Securities staff members who have an interest in proposal as a ‘‘non-controversial’’
and Exchange Commission, 100 F Street the matters also may be present. proposed rule change pursuant to
NE., Washington, DC 20549–1090. The General Counsel of the Section 19(b)(3)(A) of the Act 3 and Rule
All submissions should refer to File Commission, or her designee, has 19b–4(f)(6)(iii) thereunder,4 which
Number SR–BATS–2015–89. This file certified that, in her opinion, one or renders it effective upon filing with the
number should be included on the more of the exemptions set forth in 5 Commission. The Commission is
subject line if email is used. To help the U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) publishing this notice to solicit
Commission process and review your and 17 CFR 200.402(a)(3), (5), (7), 9(ii) comments on the proposed rule change
comments more efficiently, please use and (10), permit consideration of the from interested persons.
only one method. The Commission will scheduled matter at the Closed Meeting.
post all comments on the Commission’s I. Self-Regulatory Organization’s
Commissioner Aguilar, as duty
Internet Web site (http://www.sec.gov/ Statement of the Terms of Substance of
officer, voted to consider the items
rules/sro.shtml). Copies of the the Proposed Rule Change
listed for the Closed Meeting in closed
submission, all subsequent session. The Exchange filed a proposal to
amendments, all written statements The subject matter of the Closed amend Rule 3.22, Gratuities, to conform
mstockstill on DSK4VPTVN1PROD with NOTICES

with respect to the proposed rule Meeting will be: to the rules of the Financial Industry
change that are filed with the Institution and settlement of Regulatory Authority, Inc. (‘‘FINRA’’)
Commission, and all written injunctive actions; for purposes of an agreement between
communications relating to the Institution and settlement of
proposed rule change between the administrative proceedings; 1 15 U.S.C. 78s(b)(1).
Formal orders of investigation; and 2 17 CFR 240.19b–4.
18 15 U.S.C. 78s(b)(3)(A). 3 15 U.S.C. 78s(b)(3)(A).
19 17 CFR 240.19b–4(f). 20 17 CFR 200.30–3(a)(12). 4 17 CFR 240.19b–4(f)(6)(iii).

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Document Created: 2015-12-14 15:25:21
Document Modified: 2015-12-14 15:25:21

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 63624