80_FR_65375 80 FR 65169 - Energy Conservation Standards for Pool Heaters

80 FR 65169 - Energy Conservation Standards for Pool Heaters

DEPARTMENT OF ENERGY

Federal Register Volume 80, Issue 206 (October 26, 2015)

Page Range65169-65173
FR Document2015-27203

The U.S. Department of Energy (DOE) has completed a preliminary analysis for purposes of considering energy conservation standards for electric pool heaters. At this time, DOE is not proposing energy conservation standards for electric pool heaters. However, it is publishing this analysis so stakeholders can review the analysis's output and the underlining assumptions and calculations that might ultimately support a proposed standard. DOE encourages stakeholders to provide any additional data or information that may improve the analysis. The analysis is now publicly available at on the DOE Web site.

Federal Register, Volume 80 Issue 206 (Monday, October 26, 2015)
[Federal Register Volume 80, Number 206 (Monday, October 26, 2015)]
[Proposed Rules]
[Pages 65169-65173]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-27203]


========================================================================
Proposed Rules
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains notices to the public of 
the proposed issuance of rules and regulations. The purpose of these 
notices is to give interested persons an opportunity to participate in 
the rule making prior to the adoption of the final rules.

========================================================================


Federal Register / Vol. 80, No. 206 / Monday, October 26, 2015 / 
Proposed Rules

[[Page 65169]]



DEPARTMENT OF ENERGY

10 CFR Part 430

[Docket No. EERE-2015-BT-STD-0003]
RIN 1904-AD49


Energy Conservation Standards for Pool Heaters

AGENCY: Office of Energy Efficiency and Renewable Energy, Department of 
Energy.

ACTION: Notice of data availability (NODA).

-----------------------------------------------------------------------

SUMMARY: The U.S. Department of Energy (DOE) has completed a 
preliminary analysis for purposes of considering energy conservation 
standards for electric pool heaters. At this time, DOE is not proposing 
energy conservation standards for electric pool heaters. However, it is 
publishing this analysis so stakeholders can review the analysis's 
output and the underlining assumptions and calculations that might 
ultimately support a proposed standard. DOE encourages stakeholders to 
provide any additional data or information that may improve the 
analysis. The analysis is now publicly available at on the DOE Web 
site.

DATES: DOE will accept comments, data, and other information regarding 
this rulemaking no later than December 10, 2015. See section IV, 
``Public Participation,'' of this document for details.

ADDRESSES: The direct heating equipment and pool heater docket (EERE-
2015-BT-STD-0003) is available for review at www.regulations.gov. It 
includes relevant Federal Register notices, the Request for 
Information, public comments, and other relevant documents/materials. 
All documents in the docket are listed in the www.regulations.gov 
index. However, not all documents listed in the index may be publicly 
available, such as information that is exempt from public disclosure. 
The www.regulations.gov Web page contains instructions on how to access 
all documents in the docket, including public comments.
    Also, the DOE Web page for pool heaters (which includes additional 
information about existing standards and test procedures, and the 
history and impacts of previous DOE regulatory actions for these 
products) may be viewed at http://www1.eere.energy.gov/buildings/appliance_standards/product.aspx/productid/47 and contains links to the 
aforementioned docket.
    For detailed instructions on submitting comments and additional 
information on the rulemaking process, see section IV, ``Public 
Participation,'' of this document. For further information on how to 
submit a comment or to review other public comments and the docket 
contact Ms. Brenda Edwards at (202) 586-2945 or by email: 
[email protected].

FOR FURTHER INFORMATION CONTACT:
Mr. John Cymbalsky, U.S. Department of Energy, Office of Energy 
Efficiency and Renewable Energy, Building Technologies, EE-5B, 1000 
Independence Avenue SW., Washington, DC 20585-0121. Telephone: (202) 
287-1692. Email: [email protected].
Ms. Sarah Butler, U.S. Department of Energy, Office of the General 
Counsel, GC-33, 1000 Independence Avenue SW., Washington, DC 20585-
0121. Telephone: (202) 586-1777. Email: [email protected].

    For information on how to submit or review public comments, contact 
Ms. Brenda Edwards, U.S. Department of Energy, Office of Energy 
Efficiency and Renewable Energy, Building Technologies, EE-5B, 1000 
Independence Avenue SW., Washington, DC 20585-0121. Telephone: (202) 
586-2945. Email: [email protected].

SUPPLEMENTARY INFORMATION: 

Table of Contents

I. Authority
II. History of Energy Conservation Standards Rulemaking for Pool 
Heaters
    A. Background
    B. Current Rulemaking Process
III. Summary of the Analyses Performed by DOE
    A. Market and Technology Assessment
    B. Engineering Analysis
    C. Markups To Determine Commercial Consumer Prices
    D. Energy Use Analysis
    E. Life-Cycle Cost and Payback Period Analyses
    F. National Impact Analysis
IV. Public Participation
    A. Submission of Comments
V. Approval of the Office of the Secretary

I. Authority

    Title III, Part B \1\ of the Energy Policy and Conservation Act of 
1975 (``EPCA'' or ``the Act''), Public Law 94-163 (codified at 42 
U.S.C. 6291-6309) sets forth a variety of provisions designed to 
improve energy efficiency and establishes the Energy Conservation 
Program for Consumer Products Other Than Automobiles.\2\ This program 
includes most major household appliances (collectively referred to as 
``covered products''), including the two covered products that are the 
subject of this rulemaking process: Direct heating equipment (DHE) and 
pool heaters.\3\ (42 U.S.C. 6292(a)(9) and (11)) Under EPCA, this 
energy conservation program generally consists of four parts: (1) 
Testing; (2) labeling; (3) establishing Federal energy conservation 
standards; and (4) certification and enforcement procedures.
---------------------------------------------------------------------------

    \1\ For editorial reasons, upon codification in the U.S. Code, 
Part B was redesignated as Part A.
    \2\ All references to EPCA in this document refer to the statute 
as amended through the Energy Efficiency Improvement Act, Public Law 
114-11 (April 30, 2015).
    \3\ A ``pool heater'' means ``an appliance designed for heating 
nonpotable water contained at atmospheric pressure, including 
heating water in swimming pools, spas, hot tubs and similar 
application.'' (42 U.S.C. 6291(25)) This definition of coverage does 
not specify a fuel type, and so electric pool heaters are considered 
to be covered products under EPCA even though energy conservation 
standards are not currently established.
---------------------------------------------------------------------------

    EPCA prescribes specific energy conservation standards for pool 
heaters and direct heating equipment. (42 U.S.C. 6295(e)(2), (3)) EPCA 
directed DOE to conduct two cycles of rulemakings to determine whether 
to amend its standards for direct heating equipment and pool heaters. 
(42 U.S.C. 6295(e)(4)) The statute further requires DOE to publish a 
notice of proposed rulemaking including new proposed standards or a 
notice of determination that the standards for a product need not be 
amended no later than 6 years after issuance of any final rule 
establishing or amending standards for that product. (42 U.S.C. 
6295(m)(1)) DOE last promulgated a final rule on April 16, 2010, 
amending its energy conservation standards for direct heating equipment 
and pool heaters,

[[Page 65170]]

constituting the first of these two required rulemakings. 75 FR 20112. 
The current rulemaking satisfies the statutory requirements under EPCA 
to conduct a second round of review of the DHE and pool heater 
standards. (42 U.S.C. 6295(e)(4)(B)) Additionally, this rulemaking will 
satisfy the requirement for DOE to publish a notice of proposed 
rulemaking containing proposed standards or a notice of determination 
that the standards for direct heating equipment and pool heaters do not 
need to be amended by April 16, 2016. (42 U.S.C. 6295(m)(1)). If DOE 
were to publish a notice of proposed rulemaking containing proposed 
amendments to its standards for either direct heating equipment or pool 
heaters, DOE would be required to issue a final rule amending the 
standards no later than 2 years after issuance of the notice. (42 
U.S.C. 6295(m)(3)(A))
    EPCA also provides criteria for prescribing amended standards for 
covered products generally, including direct heating equipment and pool 
heaters. As indicated above, any such amended standard must be designed 
to achieve the maximum improvement in energy efficiency that is 
technologically feasible and economically justified. (42 U.S.C. 
6295(o)(2)(A)) Additionally, EPCA provides specific prohibitions on 
prescribing such standards. DOE may not prescribe an amended standard 
for any of its covered products for which it has not established a test 
procedure. (42 U.S.C. 6295(o)(3)(A)) Further, DOE may not prescribe a 
standard if DOE determines by rule that such standard would not result 
in ``significant conservation of energy,'' or ``is not technologically 
feasible or economically justified.'' (42 U.S.C. 6295(o)(3)(B)) EPCA 
also provides that in deciding whether a standard is economically 
justified for covered products, DOE must, after receiving comments on 
the proposed standard, determine whether the benefits of the standard 
exceed its burdens by considering, to the greatest extent practicable, 
the following seven factors:
    1. The economic impact of the standard on manufacturers and 
consumers of the products subject to the standard;
    2. The savings in operating costs throughout the estimated average 
life of the covered products in the type (or class) compared to any 
increase in the price, initial charges, or maintenance expenses for the 
covered products that are likely to result from the imposition of the 
standard;
    3. The total projected amount of energy (or, as applicable, water) 
savings likely to result directly from the imposition of the standard;
    4. Any lessening of the utility or the performance of the covered 
products likely to result from the imposition of the standard;
    5. The impact of any lessening of competition, as determined in 
writing by the Attorney General, that is likely to result from the 
imposition of the standard;
    6. The need for national energy and water conservation; and
    7. Other factors the Secretary of Energy (Secretary) considers 
relevant. (42 U.S.C. 6295(o)(2)(B)(i)(I)-(VII))
    In addition, EPCA, as amended, establishes a rebuttable presumption 
that any standard for covered products is economically justified if the 
Secretary finds that ``the additional cost to the consumer of 
purchasing a product complying with an energy conservation standard 
level will be less than three times the value of the energy (and as 
applicable, water) savings during the first year that the consumer will 
receive as a result of the standard,'' as calculated under the test 
procedure in place for that standard. (42 U.S.C. 6295(o)(2)(B)(iii))
    EPCA also contains what is commonly known as an ``anti-
backsliding'' provision. (42 U.S.C. 6295(o)(1)) This provision mandates 
that the Secretary not prescribe any amended standard that either 
increases the maximum allowable energy use or decreases the minimum 
required energy efficiency of a covered product. EPCA further provides 
that the Secretary may not prescribe an amended standard if interested 
persons have established by a preponderance of the evidence that the 
standard is likely to result in the unavailability in the United States 
of any product type (or class) with performance characteristics 
(including reliability), features, sizes, capacities, and volumes that 
are substantially the same as those generally available in the United 
States at the time of the Secretary's finding. (42 U.S.C. 6295(o)(4)) 
Under 42 U.S.C. 6295(q)(1), EPCA specifies requirements applicable to 
promulgating standards for any type or class of covered product that 
has two or more subcategories. Under this provision, DOE must specify a 
different standard level than that which applies generally to such type 
or class of product that has the same function or intended use, if DOE 
determines that the products within such group: (A) Consume a different 
kind of energy from that consumed by other covered products within such 
type (or class); or (B) have a capacity or other performance-related 
feature which other products within such type (or class) do not have 
and such feature justifies a higher or lower standard than applies or 
will apply to the other products. (42 U.S.C. 6295(q)(1)) In determining 
whether a performance-related feature justifies such a different 
standard for a group of products, DOE must consider ``such factors as 
the utility to the consumer of such a feature'' and other factors the 
Secretary deems appropriate. Id. Any rule prescribing such a standard 
must include an explanation of the basis on which DOE established such 
higher or lower level. (42 U.S.C. 6295(q)(2))
    Section 310(3) of the Energy Independence and Security Act of 2007 
(EISA 2007; Public Law 110-140) amended EPCA to prospectively require 
that energy conservation standards address standby mode and off mode 
energy use. Specifically, when DOE adopts new or amended standards for 
a covered product after July 1, 2010, the final rule must, if justified 
by the criteria for adoption of standards in section 325(o) of EPCA, 
incorporate standby mode and off mode energy use into a single standard 
if feasible, or otherwise adopt a separate standard for such energy use 
for that product. (42 U.S.C. 6295(gg)(3)) On December 17, 2012 DOE 
promulgated a final rule amending its test procedures for vented direct 
heating equipment and pool heaters to incorporate standby and off-mode 
energy consumption. 77 FR 74559. The amendments related to standby and 
off-mode energy consumption were not required for purposes of 
compliance until the compliance date of the next standards final rule 
for those products. Id. This rulemaking, if amended standards are 
ultimately adopted, would serve as the next energy conservation 
standards rulemaking subsequent to these test procedure amendments, and 
therefore this rulemaking will take into account standby and off-mode 
energy consumption.
    Finally, Federal energy conservation requirements for covered 
products generally supersede State laws or regulations concerning 
energy conservation testing, labeling, and standards. (42 U.S.C. 
6297(a)-(c)) DOE can, however, grant waivers of Federal preemption for 
particular State laws or regulations, in accordance with the procedures 
and other provisions of section 327(d) of the Act. (42 U.S.C.6297(d))
    Before proposing a standard, DOE typically seeks public input about 
the analytical framework, models, and tools that it will use to 
evaluate standards for the product or equipment at issue and the 
results of preliminary analyses DOE

[[Page 65171]]

performed for that product or equipment. This NODA announces the 
availability of the preliminary Technical Support Document (TSD), which 
details the preliminary analyses and summarizes the preliminary results 
of DOE's analyses for electric pool heaters.

II. History of Energy Conservation Standards Rulemaking for Pool 
Heaters

A. Background

    Currently, energy conservation standards are established for vented 
home heating equipment (a form of direct heating equipment) and gas-
fired pool heaters. (10 CFR 430.32(i) and (k)) DOE last amended its 
energy conservation standards for pool heaters and direct heating 
equipment through a final rule published in the Federal Register (FR) 
on April 16, 2010 (hereafter referred to as the ``April 2010 final 
rule''). 75 FR 20112. (codified at 10 CFR 430.32(i) and (k)). 
Compliance with the amended standards was required beginning on April 
16, 2013. Id. As described above in section I, EPCA directed DOE to 
conduct two cycles of rulemakings regarding standards for DHE and pool 
heaters, and this rulemaking satisfies the statutory requirements under 
EPCA to conduct a second round of review of the DHE and pool heater 
standards. (42 U.S.C. 6295(e)(4)(B)) To initiate this rulemaking, DOE 
issued a Request for Information (RFI) in the Federal Register on March 
26, 2015 (hereafter ``March 2015 RFI''). 80 FR 15922. Through this RFI, 
DOE requested data and information pertaining to its technical and 
economic analyses for direct heating equipment and pool heaters.
    In addition to determining whether energy conservation standards 
for vented home heating equipment and gas-fired pool heaters should be 
amended, DOE is considering during this rulemaking whether it is 
appropriate to establish energy conservation standards for electric 
pool heaters, including both electric resistance pool and spa heaters 
as well as electric heat pump pool heaters. As described in section I, 
although energy conservation standards for electric pool heaters have 
not previously been set, the definition of coverage for pool heaters 
found at 42 U.S.C. 6291(25) does not specify a fuel type, and therefore 
all pool heaters (including electric) are considered covered products 
under EPCA. Among other topics, the March 2015 RFI sought data and 
information pertaining specifically to electric pool heaters, including 
electric resistance pool and spa heaters as well as electric heat pump 
pool heaters. Since energy conservation standards have not previously 
been established for electric pool heaters, DOE is publishing this 
preliminary analysis for electric pool heaters in order to solicit 
feedback regarding the methodologies used and results obtained based on 
information collected during the March 2015 RFI public comment period 
and preliminary confidential manufacturer interviews, among other 
sources. DOE does not plan to publish a similar preliminary analysis 
for vented home heating equipment and gas-fired pool heaters. DHE 
product offerings have not markedly changed since the final rule 
analysis in 2010 (with the exception of condensing technology for fan-
type wall furnaces). Additionally, DOE has performed testing on vented 
home heating equipment (a subset of DHE) and through this process has 
built sufficient knowledge, in combination with the previous rulemaking 
analyses and the March 2015 RFI, to forgo a preliminary analysis for 
these products. DOE requests comment on its determination to forgo a 
preliminary analysis for these products and notes that interested 
parties will have the opportunity to comment on DOE's analyses for 
vented home heating equipment and gas-fired pool heaters during the 
Notice of Proposed Rulemaking (NOPR) phase of the rulemaking process.
    DOE completed a separate test procedure rulemaking for direct 
heating equipment and pool heaters by publishing in the Federal 
Register a final rule on January 6, 2015. 80 FR 792. (Codified at 10 
CFR part 430, subpart B, Appendix P) Any energy conservation standards 
for pool heaters of any fuel type adopted as part of this rulemaking 
would be based on the updated test procedure.

B. Current Rulemaking Process

    As indicated above, in initiating this rulemaking DOE published a 
Request for Information on March 26, 2015. Among other topics, DOE 
solicited data and information pertaining to electric resistance and 
electric heat pump pool and spa heaters. Comments received since 
publication of the March 2015 RFI have helped DOE identify issues and 
collect data related to the preliminary analyses for electric pool 
heaters. Chapter 2 of the preliminary TSD summarizes and addresses the 
comments received in response to the March 2015 RFI.

III. Summary of the Analyses Performed by DOE

    For the electric pool heaters covered in this rulemaking, DOE 
conducted in-depth technical analyses in the following areas: (1) 
Engineering; (2) markups to determine product price; (3) energy use; 
(4) life-cycle cost and payback period; and (5) national impacts. The 
preliminary TSD that presents the methodology and results of each of 
these analyses is available at http://www1.eere.energy.gov/buildings/appliance_standards/rulemaking.aspx?ruleid=113.
    DOE also conducted, and has included in the preliminary TSD, 
several other analyses that support the major analyses or are 
preliminary analyses that will be expanded upon for a NOPR if DOE 
determines that amended energy conservation standards are 
technologically feasible, economically justified, and would save a 
significant amount of energy, based on the information available to 
DOE. These analyses include: (1) The market and technology assessment; 
(2) the screening analysis, which contributes to the engineering 
analysis; and (3) the shipments analysis, which contributes to the 
life-cycle cost (LCC) and payback period (PBP) analysis and national 
impact analysis (NIA). In addition to these analyses, DOE has begun 
preliminary work on the manufacturer impact analysis and has identified 
the methods to be used for the LCC consumer subgroup analysis, the 
emissions analysis, the employment impact analysis, the regulatory 
impact analysis, and the utility impact analysis. DOE will expand on 
these analyses in the NOPR.

A. Market and Technology Assessment

    When initiating an analysis of potential energy efficiency 
standards for a residential product, DOE develops information for the 
products and characterizes the market and industry structure, 
evaluating both current and historical information. This activity is 
primarily based on a review of publicly-available information.
    When evaluating and establishing energy conservation standards, DOE 
generally divides covered products into product classes by the type of 
energy used or by capacity or other performance-related features that 
affect efficiency. DOE has tentatively decided to differentiate between 
electric pool heaters and electric spa heaters on the basis that each 
of these two products have different characteristics which have the 
potential of affecting efficiency. Specifically, electric spa heaters 
often have space constraints which would impede the use of higher 
efficiency technologies. DOE therefore considered two product classes--
electric pool heaters and electric spa

[[Page 65172]]

heaters--for this preliminary analysis. DOE recognizes that electric 
spa heaters, being integral to the construction of a spa or hot tub, 
use electric resistance heating elements due to space constraints and 
DOE has tentatively determined that heat pump technology is therefore 
not a viable option for electric spa heaters. DOE did not analyze 
electric spa heaters because it did not identify technologies that 
would measurably increase the integrated thermal efficiency of these 
products. DOE does, however, consider electric resistance to be a 
baseline technology for the electric pool heater product class, since 
electric resistance heaters are available at capacities that could 
serve a pool and electric heat pumps represent an improvement in 
efficiency over these products.
    Energy conservation standards may be proposed later in the 
rulemaking for either, both, or neither of these potential product 
classes in addition to gas-fired pool heaters. (42 U.S.C. 6295(q)) 
Alternatively, DOE could propose different product classes than those 
analyzed in its preliminary analysis if comments, information, or 
additional analysis be provided that suggest doing so would be more 
appropriate for the pool and spa heater market. Chapter 3 of the 
preliminary TSD addresses the market and technology assessment.

B. Engineering Analysis

    The engineering analysis establishes the relationship between the 
manufacturer selling price and efficiency levels of the products that 
DOE is evaluating as potential energy conservation standards. This 
relationship serves as the basis for cost-benefit calculations for 
individual consumers, manufacturers, and the Nation. The engineering 
analysis identifies representative baseline products, which is the 
starting point for analyzing technologies that provide energy 
efficiency improvements. ``Baseline'' refers to a model or models 
having features and technologies typically found in minimally-efficient 
products currently available on the market and, for products already 
subject to energy conservation standards, a model that just meets the 
current standard. After identifying the baseline models, DOE estimated 
manufacturer selling prices by using a consistent methodology and 
pricing scheme that includes material costs and manufacturer markups. 
DOE used these inputs to develop manufacturer selling prices for the 
baseline and more-efficient designs. Later, in the markups analysis to 
determine the installed price, DOE converts these manufacturer selling 
prices into installed prices. Chapter 5 of the preliminary TSD 
discusses the engineering analysis.

C. Markups To Determine Commercial Consumer Prices

    DOE derives consumer installed prices based on manufacturer 
markups, retailer markups, distributor markups, contractor markups 
(where appropriate), and sales taxes. In deriving these markups, DOE 
determines the major distribution channels for product sales, the 
markup associated with each party in each distribution channel, and the 
existence and magnitude of differences between markups for baseline 
products (baseline markups) and higher-efficiency products (incremental 
markups). DOE calculates both overall baseline and overall incremental 
markups based on the product markups at each step in each distribution 
channel. Chapter 6 of the preliminary TSD addresses the markups 
analysis.

D. Energy Use Analysis

    The energy use analysis provides estimates of the annual energy 
consumption of electric pool heaters. The energy use analysis seeks to 
estimate the range of energy consumption of products that meet each of 
the efficiency levels considered in a given rulemaking as they are used 
in the field. DOE uses these values in the LCC and PBP analyses and in 
the NIA. Chapter 7 of the preliminary TSD addresses the energy use 
analysis.

E. Life-Cycle Cost and Payback Period Analyses

    The LCC and PBP analyses determine the economic impact of potential 
standards on individual consumers. The LCC is the total cost to the 
consumer of purchasing, installing, and operating the considered pool 
heater over the course of its lifetime. The LCC analysis compares the 
LCCs of products designed to meet possible energy conservation 
standards with the LCC of the products likely to be installed in the 
absence of standards. DOE determines LCCs by considering: (1) Total 
installed cost to the purchaser (which consists of manufacturer selling 
price, distribution chain markups, sales taxes, and installation cost); 
(2) the operating cost of the product (energy cost and maintenance and 
repair cost); (3) product lifetime; and (4) a discount rate that 
reflects the real consumer cost of capital and puts the LCC in present-
value terms. The PBP represents the number of years needed to recover 
the increase in purchase price (including installation cost) of higher-
efficiency products through savings in the operating cost of the 
products. PBP is calculated by dividing the incremental increase in 
installed cost of the higher-efficiency products, compared to the 
baseline products, by the annual savings in operating costs. Chapter 8 
of the preliminary TSD addresses the LCC and PBP analyses.

F. National Impact Analysis

    The NIA estimates the national energy savings (NES) and the net 
present value (NPV) of total consumer costs and savings expected to 
result from amended standards at specific efficiency levels (referred 
to as candidate standard levels). DOE calculated NES and NPV for each 
candidate standard level for electric pool heaters as the difference 
between a base-case forecast (without amended standards) and the 
standards-case forecast (with standards). DOE determined national 
annual energy consumption by multiplying the number of units in use (by 
vintage) by the average unit energy consumption (also by vintage). 
Cumulative energy savings are the sum of the annual NES determined for 
the lifetime of the products shipped from 2022-2051. This 30-year 
analysis period begins in 2022, the expected first full year of 
compliance with the amended standards. The NPV is the sum over time of 
the discounted net savings each year, which consists of the difference 
between total operating cost savings and increases in total installed 
costs. Critical inputs to this analysis include shipments projections, 
estimated product lifetimes, product installed costs and operating 
costs, product annual energy consumption, the base case efficiency 
projection, and discount rates. Chapter 10 of the preliminary TSD 
addresses the NIA.

IV. Public Participation

    DOE invites input from the public on all the topics described 
above. The preliminary analytical results are subject to revision 
following further review and input from the public. A complete TSD is 
available for this analysis, and the Executive Summary of the TSD 
identifies specific issues on which DOE seeks comment. The final rule 
establishing any amended energy conservation standards will contain the 
final analytical results and will be accompanied by a final rule TSD.
    The TSD is available at: http://www1.eere.energy.gov/buildings/appliance_standards/rulemaking.aspx?ruleid=113. DOE is also interested 
in receiving views concerning other relevant issues that participants 
believe would affect energy conservation standards for this

[[Page 65173]]

equipment or that DOE should address in the NOPR.
    DOE welcomes all interested parties to submit in writing by 
December 10, 2015 comments, data, and other information on matters 
addressed in the TSD and on other matters relevant to consideration of 
energy conservation standards for pool heaters.
    After the closing of the comment period, DOE will consider all 
timely-submitted comments and additional information obtained from 
interested parties, as well as information obtained through further 
analyses. Afterward, DOE will publish either a determination that 
standards for electric pool heaters need not be established or a NOPR 
proposing to establish those standards. The NOPR would include proposed 
energy conservation standards for the products covered by the 
rulemaking, and members of the public would be given an opportunity to 
submit written and oral comments on the proposed standards.

A. Submission of Comments

    DOE will accept comments, data, and other information regarding 
this rulemaking no later than the date provided at the beginning of 
this document. Please submit comments, data, and other information as 
provided in the ADDRESSES section. Submit electronic comments in 
WordPerfect, Microsoft Word, PDF, or text (ASCII) file format and avoid 
the use of special characters or any form of encryption. Comments in 
electronic format should be identified by the Docket Number EERE-2015-
BT-STD-0003 and/or RIN 1904-AD49 and, wherever possible, carry the 
electronic signature of the author. No telefacsimiles (faxes) will be 
accepted.
    Pursuant to 10 CFR 1004.11, any person submitting information that 
he or she believes to be confidential and exempt by law from public 
disclosure should submit two copies: One copy of the document including 
all the information believed to be confidential and one copy of the 
document with the information believed to be confidential deleted. DOE 
will make its own determination as to the confidential status of the 
information and treat it according to its determination.
    Factors of interest to DOE when evaluating requests to treat 
submitted information as confidential include: (1) A description of the 
items; (2) whether and why such items are customarily treated as 
confidential within the industry; (3) whether the information is 
generally known by or available from other sources; (4) whether the 
information has previously been made available to others without 
obligation concerning its confidentiality; (5) an explanation of the 
competitive injury to the submitting person which would result from 
public disclosure; (6) a date upon which such information might lose 
its confidential nature due to the passage of time; and (7) why 
disclosure of the information would be contrary to the public interest.

V. Approval of the Office of the Secretary

    The Secretary of Energy has approved publication of this notice of 
data availability of the preliminary technical support document.

    Issued in Washington, DC, on October 15, 2015.
Kathleen B. Hogan,
Deputy Assistant Secretary for Energy Efficiency, Energy Efficiency and 
Renewable Energy.
[FR Doc. 2015-27203 Filed 10-23-15; 8:45 am]
BILLING CODE 6450-01-P



                                                                                                                                                                                                                65169

                                                      Proposed Rules                                                                                                Federal Register
                                                                                                                                                                    Vol. 80, No. 206

                                                                                                                                                                    Monday, October 26, 2015



                                                      This section of the FEDERAL REGISTER                    to access all documents in the docket,                  F. National Impact Analysis
                                                      contains notices to the public of the proposed          including public comments.                            IV. Public Participation
                                                      issuance of rules and regulations. The                     Also, the DOE Web page for pool                      A. Submission of Comments
                                                      purpose of these notices is to give interested          heaters (which includes additional                    V. Approval of the Office of the Secretary
                                                      persons an opportunity to participate in the            information about existing standards                  I. Authority
                                                      rule making prior to the adoption of the final          and test procedures, and the history and
                                                      rules.                                                                                                           Title III, Part B 1 of the Energy Policy
                                                                                                              impacts of previous DOE regulatory
                                                                                                                                                                    and Conservation Act of 1975 (‘‘EPCA’’
                                                                                                              actions for these products) may be
                                                                                                                                                                    or ‘‘the Act’’), Public Law 94–163
                                                      DEPARTMENT OF ENERGY                                    viewed at http://www1.eere.energy.gov/
                                                                                                                                                                    (codified at 42 U.S.C. 6291–6309) sets
                                                                                                              buildings/appliance_standards/
                                                                                                                                                                    forth a variety of provisions designed to
                                                      10 CFR Part 430                                         product.aspx/productid/47 and contains
                                                                                                                                                                    improve energy efficiency and
                                                                                                              links to the aforementioned docket.
                                                      [Docket No. EERE–2015–BT–STD–0003]                                                                            establishes the Energy Conservation
                                                                                                                 For detailed instructions on
                                                                                                                                                                    Program for Consumer Products Other
                                                      RIN 1904–AD49                                           submitting comments and additional
                                                                                                                                                                    Than Automobiles.2 This program
                                                                                                              information on the rulemaking process,
                                                                                                                                                                    includes most major household
                                                      Energy Conservation Standards for                       see section IV, ‘‘Public Participation,’’ of
                                                                                                                                                                    appliances (collectively referred to as
                                                      Pool Heaters                                            this document. For further information
                                                                                                                                                                    ‘‘covered products’’), including the two
                                                                                                              on how to submit a comment or to
                                                      AGENCY: Office of Energy Efficiency and                                                                       covered products that are the subject of
                                                                                                              review other public comments and the
                                                      Renewable Energy, Department of                                                                               this rulemaking process: Direct heating
                                                                                                              docket contact Ms. Brenda Edwards at
                                                      Energy.                                                                                                       equipment (DHE) and pool heaters.3 (42
                                                                                                              (202) 586–2945 or by email:
                                                                                                                                                                    U.S.C. 6292(a)(9) and (11)) Under EPCA,
                                                      ACTION: Notice of data availability                     Brenda.Edwards@ee.doe.gov.
                                                                                                                                                                    this energy conservation program
                                                      (NODA).                                                 FOR FURTHER INFORMATION CONTACT:
                                                                                                                                                                    generally consists of four parts: (1)
                                                                                                              Mr. John Cymbalsky, U.S. Department of
                                                      SUMMARY:   The U.S. Department of                                                                             Testing; (2) labeling; (3) establishing
                                                                                                                 Energy, Office of Energy Efficiency
                                                      Energy (DOE) has completed a                                                                                  Federal energy conservation standards;
                                                                                                                 and Renewable Energy, Building
                                                      preliminary analysis for purposes of                                                                          and (4) certification and enforcement
                                                                                                                 Technologies, EE–5B, 1000
                                                      considering energy conservation                                                                               procedures.
                                                                                                                 Independence Avenue SW.,                              EPCA prescribes specific energy
                                                      standards for electric pool heaters. At                    Washington, DC 20585–0121.
                                                      this time, DOE is not proposing energy                                                                        conservation standards for pool heaters
                                                                                                                 Telephone: (202) 287–1692. Email:                  and direct heating equipment. (42
                                                      conservation standards for electric pool                   John.Cymbalsky@ee.doe.gov.
                                                      heaters. However, it is publishing this                                                                       U.S.C. 6295(e)(2), (3)) EPCA directed
                                                                                                              Ms. Sarah Butler, U.S. Department of
                                                      analysis so stakeholders can review the                                                                       DOE to conduct two cycles of
                                                                                                                 Energy, Office of the General Counsel,
                                                      analysis’s output and the underlining                                                                         rulemakings to determine whether to
                                                                                                                 GC–33, 1000 Independence Avenue
                                                      assumptions and calculations that might                                                                       amend its standards for direct heating
                                                                                                                 SW., Washington, DC 20585–0121.
                                                      ultimately support a proposed standard.                                                                       equipment and pool heaters. (42 U.S.C.
                                                                                                                 Telephone: (202) 586–1777. Email:
                                                      DOE encourages stakeholders to provide                                                                        6295(e)(4)) The statute further requires
                                                                                                                 Sarah.Butler@hq.doe.gov.
                                                      any additional data or information that                                                                       DOE to publish a notice of proposed
                                                                                                                 For information on how to submit or                rulemaking including new proposed
                                                      may improve the analysis. The analysis                  review public comments, contact Ms.                   standards or a notice of determination
                                                      is now publicly available at on the DOE                 Brenda Edwards, U.S. Department of                    that the standards for a product need
                                                      Web site.                                               Energy, Office of Energy Efficiency and               not be amended no later than 6 years
                                                      DATES: DOE will accept comments, data,                  Renewable Energy, Building                            after issuance of any final rule
                                                      and other information regarding this                    Technologies, EE–5B, 1000                             establishing or amending standards for
                                                      rulemaking no later than December 10,                   Independence Avenue SW.,                              that product. (42 U.S.C. 6295(m)(1))
                                                      2015. See section IV, ‘‘Public                          Washington, DC 20585–0121.                            DOE last promulgated a final rule on
                                                      Participation,’’ of this document for                   Telephone: (202) 586–2945. Email:                     April 16, 2010, amending its energy
                                                      details.                                                Brenda.Edwards@ee.doe.gov.                            conservation standards for direct
                                                      ADDRESSES:   The direct heating                         SUPPLEMENTARY INFORMATION:                            heating equipment and pool heaters,
                                                      equipment and pool heater docket                        Table of Contents                                       1 For editorial reasons, upon codification in the
                                                      (EERE–2015–BT–STD–0003) is available
                                                                                                              I. Authority                                          U.S. Code, Part B was redesignated as Part A.
                                                      for review at www.regulations.gov. It                   II. History of Energy Conservation Standards            2 All references to EPCA in this document refer
                                                      includes relevant Federal Register                            Rulemaking for Pool Heaters                     to the statute as amended through the Energy
                                                      notices, the Request for Information,
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                                                                                 A. Background                                      Efficiency Improvement Act, Public Law 114–11
                                                      public comments, and other relevant                        B. Current Rulemaking Process                      (April 30, 2015).
                                                                                                                                                                      3 A ‘‘pool heater’’ means ‘‘an appliance designed
                                                      documents/materials. All documents in                   III. Summary of the Analyses Performed by
                                                                                                                    DOE                                             for heating nonpotable water contained at
                                                      the docket are listed in the                                                                                  atmospheric pressure, including heating water in
                                                      www.regulations.gov index. However,                        A. Market and Technology Assessment
                                                                                                                                                                    swimming pools, spas, hot tubs and similar
                                                      not all documents listed in the index                      B. Engineering Analysis                            application.’’ (42 U.S.C. 6291(25)) This definition of
                                                                                                                 C. Markups To Determine Commercial                 coverage does not specify a fuel type, and so
                                                      may be publicly available, such as                            Consumer Prices                                 electric pool heaters are considered to be covered
                                                      information that is exempt from public                     D. Energy Use Analysis                             products under EPCA even though energy
                                                      disclosure. The www.regulations.gov                        E. Life-Cycle Cost and Payback Period              conservation standards are not currently
                                                      Web page contains instructions on how                         Analyses                                        established.



                                                 VerDate Sep<11>2014   18:00 Oct 23, 2015   Jkt 238001   PO 00000   Frm 00001   Fmt 4702   Sfmt 4702   E:\FR\FM\26OCP1.SGM   26OCP1


                                                      65170                  Federal Register / Vol. 80, No. 206 / Monday, October 26, 2015 / Proposed Rules

                                                      constituting the first of these two                     likely to result directly from the                    products within such type (or class) do
                                                      required rulemakings. 75 FR 20112. The                  imposition of the standard;                           not have and such feature justifies a
                                                      current rulemaking satisfies the                           4. Any lessening of the utility or the             higher or lower standard than applies or
                                                      statutory requirements under EPCA to                    performance of the covered products                   will apply to the other products. (42
                                                      conduct a second round of review of the                 likely to result from the imposition of               U.S.C. 6295(q)(1)) In determining
                                                      DHE and pool heater standards. (42                      the standard;                                         whether a performance-related feature
                                                      U.S.C. 6295(e)(4)(B)) Additionally, this                   5. The impact of any lessening of                  justifies such a different standard for a
                                                      rulemaking will satisfy the requirement                 competition, as determined in writing                 group of products, DOE must consider
                                                      for DOE to publish a notice of proposed                 by the Attorney General, that is likely to            ‘‘such factors as the utility to the
                                                      rulemaking containing proposed                          result from the imposition of the                     consumer of such a feature’’ and other
                                                      standards or a notice of determination                  standard;                                             factors the Secretary deems appropriate.
                                                      that the standards for direct heating                      6. The need for national energy and                Id. Any rule prescribing such a standard
                                                      equipment and pool heaters do not need                  water conservation; and                               must include an explanation of the basis
                                                      to be amended by April 16, 2016. (42                       7. Other factors the Secretary of                  on which DOE established such higher
                                                      U.S.C. 6295(m)(1)). If DOE were to                      Energy (Secretary) considers relevant.                or lower level. (42 U.S.C. 6295(q)(2))
                                                      publish a notice of proposed rulemaking                 (42 U.S.C. 6295(o)(2)(B)(i)(I)–(VII))                    Section 310(3) of the Energy
                                                                                                                 In addition, EPCA, as amended,                     Independence and Security Act of 2007
                                                      containing proposed amendments to its
                                                                                                              establishes a rebuttable presumption                  (EISA 2007; Public Law 110–140)
                                                      standards for either direct heating
                                                                                                              that any standard for covered products                amended EPCA to prospectively require
                                                      equipment or pool heaters, DOE would
                                                                                                              is economically justified if the Secretary            that energy conservation standards
                                                      be required to issue a final rule                       finds that ‘‘the additional cost to the
                                                      amending the standards no later than 2                                                                        address standby mode and off mode
                                                                                                              consumer of purchasing a product                      energy use. Specifically, when DOE
                                                      years after issuance of the notice. (42                 complying with an energy conservation
                                                      U.S.C. 6295(m)(3)(A))                                                                                         adopts new or amended standards for a
                                                                                                              standard level will be less than three                covered product after July 1, 2010, the
                                                        EPCA also provides criteria for                       times the value of the energy (and as
                                                      prescribing amended standards for                                                                             final rule must, if justified by the
                                                                                                              applicable, water) savings during the                 criteria for adoption of standards in
                                                      covered products generally, including                   first year that the consumer will receive
                                                      direct heating equipment and pool                                                                             section 325(o) of EPCA, incorporate
                                                                                                              as a result of the standard,’’ as                     standby mode and off mode energy use
                                                      heaters. As indicated above, any such                   calculated under the test procedure in
                                                      amended standard must be designed to                                                                          into a single standard if feasible, or
                                                                                                              place for that standard. (42 U.S.C.                   otherwise adopt a separate standard for
                                                      achieve the maximum improvement in                      6295(o)(2)(B)(iii))
                                                      energy efficiency that is technologically                                                                     such energy use for that product. (42
                                                                                                                 EPCA also contains what is                         U.S.C. 6295(gg)(3)) On December 17,
                                                      feasible and economically justified. (42                commonly known as an ‘‘anti-
                                                      U.S.C. 6295(o)(2)(A)) Additionally,                                                                           2012 DOE promulgated a final rule
                                                                                                              backsliding’’ provision. (42 U.S.C.                   amending its test procedures for vented
                                                      EPCA provides specific prohibitions on                  6295(o)(1)) This provision mandates                   direct heating equipment and pool
                                                      prescribing such standards. DOE may                     that the Secretary not prescribe any                  heaters to incorporate standby and off-
                                                      not prescribe an amended standard for                   amended standard that either increases                mode energy consumption. 77 FR
                                                      any of its covered products for which it                the maximum allowable energy use or                   74559. The amendments related to
                                                      has not established a test procedure. (42               decreases the minimum required energy                 standby and off-mode energy
                                                      U.S.C. 6295(o)(3)(A)) Further, DOE may                  efficiency of a covered product. EPCA                 consumption were not required for
                                                      not prescribe a standard if DOE                         further provides that the Secretary may               purposes of compliance until the
                                                      determines by rule that such standard                   not prescribe an amended standard if                  compliance date of the next standards
                                                      would not result in ‘‘significant                       interested persons have established by a              final rule for those products. Id. This
                                                      conservation of energy,’’ or ‘‘is not                   preponderance of the evidence that the                rulemaking, if amended standards are
                                                      technologically feasible or economically                standard is likely to result in the                   ultimately adopted, would serve as the
                                                      justified.’’ (42 U.S.C. 6295(o)(3)(B))                  unavailability in the United States of                next energy conservation standards
                                                      EPCA also provides that in deciding                     any product type (or class) with                      rulemaking subsequent to these test
                                                      whether a standard is economically                      performance characteristics (including                procedure amendments, and therefore
                                                      justified for covered products, DOE                     reliability), features, sizes, capacities,            this rulemaking will take into account
                                                      must, after receiving comments on the                   and volumes that are substantially the                standby and off-mode energy
                                                      proposed standard, determine whether                    same as those generally available in the              consumption.
                                                      the benefits of the standard exceed its                 United States at the time of the                         Finally, Federal energy conservation
                                                      burdens by considering, to the greatest                 Secretary’s finding. (42 U.S.C.                       requirements for covered products
                                                      extent practicable, the following seven                 6295(o)(4)) Under 42 U.S.C. 6295(q)(1),               generally supersede State laws or
                                                      factors:                                                EPCA specifies requirements applicable                regulations concerning energy
                                                        1. The economic impact of the                         to promulgating standards for any type                conservation testing, labeling, and
                                                      standard on manufacturers and                           or class of covered product that has two              standards. (42 U.S.C. 6297(a)–(c)) DOE
                                                      consumers of the products subject to the                or more subcategories. Under this                     can, however, grant waivers of Federal
                                                      standard;                                               provision, DOE must specify a different               preemption for particular State laws or
                                                        2. The savings in operating costs                     standard level than that which applies                regulations, in accordance with the
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      throughout the estimated average life of                generally to such type or class of                    procedures and other provisions of
                                                      the covered products in the type (or                    product that has the same function or                 section 327(d) of the Act. (42
                                                      class) compared to any increase in the                  intended use, if DOE determines that                  U.S.C.6297(d))
                                                      price, initial charges, or maintenance                  the products within such group: (A)                      Before proposing a standard, DOE
                                                      expenses for the covered products that                  Consume a different kind of energy from               typically seeks public input about the
                                                      are likely to result from the imposition                that consumed by other covered                        analytical framework, models, and tools
                                                      of the standard;                                        products within such type (or class); or              that it will use to evaluate standards for
                                                        3. The total projected amount of                      (B) have a capacity or other                          the product or equipment at issue and
                                                      energy (or, as applicable, water) savings               performance-related feature which other               the results of preliminary analyses DOE


                                                 VerDate Sep<11>2014   18:00 Oct 23, 2015   Jkt 238001   PO 00000   Frm 00002   Fmt 4702   Sfmt 4702   E:\FR\FM\26OCP1.SGM   26OCP1


                                                                             Federal Register / Vol. 80, No. 206 / Monday, October 26, 2015 / Proposed Rules                                          65171

                                                      performed for that product or                           heat pump pool heaters. Since energy                  depth technical analyses in the
                                                      equipment. This NODA announces the                      conservation standards have not                       following areas: (1) Engineering; (2)
                                                      availability of the preliminary Technical               previously been established for electric              markups to determine product price; (3)
                                                      Support Document (TSD), which details                   pool heaters, DOE is publishing this                  energy use; (4) life-cycle cost and
                                                      the preliminary analyses and                            preliminary analysis for electric pool                payback period; and (5) national
                                                      summarizes the preliminary results of                   heaters in order to solicit feedback                  impacts. The preliminary TSD that
                                                      DOE’s analyses for electric pool heaters.               regarding the methodologies used and                  presents the methodology and results of
                                                                                                              results obtained based on information                 each of these analyses is available at
                                                      II. History of Energy Conservation                      collected during the March 2015 RFI                   http://www1.eere.energy.gov/buildings/
                                                      Standards Rulemaking for Pool Heaters                   public comment period and preliminary                 appliance_standards/
                                                      A. Background                                           confidential manufacturer interviews,                 rulemaking.aspx?ruleid=113.
                                                                                                              among other sources. DOE does not plan                   DOE also conducted, and has
                                                         Currently, energy conservation
                                                                                                              to publish a similar preliminary analysis             included in the preliminary TSD,
                                                      standards are established for vented
                                                                                                              for vented home heating equipment and                 several other analyses that support the
                                                      home heating equipment (a form of
                                                                                                              gas-fired pool heaters. DHE product                   major analyses or are preliminary
                                                      direct heating equipment) and gas-fired
                                                                                                              offerings have not markedly changed                   analyses that will be expanded upon for
                                                      pool heaters. (10 CFR 430.32(i) and (k))
                                                                                                              since the final rule analysis in 2010                 a NOPR if DOE determines that
                                                      DOE last amended its energy
                                                                                                              (with the exception of condensing                     amended energy conservation standards
                                                      conservation standards for pool heaters
                                                                                                              technology for fan-type wall furnaces).               are technologically feasible,
                                                      and direct heating equipment through a
                                                                                                              Additionally, DOE has performed                       economically justified, and would save
                                                      final rule published in the Federal                                                                           a significant amount of energy, based on
                                                                                                              testing on vented home heating
                                                      Register (FR) on April 16, 2010                                                                               the information available to DOE. These
                                                                                                              equipment (a subset of DHE) and
                                                      (hereafter referred to as the ‘‘April 2010                                                                    analyses include: (1) The market and
                                                                                                              through this process has built sufficient
                                                      final rule’’). 75 FR 20112. (codified at 10                                                                   technology assessment; (2) the screening
                                                                                                              knowledge, in combination with the
                                                      CFR 430.32(i) and (k)). Compliance with                                                                       analysis, which contributes to the
                                                                                                              previous rulemaking analyses and the
                                                      the amended standards was required                                                                            engineering analysis; and (3) the
                                                                                                              March 2015 RFI, to forgo a preliminary
                                                      beginning on April 16, 2013. Id. As                                                                           shipments analysis, which contributes
                                                                                                              analysis for these products. DOE
                                                      described above in section I, EPCA                      requests comment on its determination                 to the life-cycle cost (LCC) and payback
                                                      directed DOE to conduct two cycles of                   to forgo a preliminary analysis for these             period (PBP) analysis and national
                                                      rulemakings regarding standards for                     products and notes that interested                    impact analysis (NIA). In addition to
                                                      DHE and pool heaters, and this                          parties will have the opportunity to                  these analyses, DOE has begun
                                                      rulemaking satisfies the statutory                      comment on DOE’s analyses for vented                  preliminary work on the manufacturer
                                                      requirements under EPCA to conduct a                    home heating equipment and gas-fired                  impact analysis and has identified the
                                                      second round of review of the DHE and                   pool heaters during the Notice of                     methods to be used for the LCC
                                                      pool heater standards. (42 U.S.C.                       Proposed Rulemaking (NOPR) phase of                   consumer subgroup analysis, the
                                                      6295(e)(4)(B)) To initiate this                         the rulemaking process.                               emissions analysis, the employment
                                                      rulemaking, DOE issued a Request for                       DOE completed a separate test                      impact analysis, the regulatory impact
                                                      Information (RFI) in the Federal                        procedure rulemaking for direct heating               analysis, and the utility impact analysis.
                                                      Register on March 26, 2015 (hereafter                   equipment and pool heaters by                         DOE will expand on these analyses in
                                                      ‘‘March 2015 RFI’’). 80 FR 15922.                       publishing in the Federal Register a                  the NOPR.
                                                      Through this RFI, DOE requested data                    final rule on January 6, 2015. 80 FR 792.
                                                      and information pertaining to its                                                                             A. Market and Technology Assessment
                                                                                                              (Codified at 10 CFR part 430, subpart B,
                                                      technical and economic analyses for                     Appendix P) Any energy conservation                      When initiating an analysis of
                                                      direct heating equipment and pool                       standards for pool heaters of any fuel                potential energy efficiency standards for
                                                      heaters.                                                type adopted as part of this rulemaking               a residential product, DOE develops
                                                         In addition to determining whether                   would be based on the updated test                    information for the products and
                                                      energy conservation standards for                       procedure.                                            characterizes the market and industry
                                                      vented home heating equipment and                                                                             structure, evaluating both current and
                                                      gas-fired pool heaters should be                        B. Current Rulemaking Process                         historical information. This activity is
                                                      amended, DOE is considering during                        As indicated above, in initiating this              primarily based on a review of publicly-
                                                      this rulemaking whether it is                           rulemaking DOE published a Request                    available information.
                                                      appropriate to establish energy                         for Information on March 26, 2015.                       When evaluating and establishing
                                                      conservation standards for electric pool                Among other topics, DOE solicited data                energy conservation standards, DOE
                                                      heaters, including both electric                        and information pertaining to electric                generally divides covered products into
                                                      resistance pool and spa heaters as well                 resistance and electric heat pump pool                product classes by the type of energy
                                                      as electric heat pump pool heaters. As                  and spa heaters. Comments received                    used or by capacity or other
                                                      described in section I, although energy                 since publication of the March 2015 RFI               performance-related features that affect
                                                      conservation standards for electric pool                have helped DOE identify issues and                   efficiency. DOE has tentatively decided
                                                      heaters have not previously been set, the               collect data related to the preliminary               to differentiate between electric pool
                                                      definition of coverage for pool heaters                 analyses for electric pool heaters.                   heaters and electric spa heaters on the
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      found at 42 U.S.C. 6291(25) does not                    Chapter 2 of the preliminary TSD                      basis that each of these two products
                                                      specify a fuel type, and therefore all                  summarizes and addresses the                          have different characteristics which
                                                      pool heaters (including electric) are                   comments received in response to the                  have the potential of affecting
                                                      considered covered products under                       March 2015 RFI.                                       efficiency. Specifically, electric spa
                                                      EPCA. Among other topics, the March                                                                           heaters often have space constraints
                                                      2015 RFI sought data and information                    III. Summary of the Analyses                          which would impede the use of higher
                                                      pertaining specifically to electric pool                Performed by DOE                                      efficiency technologies. DOE therefore
                                                      heaters, including electric resistance                     For the electric pool heaters covered              considered two product classes—
                                                      pool and spa heaters as well as electric                in this rulemaking, DOE conducted in-                 electric pool heaters and electric spa


                                                 VerDate Sep<11>2014   18:00 Oct 23, 2015   Jkt 238001   PO 00000   Frm 00003   Fmt 4702   Sfmt 4702   E:\FR\FM\26OCP1.SGM   26OCP1


                                                      65172                  Federal Register / Vol. 80, No. 206 / Monday, October 26, 2015 / Proposed Rules

                                                      heaters—for this preliminary analysis.                  selling prices into installed prices.                 operating cost of the products. PBP is
                                                      DOE recognizes that electric spa heaters,               Chapter 5 of the preliminary TSD                      calculated by dividing the incremental
                                                      being integral to the construction of a                 discusses the engineering analysis.                   increase in installed cost of the higher-
                                                      spa or hot tub, use electric resistance                                                                       efficiency products, compared to the
                                                                                                              C. Markups To Determine Commercial
                                                      heating elements due to space                                                                                 baseline products, by the annual savings
                                                                                                              Consumer Prices
                                                      constraints and DOE has tentatively                                                                           in operating costs. Chapter 8 of the
                                                      determined that heat pump technology                       DOE derives consumer installed                     preliminary TSD addresses the LCC and
                                                      is therefore not a viable option for                    prices based on manufacturer markups,                 PBP analyses.
                                                      electric spa heaters. DOE did not                       retailer markups, distributor markups,
                                                                                                              contractor markups (where appropriate),               F. National Impact Analysis
                                                      analyze electric spa heaters because it
                                                      did not identify technologies that would                and sales taxes. In deriving these                       The NIA estimates the national energy
                                                      measurably increase the integrated                      markups, DOE determines the major                     savings (NES) and the net present value
                                                      thermal efficiency of these products.                   distribution channels for product sales,              (NPV) of total consumer costs and
                                                      DOE does, however, consider electric                    the markup associated with each party                 savings expected to result from
                                                      resistance to be a baseline technology                  in each distribution channel, and the                 amended standards at specific efficiency
                                                      for the electric pool heater product                    existence and magnitude of differences                levels (referred to as candidate standard
                                                      class, since electric resistance heaters                between markups for baseline products                 levels). DOE calculated NES and NPV
                                                      are available at capacities that could                  (baseline markups) and higher-                        for each candidate standard level for
                                                      serve a pool and electric heat pumps                    efficiency products (incremental                      electric pool heaters as the difference
                                                      represent an improvement in efficiency                  markups). DOE calculates both overall                 between a base-case forecast (without
                                                      over these products.                                    baseline and overall incremental                      amended standards) and the standards-
                                                         Energy conservation standards may be                 markups based on the product markups                  case forecast (with standards). DOE
                                                      proposed later in the rulemaking for                    at each step in each distribution                     determined national annual energy
                                                      either, both, or neither of these potential             channel. Chapter 6 of the preliminary                 consumption by multiplying the
                                                      product classes in addition to gas-fired                TSD addresses the markups analysis.                   number of units in use (by vintage) by
                                                      pool heaters. (42 U.S.C. 6295(q))                                                                             the average unit energy consumption
                                                                                                              D. Energy Use Analysis
                                                      Alternatively, DOE could propose                                                                              (also by vintage). Cumulative energy
                                                      different product classes than those                       The energy use analysis provides                   savings are the sum of the annual NES
                                                      analyzed in its preliminary analysis if                 estimates of the annual energy                        determined for the lifetime of the
                                                      comments, information, or additional                    consumption of electric pool heaters.                 products shipped from 2022–2051. This
                                                      analysis be provided that suggest doing                 The energy use analysis seeks to                      30-year analysis period begins in 2022,
                                                      so would be more appropriate for the                    estimate the range of energy                          the expected first full year of
                                                      pool and spa heater market. Chapter 3                   consumption of products that meet each                compliance with the amended
                                                      of the preliminary TSD addresses the                    of the efficiency levels considered in a              standards. The NPV is the sum over
                                                      market and technology assessment.                       given rulemaking as they are used in the              time of the discounted net savings each
                                                                                                              field. DOE uses these values in the LCC               year, which consists of the difference
                                                      B. Engineering Analysis                                 and PBP analyses and in the NIA.                      between total operating cost savings and
                                                         The engineering analysis establishes                 Chapter 7 of the preliminary TSD                      increases in total installed costs. Critical
                                                      the relationship between the                            addresses the energy use analysis.                    inputs to this analysis include
                                                      manufacturer selling price and                                                                                shipments projections, estimated
                                                                                                              E. Life-Cycle Cost and Payback Period
                                                      efficiency levels of the products that                                                                        product lifetimes, product installed
                                                                                                              Analyses
                                                      DOE is evaluating as potential energy                                                                         costs and operating costs, product
                                                      conservation standards. This                               The LCC and PBP analyses determine                 annual energy consumption, the base
                                                      relationship serves as the basis for cost-              the economic impact of potential                      case efficiency projection, and discount
                                                      benefit calculations for individual                     standards on individual consumers. The                rates. Chapter 10 of the preliminary TSD
                                                      consumers, manufacturers, and the                       LCC is the total cost to the consumer of              addresses the NIA.
                                                      Nation. The engineering analysis                        purchasing, installing, and operating the
                                                      identifies representative baseline                      considered pool heater over the course                IV. Public Participation
                                                      products, which is the starting point for               of its lifetime. The LCC analysis                        DOE invites input from the public on
                                                      analyzing technologies that provide                     compares the LCCs of products designed                all the topics described above. The
                                                      energy efficiency improvements.                         to meet possible energy conservation                  preliminary analytical results are
                                                      ‘‘Baseline’’ refers to a model or models                standards with the LCC of the products                subject to revision following further
                                                      having features and technologies                        likely to be installed in the absence of              review and input from the public. A
                                                      typically found in minimally-efficient                  standards. DOE determines LCCs by                     complete TSD is available for this
                                                      products currently available on the                     considering: (1) Total installed cost to              analysis, and the Executive Summary of
                                                      market and, for products already subject                the purchaser (which consists of                      the TSD identifies specific issues on
                                                      to energy conservation standards, a                     manufacturer selling price, distribution              which DOE seeks comment. The final
                                                      model that just meets the current                       chain markups, sales taxes, and                       rule establishing any amended energy
                                                      standard. After identifying the baseline                installation cost); (2) the operating cost            conservation standards will contain the
                                                      models, DOE estimated manufacturer                      of the product (energy cost and                       final analytical results and will be
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                      selling prices by using a consistent                    maintenance and repair cost); (3)                     accompanied by a final rule TSD.
                                                      methodology and pricing scheme that                     product lifetime; and (4) a discount rate                The TSD is available at: http://
                                                      includes material costs and                             that reflects the real consumer cost of               www1.eere.energy.gov/buildings/
                                                      manufacturer markups. DOE used these                    capital and puts the LCC in present-                  appliance_standards/
                                                      inputs to develop manufacturer selling                  value terms. The PBP represents the                   rulemaking.aspx?ruleid=113. DOE is
                                                      prices for the baseline and more-                       number of years needed to recover the                 also interested in receiving views
                                                      efficient designs. Later, in the markups                increase in purchase price (including                 concerning other relevant issues that
                                                      analysis to determine the installed                     installation cost) of higher-efficiency               participants believe would affect energy
                                                      price, DOE converts these manufacturer                  products through savings in the                       conservation standards for this


                                                 VerDate Sep<11>2014   18:00 Oct 23, 2015   Jkt 238001   PO 00000   Frm 00004   Fmt 4702   Sfmt 4702   E:\FR\FM\26OCP1.SGM   26OCP1


                                                                             Federal Register / Vol. 80, No. 206 / Monday, October 26, 2015 / Proposed Rules                                                 65173

                                                      equipment or that DOE should address                    available to others without obligation                Room 820, 4330 East West Highway,
                                                      in the NOPR.                                            concerning its confidentiality; (5) an                Bethesda, MD 20814; telephone (301)
                                                        DOE welcomes all interested parties                   explanation of the competitive injury to              504–7923.
                                                      to submit in writing by December 10,                    the submitting person which would                       Instructions: All submissions received
                                                      2015 comments, data, and other                          result from public disclosure; (6) a date
                                                      information on matters addressed in the                                                                       must include the agency name and
                                                                                                              upon which such information might
                                                      TSD and on other matters relevant to                                                                          docket number for this document. All
                                                                                                              lose its confidential nature due to the
                                                      consideration of energy conservation                                                                          comments received may be posted
                                                                                                              passage of time; and (7) why disclosure
                                                      standards for pool heaters.                             of the information would be contrary to               without change, including any personal
                                                        After the closing of the comment                      the public interest.                                  identifiers, contact information, or other
                                                      period, DOE will consider all timely-                                                                         personal information provided, to:
                                                      submitted comments and additional                       V. Approval of the Office of the                      http://www.regulations.gov. Do not
                                                      information obtained from interested                    Secretary                                             submit confidential business
                                                      parties, as well as information obtained                  The Secretary of Energy has approved                information, trade secret information, or
                                                      through further analyses. Afterward,                    publication of this notice of data                    other sensitive or protected information
                                                      DOE will publish either a determination                 availability of the preliminary technical             that you do not want to be available to
                                                      that standards for electric pool heaters                support document.                                     the public. If furnished at all, such
                                                      need not be established or a NOPR                                                                             information should be submitted in
                                                                                                                Issued in Washington, DC, on October 15,
                                                      proposing to establish those standards.                 2015.                                                 writing.
                                                      The NOPR would include proposed
                                                      energy conservation standards for the
                                                                                                              Kathleen B. Hogan,                                      Docket: For access to the docket to
                                                      products covered by the rulemaking,                     Deputy Assistant Secretary for Energy                 read background documents or
                                                                                                              Efficiency, Energy Efficiency and Renewable           comments received, go to: http://
                                                      and members of the public would be                      Energy.
                                                      given an opportunity to submit written                                                                        www.regulations.gov, and insert the
                                                                                                              [FR Doc. 2015–27203 Filed 10–23–15; 8:45 am]          docket number CPSC–2015–0030, into
                                                      and oral comments on the proposed
                                                      standards.                                              BILLING CODE 6450–01–P                                the ‘‘Search’’ box, and follow the
                                                                                                                                                                    prompts.
                                                      A. Submission of Comments
                                                         DOE will accept comments, data, and                  CONSUMER PRODUCT SAFETY                               FOR FURTHER INFORMATION CONTACT:
                                                      other information regarding this                        COMMISSION                                            Patricia K. Adair, Directorate for
                                                      rulemaking no later than the date                                                                             Engineering Sciences, U.S. Consumer
                                                      provided at the beginning of this                       16 CFR Chapter II                                     Product Safety Commission, 5 Research
                                                      document. Please submit comments,                       [Docket No. CPSC–2015–0030]                           Place, Rockville, MD 20850–3213;
                                                      data, and other information as provided                                                                       telephone: (301) 987–2238; email:
                                                      in the ADDRESSES section. Submit                        Notice of Availability: CPSC Plan for                 padair@cpsc.gov.
                                                      electronic comments in WordPerfect,                     Retrospective Review of Existing                      SUPPLEMENTARY INFORMATION:       The
                                                      Microsoft Word, PDF, or text (ASCII) file               Rules                                                 Commission has approved a Plan for
                                                      format and avoid the use of special
                                                                                                              AGENCY: U.S. Consumer Product Safety                  Retrospective Review of Existing Rules
                                                      characters or any form of encryption.
                                                                                                              Commission.                                           (‘‘Plan’’) that sets forth a method for
                                                      Comments in electronic format should
                                                      be identified by the Docket Number                      ACTION: Notice of availability.                       identifying and reconsidering certain
                                                      EERE–2015–BT–STD–0003 and/or RIN                                                                              rules that are obsolete, unnecessary,
                                                                                                              SUMMARY:    The Consumer Product Safety               unjustified, excessively burdensome,
                                                      1904–AD49 and, wherever possible,
                                                                                                              Commission (‘‘Commission,’’ or                        counterproductive, or ineffective, or that
                                                      carry the electronic signature of the
                                                                                                              ‘‘CPSC’’) has approved a document                     otherwise would benefit from
                                                      author. No telefacsimiles (faxes) will be
                                                                                                              titled, ‘‘Plan for Retrospective Review of            modification. The Plan’s review
                                                      accepted.
                                                         Pursuant to 10 CFR 1004.11, any                      Existing Rules.’’ CPSC seeks comments                 processes are intended to facilitate the
                                                      person submitting information that he                   on this plan.                                         identification of rules that warrant
                                                      or she believes to be confidential and                  DATES: Submit comments by December                    repeal or modification, including those
                                                      exempt by law from public disclosure                    28, 2015.                                             that could benefit from strengthening,
                                                      should submit two copies: One copy of                   ADDRESSES: You may submit comments,                   complementing, or modernizing. The
                                                      the document including all the                          identified by Docket No. CPSC–2015–                   Plan is consistent with Executive Orders
                                                      information believed to be confidential                 0030, by any of the following methods:                13579,1 13563 2 and 13610.3 The Plan is
                                                      and one copy of the document with the                      Electronic Submissions: Submit                     available on the Commission’s Web site
                                                      information believed to be confidential                 electronic comments to the Federal                    at: http://www.cpsc.gov/Global/
                                                      deleted. DOE will make its own                          eRulemaking Portal at: http://                        Regulations-Laws-and-Standards/
                                                      determination as to the confidential                    www.regulations.gov. Follow the                       Rulemaking/Draftrulereviewplan
                                                      status of the information and treat it                  instructions for submitting comments.                 September2015Final.pdf. Please submit
                                                      according to its determination.                         The Commission does not accept                        comments as directed in the ADDRESSES
                                                         Factors of interest to DOE when                      comments submitted by electronic mail
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS




                                                                                                                                                                    section of this document.
                                                      evaluating requests to treat submitted                  (email), except through
                                                      information as confidential include: (1)                www.regulations.gov. The Commission                     1 76 FR 41587 (July 11, 2011). The President.
                                                      A description of the items; (2) whether                 encourages you to submit electronic                   Executive Order 13579 of July 11, 2011. Regulation
                                                      and why such items are customarily                      comments by using the Federal                         and Independent Regulatory Agencies.
                                                      treated as confidential within the                      eRulemaking Portal, as described above.                 2 76 FR 3821 (January 18, 2011). The President.

                                                      industry; (3) whether the information is                   Written Submissions: Submit written                Executive Order 13563 of January 18, 2011.
                                                                                                                                                                    Improving Regulation and Regulatory Review.
                                                      generally known by or available from                    submissions by mail/hand delivery/                      3 77 FR 28469 (May 10, 2012). The President.
                                                      other sources; (4) whether the                          courier to: Office of the Secretary,                  Executive Order 13610 of May 10, 2012. Identifying
                                                      information has previously been made                    Consumer Product Safety Commission,                   and Reducing Regulatory Burdens.



                                                 VerDate Sep<11>2014   18:00 Oct 23, 2015   Jkt 238001   PO 00000   Frm 00005   Fmt 4702   Sfmt 4702   E:\FR\FM\26OCP1.SGM   26OCP1



Document Created: 2018-02-27 08:56:11
Document Modified: 2018-02-27 08:56:11
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of data availability (NODA).
DatesDOE will accept comments, data, and other information regarding this rulemaking no later than December 10, 2015. See section IV, ``Public Participation,'' of this document for details.
ContactMr. John Cymbalsky, U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy, Building Technologies, EE-5B, 1000 Independence Avenue SW., Washington, DC 20585-0121. Telephone: (202) 287-1692. Email: [email protected] Ms. Sarah Butler, U.S. Department of Energy, Office of the General Counsel, GC-33, 1000 Independence Avenue SW., Washington, DC 20585- 0121. Telephone: (202) 586-1777. Email: [email protected]
FR Citation80 FR 65169 
RIN Number1904-AD49

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR