80_FR_65975 80 FR 65768 - Interim Policy on Compounding Using Bulk Drug Substances Under Section 503B of the Federal Food, Drug, and Cosmetic Act; Draft Guidance for Industry; Availability

80 FR 65768 - Interim Policy on Compounding Using Bulk Drug Substances Under Section 503B of the Federal Food, Drug, and Cosmetic Act; Draft Guidance for Industry; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 80, Issue 207 (October 27, 2015)

Page Range65768-65769
FR Document2015-27268

The Food and Drug Administration (FDA or the Agency) is announcing the availability of a draft guidance entitled ``Interim Policy on Compounding Using Bulk Drug Substances Under Section 503B of the Federal Food, Drug, and Cosmetic Act.'' The draft guidance describes FDA's interim regulatory policy regarding outsourcing facilities that compound human drug products using bulk drug substances while FDA develops the list of bulk drug substances that can be used in compounding under the Federal Food, Drug, and Cosmetic Act (the FD&C Act). When final, the guidance will reflect the Agency's current thinking on the issues addressed by the guidance.

Federal Register, Volume 80 Issue 207 (Tuesday, October 27, 2015)
[Federal Register Volume 80, Number 207 (Tuesday, October 27, 2015)]
[Notices]
[Pages 65768-65769]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-27268]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2015-D-3539]


Interim Policy on Compounding Using Bulk Drug Substances Under 
Section 503B of the Federal Food, Drug, and Cosmetic Act; Draft 
Guidance for Industry; Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice of availability.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or the Agency) is 
announcing the availability of a draft guidance entitled ``Interim 
Policy on Compounding Using Bulk Drug Substances Under Section 503B of 
the Federal Food, Drug, and Cosmetic Act.'' The draft guidance 
describes FDA's interim regulatory policy regarding outsourcing 
facilities that compound human drug products using bulk drug substances 
while FDA develops the list of bulk drug substances that can be used in 
compounding under the Federal Food, Drug, and Cosmetic Act (the FD&C 
Act). When final, the guidance will reflect the Agency's current 
thinking on the issues addressed by the guidance.

DATES: Although you can comment on any guidance at any time (see 21 CFR 
10.115(g)(5)), to ensure that the Agency considers your comment on this 
draft guidance before it begins work on the final version of the 
guidance, submit either electronic or written comments on the draft 
guidance by December 28, 2015.

ADDRESSES: You may submit comments as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to http://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your

[[Page 65769]]

comments, that information will be posted on http://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Division of Dockets Management (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Division of 
Dockets Management, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2015-D-3539 for ``Interim Policy on Compounding Using Bulk Drug 
Substances Under Section 503B of the Federal Food, Drug, and Cosmetic 
Act; Draft Guidance for Industry; Availability.'' Received comments 
will be placed in the docket and, except for those submitted as 
``Confidential Submissions,'' publicly viewable at http://www.regulations.gov or at the Division of Dockets Management between 9 
a.m. and 4 p.m., Monday through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on http://www.regulations.gov. 
Submit both copies to the Division of Dockets Management. If you do not 
wish your name and contact information to be made publicly available, 
you can provide this information on the cover sheet and not in the body 
of your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with 21 CFR 10.20 and other 
applicable disclosure law. For more information about FDA's posting of 
comments to public dockets, see 80 FR 56469, September 18, 2015, or 
access the information at: http://www.fda.gov/regulatoryinformation/dockets/default.htm.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to http://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Division of Dockets Management, 5630 Fishers 
Lane, Rm. 1061, Rockville, MD 20852.
    Submit written requests for single copies of this guidance to the 
Division of Drug Information, Center for Drug Evaluation and Research, 
Food and Drug Administration, 10001 New Hampshire Ave., Hillandale 
Building, 4th Floor, Silver Spring, MD 20993-0002. Send one self-
addressed adhesive label to assist that office in processing your 
requests. See the SUPPLEMENTARY INFORMATION section for electronic 
access to the guidance document.

FOR FURTHER INFORMATION CONTACT: Sara Rothman, Center for Drug 
Evaluation and Research, Food and Drug Administration, 10903 New 
Hampshire Ave. Bldg. 51, Rm. 5197, Silver Spring, MD 20993-0002, 301-
796-3110.

SUPPLEMENTARY INFORMATION: 

I. Background

    FDA is announcing the availability of a draft guidance entitled 
``Interim Policy on Compounding Using Bulk Drug Substances Under 
Section 503B of the Federal Food, Drug, and Cosmetic Act.'' A new 
section 503B (21 U.S.C. 353b), added to the FD&C Act by the Drug 
Quality and Security Act (Pub. L. 113-54) in 2013, describes the 
conditions that must be satisfied for human drug products compounded by 
an outsourcing facility to be exempt from the following three sections 
of the FD&C Act: Section 505 (21 U.S.C. 355) (concerning the approval 
of drugs under new drug applications or abbreviated new drug 
applications); section 502(f)(1) (21 U.S.C. 352(f)(1)) (concerning the 
labeling of drugs with adequate directions for use); and section 582 
(21 U.S.C. 360eee-1) (concerning drug supply chain security 
requirements). One of the conditions that must be met for a drug 
product compounded by an outsourcing facility to qualify for these 
exemptions is that the outsourcing facility does not compound drug 
products using a bulk drug substance unless: (1) It appears on a list 
established by the Secretary identifying bulk drug substances for which 
there is a clinical need (see section 503B(a)(2)(A)(i) of the FD&C Act) 
or (2) the drug product compounded from such bulk drug substances 
appears on the drug shortage list in effect under section 506E of the 
FD&C Act (21 U.S.C. 356e) at the time of compounding, distribution, and 
dispensing (see section 503B(a)(2)(A)(ii) of the FD&C Act).
    This guidance describes the conditions under which FDA does not 
intend to take action against an outsourcing facility for compounding a 
drug product from a bulk drug substance that does not appear on a list 
of bulk drug substances that may be used in compounding and is not used 
to compound a drug product that appears on the FDA drug shortage list 
at the time of compounding, distribution, and dispensing, while FDA 
develops the list of bulk drug substances that can be used in 
compounding under section 503B(a)(2)(A)(i) of the FD&C Act.
    Elsewhere in this issue of the Federal Register, the Agency is 
making available for public comment a draft guidance entitled ``Interim 
Policy on Compounding Using Bulk Drug Substances Under Section 503A of 
the Federal Food, Drug, and Cosmetic Act,'' which describes the 
conditions under which FDA does not intend to take action against a 
licensed pharmacist at a State-licensed pharmacy or a Federal facility 
for compounding a drug product from a bulk drug substance that cannot 
otherwise be used in compounding under section 503A of the FD&C Act 
while FDA develops the list of bulk drug substances that can be used in 
compounding under section 503A(b)(1)(A)(i)(III).

II. Electronic Access

    Persons with access to the Internet may obtain the guidance at 
either http://www.fda.gov/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/default.htm or http://www.regulations.gov.

    Dated: October 21, 2015.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2015-27268 Filed 10-26-15; 8:45 am]
BILLING CODE 4164-01-P



                                              65768                         Federal Register / Vol. 80, No. 207 / Tuesday, October 27, 2015 / Notices

                                                               Column A—What information is requested?                                     Column B—Put data specific to the nominated substance

                                              What is the chemical grade of the substance?                                          Provide the chemical grade.
                                              What is the strength, quality, stability, and purity of the ingredient?               Provide the strength, quality, stability, and purity information and attach
                                                                                                                                      a certificate of analysis.
                                              How is the ingredient supplied?                                                       Describe how the ingredient is supplied (e.g., powder, liquid).
                                              Is the substance recognized in foreign pharmacopeias or registered in                 List the foreign pharmacopeias or other countries in which it is reg-
                                                 other countries?                                                                     istered.
                                              Has information been submitted about the substance to the USP for                     Put yes, no, or unknown. If yes, state the status of the monograph, if
                                                 consideration of drug monograph development?                                         known.
                                              What dosage form(s) will be compounded using the bulk drug sub-                       State the dosage form(s).
                                                 stance?
                                              What strength(s) will be compounded from the nominated substance?                     List the strength(s) of the drug product(s) that will be compounded from
                                                                                                                                      the nominated substance, or a range of strengths, if known.
                                              What are the anticipated route(s) of administration of the compounded                 List the route(s) of administration of the compounded drug product(s).
                                                drug product(s)?
                                              Are there safety and efficacy data on compounded drugs using the                      Provide a bibliography of safety and efficacy data for the drug com-
                                                nominated substance?                                                                  pounded using the nominated substance, if available, including any
                                                                                                                                      relevant peer-reviewed medical literature.
                                              Has the bulk drug substance been used previously to compound drug                     Describe past uses of the bulk drug substance in compounding.
                                                 product(s)?
                                              What is the proposed use for the drug product(s) to be compounded                     Provide information on the proposed use of the compounded drug
                                                 with the nominated substance?                                                        product.
                                              What is the reason for use of a compounded drug product rather than                   Provide a rationale for the use of a compounded drug product.
                                                 an FDA-approved product?
                                              Is there any other relevant information?                                              Provide any other information you would like FDA to consider in evalu-
                                                                                                                                      ating the nomination.



                                                 In addition to nominating new                           Information in the docket will be                   in compounding under the Federal
                                              substances or renominating substances                    publicly available. Therefore, we                     Food, Drug, and Cosmetic Act (the
                                              previously nominated without sufficient                  remind nominators and commenters not                  FD&C Act). When final, the guidance
                                              supporting information, individuals and                  to submit personal or confidential                    will reflect the Agency’s current
                                              organizations will be able to comment                    information.                                          thinking on the issues addressed by the
                                              via the docket established by this notice                  Dated: October 21, 2015.                            guidance.
                                              on substances nominated for the 503A                     Leslie Kux,                                           DATES:  Although you can comment on
                                              bulks list that have not yet been                        Associate Commissioner for Policy.                    any guidance at any time (see 21 CFR
                                              addressed in a Notice of Proposed                                                                              10.115(g)(5)), to ensure that the Agency
                                                                                                       [FR Doc. 2015–27271 Filed 10–26–15; 8:45 am]
                                              Rulemaking (NPRM). Comments may be                                                                             considers your comment on this draft
                                                                                                       BILLING CODE 4164–01–P
                                              submitted regarding nominations                                                                                guidance before it begins work on the
                                              submitted to both this docket and                                                                              final version of the guidance, submit
                                              Docket No. FDA–2013–N–1525.                                                                                    either electronic or written comments
                                                                                                       DEPARTMENT OF HEALTH AND
                                              Comments may provide any relevant                                                                              on the draft guidance by December 28,
                                                                                                       HUMAN SERVICES
                                              information about particular bulk drug                                                                         2015.
                                              substances, including that in support of,                Food and Drug Administration
                                              or in opposition to, the placement of a                                                                        ADDRESSES:     You may submit comments
                                              nominated bulk drug substance on the                     [Docket No. FDA–2015–D–3539]                          as follows:
                                              503A bulks list. However, comments                                                                             Electronic Submissions
                                              submitted should not address the 503A                    Interim Policy on Compounding Using
                                              bulks list generally or other matters                    Bulk Drug Substances Under Section                      Submit electronic comments in the
                                              related to the Agency’s regulation of                    503B of the Federal Food, Drug, and                   following way:
                                              compounding. Comments about                              Cosmetic Act; Draft Guidance for
                                                                                                                                                               • Federal eRulemaking Portal: http://
                                              nominated substances that have been                      Industry; Availability
                                                                                                                                                             www.regulations.gov. Follow the
                                              addressed by the Agency in an NPRM                       AGENCY:    Food and Drug Administration,              instructions for submitting comments.
                                              should be submitted to the docket for                    HHS.                                                  Comments submitted electronically,
                                              the proposed rulemaking in which the                                                                           including attachments, to http://
                                              substance is addressed.                                  ACTION:   Notice of availability.
                                                                                                                                                             www.regulations.gov will be posted to
                                                 Please do not submit comments that                    SUMMARY:  The Food and Drug                           the docket unchanged. Because your
                                              have already been submitted to other                     Administration (FDA or the Agency) is                 comment will be made public, you are
                                              dockets. Such submissions are                            announcing the availability of a draft                solely responsible for ensuring that your
                                              duplicative and not helpful to the                       guidance entitled ‘‘Interim Policy on                 comment does not include any
                                              Agency. If comments on particular                        Compounding Using Bulk Drug                           confidential information that you or a
                                              documents or issues are submitted to                     Substances Under Section 503B of the                  third party may not wish to be posted,
tkelley on DSK3SPTVN1PROD with NOTICES




                                              this docket rather than the docket                       Federal Food, Drug, and Cosmetic Act.’’               such as medical information, your or
                                              specifically opened for the particular                   The draft guidance describes FDA’s                    anyone else’s Social Security number, or
                                              document or issue, the comment might                     interim regulatory policy regarding                   confidential business information, such
                                              not be considered as the specific                        outsourcing facilities that compound                  as a manufacturing process. Please note
                                              documents are being finalized and                        human drug products using bulk drug                   that if you include your name, contact
                                              issues considered. FDA will not respond                  substances while FDA develops the list                information, or other information that
                                              to questions submitted to this docket.                   of bulk drug substances that can be used              identifies you in the body of your


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                                                                           Federal Register / Vol. 80, No. 207 / Tuesday, October 27, 2015 / Notices                                               65769

                                              comments, that information will be                      will not be disclosed except in                       products using a bulk drug substance
                                              posted on http://www.regulations.gov.                   accordance with 21 CFR 10.20 and other                unless: (1) It appears on a list
                                                • If you want to submit a comment                     applicable disclosure law. For more                   established by the Secretary identifying
                                              with confidential information that you                  information about FDA’s posting of                    bulk drug substances for which there is
                                              do not wish to be made available to the                 comments to public dockets, see 80 FR                 a clinical need (see section
                                              public, submit the comment as a                         56469, September 18, 2015, or access                  503B(a)(2)(A)(i) of the FD&C Act) or (2)
                                              written/paper submission and in the                     the information at: http://www.fda.gov/               the drug product compounded from
                                              manner detailed (see ‘‘Written/Paper                    regulatoryinformation/dockets/                        such bulk drug substances appears on
                                              Submissions’’ and ‘‘Instructions’’).                    default.htm.                                          the drug shortage list in effect under
                                              Written/Paper Submissions                                  Docket: For access to the docket to                section 506E of the FD&C Act (21 U.S.C.
                                                                                                      read background documents or the                      356e) at the time of compounding,
                                                 Submit written/paper submissions as                  electronic and written/paper comments
                                              follows:                                                                                                      distribution, and dispensing (see section
                                                                                                      received, go to http://
                                                 • Mail/Hand delivery/Courier (for                    www.regulations.gov and insert the
                                                                                                                                                            503B(a)(2)(A)(ii) of the FD&C Act).
                                              written/paper submissions): Division of                 docket number, found in brackets in the                  This guidance describes the
                                              Dockets Management (HFA–305), Food                      heading of this document, into the                    conditions under which FDA does not
                                              and Drug Administration, 5630 Fishers                   ‘‘Search’’ box and follow the prompts                 intend to take action against an
                                              Lane, Rm. 1061, Rockville, MD 20852.                                                                          outsourcing facility for compounding a
                                                                                                      and/or go to the Division of Dockets
                                                 • For written/paper comments
                                                                                                      Management, 5630 Fishers Lane, Rm.                    drug product from a bulk drug
                                              submitted to the Division of Dockets
                                              Management, FDA will post your                          1061, Rockville, MD 20852.                            substance that does not appear on a list
                                                                                                         Submit written requests for single                 of bulk drug substances that may be
                                              comment, as well as any attachments,
                                              except for information submitted,                       copies of this guidance to the Division               used in compounding and is not used to
                                              marked and identified, as confidential,                 of Drug Information, Center for Drug                  compound a drug product that appears
                                              if submitted as detailed in                             Evaluation and Research, Food and                     on the FDA drug shortage list at the time
                                              ‘‘Instructions.’’                                       Drug Administration, 10001 New                        of compounding, distribution, and
                                                 Instructions: All submissions received               Hampshire Ave., Hillandale Building,                  dispensing, while FDA develops the list
                                              must include the Docket No. FDA–                        4th Floor, Silver Spring, MD 20993–                   of bulk drug substances that can be used
                                              2015–D–3539 for ‘‘Interim Policy on                     0002. Send one self-addressed adhesive                in compounding under section
                                              Compounding Using Bulk Drug                             label to assist that office in processing             503B(a)(2)(A)(i) of the FD&C Act.
                                              Substances Under Section 503B of the                    your requests. See the SUPPLEMENTARY
                                                                                                      INFORMATION section for electronic                       Elsewhere in this issue of the Federal
                                              Federal Food, Drug, and Cosmetic Act;                                                                         Register, the Agency is making available
                                              Draft Guidance for Industry;                            access to the guidance document.
                                                                                                      FOR FURTHER INFORMATION CONTACT: Sara                 for public comment a draft guidance
                                              Availability.’’ Received comments will
                                                                                                      Rothman, Center for Drug Evaluation                   entitled ‘‘Interim Policy on
                                              be placed in the docket and, except for
                                              those submitted as ‘‘Confidential                       and Research, Food and Drug                           Compounding Using Bulk Drug
                                              Submissions,’’ publicly viewable at                     Administration, 10903 New Hampshire                   Substances Under Section 503A of the
                                              http://www.regulations.gov or at the                    Ave. Bldg. 51, Rm. 5197, Silver Spring,               Federal Food, Drug, and Cosmetic Act,’’
                                              Division of Dockets Management                          MD 20993–0002, 301–796–3110.                          which describes the conditions under
                                              between 9 a.m. and 4 p.m., Monday                       SUPPLEMENTARY INFORMATION:                            which FDA does not intend to take
                                              through Friday.                                                                                               action against a licensed pharmacist at
                                                 • Confidential Submissions—To                        I. Background                                         a State-licensed pharmacy or a Federal
                                              submit a comment with confidential                        FDA is announcing the availability of               facility for compounding a drug product
                                              information that you do not wish to be                  a draft guidance entitled ‘‘Interim Policy            from a bulk drug substance that cannot
                                              made publicly available, submit your                    on Compounding Using Bulk Drug                        otherwise be used in compounding
                                              comments only as a written/paper                        Substances Under Section 503B of the                  under section 503A of the FD&C Act
                                              submission. You should submit two                       Federal Food, Drug, and Cosmetic Act.’’               while FDA develops the list of bulk
                                              copies total. One copy will include the                 A new section 503B (21 U.S.C. 353b),                  drug substances that can be used in
                                              information you claim to be confidential                added to the FD&C Act by the Drug                     compounding under section
                                              with a heading or cover note that states                Quality and Security Act (Pub. L. 113–                503A(b)(1)(A)(i)(III).
                                              ‘‘THIS DOCUMENT CONTAINS                                54) in 2013, describes the conditions
                                              CONFIDENTIAL INFORMATION.’’ The                         that must be satisfied for human drug                 II. Electronic Access
                                              Agency will review this copy, including                 products compounded by an
                                                                                                                                                              Persons with access to the Internet
                                              the claimed confidential information, in                outsourcing facility to be exempt from
                                              its consideration of comments. The                      the following three sections of the FD&C              may obtain the guidance at either
                                              second copy, which will have the                        Act: Section 505 (21 U.S.C. 355)                      http://www.fda.gov/Drugs/Guidance
                                              claimed confidential information                        (concerning the approval of drugs under               ComplianceRegulatoryInformation/
                                              redacted/blacked out, will be available                 new drug applications or abbreviated                  Guidances/default.htm or http://
                                              for public viewing and posted on                        new drug applications); section 502(f)(1)             www.regulations.gov.
                                              http://www.regulations.gov. Submit                      (21 U.S.C. 352(f)(1)) (concerning the                   Dated: October 21, 2015.
                                              both copies to the Division of Dockets                  labeling of drugs with adequate                       Leslie Kux,
                                              Management. If you do not wish your                     directions for use); and section 582 (21              Associate Commissioner for Policy.
tkelley on DSK3SPTVN1PROD with NOTICES




                                              name and contact information to be                      U.S.C. 360eee-1) (concerning drug
                                                                                                                                                            [FR Doc. 2015–27268 Filed 10–26–15; 8:45 am]
                                              made publicly available, you can                        supply chain security requirements).
                                              provide this information on the cover                   One of the conditions that must be met                BILLING CODE 4164–01–P

                                              sheet and not in the body of your                       for a drug product compounded by an
                                              comments and you must identify this                     outsourcing facility to qualify for these
                                              information as ‘‘confidential.’’ Any                    exemptions is that the outsourcing
                                              information marked as ‘‘confidential’’                  facility does not compound drug


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Document Created: 2015-12-14 15:35:57
Document Modified: 2015-12-14 15:35:57
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of availability.
DatesAlthough you can comment on any guidance at any time (see 21 CFR 10.115(g)(5)), to ensure that the Agency considers your comment on this draft guidance before it begins work on the final version of the guidance, submit either electronic or written comments on the draft guidance by December 28, 2015.
ContactSara Rothman, Center for Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave. Bldg. 51, Rm. 5197, Silver Spring, MD 20993-0002, 301- 796-3110.
FR Citation80 FR 65768 

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