80_FR_64179 80 FR 63975 - Proposed Priorities, Requirements, Definitions, and Selection Criteria-Performance Partnership Pilots for Disconnected Youth

80 FR 63975 - Proposed Priorities, Requirements, Definitions, and Selection Criteria-Performance Partnership Pilots for Disconnected Youth

DEPARTMENT OF EDUCATION

Federal Register Volume 80, Issue 204 (October 22, 2015)

Page Range63975-63987
FR Document2015-26965

The Assistant Secretary for Career, Technical, and Adult Education (Assistant Secretary) proposes priorities, requirements, definitions, and selection criteria under the Performance Partnership Pilots (P3) for Disconnected Youth competition. The Assistant Secretary may use the priorities, requirements, definitions, and selection criteria for competitions in fiscal year (FY) 2015 and later years. We take this action in order to support the identification of strong and effective pilots that are likely to achieve significant improvements in educational, employment, and other key outcomes for disconnected youth.

Federal Register, Volume 80 Issue 204 (Thursday, October 22, 2015)
[Federal Register Volume 80, Number 204 (Thursday, October 22, 2015)]
[Notices]
[Pages 63975-63987]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-26965]


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DEPARTMENT OF EDUCATION

[CFDA Number: 84.420A.;Docket ID ED-2015-OCTAE-0095]


Proposed Priorities, Requirements, Definitions, and Selection 
Criteria--Performance Partnership Pilots for Disconnected Youth

AGENCY: Office of Career, Technical, and Adult Education, Department of 
Education.

ACTION: Proposed priorities, requirements, definitions, and selection 
criteria.

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SUMMARY: The Assistant Secretary for Career, Technical, and Adult 
Education (Assistant Secretary) proposes priorities, requirements, 
definitions, and selection criteria under the Performance Partnership 
Pilots (P3) for Disconnected Youth competition. The Assistant Secretary 
may use the priorities, requirements, definitions, and selection 
criteria for competitions in fiscal year (FY) 2015 and later years. We 
take this action in order to support the identification of strong and 
effective pilots that are likely to achieve significant improvements in 
educational, employment, and other key outcomes for disconnected youth.

DATES: We must receive your comments on or before November 23, 2015.

ADDRESSES: Submit your comments electronically through the Federal 
eRulemaking Portal at www.regulations.gov by selecting Docket No. ED-
2015-OCTAE-0095 or via postal mail, commercial delivery, or hand 
delivery. We will not accept comments submitted by fax or by email or 
those submitted after the comment period. To ensure that we do not 
receive duplicate copies, please submit your comments only once. In 
addition, please include the Docket ID at the top of your comments.
    If you are submitting comments electronically, we strongly 
encourage you to submit any comments or attachments in Microsoft Word 
format. If you must submit a comment in Adobe Portable Document Format 
(PDF), we strongly encourage you to convert the PDF to print-to-PDF 
format or to use some other commonly used searchable text format. 
Please do not submit the PDF in a scanned format. Using a print-to-PDF 
format allows the U.S. Department of Education (the Department) to 
electronically search and copy certain portions of your submissions.
     Federal eRulemaking Portal: Go to www.regulations.gov to 
submit your comments electronically. Information on using 
www.regulations.gov, including instructions for accessing agency 
documents, submitting comments, and viewing the docket, is available on 
the site under ``Are you new to the site?''
     Postal Mail, Commercial Delivery, or Hand Delivery: The 
Department strongly encourages commenters to submit their comments 
electronically. However, if you mail or deliver your comments about the 
proposed regulations, address them to Braden Goetz, U.S. Department of 
Education, 400 Maryland Avenue SW., Room 11141, PCP, Washington, DC 
20202.
    Privacy Note: The Department's policy is to make all comments 
received from members of the public available for public viewing in 
their entirety on the Federal eRulemaking Portal at 
www.regulations.gov. Therefore, commenters should be careful to include 
in their comments only information that they wish to make publicly 
available.

FOR FURTHER INFORMATION CONTACT: Braden Goetz. Telephone: (202) 245-
7405 or by email: [email protected].
    If you use a telecommunications device for the deaf (TDD) or a text 
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.

SUPPLEMENTARY INFORMATION: 
    Invitation to Comment: We invite you to submit comments regarding 
this notice. To ensure that your comments have maximum effect in 
developing the notice of final priorities, requirements, definitions, 
and selection criteria (NPP), we urge you to identify clearly the 
specific proposed priority, requirement, definition, or selection 
criterion your comment addresses.
    We invite you to assist us in complying with the specific 
requirements of Executive Orders 12866 and 13563 and their overall 
requirement of reducing regulatory burden that might result from the 
proposed priority, requirements, definitions, and selection criteria. 
Please let us know of any further ways we could reduce potential costs 
or increase potential benefits while preserving the effective and 
efficient administration of the program.

[[Page 63976]]

    During and after the comment period, you may inspect all public 
comments about the proposed priority, requirements, definitions, and 
selection criteria at www.regulations.gov. You may also inspect the 
comments in person in Room 11141, PCP, 400 Maryland Avenue SW., 
Washington, DC, between the hours of 8:30 a.m. and 4:00 p.m., 
Washington, DC time, Monday through Friday of each week except Federal 
holidays. If you want to schedule time to inspect comments, please 
contact the person listed under FOR FURTHER INFORMATION CONTACT.
    Assistance to Individuals with Disabilities in Reviewing the 
Rulemaking Record: On request we will provide an appropriate 
accommodation or auxiliary aid to an individual with a disability who 
needs assistance to review the comments or other documents in the 
public rulemaking record for this notice. If you want to schedule an 
appointment for this type of accommodation or auxiliary aid, please 
contact the person listed under FOR FURTHER INFORMATION CONTACT.
    Purpose of Program: P3, first authorized by Congress for FY 2014 by 
the Consolidated Appropriations Act, 2014 (2014 Appropriations Act) and 
reauthorized for FY 2015 by the Consolidated and Further Continuing 
Appropriations Act, 2015 (2015 Appropriations Act) (together, the 
Acts), enables pilot sites to test innovative, outcome-focused 
strategies to achieve significant improvements in educational, 
employment, and other key outcomes for disconnected youth using new 
flexibility to blend existing Federal funds and to seek waivers of 
associated program requirements.

    Program Authority:  Section 524 of Division H and section 219 of 
Division B of the Consolidated and Further Continuing Appropriations 
Act, 2015 (Public Law 113-235).

Background

    The Acts authorize the Departments of Education (ED), Labor (DOL), 
Health and Human Services (HHS), and Justice (DOJ), the Corporation for 
National and Community Service (CNCS) and the Institute of Museum and 
Library Services (IMLS) (collectively, the Agencies) to enter into 
Performance Partnership Agreements (performance agreements) with State, 
local, or tribal governments to provide additional flexibility in using 
certain of the Agencies' discretionary funds,\1\ including competitive 
and formula grant funds, across multiple Federal programs. Entities 
that seek to participate in these pilots will be required to commit to 
achieving significant improvements in outcomes for disconnected youth 
in exchange for this new flexibility. The 2014 Appropriations Act 
states that ```[t]o improve outcomes for disconnected youth' means to 
increase the rate at which individuals between the ages of 14 and 24 
(who are low-income and either homeless, in foster care, involved in 
the juvenile justice system, unemployed, or not enrolled in or at risk 
of dropping out of an educational institution) achieve success in 
meeting educational, employment, or other key goals.'' Section 
526(a)(2), Division H, 2014 Appropriations Act. The statute thus 
defines ``disconnected youth'' as ``individuals between the ages of 14 
and 24 who are low-income and either homeless, in foster care, involved 
in the juvenile justice system, unemployed, or not enrolled in or at 
risk of dropping out of an education institution.''
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    \1\ Discretionary funds are funds that Congress appropriates on 
an annual basis, rather than through a standing authorization. They 
exclude ``entitlement'' (or mandatory) programs such as Social 
Security, Medicare, Medicaid, most Foster Care IV-E programs, 
Vocational Rehabilitation State Grants, and Temporary Assistance to 
Needy Families (TANF). Discretionary programs administered by the 
Agencies support a broad set of public services, including 
education, job training, health and mental health, and other low-
income assistance programs.
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    Government and community partners have invested considerable 
attention and resources to meet the needs of disconnected youth. 
However, practitioners, youth advocates, and others on the front lines 
of service delivery have observed that there are significant 
programmatic and administrative obstacles to achieving meaningful 
improvements in education, employment, health, and well-being for these 
young people. These challenges include: limited evidence and knowledge 
of what works to improve outcomes for disconnected youth; poor 
coordination and alignment across the multiple systems that serve 
youth; policies that make it hard to target the neediest youth and help 
them overcome gaps in services; fragmented data systems that inhibit 
the flow of information to improve results; and administrative 
requirements that impede holistic approaches to serving this 
population. Many of these challenges can be addressed by improving 
coordination among programs and targeting resources to those approaches 
that achieve the best results for youth.
    Performance Partnership Pilots test the hypothesis that additional 
flexibility for States, localities, and tribes, in the form of blending 
funds and waivers of certain programmatic requirements, can help 
overcome some of the significant hurdles that States, localities, and 
tribes face in providing intensive, comprehensive, and sustained 
service pathways and improving outcomes for disconnected youth. For 
example, P3 may help address the ``wrong pockets'' problem, where 
government entities that observe improved outcomes or other benefits 
due to an intervention are unable to use Federal funds to support that 
intervention due to program restrictions or other factors. P3 funds may 
also help to build additional evidence about the effectiveness of an 
intervention or strengthen a foundation of data capacity and 
performance management that would otherwise be lacking. If this 
hypothesis proves true, providing necessary and targeted flexibility to 
remove or minimize these hurdles will help to achieve significant 
benefits for disconnected youth, the communities that serve them, and 
the involved agencies and partners.
    Congress first established the P3 authority in FY 2014, and the 
Agencies announced a competition to select up to 10 P3 pilots in the 
Federal Register on November 24, 2014 (79 FR 70033) (the November 2014 
notice). The Agencies will make selections based on the November 2014 
notice during fiscal year 2015.
    The priorities, requirements, definitions, and selection criteria 
proposed in this notice are based largely on those used in the November 
2014 notice. However, they differ in several important respects:
     As in the November 2014 notice, we are proposing 
priorities for projects that serve disconnected youth in rural and 
tribal communities. We also are proposing additional priorities that 
focus on high-need subpopulations of disconnected youth, including 
priorities for: disconnected youth who are unemployed and not enrolled 
in education; English learners; individuals with disabilities; 
homeless; in foster care; involved with the justice system; or 
immigrants or refugees. The Agencies may choose to use one or more of 
these additional priorities in future competitions if they decide to 
encourage or require pilots that are designed to serve a particular 
high-need subpopulation.
     In addition, we are proposing a priority for projects that 
provide paid work-based learning opportunities, including opportunities 
that are offered during the summer months and are integrated with 
academic and technical instruction.
     The November 2014 notice included two priorities related 
to

[[Page 63977]]

evaluation, one for evaluations that employed a randomized controlled 
trial design and another for evaluations with a quasi-experimental 
design. In this notice, we are proposing to establish a single priority 
for projects that will support evaluations that use either a randomized 
controlled trial or a quasi-experimental design.
     To reduce burden on applicants, several of the application 
requirements have been eliminated or streamlined.
    Additionally, we are proposing to collect some of the required 
information in table form for two reasons: to make clearer to 
applicants all of the data they must provide in their applications and 
to simplify how applicants provide these data.
     The selection criteria we are proposing in this notice 
have also been streamlined and simplified to reduce burden on 
applicants, as well as focus on the factors that we consider to be the 
most critical in the successful implementation of pilots.
    In addition to commenting on the priorities, requirements, 
definitions, and selection criteria proposed in this notice, we invite 
public comment on the following questions:
     How else can the administration of P3 competitions be 
improved?
     Should other programs, including those from other 
agencies, be included in the P3 initiative? What programs and why?
     What interest, if any, do prospective applicants and their 
potential partners have in using a P3 pilot to support or inform a Pay 
for Success \2\ project?
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    \2\ For more information about Pay for Success, see the U.S. 
Treasury Department's notice in the October 2, 2013, Federal 
Register (78 FR 60998), Strategies to Accelerate the Testing and 
Adoption of Pay for Success (PFS) Financing Models.
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     What technical assistance do prospective applicants need 
in order to prepare their applications, particularly with respect to 
identifying appropriate program requirements that might be modified or 
waived and programs that may be eligible for use in a P3 pilot?
     What, if any, State or local barriers inhibit successful 
implementation of P3 pilots?
     What, if any, mandatory program requirements create 
barriers to the successful implementation of P3 pilots?

Proposed Priorities

    This notice contains 12 proposed priorities. We may apply one or 
more of these priorities in any year in which this program is in 
effect. Please note that these priorities are not listed in any 
particular order of importance or preference.

Proposed Priority 1--Improving Outcomes for Disconnected Youth

Background

    P3 is intended, through demonstration, to identify effective 
strategies for serving disconnected youth. The Agencies are aware such 
strategies may differ across environments and wish to test the 
authority in a variety of settings. Projects that serve disconnected 
youth in any community would meet Proposed Priority 1.

Proposed Priority

    To meet this priority, an applicant must propose a pilot that is 
designed to improve outcomes for disconnected youth.

Proposed Priority 2--Improving Outcomes for Disconnected Youth in Rural 
Communities

Background

    In recognition of the special needs of disconnected youth who 
reside in rural communities, we are proposing to establish a priority 
for projects that serve rural communities only. We note, for example, 
that 85 percent of the U.S. counties that have been persistently poor 
(i.e., counties in which 20 percent or more of the population live in 
poverty) over the last 30 years are rural, accounting for 15 percent of 
rural counties.\3\ Moreover, rural areas have a higher proportion of 
youth ages 18 through 24 who are neither employed nor enrolled in 
school than do urban areas.\4\
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    \3\ United States Department of Agriculture, Economic Research 
Service, ``The Geography of Poverty,'' available at 
www.ers.usda.gov/topics/rural-economy-population/rural-poverty-well-being/geography-of-poverty.aspx.3
    \4\ Snyder, A. and McLaughlin, D. (2008). Rural Youth are More 
Likely to be Idle. Durham, NH: Carsey Institute.
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    In the Definitions section of this notice, we have proposed a 
definition of rural community that is based on whether a community is 
served only by one or more local educational agencies (LEAs) that are 
currently eligible under the Department of Education's Small, Rural 
School Achievement (SRSA) program or the Rural and Low-Income School 
(RLIS) program authorized under Title VI, Part B of the Elementary and 
Secondary Education Act of 1965 (ESEA), as amended. Alternatively, a 
community also could be considered rural if it includes only schools 
designated by the National Center for Education Statistics (NCES) with 
a locale code of 42 or 43. This definition was used in the 2014 notice, 
as well in notices inviting applications for the Department of 
Education's Promise Neighborhoods program. We welcome comments on 
whether this definition is appropriate for use in connection with a P3 
competition utilizing this priority.

Proposed Priority

    To meet this priority, an applicant must propose a pilot that is 
designed to improve outcomes for disconnected youth in one or more 
rural communities (as defined in this notice) only.

Proposed Priority 3--Improving Outcomes for Disconnected Youth in 
Tribal Communities

Background

    We propose a priority for projects that will serve youth in tribal 
communities because American Indian and Alaska Native youth are among 
the most disadvantaged subpopulations of youth in our country. During 
school year 2012-13, American Indian and Alaska Native youth had the 
lowest average cohort graduation rate among all ethnic groups, with an 
average of only 70 percent of American Indian and Alaska Native youth 
completing high school within four years.\5\ The average cohort 
graduation rate among White students, in contrast, was 87 percent. We 
note as well that the poverty rate among American Indians and Alaska 
Natives in 2013 was nearly twice the rate for the Nation as a whole (29 
percent vs. 16 percent).\6\
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    \5\ EDFacts/Consolidated State Performance Report, SY 2012-13. 
See https://nces.ed.gov/ccd/tables/ACGR_RE_and_characteristics_2012-13.asp.
    \6\ 2011-2013 American Community Survey.
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Proposed Priority

    To meet this priority, an applicant must (1) propose a pilot that 
is designed to improve outcomes for disconnected youth who are members 
of one or more State- or federally-recognized Indian tribal 
communities; and (2) represent a partnership that includes one or more 
State- or federally-recognized Indian tribes.

Proposed Priority 4--Improving Outcomes for Youth Who Are Unemployed 
and Out of School

Background

    In 2013, about 14 percent of youth ages 16 to 24 were neither 
enrolled in school nor working.\7\ We propose a priority for pilots 
that serve these youth because the dearth of opportunities for

[[Page 63978]]

these youth is costly for them and for taxpayers. The longer these 
youth remain disconnected from school and work, the more likely it 
becomes that they will remain unemployed and live in poverty as 
adults.\8\ The lack of opportunities for these youth also imposes a 
significant economic burden on taxpayers; by one estimate, the per 
person cost of these disconnected youth is $13,900 per year in lost tax 
revenue, additional health care spending, expenditures for the criminal 
justice system and corrections, and welfare and social service 
payments.\9\
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    \7\ Kena, G., Musu-Gillette, L., Robinson, J., Wang, X., 
Rathbun, A., Zhang, J., Wilkinson-Flicker, S., Barmer, A., and 
Dunlop Velez, E. (2015). The Condition of Education 2015 (NCES 2015-
144). U.S. Department of Education, National Center for Education 
Statistics. Washington, DC. Retrieved June 7, 2015 from http://nces.ed.gov/pubsearch.
    \8\ Besharov, D.J., & Gardiner, K.N. (1998). Preventing Youthful 
Disconnectedness. Children and Youth Services Review, 20 (9/10), 
797-818.
    \9\ Belfield, C.R., Levin, H.M., and Rosen, R. (2012). The 
Economic Value of Opportunity Youth. Washington, DC: Civic 
Enterprises.
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Proposed Priority

    To meet this priority, an applicant must propose a pilot that is 
designed to improve outcomes for disconnected youth who are neither 
employed nor enrolled in education.

Proposed Priority 5--Improving Outcomes for Youth Who are English 
Learners

Background

    We are proposing to establish a priority for projects that serve 
disconnected youth who are English learners (ELs) because of the 
significant opportunity and achievement gaps these young people face. 
While the national average cohort graduation rate for all youth was 81 
percent for the 2012-13 school year, the average cohort graduation rate 
for ELs was only 61 percent. In some States, the average cohort 
graduation rate for ELs was as low as 22 percent.\10\
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    \10\ EDFacts/Consolidated State Performance Report, SY 2012-13. 
See https://nces.ed.gov/ccd/tables/ACGR_RE_and_characteristics_2012-13.asp.
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    In the Definitions section of this notice, we have proposed a 
definition of English learner that is based on the definition of 
``English language learner'' in section 203 of the Workforce Innovation 
and Opportunity Act (29 U.S.C. 3272(7)). We welcome comments on whether 
this definition is appropriate for use in connection with a P3 
competition utilizing this priority.

Priority

    To meet this priority, an applicant must propose a pilot that is 
designed to improve outcomes for disconnected youth who are English 
learners (as defined in this notice).

Proposed Priority 6--Improving Outcomes for Youth with a Disability

Background

    We are proposing to establish a priority for projects that serve 
disconnected youth with a disability because youth with a disability 
graduate at significantly lower rates than their peers who do not have 
a disability. For example, during the 2012-13 school year, the average 
cohort graduation rate for children with a disability receiving special 
education and related services under the Individuals with Disabilities 
Education Act was 62 percent, while the average cohort graduation rate 
for all youth was 81 percent.\11\ Dropout rates within this population 
are highest among youth with learning disabilities, emotional 
disturbances, and traumatic brain injuries.\12\
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    \11\ Ibid.
    \12\ Wagner, M., Newman, L., Cameto, R., Garza, N., and Levine, 
P. (2005). After High School: A First Look at the Postschool 
Experiences of Youth with Disabilities. A Report from the National 
Longitudinal Transition Study-2 (NLTS2) Menlo Park, CA: SRI 
International. Available at www.nlts2.org/reports/2005_04/nlts2_report_2005_04_complete.pdf.
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    As noted in the Definitions section of this notice, to define the 
term ``individual with a disability,'' we propose to use the definition 
found in section 3 of the Americans with Disabilities Act of 1990 (42 
U.S.C. 12102). We welcome comments on whether this proposed definition 
is appropriate for use in connection with a P3 competition utilizing 
this priority.

Priority

    To meet this priority, an applicant must propose a pilot that is 
designed to improve outcomes for disconnected youth who are individuals 
with a disability (as defined in this notice).

Proposed Priority 7--Improving Outcomes for Homeless Youth

Background

    According to the U.S. Department of Housing and Urban Development's 
2014 Annual Homeless Assessment Report to Congress, on a given night in 
January 2014, there were approximately 194,302 homeless children and 
youth ages 24 and younger, representing one-third of the individuals 
who were homeless that night. Of these children and youth, 45,205 were 
unaccompanied children and youth who experienced homelessness 
alone.\13\ Between the 2010-11 and 2013-14 school years, the number of 
homeless students reported by LEAs under the McKinney-Vento Homeless 
Assistance Act increased 28 percent, from 1,065,794 to 1,360,747 
students. The number of unaccompanied homeless youth reported by LEAs 
increased from 55,066 to 91,351 between the 2010-11 and 2013-14 school 
years.\14\ The National Alliance to End Homelessness estimates that, 
over the course of a year, approximately 550,000 unaccompanied children 
and youth ages 24 and younger experience a homelessness episode of 
longer than one week.\15\ We propose to establish a priority for 
projects that will serve disconnected youth who are homeless in 
recognition of their significant needs. These young people experience 
higher rates of acute and chronic physical illness and have higher 
rates of mental illness and substance abuse than their peers who have 
stable housing. The high mobility associated with homelessness also 
disrupts the education of these youth, placing them at greater risk of 
falling behind and dropping out of school.\16\
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    \13\ Henry, M., Cortes, A., Shivji, A. and Buck, K. (2014). The 
2014 Annual Homeless Assessment Report to Congress. Washington, DC: 
U.S. Department of Housing and Urban Development. Retrieved on June 
8, 2015 from www.hudexchange.info/resources/documents/2014-AHAR-Part1.pdf
    \14\ Education for Homeless Children and Youth Consolidated 
State Performance Report Data: School Years 2010-11 and 2013-14. 
Washington, DC: U.S. Department of Education. Retrieved on September 
29, 2015 from: http://eddataexpress.ed.gov/.
    \15\ An Emerging Framework for Ending Unaccompanied Youth 
Homelessness (2012). Washington, DC: National Alliance to End 
Homelessness. Retrieved on June 7, 2015 from: 
www.endhomelessness.org/library/entry/an-emerging-framework-for-ending-unaccompanied-youth-homelessness.
    \16\ Moore, J. (Undated). Unaccompanied and Homeless Youth: 
Review of Literature (1995-2005). Washington, DC: National Center 
for Homeless Education. Retrieved on June 7, 2015 from: http://center.serve.org/nche/downloads/uy_lit_review.pdf.
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    As noted in the Definitions section of this notice, to define the 
term ``homeless youth,'' we propose to use the definition in the 
McKinney-Vento Homeless Assistance Act (42 U.S.C. 11431, et seq.). We 
welcome comments on whether this definition is appropriate for use in 
connection with a P3 competition utilizing this priority.

Proposed Priority

    To meet this priority, an applicant must propose a pilot that is 
designed to improve outcomes for disconnected youth who are homeless 
youth (as defined in this notice).

Proposed Priority 8--Improving Outcomes for Youth in Foster Care

Background

    We are proposing a priority for projects that are designed to 
improve outcomes for youth who are or have

[[Page 63979]]

ever been in foster care because these youth are at high risk for 
negative educational and employment outcomes. For example, youth who 
age out of the child welfare system are at particularly high risk for 
homelessness, with an estimated 11 to 37 percent experiencing 
homelessness, and 20 to 50 percent living in precarious housing 
situations.\17\ Youth in foster care are less likely to graduate from 
high school than their peers, and those who do complete high school are 
less likely to enroll in postsecondary education than their peers.\18\ 
As these youth transition out of foster care and enter adulthood, they 
often face long odds in the labor market. They tend to have greater 
difficulty finding employment and, when they are employed, tend to have 
lower earnings than youth in the general population. For example, one 
study that followed former foster youth as they aged from 18 to 24 
years old in California, Minnesota, and North Carolina found that these 
youth were less likely to be employed and earned less than youth of 
similar ages nationwide, as well as in comparison with low-income youth 
in their respective states.\19\
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    \17\ Dion, R., Dworsky, A., Kauff, J., & Kleinman, R. (2014). 
Housing for youth aging out of foster care. Prepared for U.S. 
Department of Housing and Urban Development, Office of Policy 
Development and Research. Washington, DC. Retrieved August 30, 2015 
from http://www.huduser.org/portal/publications/pdf/youth_hsg_main_report.pdf.
    \18\ See, for example, Frerer, K., Sosenko, L.D., and Henke, 
R.R. (2013). At Greater Risk: California Foster Youth and the Path 
from High School to College. San Francisco, CA: Stuart Foundation.
    \19\ Macomber, J., et al. (2008). Coming of Age: Employment 
Outcomes for Youth Who Age Out of Foster Care Through Their Middle 
Twenties. Washington, DC: Urban Institute.
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Proposed Priority

    To meet this priority, an applicant must propose a pilot that is 
designed to improve outcomes for disconnected youth who are or have 
ever been in foster care.

Proposed Priority 9--Improving Outcomes for Youth Involved in the 
Justice System

Background

    In 2013, the Nation's juvenile courts processed more than one 
million cases of delinquency.\20\ On any given day, more than 50,000 
youth are incarcerated in residential facilities, including juvenile 
detention institutions and local and State correctional facilities.\21\ 
Thousands more youth are incarcerated in local jails \22\ and adult 
correctional facilities.\23\ We propose establishing a priority for 
pilots that will serve disconnected youth involved in the justice 
system because these youth need sustained and comprehensive services 
and supports to facilitate their reentry into the community, to reduce 
their rate of recidivism, and to improve their educational and 
employment outcomes.\24\
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    \20\ Sickmund, M., Sladky, A., and Kang, W. (2015). ``Easy 
Access to Juvenile Court Statistics: 1985-2013.'' Retrieved on June 
7, 2015 from www.ojjdp.gov/ojstatbb/ezajcs/.
    \21\ Sickmund, M., Sladky, T.J., Kang, W., & Puzzanchera, C. 
(2015). ``Easy Access to the Census of Juveniles in Residential 
Placement.'' Retrieved on June 7, 2015 from www.ojjdp.gov/ojstatbb/ezacjrp/.
    \22\ Minton, T.D. and Zeng, Z. (2015). Jail Inmates at Midyear 
2014. Washington, DC: Bureau of Justice Statistics, U.S. Department 
of Justice.
    \23\ West, H.C. (2010). Prison Inmates at Midyear 2009: 
Statistical Tables. Washington, DC: Bureau of Justice Statistics, 
U.S. Department of Justice.
    \24\ Seigle, E., Walsh, N. and Weber, J. (2014). Core Principles 
for Reducing Recidivism and Improving Other Outcomes for Youth in 
the Juvenile Justice System. New York: Council of State Governments 
Justice Center.
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Proposed Priority

    To meet this priority, an applicant must propose a pilot that is 
designed to improve outcomes for disconnected youth who are involved in 
the justice system.

Proposed Priority 10--Improving Outcomes for Youth Who are Immigrants 
or Refugees

Background

    We are proposing to establish a priority for projects that serve 
disconnected youth who are immigrants or refugees because of the great 
challenges these young people face in achieving civic, economic, and 
linguistic integration in the United States. More than one-third of 
immigrant youth ages 16 to 22 who are not enrolled in school lack a 
high school diploma. In contrast, 20 percent of nonimmigrant youth in 
this age group who are not enrolled in school do not have a high school 
diploma \25\ Refugee youth often face significant educational 
challenges because they did not have the opportunity to enroll in 
school in their country of origin or because their formal schooling was 
interrupted by war, unrest, or migration.\26\
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    \25\ Enchautegui, M.E. (2014) Immigrant Youth Outcomes: Patterns 
by Generation and Race and Ethnicity. Washington, DC: Urban 
Institute.
    \26\ Refugee Children and Youth Backgrounders (2006). New York, 
New York: International Rescue Committee.
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Proposed Priority

    To meet this priority, an applicant must propose a pilot that is 
designed to improve outcomes for disconnected youth who are immigrants 
or refugees.

Proposed Priority 11--Work-Based Learning Opportunities

Background

    We are proposing a priority for projects that provide disconnected 
youth with paid work-based learning opportunities because the 
employment rate among youth has declined precipitously over the last 
decade,\27\ and addressing the employment needs of disconnected youth 
is critical to improving their well-being and preparation for lives as 
productive adults. We note as well that new evidence indicates that the 
benefits of work-based learning opportunities extend beyond improving 
the employment outcomes of youth. A recent evaluation of the summer 
work and learning opportunity program offered by New York City for 
youth ages 14 through 21, which selected participants using a 
randomized lottery, found that, within 5 to 8 years after 
participation, the incarceration and mortality rates of participants 
were significantly lower than those of their peers who were not 
selected to participate in the program.\28\ Our proposed priority also 
includes academic and technical instruction because research suggests 
that work experience must be combined with academic and technical 
training, as well as job search and placement assistance and other 
supports, in order to have a positive impact on the employment and 
earnings outcomes of youth.\29\
---------------------------------------------------------------------------

    \27\ Sum, A. et al. (2014) The Plummeting Labor Market Fortunes 
of Teens and Young Adults. Washington, DC: The Brookings 
Institution.
    \28\ Gelber, A., Isen, A. and Kessler, J.B. (2014). The Effects 
of Youth Employment: Evidence from New York City Summer Youth 
Employment. Program Lotteries. NBER Working Paper No. 20810. 
Cambridge, MA: National Bureau of Economic Research.
    \29\ Sattar, S. (2010). Evidence Scan of Work Experience 
Programs. Oakland, CA: Mathematica Policy Research. See also Roder, 
A. and Elliott, M. (2014). Sustained Gains: Year-Up's Continued 
Impact on Young Adults' Earnings. New York, NY: Economic Mobility 
Corporation, Inc.
---------------------------------------------------------------------------

Proposed Priority

    To meet this priority, an applicant must propose a pilot that will 
provide disconnected youth with paid work-based learning opportunities, 
such as opportunities during the summer, which are integrated with 
academic and technical instruction.

Proposed Priority 12--Site-Specific Evaluation

Background

    Though the Agencies are supporting a national evaluation of the 
implementation of P3, a great deal also

[[Page 63980]]

can be learned through rigorous and independent evaluations of the 
interventions and system reforms carried out by individual pilots. 
Consequently, we are proposing to establish a priority for applications 
that propose to conduct rigorous, independent evaluations of their 
programs or specific components of their programs. The November 2014 
notice included two priorities, one for evaluations that employed a 
randomized controlled trial design and another for evaluations with a 
quasi-experimental design. In this notice, we are proposing to 
establish a single priority for projects that will support evaluations 
that use either a randomized controlled trial or a quasi-experimental 
design. Applications will be evaluated based on the quality and 
appropriateness of the proposed evaluation's design, the scale of the 
contribution the evaluation will make to the evidence base, and the 
applicant's expertise in planning and conducting comparable studies. As 
we did in the November 2014 notice, we propose to require that the 
evaluator be independent of the entities involved in implementing the 
pilot. This independence will help ensure the objectivity of the 
evaluation and will help to prevent even the appearance of a conflict 
of interest.

Proposed Priority

    To meet this priority, an applicant must propose to conduct an 
independent evaluation of the impacts on disconnected youth of its 
overall program or specific components of its program that is a 
randomized controlled trial or a quasi-experimental design study. The 
extent to which an applicant meets this priority will be based on the 
clarity and feasibility of the applicant's proposed evaluation design, 
the appropriateness of the design to best capture key pilot outcomes, 
the prospective contribution of the evaluation to the knowledge base 
about serving disconnected youth (including the rigor of the design and 
the validity and generalizability of the findings), and the applicant's 
demonstrated expertise in planning and conducting a randomized 
controlled trial or quasi-experimental evaluation study.
    In order to meet this priority, an applicant also must include the 
following two documents as separate attachments to its application:
    1. A Summary Evaluation Plan that describes how the pilot or a 
component of the pilot (such as a discrete service-delivery strategy) 
will be rigorously evaluated. The evaluation plan may not exceed eight 
pages. The plan must include the following:
     A brief description of the research question(s) proposed 
for study and an explanation of its/their relevance, including how the 
proposed evaluation will build on the research evidence base for the 
project as described in the application and how the evaluation findings 
will be used to improve program implementation;
     A description of the randomized controlled trial or quasi-
experimental design study methodology, including the key outcome 
measures, the process for forming a comparison or control group, a 
justification for the target sample size and strategy for achieving it, 
and the approach to data collection (and sources) that minimizes both 
cost and potential attrition;
     A proposed evaluation timeline, including dates for 
submission of required interim and final reports;
     A description of how, to the extent feasible and 
consistent with applicable Federal, State, local, and tribal privacy 
requirements, evaluation data will be made available to other, 
third[hyphen]party researchers after the project ends; and
     A plan for selecting and procuring the services of a 
qualified independent evaluator (as defined in this notice) prior to 
enrolling participants (or a description of how one was selected if 
agreements have already been reached). The applicant must describe how 
it will ensure that the qualified independent evaluator has the 
capacity and expertise to conduct the evaluation, including estimating 
the effort for the qualified independent evaluator. This estimate must 
include the time, expertise, and analysis needed to successfully 
complete the proposed evaluation.
    2. A supplementary Evaluation Budget Narrative, which is separate 
from the overall application budget narrative and provides a 
description of the costs associated with funding the proposed program 
evaluation component, and an explanation of its funding source--i.e., 
blended funding, start-up funding, State, local, or tribal government 
funding, or other funding (such as philanthropic). The budget must 
include a breakout of costs by evaluation activity (such as data 
collection and participant follow-up), and the applicant must describe 
a strategy for refining the budget after the services of an evaluator 
have been procured. The applicant must include travel costs for the 
qualified independent evaluator to attend at least one in-person 
conference in Washington, DC during the period of evaluation. All costs 
included in this supplementary budget narrative must be reasonable and 
appropriate to the project timeline and deliverables.
    The Agencies will review the Summary Evaluation Plans and 
Evaluation Budget Narratives and provide feedback to applicants that 
are determined to have met the priority and that are selected as pilot 
finalists or alternates. After award, these pilots must submit to the 
lead Federal agency a detailed evaluation plan of no more than 30 pages 
that relies heavily on the expertise of a qualified independent 
evaluator. The detailed evaluation plan must address the Agencies' 
feedback and expand on the Summary Evaluation Plan.

Types of Priorities

    When inviting applications for a competition using one or more 
priorities, we designate the type of each priority as absolute, 
competitive preference, or invitational through a notice in the Federal 
Register. The effect of each type of priority follows:
    Absolute priority: Under an absolute priority, we consider only 
applications that meet the priority (34 CFR 75.105(c)(3)).
    Competitive preference priority: Under a competitive preference 
priority, we give competitive preference to an application by (1) 
awarding additional points, depending on the extent to which the 
application meets the priority (34 CFR 75.105(c)(2)(i)); or (2) 
selecting an application that meets the priority over an application of 
comparable merit that does not meet the priority (34 CFR 
75.105(c)(2)(ii)).
    Invitational priority: Under an invitational priority we are 
particularly interested in applications that meet the priority. 
However, we do not give an application that meets the priority a 
preference over other applications (34 CFR 75.105(c)(1)).

PROPOSED REQUIREMENTS

A. Application Requirements

Background

    The purpose of these proposed requirements is to provide reviewers 
with sufficient information to evaluate applications based on the 
selection criteria, as well as to provide the Agencies with sufficient 
information to understand and assess the merits of the flexibilities 
sought by applicants.

Proposed Application Requirements

    The Assistant Secretary proposes the following application 
requirements for this program. We may apply one or more of these 
requirements in any year in which this program is in effect.

[[Page 63981]]

    a. Executive Summary. The applicant must provide an executive 
summary that briefly describes the proposed pilot, the flexibilities 
being sought, and the interventions or systems changes that would be 
implemented by the applicant and its partners to improve outcomes for 
disconnected youth.
    b. Statement of Need for a Defined Target Population. The applicant 
must define the target population to be served, consistent with section 
524 of the 2015 Appropriations Act and based on a needs assessment that 
was conducted or updated within the past three years using 
representative data on youth from the jurisdiction(s) proposing the 
pilot. The applicant must complete Table 1, specifying the target 
population(s) for the pilot, including the range of ages of youth who 
will be served and the number of youth who will be served annually.

                       Table 1--Target Population
------------------------------------------------------------------------
                                                    Estimated number of
   Target population            Age range              youth served
------------------------------------------------------------------------
 
 
------------------------------------------------------------------------

    Note: Applicants do not need to include a copy of the needs 
assessment with the application, but must identify when the needs 
assessment was conducted.
    c. Flexibility, including waivers:
    1. Federal requests for flexibility, including waivers. The 
applicant must identify two or more discretionary Federal programs that 
will be included in the pilot, at least one of which must be 
administered (in whole or in part) by a State, local, or tribal 
government.\30\ The applicant must identify one or more program 
requirements that would inhibit implementation of the pilot and request 
that the requirement(s) be modified or waived. Examples of potential 
waiver requests and other requests for flexibility include, but are not 
limited to: blending of funds and changes to align eligibility 
requirements, allowable uses of funds, and performance reporting. For 
each program to be included in a pilot, the applicant also must 
complete Table 2, Requested Waivers.
---------------------------------------------------------------------------

    \30\ Local governments that are requesting waivers of 
requirements in State-administered programs are strongly encouraged 
to consult with the State agencies that administer the programs in 
preparing their applications.

                                           Table 2--Requested Waivers
----------------------------------------------------------------------------------------------------------------
                                           Program
                                       requirements to      Statutory or     Name of program    Blending funds?
   Program name      Federal agency      be waived or        regulatory          grantee            (Yes/No)
                                           modified           citation
----------------------------------------------------------------------------------------------------------------
 
 
----------------------------------------------------------------------------------------------------------------
Note: Please note in ``Name of Program Grantee'' if the grantee is a State, local, or tribal government.

    2. Non-Federal flexibility, including waivers. The applicant must 
provide written assurance that:
    A. The State, local, or tribal government(s) with authority to 
grant any needed non-Federal flexibility, including waivers, has 
approved or will approve such flexibility within 60 days of an 
applicant's designation as a pilot finalist; \31\ or
---------------------------------------------------------------------------

    \31\ This includes, for example, for local governments, 
instances in which a waiver or modification must be agreed upon by a 
State. It also includes instances in which waivers or modifications 
may only be requested by the State on the local government's behalf, 
such as waivers of the performance accountability requirements for 
local areas established in Title I of the Workforce Innovation and 
Opportunity Act.
---------------------------------------------------------------------------

    B. Non-Federal flexibility, including waivers, is not needed in 
order to successfully implement the pilot.
    d. Project Design.
    1. The applicant must submit a narrative that describes the project 
and includes an explanation of--
    A. The needs of the target population;
    B. The activities or changes in practice that will be implemented 
to improve outcomes for the target population and how these activities 
differ from the status quo;
    C. Why the requested flexibility is necessary to implement the 
pilot and improve the outcomes of participants;
    D. How the requested flexibility will enable the applicant to 
implement changes in practice to improve outcomes for the target 
population; and
    E. The proposed length of the pilot.
    2. The applicant must provide a graphic depiction (not longer than 
one page) of the pilot's logic model that illustrates the underlying 
theory of how the pilot's strategy will produce intended outcomes.
    e. Work Plan and Project Management. The applicant must provide a 
detailed work plan that describes how the proposed work will be 
accomplished. The applicant must submit a detailed timeline and 
implementation milestones that include, at a minimum--
    1. The number of days after award that pilot activities will start, 
which must be within 180 days of the award, such as participant intake 
and services or changes to administrative systems, practices, and 
policy; and
    2. The number of participants expected to be served under the pilot 
for each period (such as quarterly or annually).
    f. Partnership Capacity and Management. The applicant must--
    1. Identify the proposed partners, including any and all State, 
local, and tribal entities and non-governmental organizations that 
would be involved in implementation of the pilot, and describe their 
roles in the pilot's implementation using Table 3. Partnerships that 
cross programs and funding sources but are under the jurisdiction of a 
single agency or entity must identify the different sub-organizational 
units involved.
    2. Provide a memorandum of understanding or letter of commitment 
signed by the executive leader or other accountable senior 
representative of each partner that describes each proposed partner's 
commitment, including its contribution of financial or in-kind 
resources (if any).

[[Page 63982]]



                         Table 3--Pilot Partners
------------------------------------------------------------------------
                           Type of organization
                           (state agency, local       Description of
        Partner          agency, community-based   partner's role in the
                         organization, business)           pilot
------------------------------------------------------------------------
 
 
------------------------------------------------------------------------


    Note:
    Any grantees mentioned in Table 2 that are not the lead 
applicant must be included in Table 3.

    g. Data and Performance Management Capacity. The applicant must 
propose outcome measures and interim indicators to gauge pilot 
performance using Table 4. At least one outcome measure must be in the 
domain of education, and at least one outcome measure must be in the 
domain of employment. Applicants may specify additional employment and 
education outcome measures, as well as outcome measures in other 
domains of well-being, such as criminal justice, physical and mental 
health, and housing. Regardless of the outcome domain, applicants must 
identify at least one interim indicator for each proposed outcome 
measure. Applicants may apply one interim indicator to multiple outcome 
measures, if appropriate.
    Examples of education- and employment-related outcome measures and 
interim indicators include:
     For the outcome measure High School Diploma Attainment, 
interim indicators could include high school enrollment, attendance, 
and grade promotion;
     For the outcome measure Community College Completion, 
interim indicators could include class attendance and credit 
accumulation; and
     For the outcome measure Sustained Employment in Career 
Field, interim indicators could include unsubsidized employment during 
the second quarter after exit from the program, unsubsidized employment 
during the fourth quarter after exit from the program, and median 
earnings during the second quarter after exit from the program.
    The specific outcome measures and interim indicators the applicant 
uses should be grounded in its logic model, and informed by applicable 
program results or research, as appropriate. Applicants must also 
indicate the source of the data, the proposed frequency of collection, 
and the methodology used to collect the data.

                                Table 4--Outcome Measures and Interim Indicators
----------------------------------------------------------------------------------------------------------------
               Domain                            Outcome measure                    Interim indicator(s)
----------------------------------------------------------------------------------------------------------------
Education                             Data Source:                          Data Source:
                                      Frequency of Collection:              Frequency of Collection:
                                      Methodology:                          Methodology:
Employment                            Data Source:                          Data Source:
                                      Frequency of Collection:              Frequency of Collection:
                                      Methodology:                          Methodology:
Other                                 Data Source:                          Data Source:
                                      Frequency of Collection:              Frequency of Collection:
                                      Methodology:                          Methodology:
----------------------------------------------------------------------------------------------------------------

    h. Budget and Budget Narrative.
    1. The applicant must complete Table 5 to provide the following 
budget information:
    A. For each Federal program, the amount of funds to be blended or 
braided (as defined in this notice), and the percentage of total 
program funding received by the applicant or its partners that the 
amount to be blended or braided represents; and
    B. The total amount of funds from all Federal programs that would 
be blended or braided under the pilot.

                                             Table 5--Federal Funds
----------------------------------------------------------------------------------------------------------------
                                                                  Blended funds as
                                                     Amount of     a percentage of     Federal     Grant already
               Year                  Program name   funds to be    grantee's total   fiscal year    awarded? (Y/
                                                      blended           award          of award          N)
----------------------------------------------------------------------------------------------------------------
                                               Funds to be Blended
----------------------------------------------------------------------------------------------------------------
Year 1                              .............  .............  ................  .............  .............
Year 2                              .............  .............  ................  .............  .............
Year 3                              .............  .............  ................  .............  .............
----------------------------------------------------------------------------------------------------------------
                                               Funds to be Braided
----------------------------------------------------------------------------------------------------------------
Year 1                              .............  .............  ................  .............  .............
Year 2                              .............  .............  ................  .............  .............
Year 3                              .............  .............  ................  .............  .............
----------------------------------------------------------------------------------------------------------------



[[Page 63983]]

    Note: Applicants may propose to expand the number of Federal 
programs supporting pilot activities using FY 2016 or other future 
funding, which may be included in pilots if Congress extends the P3 
authority. If an applicant intends to blend or braid multiple years 
of a program's funds, it must complete a separate row of the table 
for each fiscal year. If an applicant will use a program's funding 
over multiple years of the pilot, it must indicate the amounts to be 
used in each separate year using the Year 1, 2, and 3 rows.

    2. The applicant must provide the following information about the 
proposed uses of funds to implement the pilot--
    A. The amount and proposed uses of the start-up grant funds it is 
requesting (which must be within the estimated award range provided in 
the notice inviting applications);
    B. The proposed uses of the blended and braided funds identified in 
Table 5; and
    C. The amount and sources of any non-Federal resources, including 
funds and in-kind contributions from State, local, tribal, 
philanthropic, and other sources, that will be used for the pilot.
    B. Program Requirements

Background

    We are proposing program requirements for each partnership selected 
as a pilot in order to ensure that each pilot participates in the 
national P3 evaluation and a technical assistance community of practice 
(as defined in this notice), as well as secures necessary consent for 
any data-sharing it carries out. We also specify the proposed contents 
of the performance agreement that will be established with each pilot. 
These proposed program requirements are the same requirements we 
established in the November 2014 notice.

Proposed Program Requirements

    The Assistant Secretary proposes the following program requirements 
for this program. We may apply one or more of these requirements in any 
year in which this program is in effect.
    a. National evaluation. In addition to any site-specific 
evaluations that pilots may undertake, the Agencies have initiated a 
national P3 evaluation. Each P3 pilot must participate fully in any 
federally sponsored P3 evaluation activity, including the national 
evaluation of P3, which will consist of the analysis of participant 
characteristics and outcomes, an implementation analysis at all sites, 
and rigorous impact evaluations of promising interventions in selected 
sites. The applicant must acknowledge in writing its understanding of 
these requirements by submitting the form provided in Appendix A, 
``Evaluation Commitment Form,'' as an attachment to its application.
    b. Community of practice. All P3 pilots must participate in a 
community of practice (as defined in this notice) that includes an 
annual in-person meeting of pilot sites (paid with grant funding that 
must be reflected in the pilot budget submitted) and virtual peer-to-
peer learning activities. This commitment involves each pilot site 
working with the lead Federal agency on a plan for supporting its 
technical assistance needs, which can include learning activities 
supported by foundations or other non-Federal organizations as well as 
activities financed with Federal funds for the pilot.
    c. Consent. P3 pilots must secure necessary consent from parents, 
guardians, students, or youth program participants to access data for 
their pilots and any evaluations, in accordance with applicable 
Federal, State, local, and tribal laws. Applicants must explain how 
they propose to ensure compliance with Federal, State, local, and 
tribal privacy laws and regulations as pilot partners share data to 
support effective coordination of services and link data to track 
outcome measures and interim indicators at the individual level to 
perform, where applicable, a low-cost, high-quality evaluation.\32\
---------------------------------------------------------------------------

    \32\ To the extent feasible and consistent with applicable 
privacy requirements, grantees must also ensure the data from their 
evaluations are made available to third[hyphen]party researchers.
---------------------------------------------------------------------------

    d. Performance agreement. Each P3 pilot, along with other non-
Federal government entities involved in the partnership, must enter 
into a performance agreement that will include, at a minimum, the 
following (as required by section 526(c)(2) of the 2014 Appropriations 
Act):
    1. The length of the agreement;
    2. The Federal programs and federally-funded services that are 
involved in the pilot;
    3. The Federal discretionary funds that are being used in the 
pilot;
    4. The non[hyphen]Federal funds that are involved in the pilot, by 
source (which may include private funds as well as governmental funds) 
and by amount;
    5. The State, local, or tribal programs that are involved in the 
pilot and their respective roles;
    6. The populations to be served by the pilot;
    7. The cost[hyphen]effective Federal oversight procedures that will 
be used for the purpose of maintaining the necessary level of 
accountability for the use of the Federal discretionary funds;
    8. The cost[hyphen]effective State, local, or tribal oversight 
procedures that will be used for the purpose of maintaining the 
necessary level of accountability for the use of the Federal 
discretionary funds;
    9. The outcome (or outcomes) that the pilot is designed to achieve;
    10. The appropriate, reliable, and objective 
outcome[hyphen]measurement methodology that will be used to determine 
whether the pilot is achieving, and has achieved, specified outcomes;
    11. The statutory, regulatory, or administrative requirements 
related to Federal mandatory programs that are barriers to achieving 
improved outcomes of the pilot; and
    12. Criteria for determining when a pilot is not achieving the 
specified outcomes that it is designed to achieve and subsequent steps, 
including:
    i. The consequences that will result; and
    ii. The corrective actions that will be taken in order to increase 
the likelihood that the pilot will achieve such specified outcomes.

PROPOSED DEFINITIONS

Background

    We propose definitions for several important terms that are 
associated with this program and the proposed priorities, requirements, 
and selection criteria in this notice.

Proposed Definitions

    The Assistant Secretary proposes the following definitions for this 
program. We may apply one or more of these definitions in any year in 
which this program is in effect.
    Blended funding is a funding and resource allocation strategy that 
uses multiple existing funding streams to support a single initiative 
or strategy. Blended funding merges two or more funding streams, or 
portions of multiple funding streams, to produce greater efficiency 
and/or effectiveness. Funds from each individual stream lose their 
award-specific identity, and the blended funds together become subject 
to a single set of reporting and other requirements, consistent with 
the underlying purposes of the programs for which the funds were 
appropriated.
    Braided funding is a funding and resource allocation strategy in 
which entities use existing funding streams to support unified 
initiatives in as flexible and integrated a manner as possible while 
still tracking and maintaining separate accountability for each funding 
stream. One or more entities may coordinate several funding sources, 
but each individual funding stream

[[Page 63984]]

maintains its award-specific identity. Blending funds typically 
requires one or more waivers of associated program requirements, 
whereas braiding funding does not.
    Community of practice means a group of pilots that agrees to 
interact regularly to solve persistent problems or improve practice in 
an area that is important to them and the success of their projects.
    English learner means an individual who has limited ability in 
reading, writing, speaking, or comprehending the English language, 
and--
    (A) Whose native language is a language other than English; or
    (B) Who lives in a family or community environment where a language 
other than English is the dominant language.
    Evidence-based interventions are approaches to prevention or 
treatment that are validated by documented scientific evidence from 
randomized controlled trials, or quasi-experimental or correlational 
studies, and that show positive effects (for randomized controlled 
trials and quasi-experimental studies) or favorable associations (for 
correlational studies) on the primary targeted outcomes for populations 
or settings similar to those of the proposed pilot. The best evidence 
to support an applicant's proposed reform(s) and target population will 
be based on one or more randomized controlled trials. The next best 
evidence will be studies using a quasi-experimental design. 
Correlational analysis may also be used as evidence to support an 
applicant's proposed reforms.
    Evidence-informed interventions bring together the best available 
research, professional expertise, and input from youth and families to 
identify and deliver services that have promise to achieve positive 
outcomes for youth, families, and communities.
    Homeless youth has the same meaning as ``homeless children and 
youths'' in section 725(2) of the McKinney-Vento Education for Homeless 
Children and Youth Act of 2001 (42 U.S.C. 11434a(2)).
    Individual with a disability means an individual with any 
disability as defined in section 3 of the Americans with Disabilities 
Act of 1990 (42 U.S.C. 12102).
    An interim indicator is a marker of achievement that demonstrates 
progress toward an outcome and is measured at least annually.
    Outcomes are the intended results of a program, or intervention. 
They are what applicants expect their projects to achieve. An outcome 
can be measured at the participant level (for example, changes in 
employment retention or earnings of disconnected youth) or at the 
system level (for example, improved efficiency in program operations or 
administration).
    A qualified independent evaluator is an individual who coordinates 
with the grantee and the lead Federal agency for the pilot, but works 
independently on the evaluation and has the capacity to carry out the 
evaluation, including, but not limited to: Prior experience conducting 
evaluations of similar design (for example, for randomized controlled 
trials, the evaluator will have successfully conducted a randomized 
controlled trial in the past); positive past performance on evaluations 
of a similar design, as evidenced by past performance reviews submitted 
from past clients directly to the awardee; lead staff with prior 
experience carrying out a similar evaluation; lead staff with minimum 
credential (such as a Ph.D. plus three years of experience conducting 
evaluations of a similar nature, or a Master's degree plus seven years 
of experience conducting evaluations of a similar nature); and adequate 
staff time to work on the evaluation.
    A rural community is a community that is served only by one or more 
local educational agencies (LEAs) that are currently eligible under the 
Department of Education's Small, Rural School Achievement (SRSA) 
program or the Rural and Low-Income School (RLIS) program authorized 
under Title VI, Part B of the Elementary and Secondary Education Act of 
1965 (ESEA), as amended, or includes only schools designated by the 
National Center for Education Statistics (NCES) with a locale code of 
42 or 43.
    A waiver provides flexibility in the form of relief from specific 
statutory, regulatory, or administrative requirements that have 
hindered the ability of a State, locality, or tribe to organize its 
programs and systems or provide services in ways that best meet the 
needs of its target populations. Under P3, waivers provide flexibility 
in exchange for a pilot's commitment to improve programmatic outcomes 
for disconnected youth consistent with underlying statutory authorities 
and purposes.

PROPOSED SELECTION CRITERIA

Background

    We propose to establish program-specific selection criteria for P3 
because we believe the use of the more general selection criteria in 
the Education Department General Administrative Regulations would not 
result in the identification of projects that address the most 
compelling needs and are most likely to be successful in improving 
significantly the outcomes of disconnected youth. The selection 
criteria we are proposing are based largely on the selection criteria 
that appeared in the November 2014 notice. However, based on our 
experience in using these criteria, as well as feedback from 
prospective applicants and reviewers, we are proposing to simplify and 
streamline many of the criteria from the November 2014 notice. For 
example, the selection criteria for Work Plan and Project Management 
included nine elements in the November 2014 notice; the comparable 
proposed selection criteria in this notice include only three elements.

Proposed Selection Criteria

    The Assistant Secretary proposes the following selection criteria 
for evaluating an application under this program. We may apply one or 
more of these criteria in any year in which this program is in effect. 
In the notice inviting applications, the application package, or both 
we will announce the maximum possible points assigned to each 
criterion.
    a. Need for Project. In determining the need for the proposed 
project, we will consider the magnitude of the need of the target 
population, as evidenced by the applicant's analysis of data, including 
data from the comprehensive needs assessment, that demonstrates how the 
target population lags behind other groups in achieving positive 
outcomes and the specific risk factors for this population.

    Note: Applicants are encouraged to disaggregate these data 
according to relevant demographic factors such as race, ethnicity, 
gender, age, disability status, involvement in systems such as 
foster care or juvenile justice, status as pregnant or parenting, 
and other key factors selected by the applicant.

    b. Need for Requested Flexibility, Including Blending of Funds and 
Other Waivers. In determining the need for the requested flexibility, 
including blending of funds and other waivers, we will consider:
    1. The strength and clarity of the applicant's justification that 
each of the specified Federal requirements for which the applicant is 
seeking a waiver hinders implementation of the proposed pilot; and
    2. The strength and quality of the applicant's justification of how 
each request for flexibility (i.e., blending funds and waivers) will 
increase efficiency or access to services and produce significantly 
better outcomes for the target population(s).

[[Page 63985]]

    c. Project Design. In determining the strength of the project 
design, we will consider:
    1. The strength and logic of the proposed project design in 
addressing the gaps and the disparities identified in the statement of 
need section and the barriers identified in the flexibility section. 
This includes the clarity of the applicant's plan and how the plan 
differs from current practices. Scoring will account for the strength 
of both the applicant's narrative and the logic model;

    Note: The applicant's narrative should describe how the proposed 
project will use and coordinate resources, including building on 
participation in any complementary Federal initiatives or efforts.

    2. The strength of the evidence base supporting the pilot design, 
based on the use of evidence-based and evidence-informed interventions 
(as defined in this notice) as documented by citations to the relevant 
evidence;

    Note:  Applicants should cite the studies on interventions and 
system reforms that informed their pilot design and explain the 
relevance of the cited evidence to the proposed project in terms of 
subject matter and evaluation evidence. Applicants proposing reforms 
on which there are not yet evaluations (such as innovations that 
have not been formally tested or tested only on a small scale) 
should document how evidence or practice knowledge informed the 
proposed pilot design.

    3. The strength of the applicant's evidence that the project 
design, including any protections and safeguards that will be 
established, ensures that the consequences or impacts of the changes 
from current practices in serving youth through the proposed funding 
streams:
    A. Will not result in denying or restricting the eligibility of 
individuals for services that (in whole or in part) are otherwise 
funded by these programs; and
    B. Based on the best available information, will not otherwise 
adversely affect vulnerable populations that are the recipients of 
those services.
    d. Work Plan and Project Management. In determining the strength of 
the work plan and project management, we will consider the strength and 
completeness of the work plan and project management approach and their 
likelihood of achieving the objectives of the proposed project on time 
and within budget, based on--
    1. Clearly defined and appropriate responsibilities, timelines, and 
milestones for accomplishing project tasks;
    2. The qualifications of project personnel to ensure proper 
management of all project activities;
    3. How any existing or anticipated barriers to implementation will 
be overcome.

    Note:  If the program manager or other key personnel are already 
on staff, the applicant should provide this person's resume or 
curriculum vitae.


    Note:  Evaluation activities may be included in the timelines 
provided as part of the work plan.

    e. Partnership Capacity. In determining the strength and capacity 
of the proposed pilot partnership, we will consider the following 
factors--
    1. How well the applicant demonstrates that it has an effective 
governance structure in which partners that are necessary to implement 
the pilot successfully are represented and have the necessary 
authority, resources, expertise, and incentives to achieve the pilot's 
goals and resolve unforeseen issues, including by demonstrating the 
extent to which, and how, participating partners have successfully 
collaborated to improve outcomes for disconnected youth in the past;
    2. How well the applicant demonstrates that its proposal was 
designed with substantive input from all relevant stakeholders, 
including disconnected youth and other community partners.

    Note:  Where the project design includes job training 
strategies, the extent of employer input and engagement in the 
identification of skills and competencies needed by employers, the 
development of the curriculum, and the offering of work-based 
learning opportunities, including pre-apprenticeship and registered 
apprenticeship, will be considered.

    f. Data and Performance Management Capacity. In determining the 
strength of the applicant's data and performance management capacity, 
we will consider the following factors--
    1. The applicant's capacity to collect, analyze, and use data for 
decision-making, learning, continuous improvement, and accountability, 
and the strength of the applicant's plan to bridge any gaps in its 
ability to do so. This capacity includes the extent to which the 
applicant and partner organizations have tracked and shared data about 
program participants, services, and outcomes, including the execution 
of data-sharing agreements that comport with Federal, State, and other 
privacy laws and requirements, and will continue to do so;
    2. How well the proposed outcome measures, interim indicators, and 
measurement methodologies specified in the application appropriately 
and sufficiently gauge results achieved for the target population under 
the pilot; and
    3. How well the data sources specified in the application can be 
appropriately accessed and used to reliably measure the proposed 
outcome measures and interim indicators.
    g. Budget and Budget Narrative. In determining the adequacy of the 
resources that will be committed to support the project, we will 
consider the appropriateness of expenses within the budget with regards 
to cost and to implementing the pilot successfully.

Final Priorities, Requirements, Definitions, and Selection Criteria

    We will announce the final priorities, requirements, definitions, 
and selection criteria in a notice in the Federal Register. We will 
determine the final priorities, requirements, definitions, and 
selection criteria after considering responses to this notice and other 
information available to the Department. This notice does not preclude 
us from proposing additional priorities, requirements, definitions, or 
selection criteria, subject to meeting applicable rulemaking 
requirements.

     Note:  This notice does not solicit applications. In any year 
in which we choose to use one or more of these proposed priorities, 
requirements, definitions, and selection criteria, we invite 
applications through a notice in the Federal Register.

Executive Orders 12866 and 13563

Regulatory Impact Analysis

    Under Executive Order 12866, the Secretary must determine whether 
this regulatory action is ``significant'' and, therefore, subject to 
the requirements of the Executive order and subject to review by the 
Office of Management and Budget (OMB). Section 3(f) of Executive Order 
12866 defines a ``significant regulatory action'' as an action likely 
to result in a rule that may--
    (1) Have an annual effect on the economy of $100 million or more, 
or adversely affect a sector of the economy, productivity, competition, 
jobs, the environment, public health or safety, or State, local or 
tribal governments or communities in a material way (also referred to 
as an ``economically significant'' rule);
    (2) Create serious inconsistency or otherwise interfere with an 
action taken or planned by another agency;
    (3) Materially alter the budgetary impacts of entitlement grants, 
user fees, or loan programs or the rights and obligations of recipients 
thereof; or
    (4) Raise novel legal or policy issues arising out of legal 
mandates, the

[[Page 63986]]

President's priorities, or the principles stated in the Executive 
order.
    This proposed regulatory action is not a significant regulatory 
action subject to review by OMB under section 3(f) of Executive Order 
12866.
    We have also reviewed this proposed regulatory action under 
Executive Order 13563, which supplements and explicitly reaffirms the 
principles, structures, and definitions governing regulatory review 
established in Executive Order 12866. To the extent permitted by law, 
Executive Order 13563 requires that an agency--
    (1) Propose or adopt regulations only upon a reasoned determination 
that their benefits justify their costs (recognizing that some benefits 
and costs are difficult to quantify);
    (2) Tailor its regulations to impose the least burden on society, 
consistent with obtaining regulatory objectives and taking into 
account--among other things and to the extent practicable--the costs of 
cumulative regulations;
    (3) In choosing among alternative regulatory approaches, select 
those approaches that maximize net benefits (including potential 
economic, environmental, public health and safety, and other 
advantages; distributive impacts; and equity);
    (4) To the extent feasible, specify performance objectives, rather 
than the behavior or manner of compliance a regulated entity must 
adopt; and
    (5) Identify and assess available alternatives to direct 
regulation, including economic incentives--such as user fees or 
marketable permits--to encourage the desired behavior, or provide 
information that enables the public to make choices.
    Executive Order 13563 also requires an agency ``to use the best 
available techniques to quantify anticipated present and future 
benefits and costs as accurately as possible.'' The Office of 
Information and Regulatory Affairs of OMB has emphasized that these 
techniques may include ``identifying changing future compliance costs 
that might result from technological innovation or anticipated 
behavioral changes.''
    We are issuing these proposed priorities requirements, definitions, 
and selection criteria only on a reasoned determination that their 
benefits would justify their costs. In choosing among alternative 
regulatory approaches, we selected those approaches that would maximize 
net benefits. Based on the analysis that follows, the Department 
believes that this regulatory action is consistent with the principles 
in Executive Order 13563.
    We also have determined that this regulatory action would not 
unduly interfere with State, local, and tribal governments in the 
exercise of their governmental functions.
    In accordance with both Executive orders, the Department has 
assessed the potential costs and benefits, both quantitative and 
qualitative, of this regulatory action. The potential costs are those 
resulting from statutory requirements and those we have determined as 
necessary for administering the Department's programs and activities. 
The potential benefits of the proposed priorities requirements, 
definitions, and selection criteria are that they would promote the 
efficient and effective use of the P3 authority. Implementation of 
these priorities, requirements, definitions, and selection criteria 
will help the Agencies identify pilots that will: (1) Serve 
disconnected youth with significant needs; (2) carry out effective 
reforms and interventions; and (3) be managed by strong partnerships 
with the capacity to collect, analyze, and use data for decision-
making, learning, continuous improvement, and accountability.

Paperwork Reduction Act of 1995

    As part of its continuing effort to reduce paperwork and respondent 
burden, the Department provides the general public and Federal agencies 
with an opportunity to comment on proposed and continuing collections 
of information in accordance with the Paperwork Reduction Act of 1995 
(PRA) (44 U.S.C. 3506(c)(2)(A)). This helps ensure that: The public 
understands the Department's collection instructions, respondents can 
provide the requested data in the desired format, reporting burden 
(time and financial resources) is minimized, collection instruments are 
clearly understood, and the Department can properly assess the impact 
of collection requirements on respondents.
    We estimate that each applicant would spend approximately 80 hours 
of staff time to address the proposed priorities, requirements, 
definitions, and selection criteria, prepare the application, and 
obtain necessary clearances. The total number of hours for all 
applicants will vary based on the number of applications. Based on the 
number of applications the Department received in response to the 
November 2014 notice inviting applications, we expect to receive 
approximately 55 applications. The total number of hours for all 
expected applicants is an estimated 4,400 hours. We estimate the total 
cost per hour of the staff who carry out this work to be $44.25 per 
hour, the mean hourly compensation cost for State and local government 
workers in March 2015.\33\ The total estimated cost for all applicants 
would be $194,700.
---------------------------------------------------------------------------

    \33\ Employer Costs for Employee Compensation, March 2015 
(2015). Washington, DC: Bureau of Labor Statistics, U.S. Department 
of Labor. Retrieved on August 30, 2015 from: http://www.bls.gov/news.release/pdf/ecec.pdf.
---------------------------------------------------------------------------

    We have prepared an Information Collection Request (ICR) for this 
collection (1830-0575). If you want to review and comment on the ICR, 
please follow the instructions listed under the ADDRESSES section of 
this notice.

    Note: The Office of Information and Regulatory Affairs in OMB 
and the Department of Education review all comments posted at 
www.regulations.gov.

    In preparing your comments you may want to review the ICR, 
including the supporting materials, in www.regulations.gov by using the 
Docket ID number specified in this notice. This proposed collection is 
identified as proposed collection 1830-0575.
    We consider your comments on this proposed collection of 
information in--
     Deciding whether the proposed collection is necessary for 
the proper performance of our functions, including whether the 
information will have practical use;
     Evaluating the accuracy of our estimate of the burden of 
the proposed collection, including the validity of our methodology and 
assumptions;
     Enhancing the quality, usefulness, and clarity of the 
information we collect; and
     Minimizing the burden on those who must respond. This 
includes exploring the use of appropriate automated, electronic, 
mechanical, or other technological collection techniques.
    Between 30 and 60 days after publication of this document in the 
Federal Register, OMB is required to make a decision concerning the 
collection of information contained in these proposed priorities, 
requirements, definitions, and selection criteria. Therefore, to ensure 
that OMB gives your comments full consideration, it is important that 
OMB receives your comments on this ICR by November 23, 2015. This does 
not affect the deadline for your comments to us on the proposed 
priorities, requirements, definitions, and selection criteria.
    If your comments relate to the ICR for these proposed priorities, 
requirements, definitions, and selection criteria, please specify the 
Docket ID number and indicate ``Information Collection Comments'' on 
the top of your comments.

[[Page 63987]]

    Written requests for information or comments submitted by postal 
mail or delivery related to the information collection requirements 
should be addressed to the Director of the Information Collection 
Clearance Division, U.S. Department of Education, 400 Maryland Avenue 
SW., Mailstop L-OM-2E319LBJ, Room 2E115, Washington, DC 20202-4537.
    Intergovernmental Review: This program is subject to Executive 
Order 12372 and the regulations in 34 CFR part 79. One of the 
objectives of the Executive order is to foster an intergovernmental 
partnership and a strengthened federalism. The Executive order relies 
on processes developed by State and local governments for coordination 
and review of proposed Federal financial assistance.
    This document provides early notification of our specific plans and 
actions for this program.
    Accessible Format: Individuals with disabilities can obtain this 
document in an accessible format (e.g., braille, large print, 
audiotape, or compact disc) on request to the contact person listed 
under FOR FURTHER INFORMATION CONTACT.
    Electronic Access to This Document: The official version of this 
document is the document published in the Federal Register. Free 
Internet access to the official edition of the Federal Register and the 
Code of Federal Regulations is available via the Federal Digital System 
at: www.thefederalregister.org/fdsys. At this site you can view this document, as well 
as all other documents of this Department published in the Federal 
Register, in text or Adobe Portable Document Format (PDF). To use PDF 
you must have Adobe Acrobat Reader, which is available free at the 
site. You may also access documents of the Department published in the 
Federal Register by using the article search feature at: 
www.federalregister.gov. Specifically, through the advanced search 
feature at this site, you can limit your search to documents published 
by the Department.

    Dated: October 19, 2015.
Johan E. Uvin,
Deputy Assistant Secretary, Delegated the Authority of Assistant 
Secretary for Career, Technical, and Adult Education.
Appendix A: Proposed Evaluation Commitment Form
    An authorized executive of the lead applicant and all other 
partners, including State, local, tribal, and non-governmental 
organizations that would be involved in the pilot's implementation, 
must sign this form and submit it as an attachment to the grant 
application. The form is not considered in the recommended application 
page limit.
Commitment To Participate in Required Evaluation Activities
    As the lead applicant or a partner proposing to implement a 
Performance Partnership Pilot through a Federal grant, I/we agree to 
carry out the following activities, which are considered evaluation 
requirements applicable to all pilots:
    Facilitate Data Collection: I/we understand that the award of this 
grant requires me/us to facilitate the collection and/or transmission 
of data for evaluation and performance monitoring purposes to the lead 
Federal agency and/or its national evaluator in accordance with 
applicable Federal, State, and local, and tribal laws, including 
privacy laws.
    The type of data that will be collected includes, but is not 
limited to, the following:
     Demographic information, including participants' gender, 
race, age, school status, and employment status;
     Information on the services that participants receive; and
     Outcome measures and interim outcome indicators, linked at 
the individual level, which will be used to measure the effects of the 
pilots.
    The lead Federal agency will provide more details to grantees on 
the data items required for performance and evaluation after grants 
have been awarded.
    Participate in Evaluation: I/we understand that participation and 
full cooperation in the national evaluation of the Performance 
Partnership Pilot is a condition of this grant award. I/we understand 
that the national evaluation will include an implementation systems 
analysis and, for certain sites as appropriate, may also include an 
impact evaluation. My/our participation will include facilitating site 
visits and interviews; collaborating in study procedures, including 
random assignment, if necessary; and transmitting data that are needed 
for the evaluation of participants in the study sample, including those 
who may be in a control group.
    Participate in Random Assignment: I/we agree that if our 
Performance Partnership Pilot or certain activities in the Pilot is 
selected for an impact evaluation as part of the national evaluation, 
it may be necessary to select participants for admission to Performance 
Partnership Pilot by a random lottery, using procedures established by 
the qualified independent evaluator.
    Secure Consent: I/we agree to include a consent form for, as 
appropriate, parents/guardians and students/participants in the 
application or enrollment packet for all youth in organizations 
implementing the Performance Partnership Pilot consistent with any 
Federal, State, local, and tribal laws that apply. The parental/
participant consent forms will be collected prior to the acceptance of 
participants into Performance Partnership Pilot and before sharing data 
with the qualified independent evaluator for the purpose of evaluating 
the Performance Partnership Pilot.
SIGNATURES
Lead Applicant
Print Name-------------------------------------------------------------
Signature--------------------------------------------------------------
Organization-----------------------------------------------------------
Date-------------------------------------------------------------------
Partner
Print Name-------------------------------------------------------------
Signature--------------------------------------------------------------
Organization-----------------------------------------------------------
Date-------------------------------------------------------------------
Partner
Print Name-------------------------------------------------------------
Signature--------------------------------------------------------------
Organization-----------------------------------------------------------
Date-------------------------------------------------------------------
Partner
Print Name-------------------------------------------------------------
Signature--------------------------------------------------------------
Organization-----------------------------------------------------------
Date-------------------------------------------------------------------
Partner
Print Name-------------------------------------------------------------
Signature--------------------------------------------------------------
Organization-----------------------------------------------------------
Date-------------------------------------------------------------------
Partner
Print Name-------------------------------------------------------------
Signature--------------------------------------------------------------
Organization-----------------------------------------------------------
Date-------------------------------------------------------------------

[FR Doc. 2015-26965 Filed 10-21-15; 8:45 am]
BILLING CODE 4000-01-P



                                                                          Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Notices                                          63975

                                              a panel discussion with National Center                   Authority: Section 116 of the Education             some other commonly used searchable
                                              for Education Statistics stakeholders.                  Sciences Reform Act of 2002 (ESRA), 20                text format. Please do not submit the
                                              Peggy Carr will provide opening                         U.S.C. 9516                                           PDF in a scanned format. Using a print-
                                              remarks, followed by a panel                            Ruth Neild,                                           to-PDF format allows the U.S.
                                              discussion.                                             Deputy Director for Policy and Research,              Department of Education (the
                                                 Closing remarks will take place from                 Delegated Duties of the Director, Institute of        Department) to electronically search and
                                              4:15 p.m. to 4:30 p.m., with                            Education Sciences.                                   copy certain portions of your
                                              adjournment scheduled for 4:30 p.m.                     [FR Doc. 2015–26954 Filed 10–21–15; 8:45 am]          submissions.
                                                 Submission of comments regarding                     BILLING CODE P
                                                                                                                                                               • Federal eRulemaking Portal: Go to
                                              the Board’s policy recommendations:                                                                           www.regulations.gov to submit your
                                              There will not be an opportunity for                                                                          comments electronically. Information
                                              public comment. However, members of                     DEPARTMENT OF EDUCATION                               on using www.regulations.gov,
                                              the public are encouraged to submit                                                                           including instructions for accessing
                                                                                                      [CFDA Number: 84.420A.;Docket ID ED–                  agency documents, submitting
                                              written comments related to NBES to                     2015–OCTAE–0095]
                                              Ellie Pelaez (see contact information                                                                         comments, and viewing the docket, is
                                              above) no later than November 2, 2015.                  Proposed Priorities, Requirements,                    available on the site under ‘‘Are you
                                              A final agenda is available from Ellie                  Definitions, and Selection Criteria—                  new to the site?’’
                                              Pelaez (see contact information above)                  Performance Partnership Pilots for                       • Postal Mail, Commercial Delivery,
                                              and is posted on the Board Web site                     Disconnected Youth                                    or Hand Delivery: The Department
                                              http://ies.ed.gov/director/board/                                                                             strongly encourages commenters to
                                              agendas/index.asp.                                      AGENCY:   Office of Career, Technical, and            submit their comments electronically.
                                                 Access to Records of the Meeting: The                Adult Education, Department of                        However, if you mail or deliver your
                                              Department will post the official report                Education.                                            comments about the proposed
                                              of the meeting on the NBES Web site no                  ACTION: Proposed priorities,                          regulations, address them to Braden
                                              later than 90 days after the meeting.                   requirements, definitions, and selection              Goetz, U.S. Department of Education,
                                              Pursuant to the FACA, the public may                    criteria.                                             400 Maryland Avenue SW., Room
                                              also inspect the materials at 555 New                                                                         11141, PCP, Washington, DC 20202.
                                              Jersey Avenue NW., 6th Floor,                           SUMMARY:    The Assistant Secretary for                  Privacy Note: The Department’s
                                              Washington, DC, by emailing                             Career, Technical, and Adult Education                policy is to make all comments received
                                              Ellie.Pelaez@ed.gov or by calling (202)                 (Assistant Secretary) proposes priorities,            from members of the public available for
                                              219–0644 to schedule an appointment.                    requirements, definitions, and selection              public viewing in their entirety on the
                                                 Reasonable Accommodations: The                       criteria under the Performance                        Federal eRulemaking Portal at
                                              meeting site is accessible to individuals               Partnership Pilots (P3) for Disconnected              www.regulations.gov. Therefore,
                                              with disabilities. If you will need an                  Youth competition. The Assistant                      commenters should be careful to
                                              auxiliary aid or service to participate in              Secretary may use the priorities,                     include in their comments only
                                              the meeting (e.g., interpreting service,                requirements, definitions, and selection              information that they wish to make
                                              assistive listening device, or materials in             criteria for competitions in fiscal year              publicly available.
                                              an alternate format), notify the contact                (FY) 2015 and later years. We take this               FOR FURTHER INFORMATION CONTACT:
                                              person listed in this notice by or before               action in order to support the                        Braden Goetz. Telephone: (202) 245–
                                              November 2, 2015. Although we will                      identification of strong and effective                7405 or by email: braden.goetz@ed.gov.
                                              attempt to meet a request received after                pilots that are likely to achieve                        If you use a telecommunications
                                              November 2, 2015, we may not be able                    significant improvements in                           device for the deaf (TDD) or a text
                                              to make available the requested                         educational, employment, and other key                telephone (TTY), call the Federal Relay
                                              auxiliary aid or service because of                     outcomes for disconnected youth.                      Service (FRS), toll free, at 1–800–877–
                                              insufficient time to arrange it.                        DATES: We must receive your comments                  8339.
                                                 Electronic Access to this Document:                  on or before November 23, 2015.                       SUPPLEMENTARY INFORMATION:
                                              The official version of this document is                ADDRESSES: Submit your comments                          Invitation to Comment: We invite you
                                              the document published in the Federal                   electronically through the Federal                    to submit comments regarding this
                                              Register. Free Internet access to the                   eRulemaking Portal at                                 notice. To ensure that your comments
                                              official edition of the Federal Register                www.regulations.gov by selecting                      have maximum effect in developing the
                                              and the Code of Federal Regulations is                  Docket No. ED–2015–OCTAE–0095 or                      notice of final priorities, requirements,
                                              available via the Federal Digital System                via postal mail, commercial delivery, or              definitions, and selection criteria (NPP),
                                              at: www.gpo.gov/fdsys. At this site you                 hand delivery. We will not accept                     we urge you to identify clearly the
                                              can view this document, as well as all                  comments submitted by fax or by email                 specific proposed priority, requirement,
                                              other documents of this Department                      or those submitted after the comment                  definition, or selection criterion your
                                              published in the Federal Register, in                   period. To ensure that we do not receive              comment addresses.
                                              text or Adobe Portable Document                         duplicate copies, please submit your                     We invite you to assist us in
                                              Format (PDF). To use PDF, you must                      comments only once. In addition, please               complying with the specific
                                              have Adobe Acrobat Reader, which is                     include the Docket ID at the top of your              requirements of Executive Orders 12866
                                              available free at the site. You may also                comments.                                             and 13563 and their overall requirement
                                              access documents of the Department                         If you are submitting comments                     of reducing regulatory burden that
tkelley on DSK3SPTVN1PROD with NOTICES




                                              published in the Federal Register by                    electronically, we strongly encourage                 might result from the proposed priority,
                                              using the article search feature at:                    you to submit any comments or                         requirements, definitions, and selection
                                              www.federalregister.gov. Specifically,                  attachments in Microsoft Word format.                 criteria. Please let us know of any
                                              through the advanced search feature at                  If you must submit a comment in Adobe                 further ways we could reduce potential
                                              this site, you can limit your search to                 Portable Document Format (PDF), we                    costs or increase potential benefits
                                              documents published by the                              strongly encourage you to convert the                 while preserving the effective and
                                              Department.                                             PDF to print-to-PDF format or to use                  efficient administration of the program.


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                                              63976                       Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Notices

                                                During and after the comment period,                  including competitive and formula grant                  certain programmatic requirements, can
                                              you may inspect all public comments                     funds, across multiple Federal                           help overcome some of the significant
                                              about the proposed priority,                            programs. Entities that seek to                          hurdles that States, localities, and tribes
                                              requirements, definitions, and selection                participate in these pilots will be                      face in providing intensive,
                                              criteria at www.regulations.gov. You                    required to commit to achieving                          comprehensive, and sustained service
                                              may also inspect the comments in                        significant improvements in outcomes                     pathways and improving outcomes for
                                              person in Room 11141, PCP, 400                          for disconnected youth in exchange for                   disconnected youth. For example, P3
                                              Maryland Avenue SW., Washington,                        this new flexibility. The 2014                           may help address the ‘‘wrong pockets’’
                                              DC, between the hours of 8:30 a.m. and                  Appropriations Act states that ‘‘‘[t]o                   problem, where government entities that
                                              4:00 p.m., Washington, DC time,                         improve outcomes for disconnected                        observe improved outcomes or other
                                              Monday through Friday of each week                      youth’ means to increase the rate at                     benefits due to an intervention are
                                              except Federal holidays. If you want to                 which individuals between the ages of                    unable to use Federal funds to support
                                              schedule time to inspect comments,                      14 and 24 (who are low-income and                        that intervention due to program
                                              please contact the person listed under                  either homeless, in foster care, involved                restrictions or other factors. P3 funds
                                              FOR FURTHER INFORMATION CONTACT.                        in the juvenile justice system,                          may also help to build additional
                                                Assistance to Individuals with                        unemployed, or not enrolled in or at                     evidence about the effectiveness of an
                                              Disabilities in Reviewing the                           risk of dropping out of an educational                   intervention or strengthen a foundation
                                              Rulemaking Record: On request we will                   institution) achieve success in meeting                  of data capacity and performance
                                              provide an appropriate accommodation                    educational, employment, or other key                    management that would otherwise be
                                              or auxiliary aid to an individual with a                goals.’’ Section 526(a)(2), Division H,                  lacking. If this hypothesis proves true,
                                              disability who needs assistance to                      2014 Appropriations Act. The statute                     providing necessary and targeted
                                              review the comments or other                            thus defines ‘‘disconnected youth’’ as                   flexibility to remove or minimize these
                                              documents in the public rulemaking                      ‘‘individuals between the ages of 14 and                 hurdles will help to achieve significant
                                              record for this notice. If you want to                  24 who are low-income and either                         benefits for disconnected youth, the
                                              schedule an appointment for this type of                homeless, in foster care, involved in the                communities that serve them, and the
                                              accommodation or auxiliary aid, please                  juvenile justice system, unemployed, or                  involved agencies and partners.
                                              contact the person listed under FOR                     not enrolled in or at risk of dropping out                  Congress first established the P3
                                              FURTHER INFORMATION CONTACT.                            of an education institution.’’                           authority in FY 2014, and the Agencies
                                                Purpose of Program: P3, first                            Government and community partners                     announced a competition to select up to
                                              authorized by Congress for FY 2014 by                   have invested considerable attention                     10 P3 pilots in the Federal Register on
                                              the Consolidated Appropriations Act,                    and resources to meet the needs of                       November 24, 2014 (79 FR 70033) (the
                                              2014 (2014 Appropriations Act) and                      disconnected youth. However,                             November 2014 notice). The Agencies
                                              reauthorized for FY 2015 by the                         practitioners, youth advocates, and                      will make selections based on the
                                              Consolidated and Further Continuing                     others on the front lines of service                     November 2014 notice during fiscal year
                                              Appropriations Act, 2015 (2015                          delivery have observed that there are                    2015.
                                              Appropriations Act) (together, the Acts),               significant programmatic and                                The priorities, requirements,
                                              enables pilot sites to test innovative,                 administrative obstacles to achieving                    definitions, and selection criteria
                                              outcome-focused strategies to achieve                   meaningful improvements in education,                    proposed in this notice are based largely
                                              significant improvements in                             employment, health, and well-being for                   on those used in the November 2014
                                              educational, employment, and other key                  these young people. These challenges                     notice. However, they differ in several
                                              outcomes for disconnected youth using                   include: limited evidence and                            important respects:
                                              new flexibility to blend existing Federal               knowledge of what works to improve                          • As in the November 2014 notice, we
                                              funds and to seek waivers of associated                 outcomes for disconnected youth; poor                    are proposing priorities for projects that
                                              program requirements.                                   coordination and alignment across the                    serve disconnected youth in rural and
                                                Program Authority: Section 524 of                     multiple systems that serve youth;                       tribal communities. We also are
                                              Division H and section 219 of Division B of             policies that make it hard to target the                 proposing additional priorities that
                                              the Consolidated and Further Continuing                 neediest youth and help them overcome                    focus on high-need subpopulations of
                                              Appropriations Act, 2015 (Public Law 113–               gaps in services; fragmented data                        disconnected youth, including priorities
                                              235).                                                   systems that inhibit the flow of                         for: disconnected youth who are
                                              Background                                              information to improve results; and                      unemployed and not enrolled in
                                                                                                      administrative requirements that                         education; English learners; individuals
                                                 The Acts authorize the Departments                   impede holistic approaches to serving                    with disabilities; homeless; in foster
                                              of Education (ED), Labor (DOL), Health                  this population. Many of these                           care; involved with the justice system;
                                              and Human Services (HHS), and Justice                   challenges can be addressed by                           or immigrants or refugees. The Agencies
                                              (DOJ), the Corporation for National and                 improving coordination among                             may choose to use one or more of these
                                              Community Service (CNCS) and the                        programs and targeting resources to                      additional priorities in future
                                              Institute of Museum and Library                         those approaches that achieve the best                   competitions if they decide to encourage
                                              Services (IMLS) (collectively, the                      results for youth.                                       or require pilots that are designed to
                                              Agencies) to enter into Performance                        Performance Partnership Pilots test                   serve a particular high-need
                                              Partnership Agreements (performance                     the hypothesis that additional flexibility               subpopulation.
                                              agreements) with State, local, or tribal                for States, localities, and tribes, in the                  • In addition, we are proposing a
                                              governments to provide additional                       form of blending funds and waivers of                    priority for projects that provide paid
tkelley on DSK3SPTVN1PROD with NOTICES




                                              flexibility in using certain of the                                                                              work-based learning opportunities,
                                              Agencies’ discretionary funds,1                         Care IV–E programs, Vocational Rehabilitation State      including opportunities that are offered
                                                                                                      Grants, and Temporary Assistance to Needy                during the summer months and are
                                                 1 Discretionary funds are funds that Congress        Families (TANF). Discretionary programs                  integrated with academic and technical
                                              appropriates on an annual basis, rather than            administered by the Agencies support a broad set
                                              through a standing authorization. They exclude          of public services, including education, job training,   instruction.
                                              ‘‘entitlement’’ (or mandatory) programs such as         health and mental health, and other low-income              • The November 2014 notice
                                              Social Security, Medicare, Medicaid, most Foster        assistance programs.                                     included two priorities related to


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                                                                          Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Notices                                                  63977

                                              evaluation, one for evaluations that                    Proposed Priority 1—Improving                         Department of Education’s Promise
                                              employed a randomized controlled trial                  Outcomes for Disconnected Youth                       Neighborhoods program. We welcome
                                              design and another for evaluations with                                                                       comments on whether this definition is
                                                                                                      Background
                                              a quasi-experimental design. In this                                                                          appropriate for use in connection with
                                              notice, we are proposing to establish a                    P3 is intended, through                            a P3 competition utilizing this priority.
                                              single priority for projects that will                  demonstration, to identify effective
                                                                                                      strategies for serving disconnected                   Proposed Priority
                                              support evaluations that use either a
                                              randomized controlled trial or a quasi-                 youth. The Agencies are aware such                      To meet this priority, an applicant
                                              experimental design.                                    strategies may differ across                          must propose a pilot that is designed to
                                                 • To reduce burden on applicants,                    environments and wish to test the                     improve outcomes for disconnected
                                              several of the application requirements                 authority in a variety of settings.                   youth in one or more rural communities
                                              have been eliminated or streamlined.                    Projects that serve disconnected youth                (as defined in this notice) only.
                                                 Additionally, we are proposing to                    in any community would meet
                                                                                                                                                            Proposed Priority 3—Improving
                                              collect some of the required information                Proposed Priority 1.
                                                                                                                                                            Outcomes for Disconnected Youth in
                                              in table form for two reasons: to make                  Proposed Priority                                     Tribal Communities
                                              clearer to applicants all of the data they
                                                                                                        To meet this priority, an applicant                 Background
                                              must provide in their applications and
                                                                                                      must propose a pilot that is designed to
                                              to simplify how applicants provide                                                                              We propose a priority for projects that
                                                                                                      improve outcomes for disconnected
                                              these data.                                                                                                   will serve youth in tribal communities
                                                                                                      youth.
                                                 • The selection criteria we are                                                                            because American Indian and Alaska
                                              proposing in this notice have also been                 Proposed Priority 2—Improving                         Native youth are among the most
                                              streamlined and simplified to reduce                    Outcomes for Disconnected Youth in                    disadvantaged subpopulations of youth
                                              burden on applicants, as well as focus                  Rural Communities                                     in our country. During school year
                                              on the factors that we consider to be the               Background                                            2012–13, American Indian and Alaska
                                              most critical in the successful                                                                               Native youth had the lowest average
                                              implementation of pilots.                                 In recognition of the special needs of              cohort graduation rate among all ethnic
                                                 In addition to commenting on the                     disconnected youth who reside in rural                groups, with an average of only 70
                                              priorities, requirements, definitions, and              communities, we are proposing to                      percent of American Indian and Alaska
                                              selection criteria proposed in this                     establish a priority for projects that                Native youth completing high school
                                              notice, we invite public comment on the                 serve rural communities only. We note,                within four years.5 The average cohort
                                              following questions:                                    for example, that 85 percent of the U.S.              graduation rate among White students,
                                                 • How else can the administration of                 counties that have been persistently                  in contrast, was 87 percent. We note as
                                              P3 competitions be improved?                            poor (i.e., counties in which 20 percent              well that the poverty rate among
                                                 • Should other programs, including                   or more of the population live in                     American Indians and Alaska Natives in
                                              those from other agencies, be included                  poverty) over the last 30 years are rural,            2013 was nearly twice the rate for the
                                              in the P3 initiative? What programs and                 accounting for 15 percent of rural                    Nation as a whole (29 percent vs. 16
                                              why?                                                    counties.3 Moreover, rural areas have a               percent).6
                                                 • What interest, if any, do prospective              higher proportion of youth ages 18
                                                                                                      through 24 who are neither employed                   Proposed Priority
                                              applicants and their potential partners
                                              have in using a P3 pilot to support or                  nor enrolled in school than do urban                     To meet this priority, an applicant
                                              inform a Pay for Success 2 project?                     areas.4                                               must (1) propose a pilot that is designed
                                                                                                        In the Definitions section of this
                                                 • What technical assistance do                                                                             to improve outcomes for disconnected
                                                                                                      notice, we have proposed a definition of              youth who are members of one or more
                                              prospective applicants need in order to
                                                                                                      rural community that is based on                      State- or federally-recognized Indian
                                              prepare their applications, particularly
                                                                                                      whether a community is served only by                 tribal communities; and (2) represent a
                                              with respect to identifying appropriate
                                                                                                      one or more local educational agencies                partnership that includes one or more
                                              program requirements that might be
                                                                                                      (LEAs) that are currently eligible under              State- or federally-recognized Indian
                                              modified or waived and programs that
                                                                                                      the Department of Education’s Small,                  tribes.
                                              may be eligible for use in a P3 pilot?
                                                                                                      Rural School Achievement (SRSA)
                                                 • What, if any, State or local barriers                                                                    Proposed Priority 4–-Improving
                                                                                                      program or the Rural and Low-Income
                                              inhibit successful implementation of P3                                                                       Outcomes for Youth Who Are
                                                                                                      School (RLIS) program authorized under
                                              pilots?                                                                                                       Unemployed and Out of School
                                                                                                      Title VI, Part B of the Elementary and
                                                 • What, if any, mandatory program
                                                                                                      Secondary Education Act of 1965                       Background
                                              requirements create barriers to the
                                                                                                      (ESEA), as amended. Alternatively, a
                                              successful implementation of P3 pilots?                                                                         In 2013, about 14 percent of youth
                                                                                                      community also could be considered
                                                                                                                                                            ages 16 to 24 were neither enrolled in
                                              Proposed Priorities                                     rural if it includes only schools
                                                                                                                                                            school nor working.7 We propose a
                                                This notice contains 12 proposed                      designated by the National Center for
                                                                                                                                                            priority for pilots that serve these youth
                                              priorities. We may apply one or more of                 Education Statistics (NCES) with a
                                                                                                                                                            because the dearth of opportunities for
                                              these priorities in any year in which this              locale code of 42 or 43. This definition
                                              program is in effect. Please note that                  was used in the 2014 notice, as well in                 5 EDFacts/Consolidated State Performance Report,

                                              these priorities are not listed in any                  notices inviting applications for the                 SY 2012–13. See https://nces.ed.gov/ccd/tables/
                                              particular order of importance or                                                                             ACGR_RE_and_characteristics_2012-13.asp.
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                                                                                                        3 United States Department of Agriculture,            6 2011–2013 American Community Survey.
                                              preference.                                             Economic Research Service, ‘‘The Geography of           7 Kena, G., Musu-Gillette, L., Robinson, J., Wang,
                                                                                                      Poverty,’’ available at www.ers.usda.gov/topics/      X., Rathbun, A., Zhang, J., Wilkinson-Flicker, S.,
                                                2 For more information about Pay for Success, see     rural-economy-population/rural-poverty-well-being/    Barmer, A., and Dunlop Velez, E. (2015). The
                                              the U.S. Treasury Department’s notice in the            geography-of-poverty.aspx.3                           Condition of Education 2015 (NCES 2015–144).
                                              October 2, 2013, Federal Register (78 FR 60998),          4 Snyder, A. and McLaughlin, D. (2008). Rural       U.S. Department of Education, National Center for
                                              Strategies to Accelerate the Testing and Adoption       Youth are More Likely to be Idle. Durham, NH:         Education Statistics. Washington, DC. Retrieved
                                              of Pay for Success (PFS) Financing Models.              Carsey Institute.                                     June 7, 2015 from http://nces.ed.gov/pubsearch.



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                                              63978                       Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Notices

                                              these youth is costly for them and for                   Proposed Priority 6—Improving                         2010–11 and 2013–14 school years, the
                                              taxpayers. The longer these youth                        Outcomes for Youth with a Disability                  number of homeless students reported
                                              remain disconnected from school and                                                                            by LEAs under the McKinney-Vento
                                                                                                       Background
                                              work, the more likely it becomes that                                                                          Homeless Assistance Act increased 28
                                              they will remain unemployed and live                        We are proposing to establish a                    percent, from 1,065,794 to 1,360,747
                                              in poverty as adults.8 The lack of                       priority for projects that serve                      students. The number of
                                              opportunities for these youth also                       disconnected youth with a disability                  unaccompanied homeless youth
                                              imposes a significant economic burden                    because youth with a disability graduate              reported by LEAs increased from 55,066
                                              on taxpayers; by one estimate, the per                   at significantly lower rates than their               to 91,351 between the 2010–11 and
                                              person cost of these disconnected youth                  peers who do not have a disability. For               2013–14 school years.14 The National
                                                                                                       example, during the 2012–13 school                    Alliance to End Homelessness estimates
                                              is $13,900 per year in lost tax revenue,
                                                                                                       year, the average cohort graduation rate              that, over the course of a year,
                                              additional health care spending,
                                                                                                       for children with a disability receiving              approximately 550,000 unaccompanied
                                              expenditures for the criminal justice
                                                                                                       special education and related services                children and youth ages 24 and younger
                                              system and corrections, and welfare and                  under the Individuals with Disabilities
                                              social service payments.9                                                                                      experience a homelessness episode of
                                                                                                       Education Act was 62 percent, while the               longer than one week.15 We propose to
                                              Proposed Priority                                        average cohort graduation rate for all                establish a priority for projects that will
                                                                                                       youth was 81 percent.11 Dropout rates                 serve disconnected youth who are
                                                To meet this priority, an applicant                    within this population are highest                    homeless in recognition of their
                                              must propose a pilot that is designed to                 among youth with learning disabilities,               significant needs. These young people
                                              improve outcomes for disconnected                        emotional disturbances, and traumatic                 experience higher rates of acute and
                                              youth who are neither employed nor                       brain injuries.12                                     chronic physical illness and have higher
                                              enrolled in education.                                      As noted in the Definitions section of             rates of mental illness and substance
                                                                                                       this notice, to define the term                       abuse than their peers who have stable
                                              Proposed Priority 5—Improving                            ‘‘individual with a disability,’’ we                  housing. The high mobility associated
                                              Outcomes for Youth Who are English                       propose to use the definition found in                with homelessness also disrupts the
                                              Learners                                                 section 3 of the Americans with                       education of these youth, placing them
                                              Background                                               Disabilities Act of 1990 (42 U.S.C.                   at greater risk of falling behind and
                                                                                                       12102). We welcome comments on                        dropping out of school.16
                                                We are proposing to establish a                        whether this proposed definition is                      As noted in the Definitions section of
                                              priority for projects that serve                         appropriate for use in connection with                this notice, to define the term ‘‘homeless
                                              disconnected youth who are English                       a P3 competition utilizing this priority.             youth,’’ we propose to use the definition
                                              learners (ELs) because of the significant                Priority                                              in the McKinney-Vento Homeless
                                              opportunity and achievement gaps these                                                                         Assistance Act (42 U.S.C. 11431, et
                                              young people face. While the national                      To meet this priority, an applicant                 seq.). We welcome comments on
                                              average cohort graduation rate for all                   must propose a pilot that is designed to              whether this definition is appropriate
                                                                                                       improve outcomes for disconnected                     for use in connection with a P3
                                              youth was 81 percent for the 2012–13
                                                                                                       youth who are individuals with a                      competition utilizing this priority.
                                              school year, the average cohort
                                                                                                       disability (as defined in this notice).
                                              graduation rate for ELs was only 61                                                                            Proposed Priority
                                              percent. In some States, the average                     Proposed Priority 7—Improving
                                              cohort graduation rate for ELs was as                    Outcomes for Homeless Youth                             To meet this priority, an applicant
                                              low as 22 percent.10                                                                                           must propose a pilot that is designed to
                                                                                                       Background                                            improve outcomes for disconnected
                                                In the Definitions section of this                       According to the U.S. Department of                 youth who are homeless youth (as
                                              notice, we have proposed a definition of                 Housing and Urban Development’s 2014                  defined in this notice).
                                              English learner that is based on the                     Annual Homeless Assessment Report to
                                              definition of ‘‘English language learner’’                                                                     Proposed Priority 8—Improving
                                                                                                       Congress, on a given night in January                 Outcomes for Youth in Foster Care
                                              in section 203 of the Workforce                          2014, there were approximately 194,302
                                              Innovation and Opportunity Act (29                       homeless children and youth ages 24                   Background
                                              U.S.C. 3272(7)). We welcome comments                     and younger, representing one-third of                  We are proposing a priority for
                                              on whether this definition is                            the individuals who were homeless that                projects that are designed to improve
                                              appropriate for use in connection with                   night. Of these children and youth,                   outcomes for youth who are or have
                                              a P3 competition utilizing this priority.                45,205 were unaccompanied children
                                              Priority                                                 and youth who experienced                               14 Education for Homeless Children and Youth

                                                                                                       homelessness alone.13 Between the                     Consolidated State Performance Report Data:
                                                To meet this priority, an applicant                                                                          School Years 2010–11 and 2013–14. Washington,
                                                                                                         11 Ibid.                                            DC: U.S. Department of Education. Retrieved on
                                              must propose a pilot that is designed to                                                                       September 29, 2015 from: http://
                                                                                                         12 Wagner, M., Newman, L., Cameto, R., Garza, N.,
                                              improve outcomes for disconnected                                                                              eddataexpress.ed.gov/.
                                                                                                       and Levine, P. (2005). After High School: A First
                                              youth who are English learners (as                       Look at the Postschool Experiences of Youth with
                                                                                                                                                               15 An Emerging Framework for Ending

                                              defined in this notice).                                 Disabilities. A Report from the National              Unaccompanied Youth Homelessness (2012).
                                                                                                       Longitudinal Transition Study-2 (NLTS2) Menlo         Washington, DC: National Alliance to End
                                                                                                       Park, CA: SRI International. Available at             Homelessness. Retrieved on June 7, 2015 from:
                                                8 Besharov, D.J., & Gardiner, K.N. (1998).
                                                                                                       www.nlts2.org/reports/2005_04/nlts2_report_2005_      www.endhomelessness.org/library/entry/an-
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                                              Preventing Youthful Disconnectedness. Children           04_complete.pdf.                                      emerging-framework-for-ending-unaccompanied-
                                              and Youth Services Review, 20 (9/10), 797–818.             13 Henry, M., Cortes, A., Shivji, A. and Buck, K.   youth-homelessness.
                                                9 Belfield, C.R., Levin, H.M., and Rosen, R. (2012).                                                           16 Moore, J. (Undated). Unaccompanied and
                                                                                                       (2014). The 2014 Annual Homeless Assessment
                                              The Economic Value of Opportunity Youth.                 Report to Congress. Washington, DC: U.S.              Homeless Youth: Review of Literature (1995–2005).
                                              Washington, DC: Civic Enterprises.                       Department of Housing and Urban Development.          Washington, DC: National Center for Homeless
                                                10 EDFacts/Consolidated State Performance              Retrieved on June 8, 2015 from                        Education. Retrieved on June 7, 2015 from:
                                              Report, SY 2012–13. See https://nces.ed.gov/ccd/         www.hudexchange.info/resources/documents/2014-        http://center.serve.org/nche/downloads/uy_lit_
                                              tables/ACGR_RE_and_characteristics_2012-13.asp.          AHAR-Part1.pdf                                        review.pdf.



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                                                                          Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Notices                                                         63979

                                              ever been in foster care because these                   Thousands more youth are incarcerated                    Proposed Priority 11—Work-Based
                                              youth are at high risk for negative                      in local jails 22 and adult correctional                 Learning Opportunities
                                              educational and employment outcomes.                     facilities.23 We propose establishing a
                                                                                                                                                                Background
                                              For example, youth who age out of the                    priority for pilots that will serve
                                              child welfare system are at particularly                 disconnected youth involved in the                         We are proposing a priority for
                                              high risk for homelessness, with an                      justice system because these youth need                  projects that provide disconnected
                                              estimated 11 to 37 percent experiencing                  sustained and comprehensive services                     youth with paid work-based learning
                                              homelessness, and 20 to 50 percent                       and supports to facilitate their reentry                 opportunities because the employment
                                              living in precarious housing                             into the community, to reduce their rate                 rate among youth has declined
                                              situations.17 Youth in foster care are less              of recidivism, and to improve their                      precipitously over the last decade,27 and
                                              likely to graduate from high school than                 educational and employment                               addressing the employment needs of
                                              their peers, and those who do complete                   outcomes.24                                              disconnected youth is critical to
                                              high school are less likely to enroll in                                                                          improving their well-being and
                                                                                                       Proposed Priority                                        preparation for lives as productive
                                              postsecondary education than their
                                              peers.18 As these youth transition out of                                                                         adults. We note as well that new
                                                                                                         To meet this priority, an applicant
                                              foster care and enter adulthood, they                                                                             evidence indicates that the benefits of
                                                                                                       must propose a pilot that is designed to
                                              often face long odds in the labor market.                                                                         work-based learning opportunities
                                                                                                       improve outcomes for disconnected
                                              They tend to have greater difficulty                                                                              extend beyond improving the
                                                                                                       youth who are involved in the justice
                                              finding employment and, when they are                                                                             employment outcomes of youth. A
                                                                                                       system.
                                              employed, tend to have lower earnings                                                                             recent evaluation of the summer work
                                              than youth in the general population.                    Proposed Priority 10—Improving                           and learning opportunity program
                                              For example, one study that followed                     Outcomes for Youth Who are                               offered by New York City for youth ages
                                              former foster youth as they aged from 18                 Immigrants or Refugees                                   14 through 21, which selected
                                              to 24 years old in California, Minnesota,                                                                         participants using a randomized lottery,
                                                                                                       Background
                                              and North Carolina found that these                                                                               found that, within 5 to 8 years after
                                              youth were less likely to be employed                       We are proposing to establish a                       participation, the incarceration and
                                              and earned less than youth of similar                    priority for projects that serve                         mortality rates of participants were
                                              ages nationwide, as well as in                           disconnected youth who are immigrants                    significantly lower than those of their
                                              comparison with low-income youth in                      or refugees because of the great                         peers who were not selected to
                                              their respective states.19                               challenges these young people face in                    participate in the program.28 Our
                                                                                                       achieving civic, economic, and                           proposed priority also includes
                                              Proposed Priority                                                                                                 academic and technical instruction
                                                                                                       linguistic integration in the United
                                                To meet this priority, an applicant                    States. More than one-third of                           because research suggests that work
                                              must propose a pilot that is designed to                 immigrant youth ages 16 to 22 who are                    experience must be combined with
                                              improve outcomes for disconnected                        not enrolled in school lack a high school                academic and technical training, as well
                                              youth who are or have ever been in                       diploma. In contrast, 20 percent of                      as job search and placement assistance
                                              foster care.                                             nonimmigrant youth in this age group                     and other supports, in order to have a
                                                                                                       who are not enrolled in school do not                    positive impact on the employment and
                                              Proposed Priority 9—Improving
                                                                                                       have a high school diploma 25 Refugee                    earnings outcomes of youth.29
                                              Outcomes for Youth Involved in the
                                              Justice System                                           youth often face significant educational                 Proposed Priority
                                                                                                       challenges because they did not have
                                              Background                                               the opportunity to enroll in school in                     To meet this priority, an applicant
                                                                                                       their country of origin or because their                 must propose a pilot that will provide
                                                In 2013, the Nation’s juvenile courts
                                                                                                       formal schooling was interrupted by                      disconnected youth with paid work-
                                              processed more than one million cases
                                                                                                       war, unrest, or migration.26                             based learning opportunities, such as
                                              of delinquency.20 On any given day,
                                                                                                                                                                opportunities during the summer,
                                              more than 50,000 youth are incarcerated                  Proposed Priority                                        which are integrated with academic and
                                              in residential facilities, including
                                                                                                                                                                technical instruction.
                                              juvenile detention institutions and local                  To meet this priority, an applicant
                                              and State correctional facilities.21                     must propose a pilot that is designed to                 Proposed Priority 12—Site-Specific
                                                                                                       improve outcomes for disconnected                        Evaluation
                                                 17 Dion, R., Dworsky, A., Kauff, J., & Kleinman, R.
                                                                                                       youth who are immigrants or refugees.                    Background
                                              (2014). Housing for youth aging out of foster care.
                                              Prepared for U.S. Department of Housing and Urban                                                                   Though the Agencies are supporting a
                                              Development, Office of Policy Development and            on June 7, 2015 from www.ojjdp.gov/ojstatbb/
                                              Research. Washington, DC. Retrieved August 30,           ezacjrp/.                                                national evaluation of the
                                              2015 from http://www.huduser.org/portal/                    22 Minton, T.D. and Zeng, Z. (2015). Jail Inmates     implementation of P3, a great deal also
                                              publications/pdf/youth_hsg_main_report.pdf.              at Midyear 2014. Washington, DC: Bureau of Justice
                                                 18 See, for example, Frerer, K., Sosenko, L.D., and   Statistics, U.S. Department of Justice.                    27 Sum, A. et al. (2014) The Plummeting Labor
                                              Henke, R.R. (2013). At Greater Risk: California             23 West, H.C. (2010). Prison Inmates at Midyear
                                                                                                                                                                Market Fortunes of Teens and Young Adults.
                                              Foster Youth and the Path from High School to            2009: Statistical Tables. Washington, DC: Bureau of      Washington, DC: The Brookings Institution.
                                              College. San Francisco, CA: Stuart Foundation.           Justice Statistics, U.S. Department of Justice.            28 Gelber, A., Isen, A. and Kessler, J.B. (2014). The
                                                 19 Macomber, J., et al. (2008). Coming of Age:           24 Seigle, E., Walsh, N. and Weber, J. (2014). Core
                                                                                                                                                                Effects of Youth Employment: Evidence from New
                                              Employment Outcomes for Youth Who Age Out of             Principles for Reducing Recidivism and Improving         York City Summer Youth Employment. Program
                                              Foster Care Through Their Middle Twenties.               Other Outcomes for Youth in the Juvenile Justice         Lotteries. NBER Working Paper No. 20810.
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                                              Washington, DC: Urban Institute.                         System. New York: Council of State Governments           Cambridge, MA: National Bureau of Economic
                                                 20 Sickmund, M., Sladky, A., and Kang, W. (2015).     Justice Center.                                          Research.
                                              ‘‘Easy Access to Juvenile Court Statistics: 1985–           25 Enchautegui, M.E. (2014) Immigrant Youth             29 Sattar, S. (2010). Evidence Scan of Work
                                              2013.’’ Retrieved on June 7, 2015 from                   Outcomes: Patterns by Generation and Race and            Experience Programs. Oakland, CA: Mathematica
                                              www.ojjdp.gov/ojstatbb/ezajcs/.                          Ethnicity. Washington, DC: Urban Institute.              Policy Research. See also Roder, A. and Elliott, M.
                                                 21 Sickmund, M., Sladky, T.J., Kang, W., &               26 Refugee Children and Youth Backgrounders           (2014). Sustained Gains: Year-Up’s Continued
                                              Puzzanchera, C. (2015). ‘‘Easy Access to the Census      (2006). New York, New York: International Rescue         Impact on Young Adults’ Earnings. New York, NY:
                                              of Juveniles in Residential Placement.’’ Retrieved       Committee.                                               Economic Mobility Corporation, Inc.



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                                              63980                       Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Notices

                                              can be learned through rigorous and                     exceed eight pages. The plan must                     reasonable and appropriate to the
                                              independent evaluations of the                          include the following:                                project timeline and deliverables.
                                              interventions and system reforms                           • A brief description of the research                 The Agencies will review the
                                              carried out by individual pilots.                       question(s) proposed for study and an                 Summary Evaluation Plans and
                                              Consequently, we are proposing to                       explanation of its/their relevance,                   Evaluation Budget Narratives and
                                              establish a priority for applications that              including how the proposed evaluation                 provide feedback to applicants that are
                                              propose to conduct rigorous,                            will build on the research evidence base              determined to have met the priority and
                                              independent evaluations of their                        for the project as described in the                   that are selected as pilot finalists or
                                              programs or specific components of                      application and how the evaluation                    alternates. After award, these pilots
                                              their programs. The November 2014                       findings will be used to improve                      must submit to the lead Federal agency
                                              notice included two priorities, one for                 program implementation;                               a detailed evaluation plan of no more
                                              evaluations that employed a                                • A description of the randomized                  than 30 pages that relies heavily on the
                                              randomized controlled trial design and                  controlled trial or quasi-experimental                expertise of a qualified independent
                                              another for evaluations with a quasi-                   design study methodology, including                   evaluator. The detailed evaluation plan
                                              experimental design. In this notice, we                 the key outcome measures, the process                 must address the Agencies’ feedback
                                              are proposing to establish a single                     for forming a comparison or control                   and expand on the Summary Evaluation
                                              priority for projects that will support                 group, a justification for the target                 Plan.
                                              evaluations that use either a randomized                sample size and strategy for achieving it,
                                              controlled trial or a quasi-experimental                and the approach to data collection (and              Types of Priorities
                                              design. Applications will be evaluated                  sources) that minimizes both cost and                    When inviting applications for a
                                              based on the quality and                                potential attrition;                                  competition using one or more
                                              appropriateness of the proposed                            • A proposed evaluation timeline,
                                                                                                                                                            priorities, we designate the type of each
                                              evaluation’s design, the scale of the                   including dates for submission of
                                                                                                                                                            priority as absolute, competitive
                                              contribution the evaluation will make to                required interim and final reports;
                                                                                                         • A description of how, to the extent              preference, or invitational through a
                                              the evidence base, and the applicant’s                                                                        notice in the Federal Register. The
                                                                                                      feasible and consistent with applicable
                                              expertise in planning and conducting                                                                          effect of each type of priority follows:
                                                                                                      Federal, State, local, and tribal privacy
                                              comparable studies. As we did in the                    requirements, evaluation data will be                    Absolute priority: Under an absolute
                                              November 2014 notice, we propose to                     made available to other, third-party                  priority, we consider only applications
                                              require that the evaluator be                           researchers after the project ends; and               that meet the priority (34 CFR
                                              independent of the entities involved in                    • A plan for selecting and procuring               75.105(c)(3)).
                                              implementing the pilot. This                            the services of a qualified independent                  Competitive preference priority:
                                              independence will help ensure the                       evaluator (as defined in this notice)                 Under a competitive preference priority,
                                              objectivity of the evaluation and will                  prior to enrolling participants (or a                 we give competitive preference to an
                                              help to prevent even the appearance of                  description of how one was selected if                application by (1) awarding additional
                                              a conflict of interest.                                 agreements have already been reached).                points, depending on the extent to
                                              Proposed Priority                                       The applicant must describe how it will               which the application meets the priority
                                                                                                      ensure that the qualified independent                 (34 CFR 75.105(c)(2)(i)); or (2) selecting
                                                 To meet this priority, an applicant                  evaluator has the capacity and expertise              an application that meets the priority
                                              must propose to conduct an                              to conduct the evaluation, including                  over an application of comparable merit
                                              independent evaluation of the impacts                   estimating the effort for the qualified               that does not meet the priority (34 CFR
                                              on disconnected youth of its overall                    independent evaluator. This estimate                  75.105(c)(2)(ii)).
                                              program or specific components of its                   must include the time, expertise, and                    Invitational priority: Under an
                                              program that is a randomized controlled                 analysis needed to successfully                       invitational priority we are particularly
                                              trial or a quasi-experimental design                    complete the proposed evaluation.                     interested in applications that meet the
                                              study. The extent to which an applicant                    2. A supplementary Evaluation                      priority. However, we do not give an
                                              meets this priority will be based on the                Budget Narrative, which is separate                   application that meets the priority a
                                              clarity and feasibility of the applicant’s              from the overall application budget                   preference over other applications (34
                                              proposed evaluation design, the                         narrative and provides a description of               CFR 75.105(c)(1)).
                                              appropriateness of the design to best                   the costs associated with funding the
                                              capture key pilot outcomes, the                         proposed program evaluation                           PROPOSED REQUIREMENTS
                                              prospective contribution of the                         component, and an explanation of its                  A. Application Requirements
                                              evaluation to the knowledge base about                  funding source—i.e., blended funding,
                                              serving disconnected youth (including                                                                         Background
                                                                                                      start-up funding, State, local, or tribal
                                              the rigor of the design and the validity                government funding, or other funding                     The purpose of these proposed
                                              and generalizability of the findings), and              (such as philanthropic). The budget                   requirements is to provide reviewers
                                              the applicant’s demonstrated expertise                  must include a breakout of costs by                   with sufficient information to evaluate
                                              in planning and conducting a                            evaluation activity (such as data                     applications based on the selection
                                              randomized controlled trial or quasi-                   collection and participant follow-up),                criteria, as well as to provide the
                                              experimental evaluation study.                          and the applicant must describe a                     Agencies with sufficient information to
                                                 In order to meet this priority, an                   strategy for refining the budget after the            understand and assess the merits of the
                                              applicant also must include the                         services of an evaluator have been                    flexibilities sought by applicants.
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                                              following two documents as separate                     procured. The applicant must include
                                              attachments to its application:                                                                               Proposed Application Requirements
                                                                                                      travel costs for the qualified
                                                 1. A Summary Evaluation Plan that                    independent evaluator to attend at least                The Assistant Secretary proposes the
                                              describes how the pilot or a component                  one in-person conference in                           following application requirements for
                                              of the pilot (such as a discrete service-               Washington, DC during the period of                   this program. We may apply one or
                                              delivery strategy) will be rigorously                   evaluation. All costs included in this                more of these requirements in any year
                                              evaluated. The evaluation plan may not                  supplementary budget narrative must be                in which this program is in effect.


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                                                                          Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Notices                                                   63981

                                                a. Executive Summary. The applicant                     b. Statement of Need for a Defined                   youth from the jurisdiction(s) proposing
                                              must provide an executive summary                       Target Population. The applicant must                  the pilot. The applicant must complete
                                              that briefly describes the proposed pilot,              define the target population to be                     Table 1, specifying the target
                                              the flexibilities being sought, and the                 served, consistent with section 524 of                 population(s) for the pilot, including the
                                              interventions or systems changes that                   the 2015 Appropriations Act and based                  range of ages of youth who will be
                                              would be implemented by the applicant                   on a needs assessment that was                         served and the number of youth who
                                              and its partners to improve outcomes for                conducted or updated within the past                   will be served annually.
                                              disconnected youth.                                     three years using representative data on

                                                                                                            TABLE 1—TARGET POPULATION
                                                               Target population                                           Age range                                 Estimated number of youth served




                                                Note: Applicants do not need to                       Federal programs that will be included                 potential waiver requests and other
                                              include a copy of the needs assessment                  in the pilot, at least one of which must               requests for flexibility include, but are
                                              with the application, but must identify                 be administered (in whole or in part) by               not limited to: blending of funds and
                                              when the needs assessment was                           a State, local, or tribal government.30                changes to align eligibility
                                              conducted.                                              The applicant must identify one or more                requirements, allowable uses of funds,
                                                c. Flexibility, including waivers:                    program requirements that would                        and performance reporting. For each
                                                1. Federal requests for flexibility,                  inhibit implementation of the pilot and                program to be included in a pilot, the
                                              including waivers. The applicant must                   request that the requirement(s) be                     applicant also must complete Table 2,
                                              identify two or more discretionary                      modified or waived. Examples of                        Requested Waivers.

                                                                                                            TABLE 2—REQUESTED WAIVERS
                                                                                                      Program requirements         Statutory or regulatory     Name of program             Blending funds?
                                                  Program name               Federal agency           to be waived or modi-                citation               grantee                     (Yes/No)
                                                                                                               fied




                                                 NOTE: Please note in ‘‘Name of Program Grantee’’ if the grantee is a State, local, or tribal government.


                                                 2. Non-Federal flexibility, including                   D. How the requested flexibility will                  2. The number of participants
                                              waivers. The applicant must provide                     enable the applicant to implement                      expected to be served under the pilot for
                                              written assurance that:                                 changes in practice to improve                         each period (such as quarterly or
                                                 A. The State, local, or tribal                       outcomes for the target population; and                annually).
                                              government(s) with authority to grant                      E. The proposed length of the pilot.                   f. Partnership Capacity and
                                              any needed non-Federal flexibility,                                                                            Management. The applicant must—
                                                                                                         2. The applicant must provide a
                                              including waivers, has approved or will                                                                           1. Identify the proposed partners,
                                                                                                      graphic depiction (not longer than one
                                              approve such flexibility within 60 days                                                                        including any and all State, local, and
                                                                                                      page) of the pilot’s logic model that
                                              of an applicant’s designation as a pilot                                                                       tribal entities and non-governmental
                                                                                                      illustrates the underlying theory of how
                                              finalist; 31 or                                                                                                organizations that would be involved in
                                                                                                      the pilot’s strategy will produce
                                                 B. Non-Federal flexibility, including                                                                       implementation of the pilot, and
                                                                                                      intended outcomes.
                                              waivers, is not needed in order to                                                                             describe their roles in the pilot’s
                                              successfully implement the pilot.                          e. Work Plan and Project                            implementation using Table 3.
                                                 d. Project Design.                                   Management. The applicant must                         Partnerships that cross programs and
                                                 1. The applicant must submit a                       provide a detailed work plan that                      funding sources but are under the
                                              narrative that describes the project and                describes how the proposed work will                   jurisdiction of a single agency or entity
                                              includes an explanation of—                             be accomplished. The applicant must                    must identify the different sub-
                                                 A. The needs of the target population;               submit a detailed timeline and                         organizational units involved.
                                                 B. The activities or changes in                      implementation milestones that include,                   2. Provide a memorandum of
                                              practice that will be implemented to                    at a minimum—                                          understanding or letter of commitment
                                              improve outcomes for the target                            1. The number of days after award                   signed by the executive leader or other
                                              population and how these activities                     that pilot activities will start, which                accountable senior representative of
                                              differ from the status quo;                             must be within 180 days of the award,                  each partner that describes each
                                                 C. Why the requested flexibility is                  such as participant intake and services                proposed partner’s commitment,
                                              necessary to implement the pilot and                    or changes to administrative systems,                  including its contribution of financial or
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                                              improve the outcomes of participants;                   practices, and policy; and                             in-kind resources (if any).

                                                 30 Local governments that are requesting waivers       31 This includes, for example, for local             on the local government’s behalf, such as waivers
                                              of requirements in State-administered programs are      governments, instances in which a waiver or            of the performance accountability requirements for
                                              strongly encouraged to consult with the State           modification must be agreed upon by a State. It also   local areas established in Title I of the Workforce
                                              agencies that administer the programs in preparing      includes instances in which waivers or                 Innovation and Opportunity Act.
                                              their applications.                                     modifications may only be requested by the State



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                                              63982                       Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Notices

                                                                                                              TABLE 3—PILOT PARTNERS
                                                                                                                  Type of organization
                                                                    Partner                           (state agency, local agency, community-based              Description of partner’s role in the pilot
                                                                                                                 organization, business)




                                                Note: Any grantees mentioned in Table 2               interim indicator for each proposed                   indicators could include unsubsidized
                                              that are not the lead applicant must be                 outcome measure. Applicants may                       employment during the second quarter
                                              included in Table 3.                                    apply one interim indicator to multiple               after exit from the program,
                                                g. Data and Performance Management                    outcome measures, if appropriate.                     unsubsidized employment during the
                                              Capacity. The applicant must propose                       Examples of education- and                         fourth quarter after exit from the
                                              outcome measures and interim                            employment-related outcome measures                   program, and median earnings during
                                              indicators to gauge pilot performance                   and interim indicators include:                       the second quarter after exit from the
                                              using Table 4. At least one outcome                        • For the outcome measure High                     program.
                                              measure must be in the domain of                        School Diploma Attainment, interim
                                              education, and at least one outcome                     indicators could include high school                     The specific outcome measures and
                                              measure must be in the domain of                        enrollment, attendance, and grade                     interim indicators the applicant uses
                                              employment. Applicants may specify                      promotion;                                            should be grounded in its logic model,
                                              additional employment and education                        • For the outcome measure                          and informed by applicable program
                                              outcome measures, as well as outcome                    Community College Completion,                         results or research, as appropriate.
                                              measures in other domains of well-                      interim indicators could include class                Applicants must also indicate the
                                              being, such as criminal justice, physical               attendance and credit accumulation;                   source of the data, the proposed
                                              and mental health, and housing.                         and                                                   frequency of collection, and the
                                              Regardless of the outcome domain,                          • For the outcome measure Sustained                methodology used to collect the data.
                                              applicants must identify at least one                   Employment in Career Field, interim

                                                                                          TABLE 4—OUTCOME MEASURES AND INTERIM INDICATORS
                                                                    Domain                                              Outcome measure                                    Interim indicator(s)

                                              Education                                                Data Source:                                          Data Source:
                                                                                                       Frequency of Collection:                              Frequency of Collection:
                                                                                                       Methodology:                                          Methodology:
                                              Employment                                               Data Source:                                          Data Source:
                                                                                                       Frequency of Collection:                              Frequency of Collection:
                                                                                                       Methodology:                                          Methodology:
                                              Other                                                    Data Source:                                          Data Source:
                                                                                                       Frequency of Collection:                              Frequency of Collection:
                                                                                                       Methodology:                                          Methodology:



                                                 h. Budget and Budget Narrative.                        A. For each Federal program, the                    that the amount to be blended or
                                                 1. The applicant must complete Table                 amount of funds to be blended or                      braided represents; and
                                              5 to provide the following budget                       braided (as defined in this notice), and                B. The total amount of funds from all
                                              information:                                            the percentage of total program funding               Federal programs that would be blended
                                                                                                      received by the applicant or its partners             or braided under the pilot.
                                                                                                               TABLE 5—FEDERAL FUNDS
                                                                                                                                                        Blended funds                         Grant already
                                                                                                                                   Amount of funds      as a percent-     Federal fiscal
                                                                         Year                                 Program name                                                                     awarded?
                                                                                                                                    to be blended       age of grant-     year of award          (Y/N)
                                                                                                                                                       ee’s total award

                                                                                                                    Funds to be Blended

                                              Year 1
                                              Year 2
                                              Year 3

                                                                                                                    Funds to be Braided
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                                              Year 1
                                              Year 2
                                              Year 3




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                                                                          Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Notices                                          63983

                                                 Note: Applicants may propose to expand               provided in Appendix A, ‘‘Evaluation                     8. The cost-effective State, local, or
                                              the number of Federal programs supporting               Commitment Form,’’ as an attachment                   tribal oversight procedures that will be
                                              pilot activities using FY 2016 or other future          to its application.                                   used for the purpose of maintaining the
                                              funding, which may be included in pilots if                b. Community of practice. All P3
                                              Congress extends the P3 authority. If an
                                                                                                                                                            necessary level of accountability for the
                                              applicant intends to blend or braid multiple
                                                                                                      pilots must participate in a community                use of the Federal discretionary funds;
                                              years of a program’s funds, it must complete            of practice (as defined in this notice)                  9. The outcome (or outcomes) that the
                                              a separate row of the table for each fiscal             that includes an annual in-person                     pilot is designed to achieve;
                                              year. If an applicant will use a program’s              meeting of pilot sites (paid with grant                  10. The appropriate, reliable, and
                                              funding over multiple years of the pilot, it            funding that must be reflected in the                 objective outcome-measurement
                                              must indicate the amounts to be used in each            pilot budget submitted) and virtual                   methodology that will be used to
                                              separate year using the Year 1, 2, and 3 rows.          peer-to-peer learning activities. This                determine whether the pilot is
                                                2. The applicant must provide the                     commitment involves each pilot site                   achieving, and has achieved, specified
                                              following information about the                         working with the lead Federal agency                  outcomes;
                                              proposed uses of funds to implement                     on a plan for supporting its technical                   11. The statutory, regulatory, or
                                              the pilot—                                              assistance needs, which can include                   administrative requirements related to
                                                A. The amount and proposed uses of                    learning activities supported by                      Federal mandatory programs that are
                                              the start-up grant funds it is requesting               foundations or other non-Federal                      barriers to achieving improved
                                              (which must be within the estimated                     organizations as well as activities                   outcomes of the pilot; and
                                              award range provided in the notice                      financed with Federal funds for the                      12. Criteria for determining when a
                                              inviting applications);                                 pilot.                                                pilot is not achieving the specified
                                                B. The proposed uses of the blended                      c. Consent. P3 pilots must secure                  outcomes that it is designed to achieve
                                              and braided funds identified in Table 5;                necessary consent from parents,                       and subsequent steps, including:
                                              and                                                     guardians, students, or youth program                    i. The consequences that will result;
                                                C. The amount and sources of any                      participants to access data for their                 and
                                              non-Federal resources, including funds                  pilots and any evaluations, in                           ii. The corrective actions that will be
                                              and in-kind contributions from State,                   accordance with applicable Federal,                   taken in order to increase the likelihood
                                              local, tribal, philanthropic, and other                 State, local, and tribal laws. Applicants             that the pilot will achieve such
                                              sources, that will be used for the pilot.               must explain how they propose to                      specified outcomes.
                                                B. Program Requirements                               ensure compliance with Federal, State,
                                                                                                      local, and tribal privacy laws and                    PROPOSED DEFINITIONS
                                              Background                                              regulations as pilot partners share data              Background
                                                We are proposing program                              to support effective coordination of
                                              requirements for each partnership                       services and link data to track outcome                 We propose definitions for several
                                              selected as a pilot in order to ensure that             measures and interim indicators at the                important terms that are associated with
                                              each pilot participates in the national P3              individual level to perform, where                    this program and the proposed
                                              evaluation and a technical assistance                   applicable, a low-cost, high-quality                  priorities, requirements, and selection
                                              community of practice (as defined in                    evaluation.32                                         criteria in this notice.
                                              this notice), as well as secures necessary                 d. Performance agreement. Each P3                  Proposed Definitions
                                              consent for any data-sharing it carries                 pilot, along with other non-Federal
                                              out. We also specify the proposed                       government entities involved in the                      The Assistant Secretary proposes the
                                              contents of the performance agreement                   partnership, must enter into a                        following definitions for this program.
                                              that will be established with each pilot.               performance agreement that will                       We may apply one or more of these
                                              These proposed program requirements                     include, at a minimum, the following                  definitions in any year in which this
                                              are the same requirements we                            (as required by section 526(c)(2) of the              program is in effect.
                                              established in the November 2014                        2014 Appropriations Act):                                Blended funding is a funding and
                                              notice.                                                    1. The length of the agreement;                    resource allocation strategy that uses
                                                                                                         2. The Federal programs and                        multiple existing funding streams to
                                              Proposed Program Requirements                           federally-funded services that are                    support a single initiative or strategy.
                                                 The Assistant Secretary proposes the                 involved in the pilot;                                Blended funding merges two or more
                                              following program requirements for this                    3. The Federal discretionary funds                 funding streams, or portions of multiple
                                              program. We may apply one or more of                    that are being used in the pilot;                     funding streams, to produce greater
                                              these requirements in any year in which                    4. The non-Federal funds that are                  efficiency and/or effectiveness. Funds
                                              this program is in effect.                              involved in the pilot, by source (which               from each individual stream lose their
                                                 a. National evaluation. In addition to               may include private funds as well as                  award-specific identity, and the blended
                                              any site-specific evaluations that pilots               governmental funds) and by amount;                    funds together become subject to a
                                              may undertake, the Agencies have                           5. The State, local, or tribal programs            single set of reporting and other
                                              initiated a national P3 evaluation. Each                that are involved in the pilot and their              requirements, consistent with the
                                              P3 pilot must participate fully in any                  respective roles;                                     underlying purposes of the programs for
                                              federally sponsored P3 evaluation                          6. The populations to be served by the             which the funds were appropriated.
                                              activity, including the national                        pilot;                                                   Braided funding is a funding and
                                              evaluation of P3, which will consist of                    7. The cost-effective Federal oversight            resource allocation strategy in which
                                              the analysis of participant                             procedures that will be used for the                  entities use existing funding streams to
                                                                                                      purpose of maintaining the necessary
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                                              characteristics and outcomes, an                                                                              support unified initiatives in as flexible
                                              implementation analysis at all sites, and               level of accountability for the use of the            and integrated a manner as possible
                                              rigorous impact evaluations of                          Federal discretionary funds;                          while still tracking and maintaining
                                              promising interventions in selected                       32 To the extent feasible and consistent with
                                                                                                                                                            separate accountability for each funding
                                              sites. The applicant must acknowledge                   applicable privacy requirements, grantees must also
                                                                                                                                                            stream. One or more entities may
                                              in writing its understanding of these                   ensure the data from their evaluations are made       coordinate several funding sources, but
                                              requirements by submitting the form                     available to third-party researchers.                 each individual funding stream


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                                              63984                       Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Notices

                                              maintains its award-specific identity.                  earnings of disconnected youth) or at                 the most compelling needs and are most
                                              Blending funds typically requires one or                the system level (for example, improved               likely to be successful in improving
                                              more waivers of associated program                      efficiency in program operations or                   significantly the outcomes of
                                              requirements, whereas braiding funding                  administration).                                      disconnected youth. The selection
                                              does not.                                                  A qualified independent evaluator is               criteria we are proposing are based
                                                 Community of practice means a group                  an individual who coordinates with the                largely on the selection criteria that
                                              of pilots that agrees to interact regularly             grantee and the lead Federal agency for               appeared in the November 2014 notice.
                                              to solve persistent problems or improve                 the pilot, but works independently on                 However, based on our experience in
                                              practice in an area that is important to                the evaluation and has the capacity to                using these criteria, as well as feedback
                                              them and the success of their projects.                 carry out the evaluation, including, but              from prospective applicants and
                                                 English learner means an individual                  not limited to: Prior experience                      reviewers, we are proposing to simplify
                                              who has limited ability in reading,                     conducting evaluations of similar design              and streamline many of the criteria from
                                              writing, speaking, or comprehending the                 (for example, for randomized controlled               the November 2014 notice. For example,
                                              English language, and—                                  trials, the evaluator will have                       the selection criteria for Work Plan and
                                                 (A) Whose native language is a                       successfully conducted a randomized                   Project Management included nine
                                              language other than English; or                         controlled trial in the past); positive               elements in the November 2014 notice;
                                                 (B) Who lives in a family or                         past performance on evaluations of a                  the comparable proposed selection
                                              community environment where a                           similar design, as evidenced by past                  criteria in this notice include only three
                                              language other than English is the                      performance reviews submitted from                    elements.
                                              dominant language.                                      past clients directly to the awardee; lead
                                                 Evidence-based interventions are                                                                           Proposed Selection Criteria
                                                                                                      staff with prior experience carrying out
                                              approaches to prevention or treatment                   a similar evaluation; lead staff with                   The Assistant Secretary proposes the
                                              that are validated by documented                        minimum credential (such as a Ph.D.                   following selection criteria for
                                              scientific evidence from randomized                     plus three years of experience                        evaluating an application under this
                                              controlled trials, or quasi-experimental                conducting evaluations of a similar                   program. We may apply one or more of
                                              or correlational studies, and that show                 nature, or a Master’s degree plus seven               these criteria in any year in which this
                                              positive effects (for randomized                        years of experience conducting                        program is in effect. In the notice
                                              controlled trials and quasi-experimental                evaluations of a similar nature); and                 inviting applications, the application
                                              studies) or favorable associations (for                 adequate staff time to work on the                    package, or both we will announce the
                                              correlational studies) on the primary                   evaluation.                                           maximum possible points assigned to
                                              targeted outcomes for populations or                       A rural community is a community                   each criterion.
                                              settings similar to those of the proposed               that is served only by one or more local                a. Need for Project. In determining the
                                              pilot. The best evidence to support an                  educational agencies (LEAs) that are                  need for the proposed project, we will
                                              applicant’s proposed reform(s) and                      currently eligible under the Department               consider the magnitude of the need of
                                              target population will be based on one                  of Education’s Small, Rural School                    the target population, as evidenced by
                                              or more randomized controlled trials.                   Achievement (SRSA) program or the                     the applicant’s analysis of data,
                                              The next best evidence will be studies                  Rural and Low-Income School (RLIS)                    including data from the comprehensive
                                              using a quasi-experimental design.                      program authorized under Title VI, Part               needs assessment, that demonstrates
                                              Correlational analysis may also be used                 B of the Elementary and Secondary                     how the target population lags behind
                                              as evidence to support an applicant’s                   Education Act of 1965 (ESEA), as                      other groups in achieving positive
                                              proposed reforms.                                       amended, or includes only schools                     outcomes and the specific risk factors
                                                 Evidence-informed interventions                      designated by the National Center for                 for this population.
                                              bring together the best available                       Education Statistics (NCES) with a
                                              research, professional expertise, and                                                                           Note: Applicants are encouraged to
                                                                                                      locale code of 42 or 43.                              disaggregate these data according to relevant
                                              input from youth and families to                           A waiver provides flexibility in the               demographic factors such as race, ethnicity,
                                              identify and deliver services that have                 form of relief from specific statutory,               gender, age, disability status, involvement in
                                              promise to achieve positive outcomes                    regulatory, or administrative                         systems such as foster care or juvenile
                                              for youth, families, and communities.                   requirements that have hindered the                   justice, status as pregnant or parenting, and
                                                 Homeless youth has the same                          ability of a State, locality, or tribe to             other key factors selected by the applicant.
                                              meaning as ‘‘homeless children and                      organize its programs and systems or
                                              youths’’ in section 725(2) of the                                                                                b. Need for Requested Flexibility,
                                                                                                      provide services in ways that best meet               Including Blending of Funds and Other
                                              McKinney-Vento Education for                            the needs of its target populations.
                                              Homeless Children and Youth Act of                                                                            Waivers. In determining the need for the
                                                                                                      Under P3, waivers provide flexibility in              requested flexibility, including blending
                                              2001 (42 U.S.C. 11434a(2)).                             exchange for a pilot’s commitment to
                                                 Individual with a disability means an                                                                      of funds and other waivers, we will
                                                                                                      improve programmatic outcomes for                     consider:
                                              individual with any disability as
                                                                                                      disconnected youth consistent with                       1. The strength and clarity of the
                                              defined in section 3 of the Americans
                                                                                                      underlying statutory authorities and                  applicant’s justification that each of the
                                              with Disabilities Act of 1990 (42 U.S.C.
                                                                                                      purposes.                                             specified Federal requirements for
                                              12102).
                                                 An interim indicator is a marker of                  PROPOSED SELECTION CRITERIA                           which the applicant is seeking a waiver
                                              achievement that demonstrates progress                                                                        hinders implementation of the proposed
                                              toward an outcome and is measured at                    Background                                            pilot; and
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                                              least annually.                                           We propose to establish program-                       2. The strength and quality of the
                                                 Outcomes are the intended results of                 specific selection criteria for P3 because            applicant’s justification of how each
                                              a program, or intervention. They are                    we believe the use of the more general                request for flexibility (i.e., blending
                                              what applicants expect their projects to                selection criteria in the Education                   funds and waivers) will increase
                                              achieve. An outcome can be measured                     Department General Administrative                     efficiency or access to services and
                                              at the participant level (for example,                  Regulations would not result in the                   produce significantly better outcomes
                                              changes in employment retention or                      identification of projects that address               for the target population(s).


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                                                                          Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Notices                                            63985

                                                 c. Project Design. In determining the                  2. The qualifications of project                    in the application appropriately and
                                              strength of the project design, we will                 personnel to ensure proper management                 sufficiently gauge results achieved for
                                              consider:                                               of all project activities;                            the target population under the pilot;
                                                 1. The strength and logic of the                       3. How any existing or anticipated                  and
                                              proposed project design in addressing                   barriers to implementation will be                      3. How well the data sources specified
                                              the gaps and the disparities identified in              overcome.                                             in the application can be appropriately
                                              the statement of need section and the                     Note: If the program manager or other key           accessed and used to reliably measure
                                              barriers identified in the flexibility                  personnel are already on staff, the applicant         the proposed outcome measures and
                                              section. This includes the clarity of the               should provide this person’s resume or                interim indicators.
                                              applicant’s plan and how the plan                       curriculum vitae.                                       g. Budget and Budget Narrative. In
                                              differs from current practices. Scoring                                                                       determining the adequacy of the
                                                                                                        Note: Evaluation activities may be                  resources that will be committed to
                                              will account for the strength of both the               included in the timelines provided as part of         support the project, we will consider the
                                              applicant’s narrative and the logic                     the work plan.                                        appropriateness of expenses within the
                                              model;
                                                                                                         e. Partnership Capacity. In                        budget with regards to cost and to
                                                Note: The applicant’s narrative should                determining the strength and capacity of              implementing the pilot successfully.
                                              describe how the proposed project will use              the proposed pilot partnership, we will
                                              and coordinate resources, including building                                                                  Final Priorities, Requirements,
                                                                                                      consider the following factors—
                                              on participation in any complementary
                                                                                                         1. How well the applicant                          Definitions, and Selection Criteria
                                              Federal initiatives or efforts.
                                                                                                      demonstrates that it has an effective                   We will announce the final priorities,
                                                2. The strength of the evidence base                  governance structure in which partners                requirements, definitions, and selection
                                              supporting the pilot design, based on                   that are necessary to implement the                   criteria in a notice in the Federal
                                              the use of evidence-based and evidence-                 pilot successfully are represented and                Register. We will determine the final
                                              informed interventions (as defined in                   have the necessary authority, resources,              priorities, requirements, definitions, and
                                              this notice) as documented by citations                 expertise, and incentives to achieve the              selection criteria after considering
                                              to the relevant evidence;                               pilot’s goals and resolve unforeseen                  responses to this notice and other
                                                                                                      issues, including by demonstrating the                information available to the Department.
                                                Note: Applicants should cite the studies on
                                                                                                      extent to which, and how, participating               This notice does not preclude us from
                                              interventions and system reforms that
                                              informed their pilot design and explain the             partners have successfully collaborated               proposing additional priorities,
                                              relevance of the cited evidence to the                  to improve outcomes for disconnected                  requirements, definitions, or selection
                                              proposed project in terms of subject matter             youth in the past;                                    criteria, subject to meeting applicable
                                              and evaluation evidence. Applicants                        2. How well the applicant                          rulemaking requirements.
                                              proposing reforms on which there are not yet            demonstrates that its proposal was                      Note: This notice does not solicit
                                              evaluations (such as innovations that have              designed with substantive input from all              applications. In any year in which we choose
                                              not been formally tested or tested only on a            relevant stakeholders, including                      to use one or more of these proposed
                                              small scale) should document how evidence                                                                     priorities, requirements, definitions, and
                                              or practice knowledge informed the proposed
                                                                                                      disconnected youth and other
                                                                                                      community partners.                                   selection criteria, we invite applications
                                              pilot design.                                                                                                 through a notice in the Federal Register.
                                                                                                        Note: Where the project design includes
                                                 3. The strength of the applicant’s                   job training strategies, the extent of employer       Executive Orders 12866 and 13563
                                              evidence that the project design,                       input and engagement in the identification of
                                              including any protections and                           skills and competencies needed by                     Regulatory Impact Analysis
                                              safeguards that will be established,                    employers, the development of the                       Under Executive Order 12866, the
                                              ensures that the consequences or                        curriculum, and the offering of work-based            Secretary must determine whether this
                                              impacts of the changes from current                     learning opportunities, including pre-
                                                                                                      apprenticeship and registered
                                                                                                                                                            regulatory action is ‘‘significant’’ and,
                                              practices in serving youth through the                                                                        therefore, subject to the requirements of
                                                                                                      apprenticeship, will be considered.
                                              proposed funding streams:                                                                                     the Executive order and subject to
                                                 A. Will not result in denying or                       f. Data and Performance Management                  review by the Office of Management and
                                              restricting the eligibility of individuals              Capacity. In determining the strength of              Budget (OMB). Section 3(f) of Executive
                                              for services that (in whole or in part) are             the applicant’s data and performance                  Order 12866 defines a ‘‘significant
                                              otherwise funded by these programs;                     management capacity, we will consider                 regulatory action’’ as an action likely to
                                              and                                                     the following factors—                                result in a rule that may—
                                                                                                        1. The applicant’s capacity to collect,               (1) Have an annual effect on the
                                                 B. Based on the best available                       analyze, and use data for decision-
                                              information, will not otherwise                                                                               economy of $100 million or more, or
                                                                                                      making, learning, continuous                          adversely affect a sector of the economy,
                                              adversely affect vulnerable populations                 improvement, and accountability, and
                                              that are the recipients of those services.                                                                    productivity, competition, jobs, the
                                                                                                      the strength of the applicant’s plan to               environment, public health or safety, or
                                                 d. Work Plan and Project                             bridge any gaps in its ability to do so.              State, local or tribal governments or
                                              Management. In determining the                          This capacity includes the extent to                  communities in a material way (also
                                              strength of the work plan and project                   which the applicant and partner                       referred to as an ‘‘economically
                                              management, we will consider the                        organizations have tracked and shared                 significant’’ rule);
                                              strength and completeness of the work                   data about program participants,                        (2) Create serious inconsistency or
                                              plan and project management approach                    services, and outcomes, including the                 otherwise interfere with an action taken
                                              and their likelihood of achieving the
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                                                                                                      execution of data-sharing agreements                  or planned by another agency;
                                              objectives of the proposed project on                   that comport with Federal, State, and                   (3) Materially alter the budgetary
                                              time and within budget, based on—                       other privacy laws and requirements,                  impacts of entitlement grants, user fees,
                                                 1. Clearly defined and appropriate                   and will continue to do so;                           or loan programs or the rights and
                                              responsibilities, timelines, and                          2. How well the proposed outcome                    obligations of recipients thereof; or
                                              milestones for accomplishing project                    measures, interim indicators, and                       (4) Raise novel legal or policy issues
                                              tasks;                                                  measurement methodologies specified                   arising out of legal mandates, the


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                                              63986                       Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Notices

                                              President’s priorities, or the principles                  We also have determined that this                  State and local government workers in
                                              stated in the Executive order.                          regulatory action would not unduly                    March 2015.33 The total estimated cost
                                                 This proposed regulatory action is not               interfere with State, local, and tribal               for all applicants would be $194,700.
                                              a significant regulatory action subject to              governments in the exercise of their                    We have prepared an Information
                                              review by OMB under section 3(f) of                     governmental functions.                               Collection Request (ICR) for this
                                              Executive Order 12866.                                     In accordance with both Executive                  collection (1830–0575). If you want to
                                                 We have also reviewed this proposed                  orders, the Department has assessed the               review and comment on the ICR, please
                                              regulatory action under Executive Order                 potential costs and benefits, both                    follow the instructions listed under the
                                              13563, which supplements and                            quantitative and qualitative, of this                 ADDRESSES section of this notice.
                                              explicitly reaffirms the principles,                    regulatory action. The potential costs                  Note: The Office of Information and
                                              structures, and definitions governing                   are those resulting from statutory                    Regulatory Affairs in OMB and the
                                              regulatory review established in                        requirements and those we have                        Department of Education review all
                                              Executive Order 12866. To the extent                    determined as necessary for                           comments posted at www.regulations.gov.
                                              permitted by law, Executive Order                       administering the Department’s
                                                                                                                                                              In preparing your comments you may
                                              13563 requires that an agency—                          programs and activities. The potential
                                                                                                                                                            want to review the ICR, including the
                                                 (1) Propose or adopt regulations only                benefits of the proposed priorities
                                                                                                      requirements, definitions, and selection              supporting materials, in
                                              upon a reasoned determination that                                                                            www.regulations.gov by using the
                                              their benefits justify their costs                      criteria are that they would promote the
                                                                                                      efficient and effective use of the P3                 Docket ID number specified in this
                                              (recognizing that some benefits and                                                                           notice. This proposed collection is
                                              costs are difficult to quantify);                       authority. Implementation of these
                                                                                                      priorities, requirements, definitions, and            identified as proposed collection 1830–
                                                 (2) Tailor its regulations to impose the                                                                   0575.
                                              least burden on society, consistent with                selection criteria will help the Agencies
                                                                                                      identify pilots that will: (1) Serve                    We consider your comments on this
                                              obtaining regulatory objectives and                                                                           proposed collection of information in—
                                                                                                      disconnected youth with significant
                                              taking into account—among other things
                                                                                                      needs; (2) carry out effective reforms                  • Deciding whether the proposed
                                              and to the extent practicable—the costs                                                                       collection is necessary for the proper
                                              of cumulative regulations;                              and interventions; and (3) be managed
                                                                                                      by strong partnerships with the capacity              performance of our functions, including
                                                 (3) In choosing among alternative                                                                          whether the information will have
                                                                                                      to collect, analyze, and use data for
                                              regulatory approaches, select those                                                                           practical use;
                                                                                                      decision-making, learning, continuous
                                              approaches that maximize net benefits
                                                                                                      improvement, and accountability.                        • Evaluating the accuracy of our
                                              (including potential economic,                                                                                estimate of the burden of the proposed
                                              environmental, public health and safety,                Paperwork Reduction Act of 1995                       collection, including the validity of our
                                              and other advantages; distributive                        As part of its continuing effort to                 methodology and assumptions;
                                              impacts; and equity);                                   reduce paperwork and respondent                         • Enhancing the quality, usefulness,
                                                 (4) To the extent feasible, specify                  burden, the Department provides the                   and clarity of the information we
                                              performance objectives, rather than the                 general public and Federal agencies                   collect; and
                                              behavior or manner of compliance a                      with an opportunity to comment on                       • Minimizing the burden on those
                                              regulated entity must adopt; and                        proposed and continuing collections of                who must respond. This includes
                                                 (5) Identify and assess available                    information in accordance with the                    exploring the use of appropriate
                                              alternatives to direct regulation,                      Paperwork Reduction Act of 1995 (PRA)                 automated, electronic, mechanical, or
                                              including economic incentives—such as                   (44 U.S.C. 3506(c)(2)(A)). This helps                 other technological collection
                                              user fees or marketable permits—to                      ensure that: The public understands the               techniques.
                                              encourage the desired behavior, or                      Department’s collection instructions,                   Between 30 and 60 days after
                                              provide information that enables the                    respondents can provide the requested                 publication of this document in the
                                              public to make choices.                                 data in the desired format, reporting                 Federal Register, OMB is required to
                                                 Executive Order 13563 also requires                  burden (time and financial resources) is              make a decision concerning the
                                              an agency ‘‘to use the best available                   minimized, collection instruments are                 collection of information contained in
                                              techniques to quantify anticipated                      clearly understood, and the Department                these proposed priorities, requirements,
                                              present and future benefits and costs as                can properly assess the impact of                     definitions, and selection criteria.
                                              accurately as possible.’’ The Office of                 collection requirements on respondents.               Therefore, to ensure that OMB gives
                                              Information and Regulatory Affairs of                     We estimate that each applicant                     your comments full consideration, it is
                                              OMB has emphasized that these                           would spend approximately 80 hours of                 important that OMB receives your
                                              techniques may include ‘‘identifying                    staff time to address the proposed                    comments on this ICR by November 23,
                                              changing future compliance costs that                   priorities, requirements, definitions, and            2015. This does not affect the deadline
                                              might result from technological                         selection criteria, prepare the                       for your comments to us on the
                                              innovation or anticipated behavioral                    application, and obtain necessary                     proposed priorities, requirements,
                                              changes.’’                                              clearances. The total number of hours                 definitions, and selection criteria.
                                                 We are issuing these proposed                        for all applicants will vary based on the               If your comments relate to the ICR for
                                              priorities requirements, definitions, and               number of applications. Based on the                  these proposed priorities, requirements,
                                              selection criteria only on a reasoned                   number of applications the Department                 definitions, and selection criteria, please
                                              determination that their benefits would                 received in response to the November                  specify the Docket ID number and
                                              justify their costs. In choosing among                  2014 notice inviting applications, we                 indicate ‘‘Information Collection
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                                              alternative regulatory approaches, we                   expect to receive approximately 55                    Comments’’ on the top of your
                                              selected those approaches that would                    applications. The total number of hours               comments.
                                              maximize net benefits. Based on the                     for all expected applicants is an
                                                                                                                                                              33 Employer Costs for Employee Compensation,
                                              analysis that follows, the Department                   estimated 4,400 hours. We estimate the
                                                                                                                                                            March 2015 (2015). Washington, DC: Bureau of
                                              believes that this regulatory action is                 total cost per hour of the staff who carry            Labor Statistics, U.S. Department of Labor.
                                              consistent with the principles in                       out this work to be $44.25 per hour, the              Retrieved on August 30, 2015 from: http://
                                              Executive Order 13563.                                  mean hourly compensation cost for                     www.bls.gov/news.release/pdf/ecec.pdf.



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                                                                          Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Notices                                               63987

                                                 Written requests for information or                  and submit it as an attachment to the                 established by the qualified
                                              comments submitted by postal mail or                    grant application. The form is not                    independent evaluator.
                                              delivery related to the information                     considered in the recommended                           Secure Consent: I/we agree to include
                                              collection requirements should be                       application page limit.                               a consent form for, as appropriate,
                                              addressed to the Director of the                                                                              parents/guardians and students/
                                                                                                      Commitment To Participate in Required
                                              Information Collection Clearance
                                                                                                      Evaluation Activities                                 participants in the application or
                                              Division, U.S. Department of Education,
                                                                                                         As the lead applicant or a partner                 enrollment packet for all youth in
                                              400 Maryland Avenue SW., Mailstop L–
                                              OM–2E319LBJ, Room 2E115,                                proposing to implement a Performance                  organizations implementing the
                                              Washington, DC 20202–4537.                              Partnership Pilot through a Federal                   Performance Partnership Pilot
                                                 Intergovernmental Review: This                       grant, I/we agree to carry out the                    consistent with any Federal, State, local,
                                              program is subject to Executive Order                   following activities, which are                       and tribal laws that apply. The parental/
                                              12372 and the regulations in 34 CFR                     considered evaluation requirements                    participant consent forms will be
                                              part 79. One of the objectives of the                   applicable to all pilots:                             collected prior to the acceptance of
                                              Executive order is to foster an                            Facilitate Data Collection: I/we                   participants into Performance
                                              intergovernmental partnership and a                     understand that the award of this grant               Partnership Pilot and before sharing
                                              strengthened federalism. The Executive                  requires me/us to facilitate the                      data with the qualified independent
                                              order relies on processes developed by                  collection and/or transmission of data                evaluator for the purpose of evaluating
                                              State and local governments for                         for evaluation and performance                        the Performance Partnership Pilot.
                                              coordination and review of proposed                     monitoring purposes to the lead Federal
                                                                                                                                                            SIGNATURES
                                              Federal financial assistance.                           agency and/or its national evaluator in
                                                 This document provides early                         accordance with applicable Federal,                   Lead Applicant
                                              notification of our specific plans and                  State, and local, and tribal laws,
                                                                                                                                                            Print Name lllllllllllll
                                              actions for this program.                               including privacy laws.
                                                 Accessible Format: Individuals with                                                                        Signature llllllllllllll
                                                                                                         The type of data that will be collected
                                              disabilities can obtain this document in                includes, but is not limited to, the                  Organization llllllllllll
                                              an accessible format (e.g., braille, large              following:                                            Date llllllllllllllll
                                              print, audiotape, or compact disc) on                      • Demographic information,                         Partner
                                              request to the contact person listed                    including participants’ gender, race, age,
                                              under FOR FURTHER INFORMATION                           school status, and employment status;                 Print Name lllllllllllll
                                              CONTACT.                                                   • Information on the services that                 Signature llllllllllllll
                                                 Electronic Access to This Document:                  participants receive; and                             Organization llllllllllll
                                              The official version of this document is                   • Outcome measures and interim                     Date llllllllllllllll
                                              the document published in the Federal                   outcome indicators, linked at the
                                              Register. Free Internet access to the                                                                         Partner
                                                                                                      individual level, which will be used to
                                              official edition of the Federal Register                measure the effects of the pilots.                    Print Name lllllllllllll
                                              and the Code of Federal Regulations is                     The lead Federal agency will provide               Signature llllllllllllll
                                              available via the Federal Digital System                more details to grantees on the data                  Organization llllllllllll
                                              at: www.gpo.gov/fdsys. At this site you                 items required for performance and                    Date llllllllllllllll
                                              can view this document, as well as all                  evaluation after grants have been
                                              other documents of this Department                      awarded.                                              Partner
                                              published in the Federal Register, in                      Participate in Evaluation: I/we                    Print Name lllllllllllll
                                              text or Adobe Portable Document                         understand that participation and full                Signature llllllllllllll
                                              Format (PDF). To use PDF you must                       cooperation in the national evaluation                Organization llllllllllll
                                              have Adobe Acrobat Reader, which is                     of the Performance Partnership Pilot is
                                              available free at the site. You may also                                                                      Date llllllllllllllll
                                                                                                      a condition of this grant award. I/we
                                              access documents of the Department                      understand that the national evaluation               Partner
                                              published in the Federal Register by                    will include an implementation systems
                                              using the article search feature at:                                                                          Print Name lllllllllllll
                                                                                                      analysis and, for certain sites as
                                              www.federalregister.gov. Specifically,                  appropriate, may also include an impact               Signature llllllllllllll
                                              through the advanced search feature at                  evaluation. My/our participation will                 Organization llllllllllll
                                              this site, you can limit your search to                 include facilitating site visits and                  Date llllllllllllllll
                                              documents published by the                              interviews; collaborating in study                    Partner
                                              Department.                                             procedures, including random
                                                Dated: October 19, 2015.                              assignment, if necessary; and                         Print Name lllllllllllll
                                              Johan E. Uvin,                                          transmitting data that are needed for the             Signature llllllllllllll
                                              Deputy Assistant Secretary, Delegated the               evaluation of participants in the study               Organization llllllllllll
                                              Authority of Assistant Secretary for Career,            sample, including those who may be in                 Date llllllllllllllll
                                              Technical, and Adult Education.                         a control group.                                      [FR Doc. 2015–26965 Filed 10–21–15; 8:45 am]
                                                                                                         Participate in Random Assignment: I/
                                              Appendix A: Proposed Evaluation                         we agree that if our Performance
                                                                                                                                                            BILLING CODE 4000–01–P
                                              Commitment Form
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                                                                                                      Partnership Pilot or certain activities in
                                                An authorized executive of the lead                   the Pilot is selected for an impact
                                              applicant and all other partners,                       evaluation as part of the national
                                              including State, local, tribal, and non-                evaluation, it may be necessary to select
                                              governmental organizations that would                   participants for admission to
                                              be involved in the pilot’s                              Performance Partnership Pilot by a
                                              implementation, must sign this form                     random lottery, using procedures


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Document Created: 2015-12-14 15:33:58
Document Modified: 2015-12-14 15:33:58
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionProposed priorities, requirements, definitions, and selection criteria.
DatesWe must receive your comments on or before November 23, 2015.
ContactBraden Goetz. Telephone: (202) 245- 7405 or by email: [email protected]
FR Citation80 FR 63975 

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