80_FR_71983 80 FR 71762 - Instituting Smoke-Free Public Housing

80 FR 71762 - Instituting Smoke-Free Public Housing

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT

Federal Register Volume 80, Issue 221 (November 17, 2015)

Page Range71762-71769
FR Document2015-29346

This proposed rule would require each public housing agency (PHA) administering public housing to implement a smoke-free policy. Specifically, this rule proposes that no later than 18 months from the effective date of the final rule, each PHA must implement a policy prohibiting lit tobacco products in all living units, indoor common areas in public housing, and in PHA administrative office buildings (in brief, a smoke-free policy for all public housing indoor areas). The smoke-free policy must also extend to all outdoor areas up to 25 feet from the housing and administrative office buildings. HUD proposes implementation of smoke-free public housing to improve indoor air quality in the housing, benefit the health of public housing residents and PHA staff, reduce the risk of catastrophic fires, and lower overall maintenance costs.

Federal Register, Volume 80 Issue 221 (Tuesday, November 17, 2015)
[Federal Register Volume 80, Number 221 (Tuesday, November 17, 2015)]
[Proposed Rules]
[Pages 71762-71769]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-29346]


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DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT

24 CFR Parts 965 and 966

[Docket No. FR 5597-P-02]
RIN 2577-AC97


Instituting Smoke-Free Public Housing

AGENCY: Office of the Assistant Secretary for Public and Indian 
Housing, HUD.

ACTION: Proposed rule.

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SUMMARY: This proposed rule would require each public housing agency 
(PHA) administering public housing to implement a smoke-free policy. 
Specifically, this rule proposes that no later than 18 months from the 
effective date of the final rule, each PHA must implement a policy 
prohibiting lit tobacco products in all living units, indoor common 
areas in public housing, and in PHA administrative office buildings (in 
brief, a smoke-free policy for all public housing indoor areas). The 
smoke-free policy must also extend to all outdoor areas up to 25 feet 
from the housing and administrative office buildings. HUD proposes 
implementation of smoke-free public housing to improve indoor air 
quality in the housing, benefit the health of public housing residents 
and PHA staff, reduce the risk of catastrophic fires, and lower overall 
maintenance costs.

DATES: Comment Due Date: January 19, 2016.

ADDRESSES: Interested persons are invited to submit comments regarding 
this proposed rule. All communications must refer to the above docket 
number and title. There are two methods for submitting public comments.
    1. Submission of Comments by Mail. Comments may be submitted by 
mail to the Regulations Division, Office of General Counsel, Department 
of Housing and Urban Development, 451 7th Street SW., Room 10276, 
Washington, DC 20410-0500.
    2. Electronic Submission of Comments. Interested persons may submit 
comments electronically through the Federal eRulemaking Portal at 
www.regulations.gov. HUD strongly encourages commenters to submit 
comments electronically. Electronic submission of comments allows the 
commenter maximum time to prepare and submit a comment, ensures timely 
receipt by HUD, and enables HUD to make comments immediately available 
to the public. Comments submitted electronically through the 
www.regulations.gov Web site can be viewed by other commenters and 
interested members of the public. Commenters should follow the 
instructions provided on that site to submit comments electronically.
    Note: To receive consideration as public comments, comments must be 
submitted through one of the two methods specified above. Again, all 
submissions must refer to the docket number and title of the rule.
    No Facsimile Comments. Facsimile (fax) comments are not acceptable.
    Public Inspection of Public Comments. All properly submitted 
comments and communications submitted to HUD will be available for 
public inspection and copying between 8 a.m. and 5 p.m., weekdays, at 
the above address. Due to security measures at the HUD Headquarters 
building, an advance appointment to review the public comments must be 
scheduled by calling the Regulations Division at 202-708-3055 (this is 
not a toll-free number). Individuals with speech or hearing impairments 
may access this number via TTY by calling the toll-free Federal Relay 
Service at 800-877-8339. Copies of all comments submitted are available 
for inspection and downloading at www.regulations.gov.

FOR FURTHER INFORMATION CONTACT: Leroy Ferguson, Office of Public and 
Indian Housing, Department of Housing and Urban Development, 451 7th 
Street SW., Washington, DC 20410-0500; telephone number 202-402-2411 
(this is not a toll-free number). Persons who are deaf or hard of 
hearing and persons with speech impairments may access this number 
through TTY by calling the toll-free Federal Relay Service at 800-877-
8339.

SUPPLEMENTARY INFORMATION:

I. Executive Summary

A. Purpose of the Proposed Rule

    The purpose of the proposed rule is to require PHAs to, within 18 
months of the final rule, establish a policy prohibiting lit tobacco 
products, as such term is proposed to be defined in Sec.  965.653(c). 
inside all indoor areas of public housing, including but not limited to 
living units, indoor common areas, electrical closets, storage units, 
and PHA administrative office buildings and in all outdoor areas within 
25 feet of the housing and administrative office buildings 
(collectively, ``restricted areas''). As further discussed in this 
rule, such a policy is expected to improve indoor air quality in public 
housing, benefit the health of public housing residents and PHA staff, 
reduce the risk of catastrophic fires, and lower overall maintenance 
costs.

B. Summary of Major Provisions of the Proposed Rule

    This proposed rule would apply to all public housing, other than 
dwelling units in mixed-finance buildings. PHAs would be required, 
within 18 months of the effective date of the final rule, to establish 
policies prohibiting lit tobacco products in all restricted areas. PHAs 
may, but would not be required to, further restrict smoking to outdoor 
dedicated smoking areas outside the restricted areas, create additional 
restricted areas in which smoking is

[[Page 71763]]

prohibited (e.g., near a playground), or, alternatively, make their 
entire grounds smoke-free.
    PHAs would also be required to document their smoke-free policies 
in their PHA plans, a process that requires resident engagement and 
public meetings. The prohibition on lit tobacco would also be included 
in a tenant's lease, which may be done either through an amendment 
process or as tenants renew their leases annually.

C. Costs and Benefits of This Proposed Rule

    The costs to PHAs of implementing smoke-free policies may include 
training, administrative, legal, and enforcement costs. Of these costs, 
HUD expects that the expense of additional enforcement efforts may be 
the highest. The costs of implementing a smoke-free policy as proposed 
by this rule are minimized by the fact that HUD guidance already exists 
on many of the topics covered by the smoke-free policy proposed to be 
required by this rule; that hundreds of PHAs have already voluntarily 
implemented smoke-free policies; and that infrastructure already exists 
for enforcement of lease violations, and violation of the smoke-free 
policy would be a lease violation. In addition, time spent by PHA staff 
on implementing and enforcing the smoke-free policy will be partially 
offset by the time that staff no longer have to spend mediating 
disputes among residents over smoking in secondhand smoke infiltration 
within living units. Given the existing HUD guidance, initial learning 
costs associated with implementation of a smoke-free policy may not be 
significant. For the hundreds of PHAs that are already implementing 
voluntary smoke-free policies, there will be minimal costs for these 
PHAs, and, generally, only if their existing policies are not 
consistent with the minimum requirements for smoke-free policies 
proposed by this rule.
    The benefits of smoke free policies, however, could be 
considerable. Over 700,000 units would be affected by this rule 
(including over 500,000 units inhabited by elderly households or 
households with a non-elderly person with disabilities), and their non-
smoking residents would have the potential to experience health 
benefits from a reduction of exposure to secondhand smoke. PHAs will 
also benefit from a reduction of damage caused by smoking, and 
residents and PHAs both gain from seeing a reduction in injuries, 
deaths, and property damage caused by fires. Estimates of these and 
other rule-induced impacts are summarized in the following table:

------------------------------------------------------------------------
                                                      Amount (discount
           Impact                    Source               rates in
                                                        parentheses)
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Cost (potentially recurring   PHA Compliance......  $3.2 million.
 but concentrated during
 first few years of the
 rule's implementation).
Cost (recurring)............  Smoker Inconvenience  $209 million.
Cost (recurring)............  Enforcement.........  Not quantified.
Benefit (recurring).........  PHA Reduced           $16 to $38 million.
                               Maintenance.
Benefit (recurring).........  PHA Reduced Fire      $32 million.
                               Risk.
Benefit (annualized over 10   Non-Smoker Health...  Less than:
 to 50 years).                                      $148 to $447 million
                                                     (3%)
                                                    $70 to $137 million
                                                     (7%).
Benefit (recurring).........  Non-Smoker Well-      $96 to $275 million.
                               Being (PHA
                               residents who do
                               not live in units
                               with smokers).
Benefit (recurring).........  Smoker Health.......  Not quantified.
Partially Quantified Net      See above...........  Less than: -$19 to
 Benefits (recurring).                               $302 million (3%) -
                                                     $97 to -$8 million
                                                     (7%)
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    For additional details on the costs and benefits of this rule, 
please see the Regulatory Impact Analysis (RIA) for this rule, which 
can be found at www.regulations.gov, under the docket number for this 
rule. Information on how to view the RIA is included below.

II. Background

A. The Effects of Smoking on Health

    Tobacco smoking has been determined to be a cause of diseases of 
nearly all organs in the body, and research continues to newly identify 
diseases caused by smoking, including diabetes mellitus, rheumatoid 
arthritis, and colorectal cancer. In addition to causing multiple 
diseases and cancers, tobacco smoking has many other adverse effects on 
the body, including inflammation and impairment to the immune 
system.\1\
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    \1\ Office of the Surgeon General, ``The Health Consequences of 
Smoking--50 Years of Progress,'' (2014), available at http://www.surgeongeneral.gov/library/reports/50-years-of-progress/full-report.pdf.
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    Adverse effects of tobacco use are not limited to the smoker. The 
U.S. Surgeon General estimates that exposure to secondhand tobacco 
smoke (i.e., the smoke that comes from burning tobacco products and is 
exhaled by smokers) is responsible for the death of 41,000 adults non-
smokers in the United States each year from lung cancer and heart 
disease.\2\ Secondhand smoke (SHS) contains hundreds of toxic chemicals 
and is designated as a known human carcinogen by the U.S. Environmental 
Protection Agency, the U.S. National Toxicology Program, and the 
International Agency for Research on Cancer.\3\ Exposure to SHS can 
also cause sudden infant death syndrome and respiratory symptoms such 
as cough and wheeze, middle ear infections, and slowed lung growth and 
reduced lung function in children, and increased risk of stroke in 
adults.\4\ The Surgeon General has concluded that there is no risk-free 
level of exposure to SHS, and that eliminating smoking in indoor spaces 
fully protects nonsmokers from exposure to secondhand smoke. Separating 
smokers from nonsmokers, cleaning the air, and ventilating buildings 
cannot eliminate exposures of nonsmokers to secondhand smoke.\5\
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    \2\ Id.
    \3\ American Cancer Society, ``Secondhand Smoke,'' http://www.cancer.org/cancer/cancercauses/tobaccocancer/secondhand-smoke.
    \4\ 2014 Surgeon General's Report, footnote 1.
    \5\ U.S. Dept. of Health and Human Services, ``The Health 
Consequences of Involuntary Exposure to Tobacco Smoke: A Report of 
the Surgeon General,'' (2006), available at http://www.surgeongeneral.gov/library/reports/secondhandsmoke/fullreport.pdf.
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    The effects of SHS are especially damaging in children and unborn 
fetuses. The Surgeon General estimates that SHS is responsible for the 
death of hundreds of newborns from Sudden Infant Death Syndrome (SIDS) 
each year.\6\ Lead in SHS is also a significant source of lead in house 
dust and children's blood. The CDC confirmed the association between 
SHS exposure

[[Page 71764]]

and blood-lead levels in youth and adults, concluding that youth with 
SHS exposure had blood lead levels high enough to result in adverse 
cognitive outcomes.\7\
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    \6\ Id.
    \7\ Patricia Richter et al., ``Trends in Tobacco Smoke Exposure 
and Blood Lead Levels Among Youth and Adults in the United States: 
The National Health and Nutrition Examination Survey, 1999-2008,'' 
Preventing Chronic Disease, (December 19, 2013), available at http://www.cdc.gov/pcd/issues/2013/pdf/13_0056.pdf.
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    Approximately half of the U.S. population is protected from SHS 
exposure through statewide, municipal, and federal laws prohibiting 
smoking in indoor areas of public places and worksites, including bars 
and restaurants. However, an estimated 58 million Americans remain 
exposed to secondhand smoke, including 15 million children ages 3 to 
11. The home is the primary source of exposure for children.\8\ Because 
SHS moves throughout buildings, individuals living in multiunit housing 
can be exposed to SHS even if no one smokes in their households. 
Surveys of multiunit housing residents indicate that 26 to 64 percent 
of residents reported SHS incursions into their units from external 
sources (e.g., hallways or adjacent apartments), and 65 to 90 percent 
of the residents experiencing such incursions were bothered by them.\9\
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    \8\ 2006 Surgeon General's Report, footnote 5; David M. Homa et 
al., ``Vital Signs: Disparities in Nonsmokers' Exposure to 
Secondhand Smoke--United States, 1999-2012,'' Morbidity and 
Mortality Weekly Report (February 6, 2015), available at http://www.cdc.gov/mmwr/preview/mmwrhtml/mm6404a7.htm?s_cid=mm6404a7_w.
    \9\ Kimberly Snyder et al., ``Smoke-free Multiunit Housing: A 
Review of the Scientific Literature,'' Tobacco Control (2015), 
available at http://tobaccocontrol.bmj.com/content/early/2015/01/07/tobaccocontrol-2014-051849.short?rss=1.
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    The movement of contaminants from SHS within buildings has also 
been documented through direct measurements of fine particles (an 
environmental marker of SHS) in indoor air. SHS can move both from 
external hallways into apartments and between adjacent units.\10\ A 
study of public housing documented lower concentrations of SHS 
contaminants in buildings covered by smoke-free policies (i.e., 
policies prohibiting the smoking of tobacco products in all indoor 
spaces) compared to buildings without these policies.\11\ Analysis of 
data from the National Health and Nutrition Examination Survey (NHANES) 
demonstrated evidence of greater SHS exposure among children (aged 6 to 
18) living in multiunit housing through measurements of cotinine (a 
metabolite of nicotine) in their blood.\12\ The study demonstrated that 
children living in non-smoking households in apartments had 45 percent 
higher levels of cotinine in their blood compared to children living in 
non-smoking households in detached homes. CDC researchers analyzed 
NHANES data over the period from 1999-2012 and reported that one of 
four nonsmokers (approximately 58 million people) continue to be 
exposed to SHS, with the highest exposures among children, non-Hispanic 
blacks, renters, and those living in poverty.\13\
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    \10\ Brian A. King et al., ``Secondhand Smoke Transfer in 
Multiunit Housing,'' 12 Nicotine and Tobacco Research 1133 (2010), 
available at http://ntr.oxfordjournals.org/content/12/11/1133.
    \11\ Elizabeth T. Russo, et al., ``Comparison of Indoor Air 
Quality in Smoke-Permitted and Smoke-Free Multiunit Housing: 
Findings from the Boston Housing Authority,'' 10 Nicotine and 
Tobacco Research 1093 (2014), available at http://ntr.oxfordjournals.org/content/early/2014/08/25/ntr.ntu146.abstract?utm_source=rss&utm_medium=rss&utm_campaign=comparison-of-indoor-air-quality-in-smoke-permitted-and-smoke-free-multiunit-housing-findings-from-the-boston-housing-authority.
    \12\ Karen M. Wilson et al., ``Tobacco-Smoke Exposure in 
Children Who Live in Multiunit Housing,'' 127 Pediatrics 85 (2011), 
available at http://pediatrics.aappublications.org/content/127/1/85.full.pdf+html.
    \13\ David M. Homa et al., ``Disparities in Nonsmokers Exposure 
to Secondhand Smoke in the United States, 1999-2012,'' Mortality and 
Morbidity Weekly Report, Early Release, 64 (February 3, 2015), 
available at http://www.cdc.gov/mmwr/pdf/wk/mm64e0203a1.pdf.
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    The Surgeon General concluded in 2006 that separating smokers and 
nonsmokers, building ventilation, and cleaning the air cannot eliminate 
exposure to SHS; that can only be accomplished by eliminating smoking 
from indoor spaces.\14\
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    \14\ U.S. Dept. of Health and Human Services. See footnote note 
2.
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B. The Financial Costs of Smoking

    Beyond the increased costs associated with higher healthcare 
expenses, tobacco smoking can have profound financial impacts on PHAs 
and owners of other multiunit properties. Smoking is the leading cause 
of fire deaths in multiunit properties.\15\ In 2011, smoking caused 
17,600 residential fires resulting in 490 civilian deaths, 1,370 
injuries, and $516 million in direct property damage.\16\ Smoking is 
especially dangerous in units where a household member is receiving 
oxygen for medical purposes. Research conducted by the U.S. Fire 
Protection Association found that for fire deaths during the period 
from 2007-2011 in which oxygen administration equipment was cited as 
being involved in the ignition, 82 percent involved smoking materials 
as the heat source.\17\
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    \15\ U.S. Fire Administration, Residential Structure and 
Building Fires, http://www.usfa.fema.gov/downloads/pdf/publications/residential_structure_and_building_fires.pdf.
    \16\ Marty Ahrens, Ntl. Fire Protection Assn., ``Home Structure 
Fires,'' (April 2013), available at http://www.nfpa.org/~/media/
Files/Research/NFPA%20reports/Occupancies/oshomes.pdf.
    \17\ John R. Hall, Jr., Ntl. Fire Protection Assn., ``The 
Smoking-Material Fire Problem,'' (July 2013), available at http://
www.nfpa.org/~/media/Files/Research/NFPA%20reports/Major%20Causes/
ossmoking.pdf.
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    Smoking is also associated with higher maintenance costs for 
landlords of multiunit housing. Smoking indoors increases the cost of 
rehabilitating a housing unit because of the need for additional 
cleaning, painting, and repair of damaged items at unit turnover 
compared to non-smoking units. The cost of cleaning and renovating a 
smoking unit adds up quickly, and smaller properties generally pay more 
per unit than larger properties when repairing smoking damage. A survey 
of public and subsidized housing managers found that the additional 
cost of rehabilitating the units of smokers averaged $1,250 to $2,955 
per unit, depending on the intensity of smoking.\18\ A study conducted 
in California found that the owners of multiunit housing could save 
over $18 million per year if the operators of all multiunit housing in 
the state adopted smoke-free building policies.\19\ Researchers from 
the CDC estimated that a nationwide smoke-free public housing policy 
would result in an estimated annual cost savings of $152.91 million, 
including $42.99 million in reduced renovation costs and $15.92 million 
in averted fire losses.\20\
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    \18\ Ntl. Ctr. For Healthy Hsg., ``Reasons to Explore Smoke-Free 
Housing,'' (Early Fall 2009), available at http://www.nchh.org/portals/0/contents/nchh_green_factsheet_smokefree.pdf.
    \19\ Michael K. Ong et al, ``Estimates of Smoking-Related 
Properties Costs in California Multiunit Housing,'' 102 Am J Public 
Health 490 (2012), available at http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3487653/.
    \20\ Brian King et al., ``National and State Cost Savings 
Associated With Prohibiting Smoking in Subsidized and Public Housing 
in the United States,'' Preventing Chronic Disease (October 2014), 
available at http://www.cdc.gov/pcd/issues/2014/pdf/14_0222.pdf.
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    Self-imposed rules prohibiting smoking in individual households 
(referred to as smoke-free home rules) are becoming increasingly common 
in the United States. CDC researchers found that the prevalence of 
smoke-free home rules among U.S. households increased from 43 percent 
in 1992-1993 to 83 percent in 2010-2011, including an increase among 
households with at least one adult smoker, implying that the smokers in 
these households agree to smoke outside of the home.\21\ Two

[[Page 71765]]

national surveys discussed by the CDC researchers identified voluntary 
smoke-free home rules among residents of multiunit housing in over 70 
percent of those surveyed. Additionally, CDC researchers, reviewing 
published studies, found that the majority of residents in multiunit 
housing expressed support for a complete smoke-free building policy in 
six of eight reviewed studies.\22\ The findings from these national and 
local surveys suggest that a smoke-free rule will be supported by a 
majority of public housing residents and will help those residents who 
already have a smoke-free home rule in place achieve the desired goal 
of eliminating the presence of SHS in their homes.
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    \21\ Brian A. King et al., ``Prevalence of Smokefree Home 
Rules--United States, 1992-1993 and 2010-2011,'' Morbidity and 
Mortality Weekly Report (Sept. 5, 2014), available at http://www.cdc.gov/mmwr/preview/mmwrhtml/mm6335a1.htm.
    \22\ Kimberly Snyder et al., supra note 9.
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C. Moving to Smoke-Free Public Housing Units

    HUD determined that the advantages of smoke-free housing policies 
were sufficient to warrant action by HUD to promote the voluntary 
adoption of smoke-free policies by PHAs and the owners/operators of 
federally subsidized multifamily properties. In 2009, HUD's Office of 
Public and Indian Housing published a notice that strongly encouraged 
PHAs to adopt smoke-free policies in at least some of the properties 
that they managed (this notice was reissued in 2012).\23\ HUD's Office 
of Housing issued a similar program notice in 2010 that encouraged 
owners/operators of subsidized multifamily properties to adopt smoke-
free policies (also reissued in 2012).\24\ The notices describe the 
advantages of smoke-free policies, identify required and recommended 
actions in implementing smoke-free policies, and provide links to 
resources (e.g., smoking cessation assistance for residents). In June 
2012, HUD published more detailed information on smoke-free housing 
policies for residents and the providers of subsidized housing, 
referred to as ``smoke-free toolkits.'' \25\
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    \23\ PIH Notices 2009-21, ``Non-Smoking Policies in Public 
Housing'' and 2012-25, ``Smoke-Free Policies in Public Housing'', 
available at http://portal.hud.gov/hudportal/HUD?src=/program_offices/administration/hudclips/notices/pih.
    \24\ Housing Notices 2010-21, ``Optional Smoke-Free Housing 
Policy Implementation'' and 2012-22, ``Further Encouragement for O/
As to Adopt Optional Smoke-Free Housing Policies,'' available at 
http://portal.hud.gov/hudportal/HUD?src=/program_offices/administration/hudclips/notices/hsg.
    \25\ See: http://portal.hud.gov/hudportal/HUD?src=/smokefreetoolkits1.
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    In October 2012, HUD also published a Federal Register notice that 
solicited feedback on the HUD's smoke-free housing initiative, 
specifically seeking information on topics such as best practices and 
practical strategies from housing providers who have implemented smoke-
free policies, potential obstacles to policy implementation and how 
these could be overcome, suggestions for supporting housing providers 
and residents to facilitate policy implementation, and feedback from 
housing providers who have decided not to implement smoke-free 
policies.\26\ HUD received many comments in response to this 
solicitation, largely from public health organizations and State and 
local health departments, expressing support for the concept and citing 
the great health risks posed by smoking and SHS.\27\
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    \26\ 77 FR 60712, ``Request for Information on Adopting Smoke-
Free Policies in PHAs and Multifamily Housing'' (October 4, 2012).
    \27\ All public comments submitted on the October 4, 2012, 
notice can be found under docket 5597-N-01 in the 
www.regulations.gov portal at http://www.regulations.gov/#!docketDetail;D=HUD-2012-0103.
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    In 2014, HUD released additional guidance for PHAs and owners/
agents of subsidized multifamily properties on implementing smoke-free 
policies. This guidance incorporates some of the feedback that HUD 
received from the 2012 Federal Register notice and includes summaries 
of interviews with nine early implementers of smoke-free housing 
policies, including administrators of public housing, subsidized 
multifamily housing, and market rate housing.\28\ The guidance includes 
best practices around enforcement, especially graduated enforcement to 
assist residents with compliance and prevent evictions.
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    \28\ See: http://portal.hud.gov/hudportal/documents/huddoc?id=SFGuidanceManual.pdf.
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    As a result of these combined actions, over 500 PHAs have 
implemented smoke-free policies in at least one of their buildings. 
While this voluntary effort has been highly successful, it has also 
resulted in a scattered distribution of smoke-free policies, with the 
greatest concentration in the Northeast, West, and Northwest, which 
also results in unequal protection from SHS for public housing 
residents. HUD recognizes that additional action is necessary to truly 
eliminate the risk of SHS exposure to public housing residents, reduce 
the risk of catastrophic fires, lower overall maintenance costs, and 
implement uniform requirements to ensure that all public housing 
residents are equally protected.
    Therefore, HUD is proposing to require PHAs to implement smoke-free 
policies within public housing except for dwelling units in a mixed-
finance project. Public housing is defined as low-income housing, and 
all necessary appurtenances (e.g., community facilities, public housing 
offices, day care centers, and laundry rooms) thereto, assisted under 
the U.S. Housing Act of 1937 (the 1937 Act), other than assistance 
under section 8 of the 1937 Act.
    While the smoke-free policy will also apply to scattered sites and 
single family properties, this requirement would not extend to public 
housing units that are part of a mixed-finance project because the PHA 
may not be the primary owner, and non-public housing units may be 
contained within the building. While smoking in single family units 
does not lead to smoke intrusion to adjacent units, the risk of fire 
and the increased unit turnover costs remain. Further, including all 
public housing units covered by this proposed rule means that all 
tenants will be treated equally and be subject to the same lease 
requirements. This prohibition on smoking would cover all types of lit 
tobacco products, including but not limited to cigarettes, cigars, and 
pipes. While the prohibition does not specifically cover waterpipe 
tobacco smoking (referred to as hookahs), such smoking involves lit 
charcoal and results in heating tobacco to temperatures high enough to 
produce secondhand smoke that contains harmful toxins.\29\ For this 
reason, HUD is seeking comment on whether to include a prohibition on 
waterpipe tobacco in the final rule.
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    \29\ See World Health Organization. Advisory note: waterpipe 
tobacco smoking: 2nd edition (2015), available at http://www.who.int/tobacco/publications/prod_regulation/waterpipesecondedition/en/.
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    The prohibition on the use of lit tobacco products in this proposal 
does not include electronic nicotine delivery systems (ENDS), including 
electronic cigarettes (``e-cigarettes''). The absence of a prohibition 
on the use of e-cigarettes in this rule should not be read as an 
endorsement of e-cigarettes as an acceptable health alternative to 
cigarettes. The aerosol from ENDS typically contains nicotine derived 
from tobacco plants, and may contain other hazardous and potentially 
hazardous constituents such as formaldehyde and lead.\30\ Accidental 
ingestion of nicotine liquid used in ENDS can cause acute nicotine 
toxicity in children, accounting

[[Page 71766]]

for an increasing proportion of exposure calls to poison control 
centers.\31\ ENDS may also present an additional enforcement challenge 
for PHAs that are implementing smoke-free policies because the user may 
appear to be smoking a conventional cigarette. In light of growing 
health concerns regarding exposure to the aerosol of these products 
among non-users, especially children and pregnant women, HUD is seeking 
additional comments on the issue of ENDS, and may prohibit the use of 
these products in public housing in the final rule. HUD encourages PHAs 
that already have smoke-free policies to consider whether ENDS should 
be included in their smoke-free policies.
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    \30\ See Offerman, F.J. The hazards of e-cigarettes. June, 2014. 
ASHRAE Journal. See also National Institute for Occupational Safety 
and Health, ``Promoting Health and Preventing Disease and Injury 
Through Workplace Tobacco Policies,'' Current Intelligence Bulletin 
67 (2015), available at http://www.cdc.gov/niosh/docs/2015-113/pdfs/fy15_cib-67_2015-113_v3.pdf.
    \31\ CDC. Notes from the field: Calls to Poison Centers for 
Exposures to Electronic Cigarettes--United States, September 2010-
February 2014. MMWR 2014;63:292-93.
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    In proposing this policy, it is important for HUD to clarify that 
HUD's proposal does not prohibit individual PHA residents from smoking. 
PHAs should continue leasing to persons who smoke. This rule is not 
intended to contradict HUD's goals to end homelessness and help all 
Americans secure quality housing. Rather, HUD is proposing a 
prohibition on smoking inside public housing living units and indoor 
common areas, public housing administrative office buildings, public 
housing community rooms or community facilities, public housing day 
care centers and laundry rooms, in outdoor areas within 25 feet of the 
housing and administrative office buildings, and in other areas 
designated by a PHA as smoke-free (collectively, ``restricted areas''). 
PHAs will have the discretion to establish outside designated smoking 
locations outside of the required 25 feet perimeter, which may include 
partially enclosed structures, to accommodate smoking residents, to 
establish additional smoke-free areas (such as around a playground), 
or, alternatively, to make their entire grounds smoke-free. In 
addition, section 504 of the Rehabilitation Act of 1973 and the 
Americans with Disabilities Act provides the participant the right to 
seek a reasonable accommodation, including requests from residents with 
mobility-impairment or mental disability. A request for a reasonable 
accommodation from an eligible participant must at least be considered, 
and granted in appropriate circumstances. To assist PHAs, HUD will work 
with its Office of Fair Housing and Equal Opportunity to develop 
guidance on accommodating persons with a disability related to smoke-
free policies. The guidance will be informed by comments on the 
proposed rule and issued in advance of the final rule.
    The benefits of this proposed regulatory action may be substantial, 
and beneficiaries include both PHAs and residents of public housing. 
Over 700,000 units would be affected by this rule (including over 
500,000 units inhabited by elderly households or households with a non-
elderly person with disabilities), and their residents would have the 
potential to experience health benefits from a reduction of exposure to 
secondhand smoke. There are also over 775,000 children in these units. 
PHAs will benefit from a reduction of damage and renovation costs 
caused by smoking. Both residents and PHAs will gain from reducing 
deaths, injuries, and property damage caused by fires. The costs to 
PHAs of implementing the smoke-free policy proposed by this rule may 
include training, administrative, legal, and enforcement costs. Of 
these costs to PHAs, HUD expects that the expense of additional 
enforcement efforts may be the highest. The costs of implementing the 
smoke-free policy proposed by this rule are minimized by the fact that 
HUD guidance already exists on many of the topics covered by the 
proposed regulatory changes, and that over 500 PHAs have already 
implemented smoke-free policies. Given the existence of this HUD 
guidance, initial learning costs associated with implementation of a 
smoke-free policy as proposed by this rule may not be significant.
    There may be costs to residents as a result of eviction, 
particularly for persons with disabilities, and especially those with 
mobility impairments. HUD recognizes that this rule could adversely 
impact those with mobility impairment or particular frailties that 
prevent them from smoking in designated areas. As mentioned above, HUD 
will develop guidance on reasonable accommodation, and HUD solicits 
public comment on how to mitigate these potential adverse impacts.
    HUD recognizes that PHAs developing smoke-free housing policies may 
need technical assistance in writing the policies, engaging residents, 
and assisting residents who want to stop smoking. HUD will continue to 
provide free webinars and training sessions addressing these and 
related topics. PHAs are encouraged to work with their State HUD 
office, State and local tobacco prevention and cessation programs, 
state and community health organizations, and the Environmental 
Protection Agency's community-based asthma program network 
(www.asthmacommunitynetwork.org). CDC provides funding and technical 
assistance to State tobacco prevention and control programs and 
prevention and smoking cessation programs in every state and the 
District of Columbia (see http://www.cdc.gov/tobacco/stateandcommunity/tobacco_control_programs/ntcp/index.htm). Contact information for local 
organizations will be provided through HUD's Web site on a page 
dedicated to smoke-free resources that is under development.

D. Discussions With Stakeholders

    In addition to the October 2012 Federal Register notice soliciting 
information on adopting smoke-free policies in HUD subsidized housing, 
in March 2015, HUD reached out to organizations representative of the 
interests and concerns of PHAs to solicit feedback on moving forward 
with smoke-free policies in public housing. The organizations expressed 
support for smoke-free policies but also requested that any regulations 
requiring smoke-free policies allow sufficient flexibility for PHAs to 
tailor such policies to their local conditions. In this rule, HUD has 
strived to provide such flexibility.

III. This Proposed Rule--Summary of Changes

Applicability (Sec.  965.651)

    As stated above, this proposal would apply to all PHAs of any size 
and Moving-to-Work (MTW) agencies, but it would only apply to public 
housing, and would not apply to dwelling units in a mixed-finance 
project. Public housing is defined as low-income housing, and all 
necessary appurtenances (e.g., community facilities, public housing 
offices, day care centers and laundry rooms) assisted under the U.S. 
Housing Act of 1937 (the 1937 Act), other than assistance under section 
8 of the 1937 Act.

Requirements (Sec.  965.653)

    In Sec.  965.653, HUD provides that a PHA's smoke-free policy must 
prohibit all ``lit tobacco products.'' HUD proposes to define ``lit 
tobacco products'' as all lit tobacco products that involve the 
ignition and burning of tobacco leaves such as cigarettes, cigars, and 
pipes. HUD is proposing to require that PHAs prohibit all lit tobacco 
products not only in dwelling units, but also within indoor common 
areas and in outdoor areas within 25 feet of the housing and any PHA 
administrative office buildings (the ``restricted areas''). Outside of 
these areas, PHAs would be permitted to limit smoking to outdoor

[[Page 71767]]

designated smoking areas, which may include partially enclosed 
structures to accommodate residents who smoke, or, alternatively, to 
make their entire grounds smoke-free. PHAs that are not making the 
entire grounds smoke-free are encouraged to work with their residents 
to identify outdoor designated smoking areas that are accessible within 
the grounds of the public housing or administrative office buildings, 
that are not frequented by children (e.g., not a playground), and that 
are situated in a way that minimizes nonsmoking residents' exposure to 
secondhand smoke. While not required, a designated smoking area with 
shade and benches may assist residents with compliance.

Implementation (Sec.  965.653)

    HUD is proposing to provide PHAs 18 months from the effective date 
of the final rule to implement smoke-free public housing, as proposed 
by this rule. HUD believes that 18 months will provide PHAs sufficient 
time to conduct resident engagement, to hold any public meetings that 
are required to amend their PHA plans, and to incorporate the required 
new lease provisions during tenants' recertifications or at a date 
before the policy is fully effective. PHAs that already have a smoke-
free policy in effect will be required to review their existing 
policies for compliance with the requirements of this rule, as 
presented in the final rule, and amend their policies as necessary in 
the same timeframe of 18 months from the effective date of the final 
rule in order to implement smoke-free public housing, consistent with 
the requirements of the final rule.
    In addition, HUD is proposing to require PHAs to amend their PHA 
plans to incorporate the smoke-free policy. If the PHA determines the 
imposition of a smoke-free policy is a significant amendment to the PHA 
plan, the PHA must conduct public meetings in accordance with standard 
PHA Plan amendment procedures, and these meetings must be held in 
accessible buildings and provided in accessible formats, as necessary, 
for persons with disabilities and those who are limited in English 
proficiency. HUD would recommend that all PHAs conduct meetings with 
residents to fully explain the smoke-free building requirements and to 
best determine which outside areas, if any, to designate as smoking 
areas and to accommodate the needs of all residents.

Lease Provisions (Sec.  966.4)

    HUD believes that the best way to implement smoke-free policies is 
to incorporate the prohibition on indoor smoking in the leases each 
tenant must sign. This will allow PHAs to use enforcement mechanisms 
already in place and provide an additional notification of the policy 
to tenants. HUD expects PHAs to follow the PIH administrative grievance 
procedures during enforcement of their smoke-free housing policies. 
Because some tenants may not be recertified before the policy takes 
effect, PHAs may require that all remaining leases be amended, or may 
establish their own schedule for lease amendments, provided that all 
leases are amended by the effective date of the policy.

IV. Specific Questions for Comments

    While HUD welcomes comments on all aspects of this proposed rule, 
HUD is seeking specific comment on the following questions:
    1. What barriers that PHAs could encounter in implementing smoke-
free housing? What costs could PHAs incur? Are there any specific costs 
to enforcing such a policy?
    2. Does this proposed rule adequately address the adverse effects 
of smoking and secondhand smoke on PHAs and PHA residents?
    3. Does this proposed rule create burdens, costs, or confer 
benefits specific to families, children, persons with disabilities, 
owners, or the elderly, particularly if any individual or family is 
evicted as a result of this policy?
    4. For those PHAs that have already implemented a smoke-free 
policy, what exceptions to the requirements have been granted based on 
tenants' requests?
    5. For those PHAs that have already implemented a smoke-free 
policy, what experiences, lessons, or advice would you share based on 
your experiences with implementing and enforcing the policy?
    6. For those PHAs that have already implemented a smoke-free 
policy, what tobacco cessation services were offered to residents to 
assist with the change? Did you establish partnerships with external 
groups to provide or refer residents to these services?
    7. Are there specific areas of support that HUD could provide PHAs 
that would be particularly helpful in the implementation of the 
proposed rule?
    8. Should the policy extend to electronic nicotine delivery 
systems, such as e-cigarettes?
    9. Should the policy extend to waterpipe tobacco smoking? Does such 
smoking increase the risk of fire or property damage?

V. Findings and Certifications

Executive Order 12866, Regulatory Planning and Review

    The Office of Management and Budget (OMB) reviewed this proposed 
rule under Executive Order 12866 (entitled ``Regulatory Planning and 
Review''). OMB determined that this rule was economically significant 
under the order. The docket file is available for public inspection in 
the Regulations Division, Office of General Counsel, U.S. Department of 
Housing and Urban Development, 451 7th Street SW., Room 10276, 
Washington, DC 20410-0500. The initial Regulatory Impact Analysis (RIA) 
prepared for this rule is also available for public inspection in the 
Regulations Division and may be viewed online at www.regulations.gov, 
under the docket number above, or on HUD's Web site at http://portal.hud.gov/hudportal/HUD?src=/program_offices/administration/hudclips/ia/. Due to security measures at the HUD Headquarters 
building, an advance appointment to review the public comments must be 
scheduled by calling the Regulations Division at (202) 708-3055 (this 
is not a toll-free number). Individuals with speech or hearing 
impairments may access this number via TTY by calling the Federal Relay 
Service at (800) 877-8339.

Information Collection Requirements

    The information collection requirements contained in this proposed 
rule have been submitted to the Office of Management and Budget (OMB) 
under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520) and 
assigned OMB control number 2577-0226. In accordance with the Paperwork 
Reduction Act, an agency may not conduct or sponsor, and a person is 
not required to respond to, a collection of information, unless the 
collection displays a currently valid OMB control number.

Unfunded Mandates Reform Act

    Title II of the Unfunded Mandates Reform Act of 1995 (UMRA) 
establishes requirements for federal agencies to assess the effects of 
their regulatory actions on state, local, and tribal governments and 
the private sector. This rule will not impose any federal mandates on 
any state, local, or tribal governments or the private sector within 
the meaning of UMRA.

Environmental Review

    A Finding of No Significant Impact with respect to the environment 
has been made in accordance with HUD regulations in 24 CFR part 50 that

[[Page 71768]]

implement section 102(2)(C) of the National Environmental Policy Act of 
1969 (42 U.S.C. 4332(2)(C)). The Finding is available for public 
inspection during regular business hours in the Regulations Division, 
Office of General Counsel, Department of Housing and Urban Development, 
451 7th Street SW., Room 10276, Washington, DC 20410-0500. Due to 
security measures at the HUD Headquarters building, please schedule an 
appointment to review the Finding by calling the Regulations Division 
at 202-708-3055 (this is not a toll-free number). Individuals with 
speech or hearing impairments may access this number via TTY by calling 
the Federal Relay Service at 800-877-8339.

Impact on Small Entities

    The Regulatory Flexibility Act (RFA) (5 U.S.C. 601 et seq.), 
generally requires an agency to conduct a regulatory flexibility 
analysis of any rule subject to notice and comment rulemaking 
requirements unless the agency certifies that the rule will not have a 
significant economic impact on a substantial number of small entities. 
This rule prohibits smoking of tobacco in all indoor areas of and 
within 25 feet of any public housing and administrative office 
buildings for all PHAs, regardless of size.
    There are 2334 ``small'' PHAs (defined as PHAs with fewer than 250 
units), which make up 75 percent of the public housing stock across the 
country. Of this number, approximately 378 have already instituted a 
voluntary full or partial policy on indoor tobacco smoking.
    HUD anticipates that implementation of the policy will impose 
minimal additional costs, as creation of the smoke-free policy only 
requires amendment of leases and the PHA plan, both of which may be 
done as part of a PHA's normal course of business. Additionally, 
enforcement of the policy will add minimal incremental costs, as PHAs 
must already regularly inspect public housing units and enforce lease 
provisions. Any costs of this rule are mitigated by the fact that PHAs 
have up to 18 months to implement the policy, allowing for costs to be 
spread across that time period.
    While there are significant benefits to the smoke-free policy 
requirement, the majority of those benefits accrue to the public 
housing residents themselves, not to the PHAs. PHAs will realize 
monetary benefits due to reduced unit turnover costs and reduced fire 
and fire prevention costs, but these benefits are variable according to 
the populations of each PHA and the PHA's existing practices.
    Finally, this rule does not impose a disproportionate burden on 
small PHAs. The rule does not require a fixed expenditure; rather, all 
costs should be proportionate to the size of the PHA implementing and 
enforcing the smoke-free policy.
    Therefore, the undersigned certifies that this rule will not have a 
significant impact on a substantial number of small entities.
    Notwithstanding HUD's view that this rule will not have a 
significant effect on a substantial number of small entities, HUD 
specifically invites comments regarding any less burdensome 
alternatives to this rule that will meet HUD's objectives as described 
in the preamble.

Executive Order 13132, Federalism

    Executive Order 13132 (entitled ``Federalism'') prohibits an agency 
from publishing any rule that has federalism implications if the rule 
either imposes substantial direct compliance costs on state and local 
governments or is not required by statute, or the rule preempts state 
law, unless the agency meets the consultation and funding requirements 
of section 6 of the Executive Order. This final rule does not have 
federalism implications and does not impose substantial direct 
compliance costs on state and local governments nor preempt state law 
within the meaning of the Executive Order.

Catalog of Federal Domestic Assistance

    The Catalog of Federal Domestic Assistance number for the Public 
Housing program is 14.872.

List of Subjects

24 CFR Part 965

    Government procurement, Grant programs-housing and community 
development, Lead poisoning, Loan programs-housing and community 
development, Public housing, Reporting and recordkeeping requirements, 
Utilities.

24 CFR Part 966

    Grant programs-housing and community development, Public housing, 
Reporting and recordkeeping requirements.

    Accordingly, for the reasons stated in the preamble, HUD proposes 
to amend 24 CFR parts 965 and 966 as follows:

PART 965--PHA-OWNED OR LEASED PROJECTS--GENERAL PROVISIONS

0
1. The authority citation for 24 CFR part 965 continues to read as 
follows:

    Authority:  42 U.S.C. 1547, 1437a, 1437d, 1437g, and 3535(d). 
Subpart H is also issued under 42 U.S.C. 4821-4846.

0
2. Add subpart G to read as follows:
Subpart G--Smoke-Free Public Housing
965.651 Applicability
965.653 Smoke-free public housing
965.655 Implementation

Subpart G--Smoke-Free Public Housing


Sec.  965.651  Applicability.

    This subpart applies to public housing units, except for dwelling 
units in a mixed-finance project. Public housing is defined as low-
income housing, and all necessary appurtenances (e.g., community 
facilities, public housing offices, day care centers, and laundry 
rooms) thereto, assisted under the U.S. Housing Act of 1937 (the 1937 
Act), other than assistance under section 8 of the 1937 Act.


Sec.  965.653  Smoke-free public housing.

    (a) In general. PHAs must design and implement a policy prohibiting 
the use of lit tobacco products in all public housing living units and 
interior common areas (including but not limited to hallways, rental 
and administrative offices, community centers, day care centers, 
laundry centers, and similar structures), as well as in outdoor areas 
within 25 feet from public housing and administrative office buildings 
(collectively, ``restricted areas'') in which public housing is 
located.
    (b) Designated smoking areas. PHAs may limit smoking to designated 
smoking areas on the grounds of the public housing or administrative 
office buildings, which may include partially enclosed structures, to 
accommodate residents who smoke. These areas must be outside of any 
restricted areas, as defined in paragraph (a) of this section. 
Alternatively, PHAs may choose to create additional smoke-free areas 
outside the restricted areas or to make their entire grounds smoke-
free.
    (c) Lit tobacco products. Lit tobacco products are those that 
involve the ignition and burning of tobacco leaves, such cigarettes, 
cigars, and pipes. A PHA's smoke-free policy must, at a minimum, 
include a prohibition on the use of all lit tobacco products.


Sec.  965.655  Implementation.

    (a) Amendments. PHAs are required to implement the requirements of 
this subpart by amending each of the following:

[[Page 71769]]

    (1) All applicable PHA plans, according to the provisions in 24 CFR 
part 903.
    (2) Tenant leases, according to the provisions of 24 CFR 966.4.
    (b) Deadline. All PHAs must be in full compliance, with effective 
policy amendments, by [INSERT, AT THE FINAL RULE STAGE, THE DATE THAT 
IS 540 DAYS AFTER THE EFFECTIVE DATE OF THE FINAL RULE].

PART 966--PUBLIC HOUSING LEASE AND GRIEVANCE PROCEDURE

0
3. The authority section for 24 CFR part 966 continues to read as 
follows:

    Authority:  42 U.S.C. 1437d and 3535(d).

0
4. In Sec.  966.4, revise paragraphs (f) (12) (i) and (ii) to read as 
follows:


Sec.  966.4  Lease Requirements.

* * * * *
    (f) * * *
    (12) * * *
    (i) To assure that no tenant, member of the tenant's household, or 
guest engages in:
    (A) Criminal activity. (1) Any criminal activity that threatens the 
health, safety or right to peaceful enjoyment of the premises by other 
residents;
    (2) Any drug-related criminal activity on or off the premises; or
    (B) Civil activity. For any units covered by 24 CFR part 965, 
subpart G, any smoking of lit tobacco products in restricted areas, as 
defined by 24 CFR 965.653(a), or in other outdoor areas that the PHA 
has designated as smoke-free.
    (ii) To assure that no other person under the tenant's control 
engages in:
    (A) Criminal activity. (1) Any criminal activity that threatens the 
health, safety or right to peaceful enjoyment of the premises by other 
residents;
    (2) Any drug-related criminal activity on the premises; or
    (B) Civil activity. For any units covered by 24 CFR part 965, 
subpart G, any smoking of lit tobacco products in restricted areas, as 
defined by 24 CFR 965.653(a), or in other outdoor areas that the PHA 
has designated as smoke-free.
* * * * *

    Dated: October 22, 2015.
Lourdes Castro Ram[iacute]rez,
Principal Deputy Assistant Secretary for Public and Indian Housing.
[FR Doc. 2015-29346 Filed 11-16-15; 8:45 am]
 BILLING CODE 4210-67-P



                                               71762               Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Proposed Rules

                                               transportation, storage, or wholesale or                SUMMARY:    This proposed rule would                  comments and communications
                                               retail distribution of such device; or                  require each public housing agency                    submitted to HUD will be available for
                                                  (B) A practitioner, such as a                        (PHA) administering public housing to                 public inspection and copying between
                                               physician, licensed by law to use or                    implement a smoke-free policy.                        8 a.m. and 5 p.m., weekdays, at the
                                               order the use of such device; and                       Specifically, this rule proposes that no              above address. Due to security measures
                                                  (ii) The device must be sold only to                 later than 18 months from the effective               at the HUD Headquarters building, an
                                               or on the prescription or other order of                date of the final rule, each PHA must                 advance appointment to review the
                                               such practitioner for use in the course                 implement a policy prohibiting lit                    public comments must be scheduled by
                                               of his professional practice.                           tobacco products in all living units,                 calling the Regulations Division at 202–
                                                  (2) The label of the device shall bear               indoor common areas in public housing,                708–3055 (this is not a toll-free
                                               the statement ‘‘Caution: Federal law                    and in PHA administrative office                      number). Individuals with speech or
                                               restricts this device to sale by or on the              buildings (in brief, a smoke-free policy              hearing impairments may access this
                                               order of a ____’’, the blank to be filled               for all public housing indoor areas). The             number via TTY by calling the toll-free
                                               with the word ‘‘physician’’ or with the                 smoke-free policy must also extend to                 Federal Relay Service at 800–877–8339.
                                               descriptive designation of any other                    all outdoor areas up to 25 feet from the              Copies of all comments submitted are
                                               practitioner licensed by the law of the                 housing and administrative office                     available for inspection and
                                               State in which he practices to use or                   buildings. HUD proposes                               downloading at www.regulations.gov.
                                               order the use of the device.                            implementation of smoke-free public                   FOR FURTHER INFORMATION CONTACT:
                                                  (3) Any labeling, as defined in section              housing to improve indoor air quality in              Leroy Ferguson, Office of Public and
                                               201(m) of the FD&C Act, whether or not                  the housing, benefit the health of public             Indian Housing, Department of Housing
                                               it is on or within a package from which                 housing residents and PHA staff, reduce               and Urban Development, 451 7th Street
                                               the device is to be dispensed,                          the risk of catastrophic fires, and lower             SW., Washington, DC 20410–0500;
                                               distributed by, or on behalf of the                     overall maintenance costs.                            telephone number 202–402–2411 (this
                                               manufacturer, packer, or distributor of                 DATES: Comment Due Date: January 19,                  is not a toll-free number). Persons who
                                               the device, that furnishes or purports to               2016.                                                 are deaf or hard of hearing and persons
                                               furnish information for use of the device                                                                     with speech impairments may access
                                                                                                       ADDRESSES: Interested persons are
                                               contains adequate information for such                                                                        this number through TTY by calling the
                                               use, including indications, effects,                    invited to submit comments regarding
                                                                                                       this proposed rule. All communications                toll-free Federal Relay Service at 800–
                                               routes, methods, and frequency and                                                                            877–8339.
                                               duration of administration and any                      must refer to the above docket number
                                                                                                       and title. There are two methods for                  SUPPLEMENTARY INFORMATION:
                                               relevant hazards, contraindications, side
                                               effects, and precautions, under which                   submitting public comments.                           I. Executive Summary
                                               practitioners licensed by law to employ                    1. Submission of Comments by Mail.
                                                                                                       Comments may be submitted by mail to                  A. Purpose of the Proposed Rule
                                               the device can use the device safely and
                                               for the purposes for which it is                        the Regulations Division, Office of                     The purpose of the proposed rule is
                                               intended, including all purposes for                    General Counsel, Department of                        to require PHAs to, within 18 months of
                                               which it is advertised or represented.                  Housing and Urban Development, 451                    the final rule, establish a policy
                                               This information will not be required on                7th Street SW., Room 10276,                           prohibiting lit tobacco products, as such
                                               so-called reminder-piece labeling which                 Washington, DC 20410–0500.                            term is proposed to be defined in
                                                                                                          2. Electronic Submission of                        § 965.653(c). inside all indoor areas of
                                               calls attention to the name of the device
                                                                                                       Comments. Interested persons may                      public housing, including but not
                                               but does not include indications or
                                                                                                       submit comments electronically through                limited to living units, indoor common
                                               other use information.
                                                  (4) All labeling, except labels and                  the Federal eRulemaking Portal at                     areas, electrical closets, storage units,
                                               cartons, bearing information for use of                 www.regulations.gov. HUD strongly                     and PHA administrative office buildings
                                               the device also bears the date of the                   encourages commenters to submit                       and in all outdoor areas within 25 feet
                                               issuance or the date of the latest                      comments electronically. Electronic                   of the housing and administrative office
                                               revision of such labeling.                              submission of comments allows the                     buildings (collectively, ‘‘restricted
                                                                                                       commenter maximum time to prepare                     areas’’). As further discussed in this
                                                 Dated: November 10, 2015.                             and submit a comment, ensures timely                  rule, such a policy is expected to
                                               Leslie Kux,                                             receipt by HUD, and enables HUD to                    improve indoor air quality in public
                                               Associate Commissioner for Policy.                      make comments immediately available                   housing, benefit the health of public
                                               [FR Doc. 2015–29275 Filed 11–16–15; 8:45 am]            to the public. Comments submitted                     housing residents and PHA staff, reduce
                                               BILLING CODE 4164–01–P                                  electronically through the                            the risk of catastrophic fires, and lower
                                                                                                       www.regulations.gov Web site can be                   overall maintenance costs.
                                                                                                       viewed by other commenters and
                                                                                                       interested members of the public.                     B. Summary of Major Provisions of the
                                               DEPARTMENT OF HOUSING AND                                                                                     Proposed Rule
                                               URBAN DEVELOPMENT                                       Commenters should follow the
                                                                                                       instructions provided on that site to                   This proposed rule would apply to all
                                               24 CFR Parts 965 and 966                                submit comments electronically.                       public housing, other than dwelling
                                                                                                          Note: To receive consideration as                  units in mixed-finance buildings. PHAs
                                               [Docket No. FR 5597–P–02]
                                                                                                       public comments, comments must be                     would be required, within 18 months of
wgreen on DSK2VPTVN1PROD with PROPOSALS




                                               RIN 2577–AC97                                           submitted through one of the two                      the effective date of the final rule, to
                                                                                                       methods specified above. Again, all                   establish policies prohibiting lit tobacco
                                               Instituting Smoke-Free Public Housing                   submissions must refer to the docket                  products in all restricted areas. PHAs
                                               AGENCY:  Office of the Assistant                        number and title of the rule.                         may, but would not be required to,
                                               Secretary for Public and Indian                            No Facsimile Comments. Facsimile                   further restrict smoking to outdoor
                                               Housing, HUD.                                           (fax) comments are not acceptable.                    dedicated smoking areas outside the
                                                                                                          Public Inspection of Public                        restricted areas, create additional
                                               ACTION: Proposed rule.
                                                                                                       Comments. All properly submitted                      restricted areas in which smoking is


                                          VerDate Sep<11>2014   14:39 Nov 16, 2015   Jkt 238001   PO 00000   Frm 00018   Fmt 4702   Sfmt 4702   E:\FR\FM\17NOP1.SGM   17NOP1


                                                                         Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Proposed Rules                                                                           71763

                                               prohibited (e.g., near a playground), or,                             minimized by the fact that HUD                                        be minimal costs for these PHAs, and,
                                               alternatively, make their entire grounds                              guidance already exists on many of the                                generally, only if their existing policies
                                               smoke-free.                                                           topics covered by the smoke-free policy                               are not consistent with the minimum
                                                  PHAs would also be required to                                     proposed to be required by this rule;                                 requirements for smoke-free policies
                                               document their smoke-free policies in                                 that hundreds of PHAs have already                                    proposed by this rule.
                                               their PHA plans, a process that requires                              voluntarily implemented smoke-free                                       The benefits of smoke free policies,
                                               resident engagement and public                                        policies; and that infrastructure already                             however, could be considerable. Over
                                               meetings. The prohibition on lit tobacco                              exists for enforcement of lease                                       700,000 units would be affected by this
                                               would also be included in a tenant’s                                  violations, and violation of the smoke-                               rule (including over 500,000 units
                                               lease, which may be done either through                               free policy would be a lease violation.                               inhabited by elderly households or
                                               an amendment process or as tenants                                    In addition, time spent by PHA staff on                               households with a non-elderly person
                                               renew their leases annually.                                          implementing and enforcing the smoke-                                 with disabilities), and their non-
                                                                                                                     free policy will be partially offset by the                           smoking residents would have the
                                               C. Costs and Benefits of This Proposed                                time that staff no longer have to spend                               potential to experience health benefits
                                               Rule                                                                  mediating disputes among residents                                    from a reduction of exposure to
                                                  The costs to PHAs of implementing                                  over smoking in secondhand smoke                                      secondhand smoke. PHAs will also
                                               smoke-free policies may include                                       infiltration within living units. Given                               benefit from a reduction of damage
                                               training, administrative, legal, and                                  the existing HUD guidance, initial                                    caused by smoking, and residents and
                                               enforcement costs. Of these costs, HUD                                learning costs associated with                                        PHAs both gain from seeing a reduction
                                               expects that the expense of additional                                implementation of a smoke-free policy                                 in injuries, deaths, and property damage
                                               enforcement efforts may be the highest.                               may not be significant. For the hundreds                              caused by fires. Estimates of these and
                                               The costs of implementing a smoke-free                                of PHAs that are already implementing                                 other rule-induced impacts are
                                               policy as proposed by this rule are                                   voluntary smoke-free policies, there will                             summarized in the following table:

                                                                           Impact                                                                Source                                        Amount (discount rates in parentheses)

                                               Cost (potentially recurring but concentrated dur-                      PHA Compliance ..............................................        $3.2 million.
                                                 ing first few years of the rule’s implementa-
                                                 tion).
                                               Cost (recurring) ..................................................    Smoker Inconvenience ....................................            $209 million.
                                               Cost (recurring) ..................................................    Enforcement .....................................................    Not quantified.
                                               Benefit (recurring) ...............................................    PHA Reduced Maintenance ............................                 $16 to $38 million.
                                               Benefit (recurring) ...............................................    PHA Reduced Fire Risk ...................................            $32 million.
                                               Benefit (annualized over 10 to 50 years) ...........                   Non-Smoker Health .........................................          Less than:
                                                                                                                                                                                           $148 to $447 million (3%)
                                                                                                                                                                                           $70 to $137 million (7%).
                                               Benefit (recurring) ...............................................    Non-Smoker Well-Being (PHA residents who                             $96 to $275 million.
                                                                                                                        do not live in units with smokers).
                                               Benefit (recurring) ...............................................    Smoker Health .................................................      Not quantified.
                                               Partially Quantified Net Benefits (recurring) .......                  See above ........................................................   Less than: ¥$19 to $302 million (3%) ¥$97
                                                                                                                                                                                             to ¥$8 million (7%)



                                                 For additional details on the costs and                               Adverse effects of tobacco use are not                              increased risk of stroke in adults.4 The
                                               benefits of this rule, please see the                                 limited to the smoker. The U.S. Surgeon                               Surgeon General has concluded that
                                               Regulatory Impact Analysis (RIA) for                                  General estimates that exposure to                                    there is no risk-free level of exposure to
                                               this rule, which can be found at                                      secondhand tobacco smoke (i.e., the                                   SHS, and that eliminating smoking in
                                               www.regulations.gov, under the docket                                 smoke that comes from burning tobacco                                 indoor spaces fully protects nonsmokers
                                               number for this rule. Information on                                  products and is exhaled by smokers) is                                from exposure to secondhand smoke.
                                               how to view the RIA is included below.                                responsible for the death of 41,000                                   Separating smokers from nonsmokers,
                                                                                                                     adults non-smokers in the United States                               cleaning the air, and ventilating
                                               II. Background                                                                                                                              buildings cannot eliminate exposures of
                                                                                                                     each year from lung cancer and heart
                                               A. The Effects of Smoking on Health                                   disease.2 Secondhand smoke (SHS)                                      nonsmokers to secondhand smoke.5
                                                                                                                     contains hundreds of toxic chemicals                                     The effects of SHS are especially
                                                 Tobacco smoking has been
                                                                                                                     and is designated as a known human                                    damaging in children and unborn
                                               determined to be a cause of diseases of
                                                                                                                     carcinogen by the U.S. Environmental                                  fetuses. The Surgeon General estimates
                                               nearly all organs in the body, and
                                                                                                                     Protection Agency, the U.S. National                                  that SHS is responsible for the death of
                                               research continues to newly identify
                                                                                                                     Toxicology Program, and the                                           hundreds of newborns from Sudden
                                               diseases caused by smoking, including
                                                                                                                     International Agency for Research on                                  Infant Death Syndrome (SIDS) each
                                               diabetes mellitus, rheumatoid arthritis,                                                                                                    year.6 Lead in SHS is also a significant
                                               and colorectal cancer. In addition to                                 Cancer.3 Exposure to SHS can also
                                                                                                                     cause sudden infant death syndrome                                    source of lead in house dust and
                                               causing multiple diseases and cancers,                                                                                                      children’s blood. The CDC confirmed
                                               tobacco smoking has many other                                        and respiratory symptoms such as
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                                                                                                                     cough and wheeze, middle ear                                          the association between SHS exposure
                                               adverse effects on the body, including
                                               inflammation and impairment to the                                    infections, and slowed lung growth and                                  4 2014  Surgeon General’s Report, footnote 1.
                                               immune system.1                                                       reduced lung function in children, and                                  5 U.S. Dept. of Health and Human Services, ‘‘The
                                                                                                                                                                                           Health Consequences of Involuntary Exposure to
                                                  1 Office of the Surgeon General, ‘‘The Health                        2 Id.                                                               Tobacco Smoke: A Report of the Surgeon General,’’
                                               Consequences of Smoking—50 Years of Progress,’’                         3 American Cancer Society, ‘‘Secondhand                             (2006), available at http://www.surgeongeneral.gov/
                                               (2014), available at http://www.surgeongeneral.gov/                   Smoke,’’ http://www.cancer.org/cancer/                                library/reports/secondhandsmoke/fullreport.pdf.
                                               library/reports/50-years-of-progress/full-report.pdf.                 cancercauses/tobaccocancer/secondhand-smoke.                             6 Id.




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                                               71764               Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Proposed Rules

                                               and blood-lead levels in youth and                      data from the National Health and                       administration equipment was cited as
                                               adults, concluding that youth with SHS                  Nutrition Examination Survey                            being involved in the ignition, 82
                                               exposure had blood lead levels high                     (NHANES) demonstrated evidence of                       percent involved smoking materials as
                                               enough to result in adverse cognitive                   greater SHS exposure among children                     the heat source.17
                                               outcomes.7                                              (aged 6 to 18) living in multiunit                         Smoking is also associated with
                                                  Approximately half of the U.S.                       housing through measurements of                         higher maintenance costs for landlords
                                               population is protected from SHS                        cotinine (a metabolite of nicotine) in                  of multiunit housing. Smoking indoors
                                               exposure through statewide, municipal,                  their blood.12 The study demonstrated                   increases the cost of rehabilitating a
                                               and federal laws prohibiting smoking in                 that children living in non-smoking                     housing unit because of the need for
                                               indoor areas of public places and                       households in apartments had 45                         additional cleaning, painting, and repair
                                               worksites, including bars and                           percent higher levels of cotinine in their              of damaged items at unit turnover
                                               restaurants. However, an estimated 58                   blood compared to children living in                    compared to non-smoking units. The
                                               million Americans remain exposed to                     non-smoking households in detached                      cost of cleaning and renovating a
                                               secondhand smoke, including 15                          homes. CDC researchers analyzed                         smoking unit adds up quickly, and
                                               million children ages 3 to 11. The home                 NHANES data over the period from                        smaller properties generally pay more
                                               is the primary source of exposure for                   1999–2012 and reported that one of four                 per unit than larger properties when
                                               children.8 Because SHS moves                            nonsmokers (approximately 58 million                    repairing smoking damage. A survey of
                                               throughout buildings, individuals living                people) continue to be exposed to SHS,                  public and subsidized housing
                                               in multiunit housing can be exposed to                  with the highest exposures among                        managers found that the additional cost
                                               SHS even if no one smokes in their                      children, non-Hispanic blacks, renters,                 of rehabilitating the units of smokers
                                               households. Surveys of multiunit                        and those living in poverty.13                          averaged $1,250 to $2,955 per unit,
                                               housing residents indicate that 26 to 64                   The Surgeon General concluded in                     depending on the intensity of
                                               percent of residents reported SHS                       2006 that separating smokers and                        smoking.18 A study conducted in
                                               incursions into their units from external               nonsmokers, building ventilation, and                   California found that the owners of
                                               sources (e.g., hallways or adjacent                     cleaning the air cannot eliminate                       multiunit housing could save over $18
                                               apartments), and 65 to 90 percent of the                exposure to SHS; that can only be                       million per year if the operators of all
                                               residents experiencing such incursions                  accomplished by eliminating smoking                     multiunit housing in the state adopted
                                               were bothered by them.9                                 from indoor spaces.14                                   smoke-free building policies.19
                                                  The movement of contaminants from
                                                                                                       B. The Financial Costs of Smoking                       Researchers from the CDC estimated
                                               SHS within buildings has also been
                                                                                                          Beyond the increased costs associated                that a nationwide smoke-free public
                                               documented through direct
                                                                                                       with higher healthcare expenses,                        housing policy would result in an
                                               measurements of fine particles (an
                                                                                                       tobacco smoking can have profound                       estimated annual cost savings of
                                               environmental marker of SHS) in indoor
                                                                                                       financial impacts on PHAs and owners                    $152.91 million, including $42.99
                                               air. SHS can move both from external
                                                                                                       of other multiunit properties. Smoking                  million in reduced renovation costs and
                                               hallways into apartments and between
                                                                                                       is the leading cause of fire deaths in                  $15.92 million in averted fire losses.20
                                               adjacent units.10 A study of public
                                               housing documented lower                                multiunit properties.15 In 2011, smoking                   Self-imposed rules prohibiting
                                               concentrations of SHS contaminants in                   caused 17,600 residential fires resulting               smoking in individual households
                                               buildings covered by smoke-free                         in 490 civilian deaths, 1,370 injuries,                 (referred to as smoke-free home rules)
                                               policies (i.e., policies prohibiting the                and $516 million in direct property                     are becoming increasingly common in
                                               smoking of tobacco products in all                      damage.16 Smoking is especially                         the United States. CDC researchers
                                               indoor spaces) compared to buildings                    dangerous in units where a household                    found that the prevalence of smoke-free
                                               without these policies.11 Analysis of                   member is receiving oxygen for medical                  home rules among U.S. households
                                                                                                       purposes. Research conducted by the                     increased from 43 percent in 1992–1993
                                                 7 Patricia Richter et al., ‘‘Trends in Tobacco        U.S. Fire Protection Association found                  to 83 percent in 2010–2011, including
                                               Smoke Exposure and Blood Lead Levels Among              that for fire deaths during the period                  an increase among households with at
                                               Youth and Adults in the United States: The
                                                                                                       from 2007–2011 in which oxygen                          least one adult smoker, implying that
                                               National Health and Nutrition Examination Survey,                                                               the smokers in these households agree
                                               1999–2008,’’ Preventing Chronic Disease,
                                               (December 19, 2013), available at http://               medium=rss&utm_campaign=comparison-of-                  to smoke outside of the home.21 Two
                                               www.cdc.gov/pcd/issues/2013/pdf/13_0056.pdf.            indoor-air-quality-in-smoke-permitted-and-smoke-
                                                 8 2006 Surgeon General’s Report, footnote 5;          free-multiunit-housing-findings-from-the-boston-           17 John R. Hall, Jr., Ntl. Fire Protection Assn.,

                                               David M. Homa et al., ‘‘Vital Signs: Disparities in     housing-authority.                                      ‘‘The Smoking-Material Fire Problem,’’ (July 2013),
                                                                                                          12 Karen M. Wilson et al., ‘‘Tobacco-Smoke           available at http://www.nfpa.org/∼/media/Files/
                                               Nonsmokers’ Exposure to Secondhand Smoke—
                                               United States, 1999–2012,’’ Morbidity and Mortality     Exposure in Children Who Live in Multiunit              Research/NFPA%20reports/Major%20Causes/
                                               Weekly Report (February 6, 2015), available at          Housing,’’ 127 Pediatrics 85 (2011), available at       ossmoking.pdf.
                                               http://www.cdc.gov/mmwr/preview/mmwrhtml/               http://pediatrics.aappublications.org/content/127/         18 Ntl. Ctr. For Healthy Hsg., ‘‘Reasons to Explore

                                               mm6404a7.htm?s_cid=mm6404a7_w.                          1/85.full.pdf+html.                                     Smoke-Free Housing,’’ (Early Fall 2009), available
                                                 9 Kimberly Snyder et al., ‘‘Smoke-free Multiunit         13 David M. Homa et al., ‘‘Disparities in            at http://www.nchh.org/portals/0/contents/nchh_
                                               Housing: A Review of the Scientific Literature,’’       Nonsmokers Exposure to Secondhand Smoke in the          green_factsheet_smokefree.pdf.
                                               Tobacco Control (2015), available at http://            United States, 1999–2012,’’ Mortality and Morbidity        19 Michael K. Ong et al, ‘‘Estimates of Smoking-

                                               tobaccocontrol.bmj.com/content/early/2015/01/07/        Weekly Report, Early Release, 64 (February 3,           Related Properties Costs in California Multiunit
                                               tobaccocontrol-2014-051849.short?rss=1.                 2015), available at http://www.cdc.gov/mmwr/pdf/        Housing,’’ 102 Am J Public Health 490 (2012),
                                                 10 Brian A. King et al., ‘‘Secondhand Smoke           wk/mm64e0203a1.pdf.                                     available at http://www.ncbi.nlm.nih.gov/pmc/
                                                                                                          14 U.S. Dept. of Health and Human Services. See      articles/PMC3487653/.
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                                               Transfer in Multiunit Housing,’’ 12 Nicotine and
                                               Tobacco Research 1133 (2010), available at http://      footnote note 2.                                           20 Brian King et al., ‘‘National and State Cost

                                               ntr.oxfordjournals.org/content/12/11/1133.                 15 U.S. Fire Administration, Residential Structure   Savings Associated With Prohibiting Smoking in
                                                 11 Elizabeth T. Russo, et al., ‘‘Comparison of        and Building Fires, http://www.usfa.fema.gov/           Subsidized and Public Housing in the United
                                               Indoor Air Quality in Smoke-Permitted and Smoke-        downloads/pdf/publications/residential_structure_       States,’’ Preventing Chronic Disease (October 2014),
                                               Free Multiunit Housing: Findings from the Boston        and_building_fires.pdf.                                 available at http://www.cdc.gov/pcd/issues/2014/
                                               Housing Authority,’’ 10 Nicotine and Tobacco               16 Marty Ahrens, Ntl. Fire Protection Assn.,         pdf/14_0222.pdf.
                                               Research 1093 (2014), available at http://              ‘‘Home Structure Fires,’’ (April 2013), available at       21 Brian A. King et al., ‘‘Prevalence of Smokefree

                                               ntr.oxfordjournals.org/content/early/2014/08/25/        http://www.nfpa.org/∼/media/Files/Research/             Home Rules—United States, 1992–1993 and 2010–
                                               ntr.ntu146.abstract?utm_source=rss&utm_                 NFPA%20reports/Occupancies/oshomes.pdf.                 2011,’’ Morbidity and Mortality Weekly Report



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                                                                   Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Proposed Rules                                                    71765

                                               national surveys discussed by the CDC                   housing initiative, specifically seeking              project. Public housing is defined as
                                               researchers identified voluntary smoke-                 information on topics such as best                    low-income housing, and all necessary
                                               free home rules among residents of                      practices and practical strategies from               appurtenances (e.g., community
                                               multiunit housing in over 70 percent of                 housing providers who have                            facilities, public housing offices, day
                                               those surveyed. Additionally, CDC                       implemented smoke-free policies,                      care centers, and laundry rooms)
                                               researchers, reviewing published                        potential obstacles to policy                         thereto, assisted under the U.S. Housing
                                               studies, found that the majority of                     implementation and how these could be                 Act of 1937 (the 1937 Act), other than
                                               residents in multiunit housing                          overcome, suggestions for supporting                  assistance under section 8 of the 1937
                                               expressed support for a complete                        housing providers and residents to                    Act.
                                               smoke-free building policy in six of                    facilitate policy implementation, and                    While the smoke-free policy will also
                                               eight reviewed studies.22 The findings                  feedback from housing providers who                   apply to scattered sites and single
                                               from these national and local surveys                   have decided not to implement smoke-                  family properties, this requirement
                                               suggest that a smoke-free rule will be                  free policies.26 HUD received many                    would not extend to public housing
                                               supported by a majority of public                       comments in response to this                          units that are part of a mixed-finance
                                               housing residents and will help those                   solicitation, largely from public health              project because the PHA may not be the
                                               residents who already have a smoke-free                 organizations and State and local health              primary owner, and non-public housing
                                               home rule in place achieve the desired                  departments, expressing support for the               units may be contained within the
                                               goal of eliminating the presence of SHS                 concept and citing the great health risks             building. While smoking in single
                                               in their homes.                                         posed by smoking and SHS.27                           family units does not lead to smoke
                                                                                                          In 2014, HUD released additional                   intrusion to adjacent units, the risk of
                                               C. Moving to Smoke-Free Public                                                                                fire and the increased unit turnover
                                               Housing Units                                           guidance for PHAs and owners/agents of
                                                                                                       subsidized multifamily properties on                  costs remain. Further, including all
                                                  HUD determined that the advantages                   implementing smoke-free policies. This                public housing units covered by this
                                               of smoke-free housing policies were                     guidance incorporates some of the                     proposed rule means that all tenants
                                               sufficient to warrant action by HUD to                  feedback that HUD received from the                   will be treated equally and be subject to
                                               promote the voluntary adoption of                       2012 Federal Register notice and                      the same lease requirements. This
                                               smoke-free policies by PHAs and the                     includes summaries of interviews with                 prohibition on smoking would cover all
                                               owners/operators of federally                           nine early implementers of smoke-free                 types of lit tobacco products, including
                                               subsidized multifamily properties. In                   housing policies, including                           but not limited to cigarettes, cigars, and
                                               2009, HUD’s Office of Public and Indian                 administrators of public housing,                     pipes. While the prohibition does not
                                               Housing published a notice that strongly                subsidized multifamily housing, and                   specifically cover waterpipe tobacco
                                               encouraged PHAs to adopt smoke-free                     market rate housing.28 The guidance                   smoking (referred to as hookahs), such
                                               policies in at least some of the                        includes best practices around                        smoking involves lit charcoal and
                                               properties that they managed (this                      enforcement, especially graduated                     results in heating tobacco to
                                               notice was reissued in 2012).23 HUD’s                                                                         temperatures high enough to produce
                                                                                                       enforcement to assist residents with
                                               Office of Housing issued a similar                                                                            secondhand smoke that contains
                                                                                                       compliance and prevent evictions.
                                               program notice in 2010 that encouraged                     As a result of these combined actions,             harmful toxins.29 For this reason, HUD
                                               owners/operators of subsidized                          over 500 PHAs have implemented                        is seeking comment on whether to
                                               multifamily properties to adopt smoke-                  smoke-free policies in at least one of                include a prohibition on waterpipe
                                               free policies (also reissued in 2012).24                                                                      tobacco in the final rule.
                                                                                                       their buildings. While this voluntary
                                               The notices describe the advantages of                                                                           The prohibition on the use of lit
                                                                                                       effort has been highly successful, it has
                                               smoke-free policies, identify required                                                                        tobacco products in this proposal does
                                                                                                       also resulted in a scattered distribution
                                               and recommended actions in                                                                                    not include electronic nicotine delivery
                                                                                                       of smoke-free policies, with the greatest
                                               implementing smoke-free policies, and                                                                         systems (ENDS), including electronic
                                                                                                       concentration in the Northeast, West,
                                               provide links to resources (e.g., smoking                                                                     cigarettes (‘‘e-cigarettes’’). The absence
                                                                                                       and Northwest, which also results in
                                               cessation assistance for residents). In                                                                       of a prohibition on the use of e-
                                                                                                       unequal protection from SHS for public
                                               June 2012, HUD published more                                                                                 cigarettes in this rule should not be read
                                                                                                       housing residents. HUD recognizes that
                                               detailed information on smoke-free                                                                            as an endorsement of e-cigarettes as an
                                                                                                       additional action is necessary to truly
                                               housing policies for residents and the                                                                        acceptable health alternative to
                                               providers of subsidized housing,                        eliminate the risk of SHS exposure to
                                                                                                       public housing residents, reduce the                  cigarettes. The aerosol from ENDS
                                               referred to as ‘‘smoke-free toolkits.’’ 25                                                                    typically contains nicotine derived from
                                                  In October 2012, HUD also published                  risk of catastrophic fires, lower overall
                                                                                                       maintenance costs, and implement                      tobacco plants, and may contain other
                                               a Federal Register notice that solicited                                                                      hazardous and potentially hazardous
                                               feedback on the HUD’s smoke-free                        uniform requirements to ensure that all
                                                                                                       public housing residents are equally                  constituents such as formaldehyde and
                                                                                                       protected.                                            lead.30 Accidental ingestion of nicotine
                                               (Sept. 5, 2014), available at http://www.cdc.gov/
                                               mmwr/preview/mmwrhtml/mm6335a1.htm.                        Therefore, HUD is proposing to                     liquid used in ENDS can cause acute
                                                  22 Kimberly Snyder et al., supra note 9.             require PHAs to implement smoke-free                  nicotine toxicity in children, accounting
                                                  23 PIH Notices 2009–21, ‘‘Non-Smoking Policies
                                                                                                       policies within public housing except
                                               in Public Housing’’ and 2012–25, ‘‘Smoke-Free                                                                    29 See World Health Organization. Advisory note:
                                                                                                       for dwelling units in a mixed-finance                 waterpipe tobacco smoking: 2nd edition (2015),
                                               Policies in Public Housing’’, available at http://
                                               portal.hud.gov/hudportal/HUD?src=/program_                                                                    available at http://www.who.int/tobacco/
                                                                                                          26 77 FR 60712, ‘‘Request for Information on
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                                               offices/administration/hudclips/notices/pih.                                                                  publications/prod_regulation/
                                                  24 Housing Notices 2010–21, ‘‘Optional Smoke-        Adopting Smoke-Free Policies in PHAs and              waterpipesecondedition/en/.
                                               Free Housing Policy Implementation’’ and 2012–22,       Multifamily Housing’’ (October 4, 2012).                 30 See Offerman, F.J. The hazards of e-cigarettes.
                                                                                                          27 All public comments submitted on the October
                                               ‘‘Further Encouragement for O/As to Adopt                                                                     June, 2014. ASHRAE Journal. See also National
                                               Optional Smoke-Free Housing Policies,’’ available       4, 2012, notice can be found under docket 5597–       Institute for Occupational Safety and Health,
                                               at http://portal.hud.gov/hudportal/HUD?src=/            N–01 in the www.regulations.gov portal at http://     ‘‘Promoting Health and Preventing Disease and
                                               program_offices/administration/hudclips/notices/        www.regulations.gov/#!docketDetail;D=HUD-2012-        Injury Through Workplace Tobacco Policies,’’
                                               hsg.                                                    0103.                                                 Current Intelligence Bulletin 67 (2015), available at
                                                  25 See: http://portal.hud.gov/hudportal/                28 See: http://portal.hud.gov/hudportal/           http://www.cdc.gov/niosh/docs/2015-113/pdfs/
                                               HUD?src=/smokefreetoolkits1.                            documents/huddoc?id=SFGuidanceManual.pdf.             fy15_cib-67_2015-113_v3.pdf.



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                                               71766               Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Proposed Rules

                                               for an increasing proportion of exposure                smoke-free policies. The guidance will                (www.asthmacommunitynetwork.org).
                                               calls to poison control centers.31 ENDS                 be informed by comments on the                        CDC provides funding and technical
                                               may also present an additional                          proposed rule and issued in advance of                assistance to State tobacco prevention
                                               enforcement challenge for PHAs that are                 the final rule.                                       and control programs and prevention
                                               implementing smoke-free policies                           The benefits of this proposed                      and smoking cessation programs in
                                               because the user may appear to be                       regulatory action may be substantial,                 every state and the District of Columbia
                                               smoking a conventional cigarette. In                    and beneficiaries include both PHAs                   (see http://www.cdc.gov/tobacco/
                                               light of growing health concerns                        and residents of public housing. Over                 stateandcommunity/
                                               regarding exposure to the aerosol of                    700,000 units would be affected by this               tobacco_control_programs/ntcp/
                                               these products among non-users,                         rule (including over 500,000 units                    index.htm). Contact information for
                                               especially children and pregnant                        inhabited by elderly households or                    local organizations will be provided
                                               women, HUD is seeking additional                        households with a non-elderly person                  through HUD’s Web site on a page
                                               comments on the issue of ENDS, and                      with disabilities), and their residents               dedicated to smoke-free resources that is
                                               may prohibit the use of these products                  would have the potential to experience                under development.
                                               in public housing in the final rule. HUD                health benefits from a reduction of
                                               encourages PHAs that already have                       exposure to secondhand smoke. There                   D. Discussions With Stakeholders
                                               smoke-free policies to consider whether                 are also over 775,000 children in these                  In addition to the October 2012
                                               ENDS should be included in their                        units. PHAs will benefit from a                       Federal Register notice soliciting
                                               smoke-free policies.                                    reduction of damage and renovation                    information on adopting smoke-free
                                                  In proposing this policy, it is                      costs caused by smoking. Both residents               policies in HUD subsidized housing, in
                                               important for HUD to clarify that HUD’s                 and PHAs will gain from reducing                      March 2015, HUD reached out to
                                               proposal does not prohibit individual                   deaths, injuries, and property damage                 organizations representative of the
                                               PHA residents from smoking. PHAs                        caused by fires. The costs to PHAs of                 interests and concerns of PHAs to solicit
                                               should continue leasing to persons who                  implementing the smoke-free policy                    feedback on moving forward with
                                               smoke. This rule is not intended to                     proposed by this rule may include                     smoke-free policies in public housing.
                                               contradict HUD’s goals to end                           training, administrative, legal, and                  The organizations expressed support for
                                               homelessness and help all Americans                     enforcement costs. Of these costs to                  smoke-free policies but also requested
                                               secure quality housing. Rather, HUD is                  PHAs, HUD expects that the expense of                 that any regulations requiring smoke-
                                               proposing a prohibition on smoking                      additional enforcement efforts may be                 free policies allow sufficient flexibility
                                               inside public housing living units and                  the highest. The costs of implementing                for PHAs to tailor such policies to their
                                               indoor common areas, public housing                     the smoke-free policy proposed by this                local conditions. In this rule, HUD has
                                               administrative office buildings, public                 rule are minimized by the fact that HUD               strived to provide such flexibility.
                                               housing community rooms or                              guidance already exists on many of the
                                                                                                       topics covered by the proposed                        III. This Proposed Rule—Summary of
                                               community facilities, public housing
                                                                                                       regulatory changes, and that over 500                 Changes
                                               day care centers and laundry rooms, in
                                               outdoor areas within 25 feet of the                     PHAs have already implemented smoke-                  Applicability (§ 965.651)
                                               housing and administrative office                       free policies. Given the existence of this
                                                                                                       HUD guidance, initial learning costs                    As stated above, this proposal would
                                               buildings, and in other areas designated                                                                      apply to all PHAs of any size and
                                               by a PHA as smoke-free (collectively,                   associated with implementation of a
                                                                                                       smoke-free policy as proposed by this                 Moving-to-Work (MTW) agencies, but it
                                               ‘‘restricted areas’’). PHAs will have the                                                                     would only apply to public housing,
                                               discretion to establish outside                         rule may not be significant.
                                                                                                          There may be costs to residents as a               and would not apply to dwelling units
                                               designated smoking locations outside of                                                                       in a mixed-finance project. Public
                                               the required 25 feet perimeter, which                   result of eviction, particularly for
                                                                                                       persons with disabilities, and especially             housing is defined as low-income
                                               may include partially enclosed                                                                                housing, and all necessary
                                               structures, to accommodate smoking                      those with mobility impairments. HUD
                                                                                                       recognizes that this rule could adversely             appurtenances (e.g., community
                                               residents, to establish additional smoke-                                                                     facilities, public housing offices, day
                                                                                                       impact those with mobility impairment
                                               free areas (such as around a                                                                                  care centers and laundry rooms) assisted
                                                                                                       or particular frailties that prevent them
                                               playground), or, alternatively, to make                                                                       under the U.S. Housing Act of 1937 (the
                                                                                                       from smoking in designated areas. As
                                               their entire grounds smoke-free. In                                                                           1937 Act), other than assistance under
                                                                                                       mentioned above, HUD will develop
                                               addition, section 504 of the                                                                                  section 8 of the 1937 Act.
                                                                                                       guidance on reasonable accommodation,
                                               Rehabilitation Act of 1973 and the
                                                                                                       and HUD solicits public comment on                    Requirements (§ 965.653)
                                               Americans with Disabilities Act
                                                                                                       how to mitigate these potential adverse
                                               provides the participant the right to seek                                                                       In § 965.653, HUD provides that a
                                                                                                       impacts.
                                               a reasonable accommodation, including                      HUD recognizes that PHAs                           PHA’s smoke-free policy must prohibit
                                               requests from residents with mobility-                  developing smoke-free housing policies                all ‘‘lit tobacco products.’’ HUD
                                               impairment or mental disability. A                      may need technical assistance in writing              proposes to define ‘‘lit tobacco
                                               request for a reasonable accommodation                  the policies, engaging residents, and                 products’’ as all lit tobacco products
                                               from an eligible participant must at least              assisting residents who want to stop                  that involve the ignition and burning of
                                               be considered, and granted in                           smoking. HUD will continue to provide                 tobacco leaves such as cigarettes, cigars,
                                               appropriate circumstances. To assist                    free webinars and training sessions                   and pipes. HUD is proposing to require
                                               PHAs, HUD will work with its Office of
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                                                                                                       addressing these and related topics.                  that PHAs prohibit all lit tobacco
                                               Fair Housing and Equal Opportunity to                   PHAs are encouraged to work with their                products not only in dwelling units, but
                                               develop guidance on accommodating                       State HUD office, State and local                     also within indoor common areas and in
                                               persons with a disability related to                    tobacco prevention and cessation                      outdoor areas within 25 feet of the
                                                 31 CDC. Notes from the field: Calls to Poison
                                                                                                       programs, state and community health                  housing and any PHA administrative
                                               Centers for Exposures to Electronic Cigarettes—
                                                                                                       organizations, and the Environmental                  office buildings (the ‘‘restricted areas’’).
                                               United States, September 2010–February 2014.            Protection Agency’s community-based                   Outside of these areas, PHAs would be
                                               MMWR 2014;63:292–93.                                    asthma program network                                permitted to limit smoking to outdoor


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                                                                   Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Proposed Rules                                          71767

                                               designated smoking areas, which may                     smoking in the leases each tenant must                V. Findings and Certifications
                                               include partially enclosed structures to                sign. This will allow PHAs to use
                                                                                                                                                             Executive Order 12866, Regulatory
                                               accommodate residents who smoke, or,                    enforcement mechanisms already in
                                                                                                                                                             Planning and Review
                                               alternatively, to make their entire                     place and provide an additional
                                               grounds smoke-free. PHAs that are not                   notification of the policy to tenants.                   The Office of Management and Budget
                                               making the entire grounds smoke-free                    HUD expects PHAs to follow the PIH                    (OMB) reviewed this proposed rule
                                               are encouraged to work with their                       administrative grievance procedures                   under Executive Order 12866 (entitled
                                               residents to identify outdoor designated                during enforcement of their smoke-free                ‘‘Regulatory Planning and Review’’).
                                               smoking areas that are accessible within                housing policies. Because some tenants                OMB determined that this rule was
                                               the grounds of the public housing or                    may not be recertified before the policy              economically significant under the
                                               administrative office buildings, that are               takes effect, PHAs may require that all               order. The docket file is available for
                                               not frequented by children (e.g., not a                 remaining leases be amended, or may                   public inspection in the Regulations
                                               playground), and that are situated in a                 establish their own schedule for lease                Division, Office of General Counsel,
                                               way that minimizes nonsmoking                           amendments, provided that all leases                  U.S. Department of Housing and Urban
                                               residents’ exposure to secondhand                       are amended by the effective date of the              Development, 451 7th Street SW., Room
                                               smoke. While not required, a designated                 policy.                                               10276, Washington, DC 20410–0500.
                                               smoking area with shade and benches                                                                           The initial Regulatory Impact Analysis
                                               may assist residents with compliance.                   IV. Specific Questions for Comments                   (RIA) prepared for this rule is also
                                                                                                                                                             available for public inspection in the
                                               Implementation (§ 965.653)                                 While HUD welcomes comments on
                                                                                                                                                             Regulations Division and may be
                                                  HUD is proposing to provide PHAs 18                  all aspects of this proposed rule, HUD
                                                                                                                                                             viewed online at www.regulations.gov,
                                               months from the effective date of the                   is seeking specific comment on the
                                                                                                                                                             under the docket number above, or on
                                               final rule to implement smoke-free                      following questions:
                                                                                                                                                             HUD’s Web site at http://portal.hud.gov/
                                               public housing, as proposed by this                        1. What barriers that PHAs could                   hudportal/HUD?src=/program_offices/
                                               rule. HUD believes that 18 months will                  encounter in implementing smoke-free                  administration/hudclips/ia/. Due to
                                               provide PHAs sufficient time to conduct                 housing? What costs could PHAs incur?                 security measures at the HUD
                                               resident engagement, to hold any public                 Are there any specific costs to enforcing             Headquarters building, an advance
                                               meetings that are required to amend                     such a policy?                                        appointment to review the public
                                               their PHA plans, and to incorporate the                    2. Does this proposed rule adequately              comments must be scheduled by calling
                                               required new lease provisions during                    address the adverse effects of smoking                the Regulations Division at (202) 708–
                                               tenants’ recertifications or at a date                  and secondhand smoke on PHAs and                      3055 (this is not a toll-free number).
                                               before the policy is fully effective. PHAs              PHA residents?                                        Individuals with speech or hearing
                                               that already have a smoke-free policy in                                                                      impairments may access this number
                                               effect will be required to review their                    3. Does this proposed rule create
                                                                                                                                                             via TTY by calling the Federal Relay
                                               existing policies for compliance with                   burdens, costs, or confer benefits
                                                                                                                                                             Service at (800) 877–8339.
                                               the requirements of this rule, as                       specific to families, children, persons
                                               presented in the final rule, and amend                  with disabilities, owners, or the elderly,            Information Collection Requirements
                                               their policies as necessary in the same                 particularly if any individual or family                The information collection
                                               timeframe of 18 months from the                         is evicted as a result of this policy?                requirements contained in this proposed
                                               effective date of the final rule in order                  4. For those PHAs that have already                rule have been submitted to the Office
                                               to implement smoke-free public                          implemented a smoke-free policy, what                 of Management and Budget (OMB)
                                               housing, consistent with the                            exceptions to the requirements have                   under the Paperwork Reduction Act of
                                               requirements of the final rule.                         been granted based on tenants’ requests?              1995 (44 U.S.C. 3501–3520) and
                                                  In addition, HUD is proposing to                                                                           assigned OMB control number 2577–
                                                                                                          5. For those PHAs that have already
                                               require PHAs to amend their PHA plans                                                                         0226. In accordance with the Paperwork
                                                                                                       implemented a smoke-free policy, what
                                               to incorporate the smoke-free policy. If                                                                      Reduction Act, an agency may not
                                                                                                       experiences, lessons, or advice would
                                               the PHA determines the imposition of a                                                                        conduct or sponsor, and a person is not
                                                                                                       you share based on your experiences
                                               smoke-free policy is a significant                                                                            required to respond to, a collection of
                                                                                                       with implementing and enforcing the
                                               amendment to the PHA plan, the PHA                                                                            information, unless the collection
                                                                                                       policy?
                                               must conduct public meetings in                                                                               displays a currently valid OMB control
                                               accordance with standard PHA Plan                          6. For those PHAs that have already                number.
                                               amendment procedures, and these                         implemented a smoke-free policy, what
                                               meetings must be held in accessible                     tobacco cessation services were offered               Unfunded Mandates Reform Act
                                               buildings and provided in accessible                    to residents to assist with the change?                 Title II of the Unfunded Mandates
                                               formats, as necessary, for persons with                 Did you establish partnerships with                   Reform Act of 1995 (UMRA) establishes
                                               disabilities and those who are limited in               external groups to provide or refer                   requirements for federal agencies to
                                               English proficiency. HUD would                          residents to these services?                          assess the effects of their regulatory
                                               recommend that all PHAs conduct                            7. Are there specific areas of support             actions on state, local, and tribal
                                               meetings with residents to fully explain                that HUD could provide PHAs that                      governments and the private sector.
                                               the smoke-free building requirements                    would be particularly helpful in the                  This rule will not impose any federal
                                               and to best determine which outside                     implementation of the proposed rule?                  mandates on any state, local, or tribal
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                                               areas, if any, to designate as smoking                                                                        governments or the private sector within
                                                                                                          8. Should the policy extend to
                                               areas and to accommodate the needs of                                                                         the meaning of UMRA.
                                                                                                       electronic nicotine delivery systems,
                                               all residents.
                                                                                                       such as e-cigarettes?                                 Environmental Review
                                               Lease Provisions (§ 966.4)                                 9. Should the policy extend to                       A Finding of No Significant Impact
                                                 HUD believes that the best way to                     waterpipe tobacco smoking? Does such                  with respect to the environment has
                                               implement smoke-free policies is to                     smoking increase the risk of fire or                  been made in accordance with HUD
                                               incorporate the prohibition on indoor                   property damage?                                      regulations in 24 CFR part 50 that


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                                               71768               Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Proposed Rules

                                               implement section 102(2)(C) of the                      each PHA and the PHA’s existing                         Authority: 42 U.S.C. 1547, 1437a, 1437d,
                                               National Environmental Policy Act of                    practices.                                            1437g, and 3535(d). Subpart H is also issued
                                               1969 (42 U.S.C. 4332(2)(C)). The                           Finally, this rule does not impose a               under 42 U.S.C. 4821–4846.
                                               Finding is available for public                         disproportionate burden on small PHAs.                ■   2. Add subpart G to read as follows:
                                               inspection during regular business                      The rule does not require a fixed
                                                                                                       expenditure; rather, all costs should be              Subpart G—Smoke-Free Public Housing
                                               hours in the Regulations Division,
                                               Office of General Counsel, Department                   proportionate to the size of the PHA                  965.651 Applicability
                                               of Housing and Urban Development,                       implementing and enforcing the smoke-                 965.653 Smoke-free public housing
                                                                                                       free policy.                                          965.655 Implementation
                                               451 7th Street SW., Room 10276,
                                               Washington, DC 20410–0500. Due to                          Therefore, the undersigned certifies
                                                                                                       that this rule will not have a significant            Subpart G—Smoke-Free Public
                                               security measures at the HUD                                                                                  Housing
                                               Headquarters building, please schedule                  impact on a substantial number of small
                                               an appointment to review the Finding                    entities.                                             § 965.651   Applicability.
                                               by calling the Regulations Division at                     Notwithstanding HUD’s view that this
                                                                                                       rule will not have a significant effect on              This subpart applies to public
                                               202–708–3055 (this is not a toll-free
                                                                                                       a substantial number of small entities,               housing units, except for dwelling units
                                               number). Individuals with speech or
                                                                                                       HUD specifically invites comments                     in a mixed-finance project. Public
                                               hearing impairments may access this
                                                                                                       regarding any less burdensome                         housing is defined as low-income
                                               number via TTY by calling the Federal
                                                                                                       alternatives to this rule that will meet              housing, and all necessary
                                               Relay Service at 800–877–8339.
                                                                                                       HUD’s objectives as described in the                  appurtenances (e.g., community
                                               Impact on Small Entities                                preamble.                                             facilities, public housing offices, day
                                                                                                                                                             care centers, and laundry rooms)
                                                  The Regulatory Flexibility Act (RFA)                 Executive Order 13132, Federalism                     thereto, assisted under the U.S. Housing
                                               (5 U.S.C. 601 et seq.), generally requires
                                                                                                          Executive Order 13132 (entitled                    Act of 1937 (the 1937 Act), other than
                                               an agency to conduct a regulatory
                                                                                                       ‘‘Federalism’’) prohibits an agency from              assistance under section 8 of the 1937
                                               flexibility analysis of any rule subject to
                                                                                                       publishing any rule that has federalism               Act.
                                               notice and comment rulemaking
                                               requirements unless the agency certifies                implications if the rule either imposes
                                                                                                                                                             § 965.653   Smoke-free public housing.
                                               that the rule will not have a significant               substantial direct compliance costs on
                                               economic impact on a substantial                        state and local governments or is not                   (a) In general. PHAs must design and
                                               number of small entities. This rule                     required by statute, or the rule preempts             implement a policy prohibiting the use
                                               prohibits smoking of tobacco in all                     state law, unless the agency meets the                of lit tobacco products in all public
                                               indoor areas of and within 25 feet of any               consultation and funding requirements                 housing living units and interior
                                               public housing and administrative office                of section 6 of the Executive Order. This             common areas (including but not
                                               buildings for all PHAs, regardless of                   final rule does not have federalism                   limited to hallways, rental and
                                               size.                                                   implications and does not impose                      administrative offices, community
                                                                                                       substantial direct compliance costs on                centers, day care centers, laundry
                                                  There are 2334 ‘‘small’’ PHAs
                                                                                                       state and local governments nor                       centers, and similar structures), as well
                                               (defined as PHAs with fewer than 250
                                                                                                       preempt state law within the meaning of               as in outdoor areas within 25 feet from
                                               units), which make up 75 percent of the
                                                                                                       the Executive Order.                                  public housing and administrative office
                                               public housing stock across the country.
                                                                                                                                                             buildings (collectively, ‘‘restricted
                                               Of this number, approximately 378 have                  Catalog of Federal Domestic Assistance
                                                                                                                                                             areas’’) in which public housing is
                                               already instituted a voluntary full or                    The Catalog of Federal Domestic                     located.
                                               partial policy on indoor tobacco                        Assistance number for the Public
                                               smoking.                                                                                                        (b) Designated smoking areas. PHAs
                                                                                                       Housing program is 14.872.
                                                  HUD anticipates that implementation                                                                        may limit smoking to designated
                                               of the policy will impose minimal                       List of Subjects                                      smoking areas on the grounds of the
                                               additional costs, as creation of the                                                                          public housing or administrative office
                                                                                                       24 CFR Part 965
                                               smoke-free policy only requires                                                                               buildings, which may include partially
                                                                                                         Government procurement, Grant                       enclosed structures, to accommodate
                                               amendment of leases and the PHA plan,
                                                                                                       programs-housing and community                        residents who smoke. These areas must
                                               both of which may be done as part of
                                                                                                       development, Lead poisoning, Loan                     be outside of any restricted areas, as
                                               a PHA’s normal course of business.
                                                                                                       programs-housing and community                        defined in paragraph (a) of this section.
                                               Additionally, enforcement of the policy
                                                                                                       development, Public housing, Reporting                Alternatively, PHAs may choose to
                                               will add minimal incremental costs, as
                                                                                                       and recordkeeping requirements,                       create additional smoke-free areas
                                               PHAs must already regularly inspect
                                                                                                       Utilities.                                            outside the restricted areas or to make
                                               public housing units and enforce lease
                                               provisions. Any costs of this rule are                  24 CFR Part 966                                       their entire grounds smoke-free.
                                               mitigated by the fact that PHAs have up                   Grant programs-housing and                            (c) Lit tobacco products. Lit tobacco
                                               to 18 months to implement the policy,                   community development, Public                         products are those that involve the
                                               allowing for costs to be spread across                  housing, Reporting and recordkeeping                  ignition and burning of tobacco leaves,
                                               that time period.                                       requirements.                                         such cigarettes, cigars, and pipes. A
                                                  While there are significant benefits to                                                                    PHA’s smoke-free policy must, at a
                                                                                                         Accordingly, for the reasons stated in
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                                               the smoke-free policy requirement, the                                                                        minimum, include a prohibition on the
                                                                                                       the preamble, HUD proposes to amend                   use of all lit tobacco products.
                                               majority of those benefits accrue to the
                                                                                                       24 CFR parts 965 and 966 as follows:
                                               public housing residents themselves,
                                                                                                                                                             § 965.655   Implementation.
                                               not to the PHAs. PHAs will realize                      PART 965—PHA-OWNED OR LEASED
                                               monetary benefits due to reduced unit                   PROJECTS—GENERAL PROVISIONS                             (a) Amendments. PHAs are required
                                               turnover costs and reduced fire and fire                                                                      to implement the requirements of this
                                               prevention costs, but these benefits are                ■ 1. The authority citation for 24 CFR                subpart by amending each of the
                                               variable according to the populations of                part 965 continues to read as follows:                following:


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                                                                   Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Proposed Rules                                                71769

                                                 (1) All applicable PHA plans,                           Dated: October 22, 2015.                            Washington, DC or sent electronically
                                               according to the provisions in 24 CFR                   Lourdes Castro Ramı́rez,                              via the Federal eRulemaking Portal at
                                               part 903.                                               Principal Deputy Assistant Secretary for              www.regulations.gov (IRS–2015–0041).
                                                 (2) Tenant leases, according to the                   Public and Indian Housing.                            FOR FURTHER INFORMATION CONTACT:
                                               provisions of 24 CFR 966.4.                             [FR Doc. 2015–29346 Filed 11–16–15; 8:45 am]          Concerning the regulations, the
                                                 (b) Deadline. All PHAs must be in full                BILLING CODE 4210–67–P                                Department of the Treasury MPRA
                                               compliance, with effective policy                                                                             guidance information line at (202) 622–
                                               amendments, by [INSERT, AT THE                                                                                1559; concerning submissions of
                                               FINAL RULE STAGE, THE DATE THAT                                                                               comments, the hearing and/or to be
                                                                                                       DEPARTMENT OF THE TREASURY
                                               IS 540 DAYS AFTER THE EFFECTIVE                                                                               placed on the building access list to
                                               DATE OF THE FINAL RULE].                                Internal Revenue Service                              attend the hearing Regina Johnson at
                                                                                                                                                             (202) 317–6901 (not toll-free numbers).
                                               PART 966—PUBLIC HOUSING LEASE
                                                                                                       26 CFR Part 1                                         SUPPLEMENTARY INFORMATION: The
                                               AND GRIEVANCE PROCEDURE
                                                                                                       [REG–123640–15]                                       subject of the public hearing is the
                                               ■ 3. The authority section for 24 CFR                                                                         notice of proposed rulemaking (REG–
                                               part 966 continues to read as follows:                  RIN 1545–BM86                                         123640–15) that was published in the
                                                   Authority: 42 U.S.C. 1437d and 3535(d).                                                                   Federal Register on Wednesday,
                                                                                                       Administration of Multiemployer Plan                  September 2, 2015 (80 FR 53068). The
                                               ■  4. In § 966.4, revise paragraphs (f) (12)
                                                                                                       Participant Vote on an Approved                       rules of 26 CFR 601.601(a)(3) apply to
                                               (i) and (ii) to read as follows:
                                                                                                       Suspension of Benefits Under MPRA;                    the hearing. Persons who wish to
                                               § 966.4   Lease Requirements.                           Hearing                                               present oral comments at the hearing
                                               *       *    *     *     *                              AGENCY: Internal Revenue Service (IRS),               and who submitted written comments
                                                  (f) * * *                                            Treasury.                                             by November 2, 2015 must submit an
                                                  (12) * * *                                                                                                 outline of the topics to be addressed and
                                                  (i) To assure that no tenant, member                 ACTION: Notice of public hearing on
                                                                                                                                                             the amount of time to be devoted to
                                               of the tenant’s household, or guest                     proposed rulemaking.
                                                                                                                                                             each topic by Monday, November 30,
                                               engages in:                                             SUMMARY:   This document provides                     2015.
                                                  (A) Criminal activity. (1) Any criminal                                                                       A period of 10 minutes is allotted to
                                                                                                       notice of public hearing on proposed
                                               activity that threatens the health, safety                                                                    each person for presenting oral
                                                                                                       regulations relating to the
                                               or right to peaceful enjoyment of the                                                                         comments. After the deadline for
                                                                                                       administration of a multiemployer plan
                                               premises by other residents;                                                                                  receiving outlines has passed, the IRS
                                                                                                       participant vote on an approved
                                                  (2) Any drug-related criminal activity                                                                     will prepare an agenda containing the
                                                                                                       suspension of benefits under the
                                               on or off the premises; or                                                                                    schedule of speakers. Copies of the
                                                  (B) Civil activity. For any units                    Multiemployer Pension Reform Act of
                                                                                                       2014 (MPRA) that were issued in the                   agenda will be made available, free of
                                               covered by 24 CFR part 965, subpart G,                                                                        charge, at the hearing or in the Freedom
                                               any smoking of lit tobacco products in                  Proposed Rules section of the Federal
                                                                                                       Register on September 2, 2015.                        of Information Reading Room (FOIA RR)
                                               restricted areas, as defined by 24 CFR                                                                        (Room 1621) which is located at the
                                               965.653(a), or in other outdoor areas                   DATES: The public hearing is being held
                                                                                                       on Friday, December 18, 2015, at 10                   11th and Pennsylvania Avenue NW.
                                               that the PHA has designated as smoke-                                                                         entrance, 1111 Constitution Avenue
                                               free.                                                   a.m. The IRS must receive outlines of
                                                                                                       the topics to be discussed at the public              NW., Washington, DC.
                                                  (ii) To assure that no other person                                                                           Because of access restrictions, the IRS
                                               under the tenant’s control engages in:                  hearing by Monday, November 30, 2015.
                                                                                                                                                             will not admit visitors beyond the
                                                  (A) Criminal activity. (1) Any criminal              ADDRESSES: The public hearing is being
                                                                                                                                                             immediate entrance area more than 30
                                               activity that threatens the health, safety              held in the IRS Auditorium, Internal                  minutes before the hearing starts. For
                                               or right to peaceful enjoyment of the                   Revenue Service Building, 1111                        information about having your name
                                               premises by other residents;                            Constitution Avenue NW., Washington,
                                                  (2) Any drug-related criminal activity                                                                     placed on the building access list to
                                                                                                       DC 20224.                                             attend the hearing, see the FOR FURTHER
                                               on the premises; or                                       Send submissions to CC:PA:LPD:PR                    INFORMATION CONTACT section of this
                                                  (B) Civil activity. For any units                    (REG–123640–15), Room 5205, Internal
                                               covered by 24 CFR part 965, subpart G,                                                                        document.
                                                                                                       Revenue Service, P.O. Box 7604, Ben
                                               any smoking of lit tobacco products in                  Franklin Station, Washington, DC                      Martin V. Franks,
                                               restricted areas, as defined by 24 CFR                  20044. Submissions may be hand-                       Chief, Publications and Regulations Branch,
                                               965.653(a), or in other outdoor areas                   delivered Monday through Friday to                    Legal Processing Division, Associate Chief
                                               that the PHA has designated as smoke-                   CC:PA:LPD:PR (REG–132634–14),                         Counsel, (Procedure and Administration).
                                               free.                                                   Couriers Desk, Internal Revenue                       [FR Doc. 2015–29289 Filed 11–16–15; 8:45 am]
                                               *       *    *     *     *                              Service, 1111 Constitution Avenue NW.,                BILLING CODE 4830–01–P
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Document Created: 2015-12-14 14:00:10
Document Modified: 2015-12-14 14:00:10
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
ContactLeroy Ferguson, Office of Public and Indian Housing, Department of Housing and Urban Development, 451 7th Street SW., Washington, DC 20410-0500; telephone number 202-402-2411 (this is not a toll-free number). Persons who are deaf or hard of hearing and persons with speech impairments may access this number through TTY by calling the toll-free Federal Relay Service at 800-877- 8339.
FR Citation80 FR 71762 
RIN Number2577-AC97
CFR Citation24 CFR 965
24 CFR 966
CFR AssociatedGovernment Procurement; Grant Programs-Housing and Community Development; Lead Poisoning; Loan Programs-Housing and Community Development; Public Housing; Reporting and Recordkeeping Requirements and Utilities

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