80_FR_72156 80 FR 71934 - Current Good Manufacturing Practice, Hazard Analysis, and Risk-Based Preventive Controls for Human Food; Clarification of Compliance Date for Certain Food Establishments

80 FR 71934 - Current Good Manufacturing Practice, Hazard Analysis, and Risk-Based Preventive Controls for Human Food; Clarification of Compliance Date for Certain Food Establishments

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 80, Issue 222 (November 18, 2015)

Page Range71934-71936
FR Document2015-29340

The Food and Drug Administration (FDA or we) is clarifying the compliance date that we provided for certain food establishments subject to a final rule that published in the Federal Register of September 17, 2015. Among other things, that final rule amended our regulation for current good manufacturing practice in manufacturing, packing, or holding human food to modernize it, and to add requirements for domestic and foreign facilities that are required to register under the Federal Food, Drug, and Cosmetic Act (the FD&C Act) to establish and implement hazard analysis and risk-based preventive controls for human food. We are taking this action in response to requests for clarification of the compliance date for facilities that manufacture, process, pack, or hold grade ``A'' milk or milk products and that are regulated under the National Conference on Interstate Milk Shipments (NCIMS) system.

Federal Register, Volume 80 Issue 222 (Wednesday, November 18, 2015)
[Federal Register Volume 80, Number 222 (Wednesday, November 18, 2015)]
[Rules and Regulations]
[Pages 71934-71936]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-29340]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Parts 1, 11, 16, 106, 110, 114, 117, 120, 123, 129, 179, and 
211

[Docket No. FDA-2011-N-0920]
RIN 0910-AG36


Current Good Manufacturing Practice, Hazard Analysis, and Risk-
Based Preventive Controls for Human Food; Clarification of Compliance 
Date for Certain Food Establishments

AGENCY: Food and Drug Administration, HHS.

ACTION: Final rule; clarification of compliance date for certain food 
establishments.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or we) is clarifying the 
compliance date that we provided for certain food establishments 
subject to a final rule that published in the Federal Register of 
September 17, 2015. Among other things, that final rule amended our 
regulation for current good manufacturing practice in manufacturing, 
packing, or holding human food to modernize it, and to add requirements 
for domestic and foreign facilities that are required to register under 
the Federal Food, Drug, and Cosmetic Act (the FD&C Act) to establish 
and implement hazard analysis and risk-based preventive controls for 
human food. We are taking this action in response to requests for 
clarification of the compliance date for facilities that manufacture, 
process, pack, or hold grade ``A'' milk or milk products and that are 
regulated under the National Conference on Interstate Milk Shipments 
(NCIMS) system.

DATES: The compliance date under the Current Good Manufacturing 
Practice, Hazard Analysis, and Risk-Based Preventive Controls for Human 
Food rule (published on September 17, 2015 at 80 FR 55908) for grade 
``A'' milk and milk products covered by NCIMS under the PMO is 
September 17, 2018.

FOR FURTHER INFORMATION CONTACT: Jenny Scott, Center for Food Safety 
and Applied Nutrition (HFS-300), Food and Drug Administration, 5100 
Paint Branch Pkwy., College Park, MD 20740, 240-402-2166.

SUPPLEMENTARY INFORMATION: 

I. Background

    In the Federal Register of September 17, 2015 (80 FR 55908), we 
published a final rule entitled ``Current Good Manufacturing Practice, 
Hazard Analysis, and Risk-Based Preventive Controls for Human Food'' 
(the final human preventive controls rule). Among other things, the 
final human preventive controls rule amended our regulation for current 
good manufacturing practice in manufacturing, packing, or holding human 
food to modernize it, and to add requirements for domestic and foreign 
facilities that are required to register under section 415 of the FD&C 
Act (21 U.S.C. 350d) to establish and implement hazard analysis and 
risk-based preventive controls for human food. In the preamble to the 
final human preventive controls rule (80 FR 55908), we stated that the 
rule is effective November 16, 2015, and provided for compliance dates 
of 1 to 3 years in most cases.

[[Page 71935]]

    In Comment 214 in the final human preventive controls final rule 
(80 FR 55908 at 55986 to 55987), we described comments that discuss 
facilities that comply with the Grade ``A'' PMO and are regulated under 
the NCIMS system, and we used the term ``PMO facilities'' as an 
abbreviation for these facilities. As previously discussed (78 FR 3646 
at 3662; January 16, 2013), the PMO is a model regulation published and 
recommended by the U.S. Public Health Service/FDA for voluntary 
adoption by State dairy regulatory agencies to regulate the production, 
processing, storage and distribution of Grade ``A'' milk and milk 
products to help prevent milk-borne disease. Some comments recommended 
that we make full use of the existing milk safety system of State 
regulatory oversight for Grade ``A'' milk and milk products provided 
through the NCIMS and the food safety requirements of the PMO. Some 
comments asked us to exempt PMO-regulated facilities (or the PMO-
regulated part of a PMO facility that also produces food products not 
covered by the PMO) from the requirements of the rule for hazard 
analysis and risk-based preventive controls, or to otherwise determine 
that facilities operating in compliance with the PMO are also in 
compliance with those requirements. These comments suggested we could, 
as an interim step if we find it necessary, stay the application of 
these requirements to PMO-regulated facilities and work with the NCIMS 
cooperative program to enact any modifications to the PMO as may be 
needed to warrant an exemption or comparability determination. In 
response to these comments, we established a compliance date of 
September 17, 2018, for ``PMO facilities'' (see Response 214, 80 FR 
55908 at 55987 to 55988).

II. Clarification of the Compliance Date for Facilities Regulated Under 
the NCIMS System

    On September 10, 2015, the Office of the Federal Register made a 
pre-publication copy of the final human preventive controls rule 
available to the public through its procedures for advance display 
(Ref. 1). Since September 10, 2015, we have provided opportunities for 
stakeholders to ask questions about the rule, through webinars and 
through a Web portal for submission of questions (Refs. 2 and 3). Some 
PMO facilities, in addition to manufacturing, processing, packing, or 
holding grade ``A'' milk or milk products, manufacture, process, pack, 
or hold other food subject to the final human preventive controls rule. 
Some of these facilities have asked us to clarify whether the extended 
compliance date for ``PMO facilities'' applies only to grade ``A'' milk 
and milk products covered by NCIMS under the PMO, or whether the 
extended compliance date applies broadly to all activities conducted by 
the facility (e.g., activities related to other food produced at the 
facility).
    In this document, we are clarifying that the extended compliance 
date of September 17, 2018, for ``PMO facilities'' applies only to 
grade ``A'' milk and milk products covered by NCIMS under the PMO, and 
not to the manufacturing, processing, packing, or holding of other 
food. As we discussed in Response 214 (80 FR 55908 at 55987 to 55988), 
we agreed that we should make use of the existing system of State 
regulatory oversight for Grade ``A'' milk and milk products provided 
through the NCIMS and the food safety requirements of the PMO. We 
described our reasons for deciding to extend the compliance date for 
``PMO-regulated facilities'' to comply with the requirements of 
subparts C and G to September 17, 2018. Those reasons related to the 
current provisions of the PMO, the work already begun by NCIMS to 
modify the PMO to include all of the requirements established in the 
final human preventive controls rule, and complex implementation issues 
concerning the interstate movement of milk and milk products and 
imported milk. We explained that in establishing a compliance date of 
September 17, 2018, for PMO facilities, we considered: (1) The extent 
of revisions that must be made to incorporate the requirements of this 
rule for hazard analysis and risk-based preventive controls into the 
PMO; (2) the process to revise the PMO; and (3) the date at which the 
necessary revisions to the PMO could begin to be made. All of these 
discussions in the human preventive controls final rule related to the 
activities regulated by NCIMS under the PMO.

III. Economic Analysis of Impacts

    We have examined the impacts of this final rule under Executive 
Order 12866, Executive Order 13563, the Regulatory Flexibility Act (5 
U.S.C. 601-612), and the Unfunded Mandates Reform Act of 1995 (Pub. L. 
104-4). Executive Orders 12866 and 13563 direct us to assess all costs 
and benefits of available regulatory alternatives and, when regulation 
is necessary, to select regulatory approaches that maximize net 
benefits (including potential economic, environmental, public health 
and safety, and other advantages; distributive impacts; and equity). We 
have developed a comprehensive Economic Analysis of Impacts that 
assesses the impacts of this final rule (Ref. 4). We believe that this 
final rule is not a significant regulatory action as defined by 
Executive Order 12866.
    The Regulatory Flexibility Act requires us to analyze regulatory 
options that would minimize any significant impact of a rule on small 
entities. Because this final rule is making no change to the compliance 
date announced for facilities regulated under the NCIMS system in the 
human preventive controls rule published on September 17, 2105, we have 
determined that this final rule will not have a significant economic 
impact on a substantial number of small entities.
    The Unfunded Mandates Reform Act of 1995 (section 202(a)) requires 
us to prepare a written statement, which includes an assessment of 
anticipated costs and benefits, before proposing ``any rule that 
includes any Federal mandate that may result in the expenditure by 
State, local, and tribal governments, in the aggregate, or by the 
private sector, of $100,000,000 or more (adjusted annually for 
inflation) in any one year.'' The current threshold after adjustment 
for inflation is $144 million, using the most current (2014) Implicit 
Price Deflator for the Gross Domestic Product. This final rule would 
not result in an expenditure in any year that meets or exceeds this 
amount.

IV. Environmental Impact, No Significant Impact

    We have determined under 21 CFR 25.30(j) that this action is of a 
type that does not individually or cumulatively have a significant 
effect on the human environment. Therefore, neither an environmental 
assessment nor an environmental impact statement is required.

V. Paperwork Reduction Act of 1995

    This final rule contains no collection of information. Therefore, 
clearance by the Office of Management and Budget under the Paperwork 
Reduction Act of 1995 is not required.

VI. References

    The following references are on display in the Division of Dockets 
Management (see ADDRESSES) and are available for viewing by interested 
persons between 9 a.m. and 4 p.m., Monday through Friday; they are also 
available electronically at http://www.regulations.gov. FDA has 
verified the Web site addresses, as of the date this document publishes 
in the Federal Register, but Web sites are subject to change over time.


[[Page 71936]]


    1. Office of the Federal Register, ``Current Good Manufacturing 
Practice, Hazard Analysis, and Risk-Based Preventive Controls for 
Human Food,'' September 10, 2015. Available at https://s3.amazonaws.com/public-inspection.federalregister.gov/2015-21920.pdf.
    2. FDA, ``FSMA Webinar Series: Preventive Controls for Human and 
Animal Food Final Rules,'' 2015. Available at http://www.fda.gov/Food/GuidanceRegulation/FSMA/ucm461512.htm.
    3. FDA, ``Contact FDA About FSMA,'' 2015. Available at http://www.fda.gov/Food/GuidanceRegulation/FSMA/ucm459719.htm.
    4. FDA, ``Current Good Manufacturing Practice, Hazard Analysis, 
and Risk-Based Preventive Controls for Human Food; Clarification of 
Compliance Date for Certain Food Establishments,'' 2015. Available 
at: http://www.fda.gov/AboutFDA/ReportsManualsForms/Reports/EconomicAnalyses/default.htm.

    Dated: November 10, 2015.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2015-29340 Filed 11-17-15; 8:45 am]
 BILLING CODE 4164-01-P



                                           71934        Federal Register / Vol. 80, No. 222 / Wednesday, November 18, 2015 / Rules and Regulations

                                              The NRC may post materials related                      Initial Certificate Effective Date:                SUMMARY:    The Food and Drug
                                           to this document, including public                      February 4, 2009, superseded by Initial               Administration (FDA or we) is clarifying
                                           comments, on the Federal Rulemaking                     Certificate, Revision 1, on February 1,               the compliance date that we provided
                                           Web site at http://www.regulations.gov                  2016.                                                 for certain food establishments subject
                                           under Docket ID NRC–2015–0186. The                         Initial Certificate, Revision 1,                   to a final rule that published in the
                                           Federal Rulemaking Web site allows                      Effective Date: February 1, 2016.                     Federal Register of September 17, 2015.
                                           you to receive alerts when changes or                      Amendment Number 1 Effective Date:                 Among other things, that final rule
                                           additions occur in a docket folder. To                  August 30, 2010, superseded by                        amended our regulation for current good
                                           subscribe: (1) navigate to the docket                   Amendment Number 1, Revision 1, on                    manufacturing practice in
                                           folder (NRC–2015–0186); (2) click the                   February 1, 2016.                                     manufacturing, packing, or holding
                                           ‘‘Sign up for Email Alerts’’ link; and (3)                 Amendment Number 1, Revision 1,                    human food to modernize it, and to add
                                           enter your email address and select how                 Effective Date: February 1, 2016.                     requirements for domestic and foreign
                                           frequently you would like to receive                       Amendment Number 2 Effective Date:                 facilities that are required to register
                                           emails (daily, weekly, or monthly).                     January 30, 2012, superseded by                       under the Federal Food, Drug, and
                                                                                                   Amendment Number 2, Revision 1, on                    Cosmetic Act (the FD&C Act) to
                                           List of Subjects in 10 CFR Part 72                      February 1, 2016.                                     establish and implement hazard
                                              Administrative practice and                             Amendment Number 2, Revision 1,                    analysis and risk-based preventive
                                           procedure, Criminal penalties,                          Effective Date: February 1, 2016.                     controls for human food. We are taking
                                           Hazardous waste, Indians,                                  Amendment Number 3 Effective Date:                 this action in response to requests for
                                           Intergovernmental relations, Manpower                   July 25, 2013, superseded by                          clarification of the compliance date for
                                           training programs, Nuclear energy,                      Amendment Number 3, Revision 1, on                    facilities that manufacture, process,
                                           Nuclear materials, Occupational safety                  February 1, 2016.                                     pack, or hold grade ‘‘A’’ milk or milk
                                           and health, Penalties, Radiation                           Amendment Number 3 Revision 1,                     products and that are regulated under
                                           protection, Reporting and recordkeeping                 Effective Date: February 1, 2016.                     the National Conference on Interstate
                                           requirements, Security measures, Spent                     Amendment Number 4 Effective Date:                 Milk Shipments (NCIMS) system.
                                           fuel, Whistleblowing.                                   April 14, 2015.
                                                                                                      Amendment Number 5 Effective Date:                 DATES: The compliance date under the
                                              For the reasons set out in the                       June 29, 2015.                                        Current Good Manufacturing Practice,
                                           preamble and under the authority of the                    SAR Submitted by: NAC                              Hazard Analysis, and Risk-Based
                                           Atomic Energy Act of 1954, as amended;                  International, Inc.                                   Preventive Controls for Human Food
                                           the Energy Reorganization Act of 1974,                     SAR Title: Final Safety Analysis                   rule (published on September 17, 2015
                                           as amended; the Nuclear Waste Policy                    Report for the MAGNASTOR® System.                     at 80 FR 55908) for grade ‘‘A’’ milk and
                                           Act of 1982, as amended; and 5 U.S.C.                      Docket Number: 72–1031.                            milk products covered by NCIMS under
                                           552 and 553; the NRC is adopting the                       Certificate Expiration Date: February              the PMO is September 17, 2018.
                                           following amendments to 10 CFR part                     4, 2029.                                              FOR FURTHER INFORMATION CONTACT:
                                           72:                                                        Model Number: MAGNASTOR®.                          Jenny Scott, Center for Food Safety and
                                           PART 72—LICENSING                                       *      *     *     *     *                            Applied Nutrition (HFS–300), Food and
                                           REQUIREMENTS FOR THE                                      Dated at Rockville, Maryland, this 5th day          Drug Administration, 5100 Paint Branch
                                           INDEPENDENT STORAGE OF SPENT                            of November, 2015.                                    Pkwy., College Park, MD 20740, 240–
                                           NUCLEAR FUEL, HIGH–LEVEL                                For the Nuclear Regulatory Commission.                402–2166.
                                           RADIOACTIVE WASTE, AND                                  Glenn M. Tracy,                                       SUPPLEMENTARY INFORMATION:
                                           REACTOR–RELATED GREATER THAN                            Acting, Executive Director for Operations.
                                           CLASS C WASTE                                                                                                 I. Background
                                                                                                   [FR Doc. 2015–29424 Filed 11–17–15; 8:45 am]
                                                                                                   BILLING CODE 7590–01–P                                   In the Federal Register of September
                                           ■ 1. The authority citation for part 72                                                                       17, 2015 (80 FR 55908), we published a
                                           continues to read as follows:                                                                                 final rule entitled ‘‘Current Good
                                             Authority: Atomic Energy Act of 1954,                 DEPARTMENT OF HEALTH AND                              Manufacturing Practice, Hazard
                                           secs. 51, 53, 57, 62, 63, 65, 69, 81, 161, 182,         HUMAN SERVICES                                        Analysis, and Risk-Based Preventive
                                           183, 184, 186, 187, 189, 223, 234, 274 (42                                                                    Controls for Human Food’’ (the final
                                           U.S.C. 2071, 2073, 2077, 2092, 2093, 2095,              Food and Drug Administration                          human preventive controls rule).
                                           2099, 2111, 2201, 2210e, 2232, 2233, 2234,
                                                                                                                                                         Among other things, the final human
                                           2236, 2237, 2238, 2273, 2282, 2021); Energy
                                           Reorganization Act of 1974, secs. 201, 202,             21 CFR Parts 1, 11, 16, 106, 110, 114,                preventive controls rule amended our
                                           206, 211 (42 U.S.C. 5841, 5842, 5846, 5851);            117, 120, 123, 129, 179, and 211                      regulation for current good
                                           National Environmental Policy Act of 1969                                                                     manufacturing practice in
                                                                                                   [Docket No. FDA–2011–N–0920]
                                           (42 U.S.C. 4332); Nuclear Waste Policy Act                                                                    manufacturing, packing, or holding
                                           of 1982, secs. 117(a), 132, 133, 134, 135, 137,         RIN 0910–AG36                                         human food to modernize it, and to add
                                           141, 145(g), 148, 218(a) (42 U.S.C. 10137(a),                                                                 requirements for domestic and foreign
                                           10152, 10153, 10154, 10155, 10157, 10161,               Current Good Manufacturing Practice,                  facilities that are required to register
                                           10165(g), 10168, 10198(a)); 44 U.S.C. 3504              Hazard Analysis, and Risk-Based                       under section 415 of the FD&C Act (21
                                           note.                                                   Preventive Controls for Human Food;                   U.S.C. 350d) to establish and implement
                                                                                                   Clarification of Compliance Date for                  hazard analysis and risk-based
                                           ■ 2. In § 72.214, Certificate of
                                                                                                   Certain Food Establishments                           preventive controls for human food. In
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                                           Compliance No. 1031 is revised to read
                                           as follows:                                             AGENCY:    Food and Drug Administration,              the preamble to the final human
                                                                                                   HHS.                                                  preventive controls rule (80 FR 55908),
                                           § 72.214 List of approved spent fuel                                                                          we stated that the rule is effective
                                           storage casks.                                          ACTION: Final rule; clarification of
                                                                                                                                                         November 16, 2015, and provided for
                                                                                                   compliance date for certain food
                                           *      *      *   *     *                                                                                     compliance dates of 1 to 3 years in most
                                                                                                   establishments.
                                               Certificate Number: 1031.                                                                                 cases.


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                                                        Federal Register / Vol. 80, No. 222 / Wednesday, November 18, 2015 / Rules and Regulations                                           71935

                                              In Comment 214 in the final human                    clarify whether the extended                          Analysis of Impacts that assesses the
                                           preventive controls final rule (80 FR                   compliance date for ‘‘PMO facilities’’                impacts of this final rule (Ref. 4). We
                                           55908 at 55986 to 55987), we described                  applies only to grade ‘‘A’’ milk and milk             believe that this final rule is not a
                                           comments that discuss facilities that                   products covered by NCIMS under the                   significant regulatory action as defined
                                           comply with the Grade ‘‘A’’ PMO and                     PMO, or whether the extended                          by Executive Order 12866.
                                           are regulated under the NCIMS system,                   compliance date applies broadly to all                   The Regulatory Flexibility Act
                                           and we used the term ‘‘PMO facilities’’                 activities conducted by the facility (e.g.,           requires us to analyze regulatory options
                                           as an abbreviation for these facilities. As             activities related to other food produced             that would minimize any significant
                                           previously discussed (78 FR 3646 at                     at the facility).                                     impact of a rule on small entities.
                                           3662; January 16, 2013), the PMO is a                      In this document, we are clarifying                Because this final rule is making no
                                           model regulation published and                          that the extended compliance date of                  change to the compliance date
                                           recommended by the U.S. Public Health                   September 17, 2018, for ‘‘PMO                         announced for facilities regulated under
                                           Service/FDA for voluntary adoption by                   facilities’’ applies only to grade ‘‘A’’              the NCIMS system in the human
                                           State dairy regulatory agencies to                      milk and milk products covered by                     preventive controls rule published on
                                           regulate the production, processing,                    NCIMS under the PMO, and not to the                   September 17, 2105, we have
                                           storage and distribution of Grade ‘‘A’’                 manufacturing, processing, packing, or                determined that this final rule will not
                                           milk and milk products to help prevent                  holding of other food. As we discussed                have a significant economic impact on
                                           milk-borne disease. Some comments                       in Response 214 (80 FR 55908 at 55987                 a substantial number of small entities.
                                           recommended that we make full use of                    to 55988), we agreed that we should                      The Unfunded Mandates Reform Act
                                           the existing milk safety system of State                make use of the existing system of State
                                                                                                                                                         of 1995 (section 202(a)) requires us to
                                           regulatory oversight for Grade ‘‘A’’ milk               regulatory oversight for Grade ‘‘A’’ milk
                                                                                                                                                         prepare a written statement, which
                                           and milk products provided through the                  and milk products provided through the
                                                                                                                                                         includes an assessment of anticipated
                                           NCIMS and the food safety requirements                  NCIMS and the food safety requirements
                                                                                                                                                         costs and benefits, before proposing
                                           of the PMO. Some comments asked us                      of the PMO. We described our reasons
                                                                                                                                                         ‘‘any rule that includes any Federal
                                           to exempt PMO-regulated facilities (or                  for deciding to extend the compliance
                                                                                                                                                         mandate that may result in the
                                           the PMO-regulated part of a PMO                         date for ‘‘PMO-regulated facilities’’ to
                                                                                                                                                         expenditure by State, local, and tribal
                                           facility that also produces food products               comply with the requirements of
                                                                                                                                                         governments, in the aggregate, or by the
                                           not covered by the PMO) from the                        subparts C and G to September 17, 2018.
                                                                                                                                                         private sector, of $100,000,000 or more
                                           requirements of the rule for hazard                     Those reasons related to the current
                                                                                                   provisions of the PMO, the work already               (adjusted annually for inflation) in any
                                           analysis and risk-based preventive
                                                                                                   begun by NCIMS to modify the PMO to                   one year.’’ The current threshold after
                                           controls, or to otherwise determine that
                                                                                                   include all of the requirements                       adjustment for inflation is $144 million,
                                           facilities operating in compliance with
                                                                                                   established in the final human                        using the most current (2014) Implicit
                                           the PMO are also in compliance with
                                                                                                   preventive controls rule, and complex                 Price Deflator for the Gross Domestic
                                           those requirements. These comments
                                                                                                   implementation issues concerning the                  Product. This final rule would not result
                                           suggested we could, as an interim step
                                                                                                   interstate movement of milk and milk                  in an expenditure in any year that meets
                                           if we find it necessary, stay the
                                           application of these requirements to                    products and imported milk. We                        or exceeds this amount.
                                           PMO-regulated facilities and work with                  explained that in establishing a                      IV. Environmental Impact, No
                                           the NCIMS cooperative program to enact                  compliance date of September 17, 2018,                Significant Impact
                                           any modifications to the PMO as may be                  for PMO facilities, we considered: (1)
                                           needed to warrant an exemption or                       The extent of revisions that must be                    We have determined under 21 CFR
                                           comparability determination. In                         made to incorporate the requirements of               25.30(j) that this action is of a type that
                                           response to these comments, we                          this rule for hazard analysis and risk-               does not individually or cumulatively
                                           established a compliance date of                        based preventive controls into the PMO;               have a significant effect on the human
                                           September 17, 2018, for ‘‘PMO                           (2) the process to revise the PMO; and                environment. Therefore, neither an
                                           facilities’’ (see Response 214, 80 FR                   (3) the date at which the necessary                   environmental assessment nor an
                                           55908 at 55987 to 55988).                               revisions to the PMO could begin to be                environmental impact statement is
                                                                                                   made. All of these discussions in the                 required.
                                           II. Clarification of the Compliance Date                human preventive controls final rule
                                           for Facilities Regulated Under the                                                                            V. Paperwork Reduction Act of 1995
                                                                                                   related to the activities regulated by
                                           NCIMS System                                            NCIMS under the PMO.                                    This final rule contains no collection
                                              On September 10, 2015, the Office of                                                                       of information. Therefore, clearance by
                                           the Federal Register made a pre-                        III. Economic Analysis of Impacts                     the Office of Management and Budget
                                           publication copy of the final human                        We have examined the impacts of this               under the Paperwork Reduction Act of
                                           preventive controls rule available to the               final rule under Executive Order 12866,               1995 is not required.
                                           public through its procedures for                       Executive Order 13563, the Regulatory
                                                                                                                                                         VI. References
                                           advance display (Ref. 1). Since                         Flexibility Act (5 U.S.C. 601–612), and
                                           September 10, 2015, we have provided                    the Unfunded Mandates Reform Act of                     The following references are on
                                           opportunities for stakeholders to ask                   1995 (Pub. L. 104–4). Executive Orders                display in the Division of Dockets
                                           questions about the rule, through                       12866 and 13563 direct us to assess all               Management (see ADDRESSES) and are
                                           webinars and through a Web portal for                   costs and benefits of available regulatory            available for viewing by interested
                                           submission of questions (Refs. 2 and 3).                alternatives and, when regulation is                  persons between 9 a.m. and 4 p.m.,
                                           Some PMO facilities, in addition to                     necessary, to select regulatory                       Monday through Friday; they are also
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                                           manufacturing, processing, packing, or                  approaches that maximize net benefits                 available electronically at http://
                                           holding grade ‘‘A’’ milk or milk                        (including potential economic,                        www.regulations.gov. FDA has verified
                                           products, manufacture, process, pack, or                environmental, public health and safety,              the Web site addresses, as of the date
                                           hold other food subject to the final                    and other advantages; distributive                    this document publishes in the Federal
                                           human preventive controls rule. Some                    impacts; and equity). We have                         Register, but Web sites are subject to
                                           of these facilities have asked us to                    developed a comprehensive Economic                    change over time.


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                                           71936        Federal Register / Vol. 80, No. 222 / Wednesday, November 18, 2015 / Rules and Regulations

                                             1. Office of the Federal Register, ‘‘Current          requirements for the CDBG program,                    ACTION:   Interpretive bulletin.
                                           Good Manufacturing Practice, Hazard                     including 24 CFR 570.489. The
                                           Analysis, and Risk-Based Preventive Controls            amendments included clarification of                  SUMMARY:    This document sets forth the
                                           for Human Food,’’ September 10, 2015.                   how HUD determines compliance with                    views of the Department of Labor
                                           Available at https://s3.amazonaws.com/                                                                        (Department) concerning the application
                                           public-inspection.federalregister.gov/2015-
                                                                                                   planning and administration cost limits.
                                                                                                   In the preamble to the rule, at page                  of the Employee Retirement Income
                                           21920.pdf.                                                                                                    Security Act of 1974 (ERISA) to certain
                                             2. FDA, ‘‘FSMA Webinar Series: Preventive             69867, first column, HUD stated that the
                                                                                                   regulations revised by rule modify the                state laws designed to expand the
                                           Controls for Human and Animal Food Final
                                           Rules,’’ 2015. Available at http://                     limits on administrative and planning                 retirement savings options available to
                                           www.fda.gov/Food/GuidanceRegulation/                    expenses by adding to the existing                    private sector workers through ERISA-
                                           FSMA/ucm461512.htm.                                     compliance test a new test for grants                 covered retirement plans. Concern over
                                             3. FDA, ‘‘Contact FDA About FSMA,’’                   with an origin year of 2015and                        adverse social and economic
                                           2015. Available at http://www.fda.gov/Food/             subsequent years, which would                         consequences of inadequate retirement
                                           GuidanceRegulation/FSMA/ucm459719.htm.                  continue to remain in place for all                   savings levels has prompted several
                                             4. FDA, ‘‘Current Good Manufacturing                                                                        states to adopt or consider legislation to
                                           Practice, Hazard Analysis, and Risk-Based
                                                                                                   grants. However, language was
                                                                                                   inadvertently included in the regulatory              address this problem. The Department
                                           Preventive Controls for Human Food;
                                                                                                   text that limited the existing test to                separately released a proposed
                                           Clarification of Compliance Date for Certain
                                           Food Establishments,’’ 2015. Available at:              CDBG grants with an origin year prior                 regulation describing safe-harbor
                                           http://www.fda.gov/AboutFDA/                            to 2015. This document corrects that                  conditions for states and employers to
                                           ReportsManualsForms/Reports/                            limiting language.                                    avoid creation of ERISA-covered plans
                                           EconomicAnalyses/default.htm.                                                                                 as a result of state laws that require
                                                                                                   Correction                                            private sector employers to implement
                                             Dated: November 10, 2015.
                                                                                                     In interim final rule FR Doc. 2015–                 in their workplaces state-administered
                                           Leslie Kux,
                                                                                                   28700, published on November 12, 2015                 payroll deduction IRA programs (auto-
                                           Associate Commissioner for Policy.                      (80 FR 69864), make the following                     IRA laws). This Interpretive Bulletin
                                           [FR Doc. 2015–29340 Filed 11–17–15; 8:45 am]            correction:                                           does not address such state auto-IRA
                                           BILLING CODE 4164–01–P                                    On page 69872, in the first column, in              laws.
                                                                                                   § 570.489, correct paragraph (a)(3)(ii) to
                                                                                                                                                         DATES: This interpretive bulletin is
                                                                                                   read as follows:
                                                                                                                                                         effective on November 18, 2015.
                                           DEPARTMENT OF HOUSING AND
                                                                                                   § 570.489 Program administrative                      FOR FURTHER INFORMATION CONTACT:
                                           URBAN DEVELOPMENT
                                                                                                   requirements.                                         Office of Regulations and
                                           24 CFR Part 570                                           (a) * * *                                           Interpretations, Employee Benefits
                                                                                                     (3) * * *                                           Security Administration, (202) 693–
                                           [Docket Nos. FR 5797–I–01 and FR 5797–                    (ii) The combined expenditures by the               8500. This is not a toll-free number.
                                           C–02]                                                   State and its funded units of general                 SUPPLEMENTARY INFORMATION: In order to
                                           RIN 2506–AC39                                           local government for planning,                        provide a concise and ready reference to
                                                                                                   management, and administrative costs                  its interpretations of ERISA, the
                                           Changes to Accounting Requirements                      shall not exceed 20 percent of the                    Department publishes its interpretive
                                           for the Community Development Block                     aggregate amount of the origin year                   bulletins in the Rules and Regulations
                                           Grants (CDBG) Program; Correction                       grant, any origin year grant funds                    section of the Federal Register. The
                                                                                                   reallocated by HUD to the State, and the              Department is publishing in this issue of
                                           AGENCY:    Office of the General Counsel,
                                                                                                   amount of any program income received                 the Federal Register, ERISA Interpretive
                                           HUD.
                                                                                                   during the program year.                              Bulletin 2015–02, which interprets
                                           ACTION:   Interim final rule; correction.
                                                                                                   *      *    *    *     *                              ERISA section 3(2)(A), 29 U.S.C.
                                           SUMMARY:  This document corrects a                        Dated: November 13, 2015.                           1002(2)(A), section 3(5), 29 U.S.C.
                                           technical error in HUD’s interim final                  Camille Acevedo,                                      1002(5), and section 514, 29 U.S.C.
                                           rule on CDBG accounting requirements,                   Associate General Counsel for Legislation and         1144, as they apply to state laws
                                           published November 12, 2015.                            Regulations.                                          designed to expand workers’ access to
                                           DATES: Effective date: December 14,                     [FR Doc. 2015–29478 Filed 11–17–15; 8:45 am]
                                                                                                                                                         retirement savings programs. Some
                                           2015.                                                   BILLING CODE 4210–67–P
                                                                                                                                                         states have adopted laws or are
                                                                                                                                                         exploring approaches designed to
                                           FOR FURTHER INFORMATION CONTACT:                                                                              expand the retirement savings options
                                           Stanley Gimont, Director, Office of                                                                           available to their private sector workers
                                           Block Grant Assistance, Department of                   DEPARTMENT OF LABOR
                                                                                                                                                         through ERISA-covered retirement
                                           Housing and Urban Development, Office                                                                         plans. One of the challenges the states
                                           of Community Planning and                               Employee Benefits Security
                                                                                                   Administration                                        face in expanding retirement savings
                                           Development, 451 7th Street SW., Suite                                                                        opportunities for private sector
                                           7286, Washington, DC 20410 at 202–                                                                            employees is uncertainty about ERISA
                                           708–3587, (this is not a toll-free                      29 CFR Part 2509
                                                                                                                                                         preemption of such efforts. ERISA
                                           number). Individuals with speech or                     RIN 1210–AB74                                         generally would preempt a state law
                                           hearing impairments may access this                                                                           that required employers to establish and
                                           number via TTY by calling the Federal                   Interpretive Bulletin Relating to State
                                                                                                                                                         maintain ERISA-covered employee
wgreen on DSK2VPTVN1PROD with RULES




                                           Relay Service, toll-free, at 800–877–                   Savings Programs That Sponsor or
                                                                                                                                                         benefit pension plans. The Department
                                           8339.                                                   Facilitate Plans Covered by the
                                                                                                                                                         also has a strong interest in promoting
                                                                                                   Employee Retirement Income Security
                                           SUPPLEMENTARY INFORMATION:  HUD                                                                               retirement savings by employees. The
                                                                                                   Act of 1974
                                           published a document in the Federal                                                                           Department recognizes that some
                                           Register on November 12, 2015, at 80                    AGENCY:Employee Benefits Security                     employers currently do not provide
                                           FR 69864, amending the accounting                       Administration, Labor.                                pension plans for their employees. The


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Document Created: 2018-03-01 11:20:18
Document Modified: 2018-03-01 11:20:18
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule; clarification of compliance date for certain food establishments.
DatesThe compliance date under the Current Good Manufacturing Practice, Hazard Analysis, and Risk-Based Preventive Controls for Human Food rule (published on September 17, 2015 at 80 FR 55908) for grade ``A'' milk and milk products covered by NCIMS under the PMO is September 17, 2018.
ContactJenny Scott, Center for Food Safety and Applied Nutrition (HFS-300), Food and Drug Administration, 5100 Paint Branch Pkwy., College Park, MD 20740, 240-402-2166.
FR Citation80 FR 71934 
RIN Number0910-AG36
CFR Citation21 CFR 1
21 CFR 106
21 CFR 11
21 CFR 110
21 CFR 114
21 CFR 117
21 CFR 120
21 CFR 123
21 CFR 129
21 CFR 16
21 CFR 179
21 CFR 211

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